83_FR_37621 83 FR 37473 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Ketchikan Berth IV Expansion Project

83 FR 37473 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Ketchikan Berth IV Expansion Project

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 148 (August 1, 2018)

Page Range37473-37487
FR Document2018-16473

In accordance with the regulations implementing the Marine Mammal Protection Act (MMPA) as amended, notification is hereby given that NMFS has issued an incidental harassment authorization (IHA) to the Ketchikan Dock Company (KDC) to incidentally harass, by Level A and B harassment, marine mammals during construction activities associated with the Ketchikan Berth IV Expansion project in Ketchikan, AK.

Federal Register, Volume 83 Issue 148 (Wednesday, August 1, 2018)
[Federal Register Volume 83, Number 148 (Wednesday, August 1, 2018)]
[Notices]
[Pages 37473-37487]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-16473]


-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XG106


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to the Ketchikan Berth IV Expansion 
Project

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; Issuance of an Incidental Harassment Authorization.

-----------------------------------------------------------------------

SUMMARY: In accordance with the regulations implementing the Marine 
Mammal Protection Act (MMPA) as amended, notification is hereby given 
that NMFS has issued an incidental harassment authorization (IHA) to 
the Ketchikan Dock Company (KDC) to incidentally harass, by Level A and 
B harassment, marine mammals during construction activities associated 
with the Ketchikan Berth IV Expansion project in Ketchikan, AK.

DATES: This Authorization is applicable from October 1, 2018 through 
August 31, 2019.

FOR FURTHER INFORMATION CONTACT: Jonathan Molineaux, Office of 
Protected Resources, NMFS, (301) 427-8401. Electronic copies of the 
application and supporting documents, as well as a list of the 
references cited in this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems 
accessing these documents, please call the contact listed above.

SUPPLEMENTARY INFORMATION:

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon 
request, the incidental, but not intentional, taking of small numbers 
of marine mammals by U.S. citizens who engage in a specified activity 
(other than commercial fishing) within a specified geographical region 
if certain findings are made and either regulations are issued or, if 
the taking is limited to harassment, a notice of a proposed 
authorization is provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival.
    The MMPA states that the term ``take'' means to harass, hunt, 
capture, kill or attempt to harass, hunt, capture, or kill any marine 
mammal.
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering (Level B harassment).

Summary of Request

    On February 13, 2018, NMFS received a request from the KDC for an 
IHA to take marine mammals incidental to construction activities 
associated with the Ketchikan Berth IV Expansion Project. The IHA 
application was determined adequate and complete on March 28, 2018. The 
KDC's request is for take of eight species of marine mammals by Level B 
harassment and Level A harassment of a small number of harbor porpoises 
and harbor seals. Neither the KDC nor NMFS expect serious injury or 
mortality to result from this activity and, therefore, an IHA is 
appropriate.

Description of Activity

    The KDC will expand Berth IV, its dock adjacent to downtown 
Ketchikan, Alaska, located in East Tongass Narrows, in order to 
accommodate a new fleet of large cruise ships that are expected to 
reach Alaska in the summer of 2019.
    The expansion will include the removal of some existing piles and 
structures and the installation of new piles and structures. All pile 
driving and removal will take place at the existing dock facility and 
is expected to occur over the course of 29 days (not necessarily 
consecutive). The project will occur in marine waters that support 
several marine mammal species. The pile driving, pile removal, and 
drilling activities associated with the project may result in 
behavioral harassment (Level B harassment and small numbers of Level A 
harassment) of marine mammal species.
    The purpose of this project is to reconfigure Berth IV so that it 
can accommodate larger cruise ships. This project is needed because the 
existing Berth IV cannot support the modern fleet of larger cruise 
ships. Once the project is constructed Berth IV will be

[[Page 37474]]

able to accommodate these large cruise ships.
    Construction activities associated with impact pile driving, 
vibratory pile driving/removal, and drilling are expected to take three 
to four months beginning in Fall 2018. The project is likely to begin 
in October of 2018 and complete in January of 2019, depending on the 
start date, construction could extend into March of 2019. Regardless of 
start date, construction will occur within a four-month (maximum) work 
window. The total number of days for pile removal, pile installation 
and drilling is expected to occur over 29 days (not necessarily 
consecutive days). The total construction duration accounts for the 
time required to mobilize materials and resources and construct the 
project. The duration also accounts for potential delays in material 
deliveries, equipment maintenance, inclement weather, and shutdowns 
that may occur to prevent impacts to marine mammals. Please see Table 1 
below for the specific amount of time required to install and remove 
piles.

                                                       Table--1 Pile Driving Construction Summary
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                     Project component
                                 -----------------------------------------------------------------------------------------------------------------------
           Description               Existing pile      Temporary pile      Temporary pile      Permanent pile      Permanent pile     Max installation/
                                        removal          installation           removal          installation        installation       removal per day
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pile Diameter and Type..........  24, 30, and 36-     30-inch steel.....  30-inch steel.....  30-inch steel.....  48-inch steel.....  ..................
                                   inch steel.
# of Piles......................  2, 6, and 4         16................  16................  1.................  17................  ..................
                                   respectively; 12
                                   total.
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                 Vibratory Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
Max # of Piles Vibrated Per Day.  4.................  4.................  4.................  1.................  2.................  4 temporary or 2
                                                                                                                                       permanent.
Vibratory Time Per Pile.........  15 minutes........  30 minutes........  10 minutes........  1 hour............  1 hour............  ..................
Vibratory Time per day..........  1 hour............  2 hours...........  40 minutes........  1 hour............  2 hours...........  2 hours.
Vibratory Time Total............  3 hours...........  8 hours...........  2 hours 40 minutes  1 hour............  17 hours..........  ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
Max # of Piles Impacted Per Day.  0.................  0.................  0.................  0.................  3.................  3.
# of Strikes Per Pile...........  0.................  0.................  0.................  0.................  50 strikes........  150 strikes.
Impact Time Per Pile............  0.................  0.................  0.................  0.................  5 minutes.........  ..................
Impact Time per Day.............  0.................  0.................  0.................  0.................  15 minutes........  15 minutes.
Impact Time Total...............  0.................  0.................  0.................  0.................  1 hour 25 minutes.  ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Socketing Pile Installation (Drilling)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Max # of Piles Socketed per Day.  0.................  0.................  0.................  1.................  0.................  1.
Socket Time Per Pile............  0.................  0.................  0.................  3 hours...........  0.................  ..................
Socket Time per Day.............  0.................  0.................  0.................  3 hours...........  0.................  3 hours.
Socket Time Total...............  0.................  0.................  0.................  3 hours...........  0.................  ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                     Anchor Drilling
--------------------------------------------------------------------------------------------------------------------------------------------------------
Max # of Piles drilled per Day..  0.................  0.................  0.................  3.................  0.................  3.
Drilling Time Per Pile..........  0.................  0.................  0.................  2.5 hours.........  0.................  ..................
Drilling Time per Day...........  0.................  0.................  0.................  7.5 hours.........  0.................  7.5 hours.
Anchor Time Total...............  0.................  0.................  0.................  42.5 hours........  0.................  ..................
--------------------------------------------------------------------------------------------------------------------------------------------------------

    A detailed description of the planned activities is provided in the 
proposed IHA for this action found in the following Federal Register 
notice (83 FR 22009, May 11, 2018). Since that time, the only 
alteration that has been made to the planned activities is the activity 
duration for impact piling of the 48-inch piles. The number of strikes 
per pile will be no more than 50 strikes per pile (See Table 1). As a 
result of this change in duration, the Level A zone for the activity 
and take numbers were also modified. In addition, take will now be 
authorized for anchor drilling. The new Level A zones for impact piling 
of 48-inch piles, the modeled zones for anchor drilling, and the 
revised take numbers are presented and discussed further in the 
Estimated Take Section. Due to only slight changes in the activity 
duration for impact piling, a detailed description of the action is not 
provided here. Please refer to the Federal Register notice (83 FR 
22009, May 11, 2018) for the proposed IHA for the description of the 
specific activity.

Comments and Responses

    A notice of NMFS's proposal to issue an IHA was published in the 
Federal Register on May 11, 2018 (83 FR 22009). During the 30-day 
public comment period, the Marine Mammal Commission (Commission) 
submitted a letter on April 2, 2018. The Commission recommended that 
NMFS issue the IHA, subject to inclusion of the mitigation, monitoring, 
and reporting measures.
    Comment 1: The Commission recommends that NMFS review more 
thoroughly both the applications prior

[[Page 37475]]

to deeming them complete and its notices prior to submitting them for 
publication in the Federal Register. For example, the Commission stated 
that NMFS incorrectly assumed a pile casing would inhibit sound 
transmission during drilling of 30-in anchors into bedrock, which 
underestimated the numbers of Level B harassment takes for harbor seals 
and Steller sea lions.
    Response: NMFS thanks the Commission for pointing out the errors in 
the Federal Register notice for the proposed authorization. NMFS has 
addressed those errors in this notice of issuance of the authorization. 
NMFS makes every effort to read notices thoroughly prior to publication 
and will continue this effort to publish the best possible product for 
public comment. In addition, NMFS notes that recent drilling techniques 
which have not been authorized in the past require further review due 
to the novelty of such actions. Due to this, NMFS continues to welcome 
suggestions from the Commission on how to approach new drilling 
techniques until acoustic monitoring data is available for such 
actions.
    Comment 2: The Commission recommends that NMFS refrain from 
implementing its proposed renewal process and instead use abbreviated 
Federal Register notices and reference existing documents to streamline 
the incidental harassment authorization process. The Commission also 
suggested that NMFS should discuss the possibility of renewals through 
a more general route, such as a rulemaking, instead of notice in a 
specific authorization. The Commission further recommended that if NMFS 
did not pursue a more general route, that the agency provide the 
Commission and the public with a legal analysis supporting our 
conclusion that this process is consistent with the requirements of 
section 101(a)(5)(D) of the MMPA.
    Response: The process of issuing a renewal IHA does not bypass the 
public notice and comment requirements of the MMPA. The notice of the 
proposed IHA expressly notifies the public that under certain, limited 
conditions an applicant could seek a renewal IHA for an additional 
year. The notice describes the conditions under which such a renewal 
request could be considered and expressly seeks public comment in the 
event such a renewal is sought. Additional reference to this 
solicitation of public comment has recently been added at the beginning 
of FR notices that consider renewals. NMFS appreciates the streamlining 
achieved by the use of abbreviated FR notices and intends to continue 
using them for proposed IHAs that include minor changes from previously 
issued IHAs, but which do not satisfy the renewal requirements. We 
believe our proposed method for issuing renewals meets statutory 
requirements and maximizes efficiency. Importantly, such renewals would 
be limited to circumstances where: the activities are identical or 
nearly identical to those analyzed in the proposed IHA; monitoring does 
not indicate impacts that were not previously analyzed and authorized; 
and, the mitigation and monitoring requirements remain the same, all of 
which allow the public to comment on the appropriateness and effects of 
a renewal at the same time the public provides comments on the initial 
IHA. NMFS has, however, modified the language for future proposed IHAs 
to clarify that all IHAs, including renewal IHAs, are valid for no more 
than one year and that the agency would consider only one renewal for a 
project at this time. In addition, notice of issuance or denial of a 
renewal IHA would be published in the Federal Register, as they are for 
all IHAs. Last, NMFS will publish on our website a description of the 
renewal process before any renewal is issued utilizing the new process.

Description of Marine Mammals in the Area of Specified Activities

    A detailed description of the of the species likely to be affected 
by the construction project, including brief introductions to the 
species and relevant stocks as well as available information regarding 
population trends and threats, and information regarding local 
occurrence, were provided in the Federal Register notice for the 
proposed IHA (83 FR 22009, May 11, 2018); since that time, we are not 
aware of any changes in the status of these species and stocks; 
therefore, detailed descriptions are not provided here. Please refer to 
that Federal Register notice for these descriptions. Please also refer 
to NMFS' website (https://www.fisheries.noaa.gov/topic/population-assessments/marine-mammals) for generalized species accounts. All 
species that could potentially occur in the planned survey area are 
included in Table 2.

                               Table 2--Marine Mammals That Could Occur in the Project Area During the Specified Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                       Stock abundance
                                                                                                      Nbest, (CV, Nmin,
           Common name               Scientific name         MMPA Stock         ESA/MMPA status;         most recent            PBR         Annual M/SI
                                                                               Strategic (Y/N) \1\    abundance survey)                         \3\
                                                                                                             \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                          Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                    Family Balaenidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale...................  Megaptera            Central North        E, D,Y                  10,103 (0.3; 7,890;              83              21
                                    novaeangliae.        Pacific.                                     2006).
Minke whale......................  Balaenoptera         Alaska.............  -, N                    N.A................            N.A.            N.A.
                                    acutorostrata.
--------------------------------------------------------------------------------------------------------------------------------------------------------
                            Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Family Delphinidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Killer whale.....................  Orcinus orca.......  Alaska Resident....  -, N                    2,347 (N.A.; 2,347;            23.4               1
                                                                                                      2012) \4\.
                                                        West Coast           -, N                    243 (N.A, 243,                  2.4               1
                                                         Transient                                    2009) \4\.
                                                        Northern Resident    -, N                    290 (N.A; 290;                 1.96               0
                                                                                                      2014) \6\.

[[Page 37476]]

 
Pacific white-sided dolphin......  Lagenorhynchus       North Pacific......  -/-; N                  26,880 (N.A.; N.A.;            N.A.               0
                                    obliquidens.                                                      1990).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Family Phocoenidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor porpoise..................  Phocoena phocoena..  Southeast Alaska...  -, Y                    975 (0.10; 896;             8.9 \5\          34 \5\
                                                                                                      2012) \5\.
Dall's porpoise..................  Phocoenoides dalli.  Alaska.............  -, N                    83,400.............            N.A.              38
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                      Family Otariidae (eared seals and sea lions)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Steller sea lion.................  Eumatopia jubatus..  Eastern U.S........  -,-, N                  41,638 (N/A;                  2,498             108
                                                                                                      41,638; 2015).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor seal......................  Phoca vitulina       Clarence Strait....  -, N                    31,634 (N.A.;                 1,222              41
                                    richardii.                                                        29,093; 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
  designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
  which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
  automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
  stock abundance. In some cases, CV is not applicable (N/A).
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike).
\4\ N is based on counts of individual animals identified from photo-identification catalogs.
\5\ In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska waters (these
  abundance estimates have not been corrected for g(0); therefore, they are likely conservative). The calculated PBR is considered unreliable for the
  entire stock because it is based on estimates from surveys of only a portion (the inside waters of Southeast Alaska) of the range of this stock as
  currently designated. The Annual M/SI is for the entire stock, including coastal waters.
\6\ Abundance estimates obtained from Towers et al., 2015.

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    The effects of underwater noise from pile driving/removal and 
drilling activities for the Ketchikan Berth IV Expansion project have 
the potential to result in Level A and Level B harassment of marine 
mammals in the vicinity of the action area. The Federal Register notice 
for the proposed IHA (83 FR 22009, May 11, 2018) included a discussion 
of the effects of anthropogenic noise on marine mammals and their 
habitat in the action area, therefore that information is not repeated 
here; please refer to the Federal Register notice (83 FR 22009, May 11, 
2018) for that information.

Estimated Take

    This section provides an estimate of the number of incidental takes 
for authorization through this IHA, which will inform both NMFS's 
consideration of ``small numbers'' and the negligible impact 
determination.
    Harassment is the only type of take expected to result from these 
activities. Except with respect to certain activities not pertinent 
here, section 3(18) of the MMPA defines ``harassment'' as any act of 
pursuit, torment, or annoyance which (i) has the potential to injure a 
marine mammal or marine mammal stock in the wild (Level A harassment); 
or (ii) has the potential to disturb a marine mammal or marine mammal 
stock in the wild by causing disruption of behavioral patterns, 
including, but not limited to, migration, breathing, nursing, breeding, 
feeding, or sheltering (Level B harassment).
    Authorized takes would primarily be by Level B harassment, as use 
of impact pile driving, vibratory pile driving/removal, and drilling 
has the potential to result in disruption of behavioral patterns for 
individual marine mammals. There is also some potential for auditory 
injury (Level A harassment) to result, primarily for harbor seals and 
harbor porpoises due to larger predicted auditory injury zones. 
Auditory injury is unlikely to occur for other species. The mitigation 
and monitoring measures are expected to minimize the severity of such 
taking to the extent practicable.
    As described previously, no mortality or serious injury is 
anticipated or authorized for this activity. Below we describe how the 
take is estimated.
    Described in the most basic way, we estimate take by considering: 
(1) Acoustic thresholds above which NMFS believes the best available 
science indicates marine mammals will be behaviorally harassed or incur 
some degree of hearing impairment; (2) the area or volume of water that 
will be ensonified above these levels in a day; (3) the density or 
occurrence of marine mammals within these ensonified areas; and, (4) 
the number of days of activities. Below, we describe these components 
in more detail and present the take estimate.

Acoustic Thresholds

    Using the best available science, NMFS has developed acoustic 
thresholds that identify the received level of underwater sound above 
which exposed marine mammals would be reasonably expected to be 
behaviorally harassed or experience TTS (equated to Level B harassment) 
or to incur PTS of

[[Page 37477]]

some degree (equated to Level A harassment).
    Level B Harassment for non-explosive sources--Though significantly 
driven by received level, the onset of behavioral disturbance from 
anthropogenic noise exposure is also informed to varying degrees by 
other factors related to the source (e.g., frequency, predictability, 
duty cycle), the environment (e.g., bathymetry), and the receiving 
animals (hearing, motivation, experience, demography, behavioral 
context) and can be difficult to predict (Southall et al., 2007, 
Ellison et al., 2011). Based on what the available science indicates 
and the practical need to use a threshold based on a factor that is 
both predictable and measurable for most activities, NMFS uses a 
generalized acoustic threshold based on received level to estimate the 
onset of behavioral harassment. NMFS predicts that marine mammals are 
likely to be behaviorally harassed in a manner we consider Level B 
harassment when exposed to underwater anthropogenic noise above 
received levels of 120 dB re 1 [mu]Pa rms for continuous (e.g., 
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa rms for 
non-explosive impulsive (e.g., impact pile driving) or intermittent 
(e.g., scientific sonar) sources.
    KDC's construction activity includes the use of continuous 
(vibratory pile driving and drilling) and impulsive (impact pile 
driving) sources, and therefore the 120 and 160 dB re 1 [mu]Pa rms 
thresholds for Level B behavioral harassment are applicable.
    Level A harassment for non-explosive sources--NMFS' Technical 
Guidance for Assessing the Effects of Anthropogenic Sound on Marine 
Mammal Hearing (Technical Guidance, 2016) identifies dual criteria to 
assess auditory injury (Level A harassment) to five different marine 
mammal groups (based on hearing sensitivity) as a result of exposure to 
noise from two different types of sources (impulsive or non-impulsive). 
KDC's activity includes the use of impulsive (impact pile driving) and 
non-impulsive (vibratory pile driving and drilling) sources.
    These thresholds are provided in the table below. The references, 
analysis, and methodology used in the development of the thresholds are 
described in NMFS 2016 Technical Guidance, which may be accessed at: 
http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
[GRAPHIC] [TIFF OMITTED] TN01AU18.009


[[Page 37478]]



Ensonified Area

    Here, we describe operational and environmental parameters of the 
activity that will feed into identifying the area ensonified above the 
acoustic thresholds.
    Reference sound levels used by KDC for all vibratory and impact 
piling activities were derived from source level data from construction 
projects at the Port of Anchorage (Austin et al., 2016) and Ketchikan 
Ferry Terminal (Denes et al., 2016). To determine the ensonfied areas 
for both the Level A and Level B zones for vibratory piling of 48-inch/
36-inch steel piles and 30-inch/24-inch steel piles, KDC used Sound 
Pressure Levels (SPLs) of 168.2 dB re 1 [mu]Pa rms and 161.9 dB re 1 
[mu]Pa rms respectively. These were derived from vibratory pile driving 
data (of the same pile sizes) during the Port of Anchorage test pile 
project (Austin et al., 2016, Tables 9 and 16) and the Ketchikan Ferry 
Terminal (Denes et al., 2016, Table 72).
    For impact pile driving, KDC used both SPLs and Sound Exposure 
Levels (SEL) derived from SSV studies conducted on 48-inch steel piles 
during the Port of Anchorage test pile project. To determine Level A 
ensonified zones from impact piling, KDC utilized an SEL of 186.7 dB. 
When determining Level A zones, SELs are more accurate than SPLs, as 
they incorporate the pulse duration explicitly rather than assuming a 
proxy pulse duration and they provide a more refined estimation of 
impacts. However, to determine the Level B zone for impact piling, an 
SPL of 198.6 dB re 1 [mu]Pa rms was used. In addition, for drilling 
(socket and anchor pile installation), KDC used a reference sound level 
of 167.7 dB re 1 [mu]Pa rms from SSV studies conducted during drilling 
activities at the Kodiak Ferry Terminal to calculate both the Level A 
and Level B ensonified zones for the Berth IV Expansion project. More 
information on the source levels used are presented in Table 4 below.

