83_FR_39803 83 FR 39648 - Emergency Alert System; Wireless Emergency Alerts

83 FR 39648 - Emergency Alert System; Wireless Emergency Alerts

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 83, Issue 155 (August 10, 2018)

Page Range39648-39656
FR Document2018-17097

In this document, the Federal Communications Commission (FCC or Commission) seeks comment on whether additional alert reporting measures are needed; whether State EAS Plans should be required to include procedures to help prevent false alerts, or to swiftly mitigate their consequences should a false alert occur; and on factors that might delay or prevent delivery of Wireless Emergency Alerts (WEA) to members of the public and measures the Commission could take to address inconsistent WEA delivery.

Federal Register, Volume 83 Issue 155 (Friday, August 10, 2018)
[Federal Register Volume 83, Number 155 (Friday, August 10, 2018)]
[Proposed Rules]
[Pages 39648-39656]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-17097]


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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 11

[PS Docket Nos. 15-94, 15-91; FCC 18-94]


Emergency Alert System; Wireless Emergency Alerts

AGENCY: Federal Communications Commission.

ACTION: Further motice of proposed rulemaking.

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SUMMARY: In this document, the Federal Communications Commission (FCC 
or Commission) seeks comment on whether additional alert reporting 
measures are needed; whether State EAS Plans should be required to 
include procedures to help prevent false alerts, or to swiftly mitigate 
their consequences should a false alert occur; and on factors that 
might delay or prevent delivery of Wireless Emergency Alerts (WEA) to 
members of the public and measures the Commission could take to address 
inconsistent WEA delivery.

DATES: Comments are due on or before September 10, 2018 and reply 
comments are due on or before October 9, 2018.

ADDRESSES: You may submit comments, identified by PS Docket Nos. 15-94, 
15-91 by any of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Federal Communications Commission's Website: http://www.fcc.gov/ecfs/. Follow the instructions for submitting comments.

[[Page 39649]]

     Mail: Filings can be sent by hand or messenger delivery, 
by commercial overnight courier, or by first-class or overnight U.S. 
Postal Service mail (although the Commission continues to experience 
delays in receiving U.S. Postal Service mail). All filings must be 
addressed to the Commission's Secretary, Office of the Secretary, 
Federal Communications Commission.
     People with Disabilities: Contact the Commission to 
request reasonable accommodations (accessible format documents, sign 
language interpreters, CART, etc.) by email: [email protected] or phone: 
202-418-0530 or TTY: 202-418-0432.
    For detailed instructions for submitting comments and additional 
information on the rulemaking process, see the SUPPLEMENTARY 
INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Gregory Cooke, Deputy Chief, Policy 
and Licensing Division, Public Safety and Homeland Security Bureau, at 
(202) 418-7452, or by email at [email protected].

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's 
Further Notice of Proposed Rulemaking (FNPRM) in PS Docket Nos. 15-94 
and 15-91, FCC 18-94, adopted on July 12, 2018, and released on July 
13, 2018. The full text of this document is available for inspection 
and copying during normal business hours in the FCC Reference Center 
(Room CY-A257), 445 12th Street SW, Washington, DC 20554. The full text 
may also be downloaded at: www.fcc.gov.

Synopsis of the FNPRM

    1. In the FNPRM, to further enhance the efficacy and utility of the 
EAS and WEA, the Commission seeks comment on whether to adopt false 
alert reporting measures; proposals to require that State EAS Plans 
include procedures to help prevent and mitigate the consequences of 
false alerts; factors that might delay or prevent delivery of WEA 
alerts to the public; and measures the Commission could take to address 
inconsistent WEA delivery.

I. Background

    2. The EAS is a national public warning system through which EAS 
Participants deliver alerts to the public to warn them of impending 
emergencies. The primary purpose of the EAS is to provide the President 
of the United States (President) with ``the capability to provide 
immediate communications and information to the general public at the 
National, State and Local Area levels during periods of national 
emergency.'' State and local authorities also use this common 
distribution architecture of the EAS to distribute voluntary weather-
related and other emergency alerts. Further, testing of the system at 
the state and local level increases the proficiency of local emergency 
personnel, provides insight into the system's functionality and 
effectiveness at the federal level, and enhances the public's ability 
to respond to EAS alerts when they occur. The integrity of the EAS is 
maintained through the Commission's EAS rules, which set forth the 
parameters and frequency with which EAS Participants must test the 
system, prohibit the unauthorized use of the EAS Attention Signal and 
codes, and require EAS Participants to keep their EAS equipment in good 
working order.

II. Discussion

A. False Alert Reporting

    3. In the FNPRM, the Commission seeks further comment on whether 
there is a need for additional false alert and lockout reporting beyond 
the reporting rule adopted in the companion Report and Order in PS 
Docket Nos. 15-94 and 15-91, FCC 18-94, adopted on July 12, 2018, and 
released on July 13, 2018. Should there be a dedicated mechanism by 
which EAS Participants, Participating CMS Providers, other stakeholders 
and the public can report false alerts? What form should such a 
reporting mechanism take? Should it be integrated into the Alert 
Reporting System (ARS)? Should it be mandatory for EAS Participants and 
Participating CMS Providers? If such reporting were mandatory, what 
time frame, if any, should be established for the false alert report to 
be made (e.g., should such reports be required within five minutes of 
discovery)?
    4. Alternatively, the Commission seeks comment on whether, in lieu 
of adopting a dedicated reporting mechanism for false EAS or WEA alerts 
or EAS lockouts, it should instead implement a process by which EAS 
Participants, Participating CMS Providers, emergency managers, and 
members of the public could inform the Commission about false alerts 
through currently available means other than that adopted in the 
companion Report and Order (also in PS Docket Nos. 15-94 and 15-91, FCC 
18-94, adopted on July 12, 2018, and released on July 13, 2018). 
Regardless of what type of system might be used to facilitate false 
alert reporting, could and should the Commission incorporate reporting 
parameters to minimize reports concerning the same EAS or WEA false 
alert, or are there benefits from receiving different descriptions, 
times, locations and reporting identities covering the same false 
alert?
    5. The Commission seeks comment on the costs and benefits of this 
proposal. What burdens, if any, would a dedicated false alert reporting 
system impose on anyone who might want to make such a report? Would 
incorporating some kind of feedback mechanism into the false alert 
reporting system on false alerts already reported be helpful to reduce 
burdens on other entities that might otherwise make identical reports 
covering the same false alert? What quantifiable benefits might be 
expected to result from implementation of such reporting? To the extent 
offering a standard way to report on false alerts could speed 
corrective action, would the benefits of such an outcome outweigh 
whatever burdens might be associated with making the false alert 
report?

