83 FR 38393 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period on Commission Action of Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, NYSE Rule 107C, Which Is Set To Expire on December 31, 2018

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 151 (August 6, 2018)

Page Range		38393-38393
FR Document		2018-16723

Federal Register, Volume 83 Issue 151 (Monday, August 6, 2018)

[Federal Register Volume 83, Number 151 (Monday, August 6, 2018)]
[Notices]
[Page 38393]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-16723]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-83749; File No. SR-NYSE 2018-28]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Designation of a Longer Period on Commission Action of 
Proposed Rule Change To Make Permanent the Retail Liquidity Program 
Pilot, NYSE Rule 107C, Which Is Set To Expire on December 31, 2018

July 31, 2018.
    On June 4, 2018, New York Stock Exchange LLC (``Exchange'') filed 
with the Securities and Exchange Commission (``Commission''), pursuant 
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange 
Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to make 
permanent the Exchange's Retail Liquidity Program Pilot. The proposed 
rule change was published for comment in the Federal Register on June 
21, 2018.\3\ The Commission has received no comment letters on the 
proposed rule change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 83454 (June 15, 
2018), 83 FR 28874.
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    Section 19(b)(2) of the Act \4\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding, or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day after publication of the notice for this proposed rule change 
is August 5, 2018. The Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission finds it appropriate to designate a longer period 
within which to take action on the proposed rule change so that it has 
sufficient time to consider this proposed rule change. Accordingly, the 
Commission, pursuant to Section 19(b)(2) of the Act,\5\ designates 
September 19, 2018, as the date by which the Commission shall either 
approve or disapprove, or institute proceedings to determine whether to 
disapprove, the proposed rule change (File No. SR-NYSE-2018-28).
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    \5\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Robert W. Errett,
Deputy Secretary.
[FR Doc. 2018-16723 Filed 8-3-18; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 151 / Monday, August 6, 2018 / Notices 38393

