83_FR_36941 83 FR 36794 - Elimination of the Requirement That Livestock Carcasses Be Marked “U.S. Inspected and Passed” at the Time of Inspection Within a Slaughter Establishment for Carcasses to be Further Processed Within the Same Establishment

83 FR 36794 - Elimination of the Requirement That Livestock Carcasses Be Marked “U.S. Inspected and Passed” at the Time of Inspection Within a Slaughter Establishment for Carcasses to be Further Processed Within the Same Establishment

DEPARTMENT OF AGRICULTURE
Food Safety and Inspection Service

Federal Register Volume 83, Issue 147 (July 31, 2018)

Page Range36794-36797
FR Document2018-16345

FSIS is proposing to amend the Federal meat inspection regulations to eliminate the requirement that livestock carcasses be marked with the official inspection legend at the time of inspection in a slaughter establishment, if the carcasses are to be further processed in the same establishment.

Federal Register, Volume 83 Issue 147 (Tuesday, July 31, 2018)
[Federal Register Volume 83, Number 147 (Tuesday, July 31, 2018)]
[Proposed Rules]
[Pages 36794-36797]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-16345]



[[Page 36794]]

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DEPARTMENT OF AGRICULTURE

Food Safety and Inspection Service

9 CFR Part 316

[Docket No. FSIS 2018-0019]
RIN 0583-AD69


Elimination of the Requirement That Livestock Carcasses Be Marked 
``U.S. Inspected and Passed'' at the Time of Inspection Within a 
Slaughter Establishment for Carcasses to be Further Processed Within 
the Same Establishment

AGENCY: Food Safety and Inspection Service, USDA.

ACTION: Proposed rule.

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SUMMARY: FSIS is proposing to amend the Federal meat inspection 
regulations to eliminate the requirement that livestock carcasses be 
marked with the official inspection legend at the time of inspection in 
a slaughter establishment, if the carcasses are to be further processed 
in the same establishment.

DATES: Comments must be received on or before October 1, 2018.

ADDRESSES: FSIS invites interested persons to submit comments on this 
proposed rule. Comments may be submitted by one of the following 
methods:
     Federal eRulemaking Portal: This website provides the 
ability to type short comments directly into the comment field on this 
web page or attach a file for lengthier comments. Go to http://www.regulations.gov. Follow the on-line instructions at that site for 
submitting comments.
     Mail, including CD-ROMs: Send to Docket Clerk, U.S. 
Department of Agriculture, Food Safety and Inspection Service, 1400 
Independence Avenue SW, Mailstop 3758, Room 6065, Washington, DC 20250-
3700.
     Hand- or courier-delivered submittals: Deliver to 1400 
Independence Avenue SW, Room 6065, Washington, DC 20250-3700.
     Instructions: All items submitted by mail or electronic 
mail must include the Agency name and docket number FSIS-2018-0005. 
Comments received in response to this docket will be made available for 
public inspection and posted without change, including any personal 
information, to http://www.regulations.gov.
    Docket: For access to background documents or comments received, 
call (202) 720-5627 to schedule a time to visit the FSIS Docket Room at 
1400 Independence Avenue SW, Room 6065, Washington, DC 20250-3700.

FOR FURTHER INFORMATION CONTACT: Roberta Wagner, Assistant 
Administrator, Office of Policy and Program Development, Food Safety 
and Inspection Service, U.S. Department of Agriculture; Telephone: 
(202) 205-0495.

SUPPLEMENTARY INFORMATION: 

Background

    In the past, slaughter establishments often would ship carcasses to 
other establishments for further processing into primal, subprimal, and 
other meat cuts and products. Today however, most establishments that 
slaughter swine, cattle, or sheep also fabricate the carcasses into 
various primal and subprimal parts, as well as other meat products. 
After a carcass has passed inspection, the slaughter establishment 
typically moves it, under control, to another department in the same 
establishment for further processing. The establishment then typically 
ships the resulting meat food products, rather than marked carcasses, 
in fully labeled containers either for further processing at other 
establishments or into commerce.
    The Federal Meat Inspection Act (FMIA) requires the inspection of 
all livestock carcasses and parts of livestock carcasses prepared in 
slaughter establishments as articles of commerce capable of use as 
human food (21 U.S.C. 604). In this same provision, the FMIA requires 
that such carcasses and parts of carcasses found to be not adulterated 
be stamped as ``inspected and passed'' before they enter commerce. The 
FMIA also gives FSIS broad authority to promulgate rules and 
regulations necessary to carry out its provisions (21 U.S.C. 621).
    The regulations at 9 CFR 316.9 set forth more prescriptive, and 
partially outdated, requirements for the marking of inspected 
carcasses. Specifically, the regulation at 9 CFR 316.9(a) requires each 
carcass at an official establishment to be marked at the time of 
inspection with the official inspection legend. This requirement is 
intended to prevent uninspected carcasses from being shipped in 
commerce from slaughter establishments to processing establishments or 
elsewhere. However, given contemporary practices at slaughter 
establishments, marking the carcass on the slaughter floor is often 
unnecessary, as the carcass will be moved elsewhere in the same 
establishment for further processing.

Requests To Move Carcasses and Parts of Carcasses To Processing Without 
Marking the Carcass

    Numerous slaughter establishments have requested waivers from the 
requirement in 9 CFR 316.9(a), i.e., that the carcasses they further 
process in-house not be required to be marked at the time of 
inspection. The information presented with these requests has described 
the steps that establishments would take to ensure that uninspected, 
unmarked, or adulterated product does not enter commerce. These steps 
typically include: (1) Ensuring that all carcasses inspected and passed 
by USDA, but not marked on the slaughter floor, are stored and 
processed in the establishment; (2) ensuring that all products shipped 
from the establishment bear the mark of inspection or are shipped in 
fully labeled containers that bear the mark of inspection; and (3) 
ensuring that FSIS still maintains control over any carcasses that do 
not pass inspection.
    FSIS has granted many of these waivers, per the regulations at 9 
CFR 303.1, thereby allowing inspected and passed carcasses to move, 
without the mark of inspection, from the slaughter floor to processing 
departments in the same establishment. At one point, because of the 
high number of waivers granted, FSIS issued an administrative notice to 
inspectors (FSIS Notice 17-16) with instructions for verification 
activities at establishments that had received a waiver from these 
requirements. FSIS has allowed this notice to expire, in anticipation 
of this rulemaking. Further, based on discussions with FSIS District 
Offices, while a significant number of establishments are currently 
operating under such waivers, there are no reports of unmarked 
carcasses being shipped into commerce.
    FSIS has carefully considered the available information on allowing 
establishments to move carcasses and parts of carcasses to processing 
without marking the carcass with the inspection legend. From its 
experience with establishments to which it has provided waivers, the 
Agency has concluded that controls that establishments have put in 
place and Agency procedures to address inspection of unmarked carcasses 
have been successful in preventing unmarked carcasses from leaving the 
establishment for processing in an outside facility. FSIS is thus 
proposing that establishments not be required to mark carcasses with 
the inspection legend when the carcasses leave the slaughter floor to 
be further processed within the same establishment. However, all 
primals, subprimals, parts and other meat food products will have to be 
properly labeled and bear the mark of inspection before entering 
commerce.
    Under the proposed rule, FSIS inspection personnel will continue to