                     Table 4--Project Source Levels
------------------------------------------------------------------------
                                              Source level at 10 meters
                  Activity                               (dB)
------------------------------------------------------------------------
                     Vibratory Pile Driving/Removal
------------------------------------------------------------------------
24-inch steel removal (2 piles) (~1 hour on  161.9 SPL \2\
 1 day) \1\.
30-inch steel removal (6 piles) (~1 hour     161.9 SPL \2\
 per day on 2 days).
36-inch steel removal (4 piles) (~1 hour on  168.2 SPL \2\
 1 day).
30-inch steel temporary installation (16     161.9 SPL \2\
 piles) (~2 hours per day on 4 days).
30-inch steel permanent installation (1      161.9 SPL \2\
 pile) (~2 hours on 1 day).
48-inch steel permanent installation (17     168.2 SPL \2\
 piles) (~2 hours per day on 9 days).
------------------------------------------------------------------------
                           Impact Pile Driving
------------------------------------------------------------------------
48-inch steel permanent installation (17     186.7 SEL/198.6 SPL \3\
 piles) (~15 minutes per day on 6 days).
------------------------------------------------------------------------
                    Socketing Installation (Drilling)
------------------------------------------------------------------------
30-inch steel permanent installation (1      167.7 SPL \4\
 pile) (~3 hours on 1 day).
------------------------------------------------------------------------
                    Anchoring Installation (Drilling)
------------------------------------------------------------------------
30-inch steel permanent installation (17     167.7 SPL \4\
 piles) (~2.5 hours per day).
------------------------------------------------------------------------
\1\ This project will only remove two 24-inch diameter steel piles total
  for a maximum of 30 minutes of removal in one day. However, because a
  maximum of 4 piles could be removed each day, we used 1 hour (the time
  it would take to remove four piles) of removal time instead of 30
  minutes to calculate the distance threshold.
\2\ The 36-inch and 48-inch diameter pile source levels are proxy from
  median measured source levels from pile driving of 48-inch piles for
  the Port of Anchorage test pile project (Austin et al. 2016, Tables 9
  and 16). The 24-inch and 30-inch diameter source levels are proxy from
  median measured sources levels from pile driving of 30-inch diameter
  piles to construct the Ketchikan Ferry Terminal (Denes et al. 2016,
  Table 72).
\3\ Sound pressure level root-mean-square (SPL rms) values were used to
  calculate distance to Level B harassment isopleths for impact pile
  driving. The source level of 186.7 SEL is the median measured from the
  Port of Anchorage test pile project for 48-inch piles (Austin et al.
  2016, Table 9). We calculated the distances to Level A thresholds
  assuming 50 strikes per pile at 3 piles per day.
\4\ The 30-inch diameter socketing and anchor source levels are derived
  from rom mean measured source levels from drilling of 24-inch diameter
  piles to construct the Kodiak Ferry Terminal (Denes et al. 2016, Table
  72). The mean was chosen as a proxy due to it being more conservative
  than the median source level.

Level B Zones

    The practical spreading model was used by KDC to generate the Level 
B harassment zones for all piling and drilling activities. Practical 
Spreading, a form of transmission loss, is described in full detail 
below.
    Pile driving and drilling generates underwater noise that can 
potentially result in disturbance to marine mammals in the project 
area. Transmission loss (TL) is the decrease in acoustic intensity as 
an acoustic pressure wave propagates out from a source. TL parameters 
vary with frequency, temperature, sea conditions, current, source and 
receiver depth, water depth, water chemistry, and bottom composition 
and topography. The general formula for underwater TL is:

TL = B * log10(R1/R2),

Where:

R1 = the distance of the modeled SPL from the driven pile, and
R2 = the distance from the driven pile of the initial measurement.

    This formula neglects loss due to scattering and absorption, which 
is assumed to be zero here. The degree to which underwater sound 
propagates away from a sound source is dependent on a variety of 
factors, most notably the water bathymetry and presence or absence of 
reflective or absorptive conditions including in-water structures and 
sediments. Spherical spreading occurs in a perfectly unobstructed 
(free-field) environment not limited by depth or water surface, 
resulting in a 6 dB reduction in sound level for each doubling of 
distance from the source (20*log[range]). Cylindrical spreading occurs 
in an environment in which

[[Page 37479]]

sound propagation is bounded by the water surface and sea bottom, 
resulting in a reduction of 3 dB in sound level for each doubling of 
distance from the source (10*log[range]). A practical spreading value 
of 15 is often used under conditions where water increases with depth 
as the receiver moves away from the shoreline, resulting in an expected 
propagation environment that would lie between spherical and 
cylindrical spreading loss conditions.
    Utilizing the practical spreading loss model, KDC determined 
underwater noise will fall below the behavioral effects threshold of 
120 dB rms for marine mammals at a max radial distance of 16,343 meters 
and 15,136 meters for vibratory piling and drilling, respectively.\1\ 
With these radial distances, and due to the occurrence of landforms 
(See Figure 5 of IHA Application), the largest Level B zone calculated 
for vibratory piling and drilling equaled 10.3 km\2\. For calculating 
the Level B zone for impact driving, the practical spreading loss model 
was used with a behavioral threshold of 160 dB rms. The maximum radial 
distance of the Level B ensonified zone for impact piling equaled 3,744 
meters. At this radial distance, the entire Level B zone for impact 
piling equaled 4.9 km\2\. Table 5 below provides all Level B radial 
distances and their corresponding areas for each activity during KDC's 
Berth IV Expansion project.
---------------------------------------------------------------------------

    \1\ These distances represent calculated distances based on the 
practical spreading model; however, landforms will block sound 
transmission at closer distances. The farthest distance that sound 
will transmit from the source is 13,755 m before transmission is 
stopped by Annette Island.

  Table 5--Level B Zones Calculated Using the Practical Spreading Model
------------------------------------------------------------------------
                                                          Level B zone
               Source                   Level B zones        (square
                                          (meters)         kilometers)
------------------------------------------------------------------------
                         Vibratory Pile Driving
------------------------------------------------------------------------
24-inch steel removal (2 piles) (~1              6,215               5.9
 hour on 1 day 3)...................
30-inch steel removal (6 piles) (~1              6,215               5.9
 hour per day on 2 days)............
36-inch steel removal (4 piles) (~1            *16,343              10.3
 hour on 1 day).....................
30-inch steel temporary installation             6,215               5.9
 (16 piles) (~2 hours per day on 4
 days)..............................
30-inch steel permanent installation             6,215               5.9
 (1 pile) (~2 hours on 1 day).......
48-inch steel permanent installation           *16,343              10.3
 (17 piles) (~2 hours per day on 9
 days)..............................
------------------------------------------------------------------------
                           Impact Pile Driving
------------------------------------------------------------------------
48-inch steel (17 piles) (~15                    3,745               4.9
 minutes per day on 6 days).........
------------------------------------------------------------------------
                 Socketing Pile Installation (Drilling)
------------------------------------------------------------------------
30-inch steel (1 pile) (~3 hours on            *15,136              10.3
 1 day).............................
------------------------------------------------------------------------
* These distances represent calculated distances based on the practical
  spreading model; however, landforms will block sound transmission at
  closer distances. The farthest distance that sound will transmit from
  the source is 13,755 m before transmission is stopped by Annette
  Island.

Level A Zones

    When NMFS's Technical Guidance (2016) was published, in recognition 
of the fact that ensonified area/volume could be more technically 
challenging to predict because of the duration component in the new 
thresholds, we developed a User Spreadsheet that includes tools to help 
predict a simple isopleth that can be used in conjunction with marine 
mammal density or occurrence to help predict takes. We note that 
because of some of the assumptions included in the methods used for 
these tools, we anticipate that isopleths produced are typically going 
to be overestimates of some degree, which will result in some degree of 
overestimate of Level A take. However, these tools offer the best way 
to predict appropriate isopleths when more sophisticated 3D modeling 
methods are not available, and NMFS continues to develop ways to 
quantitatively refine these tools, and will qualitatively address the 
output where appropriate. For stationary sources (i.e., pile driving 
and drilling), NMFS's User Spreadsheet predicts the closest distance at 
which, if a marine mammal remained at that distance the whole duration 
of the activity, it would not incur PTS. Inputs used in the User 
Spreadsheet, and the resulting Level A isopleths are reported below.

                                                    Table 6--NMFS's Optional User Spreadsheet Inputs
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                 User spreadsheet input
---------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                    Vibratory pile    Vibratory pile    Vibratory pile   Vibratory pile
                                                                   driver  (removal       driver            driver           driver
        Equipment type           Socket drill      Anchor drill     of 30-inch and   (installation of   (installation    (installation     Impact pile
                                                                     24-inch steel     30-inch steel      of 36-inch       of 48-inch         driver
                                                                        piles)            piles)         steel piles)     steel piles)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Spreadsheet Tab Used.........  Non-impulsive,    Non-impulsive,    Non-impulsive,    Non-impulsive,    Non-impulsive,   Non-impulsive,   Impulsive,
                                continuous.       continuous.       continuous.       continuous.       continuous.      continuous.     Non-continuous
Source Level.................  167.7 SPL.......  167.7 SPL.......  161.9 SPL.......  161.9 SPL.......  168.2 SPL......  168.2 SPL......  186.7 SEL
Weighting Factor Adjustment    2...............  2...............  2.5.............  2.5.............  2.5............  2.5............  2
 (kHz).

[[Page 37480]]

 
(a) Activity duration within   (a) 3...........  (a) 7.5.........  (a) 1...........  (a) 2...........  (a) 1..........  (a) 2..........  (b) 150
 24 hours.                                                                                                                               (c) 3
(b) Number of strikes per
 pile.
(c) Number of piles per day..
Propagation (xLogR)..........  15..............  15..............  15..............  15..............  15.............  15.............  15
Distance of source level       10..............  10..............  10..............  10..............  10.............  10.............  10
 measurement (meters) +.
--------------------------------------------------------------------------------------------------------------------------------------------------------


                                 Table 7--NMFS Optional User Spreadsheet Outputs
----------------------------------------------------------------------------------------------------------------
                                             User spreadsheet output
-----------------------------------------------------------------------------------------------------------------
                                                                       High-
           Source type             Low-frequency   Mid-frequency     frequency        Phocid          Otariid
                                     cetaceans       cetaceans       cetaceans       pinnipeds       pinnipeds
----------------------------------------------------------------------------------------------------------------
                                              PTS Isopleth (meters)
----------------------------------------------------------------------------------------------------------------
Socket Drilling.................              40             2.3              35            21.4             1.6
Anchor Drilling.................            73.6             4.1            64.5            39.4             2.9
Vibratory Pile Driver (Removal               7.8             0.7            11.6             4.8             0.3
 of 30-inch and 24-inch steel
 piles).........................
Vibratory Pile Driver                       12.4             1.1            18.4             7.6             0.5
 (Installation of 30-inch steel
 piles).........................
Vibratory Pile Driver                       20.6             1.8            30.5            12.5             0.9
 (Installation of 36-inch steel
 piles).........................
Vibratory Pile Driver                       32.7             2.9            48.4            19.9             1.4
 (Installation of 48-inch steel
 piles).........................
Impact Pile Driver..............           497.5            17.7           592.6           266.2            19.4
----------------------------------------------------------------------------------------------------------------
                                         Daily ensonified area (km \2\)
----------------------------------------------------------------------------------------------------------------
Socket Drilling.................           0.003        0.000008           0.002         0.00078        0.000004
Anchor Drilling.................            0.02         0.00005            0.01           0.005         0.00003
Vibratory Pile Driver (Removal            0.0001       0.0000008          0.0002         0.00004       0.0000001
 of 30-inch and 24-inch steel
 piles).........................
Vibratory Pile Driver                     0.0002        0.000002          0.0005         0.00009       0.0000004
 (Installation of 30-inch steel
 piles).........................
Vibratory Pile Driver                      0.001         0.00001           0.003          0.0005        0.000003
 (Installation of 36-inch steel
 piles).........................
Vibratory Pile Driver                      0.003         0.00003           0.007           0.001        0.000006
 (Installation of 48-inch steel
 piles).........................
Impact Pile Driver..............             0.8           0.001             1.1            0.22          0.0019
----------------------------------------------------------------------------------------------------------------

Marine Mammal Occurrence

    In this section we provide the information about the presence, 
density, or group dynamics of marine mammals that will inform the take 
calculations. Potential exposures to impact pile driving, vibratory 
pile driving/removal and drilling noises for each acoustic threshold 
were estimated using group size estimates and local observational data. 
As previously stated, Level B take as well as small numbers of Level A 
take will be considered for this action. Level B and Level A take are 
calculated differently for some species based on monthly and daily 
sightings data based on Freitag (2017) and average group sizes within 
the action area. Below gives a description of estimated habitat use and 
group sizes for the eight species of marine mammals known to occur 
within the action area.
Humpback Whale
    Humpback whales frequent the action area and could be encountered 
during any given day of dock construction. In the project vicinity, 
humpback whales typically occur in groups of 1-2 animals, with an 
estimated maximum group size of four animals. Humpback whales can pass 
through the action area 0-3 times a month (Freitag 2017).
Minke Whale
    Minke whales are rare in the action area, but they could be 
encountered during any given day of dock construction. These whales are 
usually sighted individually or in small groups of 2-3, but there are 
reports of loose aggregations of hundreds of animals (NMFS 2018). 
Freitag (2017) estimates that a group of three whales may occur near or 
within the action over the four-month period.
Killer Whales
    Killer whales pass through the action area and could be encountered 
during any given day of dock construction. In the project vicinity, 
typical killer whale

[[Page 37481]]

pod size varies from between 1-2 and 7-10 individuals, with an 
estimated maximum group size of 10 animals. Killer whales are estimated 
to pass through the action area one time a month (Freitag 2017).
Pacific White-Sided Dolphin
    Pacific white-sided dolphins are rare in the action area, but they 
could be encountered during any given day of dock construction (Freitag 
2017). Pacific-white sided dolphins have been observed in Alaska waters 
in groups ranging from 20 to 164 animals (Muto et al 2016a).
Dall's Porpoise
    Dall's porpoises are seen infrequently in the action area (Freitag 
2017), but they could be encountered during any given day of dock 
construction. In the project vicinity, Dall's porpoises typically occur 
in groups of 10-15 animals, with an estimated maximum group size of 20 
animals. Dall's porpoises have been observed passing through the action 
area 0-1 times a month (Freitag 2017).
Harbor Porpoise
    Harbor porpoises are seen infrequently in the action area, but they 
could be encountered during any given day of dock construction. In the 
project vicinity, harbor porpoises typically occur in groups of one to 
five animals, with an estimated maximum group size of eight animals. 
Harbor porpoises have been observed passing through the action area 0-1 
times a month (Freitag 2017).
Harbor Seals
    Harbor seals are common in the action area and are expected to be 
encountered in low numbers during dock construction. In the action area 
harbor seals typically occur in groups of one to three animals, with an 
estimated maximum group size of three animals. Harbor seals can occur 
every day of the month in the project area (Freitag 2017).
Steller Sea Lions
    Steller sea lions are common in the action area and are expected to 
be encountered in low numbers during dock construction. In the project 
vicinity Steller sea lions typically occur in groups of 1-10 animals 
(Freitag 2017), with an estimated maximum group size of 80 animals (HDR 
2003). Steller sea lions can occur every day of the month in the 
project area (Freitag 2017).

Take Calculation and Estimation

    Here we describe how the information provided above is brought 
together to produce a quantitative take estimate. Table 8 below shows 
take as a percentage of population for each of the species.
Humpback Whale
    Based on observational and group data it is estimated that a group 
of 2 humpback whales may occur within the Level B harassment zone three 
times each month over the four-month construction window during active 
pile driving (2 animals in a group x 3 groups each month x 4 months = 
24 animals). Therefore, NMFS authorizes 24 Level B takes of humpback 
whales.
Minke Whale
    Based on local sighting information (Freitag 2017), it is estimated 
that a group of three whales may occur within the Level B harassment 
zone once over the four-month construction window during active pile 
driving (three animals in a group x one group in four months = 3 
animals). Therefore, NMFS authorizes three Level B takes of minke 
whale.
Killer Whales
    Based on observational and group data it is estimated that a group 
of 10 killer whales may occur within the Level B harassment zone one 
time each month over the four-month construction window during active 
pile driving (10 animals in a group x 1 group each month x 4 months = 
40 animals). Therefore, NMFS authorizes 40 Level B takes of killer 
whales. (To clarify, this request is for 40 takes from all stocks 
combined, not 40 takes from each stock).
Pacific White-Sided Dolphin
    Based on observational and group data it is estimated that a group 
of 92 (median between 20 and 164) Pacific-white sided dolphins may 
occur within the Level B harassment zone once over the four-month 
construction window during active pile driving (92 animals in a group x 
one group in four months = 92 animals). Therefore, NMFS authorizes 92 
Level B takes of Pacific white-sided dolphins.
Dall's Porpoise
    Based on observational and group data it is estimated that a group 
of 15 Dall's porpoises may occur within the Level B harassment zone one 
time each month over the four-month construction window during active 
pile driving (15 animals in a group x one group each month x four 
months = 60 animals). Therefore, NMFS authorizes 60 Level B takes of 
Dall's porpoise.
Harbor Porpoise
    Based on observational and group data it is conservatively 
estimated that a group of 5 harbor porpoise may occur within the Level 
B harassment zone one time each month over the four-month construction 
window during active pile driving (five animals in a group x one group 
each month x four months = 20 animals). In addition, NMFS authorizes 
Level A take for two groups of harbor porpoises to safeguard against 
the possibility of PSOs not being able detect a group of harbor 
porpoises within their largest corresponding shutdown (see table 9). 
Therefore, NMFS authorizes 20 Level B takes and 10 Level A takes of 
harbor porpoises.
Harbor Seals
    Based on observational and group data it is conservatively 
estimated that two groups of three harbor seals may occur within the 
Level B harassment zone every day that pile driving may occur, and pile 
driving is estimated to occur on 29 days during the four-month long 
construction duration (three animals in a group x two groups per day x 
29 days = 174 animals). In addition, NMFS authorizes Level A take for 
six groups of harbor seals to safeguard against the possibility of PSOs 
not being able detect a group of harbor seals within their largest 
corresponding shutdown zone (see Table 9). Therefore, NMFS authorizes 
174 Level B takes and 18 Level A takes of harbor seals.
Steller Sea Lions
    Based on observational and group data it is estimated that a group 
of 10 Steller sea lions may occur within the Level B harassment zone 
every day that pile driving may occur, and pile driving is estimated to 
occur on 29 days during the 4-month long construction duration (10 
animals in a group x 20 days = 290 animals). Therefore, NMFS authorizes 
290 Level B takes of Steller sea lions.