B. State EAS Plan Revisions

    6. Section 11.21 of the Commission's EAS rules specifies that State 
EAS Plans include ``procedures for State emergency management and other 
State officials, the NWS, and EAS Participants' personnel to transmit 
emergency information to the public during a State emergency using the 
EAS.'' Section 11.21, however, does not specify that these procedures 
include those to prevent and correct false alerts.
    7. In the Public Safety & Homeland Security Bureau's (Bureau) 
report released in April 2018 concerning the false ballistic missile 
alert issued in Hawaii on January 13, 2018 (Report on Hawaii False 
Alert), the Bureau made several recommendations to state, local, 
Tribal, and territorial emergency alert originators and managers to 
help prevent the recurrence of a false alert and to improve 
preparedness for responding to any false alert that may occur. To the 
extent the Commission can aid states and localities in effecting 
mechanisms to prevent and correct false alerts over EAS and WEA, and 
promote regular communication with the SECCs to further that end, such 
endeavor fulfills the Commission's statutory goal promoting of safety 
of life and property through the regulation of wire and radio 
communications networks.
    8. In light of the foregoing, the Commission proposes ways it can 
aid states and localities in implementing the Bureau's recommendations 
in the Report on Hawaii False Alert. In particular, the Commission 
proposes to revise Section 11.21 to require State EAS Plans to include 
procedures to help prevent false alerts, or to swiftly

[[Page 39650]]

mitigate their consequences should a false alert occur. Such 
information could be supplied by state and local emergency management 
authorities, at their discretion, to SECCs for inclusion in the State 
EAS Plans they administer, and would then be available to other 
emergency management authorities within the state for quick and easy 
reference. The Commission further proposes that the State EAS Plan 
template recently adopted by the Commission should be revised to 
require SECCs to identify their states' procedures for the reporting 
and mitigation of false alerts, (or, where the state and local 
emergency management authorities either do not have or will not share 
such information with the SECC, to specifically note that in the EAS 
Plan). With regard to this proposal, should any listing of such 
procedures contain any or all of the following:
     The standard operating procedures that state and local 
alert initiators follow to prepare for ``live code'' and other public 
facing EAS tests and alerts.
     The standard operating procedures that state and local 
alert initiators have developed for the reporting and correction of 
false alerts, including how the alert initiator would issue any 
corrections to false alerts over the same systems used to issue the 
false alert, including the EAS and WEA.
     The procedures agreed upon by the SECC and state emergency 
management agency or other State-authorized alert initiator by which 
they plan to consult with each other on a regular basis--at least 
annually--to ensure that EAS procedures, including initiation and 
cancellation of actual alerts and tests, are mutually understood, 
agreed upon, and documented in the State EAS Plan.
     The procedures ensuring redundant and effective lines of 
communication between the SECC and key stakeholders during emergencies.
     Other information that could prevent or mitigate the 
issuance of false alerts.
    Would inclusion of this information in State EAS Plans be 
beneficial to alert originators and state and local emergency 
management authorities in preventing and correcting false alerts, and 
conducting tests of the EAS? Would this action spur greater 
communication between alert originators and state and local emergency 
management authorities and their respective SECCs? Would its inclusion 
provide a single source of information to which state, local, Tribal 
and territorial emergency alert originators and managers might refer if 
the need arose? Alternatively, are there reasons why such information 
should not be included in State EAS Plans? The Commission seeks comment 
on these proposals. As to the development of the false alert procedures 
themselves, the FNPRM asks which agency or agencies are best situated 
to require their creation or otherwise have oversight over these 
processes. Is the FCC best positioned to take action with respect to 
helping prevent the transmission of false alerts, or is this better 
left to other agencies, such as DHS/FEMA or local alert originators?
    9. The Commission seeks comment on the costs and benefits of this 
proposal. What costs or burdens, if any, would fall on SECCs or state, 
local, Tribal and territorial emergency alert originators and managers, 
by the inclusion of the state and local alerting procedures in State 
EAS Plans, as described above? What quantifiable benefits might be 
expected to result from such action? To the extent including state and 
local alerting procedures in State EAS Plans might prevent false alerts 
from occurring, and speed corrective action with respect to any false 
alerts that might issue, would the potential benefits of such outcomes, 
such as minimizing public confusion and disruptions caused by false 
alerts, outweigh whatever burdens might be associated with that 
process? Would the inclusion of this information in State EAS Plans 
more generally enhance the efficacy of state and local alerting?

C. Delivery of WEA to Subscriber Handsets

    10. In the Report on Hawaii False Alert, the Bureau indicated that 
some wireless subscribers did not receive either the false alert or the 
subsequent correction over WEA. Further, news reports in connection 
with the recent National Capital Region end-to-end WEA test, the recent 
Vail Colorado test and Ellicott City floods indicate that some 
subscribers did not receive timely WEA tests or alerts. Wireless 
providers have identified possible reasons that members of the public, 
who have not opted out of receipt of WEA alerts on their mobile 
devices, may not receive a particular WEA message, including: (1) 
Whether a mobile device can receive WEA messages; (2) whether the 
mobile device falls within the radio coverage of a cell site 
transmitting a WEA message and is not impacted with adverse radio 
frequency conditions such as interference, building or natural 
obstructions, etc.; (3) whether a handset is being served by a 3G cell 
site during a voice call or data session (in which case a WEA message 
would not be received until the voice or data session is ended); and 
(4) whether the device remains connected to the provider's network. Are 
there other reasons why a WEA may not be received by a member of the 
public? Are WEA alert messages broadcast from all cell sites inside the 
alert's geo-targeted area? What about an instance where the consumer 
inside the geo-targeted area may be served by a tower outside the geo-
targeted area? Will the manner of delivering a WEA message to a mobile 
device within a geo-targeted area change after the Commission's new 
geolocation rules go into effect in November of 2019, and if so, how? 
Is it possible that due to certain network conditions, such as 
congestion, certain cell sites within the alert's geo-target area may 
not transmit a particular alert message? Are there any network 
conditions or resource scheduler-related issues that may cause the 
Participating CMS Provider's network to delay or fail to transmit WEA 
alert messages that it has received from IPAWS? The Commission also 
invites commenters to address what, if any, role that handsets and 
handset manufacturers play in ensuring WEA capable devices can receive 
WEA alerts.
    11. How should WEA performance be measured and reported? The 
Commission seeks comment regarding WEA delivery issues that 
stakeholders have encountered or are aware of, either in connection 
with a live alert or with a regional end-to-end test.
    12. The Commission also seeks comment on how stakeholders could 
report WEA performance. Commenters should discuss the technical 
feasibility, usefulness, and desirability of this option. Are there 
other technical ways to get feedback automatically from a WEA 
recipient? What might the appropriate data points look like? Who should 
receive such data, and how would it be protected? Should the Commission 
develop a testing template for state and local governments that want to 
test the effectiveness of WEA alerts, including how precisely WEA 
alerts geotarget the desired area for various carriers?
    13. The Commission also seeks comment on whether and if so, how, it 
should take measures to address inconsistent WEA delivery. For example, 
should the Commission adopt technical standards (or benchmarks) for WEA 
performance and delivery? What form should these take? Should these be 
focused on internal network performance or mobile device performance, 
or both? Is there any practical way to ameliorate the impact of 
external factors (such as interference, building or natural 
obstructions, etc.) on WEA delivery? Should the Commission adopt rules 
related to WEA performance

[[Page 39651]]

(and if so, what form should those take), or would best practices be 
sufficient? What are the costs and benefits of the various options 
available to address inconsistent WEA delivery?

III. Procedural Matters

A. Ex Parte Rules

    14. The proceeding this FNPRM initiates shall be treated as 
``permit-but-disclose'' proceedings in accordance with the Commission's 
ex parte rules. Persons making ex parte presentations must file a copy 
of any written presentation or a memorandum summarizing any oral 
presentation within two business days after the presentation (unless a 
different deadline applicable to the Sunshine period applies). Persons 
making oral ex parte presentations are reminded that memoranda 
summarizing the presentation must: (1) List all persons attending or 
otherwise participating in the meeting at which the ex parte 
presentation was made; and (2) summarize all data presented and 
arguments made during the presentation. If the presentation consisted 
in whole or in part of the presentation of data or arguments already 
reflected in the presenter's written comments, memoranda, or other 
filings in the proceeding, the presenter may provide citations to such 
data or arguments in his or her prior comments, memoranda, or other 
filings (specifying the relevant page and/or paragraph numbers where 
such data or arguments can be found) in lieu of summarizing them in the 
memorandum. Documents shown or given to Commission staff during ex 
parte meetings are deemed to be written ex parte presentations and must 
be filed consistent with rule 1.1206(b). In proceedings governed by 
rule 1.49(f) or for which the Commission has made available a method of 
electronic filing, written ex parte presentations and memoranda 
summarizing oral ex parte presentations, and all attachments thereto, 
must be filed through the electronic comment filing system available 
for that proceeding, and must be filed in their native format (e.g., 
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding 
should familiarize themselves with the Commission's ex parte rules.