[[Page 36795]]

verify that the establishment has in place in its Hazard Analysis and 
Critical Control Point (HACCP) plan, Sanitation Standard Operating 
Procedures (SOPs), or other prerequisite programs, controls to ensure 
that unmarked carcasses are further processed in the establishment and 
that carcasses that are not further processed in the establishment do 
not leave the establishment unmarked. Additionally, should this rule 
become final, inspectors would verify through records review or direct 
observation that the establishment's procedures ensure that: (1) The 
establishment properly identifies and handles carcasses or parts 
eligible for the mark of inspection through edible channels, so that 
only edible, inspected and passed product proceeds to fabrication; (2) 
the establishment can account for the number of carcasses it slaughters 
and moves through its establishment and that it correctly identifies 
the species slaughtered on the final label; (3) retained carcasses or 
parts remain under FSIS control until the establishment makes 
corrections that render the carcass or part eligible to bear the mark 
of inspection (e.g., carcasses retained for residue sample or pending 
pathology disposition are held in FSIS controlled retained cages in the 
cooler); and (4) whole carcasses transported to another establishment 
bear the mark of inspection.

Executive Orders 12866 and 13563, and the Regulatory Flexibility Act

    Executive Orders 12866 and 13563 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety benefits, distributive impacts, and equity). 
Executive Order (E.O.) 13563 emphasizes the importance of quantifying 
both costs and benefits, of reducing costs, of harmonizing rules, and 
of promoting flexibility. This proposed rule has been designated as a 
``non-significant'' regulatory action under section 3(f) of E.O. 12866. 
Accordingly, the rule has not been reviewed by the Office of Management 
and Budget (OMB) under E.O. 12866.

Economic Impact Analysis

    FSIS is proposing to remove the requirement for carcasses 
slaughtered in an establishment to bear the mark of inspection after 
being inspected and passed on the slaughter floor if the carcasses are 
to be further processed in the same establishment. Since this 
requirement is no longer necessary to prevent adulterated food product 
from entering commerce (see explanation in the Background section 
above), removing it will have no negative public health impact. Nor 
will it impose costs on the industry or the Agency.
    In regard to benefits from the rulemaking, removing an unnecessary 
requirement will allow establishments the flexibility to be innovative 
and to operate in the most efficient manner. In addition, it will also 
allow FSIS to utilize its resources more appropriately by relieving 
inspectors of unnecessary tasks. The expected benefits from this 
proposed rule would accrue from time and resource savings. Inspected 
and passed carcasses meant for further processing would not have to 
wait for the mark of inspection but could move directly to further 
processing. Thus, establishments that slaughter livestock and process 
livestock carcasses in the same facility would benefit from fewer 
delays in their operations and greater flexibility to conduct 
processing operations on inspected and passed carcasses.
    Agency data show that there are approximately 797 meat slaughtering 
establishments, and approximately 676 of them (~85 percent) do both 
slaughtering and processing.\1\ FSIS estimates that approximately 644 
of these 676 establishments (~95 percent) further process the carcasses 
they slaughter. Given that the annual production of meat by Federal 
inspected establishments is approximately 150 million heads,\2\ roughly 
120.9 million carcasses are subject to the requirements in 9 CFR 316.9 
(150 million x 85 percent x 95 percent). Assuming that it takes 
establishment labor, on average, 3 seconds to stamp each carcass, and 
that approximately half of the establishments already have waivers from 
the requirement, approximately 50,417 additional hours would be saved. 
Most establishments use hired workers to do the stamping. If we assume 
the average hourly pay (salary plus benefits) is $20,\3\ then the time 
saved is equivalent to approximately $1.01 million annually.
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    \1\ Data source: Public Health Inspection System as of June 
2017, provided by FSIS's Office of Data Integration and Food 
Protection.
    \2\ Livestock Slaughter 2016 Summary (April 2017). USDA, 
National Agricultural Statistics. http://usda.mannlib.cornell.edu/usda/current/LiveSlauSu/LiveSlauSu-04-19-2017.pdf, p.15. accessed 
06/01/2017.
    \3\ Data source: Bureau of Labor Statistics (BLS) most recent 
report of average wage of meat slaughterers and packers. https://www.bls.gov/oes/current/oes513023.htm/, accessed 06/2017.
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    In addition, such establishments would no longer need to replace 
the broken or worn out stamps previously used for marking carcasses on 
the slaughter floor. Typically, a stamp (usually made of bronze) costs 
$225 and lasts 5 years.\4\ The annualized cost of the stamp is $55 (if 
the interest rate is 7 percent) or $50 (if the interest rate is 3 
percent). Assuming each establishment (that does not already have a 
waiver from the requirement) uses one stamp per year, the annual 
savings on these stamps would be between $16,700 and $18,600.
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    \4\ Data from Ketchum Manufacturing Inc., a manufacturer of meat 
stamps, through telephone interview on 4/17/2017.
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    Additionally, establishments would no longer need to make written 
requests for waivers from the requirement to stamp carcasses further 
processed within the same establishment and would no longer need to 
wait to have such requests approved. Further, because FSIS inspectors 
would no longer need to ensure that inspected and passed carcasses bear 
the mark of inspection before they are sent for further processing, 
FSIS inspectors would have greater flexibility to focus on activities 
that are more important in ensuring food safety, such as verifying that 
establishments meet HACCP regulations and collecting product samples. 
However, the time needed for submitting a written waiver request and 
waiting for approval is minimal, and the saving of that time would be 
offset by the increase in time needed for establishments to amend their 
HACCP plans, Sanitation SOPs, or prerequisite programs to add controls 
for the movement of these unmarked carcasses under this proposed rule. 
Similarly, the time saved for FSIS inspectors to ensure that inspected 
carcasses bear the mark of inspection would be offset by the increase 
in time to verify that establishments meet HACCP regulations.
    There are no expected costs associated with this proposed rule. 
Establishments already operating under a waiver will have procedures in 
their HACCP plans, Sanitation SOPs, or prerequisite programs that 
ensure that carcasses that are not further processed in the 
establishment do not leave the establishment unmarked. Other 
establishments will need to revise these procedures. However, FSIS 
expects that any costs associated with revising the procedures would be 
offset by increased flexibility allowed to those establishments as 
discussed in the foregoing section.