[[Page 37482]]



                           Table 8--Take Estimates as a Percentage of Stock Abundance
----------------------------------------------------------------------------------------------------------------
                                                                                                    Percent of
                Species                     Stock (NEST) \a\          Level A         Level B          stock
----------------------------------------------------------------------------------------------------------------
Humpback Whale........................  Hawaii DPS (11,398) \b\.               0          \b\ 22            0.20
                                        Mexico DPS (3,264) \b\..  ..............               2            0.03
Minke Whale...........................  Alaska (N/A)............               0               3             N/A
Killer Whale..........................  Alaska Resident (2,347).               0              40            1.70
                                        Northern Resident (261).  ..............  ..............           15.33
                                        West Coast Transient      ..............  ..............       \d\ 16.46
                                         (243).
Pacific White-Sided Dolphin...........  North Pacific (26,880)..               0              92            0.34
Dall's Porpoise.......................  Alaska (83,400).........               0              60            0.07
Harbor Porpoise.......................  Southeast Alaska (975)                10              20            3.07
                                         \c\.
Harbor Seal...........................  Clarence Strait (31,634)              18             174            0.61
Steller Sea Lion......................  Eastern U.S. (49,497)...               0             290            0.59
----------------------------------------------------------------------------------------------------------------
\a\ Stock estimate from Muto, M. M. et al. 2016. Appendix 2. Stock Summary Table (last revised 12.30.16). NOAA-
  TM-AFSC-355Muto,M.M., et al. http://www.nmfs.noaa.gov/pr/sars/pdf/ak_2016_sars_appendix_2.pdf unless otherwise
  noted.
\b\ Under the MMPA humpback whales are considered a single stock (Central North Pacific); however, we have
  divided them here to account for DPSs listed under the ESA. Based on calculations in Wade et al. 2016, 93.9
  percent of the humpback whales in Southeast Alaska are expected to be from the Hawaii DPS and 61 percent are
  expected to be from the Mexico DPS.
\c\ In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises
  within inland Southeast Alaska waters (these abundance estimates have not been corrected for g(0); therefore,
  they are likely conservative.
\d\ These percentages assume all 40 takes come from each individual stock, thus the percentage should be
  inflated if multiple stocks are actually impacted.

Mitigation

    In order to issue an IHA under Section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses (latter not applicable for this action). NMFS 
regulations require applicants for incidental take authorizations to 
include information about the availability and feasibility (economic 
and technological) of equipment, methods, and manner of conducting such 
activity or other means of effecting the least practicable adverse 
impact upon the affected species or stocks and their habitat (50 CFR 
216.104(a)(11)).
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, as well as subsistence uses where applicable, we 
carefully consider two primary factors:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure(s) is expected to reduce impacts to 
marine mammals, marine mammal species or stocks, and their habitat. 
This considers the nature of the potential adverse impact being 
mitigated (likelihood, scope, range). It further considers the 
likelihood that the measure will be effective if implemented 
(probability of accomplishing the mitigating result if implemented as 
planned) the likelihood of effective implementation (probability 
implemented as planned); and
    (2) the practicability of the measures for applicant 
implementation, which may consider such things as cost, impact on 
operations, and, in the case of a military readiness activity, 
personnel safety, practicality of implementation, and impact on the 
effectiveness of the military readiness activity.
    The following mitigation measures are in the IHA:

Timing Restrictions

    All work shall be conducted during daylight hours. If poor 
environmental conditions restrict visibility full visibility of the 
shutdown zone, pile installation would be delayed.

Sound Attenuation

    To minimize noise during vibratory and impact pile driving, pile 
caps (pile softening material) shall be used. KDC shall use high-
density polyethylene (HDPE) or ultra-high-molecular- weight 
polyethylene (UHMW) softening material on all templates to eliminate 
steel on steel noise generation.

Shutdown Zone for in-water Heavy Machinery Work

    For in-water heavy machinery work (using, e.g., standard barges, 
tug boats, barge-mounted excavators, or clamshell equipment used to 
place or remove material), a minimum 10 meter shutdown zone shall be 
implemented. If a marine mammal comes within 10 meters of such 
operations, operations shall cease and vessels shall reduce speed to 
the minimum level required to maintain steerage and safe working 
conditions. This type of work could include (but is not limited to) the 
following activities: (1) Movement of the barge to the pile location; 
(2) positioning of the pile on the substrate via a crane (i.e., 
stabbing the pile); or (3) removal of the pile from the water column/
substrate via a crane (i.e., deadpull).

Additional Shutdown Zones

    For all pile driving/removal and drilling activities, KDC shall 
establish a shutdown zone for a marine mammal species that is greater 
than its corresponding Level A zone. The purpose of a shutdown zone is 
generally to define an area within which shutdown of the activity would 
occur upon sighting of a marine mammal (or in anticipation of an animal 
entering the defined area). The shutdown zones for each of the pile 
driving and drilling activities are listed below in Table 9.

[[Page 37483]]



                                             Table 9--Shutdown zones
----------------------------------------------------------------------------------------------------------------
                                                              Shutdown zones (meters)
                                 -------------------------------------------------------------------------------
                                                                       High-
                                   Low-frequency   Mid-frequency     frequency
             Source                  cetaceans       cetaceans       cetaceans
                                     (humpback    (killer whale,      (dall's         Phocid       Otariid  (sea
                                   whale,  minke   pacific-white     porpoise,     (harbor seal)       lion)
                                      whale)      sided dolphin)      harbor
                                                                     porpoise)
----------------------------------------------------------------------------------------------------------------
                                        In-Water Construction Activities*
----------------------------------------------------------------------------------------------------------------
In Water Heavy Construction                   10              10              10              10              10
 (i.e., Barge movements, pile
 positioning, deadpulling, and
 sound attenuation).............
----------------------------------------------------------------------------------------------------------------
                                             Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
24-inch steel removal (2 piles)               25              25              25              25              25
 (~1 hour on 1 day).............
30-inch steel removal (6 piles)               25              25              25              25              25
 (~1 hour per day on 2 days)....
36-inch steel removal (4 piles)               25              25              50              25              25
 (~1 hour on 1 day).............
30-inch steel temporary                       25              25              25              25              25
 installation (16 piles) (~2
 hours per day on 4 days).......
30-inch steel permanent                       25              25              25              25              25
 installation (1 pile) (~2 hours
 on 1 day)......................
48-inch steel permanent                       50              25              50              25              25
 installation (17 piles) (~2
 hours per day on 9 days).......
----------------------------------------------------------------------------------------------------------------
                                               Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
48-inch steel permanent                      500              25             600             270              25
 installation (17 piles) (~15
 minutes per day on 6 days).....
----------------------------------------------------------------------------------------------------------------
                                     Socketing Pile Installation (Drilling)
----------------------------------------------------------------------------------------------------------------
30-inch steel permanent                       50              25              50              25              25
 installation (1 pile) (3 hours
 per day on 1 day)..............
----------------------------------------------------------------------------------------------------------------
                                       Anchor Pile Installation (Drilling)
----------------------------------------------------------------------------------------------------------------
30-inch steel permanent                       80              25              80              50              25
 installation (7.5 hours per
 day)...........................
----------------------------------------------------------------------------------------------------------------

Monitoring Zones

    KDC shall establish and observe a monitoring zone. The monitoring 
zones for this project are areas where SPLs are equal to or exceed 120 
dB rms (for vibratory pile driving and drilling) and 160 dB rms (for 
impact driving). These areas are equal to Level B harassment zones and 
are presented in Table 10 below. These zones provide utility for 
monitoring conducted for mitigation purposes (i.e., shutdown zone 
monitoring) by establishing monitoring protocols for areas adjacent to 
the shutdown zones. Monitoring of disturbance zones enables observers 
to be aware of and communicate the presence of marine mammals in the 
project area, but outside the shutdown zone, and thus prepare for 
potential shutdowns of activity. However, the primary purpose of 
disturbance zone monitoring is for documenting instances of Level B 
harassment; disturbance zone monitoring is discussed in detail later 
(see Monitoring and Reporting).

                       Table 10--Monitoring Zones
------------------------------------------------------------------------
                                                           Level B  zone
                 Source                   Level B  zones      (square
                                              (meters)      kilometers)
------------------------------------------------------------------------
                         Vibratory Pile Driving
------------------------------------------------------------------------
24-inch steel removal (2 piles) (~1 hour           6,215             5.9
 on 1 day)..............................
30-inch steel removal (6 piles) (~1 hour           6,215             5.9
 per day on 2 days).....................
36-inch steel removal (4 piles) (~1 hour          13,755            10.3
 on 1 day)..............................
30-inch steel temporary installation (16           6,215             5.9
 piles) (~2 hours per day on 4 days)....
30-inch steel permanent installation (1            6,215             5.9
 pile) (~2 hours on 1 day)..............
48-inch steel permanent installation (17          13,755            10.3
 piles) (~2 hours per day on 9 days)....
------------------------------------------------------------------------
                           Impact Pile Driving
------------------------------------------------------------------------
48-inch steel (17 piles) (~15 minutes              3,745             4.9
 per day on 6 days).....................
------------------------------------------------------------------------

[[Page 37484]]

 
                 Socketing Pile Installation (Drilling)
------------------------------------------------------------------------
30-inch steel (1 pile) (~3 hours on 1             13,755            10.3
 day)...................................
                   Anchor Pile Installation (Drilling)
------------------------------------------------------------------------
30-inch steel (17 piles) (~7.5 hours on           13,755            10.3
 1 day).................................
------------------------------------------------------------------------

Non-Authorized Take Prohibited

    If a species enters or approaches the Level B zone and that species 
is either not authorized for take or its authorized takes are met, pile 
driving, pile removal, and drilling activities must shut down 
immediately using delay and shut-down procedures. Activities must not 
resume until the animal has been confirmed to have left the area or an 
observation time period of 15 minutes has elapsed.

Soft Start

    The use of a soft-start procedure are believed to provide 
additional protection to marine mammals by providing warning and/or 
giving marine mammals a chance to leave the area prior to the impact 
hammer operating at full capacity. For impact pile driving, contractors 
shall be required to provide an initial set of strikes from the hammer 
at 40 percent energy, each strike followed by no less than a 30-second 
waiting period. This procedure shall be conducted a total of three 
times before impact pile driving begins. Soft Start is not required 
during vibratory pile driving/removal or drilling activities.

Pre-Activity Monitoring

    Prior to the start of daily in-water construction activity, or 
whenever a break in pile driving or drilling of 30 minutes or longer 
occurs, the observer shall observe the shutdown and monitoring zones 
for a period of 30 minutes. The shutdown zone shall be cleared when a 
marine mammal has not been observed within the zone for that 30-minute 
period. If a marine mammal is observed within the shutdown zone, a 
soft-start cannot proceed until the animal has left the zone or has not 
been observed for 15 minutes. If the Monitoring zone has been observed 
for 30 minutes and non-permitted species are not present within the 
zone, soft start procedures can commence and work can continue even if 
visibility becomes impaired within the Monitoring zone. When a marine 
mammal permitted for Level B take is present in the Monitoring zone, 
pile driving, pile removal, and drilling activities may begin and Level 
B take shall be recorded. As stated above, if the entire Level B zone 
is not visible at the start of construction, piling or drilling 
activities can begin. As shown, the largest Level B zone is equal to 
78.9 km\2\, making it impossible for the PSOs to view the entire 
harassment area. Due to this, Level B exposures shall be recorded and 
extrapolated based upon the number of observed take and the percentage 
of the Level B zone that was not visible. If work ceases for more than 
30 minutes, the pre-activity monitoring of both the Monitoring zone and 
shutdown zone shall commence.
    Based on our evaluation of the applicant's measures, as well as 
other measures considered by NMFS, NMFS has determined that the 
mitigation measures provide the means effecting the least practicable 
impact on the affected species or stocks and their habitat, paying 
particular attention to rookeries, mating grounds, and areas of similar 
significance.

Monitoring and Reporting

    In order to issue an IHA for an activity, Section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, requirements pertaining to 
the monitoring and reporting of such taking. The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for 
authorizations must include the suggested means of accomplishing the 
necessary monitoring and reporting that shall result in increased 
knowledge of the species and of the level of taking or impacts on 
populations of marine mammals that are expected to be present in the 
action area. Effective reporting is critical both to compliance as well 
as ensuring that the most value is obtained from the required 
monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density).
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the action; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas).
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors.
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks.
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat).
     Mitigation and monitoring effectiveness.

Visual Monitoring

    Monitoring would be conducted 30 minutes before, during, and 30 
minutes after all pile driving/removal and drilling activities. In 
addition, observers shall record all incidents of marine mammal 
occurrence, regardless of distance from activity, and shall document 
any behavioral reactions in concert with distance from piles being 
driven, removed, or pile holes being drilled. Pile driving and drilling 
activities include the time to install, remove, or drill a hole for a 
single pile or series of piles, as long as the time elapsed between 
uses of the pile driving equipment is no more than thirty minutes.
    Monitoring shall be conducted by NMFS approved Protected Species 
Observers (PSOs). The number of PSOs

[[Page 37485]]

shall vary from two to four, depending on the type of pile driving/
drilling and size of pile, which determines the size of the harassment 
zones. Two land-based PSOs shall monitor during all impact pile driving 
activity, three land-based PSOs shall monitor during vibratory pile 
driving/removal of of 24 and 30-inch piles, and four land-based PSOs 
shall monitor during vibratory pile driving/removal of 36-inch and 48-
inch diameter piles and during all socket and anchor drilling.
    One PSO shall be stationed at Berth IV and shall be able to view 
across Tongass Narrows south and west to Gravina Island. The second and 
third PSOs shall be located in increments along the road systems at 
locations that provide the best vantage points for viewing Tongass 
Narrows west and east of Berth IV. These locations shall vary depending 
on type of pile driving. The fourth PSO shall be located on the road 
system near Mountain Point and shall be able to view Tongass Narrows to 
the northwest and Revillagigedo Channel to the southeast.
    PSOs shall scan the waters using binoculars, and/or spotting 
scopes, and shall use a handheld GPS or range-finder device to verify 
the distance to each sighting from the project site. All PSOs shall be 
trained in marine mammal identification and behaviors and are required 
to have no other project-related tasks while conducting monitoring. In 
addition, monitoring shall be conducted by qualified observers, who 
shall be placed at the best vantage point(s) practicable to monitor for 
marine mammals and implement shutdown/delay procedures when applicable 
by calling for the shutdown to the hammer operator. Qualified observers 
are trained and/or experienced professionals, with the following 
minimum qualifications:
     At least one PSO must have prior experience working as a 
marine mammal observer during construction activities;
     Independent observers (i.e., not construction personnel);
     Other PSOs may substitute education (degree in biological 
science or related field) or training for experience;
     Where a team of three or more PSOs are required, a lead 
observer or monitoring coordinator shall be designated. The lead 
observer must have prior experience working as a marine mammal observer 
during construction;
     KDC shall submit PSO CVs for approval by NMFS; KDC shall 
ensure that observers have the following additional qualifications:
     Visual acuity in both eyes (correction is permissible) 
sufficient for discernment of moving targets at the water's surface 
with ability to estimate target size and distance; use of binoculars 
may be necessary to correctly identify the target;
     Ability to conduct field observations and collect data 
according to assigned protocols;
     Experience or training in the field identification of 
marine mammals, including the identification of behaviors;
     Sufficient training, orientation, or experience with the 
construction operation to provide for personal safety during 
observations;
     Writing skills sufficient to prepare a report of 
observations including but not limited to the number and species of 
marine mammals observed; dates and times when in-water construction 
activities were conducted; dates, times, and reason for implementation 
of mitigation (or why mitigation was not implemented when required); 
and marine mammal behavior;
     Ability to communicate orally, by radio or in person, with 
project personnel to provide real-time information on marine mammals 
observed in the area as necessary; and
     Sufficient training, orientation, or experience with the 
construction operations to provide for personal safety during 
observations.
    KDC shall submit a draft report to NMFS not later than 90 days 
following the end of construction activities. KDC shall provide a final 
report within 30 days following resolution of NMFS' comments on the 
draft report. Reports shall contain, at minimum, the following:
     Date and time that monitored activity begins and ends for 
each day conducted (monitoring period);
     Construction activities occurring during each daily 
observation period, including how many and what type of piles driven;
     Deviation from initial proposal in pile numbers, pile 
types, average driving times, etc.;
     Weather parameters in each monitoring period (e.g., wind 
speed, percent cloud cover, visibility);
     Water conditions in each monitoring period (e.g., sea 
state, tide state);
     For each marine mammal sighting:
     Species, numbers, and, if possible, sex and age class of 
marine mammals;
     Description of any observable marine mammal behavior 
patterns, including bearing and direction of travel and distance from 
pile driving activity;
     Location and distance from pile driving activities to 
marine mammals and distance from the marine mammals to the observation 
point;
     Estimated amount of time that the animals remained in the 
Level B zone;
     Description of implementation of mitigation measures 
within each monitoring period (e.g., shutdown or delay);
     Other human activity in the area within each monitoring 
period; and
     A summary of the following:
     Total number of individuals of each species detected 
within the Level B Zone, and estimated as taken if correction factor 
appropriate;
     Total number of individuals of each species detected 
within the Level A Zone and the average amount of time that they 
remained in that zone; and
     Daily average number of individuals of each species 
(differentiated by month as appropriate) detected within the Level B 
Zone, and estimated as taken, if appropriate.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as an impact resulting from the 
specified activity that cannot be reasonably expected to, and is not 
reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough 
information on which to base an impact determination. In addition to 
considering estimates of the number of marine mammals that might be 
``taken'' through harassment, NMFS considers other factors, such as the 
likely nature of any responses (e.g., intensity, duration), the context 
of any responses (e.g., critical reproductive time or location, 
migration), as well as effects on habitat, and the likely effectiveness 
of the mitigation. We also assess the number, intensity, and context of 
estimated takes by evaluating this information relative to population 
status. Consistent with the 1989 preamble for NMFS's implementing 
regulations (54 FR 40338; September 29, 1989), the impacts from other 
past and ongoing anthropogenic activities are incorporated into this 
analysis via their impacts on the environmental baseline (e.g., as 
reflected in the regulatory status of the species, population size and 
growth rate where known, ongoing sources of human-caused mortality, or 
ambient noise levels).
    As stated in the mitigation section, shutdown zones, greater than 
Level A