B. Comment Filing Procedures

    15. Pursuant to Sections 1.415 and 1.419 of the Commission's rules, 
47 CFR 1.415, 1.419, interested parties may file comments and reply 
comments on or before the dates indicated on the first page of this 
document. Comments may be filed using the Commission's Electronic 
Comment Filing System (ECFS). See Electronic Filing of Documents in 
Rulemaking Proceedings, 63 FR 24121 (1998).
    [ssquf] Electronic Filers: Comments may be filed electronically 
using the internet by accessing the ECFS: http://fjallfoss.fcc.gov/ecfs2/.
    [ssquf] Paper Filers: Parties that choose to file by paper must 
file an original and one copy of each filing. If more than one docket 
or rulemaking number appears in the caption of this proceeding, filers 
must submit two additional copies for each additional docket or 
rulemaking number.
    Filings can be sent by hand or messenger delivery, by commercial 
overnight courier, or by first-class or overnight U.S. Postal Service 
mail. All filings must be addressed to the Commission's Secretary, 
Office of the Secretary, Federal Communications Commission.
    [ssquf] All hand-delivered or messenger-delivered paper filings for 
the Commission's Secretary must be delivered to FCC Headquarters at 445 
12th St. SW, Room TW-A325, Washington, DC 20554. The filing hours are 
8:00 a.m. to 7:00 p.m. All hand deliveries must be held together with 
rubber bands or fasteners. Any envelopes and boxes must be disposed of 
before entering the building.
    [ssquf] Commercial overnight mail (other than U.S. Postal Service 
Express Mail and Priority Mail) must be sent to 9050 Junction Drive, 
Annapolis Junction, MD 20701.
    [ssquf] U.S. Postal Service first-class, Express, and Priority mail 
must be addressed to 445 12th Street SW, Washington, DC 20554.

C. Accessible Formats

    16. To request materials in accessible formats for people with 
disabilities (Braille, large print, electronic files, audio format), 
send an email to [email protected] or call the Consumer & Governmental 
Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (tty).

D. Initial Regulatory Flexibility Analysis

    17. As required by the Regulatory Flexibility Act of 1980, as 
amended (RFA), the Commission has prepared this Initial Regulatory 
Flexibility Analysis (IRFA) of the possible significant economic impact 
on a substantial number of small entities by the policies and rules 
proposed in the Further Notice of Proposed Rulemaking (FNPRM). Written 
public comments are requested on this IRFA. Comments must be identified 
as responses to the IRFA and must be filed by the deadlines for 
comments on the FNPRM. The Commission will send a copy of the FNPRM, 
including this IRFA, to the Chief Counsel for Advocacy of the Small 
Business Administration (SBA). In addition, the FNPRM and IRFA (or 
summaries thereof) will be published in the Federal Register.
1. Need for, and Objectives of, the Proposed Rules
    18. In the FNPRM, the Commission proposes actions to prevent and 
correct false alerts and to otherwise improve the effectiveness of the 
EAS and WEA. First, the Commission seeks comment on whether to adopt a 
dedicated reporting system, or use currently available means, such as 
the Commission's Operations Center or Public Safety Support Center, so 
that EAS Participants, Participating CMS Providers, emergency managers, 
and members of the public can inform the Commission about false alerts. 
Second, the Commission proposes to revise its rules governing State EAS 
Plans to require the inclusion of standard operating procedures 
implemented within states to prevent and correct false alerts, where 
such information has been provided by state and local emergency 
management authorities. Finally, the Commission seeks comment on 
whether to adopt technical benchmarks or best practices to help ensure 
effective delivery of WEA alerts to the public. These proposed and 
contemplated actions and rule revisions potentially would enhance the 
Commission's awareness of false alerts issued over the EAS and WEA, and 
provide state, local, Tribal and territorial emergency alert 
originators and managers with a common source to find standard 
operating procedure applicable within their jurisdictions to conduct 
EAS tests and correct false alerts. To the extent these proposed and 
contemplated actions may prevent the transmittal of false alerts and 
hasten corrective action of any false alerts issued, they would benefit 
the public by minimizing confusion and disruption caused by false 
alerts.
2. Legal Basis
    19. The proposed action is taken pursuant to Sections 1, 2, 4(i), 
4(o), 301, 303(r), 303(v), 307, 309, 335, 403, 624(g),706, and 715 of 
the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i), 
154(o), 301, 303(r), 303(v), 307, 309, 335, 403, 544(g), 606, and 615, 
as well as by sections 602(a), (b), (c), (f), 603, 604 and 606 of the 
WARN Act, 47 U.S.C. 1202(a), (b), (c), (f), 1203, 1204 and 1206.

[[Page 39652]]