Regulatory Flexibility Act Assessment

    The FSIS Administrator has made a preliminary determination that 
this

[[Page 36796]]

proposed rule will not have a significant economic impact on a 
substantial number of small entities, as defined by the Regulatory 
Flexibility Act (5 U.S.C. 601). The proposed rule will not increase 
costs to the industry.

Executive Order 13771

    Consistent with E.O. 13771 (82 FR 9339, February 3, 2017), FSIS has 
estimated that this proposed rule would yield cost savings. Therefore, 
if finalized as proposed, this rule is expected to be an E.O. 13771 
deregulatory action.

Paperwork Reduction Act

    There are no paperwork or recordkeeping requirements associated 
with this proposed rule under the Paperwork Reduction Act of 1995 (44 
U.S.C. 3501-3520).

E-Government Act

    FSIS and USDA are committed to achieving the purposes of the E-
Government Act (44 U.S.C. 3601, et seq.) by, among other things, 
promoting the use of the internet and other information technologies 
and providing increased opportunities for citizen access to Government 
information and services, and for other purposes.

Executive Order 12988, Civil Justice Reform

    This proposed rule has been reviewed under E.O. 12988, Civil 
Justice Reform. Under this rule: (1) All State and local laws and 
regulations that are inconsistent with this rule will be preempted; (2) 
no retroactive effect will be given to this rule; and (3) no 
administrative proceedings will be required before parties may file 
suit in court challenging this rule.

Executive Order 13175

    This rule has been reviewed in accordance with the requirements of 
E.O. 13175, ``Consultation and Coordination with Indian Tribal 
Governments.'' E.O. 13175 requires Federal agencies to consult and 
coordinate with tribes on a government-to-government basis on policies 
that have tribal implications, including regulations, legislative 
comments or proposed legislation, and other policy statements or 
actions that have substantial direct effects on one or more Indian 
tribes, on the relationship between the Federal Government and Indian 
tribes or on the distribution of power and responsibilities between the 
Federal Government and Indian tribes.
    FSIS has assessed the impact of this rule on Indian tribes and 
determined that this rule does not, to our knowledge, have tribal 
implications that require tribal consultation under E.O. 13175. If a 
Tribe requests consultation, FSIS will work with the Office of Tribal 
Relations to ensure meaningful consultation is provided where changes, 
additions and modifications identified herein are not expressly 
mandated by Congress.

USDA Non-Discrimination Statement

    No agency, officer, or employee of the USDA shall, on the grounds 
of race, color, national origin, religion, sex, gender identity, sexual 
orientation, disability, age, marital status, family/parental status, 
income derived from a public assistance program, or political beliefs, 
exclude from participation in, deny the benefits of, or subject to 
discrimination any person in the United States under any program or 
activity conducted by the USDA.

How To File a Complaint of Discrimination

    To file a complaint of discrimination, complete the USDA Program 
Discrimination Complaint Form, which may be accessed online at http://www.ocio.usda.gov/sites/default/files/docs/2012/Complain_combined_6_8_12.pdf, or write a letter signed by you or your 
authorized representative.
    Send your completed complaint form or letter to USDA by mail, fax, 
or email: Mail: U.S. Department of Agriculture, Director, Office of 
Adjudication, 1400 Independence Avenue SW, Washington, DC 20250-9410; 
Fax: (202) 690-7442; Email: [email protected].
    Persons with disabilities who require alternative means for 
communication (Braille, large print, audiotape, etc.), should contact 
USDA's TARGET Center at (202) 720-2600 (voice and TDD).

Additional Public Notification

    Public awareness of all segments of rulemaking and policy 
development is important. Consequently, FSIS will announce this Federal 
Register publication on-line through the FSIS web page located at: 
http://www.fsis.usda.gov/federal-register.
    FSIS also will make copies of this publication available through 
the FSIS Constituent Update, which is used to provide information 
regarding FSIS policies, procedures, regulations, Federal Register 
notices, FSIS public meetings, and other types of information that 
could affect or would be of interest to our constituents and 
stakeholders. Constituent updates are available on the FSIS web page. 
Through the web page, FSIS is able to provide information to a much 
broader, more diverse audience. In addition, FSIS offers an email 
subscription service which provides automatic and customized access to 
selected food safety news and information. This service is available 
at: http://www.fsis.usda.gov/subscribe. Options range from recalls to 
export information, regulations, directives, and notices. Customers can 
add or delete subscriptions themselves, and have the option to password 
protect their accounts.

List of Subjects in 9 CFR Part 316

    Food labeling, Food packaging, Meat inspection.

    For the reasons set forth in the preamble, FSIS is proposing to 
amend 9 CFR part 316 as follows:

PART 316--MARKING PRODUCTS AND THEIR CONTAINERS

0
1. The authority citation for part 316 is revised to read as follows:

    Authority:  21 U.S.C. 601-695; 7 CFR 2.18, 2.55.

0
2. In Sec.  316.9, revise paragraph (a), redesignate paragraphs (b) 
through (d) as paragraphs (c) through (e), respectively, and add a new 
paragraph (b) to read as follows:


Sec.  316.9  Products to be marked with official marks.