[[Page 37486]]

harassment zones, shall be implemented. Level A take is only authorized 
as a precautionary measure for two species (harbor seals and harbor 
porpoises) in case PSOs are unable to detect them within their larger 
shutdown zones while impact piling 48-inch steel piles. Exposures to 
elevated sound levels produced during pile driving activities may cause 
behavioral responses by an animal, but they are expected to be mild and 
temporary. Effects on individuals that are taken by Level B harassment, 
on the basis of reports in the literature as well as monitoring from 
other similar activities, will likely be limited to reactions such as 
increased swimming speeds, increased surfacing time, or decreased 
foraging (if such activity were occurring) (e.g., Thorson and Reyff, 
2006; Lerma, 2014). Most likely, individuals will simply move away from 
the sound source and be temporarily displaced from the areas of pile 
driving, although even this reaction has been observed primarily only 
in association with impact pile driving. These reactions and behavioral 
changes are expected to subside quickly when the exposures cease.
    To minimize noise during vibratory and impact pile driving, KDC 
shall use pile caps (pile softening material). Much of the noise 
generated during pile installation comes from contact between the pile 
being driven and the steel template used to hold the pile in place. The 
contractor shall use high-density polyethylene (HDPE) or ultra-high-
molecular-weight polyethylene (UHMW) softening material on all 
templates to eliminate steel on steel noise generation.
    During all impact driving, implementation of soft start procedures 
and monitoring of established shutdown zones shall be required, 
significantly reducing any possibility of injury. Given sufficient 
notice through use of soft start (for impact driving), marine mammals 
are expected to move away from an irritating sound source prior to it 
becoming potentially injurious. In addition, PSOs shall be stationed 
within the action area whenever pile driving and drilling operations 
are underway. Depending on the activity, KDC shall employ the use of 
two to four PSOs to ensure all monitoring and shutdown zones are 
properly observed.
    Although the expansion of Berth IV's facilities would have some 
permanent removal of habitat available to marine mammals, the area lost 
would negligible. Most of the project footprint would be within 
previously disturbed areas adjacent to existing Berth IV structures and 
within an active marine commercial and industrial area. There are no 
known pinniped haulouts near the action area.
    In addition, impacts to marine mammal prey species are expected to 
be minor and temporary. Overall, the area impacted by the project is 
very small compared to the available habitat around Ketchikan. The most 
likely impact to prey will be temporary behavioral avoidance of the 
immediate area. During pile driving and drilling, it is expected that 
fish and marine mammals would temporarily move to nearby locations and 
return to the area following cessation of in-water construction 
activities. Therefore, indirect effects on marine mammal prey during 
the construction are not expected to be substantial.
    In summary and as described above, the following factors primarily 
support our determination that the impacts resulting from this activity 
are not expected to adversely affect the species or stock through 
effects on annual rates of recruitment or survival:
     Mortality is neither anticipated nor authorized for the 
project;
     The impacts to marine mammal habitat that are anticipated 
are minimal;
     The action area is located in an industrial and commercial 
marina;
     The project area does not include any rookeries, or known 
areas or features of special significance for foraging or reproduction 
in the project area;
     The anticipated incidents of Level B harassment consist 
of, at worst, temporary modifications in behavior; and
     The required mitigation measures (i.e. shutdown zones and 
pile caps) are anticipated to be effective in reducing the impacts of 
the specified activity.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the monitoring and mitigation 
measures, NMFS finds that the total marine mammal take from the 
activity will have a negligible impact on all affected marine mammal 
species or stocks.

Small Numbers

    As noted above, only small numbers of incidental take may be 
authorized under Section 101(a)(5)(D) of the MMPA for specified 
activities other than military readiness activities. The MMPA does not 
define small numbers and so, in practice, where estimated numbers are 
available, NMFS compares the number of individuals taken to the most 
appropriate estimation of abundance of the relevant species or stock in 
our determination of whether an authorization is limited to small 
numbers of marine mammals. Additionally, other qualitative factors may 
be considered in the analysis, such as the temporal or spatial scale of 
the activities.
    Take of eight of the ten marine mammal stocks authorized for take 
is approximately three percent or less of the stock abundance. For 
northern resident and west coast transient killer whales, we 
acknowledge that 15.33 percent and 16.46 percent of the stocks are to 
be taken by Level B harassment, respectively. However, since three 
stocks of killer whales could occur in the action area, the 40 total 
killer whale takes are likely split among the three stocks. 
Nonetheless, since NMFS does not have a good way to predict exactly how 
take will be split, NMFS analyzed at the most conservative scenario, 
which is that all 40 takes could potentially occur to each of the three 
stocks. This is a highly unlikely scenario to occur and the percentages 
of each stock taken are predicted to be significantly lower than values 
presented in Table 8 for killer whales.
    Based on the analysis contained herein of the activity (including 
the mitigation and monitoring measures) and the anticipated take of 
marine mammals, NMFS finds that small numbers of marine mammals will be 
taken relative to the population size of the affected species or 
stocks.

Unmitigable Adverse Impact Analysis and Determination

    There are no relevant subsistence uses of the affected marine 
mammal stocks or species implicated by this action. Therefore, NMFS has 
determined that the total taking of affected species or stocks would 
not have an unmitigable adverse impact on the availability of such 
species or stocks for taking for subsistence purposes.

Endangered Species Act (ESA)

    Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16 
U.S.C. 1531 et seq.) requires that each Federal agency insure that any 
action it authorizes, funds, or carries out is not likely to jeopardize 
the continued existence of any endangered or threatened species or 
result in the destruction or adverse modification of designated 
critical habitat. To ensure ESA compliance for the issuance of IHAs, 
NMFS consults internally, in this case with NMFS' Alaska Regional 
Office, whenever we propose to authorize take for endangered or 
threatened species.

[[Page 37487]]

    NMFS's Alaska Region issued a Biological Opinion on July 26, 2018 
to NMFS's Office of Protected Resources which concluded that the 
Ketchikan Berth IV Expansion project is not likely to jeopardize the 
continued existence of Mexico DPS humpback whales or adversely modify 
critical habitat because none exists within the action area.

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A, 
NMFS must review our action (i.e., the issuance of an incidental 
harassment authorization) with respect to potential impacts on the 
human environment. This action is consistent with categories of 
activities identified in Categorical Exclusion B4 (incidental 
harassment authorizations with no anticipated serious injury or 
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for 
significant impacts on the quality of the human environment and for 
which we have not identified any extraordinary circumstances that would 
preclude this categorical exclusion. Accordingly, NMFS has determined 
that the issuance of the IHA qualifies to be categorically excluded 
from further NEPA review.

Authorization

    As a result of these determinations, we have issued an IHA to 
ADOT&PF for conducting the described construction activities related to 
city dock and ferry terminal improvements from June 1, 2019 through May 
31, 2020 provided the previously described mitigation, monitoring, and 
reporting requirements are incorporated.

    Dated: July 27, 2018.
Elaine T. Saiz,
Acting Deputy Director, Office of Protected Resources, National Marine 
Fisheries Service.
[FR Doc. 2018-16473 Filed 7-31-18; 8:45 am]
 BILLING CODE 3510-22-P



                                                                            Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                            37473

                                                SMAST, to increase assigned pound                        Atmospheric Administration (NOAA),                       The MMPA states that the term ‘‘take’’
                                                value of the 2017 RSA DAS from 3,552                     Commerce.                                             means to harass, hunt, capture, kill or
                                                lb (1,611 kg) to 4,074 lb (1,848 kg),                    ACTION: Notice; Issuance of an Incidental             attempt to harass, hunt, capture, or kill
                                                commensurate with the Framework 10                       Harassment Authorization.                             any marine mammal.
                                                possession limit increase already                                                                                 Except with respect to certain
                                                implemented in the fishery. The                          SUMMARY:    In accordance with the                    activities not pertinent here, the MMPA
                                                adjusted total weight limit of each                      regulations implementing the Marine                   defines ‘‘harassment’’ as any act of
                                                project under this higher DAS valuation                  Mammal Protection Act (MMPA) as                       pursuit, torment, or annoyance which (i)
                                                would be 1,222,200 lb (554,381 kg) for                   amended, notification is hereby given                 has the potential to injure a marine
                                                Cornell and 814,800 lb (369,587 kg) for                  that NMFS has issued an incidental                    mammal or marine mammal stock in the
                                                SMAST. Investigators from Cornell and                    harassment authorization (IHA) to the                 wild (Level A harassment); or (ii) has
                                                SMAST have stated there is less                          Ketchikan Dock Company (KDC) to                       the potential to disturb a marine
                                                incentive for industry to buy RSA DAS                    incidentally harass, by Level A and B                 mammal or marine mammal stock in the
                                                now that the possession limits in the                    harassment, marine mammals during                     wild by causing disruption of behavioral
                                                fishery have increased through the                       construction activities associated with               patterns, including, but not limited to,
                                                Framework 10 measures. The requested                     the Ketchikan Berth IV Expansion                      migration, breathing, nursing, breeding,
                                                weight adjustment to RSA DAS would                       project in Ketchikan, AK.
                                                                                                                                                               feeding, or sheltering (Level B
                                                help maintain the relative value of the                  DATES: This Authorization is applicable               harassment).
                                                Monkfish RSA Program, and potentially                    from October 1, 2018 through August
                                                attract and maintain participants from                   31, 2019.                                             Summary of Request
                                                the fishing industry.                                    FOR FURTHER INFORMATION CONTACT:                         On February 13, 2018, NMFS received
                                                   The revised EFPs would not alter the                  Jonathan Molineaux, Office of Protected               a request from the KDC for an IHA to
                                                previously approved exemptions, and                      Resources, NMFS, (301) 427–8401.                      take marine mammals incidental to
                                                all participating vessels and allocated                  Electronic copies of the application and              construction activities associated with
                                                RSA DAS would remain the same. The                       supporting documents, as well as a list               the Ketchikan Berth IV Expansion
                                                only revision would be the maximum                       of the references cited in this document,             Project. The IHA application was
                                                total weight that may be landed under                    may be obtained online at: https://                   determined adequate and complete on
                                                each project. This adjustment would be                   www.fisheries.noaa.gov/national/                      March 28, 2018. The KDC’s request is
                                                consistent with changes implemented in                   marine-mammal-protection/incidental-                  for take of eight species of marine
                                                the monkfish fishery under Framework                     take-authorizations-construction-                     mammals by Level B harassment and
                                                10, and the minimal additional effort                    activities. In case of problems accessing             Level A harassment of a small number
                                                that may occur within the RSA program                    these documents, please call the contact              of harbor porpoises and harbor seals.
                                                is negligible and within the scope of the                listed above.                                         Neither the KDC nor NMFS expect
                                                analysis originally conducted. The                       SUPPLEMENTARY INFORMATION:                            serious injury or mortality to result from
                                                proposed adjustment does not change                      Background                                            this activity and, therefore, an IHA is
                                                any of the determinations made during                                                                          appropriate.
                                                the review and approval of the original                    Sections 101(a)(5)(A) and (D) of the
                                                                                                         MMPA (16 U.S.C. 1361 et seq.) direct                  Description of Activity
                                                2017 Monkfish RSA EFPs. These EFPs
                                                are scheduled to expire April 30, 2019.                  the Secretary of Commerce (as delegated                  The KDC will expand Berth IV, its
                                                Because the RSA program is a unique                      to NMFS) to allow, upon request, the                  dock adjacent to downtown Ketchikan,
                                                entitlement within the monkfish fishery,                 incidental, but not intentional, taking of            Alaska, located in East Tongass
                                                we are soliciting public input on the                    small numbers of marine mammals by                    Narrows, in order to accommodate a
                                                increase in per RSA DAS weight                           U.S. citizens who engage in a specified
                                                                                                                                                               new fleet of large cruise ships that are
                                                requested by the participating research                  activity (other than commercial fishing)
                                                                                                                                                               expected to reach Alaska in the summer
                                                                                                         within a specified geographical region if
                                                institutions.                                                                                                  of 2019.
                                                                                                         certain findings are made and either
                                                   Authority: 16 U.S.C. 1801 et seq.                     regulations are issued or, if the taking is              The expansion will include the
                                                                                                         limited to harassment, a notice of a                  removal of some existing piles and
                                                  Dated: July 27, 2018.
                                                                                                         proposed authorization is provided to                 structures and the installation of new
                                                Jennifer M. Wallace,                                                                                           piles and structures. All pile driving
                                                Acting Director, Office of Sustainable                   the public for review.
                                                                                                           An authorization for incidental                     and removal will take place at the
                                                Fisheries, National Marine Fisheries Service.                                                                  existing dock facility and is expected to
                                                [FR Doc. 2018–16437 Filed 7–31–18; 8:45 am]
                                                                                                         takings shall be granted if NMFS finds
                                                                                                         that the taking will have a negligible                occur over the course of 29 days (not
                                                BILLING CODE 3510–22–P
                                                                                                         impact on the species or stock(s), will               necessarily consecutive). The project
                                                                                                         not have an unmitigable adverse impact                will occur in marine waters that support
                                                                                                         on the availability of the species or                 several marine mammal species. The
                                                DEPARTMENT OF COMMERCE                                                                                         pile driving, pile removal, and drilling
                                                                                                         stock(s) for subsistence uses (where
                                                National Oceanic and Atmospheric                         relevant), and if the permissible                     activities associated with the project
                                                Administration                                           methods of taking and requirements                    may result in behavioral harassment
                                                                                                         pertaining to the mitigation, monitoring              (Level B harassment and small numbers
                                                                                                         and reporting of such takings are set                 of Level A harassment) of marine
                                                RIN 0648–XG106                                                                                                 mammal species.
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                         forth.
                                                Takes of Marine Mammals Incidental to                      NMFS has defined ‘‘negligible                          The purpose of this project is to
                                                Specified Activities; Taking Marine                      impact’’ in 50 CFR 216.103 as an impact               reconfigure Berth IV so that it can
                                                Mammals Incidental to the Ketchikan                      resulting from the specified activity that            accommodate larger cruise ships. This
                                                Berth IV Expansion Project                               cannot be reasonably expected to, and is              project is needed because the existing
                                                                                                         not reasonably likely to, adversely affect            Berth IV cannot support the modern
                                                AGENCY:  National Marine Fisheries                       the species or stock through effects on               fleet of larger cruise ships. Once the
                                                Service (NMFS), National Oceanic and                     annual rates of recruitment or survival.              project is constructed Berth IV will be


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                                                37474                              Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices

                                                able to accommodate these large cruise                                   extend into March of 2019. Regardless                                         mobilize materials and resources and
                                                ships.                                                                   of start date, construction will occur                                        construct the project. The duration also
                                                   Construction activities associated                                    within a four-month (maximum) work                                            accounts for potential delays in material
                                                with impact pile driving, vibratory pile                                 window. The total number of days for                                          deliveries, equipment maintenance,
                                                driving/removal, and drilling are                                        pile removal, pile installation and                                           inclement weather, and shutdowns that
                                                expected to take three to four months                                    drilling is expected to occur over 29                                         may occur to prevent impacts to marine
                                                beginning in Fall 2018. The project is                                   days (not necessarily consecutive days).                                      mammals. Please see Table 1 below for
                                                likely to begin in October of 2018 and                                   The total construction duration                                               the specific amount of time required to
                                                complete in January of 2019, depending                                   accounts for the time required to                                             install and remove piles.
                                                on the start date, construction could

                                                                                                              TABLE—1 PILE DRIVING CONSTRUCTION SUMMARY
                                                                                                                                                                          Project component
                                                               Description                            Existing pile              Temporary pile                Temporary pile                Permanent pile                Permanent pile               Max installation/
                                                                                                        removal                    installation                  removal                       installation                  installation               removal per day

                                                Pile Diameter and Type .............              24, 30, and 36-               30-inch steel ....            30-inch steel ....            30-inch steel ....            48-inch steel ....
                                                                                                    inch steel.
                                                # of Piles ....................................   2, 6, and 4 re-               16 .....................      16 .....................      1 .......................     17 .....................
                                                                                                    spectively; 12
                                                                                                    total.

                                                                                                                                            Vibratory Pile Driving

                                                Max # of Piles Vibrated Per Day                   4 .......................     4 .......................     4 .......................     1 .......................     2 .......................     4 temporary or
                                                                                                                                                                                                                                                          2 permanent.
                                                Vibratory Time Per Pile ..............            15 minutes .......            30 minutes .......            10 minutes .......            1 hour ..............         1 hour ..............
                                                Vibratory Time per day ..............             1 hour ..............         2 hours .............         40 minutes .......            1 hour ..............         2 hours .............         2 hours.
                                                Vibratory Time Total ...................          3 hours .............         8 hours .............         2 hours 40 min-               1 hour ..............         17 hours ...........
                                                                                                                                                                utes.

                                                                                                                                              Impact Pile Driving

                                                Max # of Piles Impacted Per                       0 .......................     0 .......................     0 .......................     0 .......................     3 .......................     3.
                                                  Day.
                                                # of Strikes Per Pile ...................         0   .......................   0   .......................   0   .......................   0   .......................   50 strikes .........          150 strikes.
                                                Impact Time Per Pile .................            0   .......................   0   .......................   0   .......................   0   .......................   5 minutes .........
                                                Impact Time per Day .................             0   .......................   0   .......................   0   .......................   0   .......................   15 minutes .......            15 minutes.
                                                Impact Time Total ......................          0   .......................   0   .......................   0   .......................   0   .......................   1 hour 25 min-
                                                                                                                                                                                                                            utes.

                                                                                                                                Socketing Pile Installation (Drilling)

                                                Max # of Piles Socketed per                       0 .......................     0 .......................     0 .......................     1 .......................     0 .......................     1.
                                                  Day.
                                                Socket Time Per Pile .................            0 .......................     0 .......................     0 .......................     3 hours .............         0 .......................
                                                Socket Time per Day .................             0 .......................     0 .......................     0 .......................     3 hours .............         0 .......................     3 hours.
                                                Socket Time Total ......................          0 .......................     0 .......................     0 .......................     3 hours .............         0 .......................

                                                                                                                                                 Anchor Drilling

                                                Max # of Piles drilled per Day ...                0   .......................   0   .......................   0   .......................   3 .......................     0   .......................   3.
                                                Drilling Time Per Pile .................          0   .......................   0   .......................   0   .......................   2.5 hours ..........          0   .......................
                                                Drilling Time per Day .................           0   .......................   0   .......................   0   .......................   7.5 hours ..........          0   .......................   7.5 hours.
                                                Anchor Time Total ......................          0   .......................   0   .......................   0   .......................   42.5 hours ........           0   .......................