3. Description and Estimate of the Number of Small Entities to Which 
Rules Will Apply
    20. The RFA directs agencies to provide a description of and, where 
feasible, an estimate of, the number of small entities that may be 
affected by the proposed actions, if adopted. The RFA generally defines 
the term ``small entity'' as having the same meaning as the terms 
``small business,'' ``small organization,'' and ``small governmental 
jurisdiction.'' In addition, the term ``small business'' has the same 
meaning as the term ``small business concern'' under the Small Business 
Act. A ``small business concern'' is one which: (1) Is independently 
owned and operated; (2) is not dominant in its field of operation; and 
(3) satisfies any additional criteria established by the SBA.
    21. Small Businesses, Small Organizations, and Small Governmental 
Jurisdictions. Our action may, over time, affect small entities that 
are not easily categorized at present. The Commission therefore 
describes here, at the outset, three broad groups of small entities 
that could be directly affected herein. First, while there are industry 
specific size standards for small businesses that are used in the 
regulatory flexibility analysis, according to data from the SBA's 
Office of Advocacy, in general a small business is an independent 
business having fewer than 500 employees. These types of small 
businesses represent 99.9% of all businesses in the United States which 
translates to 28.8 million businesses.
    22. Next, the type of small entity described as a ``small 
organization'' is generally ``any not-for-profit enterprise which is 
independently owned and operated and is not dominant in its field.'' 
Nationwide, as of August 2016, there were approximately 356,494 small 
organizations based on registration and tax data filed by nonprofits 
with the Internal Revenue Service (IRS).
    23. Finally, the small entity described as a ``small governmental 
jurisdiction'' is defined generally as ``governments of cities, 
counties, towns, townships, villages, school districts, or special 
districts, with a population of less than fifty thousand.'' U.S. Census 
Bureau data from the 2012 Census of Governments indicate that there 
were 90,056 local governmental jurisdictions consisting of general 
purpose governments and special purpose governments in the United 
States. Of this number there were 37,132 General purpose governments 
(county, municipal and town or township) with populations of less than 
50,000 and 12,184 Special purpose governments (independent school 
districts and special districts) with populations of less than 50,000. 
The 2012 U.S. Census Bureau data for most types of governments in the 
local government category show that the majority of these governments 
have populations of less than 50,000. Based on this data the Commission 
estimates that at least 49,316 local government jurisdictions fall in 
the category of ``small governmental jurisdictions.''
    24. Radio Stations. This Economic Census category comprises 
establishments primarily engaged in broadcasting aural programs by 
radio to the public. Programming may originate in their own studio, 
from an affiliated network, or from external sources.'' The SBA has 
established a small business size standard for this category as firms 
having $38.5 million or less in annual receipts. Economic Census data 
for 2012 show that 2,849 radio station firms operated during that year. 
Of that number, 2,806 firms operated with annual receipts of less than 
$25 million per year, 17 with annual receipts between $25 million and 
$49,999,999 million and 26 with annual receipts of $50 million or more. 
Therefore, based on the SBA's size standard the majority of such 
entities are small entities.
    25. According to Commission staff review of the BIA/Kelsey, LLC's 
Media Access Pro Radio Database as of January 2018, about 11,261 (or 
about 99.9 percent) of 11,383 commercial radio stations had revenues of 
$38.5 million or less and thus qualify as small entities under the SBA 
definition. The Commission has estimated the number of licensed 
commercial AM radio stations to be 4,639 stations and the number of 
commercial FM radio stations to be 6,744, for a total number of 11,383. 
The Commission notes that the Commission has also estimated the number 
of licensed noncommercial (NCE) FM radio stations to be 4,120. 
Nevertheless, the Commission does not compile and otherwise does not 
have access to information on the revenue of NCE stations that would 
permit it to determine how many such stations would qualify as small 
entities.
    26. The Commission also notes, that in assessing whether a business 
entity qualifies as small under the above definition, business control 
affiliations must be included. The Commission's estimate therefore 
likely overstates the number of small entities that might be affected 
by its action, because the revenue figure on which it is based does not 
include or aggregate revenues from affiliated companies. In addition, 
to be determined a ``small business,'' an entity may not be dominant in 
its field of operation. The Commission further notes that it is 
difficult at times to assess these criteria in the context of media 
entities, and the estimate of small businesses to which these rules may 
apply does not exclude any radio station from the definition of a small 
business on these basis, thus our estimate of small businesses may 
therefore be over-inclusive. Also, as noted above, an additional 
element of the definition of ``small business'' is that the entity must 
be independently owned and operated. The Commission notes that it is 
difficult at times to assess these criteria in the context of media 
entities and the estimates of small businesses to which they apply may 
be over-inclusive to this extent.
    27. FM Translator Stations and Low-Power FM Stations. FM 
translators and Low Power FM Stations are classified in the category of 
Radio Stations and are assigned the same NAICs Code as licensees of 
radio stations. This U.S. industry, Radio Stations, comprises 
establishments primarily engaged in broadcasting aural programs by 
radio to the public. Programming may originate in their own studio, 
from an affiliated network, or from external sources. The SBA has 
established a small business size standard which consists of all radio 
stations whose annual receipts are $38.5 million dollars or less. U.S. 
Census Bureau data for 2012 indicate that 2,849 radio station firms 
operated during that year. Of that number, 2,806 operated with annual 
receipts of less than $25 million per year, 17 with annual receipts 
between $25 million and $49,999,999 million and 26 with annual receipts 
of $50 million or more. Therefore, based on the SBA's size standard the 
Commission concludes that the majority of FM Translator Stations and 
Low Power FM Stations are small.
    28. Television Broadcasting. This Economic Census category 
``comprises establishments primarily engaged in broadcasting images 
together with sound.'' These establishments operate television 
broadcast studios and facilities for the programming and transmission 
of programs to the public. These establishments also produce or 
transmit visual programming to affiliated broadcast television 
stations, which in turn broadcast the programs to the public on a 
predetermined schedule. Programming may originate in their own studio, 
from an affiliated network, or from external sources. The SBA has 
created the following small business size standard for such businesses: 
Those having $38.5 million or less in annual receipts. The 2012 
Economic Census reports that 751 firms in this category

[[Page 39653]]

operated in that year. Of that number, 656 had annual receipts of 
$25,000,000 or less, 25 had annual receipts between $25,000,000 and 
$49,999,999 and 70 had annual receipts of $50,000,000 or more. Based on 
this data the Commission therefore estimates that the majority of 
commercial television broadcasters are small entities under the 
applicable SBA size standard.
    29. The Commission has estimated the number of licensed commercial 
television stations to be 1,378. Of this total, 1,258 stations (or 
about 91 percent) had revenues of $38.5 million or less, according to 
Commission staff review of the BIA Kelsey Inc. Media Access Pro 
Television Database (BIA) on November 16, 2017, and therefore these 
licensees qualify as small entities under the SBA definition. In 
addition, the Commission has estimated the number of licensed 
noncommercial educational television stations to be 395. 
Notwithstanding, the Commission does not compile and otherwise does not 
have access to information on the revenue of NCE stations that would 
permit it to determine how many such stations would qualify as small 
entities. There are also 2,367 low power television stations, including 
Class A stations (LPTV) and 3,750 TV translator stations. Given the 
nature of these services, the Commission will presume that all of these 
entities qualify as small entities under the above SBA small business 
size standard.
    30. The Commission notes, however, that in assessing whether a 
business concern qualifies as ``small'' under the above definition, 
business (control) affiliations must be included. Our estimate, 
therefore likely overstates the number of small entities that might be 
affected by our action, because the revenue figure on which it is based 
does not include or aggregate revenues from affiliated companies. In 
addition, another element of the definition of ``small business'' 
requires that an entity not be dominant in its field of operation. The 
Commission is unable at this time to define or quantify the criteria 
that would establish whether a specific television broadcast station is 
dominant in its field of operation. Accordingly, the estimate of small 
businesses to which rules may apply does not exclude any television 
station from the definition of a small business on this basis and is 
therefore possibly over-inclusive. Also, as noted above, an additional 
element of the definition of ``small business'' is that the entity must 
be independently owned and operated. The Commission notes that it is 
difficult at times to assess these criteria in the context of media 
entities and its estimates of small businesses to which they apply may 
be over-inclusive to this extent.
    31. Cable and Other Subscription Programming. This industry 
comprises establishments primarily engaged in operating studios and 
facilities for the broadcasting of programs on a subscription or fee 
basis. The broadcast programming is typically narrowcast in nature 
(e.g., limited format, such as news, sports, education, or youth-
oriented). These establishments produce programming in their own 
facilities or acquire programming from external sources. The 
programming material is usually delivered to a third party, such as 
cable systems or direct-to-home satellite systems, for transmission to 
viewers. The SBA size standard for this industry establishes as small, 
any company in this category which receives annual receipts of $38.5 
million or less. According to 2012 U.S. Census Bureau data, 367 firms 
operated for the entire year. Of that number, 319 operated with annual 
receipts of less than $25 million a year and 48 firms operated with 
annual receipts of $25 million or more. Based on this data, the 
Commission estimates that the majority of firms operating in this 
industry are small.
    32. Cable System Operators (Rate Regulation Standard). The 
Commission has developed its own small business size standards for the 
purpose of cable rate regulation. Under the Commission's rules, a 
``small cable company'' is one serving 400,000 or fewer subscribers 
nationwide. Industry data indicate that there are currently 4,600 
active cable systems in the United States. Of this total, all but nine 
cable operators nationwide are small under the 400,000-subscriber size 
standard. In addition, under the Commission's rate regulation rules, a 
``small system'' is a cable system serving 15,000 or fewer subscribers. 
Current Commission records show 4,600 cable systems nationwide. Of this 
total, 3,900 cable systems have fewer than 15,000 subscribers, and 700 
systems have 15,000 or more subscribers, based on the same records. 
Thus, under this standard as well, the Commission estimates that most 
cable systems are small entities.
    33. Cable System Operators (Telecom Act Standard). The 
Communications Act of 1934, as amended, also contains a size standard 
for small cable system operators, which is ``a cable operator that, 
directly or through an affiliate, serves in the aggregate fewer than 
one percent of all subscribers in the United States and is not 
affiliated with any entity or entities whose gross annual revenues in 
the aggregate exceed $250,000,000.'' There are approximately 52,403,705 
cable video subscribers in the United States today. Accordingly, an 
operator serving fewer than 524,037 subscribers shall be deemed a small 
operator if its annual revenues, when combined with the total annual 
revenues of all its affiliates, do not exceed $250 million in the 
aggregate. Based on available data, the Commission finds that all but 
nine incumbent cable operators are small entities under this size 
standard. The Commission notes that the Commission neither requests nor 
collects information on whether cable system operators are affiliated 
with entities whose gross annual revenues exceed $250 million. Although 
it seems certain that some of these cable system operators are 
affiliated with entities whose gross annual revenues exceed $250 
million, the Commission is unable at this time to estimate with greater 
precision the number of cable system operators that would qualify as 
small cable operators under the definition in the Communications Act.
    34. Satellite Telecommunications. This category comprises firms 
``primarily engaged in providing telecommunications services to other 
establishments in the telecommunications and broadcasting industries by 
forwarding and receiving communications signals via a system of 
satellites or reselling satellite telecommunications.'' Satellite 
telecommunications service providers include satellite and earth 
station operators. The category has a small business size standard of 
$32.5 million or less in average annual receipts, under SBA rules. For 
this category, U.S. Census Bureau data for 2012 show that there were a 
total of 333 firms that operated for the entire year. Of this total, 
299 firms had annual receipts of less than $25 million. Consequently, 
the Commission estimates that the majority of satellite 
telecommunications providers are small entities.
    35. All Other Telecommunications. The ``All Other 
Telecommunications'' category is comprised of establishments that are 
primarily engaged in providing specialized telecommunications services, 
such as satellite tracking, communications telemetry, and radar station 
operation. This industry also includes establishments primarily engaged 
in providing satellite terminal stations and associated facilities 
connected with one or more terrestrial systems and capable of 
transmitting telecommunications to, and receiving telecommunications 
from, satellite systems. Establishments providing internet services or 
voice over internet