    (a) Each carcass that has been inspected and passed in an official 
establishment must be marked at the time of inspection with the 
official inspection legend containing the number of the official 
establishment, if the carcass is to be shipped into commerce from the 
establishment without further processing.
    (b) A passed and inspected carcass that is to be further processed 
in the slaughtering establishment need not be marked with the official 
inspection legend at the time of inspection, provided the establishment 
develops and implements, as part of a HACCP plan, Sanitation SOPs, or 
other prerequisite program, procedures to ensure that:
    (1) Unmarked carcasses are further processed only in the 
slaughtering establishment;
    (2) Unmarked carcasses that, for any reason, are not further 
processed in the establishment do not leave the establishment unmarked; 
and
    (3) Unmarked and retained carcasses or parts remain under FSIS 
control until the establishment makes any corrections that are 
necessary to render the carcass or part eligible to bear the mark of 
inspection.
* * * * *


[[Page 36797]]


    Done in Washington, DC.
Paul Kiecker,
Acting Administrator.
[FR Doc. 2018-16345 Filed 7-30-18; 8:45 am]
 BILLING CODE 3410-DM-P



                                                 36794                    Federal Register / Vol. 83, No. 147 / Tuesday, July 31, 2018 / Proposed Rules

                                                 DEPARTMENT OF AGRICULTURE                                FOR FURTHER INFORMATION CONTACT:                      requirement in 9 CFR 316.9(a), i.e., that
                                                                                                          Roberta Wagner, Assistant                             the carcasses they further process in-
                                                 Food Safety and Inspection Service                       Administrator, Office of Policy and                   house not be required to be marked at
                                                                                                          Program Development, Food Safety and                  the time of inspection. The information
                                                 9 CFR Part 316                                           Inspection Service, U.S. Department of                presented with these requests has
                                                 [Docket No. FSIS 2018–0019]                              Agriculture; Telephone: (202) 205–0495.               described the steps that establishments
                                                                                                          SUPPLEMENTARY INFORMATION:                            would take to ensure that uninspected,
                                                 RIN 0583–AD69                                                                                                  unmarked, or adulterated product does
                                                                                                          Background                                            not enter commerce. These steps
                                                 Elimination of the Requirement That                         In the past, slaughter establishments              typically include: (1) Ensuring that all
                                                 Livestock Carcasses Be Marked ‘‘U.S.                     often would ship carcasses to other                   carcasses inspected and passed by
                                                 Inspected and Passed’’ at the Time of                    establishments for further processing                 USDA, but not marked on the slaughter
                                                 Inspection Within a Slaughter                            into primal, subprimal, and other meat                floor, are stored and processed in the
                                                 Establishment for Carcasses to be                        cuts and products. Today however, most                establishment; (2) ensuring that all
                                                 Further Processed Within the Same                        establishments that slaughter swine,                  products shipped from the
                                                 Establishment                                            cattle, or sheep also fabricate the                   establishment bear the mark of
                                                 AGENCY:  Food Safety and Inspection                      carcasses into various primal and                     inspection or are shipped in fully
                                                 Service, USDA.                                           subprimal parts, as well as other meat                labeled containers that bear the mark of
                                                                                                          products. After a carcass has passed                  inspection; and (3) ensuring that FSIS
                                                 ACTION: Proposed rule.
                                                                                                          inspection, the slaughter establishment               still maintains control over any
                                                 SUMMARY:    FSIS is proposing to amend                   typically moves it, under control, to                 carcasses that do not pass inspection.
                                                 the Federal meat inspection regulations                  another department in the same                           FSIS has granted many of these
                                                 to eliminate the requirement that                        establishment for further processing.                 waivers, per the regulations at 9 CFR
                                                 livestock carcasses be marked with the                   The establishment then typically ships                303.1, thereby allowing inspected and
                                                 official inspection legend at the time of                the resulting meat food products, rather              passed carcasses to move, without the
                                                 inspection in a slaughter establishment,                 than marked carcasses, in fully labeled               mark of inspection, from the slaughter
                                                 if the carcasses are to be further                       containers either for further processing              floor to processing departments in the
                                                 processed in the same establishment.                     at other establishments or into                       same establishment. At one point,
                                                                                                          commerce.                                             because of the high number of waivers
                                                 DATES: Comments must be received on
                                                                                                             The Federal Meat Inspection Act                    granted, FSIS issued an administrative
                                                 or before October 1, 2018.                               (FMIA) requires the inspection of all                 notice to inspectors (FSIS Notice 17–16)
                                                 ADDRESSES: FSIS invites interested                       livestock carcasses and parts of                      with instructions for verification
                                                 persons to submit comments on this                       livestock carcasses prepared in                       activities at establishments that had
                                                 proposed rule. Comments may be                           slaughter establishments as articles of               received a waiver from these
                                                 submitted by one of the following                        commerce capable of use as human food                 requirements. FSIS has allowed this
                                                 methods:                                                 (21 U.S.C. 604). In this same provision,              notice to expire, in anticipation of this
                                                    • Federal eRulemaking Portal: This                    the FMIA requires that such carcasses                 rulemaking. Further, based on
                                                 website provides the ability to type                     and parts of carcasses found to be not                discussions with FSIS District Offices,
                                                 short comments directly into the                         adulterated be stamped as ‘‘inspected                 while a significant number of
                                                 comment field on this web page or                        and passed’’ before they enter                        establishments are currently operating
                                                 attach a file for lengthier comments. Go                 commerce. The FMIA also gives FSIS                    under such waivers, there are no reports
                                                 to http://www.regulations.gov. Follow                    broad authority to promulgate rules and               of unmarked carcasses being shipped
                                                 the on-line instructions at that site for                regulations necessary to carry out its                into commerce.
                                                 submitting comments.                                     provisions (21 U.S.C. 621).                              FSIS has carefully considered the
                                                    • Mail, including CD–ROMs: Send to                       The regulations at 9 CFR 316.9 set                 available information on allowing
                                                 Docket Clerk, U.S. Department of                         forth more prescriptive, and partially                establishments to move carcasses and
                                                 Agriculture, Food Safety and Inspection                  outdated, requirements for the marking                parts of carcasses to processing without
                                                 Service, 1400 Independence Avenue                        of inspected carcasses. Specifically, the             marking the carcass with the inspection
                                                 SW, Mailstop 3758, Room 6065,                            regulation at 9 CFR 316.9(a) requires                 legend. From its experience with
                                                 Washington, DC 20250–3700.                               each carcass at an official establishment             establishments to which it has provided
                                                    • Hand- or courier-delivered                          to be marked at the time of inspection                waivers, the Agency has concluded that
                                                 submittals: Deliver to 1400                              with the official inspection legend. This             controls that establishments have put in
                                                 Independence Avenue SW, Room 6065,                       requirement is intended to prevent                    place and Agency procedures to address
                                                 Washington, DC 20250–3700.                               uninspected carcasses from being                      inspection of unmarked carcasses have
                                                    • Instructions: All items submitted by                shipped in commerce from slaughter                    been successful in preventing unmarked
                                                 mail or electronic mail must include the                 establishments to processing                          carcasses from leaving the establishment
                                                 Agency name and docket number FSIS–                      establishments or elsewhere. However,                 for processing in an outside facility.
                                                 2018–0005. Comments received in                          given contemporary practices at                       FSIS is thus proposing that
                                                 response to this docket will be made                     slaughter establishments, marking the                 establishments not be required to mark
                                                 available for public inspection and                      carcass on the slaughter floor is often               carcasses with the inspection legend
                                                 posted without change, including any                     unnecessary, as the carcass will be                   when the carcasses leave the slaughter
daltland on DSKBBV9HB2PROD with PROPOSALS