• Send an email to rule-comments@ SECURITIES AND EXCHANGE rule change (File No. SR–NYSE–2018–
sec.gov. Please include File Number SR– COMMISSION 28).
NSCC–2017–806 on the subject line. For the Commission, by the Division of
[Release No. 34–83749; File No. SR–NYSE Trading and Markets, pursuant to delegated
Paper Comments authority.6
2018–28]
• Send paper comments in triplicate Robert W. Errett,
to Secretary, Securities and Exchange Self-Regulatory Organizations; New Deputy Secretary.
York Stock Exchange LLC; Notice of [FR Doc. 2018–16723 Filed 8–3–18; 8:45 am]
Commission, 100 F Street NE,
Designation of a Longer Period on
Washington, DC 20549–1090. BILLING CODE 8011–01–P
Commission Action of Proposed Rule
All submissions should refer to File Change To Make Permanent the Retail
Number SR–NSCC–2017–806. This file Liquidity Program Pilot, NYSE Rule SECURITIES AND EXCHANGE
number should be included on the 107C, Which Is Set To Expire on COMMISSION
subject line if email is used. To help the December 31, 2018
[Release No. 34–83747; File No. SR–FICC–
Commission process and review your July 31, 2018. 2017–806]
comments more efficiently, please use
On June 4, 2018, New York Stock
only one method. The Commission will Exchange LLC (‘‘Exchange’’) filed with Self-Regulatory Organizations; Fixed
post all comments on the Commission’s the Securities and Exchange Income Clearing Corporation; Notice of
internet website (http://www.sec.gov/ Commission (‘‘Commission’’), pursuant Filing of Amendment No. 1 to an
rules/sro.shtml). Copies of the Advance Notice To Amend the Loss
to Section 19(b)(1) of the Securities
submission, all subsequent Allocation Rules and Make Other
Exchange Act of 1934 (‘‘Exchange
amendments, all written statements Changes
Act’’) 1 and Rule 19b–4 thereunder,2 a
with respect to the Advance Notice that proposed rule change to make July 31, 2018.
are filed with the Commission, and all permanent the Exchange’s Retail On December 18, 2017, Fixed Income
written communications relating to the Liquidity Program Pilot. The proposed Clearing Corporation (‘‘FICC’’) filed
Advance Notice between the rule change was published for comment with the Securities and Exchange
Commission and any person, other than in the Federal Register on June 21, Commission (‘‘Commission’’) advance
those that may be withheld from the 2018.3 The Commission has received no notice SR–FICC–2017–806 (‘‘Advance
public in accordance with the comment letters on the proposed rule Notice’’) pursuant to Section 806(e)(1) of
provisions of 5 U.S.C. 552, will be change. Title VIII of the Dodd-Frank Wall Street
available for website viewing and Section 19(b)(2) of the Act 4 provides Reform and Consumer Protection Act
printing in the Commission’s Public that within 45 days of the publication of entitled the Payment, Clearing, and
Reference Room, 100 F Street NE, notice of the filing of a proposed rule Settlement Supervision Act of 2010
Washington, DC 20549 on official change, or within such longer period up (‘‘Clearing Supervision Act’’) and Rule
business days between the hours of to 90 days as the Commission may 19b–4(n)(1)(i) under the Securities
10:00 a.m. and 3:00 p.m. Copies of the designate if it finds such longer period Exchange Act of 1934 (‘‘Act’’).1 The
filing also will be available for to be appropriate and publishes its
inspection and copying at the principal reasons for so finding, or as to which the 6 17 CFR 200.30–3(a)(31).
1 12 U.S.C. 5465(e)(1) and 17 CFR 240.19b–
self-regulatory organization consents,
office of NSCC and on DTCC’s website 4(n)(1)(i), respectively. On December 18, 2017, FICC
the Commission shall either approve the
(http://dtcc.com/legal/sec-rule- filed the Advance Notice as a proposed rule change
proposed rule change, disapprove the (SR–FICC–2017–022) with the Commission
filings.aspx). All comments received
proposed rule change, or institute pursuant to Section 19(b)(1) of the Act and Rule
will be posted without change. Persons proceedings to determine whether the 19b–4 thereunder (‘‘Proposed Rule Change’’). (17
submitting comments are cautioned that proposed rule change should be CFR 240.19b–4 and 17 CFR 240.19b–4,
we do not redact or edit personal respectively.) The Proposed Rule Change was
disapproved. The 45th day after published in the Federal Register on January 8,
identifying information from comment publication of the notice for this 2018. See Securities Exchange Act Release No.
submissions. You should submit only proposed rule change is August 5, 2018. 82427 (January 2, 2018), 83 FR 854 (January 8,
information that you wish to make 2018) (SR–FICC–2017–022). On February 8, 2018,
The Commission is extending this 45- the Commission designated a longer period within
available publicly. All submissions day time period. which to approve, disapprove, or institute
should refer to File Number SR–NSCC– The Commission finds it appropriate proceedings to determine whether to approve or
2017–806 and should be submitted on to designate a longer period within disapprove the Proposed Rule Change. See
Securities Exchange Act Release No. 82670
or before August 21, 2018. which to take action on the proposed (February 8, 2018), 83 FR 6626 (February 14, 2018)
By the Commission. rule change so that it has sufficient time (SR–DTC–2017–022; SR–FICC–2017–022; SR–
to consider this proposed rule change. NSCC–2017–018). On March 20, 2018, the
Robert W. Errett, Commission instituted proceedings to determine
Accordingly, the Commission, pursuant
Deputy Secretary. whether to approve or disapprove the Proposed
to Section 19(b)(2) of the Act,5 Rule Change. See Securities Exchange Act Release
[FR Doc. 2018–16712 Filed 8–3–18; 8:45 am] designates September 19, 2018, as the No. 82909 (March 20, 2018), 83 FR 12990 (March
BILLING CODE 8011–01–P date by which the Commission shall 26, 2018) (SR–FICC–2017–022). On June 25, 2018,
either approve or disapprove, or the Commission designated a longer period for
Commission action on the proceedings to determine
institute proceedings to determine whether to approve or disapprove the Proposed
sradovich on DSK3GMQ082PROD with NOTICES

whether to disapprove, the proposed Rule Change. Therefore, September 5, 2018 is the
date by which the Commission should either
1 15 approve or disapprove the Proposed Rule Change.
U.S.C. 78s(b)(1).
2 17
See Securities Exchange Act Release Nos. 83510
CFR 240.19b–4. (June 25, 2018), 83 FR 30791 (June 29, 2018) (SR–
3 See Securities Exchange Act Release No. 83454
DTC–2017–022; SR–FICC–2017–022; SR–NSCC–
(June 15, 2018), 83 FR 28874. 2017–018). On June 28, 2018, FICC filed
4 15 U.S.C. 78s(b)(2).
Amendment No. 1 to the Proposed Rule Change.
5 Id. Continued

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Document Created: 2018-11-06 10:37:04
Document Modified: 2018-11-06 10:37:04

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 38393