[[Page 39654]]

protocol (VoIP) services via client-supplied telecommunications 
connections are also included in this industry. The SBA has developed a 
small business size standard for ``All Other Telecommunications,'' 
which consists of all such firms with gross annual receipts of $32.5 
million or less. For this category, U.S. Census data for 2012 show that 
there were 1,442 firms that operated for the entire year. Of these 
firms, a total of 1,400 had gross annual receipts of less than $25 
million. Thus, the Commission estimates that the majority of ``All 
Other Telecommunications'' firms potentially affected by our action can 
be considered small.
    36. Broadband Radio Service and Educational Broadband Service. 
Broadband Radio Service systems, previously referred to as Multipoint 
Distribution Service (MDS) and Multichannel Multipoint Distribution 
Service (MMDS) systems, and ``wireless cable,'' transmit video 
programming to subscribers and provide two-way high speed data 
operations using the microwave frequencies of the Broadband Radio 
Service (BRS) and Educational Broadband Service (EBS) (previously 
referred to as the Instructional Television Fixed Service (ITFS)).
    37. BRS--In connection with the 1996 BRS auction, the Commission 
established a small business size standard as an entity that had annual 
average gross revenues of no more than $40 million in the previous 
three calendar years. The BRS auctions resulted in 67 successful 
bidders obtaining licensing opportunities for 493 Basic Trading Areas 
(BTAs). Of the 67 auction winners, 61 met the definition of a small 
business. BRS also includes licensees of stations authorized prior to 
the auction. At this time, the Commission estimates that of the 61 
small business BRS auction winners, 48 remain small business licensees. 
In addition to the 48 small businesses that hold BTA authorizations, 
there are approximately 86 incumbent BRS licensees that are considered 
small entities (18 incumbent BRS licensees do not meet the small 
business size standard). After adding the number of small business 
auction licensees to the number of incumbent licensees not already 
counted, there are currently approximately 133 BRS licensees that are 
defined as small businesses under either the SBA or the Commission's 
rules.
    38. In 2009, the Commission conducted Auction 86, the sale of 78 
licenses in the BRS areas. The Commission offered three levels of 
bidding credits: (i) A bidder with attributed average annual gross 
revenues that exceed $15 million and do not exceed $40 million for the 
preceding three years (small business) received a 15 percent discount 
on its winning bid; (ii) a bidder with attributed average annual gross 
revenues that exceed $3 million and do not exceed $15 million for the 
preceding three years (very small business) received a 25 percent 
discount on its winning bid; and (iii) a bidder with attributed average 
annual gross revenues that do not exceed $3 million for the preceding 
three years (entrepreneur) received a 35 percent discount on its 
winning bid. Auction 86 concluded in 2009 with the sale of 61 licenses. 
Of the ten winning bidders, two bidders that claimed small business 
status won 4 licenses; one bidder that claimed very small business 
status won three licenses; and two bidders that claimed entrepreneur 
status won six licenses.
    39. EBS--Educational Broadband Service has been included within the 
broad economic census category and SBA size standard for Wired 
Telecommunications Carriers since 2007. Wired Telecommunications 
Carriers are comprised of establishments primarily engaged in operating 
and/or providing access to transmission facilities and infrastructure 
that they own and/or lease for the transmission of voice, data, text, 
sound, and video using wired telecommunications networks. Transmission 
facilities may be based on a single technology or a combination of 
technologies. The SBA's small business size standard for this category 
is all such firms having 1,500 or fewer employees. U.S. Census Bureau 
data for 2012 show that there were 3,117 firms that operated that year. 
Of this total, 3,083 operated with fewer than 1,000 employees. Thus, 
under this size standard, the majority of firms in this industry can be 
considered small. In addition to Census data, the Commission's 
Universal Licensing System indicates that as of October 2014, there are 
2,206 active EBS licenses. The Commission estimates that of these 2,206 
licenses, the majority are held by non-profit educational institutions 
and school districts, which are by statute defined as small businesses.
    40. Direct Broadcast Satellite (``DBS'') Service. DBS service is a 
nationally distributed subscription service that delivers video and 
audio programming via satellite to a small parabolic ``dish'' antenna 
at the subscriber's location. DBS is included in SBA's economic census 
category ``Wired Telecommunications Carriers.'' The Wired 
Telecommunications Carriers industry comprises establishments primarily 
engaged in operating and/or providing access to transmission facilities 
and infrastructure that they own and/or lease for the transmission of 
voice, data, text, sound, and video using wired telecommunications 
networks. Transmission facilities may be based on a single technology 
or combination of technologies. Establishments in this industry use the 
wired telecommunications network facilities that they operate to 
provide a variety of services, such as wired telephony services, 
including VoIP services, wired (cable) audio and video programming 
distribution; and wired broadband internet services. By exception, 
establishments providing satellite television distribution services 
using facilities and infrastructure that they operate are included in 
this industry. The SBA determines that a wireline business is small if 
it has fewer than 1,500 employees. U.S. Census Bureau data for 2012 
indicates that 3,117 wireline companies were operational during that 
year. Of that number, 3,083 operated with fewer than 1,000 employees. 
Based on that data, the Commission concludes that the majority of 
wireline firms are small under the applicable SBA standard. Currently, 
however, only two entities provide DBS service, which requires a great 
deal of capital for operation: DIRECTV (owned by AT&T) and DISH 
Network. DIRECTV and DISH Network each report annual revenues that are 
in excess of the threshold for a small business. Accordingly, the 
Commission must conclude that internally developed FCC data are 
persuasive that, in general, DBS service is provided only by large 
firms.
4. Description of Projected Reporting, Recordkeeping, and Other 
Compliance Requirements for Small Entities
    41. The Commission expects the actions proposed in the FNPRM, if 
adopted, will impose additional reporting, recordkeeping and/or other 
compliance obligations on small as well as other entities who inform 
the Commission about false alerts, and who submit additional 
information in State EAS Plans about the procedures they are using to 
prevent and correct false alerts. More specifically, the FNPRM seeks 
comment on implementing a mechanized process, or utilizing currently 
available means, such as the Public Safety Support Center reporting 
portal, to enable EAS Participants, Participating CMS Providers, 
emergency managers, and members of the public to inform the Commission 
about false alerts. Additionally, the FNPRM seeks comment on whether 
the Commission