                                                 personal information, to http://                         moved elsewhere in the same                           floor to be further processed within the
                                                 www.regulations.gov.                                     establishment for further processing.                 same establishment. However, all
                                                    Docket: For access to background                                                                            primals, subprimals, parts and other
                                                 documents or comments received, call                     Requests To Move Carcasses and Parts                  meat food products will have to be
                                                 (202) 720–5627 to schedule a time to                     of Carcasses To Processing Without                    properly labeled and bear the mark of
                                                 visit the FSIS Docket Room at 1400                       Marking the Carcass                                   inspection before entering commerce.
                                                 Independence Avenue SW, Room 6065,                         Numerous slaughter establishments                      Under the proposed rule, FSIS
                                                 Washington, DC 20250–3700.                               have requested waivers from the                       inspection personnel will continue to


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                                                                          Federal Register / Vol. 83, No. 147 / Tuesday, July 31, 2018 / Proposed Rules                                                 36795

                                                 verify that the establishment has in                     prevent adulterated food product from                 used for marking carcasses on the
                                                 place in its Hazard Analysis and Critical                entering commerce (see explanation in                 slaughter floor. Typically, a stamp
                                                 Control Point (HACCP) plan, Sanitation                   the Background section above),                        (usually made of bronze) costs $225 and
                                                 Standard Operating Procedures (SOPs),                    removing it will have no negative public              lasts 5 years.4 The annualized cost of
                                                 or other prerequisite programs, controls                 health impact. Nor will it impose costs               the stamp is $55 (if the interest rate is
                                                 to ensure that unmarked carcasses are                    on the industry or the Agency.                        7 percent) or $50 (if the interest rate is
                                                 further processed in the establishment                      In regard to benefits from the                     3 percent). Assuming each
                                                 and that carcasses that are not further                  rulemaking, removing an unnecessary                   establishment (that does not already
                                                 processed in the establishment do not                    requirement will allow establishments                 have a waiver from the requirement)
                                                 leave the establishment unmarked.                        the flexibility to be innovative and to               uses one stamp per year, the annual
                                                 Additionally, should this rule become                    operate in the most efficient manner. In              savings on these stamps would be
                                                 final, inspectors would verify through                   addition, it will also allow FSIS to                  between $16,700 and $18,600.
                                                 records review or direct observation that                utilize its resources more appropriately                 Additionally, establishments would
                                                 the establishment’s procedures ensure                    by relieving inspectors of unnecessary                no longer need to make written requests
                                                 that: (1) The establishment properly                     tasks. The expected benefits from this                for waivers from the requirement to
                                                 identifies and handles carcasses or parts                proposed rule would accrue from time                  stamp carcasses further processed
                                                 eligible for the mark of inspection                      and resource savings. Inspected and                   within the same establishment and
                                                 through edible channels, so that only                    passed carcasses meant for further                    would no longer need to wait to have
                                                 edible, inspected and passed product                     processing would not have to wait for                 such requests approved. Further,
                                                 proceeds to fabrication; (2) the                         the mark of inspection but could move                 because FSIS inspectors would no
                                                 establishment can account for the                        directly to further processing. Thus,                 longer need to ensure that inspected and
                                                 number of carcasses it slaughters and                    establishments that slaughter livestock               passed carcasses bear the mark of
                                                 moves through its establishment and                      and process livestock carcasses in the                inspection before they are sent for
                                                 that it correctly identifies the species                 same facility would benefit from fewer                further processing, FSIS inspectors
                                                 slaughtered on the final label; (3)                      delays in their operations and greater                would have greater flexibility to focus
                                                 retained carcasses or parts remain under                 flexibility to conduct processing                     on activities that are more important in
                                                 FSIS control until the establishment                     operations on inspected and passed                    ensuring food safety, such as verifying
                                                 makes corrections that render the                        carcasses.                                            that establishments meet HACCP
                                                 carcass or part eligible to bear the mark                   Agency data show that there are                    regulations and collecting product
                                                 of inspection (e.g., carcasses retained for              approximately 797 meat slaughtering                   samples. However, the time needed for
                                                 residue sample or pending pathology                      establishments, and approximately 676                 submitting a written waiver request and
                                                 disposition are held in FSIS controlled                  of them (∼85 percent) do both                         waiting for approval is minimal, and the
                                                 retained cages in the cooler); and (4)                   slaughtering and processing.1 FSIS                    saving of that time would be offset by
                                                 whole carcasses transported to another                   estimates that approximately 644 of                   the increase in time needed for
                                                 establishment bear the mark of                           these 676 establishments (∼95 percent)                establishments to amend their HACCP
                                                 inspection.                                              further process the carcasses they                    plans, Sanitation SOPs, or prerequisite
                                                                                                          slaughter. Given that the annual                      programs to add controls for the
                                                 Executive Orders 12866 and 13563, and                    production of meat by Federal inspected
                                                 the Regulatory Flexibility Act                                                                                 movement of these unmarked carcasses
                                                                                                          establishments is approximately 150                   under this proposed rule. Similarly, the
                                                    Executive Orders 12866 and 13563                      million heads,2 roughly 120.9 million                 time saved for FSIS inspectors to ensure
                                                 direct agencies to assess all costs and                  carcasses are subject to the requirements
                                                                                                                                                                that inspected carcasses bear the mark
                                                 benefits of available regulatory                         in 9 CFR 316.9 (150 million × 85 percent
                                                                                                                                                                of inspection would be offset by the
                                                 alternatives and, if regulation is                       × 95 percent). Assuming that it takes
                                                                                                                                                                increase in time to verify that
                                                 necessary, to select regulatory                          establishment labor, on average, 3
                                                                                                                                                                establishments meet HACCP
                                                 approaches that maximize net benefits                    seconds to stamp each carcass, and that
                                                                                                                                                                regulations.
                                                 (including potential economic,                           approximately half of the                                There are no expected costs
                                                 environmental, public health and safety                  establishments already have waivers                   associated with this proposed rule.
                                                 benefits, distributive impacts, and                      from the requirement, approximately                   Establishments already operating under
                                                 equity). Executive Order (E.O.) 13563                    50,417 additional hours would be saved.
                                                                                                                                                                a waiver will have procedures in their
                                                 emphasizes the importance of                             Most establishments use hired workers
                                                                                                                                                                HACCP plans, Sanitation SOPs, or
                                                 quantifying both costs and benefits, of                  to do the stamping. If we assume the
                                                                                                                                                                prerequisite programs that ensure that
                                                 reducing costs, of harmonizing rules,                    average hourly pay (salary plus benefits)
                                                                                                                                                                carcasses that are not further processed
                                                 and of promoting flexibility. This                       is $20,3 then the time saved is
                                                                                                                                                                in the establishment do not leave the
                                                 proposed rule has been designated as a                   equivalent to approximately $1.01
                                                                                                                                                                establishment unmarked. Other
                                                 ‘‘non-significant’’ regulatory action                    million annually.
                                                                                                             In addition, such establishments                   establishments will need to revise these
                                                 under section 3(f) of E.O. 12866.                                                                              procedures. However, FSIS expects that
                                                 Accordingly, the rule has not been                       would no longer need to replace the
                                                                                                          broken or worn out stamps previously                  any costs associated with revising the
                                                 reviewed by the Office of Management                                                                           procedures would be offset by increased
                                                 and Budget (OMB) under E.O. 12866.                                                                             flexibility allowed to those
                                                                                                            1 Data source: Public Health Inspection System as
                                                 Economic Impact Analysis                                 of June 2017, provided by FSIS’s Office of Data       establishments as discussed in the
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                                                   FSIS is proposing to remove the                        Integration and Food Protection.                      foregoing section.
                                                                                                            2 Livestock Slaughter 2016 Summary (April
                                                 requirement for carcasses slaughtered in                 2017). USDA, National Agricultural Statistics.        Regulatory Flexibility Act Assessment
                                                 an establishment to bear the mark of                     http://usda.mannlib.cornell.edu/usda/current/
                                                                                                                                                                  The FSIS Administrator has made a
                                                 inspection after being inspected and                     LiveSlauSu/LiveSlauSu-04-19-2017.pdf, p.15.
                                                                                                                                                                preliminary determination that this
                                                 passed on the slaughter floor if the                     accessed 06/01/2017.
                                                                                                            3 Data source: Bureau of Labor Statistics (BLS)
                                                 carcasses are to be further processed in                 most recent report of average wage of meat              4 Data from Ketchum Manufacturing Inc., a
                                                 the same establishment. Since this                       slaughterers and packers. https://www.bls.gov/oes/    manufacturer of meat stamps, through telephone
                                                 requirement is no longer necessary to                    current/oes513023.htm/, accessed 06/2017.             interview on 4/17/2017.