                                                  A detailed description of the planned                                  authorized for anchor drilling. The new                                       Comments and Responses
                                                activities is provided in the proposed                                   Level A zones for impact piling of 48-                                           A notice of NMFS’s proposal to issue
                                                IHA for this action found in the                                         inch piles, the modeled zones for                                             an IHA was published in the Federal
                                                following Federal Register notice (83 FR                                 anchor drilling, and the revised take                                         Register on May 11, 2018 (83 FR 22009).
                                                22009, May 11, 2018). Since that time,                                   numbers are presented and discussed                                           During the 30-day public comment
                                                the only alteration that has been made                                   further in the Estimated Take Section.                                        period, the Marine Mammal
                                                to the planned activities is the activity                                Due to only slight changes in the                                             Commission (Commission) submitted a
sradovich on DSK3GMQ082PROD with NOTICES




                                                duration for impact piling of the 48-inch                                activity duration for impact piling, a                                        letter on April 2, 2018. The Commission
                                                piles. The number of strikes per pile                                    detailed description of the action is not                                     recommended that NMFS issue the IHA,
                                                will be no more than 50 strikes per pile                                 provided here. Please refer to the                                            subject to inclusion of the mitigation,
                                                (See Table 1). As a result of this change                                Federal Register notice (83 FR 22009,                                         monitoring, and reporting measures.
                                                in duration, the Level A zone for the                                    May 11, 2018) for the proposed IHA for                                           Comment 1: The Commission
                                                activity and take numbers were also                                      the description of the specific activity.                                     recommends that NMFS review more
                                                modified. In addition, take will now be                                                                                                                thoroughly both the applications prior


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                                                                                  Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                                     37475

                                                to deeming them complete and its                                  recommended that if NMFS did not                           renewal at the same time the public
                                                notices prior to submitting them for                              pursue a more general route, that the                      provides comments on the initial IHA.
                                                publication in the Federal Register. For                          agency provide the Commission and the                      NMFS has, however, modified the
                                                example, the Commission stated that                               public with a legal analysis supporting                    language for future proposed IHAs to
                                                NMFS incorrectly assumed a pile casing                            our conclusion that this process is                        clarify that all IHAs, including renewal
                                                would inhibit sound transmission                                  consistent with the requirements of                        IHAs, are valid for no more than one
                                                during drilling of 30-in anchors into                             section 101(a)(5)(D) of the MMPA.                          year and that the agency would consider
                                                bedrock, which underestimated the                                    Response: The process of issuing a                      only one renewal for a project at this
                                                numbers of Level B harassment takes for                           renewal IHA does not bypass the public
                                                                                                                                                                             time. In addition, notice of issuance or
                                                harbor seals and Steller sea lions.                               notice and comment requirements of the
                                                                                                                                                                             denial of a renewal IHA would be
                                                   Response: NMFS thanks the                                      MMPA. The notice of the proposed IHA
                                                Commission for pointing out the errors                            expressly notifies the public that under                   published in the Federal Register, as
                                                in the Federal Register notice for the                            certain, limited conditions an applicant                   they are for all IHAs. Last, NMFS will
                                                proposed authorization. NMFS has                                  could seek a renewal IHA for an                            publish on our website a description of
                                                addressed those errors in this notice of                          additional year. The notice describes the                  the renewal process before any renewal
                                                issuance of the authorization. NMFS                               conditions under which such a renewal                      is issued utilizing the new process.
                                                makes every effort to read notices                                request could be considered and                            Description of Marine Mammals in the
                                                thoroughly prior to publication and will                          expressly seeks public comment in the                      Area of Specified Activities
                                                continue this effort to publish the best                          event such a renewal is sought.
                                                possible product for public comment. In                           Additional reference to this solicitation                    A detailed description of the of the
                                                addition, NMFS notes that recent                                  of public comment has recently been                        species likely to be affected by the
                                                drilling techniques which have not been                           added at the beginning of FR notices                       construction project, including brief
                                                authorized in the past require further                            that consider renewals. NMFS                               introductions to the species and
                                                review due to the novelty of such                                 appreciates the streamlining achieved                      relevant stocks as well as available
                                                actions. Due to this, NMFS continues to                           by the use of abbreviated FR notices and                   information regarding population trends
                                                welcome suggestions from the                                      intends to continue using them for                         and threats, and information regarding
                                                Commission on how to approach new                                 proposed IHAs that include minor                           local occurrence, were provided in the
                                                drilling techniques until acoustic                                changes from previously issued IHAs,
                                                                                                                                                                             Federal Register notice for the proposed
                                                monitoring data is available for such                             but which do not satisfy the renewal
                                                                                                                                                                             IHA (83 FR 22009, May 11, 2018); since
                                                actions.                                                          requirements. We believe our proposed
                                                   Comment 2: The Commission                                                                                                 that time, we are not aware of any
                                                                                                                  method for issuing renewals meets
                                                recommends that NMFS refrain from                                 statutory requirements and maximizes                       changes in the status of these species
                                                implementing its proposed renewal                                 efficiency. Importantly, such renewals                     and stocks; therefore, detailed
                                                process and instead use abbreviated                               would be limited to circumstances                          descriptions are not provided here.
                                                Federal Register notices and reference                            where: the activities are identical or                     Please refer to that Federal Register
                                                existing documents to streamline the                              nearly identical to those analyzed in the                  notice for these descriptions. Please also
                                                incidental harassment authorization                               proposed IHA; monitoring does not                          refer to NMFS’ website (https://
                                                process. The Commission also suggested                            indicate impacts that were not                             www.fisheries.noaa.gov/topic/
                                                that NMFS should discuss the                                      previously analyzed and authorized;                        population-assessments/marine-
                                                possibility of renewals through a more                            and, the mitigation and monitoring                         mammals) for generalized species
                                                general route, such as a rulemaking,                              requirements remain the same, all of                       accounts. All species that could
                                                instead of notice in a specific                                   which allow the public to comment on                       potentially occur in the planned survey
                                                authorization. The Commission further                             the appropriateness and effects of a                       area are included in Table 2.

                                                            TABLE 2—MARINE MAMMALS THAT COULD OCCUR IN THE PROJECT AREA DURING THE SPECIFIED ACTIVITY
                                                                                                                                                                              Stock
                                                                                                                                                                            abundance
                                                                                                                                                         ESA/MMPA             Nbest,
                                                                                                                                                           status;                                            Annual
                                                         Common name                               Scientific name                 MMPA Stock                               (CV, Nmin,           PBR          M/SI 3
                                                                                                                                                          Strategic         most recent
                                                                                                                                                           (Y/N) 1          abundance
                                                                                                                                                                             survey) 2

                                                                                               Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)

                                                                                                                                   Family Balaenidae

                                                Humpback whale .................           Megaptera novaeangliae .....            Central North        E, D,Y             10,103 (0.3;                 83             21
                                                                                                                                     Pacific.                                7,890;
                                                                                                                                                                             2006).
                                                Minke whale .........................      Balaenoptera acutorostrata              Alaska ...........   -, N               N.A. ..............         N.A.        N.A.

                                                                          Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
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                                                                                                                                   Family Delphinidae
                                                Killer whale ...........................   Orcinus orca ........................   Alaska Resi-         -, N               2,347 (N.A.;                23.4            1
                                                                                                                                     dent.                                   2,347;
                                                                                                                                                                             2012) 4.
                                                                                                                                   West Coast           -, N               243 (N.A,                    2.4            1
                                                                                                                                     Transient                               243, 2009) 4.
                                                                                                                                   Northern             -, N               290 (N.A;                   1.96            0
                                                                                                                                     Resident                                290; 2014) 6.



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                                                37476                           Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices

                                                 TABLE 2—MARINE MAMMALS THAT COULD OCCUR IN THE PROJECT AREA DURING THE SPECIFIED ACTIVITY—Continued
                                                                                                                                                                         Stock
                                                                                                                                                                       abundance
                                                                                                                                                     ESA/MMPA            Nbest,
                                                                                                                                                       status;                                          Annual
                                                        Common name                             Scientific name               MMPA Stock                               (CV, Nmin,         PBR           M/SI 3
                                                                                                                                                      Strategic        most recent
                                                                                                                                                       (Y/N) 1         abundance
                                                                                                                                                                        survey) 2

                                                Pacific white-sided dolphin ..           Lagenorhynchus obliquidens           North Pacific        -/-; N             26,880 (N.A.;             N.A.               0
                                                                                                                                                                        N.A.; 1990).
                                                                                                                             Family Phocoenidae
                                                Harbor porpoise ...................      Phocoena phocoena ...........        Southeast            -, Y               975 (0.10;                8.9 5            34 5
                                                                                                                                Alaska.                                 896; 2012) 5.
                                                Dall’s porpoise .....................    Phocoenoides dalli ..............    Alaska ...........   -, N               83,400 ..........         N.A.              38
                                                                                                               Order Carnivora—Superfamily Pinnipedia
                                                                                                             Family Otariidae (eared seals and sea lions)
                                                Steller sea lion .....................   Eumatopia jubatus ..............     Eastern U.S.         -,-, N             41,638 (N/A;           2,498               108
                                                                                                                                                                        41,638;
                                                                                                                                                                        2015).
                                                                                                                     Family Phocidae (earless seals)
                                                Harbor seal ..........................   Phoca vitulina richardii ........    Clarence             -, N               31,634 (N.A.;          1,222                41
                                                                                                                                Strait.                                 29,093;
                                                                                                                                                                        2011).
                                                  1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (¥) indicates that the species is not listed under the ESA
                                                or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality ex-
                                                ceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
                                                under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
                                                  2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
                                                                                                                                                                             min is the minimum
                                                estimate of stock abundance. In some cases, CV is not applicable (N/A).
                                                  3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
                                                commercial fisheries, ship strike).
                                                  4 N is based on counts of individual animals identified from photo-identification catalogs.
                                                  5 In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska
                                                waters (these abundance estimates have not been corrected for g(0); therefore, they are likely conservative). The calculated PBR is considered
                                                unreliable for the entire stock because it is based on estimates from surveys of only a portion (the inside waters of Southeast Alaska) of the
                                                range of this stock as currently designated. The Annual M/SI is for the entire stock, including coastal waters.
                                                  6 Abundance estimates obtained from Towers et al., 2015.




                                                Potential Effects of Specified Activities                    Except with respect to certain activities                    As described previously, no mortality
                                                on Marine Mammals and Their Habitat                          not pertinent here, section 3(18) of the                   or serious injury is anticipated or
                                                                                                             MMPA defines ‘‘harassment’’ as any act                     authorized for this activity. Below we
                                                  The effects of underwater noise from                       of pursuit, torment, or annoyance which                    describe how the take is estimated.
                                                pile driving/removal and drilling                            (i) has the potential to injure a marine                     Described in the most basic way, we
                                                activities for the Ketchikan Berth IV                        mammal or marine mammal stock in the                       estimate take by considering: (1)
                                                Expansion project have the potential to                      wild (Level A harassment); or (ii) has                     Acoustic thresholds above which NMFS
                                                result in Level A and Level B                                the potential to disturb a marine                          believes the best available science
                                                harassment of marine mammals in the                          mammal or marine mammal stock in the                       indicates marine mammals will be
                                                vicinity of the action area. The Federal                     wild by causing disruption of behavioral                   behaviorally harassed or incur some
                                                Register notice for the proposed IHA (83                     patterns, including, but not limited to,                   degree of hearing impairment; (2) the
                                                FR 22009, May 11, 2018) included a                           migration, breathing, nursing, breeding,                   area or volume of water that will be
                                                discussion of the effects of                                 feeding, or sheltering (Level B                            ensonified above these levels in a day;
                                                anthropogenic noise on marine                                harassment).                                               (3) the density or occurrence of marine
                                                mammals and their habitat in the action                         Authorized takes would primarily be                     mammals within these ensonified areas;
                                                area, therefore that information is not                      by Level B harassment, as use of impact                    and, (4) the number of days of activities.
                                                repeated here; please refer to the                           pile driving, vibratory pile driving/                      Below, we describe these components in
                                                Federal Register notice (83 FR 22009,                        removal, and drilling has the potential                    more detail and present the take
                                                May 11, 2018) for that information.                          to result in disruption of behavioral                      estimate.
                                                Estimated Take                                               patterns for individual marine
                                                                                                             mammals. There is also some potential                      Acoustic Thresholds
                                                  This section provides an estimate of                       for auditory injury (Level A harassment)                     Using the best available science,
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                                                the number of incidental takes for                           to result, primarily for harbor seals and                  NMFS has developed acoustic
                                                authorization through this IHA, which                        harbor porpoises due to larger predicted                   thresholds that identify the received
                                                will inform both NMFS’s consideration                        auditory injury zones. Auditory injury is                  level of underwater sound above which
                                                of ‘‘small numbers’’ and the negligible                      unlikely to occur for other species. The                   exposed marine mammals would be
                                                impact determination.                                        mitigation and monitoring measures are                     reasonably expected to be behaviorally
                                                  Harassment is the only type of take                        expected to minimize the severity of                       harassed or experience TTS (equated to
                                                expected to result from these activities.                    such taking to the extent practicable.                     Level B harassment) or to incur PTS of


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                                                                            Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                            37477

                                                some degree (equated to Level A                          estimate the onset of behavioral                      for Assessing the Effects of
                                                harassment).                                             harassment. NMFS predicts that marine                 Anthropogenic Sound on Marine
                                                  Level B Harassment for non-explosive                   mammals are likely to be behaviorally                 Mammal Hearing (Technical Guidance,
                                                sources—Though significantly driven by                   harassed in a manner we consider Level                2016) identifies dual criteria to assess
                                                received level, the onset of behavioral                  B harassment when exposed to                          auditory injury (Level A harassment) to
                                                disturbance from anthropogenic noise                     underwater anthropogenic noise above                  five different marine mammal groups
                                                exposure is also informed to varying                     received levels of 120 dB re 1 mPa rms                (based on hearing sensitivity) as a result
                                                degrees by other factors related to the                  for continuous (e.g., vibratory pile-                 of exposure to noise from two different
                                                source (e.g., frequency, predictability,                 driving, drilling) and above 160 dB re 1              types of sources (impulsive or non-
                                                duty cycle), the environment (e.g.,                      mPa rms for non-explosive impulsive                   impulsive). KDC’s activity includes the
                                                bathymetry), and the receiving animals                   (e.g., impact pile driving) or intermittent           use of impulsive (impact pile driving)
                                                (hearing, motivation, experience,                        (e.g., scientific sonar) sources.                     and non-impulsive (vibratory pile
                                                demography, behavioral context) and                         KDC’s construction activity includes               driving and drilling) sources.
                                                can be difficult to predict (Southall et                 the use of continuous (vibratory pile                    These thresholds are provided in the
                                                al., 2007, Ellison et al., 2011). Based on               driving and drilling) and impulsive                   table below. The references, analysis,
                                                what the available science indicates and                 (impact pile driving) sources, and                    and methodology used in the
                                                the practical need to use a threshold                    therefore the 120 and 160 dB re 1 mPa                 development of the thresholds are
                                                based on a factor that is both predictable               rms thresholds for Level B behavioral                 described in NMFS 2016 Technical
                                                and measurable for most activities,                      harassment are applicable.                            Guidance, which may be accessed at:
                                                NMFS uses a generalized acoustic                            Level A harassment for non-explosive               http://www.nmfs.noaa.gov/pr/acoustics/
                                                threshold based on received level to                     sources—NMFS’ Technical Guidance                      guidelines.htm.
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                                                37478                              Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices

                                                Ensonified Area                                                       Levels (SPLs) of 168.2 dB re 1 mPa rms                               SPLs, as they incorporate the pulse
                                                  Here, we describe operational and                                   and 161.9 dB re 1 mPa rms respectively.                              duration explicitly rather than assuming
                                                environmental parameters of the activity                              These were derived from vibratory pile                               a proxy pulse duration and they provide
                                                that will feed into identifying the area                              driving data (of the same pile sizes)                                a more refined estimation of impacts.
                                                ensonified above the acoustic                                         during the Port of Anchorage test pile                               However, to determine the Level B zone
                                                thresholds.                                                           project (Austin et al., 2016, Tables 9 and                           for impact piling, an SPL of 198.6 dB re
                                                  Reference sound levels used by KDC                                  16) and the Ketchikan Ferry Terminal                                 1 mPa rms was used. In addition, for
                                                for all vibratory and impact piling                                   (Denes et al., 2016, Table 72).                                      drilling (socket and anchor pile
                                                activities were derived from source level                               For impact pile driving, KDC used                                  installation), KDC used a reference
                                                data from construction projects at the                                both SPLs and Sound Exposure Levels                                  sound level of 167.7 dB re 1 mPa rms
                                                Port of Anchorage (Austin et al., 2016)                               (SEL) derived from SSV studies                                       from SSV studies conducted during
                                                and Ketchikan Ferry Terminal (Denes et                                conducted on 48-inch steel piles during                              drilling activities at the Kodiak Ferry
                                                al., 2016). To determine the ensonfied                                the Port of Anchorage test pile project.                             Terminal to calculate both the Level A
                                                areas for both the Level A and Level B                                To determine Level A ensonified zones                                and Level B ensonified zones for the
                                                zones for vibratory piling of 48-inch/36-                             from impact piling, KDC utilized an SEL                              Berth IV Expansion project. More
                                                inch steel piles and 30-inch/24-inch                                  of 186.7 dB. When determining Level A                                information on the source levels used
                                                steel piles, KDC used Sound Pressure                                  zones, SELs are more accurate than                                   are presented in Table 4 below.

                                                                                                                        TABLE 4—PROJECT SOURCE LEVELS
                                                                                                                                                                                                                                 Source level at 10
                                                                                                                                  Activity                                                                                         meters (dB)

                                                                                                                                Vibratory Pile Driving/Removal

                                                24-inch     steel   removal (2 piles) (∼1 hour on 1 day) 1 ..................................................................................................................   161.9   SPL 2
                                                30-inch     steel   removal (6 piles) (∼1 hour per day on 2 days) .....................................................................................................         161.9   SPL 2
                                                36-inch     steel   removal (4 piles) (∼1 hour on 1 day) ....................................................................................................................   168.2   SPL 2
                                                30-inch     steel   temporary installation (16 piles) (∼2 hours per day on 4 days) ...........................................................................                  161.9   SPL 2
                                                30-inch     steel   permanent installation (1 pile) (∼2 hours on 1 day) .............................................................................................           161.9   SPL 2
                                                48-inch     steel   permanent installation (17 piles) (∼2 hours per day on 9 days) ..........................................................................                   168.2   SPL 2

                                                                                                                                        Impact Pile Driving

                                                48-inch steel permanent installation (17 piles) (∼15 minutes per day on 6 days) .....................................................................                           186.7 SEL/198.6
                                                                                                                                                                                                                                  SPL 3

                                                                                                                               Socketing Installation (Drilling)

                                                30-inch steel permanent installation (1 pile) (∼3 hours on 1 day) .............................................................................................                 167.7 SPL 4

                                                                                                                               Anchoring Installation (Drilling)

                                                30-inch steel permanent installation (17 piles) (∼2.5 hours per day) ........................................................................................                   167.7 SPL 4
                                                   1 This project will only remove two 24-inch diameter steel piles total for a maximum of 30 minutes of removal in one day. However, because a
                                                maximum of 4 piles could be removed each day, we used 1 hour (the time it would take to remove four piles) of removal time instead of 30 min-
                                                utes to calculate the distance threshold.
                                                   2 The 36-inch and 48-inch diameter pile source levels are proxy from median measured source levels from pile driving of 48-inch piles for the
                                                Port of Anchorage test pile project (Austin et al. 2016, Tables 9 and 16). The 24-inch and 30-inch diameter source levels are proxy from median
                                                measured sources levels from pile driving of 30-inch diameter piles to construct the Ketchikan Ferry Terminal (Denes et al. 2016, Table 72).
                                                   3 Sound pressure level root-mean-square (SPL rms) values were used to calculate distance to Level B harassment isopleths for impact pile
                                                driving. The source level of 186.7 SEL is the median measured from the Port of Anchorage test pile project for 48-inch piles (Austin et al. 2016,
                                                Table 9). We calculated the distances to Level A thresholds assuming 50 strikes per pile at 3 piles per day.
                                                   4 The 30-inch diameter socketing and anchor source levels are derived from rom mean measured source levels from drilling of 24-inch diame-
                                                ter piles to construct the Kodiak Ferry Terminal (Denes et al. 2016, Table 72). The mean was chosen as a proxy due to it being more conserv-
                                                ative than the median source level.