[[Page 39655]]

should adopt additional requirements regarding false alert reporting in 
light of the Hawaii false alert and the recommendations in the Report 
on Hawaii False Alert, which has the potential to impact reporting 
requirements. For example, the Commission seeks comment on whether 
requiring false alert reporting, or specifying the false alert 
information required in a false alert report, would encourage 
implementation of standard operating procedures for reporting and 
responding to false alerts by alert originators.
    42. The FNPRM also proposes to amend its rules governing State EAS 
Plans to allow them to include procedures implemented by alert 
originators within states to prevent and correct false alerts. This 
information includes standard operating procedures that alert 
initiators follow to prepare for ``live code'' and other public facing 
EAS tests and alerts; standard operating procedures that alert 
initiators have developed for the reporting and correction of false 
alerts; procedures agreed upon by the SECC and state emergency 
management agency or other State-authorized alert initiator by which 
they plan to consult with each other on a regular basis; and the 
procedures ensuring redundant and effective lines of communication 
between the SECC and key stakeholders during emergencies.
    43. Finally, the FNPRM seeks comment on whether to adopt technical 
benchmarks or best practices to help ensure effective delivery of WEA 
alerts to the public.
5. Steps Taken To Minimize the Significant Economic Impact on Small 
Entities, and Significant Alternatives Considered
    44. The RFA requires an agency to describe any significant, 
specifically small business alternatives that it has considered in 
reaching its proposed approach, which may include the following four 
alternatives (among others): ``(1) The establishment of differing 
compliance or reporting requirements or timetables that take into 
account the resources available to small entities; (2) the 
clarification, consolidation, or simplification of compliance or 
reporting requirements under the rule for small entities; (3) the use 
of performance, rather than design, standards; and (4) and exemption 
from coverage of the rule, or any part thereof, for small entities.''
    45. The Commission does not expect the actions in the FNPRM to have 
a significant economic impact on small entities. Although the 
Commission seeks further comment on additional requirements regarding 
false alert reporting in light of the Hawaii false alert and the 
recommendations in the Report on Hawaii False Alert, the comments are 
designed to be minimally burdensome to all affected entities, including 
small businesses. A potential burden associated filing a false alert 
report would likely be limited to the time expended to make such 
report--which would entail entering false alert information into an 
online filing portal. Given the relatively rare occurrence of false 
alerts, however, the number of individuals or entities that might 
ultimately use the online filing portal is likely to be extremely 
small.
    46. The proposed changes to the State EAS Plan requirements will 
enable state and local alert originators to include procedures 
implemented by alert originators within states to prevent and correct 
false alerts, standard operating procedures that alert initiators 
follow to prepare for ``live code'' and other public facing EAS tests 
and alerts; standard operating procedures that alert initiators have 
developed for the reporting and correction of false alerts. To the 
extent that there are costs associated with submitting this information 
to SECCs, and to the Commission, these costs are expected to be de 
minimis. With respect to the Commission's request for comment on 
whether and how to address inconsistent WEA delivery, there is a range 
of measures that could ultimately be adopted. The Commission has 
requested comment on the relative costs and benefits of these various 
approaches to ensure it has input from small entities and others to 
minimize the economic impacts of whatever actions it might take. 
Nevertheless, in addition to the steps taken by the Commission 
discussed herein, commenters are invited to propose steps that the 
Commission may take to further minimize any economic impact on small 
entities. When considering proposals made by other parties, commenters 
are also invited to propose alternatives that serve the goals of these 
proposals.
6. Federal Rules That May Duplicate, Overlap, or Conflict With the 
Proposed Rules
    47. None.

E. Paperwork Reduction Analysis

    48. The Commission notes that pursuant to the Small Business 
Paperwork Relief Act of 2002, Public Law 107-198, the Commission 
previously sought specific comment on how the Commission might 
``further reduce the information collection burden for small business 
concerns with fewer than 25 employees.'' In addition, the Commission 
have described impacts that might affect small businesses, which 
includes most businesses with fewer than 25 employees, in the IRFA, 
supra.
    49. The FNPRM in this document contains proposed new and modified 
information collection requirements. The Commission, as part of its 
continuing effort to reduce paperwork burdens, invites the general 
public and the Office of Management and Budget (OMB) to comment on the 
information collection requirements contained in this document, as 
required by the Paperwork Reduction Act of 1995 (PRA). Public and 
agency comments are due 60 days after publication of this document in 
the Federal Register. In addition, pursuant to the Small Business 
Paperwork Relief Act of 2002, Public Law 107-198, see 44 U.S.C. 
3506(c)(4), the Commission seeks specific comment on how it might 
``further reduce the information collection burden for small business 
concerns with fewer than 25 employees.'' The Commission will submit the 
FNPRM to the Office of Management and Budget for review under Section 
3507(d) of the PRA.
    50. The Commission specifically seek comment on the time and cost 
burdens associated with the voluntary false alert and lockout, and 
State EAS Plan reporting proposals contained in the FNPRM and whether 
there are ways of minimizing the costs burdens associated therewith.

F. Ordering Clauses

    51. Accordingly, it is ordered, pursuant to Sections 1, 2, 4(i), 
4(o), 301, 303(r), 303(v), 307, 309, 335, 403, 624(g), 706, and 713 of 
the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i), 
154(o), 301, 303(r), 303(v), 307, 309, 335, 403, 544(g), 606, and 613, 
as well as by sections 602(a), (b), (c), (f), 603, 604 and 606 of the 
WARN Act, 47 U.S.C. 1202(a), (b), (c), (f), 1203, 1204 and 1206, and 
the Twenty-First Century Communications and Video Accessibility Act of 
2010, Public Law 111-260 and Public Law 111-265, that this Further 
Notice of Proposed Rulemaking is adopted.
    52. It is further ordered that the Commission's Consumer and 
Governmental Affairs Bureau, Reference Information Center, shall send a 
copy of this Notice of Proposed Rulemaking including the Regulatory 
Flexibility Analysis, to the Chief Counsel for Advocacy of the Small 
Business Administration.