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                                                 36796                    Federal Register / Vol. 83, No. 147 / Tuesday, July 31, 2018 / Proposed Rules

                                                 proposed rule will not have a significant                require tribal consultation under E.O.                automatic and customized access to
                                                 economic impact on a substantial                         13175. If a Tribe requests consultation,              selected food safety news and
                                                 number of small entities, as defined by                  FSIS will work with the Office of Tribal              information. This service is available at:
                                                 the Regulatory Flexibility Act (5 U.S.C.                 Relations to ensure meaningful                        http://www.fsis.usda.gov/subscribe.
                                                 601). The proposed rule will not                         consultation is provided where changes,               Options range from recalls to export
                                                 increase costs to the industry.                          additions and modifications identified                information, regulations, directives, and
                                                                                                          herein are not expressly mandated by                  notices. Customers can add or delete
                                                 Executive Order 13771
                                                                                                          Congress.                                             subscriptions themselves, and have the
                                                   Consistent with E.O. 13771 (82 FR                                                                            option to password protect their
                                                 9339, February 3, 2017), FSIS has                        USDA Non-Discrimination Statement
                                                                                                                                                                accounts.
                                                 estimated that this proposed rule would                    No agency, officer, or employee of the
                                                 yield cost savings. Therefore, if finalized              USDA shall, on the grounds of race,                   List of Subjects in 9 CFR Part 316
                                                 as proposed, this rule is expected to be                 color, national origin, religion, sex,                  Food labeling, Food packaging, Meat
                                                 an E.O. 13771 deregulatory action.                       gender identity, sexual orientation,                  inspection.
                                                                                                          disability, age, marital status, family/
                                                 Paperwork Reduction Act                                                                                          For the reasons set forth in the
                                                                                                          parental status, income derived from a
                                                   There are no paperwork or                              public assistance program, or political               preamble, FSIS is proposing to amend 9
                                                 recordkeeping requirements associated                    beliefs, exclude from participation in,               CFR part 316 as follows:
                                                 with this proposed rule under the                        deny the benefits of, or subject to
                                                 Paperwork Reduction Act of 1995 (44                                                                            PART 316—MARKING PRODUCTS
                                                                                                          discrimination any person in the United
                                                 U.S.C. 3501–3520).                                                                                             AND THEIR CONTAINERS
                                                                                                          States under any program or activity
                                                 E-Government Act                                         conducted by the USDA.
                                                                                                                                                                ■  1. The authority citation for part 316
                                                   FSIS and USDA are committed to                         How To File a Complaint of                            is revised to read as follows:
                                                 achieving the purposes of the E-                         Discrimination                                          Authority: 21 U.S.C. 601–695; 7 CFR 2.18,
                                                 Government Act (44 U.S.C. 3601, et                          To file a complaint of discrimination,             2.55.
                                                 seq.) by, among other things, promoting                  complete the USDA Program
                                                 the use of the internet and other                        Discrimination Complaint Form, which                  ■ 2. In § 316.9, revise paragraph (a),
                                                 information technologies and providing                   may be accessed online at http://                     redesignate paragraphs (b) through (d)
                                                 increased opportunities for citizen                      www.ocio.usda.gov/sites/default/files/                as paragraphs (c) through (e),
                                                 access to Government information and                     docs/2012/Complain_combined_6_8_                      respectively, and add a new paragraph
                                                 services, and for other purposes.                        12.pdf, or write a letter signed by you               (b) to read as follows:

                                                 Executive Order 12988, Civil Justice                     or your authorized representative.                    § 316.9 Products to be marked with official
                                                                                                             Send your completed complaint form                 marks.
                                                 Reform
                                                                                                          or letter to USDA by mail, fax, or email:
                                                   This proposed rule has been reviewed                   Mail: U.S. Department of Agriculture,                   (a) Each carcass that has been
                                                 under E.O. 12988, Civil Justice Reform.                  Director, Office of Adjudication, 1400                inspected and passed in an official
                                                 Under this rule: (1) All State and local                 Independence Avenue SW, Washington,                   establishment must be marked at the
                                                 laws and regulations that are                            DC 20250–9410; Fax: (202) 690–7442;                   time of inspection with the official
                                                 inconsistent with this rule will be                      Email: program.intake@usda.gov.                       inspection legend containing the
                                                 preempted; (2) no retroactive effect will                   Persons with disabilities who require              number of the official establishment, if
                                                 be given to this rule; and (3) no                        alternative means for communication                   the carcass is to be shipped into
                                                 administrative proceedings will be                       (Braille, large print, audiotape, etc.),              commerce from the establishment
                                                 required before parties may file suit in                 should contact USDA’s TARGET Center                   without further processing.
                                                 court challenging this rule.                             at (202) 720–2600 (voice and TDD).                      (b) A passed and inspected carcass
                                                                                                                                                                that is to be further processed in the
                                                 Executive Order 13175                                    Additional Public Notification                        slaughtering establishment need not be
                                                   This rule has been reviewed in                           Public awareness of all segments of                 marked with the official inspection
                                                 accordance with the requirements of                      rulemaking and policy development is                  legend at the time of inspection,
                                                 E.O. 13175, ‘‘Consultation and                           important. Consequently, FSIS will                    provided the establishment develops
                                                 Coordination with Indian Tribal                          announce this Federal Register                        and implements, as part of a HACCP
                                                 Governments.’’ E.O. 13175 requires                       publication on-line through the FSIS                  plan, Sanitation SOPs, or other
                                                 Federal agencies to consult and                          web page located at: http://                          prerequisite program, procedures to
                                                 coordinate with tribes on a government-                  www.fsis.usda.gov/federal-register.                   ensure that:
                                                 to-government basis on policies that                       FSIS also will make copies of this                    (1) Unmarked carcasses are further
                                                 have tribal implications, including                      publication available through the FSIS                processed only in the slaughtering
                                                 regulations, legislative comments or                     Constituent Update, which is used to                  establishment;
                                                 proposed legislation, and other policy                   provide information regarding FSIS
                                                                                                          policies, procedures, regulations,                      (2) Unmarked carcasses that, for any
                                                 statements or actions that have
                                                                                                          Federal Register notices, FSIS public                 reason, are not further processed in the
                                                 substantial direct effects on one or more
                                                                                                          meetings, and other types of information              establishment do not leave the
                                                 Indian tribes, on the relationship
                                                                                                                                                                establishment unmarked; and
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                                                 between the Federal Government and                       that could affect or would be of interest
                                                 Indian tribes or on the distribution of                  to our constituents and stakeholders.                   (3) Unmarked and retained carcasses
                                                 power and responsibilities between the                   Constituent updates are available on the              or parts remain under FSIS control until
                                                 Federal Government and Indian tribes.                    FSIS web page. Through the web page,                  the establishment makes any corrections
                                                   FSIS has assessed the impact of this                   FSIS is able to provide information to a              that are necessary to render the carcass
                                                 rule on Indian tribes and determined                     much broader, more diverse audience.                  or part eligible to bear the mark of
                                                 that this rule does not, to our                          In addition, FSIS offers an email                     inspection.
                                                 knowledge, have tribal implications that                 subscription service which provides                   *     *      *     *    *


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                                                                          Federal Register / Vol. 83, No. 147 / Tuesday, July 31, 2018 / Proposed Rules                                          36797