                                                Level B Zones                                                         frequency, temperature, sea conditions,                              assumed to be zero here. The degree to
                                                  The practical spreading model was                                   current, source and receiver depth,                                  which underwater sound propagates
                                                used by KDC to generate the Level B                                   water depth, water chemistry, and                                    away from a sound source is dependent
                                                harassment zones for all piling and                                   bottom composition and topography.                                   on a variety of factors, most notably the
                                                drilling activities. Practical Spreading, a                           The general formula for underwater TL                                water bathymetry and presence or
                                                form of transmission loss, is described                               is:                                                                  absence of reflective or absorptive
                                                in full detail below.                                                 TL = B * log10(R1/R2),                                               conditions including in-water structures
                                                                                                                                                                                           and sediments. Spherical spreading
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                                                  Pile driving and drilling generates                                 Where:
                                                underwater noise that can potentially                                                                                                      occurs in a perfectly unobstructed (free-
                                                                                                                      R1 = the distance of the modeled SPL                                 field) environment not limited by depth
                                                result in disturbance to marine
                                                                                                                          from the driven pile, and                                        or water surface, resulting in a 6 dB
                                                mammals in the project area.
                                                Transmission loss (TL) is the decrease                                R2 = the distance from the driven pile                               reduction in sound level for each
                                                in acoustic intensity as an acoustic                                      of the initial measurement.                                      doubling of distance from the source
                                                pressure wave propagates out from a                                     This formula neglects loss due to                                  (20*log[range]). Cylindrical spreading
                                                source. TL parameters vary with                                       scattering and absorption, which is                                  occurs in an environment in which


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                                                                                  Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                                                                       37479

                                                sound propagation is bounded by the                                      Utilizing the practical spreading loss                                calculating the Level B zone for impact
                                                water surface and sea bottom, resulting                               model, KDC determined underwater                                         driving, the practical spreading loss
                                                in a reduction of 3 dB in sound level for                             noise will fall below the behavioral                                     model was used with a behavioral
                                                each doubling of distance from the                                    effects threshold of 120 dB rms for                                      threshold of 160 dB rms. The maximum
                                                source (10*log[range]). A practical                                   marine mammals at a max radial                                           radial distance of the Level B ensonified
                                                spreading value of 15 is often used                                   distance of 16,343 meters and 15,136                                     zone for impact piling equaled 3,744
                                                under conditions where water increases                                meters for vibratory piling and drilling,                                meters. At this radial distance, the
                                                with depth as the receiver moves away                                 respectively.1 With these radial                                         entire Level B zone for impact piling
                                                from the shoreline, resulting in an                                   distances, and due to the occurrence of                                  equaled 4.9 km2. Table 5 below
                                                expected propagation environment that                                 landforms (See Figure 5 of IHA                                           provides all Level B radial distances and
                                                would lie between spherical and                                       Application), the largest Level B zone                                   their corresponding areas for each
                                                cylindrical spreading loss conditions.                                calculated for vibratory piling and                                      activity during KDC’s Berth IV
                                                                                                                      drilling equaled 10.3 km2. For                                           Expansion project.

                                                                                TABLE 5—LEVEL B ZONES CALCULATED USING THE PRACTICAL SPREADING MODEL
                                                                                                                                                                                                                                            Level B zone
                                                                                                                                                                                                                 Level B zones
                                                                                                                      Source                                                                                                                   (square
                                                                                                                                                                                                                   (meters)                  kilometers)

                                                                                                                                         Vibratory Pile Driving

                                                24-inch    steel   removal (2 piles) (∼1 hour on 1 day 3) ......................................................................................                             6,215                      5.9
                                                30-inch    steel   removal (6 piles) (∼1 hour per day on 2 days) ..........................................................................                                  6,215                      5.9
                                                36-inch    steel   removal (4 piles) (∼1 hour on 1 day) .........................................................................................                          *16,343                     10.3
                                                30-inch    steel   temporary installation (16 piles) (∼2 hours per day on 4 days) ................................................                                           6,215                      5.9
                                                30-inch    steel   permanent installation (1 pile) (∼2 hours on 1 day) ..................................................................                                    6,215                      5.9
                                                48-inch    steel   permanent installation (17 piles) (∼2 hours per day on 9 days) ...............................................                                          *16,343                     10.3

                                                                                                                                           Impact Pile Driving

                                                48-inch steel (17 piles) (∼15 minutes per day on 6 days) ..............................................................................                                       3,745                     4.9

                                                                                                                                Socketing Pile Installation (Drilling)

                                                30-inch steel (1 pile) (∼3 hours on 1 day) .......................................................................................................                         *15,136                     10.3
                                                   * These distances represent calculated distances based on the practical spreading model; however, landforms will block sound transmission at
                                                closer distances. The farthest distance that sound will transmit from the source is 13,755 m before transmission is stopped by Annette Island.


                                                Level A Zones                                                         occurrence to help predict takes. We                                     develop ways to quantitatively refine
                                                                                                                      note that because of some of the                                         these tools, and will qualitatively
                                                  When NMFS’s Technical Guidance                                      assumptions included in the methods                                      address the output where appropriate.
                                                (2016) was published, in recognition of                               used for these tools, we anticipate that                                 For stationary sources (i.e., pile driving
                                                the fact that ensonified area/volume                                  isopleths produced are typically going                                   and drilling), NMFS’s User Spreadsheet
                                                could be more technically challenging                                 to be overestimates of some degree,                                      predicts the closest distance at which, if
                                                to predict because of the duration                                    which will result in some degree of                                      a marine mammal remained at that
                                                component in the new thresholds, we                                   overestimate of Level A take. However,                                   distance the whole duration of the
                                                developed a User Spreadsheet that                                     these tools offer the best way to predict                                activity, it would not incur PTS. Inputs
                                                includes tools to help predict a simple                               appropriate isopleths when more                                          used in the User Spreadsheet, and the
                                                isopleth that can be used in conjunction                              sophisticated 3D modeling methods are                                    resulting Level A isopleths are reported
                                                with marine mammal density or                                         not available, and NMFS continues to                                     below.

                                                                                                     TABLE 6—NMFS’S OPTIONAL USER SPREADSHEET INPUTS
                                                                                                                                        User spreadsheet input

                                                                                                                                    Vibratory pile             Vibratory pile            Vibratory pile             Vibratory pile
                                                                                                                                        driver                     driver                    driver                     driver                Impact pile
                                                 Equipment type               Socket drill              Anchor drill              (removal of 30-             (installation of          (installation of           (installation of             driver
                                                                                                                                    inch and 24-               30-inch steel             36-inch steel              48-inch steel
                                                                                                                                  inch steel piles)                piles)                    piles)                     piles)

                                                Spreadsheet               Non-impulsive,             Non-impulsive,               Non-impulsive,             Non-impulsive,            Non-impulsive,             Non-impulsive,            Impulsive,
                                                  Tab Used.                 continuous.                continuous.                  continuous.                continuous.               continuous.                continuous.             Non-continuous
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                                                Source Level .....        167.7 SPL .......          167.7 SPL .......            161.9 SPL .......          161.9 SPL .......         168.2 SPL .......          168.2 SPL .......         186.7 SEL
                                                Weighting Factor          2 ......................   2 ......................     2.5 ...................    2.5 ...................   2.5 ...................    2.5 ...................   2
                                                  Adjustment
                                                  (kHz).


                                                  1 These distances represent calculated distances                    landforms will block sound transmission at closer                        transmit from the source is 13,755 m before
                                                based on the practical spreading model; however,                      distances. The farthest distance that sound will                         transmission is stopped by Annette Island.



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                                                37480                               Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices

                                                                                            TABLE 6—NMFS’S OPTIONAL USER SPREADSHEET INPUTS—Continued
                                                                                                                                          User spreadsheet input

                                                                                                                                     Vibratory pile            Vibratory pile             Vibratory pile           Vibratory pile
                                                                                                                                         driver                    driver                     driver                   driver                   Impact pile
                                                 Equipment type                 Socket drill               Anchor drill            (removal of 30-            (installation of           (installation of         (installation of                driver
                                                                                                                                     inch and 24-              30-inch steel              36-inch steel            48-inch steel
                                                                                                                                   inch steel piles)               piles)                     piles)                   piles)

                                                (a) Activity dura- (a) 3 .................             (a) 7.5 ..............     (a) 1 .................    (a) 2 .................   (a) 1 .................   (a) 2 .................   (b) 150
                                                   tion within 24                                                                                                                                                                          (c) 3
                                                   hours.
                                                (b) Number of
                                                   strikes per pile.
                                                (c) Number of
                                                   piles per day.
                                                Propagation          15 ....................           15 ....................    15 ....................    15 ....................   15 ....................   15 ....................   15
                                                   (xLogR).
                                                Distance of          10 ....................           10 ....................    10 ....................    10 ....................   10 ....................   10 ....................   10
                                                   source level
                                                   measurement
                                                   (meters) +.


                                                                                                       TABLE 7—NMFS OPTIONAL USER SPREADSHEET OUTPUTS
                                                                                                                                          User spreadsheet output

                                                                                                                                                                                                 High-
                                                                                                                                           Low-frequency           Mid-frequency                                        Phocid                     Otariid
                                                                                  Source type                                                                                                 frequency
                                                                                                                                             cetaceans              cetaceans                                          pinnipeds                 pinnipeds
                                                                                                                                                                                              cetaceans

                                                                                                                                           PTS Isopleth (meters)

                                                Socket Drilling ......................................................................                    40                       2.3                      35                     21.4                   1.6
                                                Anchor Drilling ......................................................................                  73.6                       4.1                    64.5                     39.4                   2.9
                                                Vibratory Pile Driver (Removal of 30-inch and 24-inch
                                                  steel piles) ........................................................................                 7.8                        0.7                   11.6                      4.8                    0.3
                                                Vibratory Pile Driver (Installation of 30-inch steel piles) .....                                      12.4                        1.1                   18.4                      7.6                    0.5
                                                Vibratory Pile Driver (Installation of 36-inch steel piles) .....                                      20.6                        1.8                   30.5                     12.5                    0.9
                                                Vibratory Pile Driver (Installation of 48-inch steel piles) .....                                      32.7                        2.9                   48.4                     19.9                    1.4
                                                Impact Pile Driver ................................................................                   497.5                       17.7                  592.6                    266.2                   19.4

                                                                                                                                     Daily ensonified area (km 2)

                                                Socket Drilling ......................................................................                0.003                0.000008                     0.002                0.00078                0.000004
                                                Anchor Drilling ......................................................................                 0.02                 0.00005                      0.01                   0.005                0.00003
                                                Vibratory Pile Driver (Removal of 30-inch and 24-inch
                                                  steel piles) ........................................................................              0.0001              0.0000008                     0.0002                0.00004              0.0000001
                                                Vibratory Pile Driver (Installation of 30-inch steel piles) .....                                    0.0002               0.000002                     0.0005                0.00009              0.0000004
                                                Vibratory Pile Driver (Installation of 36-inch steel piles) .....                                     0.001                0.00001                      0.003                 0.0005               0.000003
                                                Vibratory Pile Driver (Installation of 48-inch steel piles) .....                                     0.003                0.00003                      0.007                   0.001              0.000006
                                                Impact Pile Driver ................................................................                      0.8                  0.001                        1.1                   0.22                 0.0019



                                                Marine Mammal Occurrence                                                a description of estimated habitat use                                 Minke Whale
                                                  In this section we provide the                                        and group sizes for the eight species of                                 Minke whales are rare in the action
                                                information about the presence, density,                                marine mammals known to occur                                          area, but they could be encountered
                                                or group dynamics of marine mammals                                     within the action area.                                                during any given day of dock
                                                that will inform the take calculations.                                 Humpback Whale                                                         construction. These whales are usually
                                                Potential exposures to impact pile                                                                                                             sighted individually or in small groups
                                                driving, vibratory pile driving/removal                                   Humpback whales frequent the action                                  of 2–3, but there are reports of loose
                                                and drilling noises for each acoustic                                   area and could be encountered during                                   aggregations of hundreds of animals
                                                threshold were estimated using group                                    any given day of dock construction. In                                 (NMFS 2018). Freitag (2017) estimates
                                                size estimates and local observational                                  the project vicinity, humpback whales                                  that a group of three whales may occur
                                                data. As previously stated, Level B take
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                                                                                                                        typically occur in groups of 1–2                                       near or within the action over the four-
                                                as well as small numbers of Level A take                                animals, with an estimated maximum                                     month period.
                                                will be considered for this action. Level                               group size of four animals. Humpback
                                                B and Level A take are calculated                                                                                                              Killer Whales
                                                                                                                        whales can pass through the action area
                                                differently for some species based on                                   0–3 times a month (Freitag 2017).                                        Killer whales pass through the action
                                                monthly and daily sightings data based                                                                                                         area and could be encountered during
                                                on Freitag (2017) and average group                                                                                                            any given day of dock construction. In
                                                sizes within the action area. Below gives                                                                                                      the project vicinity, typical killer whale


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                                                                            Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                           37481

                                                pod size varies from between 1–2 and                     Steller sea lions can occur every day of              Dall’s Porpoise
                                                7–10 individuals, with an estimated                      the month in the project area (Freitag
                                                                                                                                                                 Based on observational and group
                                                maximum group size of 10 animals.                        2017).
                                                                                                                                                               data it is estimated that a group of 15
                                                Killer whales are estimated to pass
                                                                                                         Take Calculation and Estimation                       Dall’s porpoises may occur within the
                                                through the action area one time a
                                                                                                           Here we describe how the information                Level B harassment zone one time each
                                                month (Freitag 2017).
                                                                                                         provided above is brought together to                 month over the four-month construction
                                                Pacific White-Sided Dolphin                              produce a quantitative take estimate.                 window during active pile driving (15
                                                  Pacific white-sided dolphins are rare                  Table 8 below shows take as a                         animals in a group × one group each
                                                in the action area, but they could be                    percentage of population for each of the              month × four months = 60 animals).
                                                encountered during any given day of                      species.                                              Therefore, NMFS authorizes 60 Level B
                                                dock construction (Freitag 2017).                                                                              takes of Dall’s porpoise.
                                                                                                         Humpback Whale
                                                Pacific-white sided dolphins have been                                                                         Harbor Porpoise
                                                observed in Alaska waters in groups                        Based on observational and group
                                                ranging from 20 to 164 animals (Muto et                  data it is estimated that a group of 2                  Based on observational and group
                                                al 2016a).                                               humpback whales may occur within the                  data it is conservatively estimated that
                                                                                                         Level B harassment zone three times                   a group of 5 harbor porpoise may occur
                                                Dall’s Porpoise                                          each month over the four-month                        within the Level B harassment zone one
                                                  Dall’s porpoises are seen infrequently                 construction window during active pile                time each month over the four-month
                                                in the action area (Freitag 2017), but                   driving (2 animals in a group × 3 groups              construction window during active pile
                                                they could be encountered during any                     each month × 4 months = 24 animals).                  driving (five animals in a group × one
                                                given day of dock construction. In the                   Therefore, NMFS authorizes 24 Level B                 group each month × four months = 20
                                                project vicinity, Dall’s porpoises                       takes of humpback whales.                             animals). In addition, NMFS authorizes
                                                typically occur in groups of 10–15                                                                             Level A take for two groups of harbor
                                                                                                         Minke Whale                                           porpoises to safeguard against the
                                                animals, with an estimated maximum
                                                group size of 20 animals. Dall’s                           Based on local sighting information                 possibility of PSOs not being able detect
                                                porpoises have been observed passing                     (Freitag 2017), it is estimated that a                a group of harbor porpoises within their
                                                through the action area 0–1 times a                      group of three whales may occur within                largest corresponding shutdown (see
                                                month (Freitag 2017).                                    the Level B harassment zone once over                 table 9). Therefore, NMFS authorizes 20
                                                                                                         the four-month construction window                    Level B takes and 10 Level A takes of
                                                Harbor Porpoise                                          during active pile driving (three animals             harbor porpoises.
                                                  Harbor porpoises are seen                              in a group × one group in four months                 Harbor Seals
                                                infrequently in the action area, but they                = 3 animals). Therefore, NMFS
                                                could be encountered during any given                    authorizes three Level B takes of minke                 Based on observational and group
                                                day of dock construction. In the project                 whale.                                                data it is conservatively estimated that
                                                vicinity, harbor porpoises typically                                                                           two groups of three harbor seals may
                                                                                                         Killer Whales                                         occur within the Level B harassment
                                                occur in groups of one to five animals,
                                                with an estimated maximum group size                       Based on observational and group                    zone every day that pile driving may
                                                of eight animals. Harbor porpoises have                  data it is estimated that a group of 10               occur, and pile driving is estimated to
                                                been observed passing through the                        killer whales may occur within the                    occur on 29 days during the four-month
                                                action area 0–1 times a month (Freitag                   Level B harassment zone one time each                 long construction duration (three
                                                2017).                                                   month over the four-month construction                animals in a group × two groups per day
                                                                                                         window during active pile driving (10                 × 29 days = 174 animals). In addition,
                                                Harbor Seals                                             animals in a group × 1 group each                     NMFS authorizes Level A take for six
                                                  Harbor seals are common in the action                  month × 4 months = 40 animals).                       groups of harbor seals to safeguard
                                                area and are expected to be encountered                  Therefore, NMFS authorizes 40 Level B                 against the possibility of PSOs not being
                                                in low numbers during dock                               takes of killer whales. (To clarify, this             able detect a group of harbor seals
                                                construction. In the action area harbor                  request is for 40 takes from all stocks               within their largest corresponding
                                                seals typically occur in groups of one to                combined, not 40 takes from each                      shutdown zone (see Table 9). Therefore,
                                                three animals, with an estimated                         stock).                                               NMFS authorizes 174 Level B takes and
                                                maximum group size of three animals.                                                                           18 Level A takes of harbor seals.
                                                                                                         Pacific White-Sided Dolphin
                                                Harbor seals can occur every day of the                                                                        Steller Sea Lions
                                                month in the project area (Freitag 2017).                  Based on observational and group
                                                                                                         data it is estimated that a group of 92                  Based on observational and group
                                                Steller Sea Lions                                        (median between 20 and 164) Pacific-                  data it is estimated that a group of 10
                                                  Steller sea lions are common in the                    white sided dolphins may occur within                 Steller sea lions may occur within the
                                                action area and are expected to be                       the Level B harassment zone once over                 Level B harassment zone every day that
                                                encountered in low numbers during                        the four-month construction window                    pile driving may occur, and pile driving
                                                dock construction. In the project                        during active pile driving (92 animals in             is estimated to occur on 29 days during
                                                vicinity Steller sea lions typically occur               a group × one group in four months =                  the 4-month long construction duration
                                                in groups of 1–10 animals (Freitag                       92 animals). Therefore, NMFS                          (10 animals in a group × 20 days = 290
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                                                2017), with an estimated maximum                         authorizes 92 Level B takes of Pacific                animals). Therefore, NMFS authorizes
                                                group size of 80 animals (HDR 2003).                     white-sided dolphins.                                 290 Level B takes of Steller sea lions.