[[Page 39656]]

    53. It is further ordered that pursuant to applicable procedures 
set forth in sections 1.415 and 1.419 of the Commission's rules, 47 CFR 
1.415, 1.419, interested parties may file comments on this Further 
Notice of Proposed Rulemaking on or before September 10, 2018, and 
interested parties may file reply comments on or before October 9, 
2018.

List of Subjects in 47 CFR Part 11

    Radio, Television.

Federal Communications Commission.
Marlene Dortch,
Secretary.

Proposed Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission proposes to amend 47 CFR part 11 as follows:

PART 11--EMERGENCY ALERT SYSTEM (EAS)

0
1. The authority citation for 47 CFR part 11 continues to read as 
follows:

    Authority:  47 U.S.C. 151, 154(i) and (o), 303(r), 544(g) and 
606.

0
2. Amend Sec.  11.21 by adding paragraph (g) to read as follows:


Sec.  11.21  State and Local Area plans and FCC Mapbook.

* * * * *
    (g) The State EAS Plan must contain procedures implemented within 
the state to prevent and correct false alerts initiated over the EAS 
and Wireless Emergency Alert systems, including:
    (1) The standard operating procedures that state and local alert 
initiators follow to prepare for ``live code'' and other public facing 
EAS tests and alerts.
    (2) The standard operating procedures that state and local alert 
initiators have developed for the reporting and correction of false 
alerts, including how the alert initiator would issue any corrections 
to false alerts over the same systems used to issue the false alert, 
including the EAS and WEA.
    (3) The procedures agreed upon by the SECC and state emergency 
management agency or other State-authorized alert initiator by which 
they plan to consult with each other on a regular basis to ensure that 
EAS procedures, including initiation and cancellation of actual alerts 
and tests, are mutually understood, agreed upon, and documented in the 
State EAS Plan.
    (4) The procedures ensuring redundant and effective lines of 
communication between the SECC and key stakeholders during emergencies.
    (5) Other information that could prevent or mitigate the issuance 
of false alerts.
    Where the state and local emergency management authorities either 
do not have or will not share the foregoing information with the SECC, 
the SECC must specifically note that in the EAS Plan.
* * * * *
[FR Doc. 2018-17097 Filed 8-9-18; 8:45 am]
 BILLING CODE 6712-01-P



                                                 39648                     Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules

                                                    In light of the district court’s decision              parameters applicable for the 2018                    V. Response to Comments
                                                 to vacate the use of statewide average                    benefit year.                                           Because of the large number of public
                                                 premium in the risk adjustment                                                                                  comments we normally receive on
                                                                                                           B. Overall Impact
                                                 methodology on the ground that HHS                                                                              Federal Register documents, we are not
                                                 did not adequately explain its decision                      We have examined the impact of this                able to acknowledge or respond to them
                                                 to adopt that aspect of the methodology,                  rule as required by Executive Order                   individually. We will consider all
                                                 we offer an additional explanation in                     12866 on Regulatory Planning and                      comments we receive by the date and
                                                 this rule and are proposing to maintain                   Review (September 30, 1993), Executive                time specified in the DATES section of
                                                 the use of statewide average premium in                   Order 13563 on Improving Regulation                   this proposed rule, and, when we
                                                 the applicable state market risk pool for                 and Regulatory Review (January 18,                    proceed with a subsequent document,
                                                 the payment transfer formula under the                    2011), the Regulatory Flexibility Act                 we will respond to the comments in the
                                                 HHS-operated risk adjustment                              (RFA) (September 19, 1980, Pub. L. 96–                preamble to that document.
                                                 methodology for the 2018 benefit year.                    354), section 1102(b) of the Social
                                                 Therefore, HHS proposes to adopt the                      Security Act, section 202 of the                        Dated: July 30, 2018.
                                                 methodology previously established for                    Unfunded Mandates Reform Act of 1995                  Seema Verma,
                                                 the 2018 benefit year in the Federal                      (March 22, 1995; Pub. L. 104–4),                      Administrator, Centers for Medicare &
                                                 Register publications cited above that                    Executive Order 13132 on Federalism                   Medicaid Services.
                                                 applies to the calculation, collection                    (August 4, 1999), the Congressional                     Dated: August 2, 2018.
                                                 and payment of risk adjustment                            Review Act (5 U.S.C. 804(2)), and                     Alex M. Azar II,
                                                 transfers under the HHS-operated                          Executive Order 13771 on Reducing                     Secretary, Department of Health and Human
                                                 methodology for the 2018 benefit year.                    Regulation and Controlling Regulatory                 Services.
                                                 This includes the adjustment to the                       Costs. Executive Orders 12866 and                     [FR Doc. 2018–17142 Filed 8–8–18; 4:15 pm]
                                                 statewide average premium, reducing it                    13563 direct agencies to assess all costs             BILLING CODE 4120–01–P
                                                 by 14 percent, to account for an                          and benefits of available regulatory
                                                 estimated proportion of administrative                    alternatives and, if regulation is
                                                 costs that do not vary with claims.11 We                  necessary, to select regulatory                       FEDERAL COMMUNICATIONS
                                                 seek comment on the proposal to use                       approaches that maximize net benefits                 COMMISSION
                                                 the statewide average premium.                            (including potential economic,
                                                 However, in order to protect the settled                  environmental, public health and safety               47 CFR Part 11
                                                 expectations of issuers that structured                   effects, distributive impacts, and
                                                                                                                                                                 [PS Docket Nos. 15–94, 15–91; FCC 18–
                                                 their pricing and offering decisions in                   equity). A regulatory impact analysis
                                                                                                                                                                 94]
                                                 reliance on the previously promulgated                    (RIA) must be prepared for major rules
                                                 2018 benefit year methodology, all other                  with economically significant effects                 Emergency Alert System; Wireless
                                                 aspects of the risk adjustment                            ($100 million or more in any one year).               Emergency Alerts
                                                 methodology are outside of the scope of                      OMB has determined that this
                                                 this rulemaking, and HHS does not seek                    proposed rule is ‘‘economically                       AGENCY:  Federal Communications
                                                 comment on those finalized aspects.                       significant’’ within the meaning of                   Commission.
                                                                                                           section 3(f)(1) of Executive Order 12866,             ACTION: Further motice of proposed
                                                 III. Collection of Information
                                                 Requirements                                              because it is likely to have an annual                rulemaking.
                                                                                                           effect of $100 million in any 1 year. In
                                                   This document does not impose                           addition, for the reasons noted above,                SUMMARY:   In this document, the Federal
                                                 information collection requirements,                      OMB has determined that this is a major               Communications Commission (FCC or
                                                 that is, reporting, recordkeeping, or                     rule under the Congressional Review                   Commission) seeks comment on
                                                 third-party disclosure requirements.                      Act.                                                  whether additional alert reporting
                                                 Consequently, there is no need for                           This proposed rule offers further                  measures are needed; whether State
                                                 review by the Office of Management and                    explanation of budget neutrality and the              EAS Plans should be required to include
                                                 Budget under the authority of the                         use of statewide average premium in the               procedures to help prevent false alerts,
                                                 Paperwork Reduction Act of 1995 (44                       risk adjustment payment transfer                      or to swiftly mitigate their consequences
                                                 U.S.C. 3501, et seq.).                                    formula when HHS is operating the                     should a false alert occur; and on factors
                                                                                                           permanent risk adjustment program                     that might delay or prevent delivery of
                                                 IV. Regulatory Impact Analysis                                                                                  Wireless Emergency Alerts (WEA) to
                                                                                                           established in section 1343 of the
                                                 A. Statement of Need                                      PPACA on behalf of a state for the 2018               members of the public and measures the
                                                                                                           benefit year. We note that we previously              Commission could take to address
                                                   This rule proposes to maintain
                                                                                                           estimated transfers associated with the               inconsistent WEA delivery.
                                                 statewide average premium as the cost-
                                                 scaling factor in the HHS-operated risk                   risk adjustment program in the Premium                DATES: Comments are due on or before
                                                 adjustment methodology and continue                       Stabilization Rule and the 2018                       September 10, 2018 and reply
                                                 the operation of the program in a budget                  Payment Notice, and that the provisions               comments are due on or before October
                                                 neutral manner for the 2018 benefit year                  of this proposed rule do not change the               9, 2018.
                                                 to protect consumers from the effects of                  risk adjustment transfers previously                  ADDRESSES: You may submit comments,
                                                 adverse selection and premium                             estimated under the HHS-operated risk                 identified by PS Docket Nos. 15–94, 15–
daltland on DSKBBV9HB2PROD with PROPOSALS