                                                   Done in Washington, DC.                                  Docket: For access to background                    achieved, while allowing establishments
                                                 Paul Kiecker,                                            documents or comments received, call                  to develop and employ innovative and
                                                 Acting Administrator.                                    (202) 720–5627 to schedule a time to                  effective sanitation procedures
                                                 [FR Doc. 2018–16345 Filed 7–30–18; 8:45 am]              visit the FSIS Docket Room at 1400                    customized to the nature of their
                                                 BILLING CODE 3410–DM–P
                                                                                                          Independence Avenue SW, Room 6065,                    operations. Under the Sanitation SOP
                                                                                                          Washington, DC 20250–3700.                            regulations, FSIS requires that all
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      inspected establishments develop and
                                                 DEPARTMENT OF AGRICULTURE                                Roberta Wagner, Assistant                             implement written Sanitation SOPs to
                                                                                                          Administrator, Office of Policy and                   prevent direct contamination or
                                                 Food Safety and Inspection Service                       Program Development; Telephone: (202)                 adulteration of product before and
                                                                                                          205–0495.                                             during operations. An establishment’s
                                                 9 CFR Parts 318 and 381                                                                                        Sanitation SOP typically covers the
                                                                                                          SUPPLEMENTARY INFORMATION:
                                                                                                                                                                scheduled, daily pre-operational and
                                                 [Docket No. FSIS 2016–0032]
                                                                                                          Background                                            operational cleaning and sanitation of
                                                 RIN 0583–AD66
                                                                                                            FSIS regulations at 9 CFR 318.12 and                equipment and surfaces that may
                                                                                                          381.152 govern the manufacture of pet                 contact product directly. Under the SPS
                                                 Preparation of Uninspected Products                                                                            regulations, establishments must
                                                 Outside of the Hours of Inspectional                     food and other uninspected, inedible
                                                                                                          products in official meat and poultry                 address all of the other aspects of
                                                 Supervision                                                                                                    establishment sanitation that can affect
                                                                                                          establishments. These regulations set
                                                 AGENCY:  Food Safety and Inspection                      forth prescriptive requirements                       food safety, e.g., pest control, adequate
                                                 Service, USDA.                                           intended to prevent the creation of                   ventilation, lighting, and plumbing
                                                                                                                                                                systems.
                                                 ACTION: Proposed rule.                                   insanitary conditions in official
                                                                                                                                                                   Under the HACCP and sanitation
                                                                                                          establishments, the commingling of
                                                 SUMMARY:    FSIS is proposing to amend                                                                         requirements, an establishment that
                                                                                                          inedible and edible meat and poultry                  produces both edible and inedible meat
                                                 the Federal meat and poultry products                    products, and the movement of inedible
                                                 inspection regulations to eliminate                                                                            and poultry products must develop and
                                                                                                          meat and poultry products into                        implement the controls and procedures
                                                 prescriptive requirements governing the                  commerce as human food. They also
                                                 manufacture of uninspected products,                                                                           necessary to prevent the adulteration of
                                                                                                          require that pet food and other inedible              edible products by insanitary conditions
                                                 such as pet food, in edible product areas                products be manufactured in official
                                                 of official establishments and to allow                                                                        and product commingling, as well as the
                                                                                                          establishments only when an FSIS                      movement of inedible products into
                                                 official establishments to manufacture                   inspector is on premises.
                                                 such products outside the hours of                                                                             commerce as human food. FSIS
                                                                                                            These prescriptive requirements for                 inspectors verify the implementation
                                                 inspection.                                              the production of pet food and other                  and effectiveness of these controls
                                                 DATES: To receive full consideration,                    inedible products (e.g., inedible                     through inspection, records review and,
                                                 comments should be received by August                    rendered fats, lungs, lung lobes, and                 as necessary, product sampling. Thus,
                                                 30, 2018.                                                experimental products) are                            FSIS inspectors do not need to be
                                                 ADDRESSES: FSIS invites interested                       incompatible with the Hazard Analysis                 present in an official establishment
                                                 persons to submit comments on this                       and Critical Control Point (HACCP)                    when it manufactures inedible products
                                                 proposed rule. Comments may be                           regulations at 9 CFR part 417 and the                 in order to verify that edible products
                                                 submitted by one of the following                        related sanitation regulations at 9 CFR               are not adulterated as a result.
                                                 methods:                                                 part 416. Under the HACCP regulations,
                                                    • Federal eRulemaking Portal: This                    establishments are responsible for                    Proposed Changes
                                                 website provides the ability to type                     developing and implementing HACCP                       FSIS is proposing to eliminate the
                                                 short comments directly into the                         plans incorporating the controls                      prescriptive regulatory requirements at
                                                 comment field on this web page or                        determined by the establishment to be                 9 CFR 318.12 and 381.152 governing the
                                                 attach a file for lengthier comments. Go                 necessary and appropriate to produce                  manufacture of uninspected, inedible
                                                 to http://www.regulations.gov. Follow                    safe, unadulterated products.                         products, such as pet food, and
                                                 the on-line instructions at that site for                Specifically under HACCP, official                    restricting the hours during which such
                                                 submitting comments.                                     establishments must determine the food                products may be prepared in an official
                                                    • Mail, including CD–ROMs, etc.:                      safety hazards reasonably likely to occur             establishment. Specifically, these
                                                 Send to Docket Clerk, U.S. Department                    in the production process; institute                  regulations set forth specific
                                                 of Agriculture, Food Safety and                          controls necessary to prevent those                   requirements regarding the sanitary
                                                 Inspection Service, 1400 Independence                    hazards from occurring or keeping them                handling of inedible products and their
                                                 Avenue SW, Mailstop 3758, Room 6065,                     within acceptable limits; monitor the                 separation from edible products, as well
                                                 Washington, DC 20250–3700.                               performance of controls and verify the                as the placement, movement and
                                                    • Hand- or courier-delivered                          HACCP system is working as intended;                  cleaning of equipment in areas where
                                                 submittals: Deliver to 1400                              and maintain required HACCP records.                  inedible product is manufactured. They
                                                 Independence Avenue SW, Room 6065,                       HACCP is a flexible system that                       also require that the manufacture of
                                                 Washington, DC 20250–3700.                               appropriately places the responsibility               uninspected, inedible products be
                                                    Instructions: All items submitted by                  for food safety on establishments and                 conducted only during those hours in
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                                                 mail or electronic mail must include the                 enables them to tailor their control                  which the establishment operates under
                                                 Agency name and docket number FSIS–                      systems to the needs of specific                      inspectional supervision. These
                                                 2018–0005. Comments received in                          processes and operating conditions.                   regulations were issued before FSIS
                                                 response to this docket will be made                       Similarly, the Sanitation Performance               published its HACCP and Sanitation
                                                 available for public inspection and                      Standards (SPS) and requirements for                  SOP regulations, when prescriptive
                                                 posted without change, including any                     Sanitation Standard Operating                         regulatory requirements were deemed
                                                 personal information, to http://                         Procedures (SOPs) at 9 CFR part 416 set               necessary to prevent the adulteration of
                                                 www.regulations.gov.                                     forth sanitation objectives to be                     meat and poultry products by the


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Document Created: 2018-11-06 10:29:39
Document Modified: 2018-11-06 10:29:39
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments must be received on or before October 1, 2018.
ContactRoberta Wagner, Assistant Administrator, Office of Policy and Program Development, Food Safety and Inspection Service, U.S. Department of Agriculture; Telephone: (202) 205-0495.
FR Citation83 FR 36794 
RIN Number0583-AD69
CFR AssociatedFood Labeling; Food Packaging and Meat Inspection

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