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                                                37482                              Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices

                                                                                            TABLE 8—TAKE ESTIMATES AS A PERCENTAGE OF STOCK ABUNDANCE
                                                                                                                                                Stock                                                                    Percent
                                                                           Species                                                                                                      Level A          Level B
                                                                                                                                              (NEST) a                                                                   of stock

                                                Humpback Whale ............................................          Hawaii DPS (11,398) b ...................................                    0             b 22            0.20
                                                                                                                     Mexico DPS (3,264) b .....................................                                      2          0.03
                                                Minke Whale ...................................................      Alaska (N/A) ...................................................              0                 3           N/A
                                                Killer Whale .....................................................   Alaska Resident (2,347) .................................                     0                40          1.70
                                                                                                                     Northern Resident (261) ................................                                                  15.33
                                                                                                                     West Coast Transient (243) ...........................                                                  d 16.46

                                                Pacific White-Sided Dolphin ...........................              North Pacific (26,880) ....................................                   0                92          0.34
                                                Dall’s Porpoise ................................................     Alaska (83,400) ..............................................                0                60          0.07
                                                Harbor Porpoise ..............................................       Southeast Alaska (975) c ................................                    10                20          3.07
                                                Harbor Seal .....................................................    Clarence Strait (31,634) .................................                   18               174          0.61
                                                Steller Sea Lion ..............................................      Eastern U.S. (49,497) ....................................                    0               290          0.59
                                                   a Stock estimate from Muto, M. M. et al. 2016. Appendix 2. Stock Summary Table (last revised 12.30.16). NOAA–TM–AFSC–355Muto,M.M., et
                                                al. http://www.nmfs.noaa.gov/pr/sars/pdf/ak_2016_sars_appendix_2.pdf unless otherwise noted.
                                                   b Under the MMPA humpback whales are considered a single stock (Central North Pacific); however, we have divided them here to account for
                                                DPSs listed under the ESA. Based on calculations in Wade et al. 2016, 93.9 percent of the humpback whales in Southeast Alaska are expected
                                                to be from the Hawaii DPS and 61 percent are expected to be from the Mexico DPS.
                                                   c In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska
                                                waters (these abundance estimates have not been corrected for g(0); therefore, they are likely conservative.
                                                   d These percentages assume all 40 takes come from each individual stock, thus the percentage should be inflated if multiple stocks are actu-
                                                ally impacted.


                                                Mitigation                                                            the nature of the potential adverse                               Shutdown Zone for in-water Heavy
                                                  In order to issue an IHA under                                      impact being mitigated (likelihood,                               Machinery Work
                                                Section 101(a)(5)(D) of the MMPA,                                     scope, range). It further considers the
                                                                                                                      likelihood that the measure will be                                  For in-water heavy machinery work
                                                NMFS must set forth the permissible                                                                                                     (using, e.g., standard barges, tug boats,
                                                methods of taking pursuant to such                                    effective if implemented (probability of
                                                                                                                      accomplishing the mitigating result if                            barge-mounted excavators, or clamshell
                                                activity, and other means of effecting                                                                                                  equipment used to place or remove
                                                the least practicable impact on such                                  implemented as planned) the likelihood
                                                                                                                      of effective implementation (probability                          material), a minimum 10 meter
                                                species or stock and its habitat, paying
                                                                                                                      implemented as planned); and                                      shutdown zone shall be implemented. If
                                                particular attention to rookeries, mating
                                                                                                                         (2) the practicability of the measures                         a marine mammal comes within 10
                                                grounds, and areas of similar
                                                                                                                      for applicant implementation, which                               meters of such operations, operations
                                                significance, and on the availability of
                                                                                                                      may consider such things as cost,                                 shall cease and vessels shall reduce
                                                such species or stock for taking for
                                                                                                                      impact on operations, and, in the case                            speed to the minimum level required to
                                                certain subsistence uses (latter not
                                                                                                                      of a military readiness activity,                                 maintain steerage and safe working
                                                applicable for this action). NMFS
                                                                                                                      personnel safety, practicality of                                 conditions. This type of work could
                                                regulations require applicants for
                                                                                                                      implementation, and impact on the                                 include (but is not limited to) the
                                                incidental take authorizations to include
                                                                                                                      effectiveness of the military readiness                           following activities: (1) Movement of the
                                                information about the availability and
                                                feasibility (economic and technological)                              activity.                                                         barge to the pile location; (2) positioning
                                                of equipment, methods, and manner of                                     The following mitigation measures are                          of the pile on the substrate via a crane
                                                conducting such activity or other means                               in the IHA:                                                       (i.e., stabbing the pile); or (3) removal of
                                                of effecting the least practicable adverse                                                                                              the pile from the water column/
                                                                                                                      Timing Restrictions                                               substrate via a crane (i.e., deadpull).
                                                impact upon the affected species or
                                                stocks and their habitat (50 CFR                                        All work shall be conducted during                              Additional Shutdown Zones
                                                216.104(a)(11)).                                                      daylight hours. If poor environmental
                                                  In evaluating how mitigation may or                                 conditions restrict visibility full                                 For all pile driving/removal and
                                                may not be appropriate to ensure the                                  visibility of the shutdown zone, pile                             drilling activities, KDC shall establish a
                                                least practicable adverse impact on                                   installation would be delayed.                                    shutdown zone for a marine mammal
                                                species or stocks and their habitat, as                                                                                                 species that is greater than its
                                                                                                                      Sound Attenuation                                                 corresponding Level A zone. The
                                                well as subsistence uses where
                                                applicable, we carefully consider two                                   To minimize noise during vibratory                              purpose of a shutdown zone is generally
                                                primary factors:                                                      and impact pile driving, pile caps (pile                          to define an area within which
                                                  (1) The manner in which, and the                                    softening material) shall be used. KDC                            shutdown of the activity would occur
                                                degree to which, the successful                                       shall use high-density polyethylene                               upon sighting of a marine mammal (or
                                                implementation of the measure(s) is                                   (HDPE) or ultra-high-molecular- weight                            in anticipation of an animal entering the
                                                expected to reduce impacts to marine                                  polyethylene (UHMW) softening                                     defined area). The shutdown zones for
                                                mammals, marine mammal species or                                     material on all templates to eliminate                            each of the pile driving and drilling
                                                stocks, and their habitat. This considers                             steel on steel noise generation.                                  activities are listed below in Table 9.
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                                                                                      Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                                                    37483

                                                                                                                                    TABLE 9—SHUTDOWN ZONES
                                                                                                                                                                             Shutdown zones (meters)

                                                                                                                                                                                           High-
                                                                                                                                             Low-frequency      Mid-frequency           frequency
                                                                                       Source                                                   cetaceans         cetaceans             cetaceans               Phocid           Otariid
                                                                                                                                               (humpback         (killer whale,            (dall’s           (harbor seal)     (sea lion)
                                                                                                                                                  whale,         pacific-white           porpoise,
                                                                                                                                              minke whale)      sided dolphin)            harbor
                                                                                                                                                                                        porpoise)

                                                                                                                                    In-Water Construction Activities*

                                                In Water Heavy Construction (i.e., Barge movements, pile
                                                  positioning, deadpulling, and sound attenuation) ............                                           10                  10                      10                  10                10

                                                                                                                                             Vibratory Pile Driving

                                                24-inch steel removal (2 piles) (∼1 hour on 1 day) .............                                          25                  25                      25                  25                25
                                                30-inch steel removal (6 piles) (∼1 hour per day on 2
                                                  days) .................................................................................                 25                  25                      25                  25                25
                                                36-inch steel removal (4 piles) (∼1 hour on 1 day) .............                                          25                  25                      50                  25                25
                                                30-inch steel temporary installation (16 piles) (∼2 hours
                                                  per day on 4 days) ...........................................................                          25                  25                      25                  25                25
                                                30-inch steel permanent installation (1 pile) (∼2 hours on 1
                                                  day) ...................................................................................                25                  25                      25                  25                25
                                                48-inch steel permanent installation (17 piles) (∼2 hours
                                                  per day on 9 days) ...........................................................                          50                  25                      50                  25                25

                                                                                                                                              Impact Pile Driving

                                                48-inch steel permanent installation (17 piles) (∼15 min-
                                                  utes per day on 6 days) ...................................................                             500                 25                    600                270                  25

                                                                                                                                  Socketing Pile Installation (Drilling)

                                                30-inch steel permanent installation (1 pile) (3 hours per
                                                  day on 1 day) ...................................................................                       50                  25                      50                  25                25

                                                                                                                                    Anchor Pile Installation (Drilling)

                                                30-inch steel permanent installation (7.5 hours per day) ....                                              80                 25                      80                  50                25



                                                Monitoring Zones                                                           zones and are presented in Table 10                           presence of marine mammals in the
                                                                                                                           below. These zones provide utility for                        project area, but outside the shutdown
                                                  KDC shall establish and observe a                                        monitoring conducted for mitigation                           zone, and thus prepare for potential
                                                monitoring zone. The monitoring zones                                      purposes (i.e., shutdown zone                                 shutdowns of activity. However, the
                                                for this project are areas where SPLs are                                  monitoring) by establishing monitoring                        primary purpose of disturbance zone
                                                equal to or exceed 120 dB rms (for                                         protocols for areas adjacent to the                           monitoring is for documenting instances
                                                vibratory pile driving and drilling) and                                   shutdown zones. Monitoring of                                 of Level B harassment; disturbance zone
                                                160 dB rms (for impact driving). These                                     disturbance zones enables observers to                        monitoring is discussed in detail later
                                                areas are equal to Level B harassment                                      be aware of and communicate the                               (see Monitoring and Reporting).
                                                                                                                                  TABLE 10—MONITORING ZONES
                                                                                                                                                                                                                                 Level B
                                                                                                                                                                                                                Level B            zone
                                                                                                                               Source                                                                            zones           (square
                                                                                                                                                                                                               (meters)        kilometers)

                                                                                                                                             Vibratory Pile Driving

                                                24-inch     steel   removal (2 piles) (∼1 hour on 1 day) .................................................................................................           6,215              5.9
                                                30-inch     steel   removal (6 piles) (∼1 hour per day on 2 days) ..................................................................................                 6,215              5.9
                                                36-inch     steel   removal (4 piles) (∼1 hour on 1 day) .................................................................................................          13,755             10.3
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                                                30-inch     steel   temporary installation (16 piles) (∼2 hours per day on 4 days) ........................................................                          6,215              5.9
                                                30-inch     steel   permanent installation (1 pile) (∼2 hours on 1 day) ..........................................................................                   6,215              5.9
                                                48-inch     steel   permanent installation (17 piles) (∼2 hours per day on 9 days) .......................................................                          13,755             10.3

                                                                                                                                              Impact Pile Driving

                                                48-inch steel (17 piles) (∼15 minutes per day on 6 days) ......................................................................................                      3,745              4.9




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                                                37484                             Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices

                                                                                                               TABLE 10—MONITORING ZONES—Continued
                                                                                                                                                                                                                            Level B
                                                                                                                                                                                                              Level B         zone
                                                                                                                        Source                                                                                 zones        (square
                                                                                                                                                                                                             (meters)     kilometers)

                                                                                                                          Socketing Pile Installation (Drilling)

                                                30-inch steel (1 pile) (∼3 hours on 1 day) ...............................................................................................................       13,755           10.3
                                                                                                                Anchor Pile Installation (Drilling)

                                                30-inch steel (17 piles) (∼7.5 hours on 1 day) ........................................................................................................          13,755           10.3



                                                Non-Authorized Take Prohibited                                      driving, pile removal, and drilling                                  take is anticipated (e.g., presence,
                                                                                                                    activities may begin and Level B take                                abundance, distribution, density).
                                                  If a species enters or approaches the
                                                                                                                    shall be recorded. As stated above, if the                              • Nature, scope, or context of likely
                                                Level B zone and that species is either
                                                                                                                    entire Level B zone is not visible at the                            marine mammal exposure to potential
                                                not authorized for take or its authorized
                                                                                                                    start of construction, piling or drilling                            stressors/impacts (individual or
                                                takes are met, pile driving, pile removal,
                                                                                                                    activities can begin. As shown, the                                  cumulative, acute or chronic), through
                                                and drilling activities must shut down
                                                                                                                    largest Level B zone is equal to 78.9                                better understanding of: (1) Action or
                                                immediately using delay and shut-down
                                                                                                                    km2, making it impossible for the PSOs                               environment (e.g., source
                                                procedures. Activities must not resume
                                                                                                                    to view the entire harassment area. Due                              characterization, propagation, ambient
                                                until the animal has been confirmed to
                                                                                                                    to this, Level B exposures shall be                                  noise); (2) affected species (e.g., life
                                                have left the area or an observation time                           recorded and extrapolated based upon                                 history, dive patterns); (3) co-occurrence
                                                period of 15 minutes has elapsed.                                   the number of observed take and the                                  of marine mammal species with the
                                                Soft Start                                                          percentage of the Level B zone that was                              action; or (4) biological or behavioral
                                                                                                                    not visible. If work ceases for more than                            context of exposure (e.g., age, calving or
                                                   The use of a soft-start procedure are                            30 minutes, the pre-activity monitoring                              feeding areas).
                                                believed to provide additional                                      of both the Monitoring zone and                                         • Individual marine mammal
                                                protection to marine mammals by                                     shutdown zone shall commence.                                        responses (behavioral or physiological)
                                                providing warning and/or giving marine                                 Based on our evaluation of the                                    to acoustic stressors (acute, chronic, or
                                                mammals a chance to leave the area                                  applicant’s measures, as well as other                               cumulative), other stressors, or
                                                prior to the impact hammer operating at                             measures considered by NMFS, NMFS                                    cumulative impacts from multiple
                                                full capacity. For impact pile driving,                             has determined that the mitigation                                   stressors.
                                                contractors shall be required to provide                            measures provide the means effecting                                    • How anticipated responses to
                                                an initial set of strikes from the hammer                           the least practicable impact on the                                  stressors impact either: (1) Long-term
                                                at 40 percent energy, each strike                                   affected species or stocks and their                                 fitness and survival of individual
                                                followed by no less than a 30-second                                habitat, paying particular attention to                              marine mammals; or (2) populations,
                                                waiting period. This procedure shall be                             rookeries, mating grounds, and areas of                              species, or stocks.
                                                conducted a total of three times before                             similar significance.                                                   • Effects on marine mammal habitat
                                                impact pile driving begins. Soft Start is                                                                                                (e.g., marine mammal prey species,
                                                not required during vibratory pile                                  Monitoring and Reporting
                                                                                                                                                                                         acoustic habitat, or other important
                                                driving/removal or drilling activities.                                In order to issue an IHA for an                                   physical components of marine
                                                Pre-Activity Monitoring                                             activity, Section 101(a)(5)(D) of the                                mammal habitat).
                                                                                                                    MMPA states that NMFS must set forth,                                   • Mitigation and monitoring
                                                   Prior to the start of daily in-water                             requirements pertaining to the                                       effectiveness.
                                                construction activity, or whenever a                                monitoring and reporting of such taking.
                                                break in pile driving or drilling of 30                             The MMPA implementing regulations at                                 Visual Monitoring
                                                minutes or longer occurs, the observer                              50 CFR 216.104 (a)(13) indicate that                                    Monitoring would be conducted 30
                                                shall observe the shutdown and                                      requests for authorizations must include                             minutes before, during, and 30 minutes
                                                monitoring zones for a period of 30                                 the suggested means of accomplishing                                 after all pile driving/removal and
                                                minutes. The shutdown zone shall be                                 the necessary monitoring and reporting                               drilling activities. In addition, observers
                                                cleared when a marine mammal has not                                that shall result in increased knowledge                             shall record all incidents of marine
                                                been observed within the zone for that                              of the species and of the level of taking                            mammal occurrence, regardless of
                                                30-minute period. If a marine mammal                                or impacts on populations of marine                                  distance from activity, and shall
                                                is observed within the shutdown zone,                               mammals that are expected to be                                      document any behavioral reactions in
                                                a soft-start cannot proceed until the                               present in the action area. Effective                                concert with distance from piles being
                                                animal has left the zone or has not been                            reporting is critical both to compliance                             driven, removed, or pile holes being
                                                observed for 15 minutes. If the                                     as well as ensuring that the most value                              drilled. Pile driving and drilling
                                                Monitoring zone has been observed for                               is obtained from the required                                        activities include the time to install,
                                                30 minutes and non-permitted species
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                                                                                                                    monitoring.                                                          remove, or drill a hole for a single pile
                                                are not present within the zone, soft                                  Monitoring and reporting                                          or series of piles, as long as the time
                                                start procedures can commence and                                   requirements prescribed by NMFS                                      elapsed between uses of the pile driving
                                                work can continue even if visibility                                should contribute to improved                                        equipment is no more than thirty
                                                becomes impaired within the                                         understanding of one or more of the                                  minutes.
                                                Monitoring zone. When a marine                                      following:                                                              Monitoring shall be conducted by
                                                mammal permitted for Level B take is                                   • Occurrence of marine mammal                                     NMFS approved Protected Species
                                                present in the Monitoring zone, pile                                species or stocks in the area in which                               Observers (PSOs). The number of PSOs


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                                                                            Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                              37485

                                                shall vary from two to four, depending                     • Visual acuity in both eyes                        and distance from the marine mammals
                                                on the type of pile driving/drilling and                 (correction is permissible) sufficient for            to the observation point;
                                                size of pile, which determines the size                  discernment of moving targets at the                    • Estimated amount of time that the
                                                of the harassment zones. Two land-                       water’s surface with ability to estimate              animals remained in the Level B zone;
                                                based PSOs shall monitor during all                      target size and distance; use of                        • Description of implementation of
                                                impact pile driving activity, three land-                binoculars may be necessary to correctly              mitigation measures within each
                                                based PSOs shall monitor during                          identify the target;                                  monitoring period (e.g., shutdown or
                                                vibratory pile driving/removal of of 24                    • Ability to conduct field                          delay);
                                                and 30-inch piles, and four land-based                   observations and collect data according                 • Other human activity in the area
                                                PSOs shall monitor during vibratory                      to assigned protocols;                                within each monitoring period; and
                                                pile driving/removal of 36-inch and 48-                    • Experience or training in the field                 • A summary of the following:
                                                inch diameter piles and during all                       identification of marine mammals,                       • Total number of individuals of each
                                                socket and anchor drilling.                              including the identification of                       species detected within the Level B
                                                   One PSO shall be stationed at Berth                   behaviors;                                            Zone, and estimated as taken if
                                                IV and shall be able to view across                        • Sufficient training, orientation, or              correction factor appropriate;
                                                                                                         experience with the construction                        • Total number of individuals of each
                                                Tongass Narrows south and west to
                                                                                                         operation to provide for personal safety              species detected within the Level A
                                                Gravina Island. The second and third
                                                                                                         during observations;                                  Zone and the average amount of time
                                                PSOs shall be located in increments
                                                                                                           • Writing skills sufficient to prepare a            that they remained in that zone; and
                                                along the road systems at locations that                                                                         • Daily average number of
                                                                                                         report of observations including but not
                                                provide the best vantage points for                                                                            individuals of each species
                                                                                                         limited to the number and species of
                                                viewing Tongass Narrows west and east                                                                          (differentiated by month as appropriate)
                                                                                                         marine mammals observed; dates and
                                                of Berth IV. These locations shall vary                                                                        detected within the Level B Zone, and
                                                                                                         times when in-water construction
                                                depending on type of pile driving. The                                                                         estimated as taken, if appropriate.
                                                                                                         activities were conducted; dates, times,
                                                fourth PSO shall be located on the road                  and reason for implementation of
                                                system near Mountain Point and shall                                                                           Negligible Impact Analysis and
                                                                                                         mitigation (or why mitigation was not
                                                be able to view Tongass Narrows to the                                                                         Determination
                                                                                                         implemented when required); and
                                                northwest and Revillagigedo Channel to                   marine mammal behavior;                                  NMFS has defined negligible impact
                                                the southeast.                                             • Ability to communicate orally, by                 as an impact resulting from the
                                                   PSOs shall scan the waters using                      radio or in person, with project                      specified activity that cannot be
                                                binoculars, and/or spotting scopes, and                  personnel to provide real-time                        reasonably expected to, and is not
                                                shall use a handheld GPS or range-                       information on marine mammals                         reasonably likely to, adversely affect the
                                                finder device to verify the distance to                  observed in the area as necessary; and                species or stock through effects on
                                                each sighting from the project site. All                   • Sufficient training, orientation, or              annual rates of recruitment or survival
                                                PSOs shall be trained in marine                          experience with the construction                      (50 CFR 216.103). A negligible impact
                                                mammal identification and behaviors                      operations to provide for personal safety             finding is based on the lack of likely
                                                and are required to have no other                        during observations.                                  adverse effects on annual rates of
                                                project-related tasks while conducting                     KDC shall submit a draft report to                  recruitment or survival (i.e., population-
                                                monitoring. In addition, monitoring                      NMFS not later than 90 days following                 level effects). An estimate of the number
                                                shall be conducted by qualified                          the end of construction activities. KDC               of takes alone is not enough information
                                                observers, who shall be placed at the                    shall provide a final report within 30                on which to base an impact
                                                best vantage point(s) practicable to                     days following resolution of NMFS’                    determination. In addition to
                                                monitor for marine mammals and                           comments on the draft report. Reports                 considering estimates of the number of
                                                implement shutdown/delay procedures                      shall contain, at minimum, the                        marine mammals that might be ‘‘taken’’
                                                when applicable by calling for the                       following:                                            through harassment, NMFS considers
                                                shutdown to the hammer operator.                           • Date and time that monitored                      other factors, such as the likely nature
                                                Qualified observers are trained and/or                   activity begins and ends for each day                 of any responses (e.g., intensity,
                                                experienced professionals, with the                      conducted (monitoring period);                        duration), the context of any responses
                                                following minimum qualifications:                          • Construction activities occurring                 (e.g., critical reproductive time or
                                                   • At least one PSO must have prior                    during each daily observation period,                 location, migration), as well as effects
                                                experience working as a marine                           including how many and what type of                   on habitat, and the likely effectiveness
                                                mammal observer during construction                      piles driven;                                         of the mitigation. We also assess the
                                                activities;                                                • Deviation from initial proposal in
                                                                                                                                                               number, intensity, and context of
                                                   • Independent observers (i.e., not                    pile numbers, pile types, average
                                                                                                                                                               estimated takes by evaluating this
                                                construction personnel);                                 driving times, etc.;
                                                                                                           • Weather parameters in each                        information relative to population
                                                   • Other PSOs may substitute                                                                                 status. Consistent with the 1989
                                                                                                         monitoring period (e.g., wind speed,
                                                education (degree in biological science                                                                        preamble for NMFS’s implementing
                                                                                                         percent cloud cover, visibility);
                                                or related field) or training for                          • Water conditions in each                          regulations (54 FR 40338; September 29,
                                                experience;                                              monitoring period (e.g., sea state, tide              1989), the impacts from other past and
                                                   • Where a team of three or more PSOs                  state);                                               ongoing anthropogenic activities are
                                                are required, a lead observer or                           • For each marine mammal sighting:                  incorporated into this analysis via their
                                                monitoring coordinator shall be                            • Species, numbers, and, if possible,
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                                                                                                                                                               impacts on the environmental baseline
                                                designated. The lead observer must have                  sex and age class of marine mammals;                  (e.g., as reflected in the regulatory status
                                                prior experience working as a marine                       • Description of any observable                     of the species, population size and
                                                mammal observer during construction;                     marine mammal behavior patterns,                      growth rate where known, ongoing
                                                   • KDC shall submit PSO CVs for                        including bearing and direction of travel             sources of human-caused mortality, or
                                                approval by NMFS; KDC shall ensure                       and distance from pile driving activity;              ambient noise levels).
                                                that observers have the following                          • Location and distance from pile                      As stated in the mitigation section,
                                                additional qualifications:                               driving activities to marine mammals                  shutdown zones, greater than Level A


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                                                37486                       Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices

                                                harassment zones, shall be                               commercial and industrial area. There                 determination of whether an
                                                implemented. Level A take is only                        are no known pinniped haulouts near                   authorization is limited to small
                                                authorized as a precautionary measure                    the action area.                                      numbers of marine mammals.
                                                for two species (harbor seals and harbor                    In addition, impacts to marine                     Additionally, other qualitative factors
                                                porpoises) in case PSOs are unable to                    mammal prey species are expected to be                may be considered in the analysis, such
                                                detect them within their larger                          minor and temporary. Overall, the area                as the temporal or spatial scale of the
                                                shutdown zones while impact piling 48-                   impacted by the project is very small                 activities.
                                                inch steel piles. Exposures to elevated                  compared to the available habitat                        Take of eight of the ten marine
                                                sound levels produced during pile                        around Ketchikan. The most likely                     mammal stocks authorized for take is
                                                driving activities may cause behavioral                  impact to prey will be temporary                      approximately three percent or less of
                                                responses by an animal, but they are                     behavioral avoidance of the immediate                 the stock abundance. For northern
                                                expected to be mild and temporary.                       area. During pile driving and drilling, it            resident and west coast transient killer
                                                Effects on individuals that are taken by                 is expected that fish and marine                      whales, we acknowledge that 15.33
                                                Level B harassment, on the basis of                      mammals would temporarily move to                     percent and 16.46 percent of the stocks
                                                reports in the literature as well as                     nearby locations and return to the area               are to be taken by Level B harassment,
                                                monitoring from other similar activities,                following cessation of in-water                       respectively. However, since three
                                                will likely be limited to reactions such                 construction activities. Therefore,                   stocks of killer whales could occur in
                                                as increased swimming speeds,                            indirect effects on marine mammal prey                the action area, the 40 total killer whale
                                                increased surfacing time, or decreased                   during the construction are not expected              takes are likely split among the three
                                                foraging (if such activity were occurring)               to be substantial.                                    stocks. Nonetheless, since NMFS does
                                                (e.g., Thorson and Reyff, 2006; Lerma,                      In summary and as described above,                 not have a good way to predict exactly
                                                2014). Most likely, individuals will                     the following factors primarily support               how take will be split, NMFS analyzed
                                                simply move away from the sound                          our determination that the impacts                    at the most conservative scenario, which
                                                source and be temporarily displaced                      resulting from this activity are not                  is that all 40 takes could potentially
                                                from the areas of pile driving, although                 expected to adversely affect the species              occur to each of the three stocks. This
                                                even this reaction has been observed                     or stock through effects on annual rates              is a highly unlikely scenario to occur
                                                primarily only in association with                       of recruitment or survival:                           and the percentages of each stock taken
                                                impact pile driving. These reactions and                    • Mortality is neither anticipated nor             are predicted to be significantly lower
                                                behavioral changes are expected to                       authorized for the project;                           than values presented in Table 8 for
                                                subside quickly when the exposures                          • The impacts to marine mammal                     killer whales.
                                                cease.                                                   habitat that are anticipated are minimal;
                                                                                                                                                                  Based on the analysis contained
                                                   To minimize noise during vibratory                       • The action area is located in an
                                                and impact pile driving, KDC shall use                                                                         herein of the activity (including the
                                                                                                         industrial and commercial marina;
                                                pile caps (pile softening material). Much                   • The project area does not include                mitigation and monitoring measures)
                                                of the noise generated during pile                       any rookeries, or known areas or                      and the anticipated take of marine
                                                installation comes from contact between                  features of special significance for                  mammals, NMFS finds that small
                                                the pile being driven and the steel                      foraging or reproduction in the project               numbers of marine mammals will be
                                                template used to hold the pile in place.                 area;                                                 taken relative to the population size of
                                                The contractor shall use high-density                       • The anticipated incidents of Level B             the affected species or stocks.
                                                polyethylene (HDPE) or ultra-high-                       harassment consist of, at worst,                      Unmitigable Adverse Impact Analysis
                                                molecular-weight polyethylene                            temporary modifications in behavior;                  and Determination
                                                (UHMW) softening material on all                         and
                                                templates to eliminate steel on steel                       • The required mitigation measures                   There are no relevant subsistence uses
                                                noise generation.                                        (i.e. shutdown zones and pile caps) are               of the affected marine mammal stocks or
                                                   During all impact driving,                            anticipated to be effective in reducing               species implicated by this action.
                                                implementation of soft start procedures                  the impacts of the specified activity.                Therefore, NMFS has determined that
                                                and monitoring of established shutdown                      Based on the analysis contained                    the total taking of affected species or
                                                zones shall be required, significantly                   herein of the likely effects of the                   stocks would not have an unmitigable
                                                reducing any possibility of injury. Given                specified activity on marine mammals                  adverse impact on the availability of
                                                sufficient notice through use of soft start              and their habitat, and taking into                    such species or stocks for taking for
                                                (for impact driving), marine mammals                     consideration the implementation of the               subsistence purposes.
                                                are expected to move away from an                        monitoring and mitigation measures,                   Endangered Species Act (ESA)
                                                irritating sound source prior to it                      NMFS finds that the total marine
                                                becoming potentially injurious. In                       mammal take from the activity will have                  Section 7(a)(2) of the Endangered
                                                addition, PSOs shall be stationed within                 a negligible impact on all affected                   Species Act of 1973 (ESA: 16 U.S.C.
                                                the action area whenever pile driving                    marine mammal species or stocks.                      1531 et seq.) requires that each Federal
                                                and drilling operations are underway.                                                                          agency insure that any action it
                                                Depending on the activity, KDC shall                     Small Numbers                                         authorizes, funds, or carries out is not
                                                employ the use of two to four PSOs to                      As noted above, only small numbers                  likely to jeopardize the continued
                                                ensure all monitoring and shutdown                       of incidental take may be authorized                  existence of any endangered or
                                                zones are properly observed.                             under Section 101(a)(5)(D) of the MMPA                threatened species or result in the
                                                   Although the expansion of Berth IV’s                  for specified activities other than                   destruction or adverse modification of
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                                                facilities would have some permanent                     military readiness activities. The MMPA               designated critical habitat. To ensure
                                                removal of habitat available to marine                   does not define small numbers and so,                 ESA compliance for the issuance of
                                                mammals, the area lost would                             in practice, where estimated numbers                  IHAs, NMFS consults internally, in this
                                                negligible. Most of the project footprint                are available, NMFS compares the                      case with NMFS’ Alaska Regional
                                                would be within previously disturbed                     number of individuals taken to the most               Office, whenever we propose to
                                                areas adjacent to existing Berth IV                      appropriate estimation of abundance of                authorize take for endangered or
                                                structures and within an active marine                   the relevant species or stock in our                  threatened species.


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                                                                            Federal Register / Vol. 83, No. 148 / Wednesday, August 1, 2018 / Notices                                              37487

                                                  NMFS’s Alaska Region issued a                          ACTION:   Notice of public hearing.                      Web cast: The public hearing will be
                                                Biological Opinion on July 26, 2018 to                                                                         available via Web cast. Information
                                                NMFS’s Office of Protected Resources                     SUMMARY:    Under Section 10 of the                   about the Web cast will be posted on the
                                                which concluded that the Ketchikan                       America Invents Act (AIA), the United                 USPTO’s internet website
                                                Berth IV Expansion project is not likely                 States Patent and Trademark Office                    (www.uspto.gov/about-us/performance-
                                                to jeopardize the continued existence of                 (USPTO) may set or adjust by rule any                 and-planning/fee-setting-and-adjusting)
                                                Mexico DPS humpback whales or                            patent or trademark fee established,                  before the public hearing.
                                                adversely modify critical habitat                        authorized, or charged, respectively.                    Transcripts: Transcript of the hearing
                                                because none exists within the action                       The USPTO currently is planning to                 will be available on the USPTO internet
                                                area.                                                    propose to set or adjust patent fees
                                                                                                                                                               website (www.uspto.gov/about-us/
                                                                                                         pursuant to its Section 10 fee setting
                                                National Environmental Policy Act                                                                              performance-and-planning/fee-setting-
                                                                                                         authority. As part of the rulemaking
                                                                                                                                                               and-adjusting) shortly after the hearing.
                                                   To comply with the National                           process to set or adjust patent fees, the
                                                                                                         Patent Public Advisory Committee                      FOR FURTHER INFORMATION CONTACT:
                                                Environmental Policy Act of 1969                                                                               Brendan Hourigan, Office of the Chief
                                                (NEPA; 42 U.S.C. 4321 et seq.) and                       (PPAC) is required under Section 10 of
                                                                                                         the AIA to hold a public hearing about                Financial Officer, by phone (571) 272–
                                                NOAA Administrative Order (NAO)                                                                                8966, or by email at brendan.hourigan@
                                                216–6A, NMFS must review our action                      any proposed patent fees, and the
                                                                                                         USPTO is required to assist PPAC in                   uspto.gov.
                                                (i.e., the issuance of an incidental
                                                                                                         carrying out that hearing. To that end,               SUPPLEMENTARY INFORMATION: Effective
                                                harassment authorization) with respect
                                                to potential impacts on the human                        the USPTO will make its proposed                      September 16, 2011, with the passage of
                                                environment. This action is consistent                   patent fees available as set forth in the             the AIA, the USPTO is authorized under
                                                with categories of activities identified in              Supplementary Information section of                  Section 10 of the AIA to set or adjust by
                                                Categorical Exclusion B4 (incidental                     this Notice before any PPAC hearing                   rule all patent and trademark fees
                                                harassment authorizations with no                        and will help the PPAC to notify the                  established, authorized, or charged
                                                anticipated serious injury or mortality)                 public about the hearing. Accordingly,                under Title 35 of the United States Code
                                                of the Companion Manual for NOAA                         this document announces the dates and                 and the Trademark Act of 1946,
                                                Administrative Order 216–6A, which do                    logistics for the PPAC public hearing                 respectively. Patent and trademark fees
                                                not individually or cumulatively have                    regarding USPTO proposed patent fees.                 set or adjusted by rule under Section 10
                                                the potential for significant impacts on                 Interested members of the public are                  of the AIA may only recover the
                                                the quality of the human environment                     invited to testify at the hearing and/or              aggregate estimated costs to the Office
                                                and for which we have not identified                     submit written comments about the                     for processing, activities, services, and
                                                any extraordinary circumstances that                     proposed patent fees and the questions                materials relating to patents and
                                                would preclude this categorical                          posed on PPAC’s website about the                     trademarks, respectively, including
                                                exclusion. Accordingly, NMFS has                         proposed fees.                                        administrative costs of the Office with
                                                determined that the issuance of the IHA                  DATES: Public hearing: September 6,                   respect to each as the case may be.
                                                qualifies to be categorically excluded                   2018.                                                 Congress set forth the process for the
                                                from further NEPA review.                                   Comments: For those wishing to                     USPTO to follow in setting or adjusting
                                                                                                         submit written comments on the fee                    patent and trademark fees by rule under
                                                Authorization                                            proposal that will be published by                    Section 10 of the AIA, including
                                                  As a result of these determinations,                   August 29, 2018, the deadline for                     additional procedural steps in the
                                                we have issued an IHA to ADOT&PF for                     receipt of those written comments is                  rulemaking proceeding for the issuance
                                                conducting the described construction                    September 13, 2018.                                   of regulations under this section. In
                                                activities related to city dock and ferry                ADDRESSES: Public hearing: The PPAC                   particular, Congress requires the
                                                terminal improvements from June 1,                       will hold a public hearing on September               relevant advisory committee to hold a
                                                2019 through May 31, 2020 provided                       6, 2018 beginning at 9:00 a.m., Eastern               public hearing about the USPTO fee
                                                the previously described mitigation,                     Standard Time (EST), and ending at                    proposals after receiving them from the
                                                monitoring, and reporting requirements                   11:00 a.m., EST, at the USPTO, Madison                agency. Congress likewise requires the
                                                are incorporated.                                        Auditorium North, Concourse Level,                    relevant advisory committee to prepare
                                                  Dated: July 27, 2018.                                  Madison Building, 600 Dulany Street,                  a written report on the proposed fees
                                                                                                         Alexandria, Virginia 22314.                           and the USPTO to consider the relevant
                                                Elaine T. Saiz,
                                                                                                            Written comments may be submitted                  advisory committee’s report before
                                                Acting Deputy Director, Office of Protected
                                                Resources, National Marine Fisheries Service.            by email addressed to fee.setting@                    finally setting or adjusting the fees.
                                                                                                         uspto.gov or by postal mail to United                    Presently, the USPTO is planning to
                                                [FR Doc. 2018–16473 Filed 7–31–18; 8:45 am]
                                                                                                         States Patent and Trademark Office,                   exercise its fee setting authority to set or
                                                BILLING CODE 3510–22–P
                                                                                                         Mail Stop CFO, P.O. Box 1450,                         adjust patent fees. As part of the
                                                                                                         Alexandria, VA 22313–1450, ATTN:                      rulemaking proceeding for the issuance
                                                                                                         Brendan Hourigan.                                     of regulations under Section 10, the
                                                DEPARTMENT OF COMMERCE
                                                                                                            Although comments may be                           USPTO will publish a proposed patent
                                                United States Patent and Trademark                       submitted by postal mail, the USPTO                   fee schedule and related supplementary
                                                Office                                                   prefers to receive comments via email.                information for public viewing no later
                                                                                                         Written comments should be identified                 than August 29, 2018, on the USPTO
                                                [Docket No. PTO–P–2018–0046]                                                                                   internet website (address:
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                                                                                                         in the subject line of the email or postal
                                                                                                         mailing as ‘‘Fee Setting.’’                           www.uspto.gov/about-us/performance-
                                                Patent Public Advisory Committee
                                                                                                            Because comments will be made                      and-planning/fee-setting-and-adjusting).
                                                Public Hearing on the Proposed Patent
                                                                                                         available for public inspection,                      In turn, the PPAC will hold a public
                                                Fee Schedule
                                                                                                         information that is not desired to be                 hearing about the proposed patent fee
                                                AGENCY:United States Patent and                          made public, such as an address or                    schedule on the date indicated herein.
                                                Trademark Office, Department of                          telephone number, should not be                       The USPTO will assist the PPAC in
                                                Commerce.                                                included in the comments.                             holding the hearing by providing


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Document Created: 2018-08-01 01:23:31
Document Modified: 2018-08-01 01:23:31
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; Issuance of an Incidental Harassment Authorization.
DatesThis Authorization is applicable from October 1, 2018 through August 31, 2019.
ContactJonathan Molineaux, Office of Protected Resources, NMFS, (301) 427-8401. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at: https:// www.fisheries.noaa.gov/national/marine-mammal-protection/incidental- take-authorizations-construction-activities. In case of problems accessing these documents, please call the contact listed above.
FR Citation83 FR 37473 
RIN Number0648-XG10

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