                                                 increases due to issuer uncertainty. The                  adjustment methodology established in                 91 by any of the following methods:
                                                 Premium Stabilization Rule, previous                      those final rules. The approximate                       • Federal eRulemaking Portal: http://
                                                 Payment Notices, and other rulemakings                    estimated risk adjustment transfers for               www.regulations.gov. Follow the
                                                 noted above provided detail on the                        the 2018 benefit year are $4.8 billion. As            instructions for submitting comments.
                                                 implementation of the risk adjustment                     such, we also incorporate into this                      • Federal Communications
                                                 program, including the specific                           proposed rule the RIA in the 2018                     Commission’s Website: http://
                                                                                                           Payment Notice proposed and final                     www.fcc.gov/ecfs/. Follow the
                                                   11 See   81 FR 94058 at 94099.                          rules.                                                instructions for submitting comments.


                                            VerDate Sep<11>2014     16:24 Aug 09, 2018   Jkt 244001   PO 00000   Frm 00027   Fmt 4702   Sfmt 4702   E:\FR\FM\10AUP1.SGM   10AUP1


                                                                         Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules                                           39649

                                                   • Mail: Filings can be sent by hand or                national emergency.’’ State and local                 alert, or are there benefits from receiving
                                                 messenger delivery, by commercial                       authorities also use this common                      different descriptions, times, locations
                                                 overnight courier, or by first-class or                 distribution architecture of the EAS to               and reporting identities covering the
                                                 overnight U.S. Postal Service mail                      distribute voluntary weather-related and              same false alert?
                                                 (although the Commission continues to                   other emergency alerts. Further, testing                 5. The Commission seeks comment on
                                                 experience delays in receiving U.S.                     of the system at the state and local level            the costs and benefits of this proposal.
                                                 Postal Service mail). All filings must be               increases the proficiency of local                    What burdens, if any, would a dedicated
                                                 addressed to the Commission’s                           emergency personnel, provides insight                 false alert reporting system impose on
                                                 Secretary, Office of the Secretary,                     into the system’s functionality and                   anyone who might want to make such
                                                 Federal Communications Commission.                      effectiveness at the federal level, and               a report? Would incorporating some
                                                    • People with Disabilities: Contact the              enhances the public’s ability to respond              kind of feedback mechanism into the
                                                 Commission to request reasonable                        to EAS alerts when they occur. The                    false alert reporting system on false
                                                 accommodations (accessible format                       integrity of the EAS is maintained                    alerts already reported be helpful to
                                                 documents, sign language interpreters,                  through the Commission’s EAS rules,                   reduce burdens on other entities that
                                                 CART, etc.) by email: FCC504@fcc.gov                    which set forth the parameters and                    might otherwise make identical reports
                                                 or phone: 202–418–0530 or TTY: 202–                     frequency with which EAS Participants                 covering the same false alert? What
                                                 418–0432.                                               must test the system, prohibit the                    quantifiable benefits might be expected
                                                    For detailed instructions for                        unauthorized use of the EAS Attention                 to result from implementation of such
                                                 submitting comments and additional                      Signal and codes, and require EAS                     reporting? To the extent offering a
                                                 information on the rulemaking process,                  Participants to keep their EAS                        standard way to report on false alerts
                                                 see the SUPPLEMENTARY INFORMATION                       equipment in good working order.                      could speed corrective action, would
                                                 section of this document.                                                                                     the benefits of such an outcome
                                                                                                         II. Discussion                                        outweigh whatever burdens might be
                                                 FOR FURTHER INFORMATION CONTACT:
                                                                                                         A. False Alert Reporting                              associated with making the false alert
                                                 Gregory Cooke, Deputy Chief, Policy
                                                                                                                                                               report?
                                                 and Licensing Division, Public Safety                      3. In the FNPRM, the Commission
                                                 and Homeland Security Bureau, at (202)                  seeks further comment on whether there                B. State EAS Plan Revisions
                                                 418–7452, or by email at                                is a need for additional false alert and                 6. Section 11.21 of the Commission’s
                                                 Gregory.Cooke@fcc.gov.                                  lockout reporting beyond the reporting                EAS rules specifies that State EAS Plans
                                                 SUPPLEMENTARY INFORMATION: This is a                    rule adopted in the companion Report                  include ‘‘procedures for State
                                                 summary of the Commission’s Further                     and Order in PS Docket Nos. 15–94 and                 emergency management and other State
                                                 Notice of Proposed Rulemaking                           15–91, FCC 18–94, adopted on July 12,                 officials, the NWS, and EAS
                                                 (FNPRM) in PS Docket Nos. 15–94 and                     2018, and released on July 13, 2018.                  Participants’ personnel to transmit
                                                 15–91, FCC 18–94, adopted on July 12,                   Should there be a dedicated mechanism                 emergency information to the public
                                                 2018, and released on July 13, 2018. The                by which EAS Participants,                            during a State emergency using the
                                                 full text of this document is available for             Participating CMS Providers, other                    EAS.’’ Section 11.21, however, does not
                                                 inspection and copying during normal                    stakeholders and the public can report                specify that these procedures include
                                                 business hours in the FCC Reference                     false alerts? What form should such a                 those to prevent and correct false alerts.
                                                 Center (Room CY–A257), 445 12th                         reporting mechanism take? Should it be                   7. In the Public Safety & Homeland
                                                 Street SW, Washington, DC 20554. The                    integrated into the Alert Reporting                   Security Bureau’s (Bureau) report
                                                 full text may also be downloaded at:                    System (ARS)? Should it be mandatory                  released in April 2018 concerning the
                                                 www.fcc.gov.                                            for EAS Participants and Participating                false ballistic missile alert issued in
                                                                                                         CMS Providers? If such reporting were                 Hawaii on January 13, 2018 (Report on
                                                 Synopsis of the FNPRM                                   mandatory, what time frame, if any,                   Hawaii False Alert), the Bureau made
                                                   1. In the FNPRM, to further enhance                   should be established for the false alert             several recommendations to state, local,
                                                 the efficacy and utility of the EAS and                 report to be made (e.g., should such                  Tribal, and territorial emergency alert
                                                 WEA, the Commission seeks comment                       reports be required within five minutes               originators and managers to help
                                                 on whether to adopt false alert reporting               of discovery)?                                        prevent the recurrence of a false alert
                                                 measures; proposals to require that State                  4. Alternatively, the Commission                   and to improve preparedness for
                                                 EAS Plans include procedures to help                    seeks comment on whether, in lieu of                  responding to any false alert that may
                                                 prevent and mitigate the consequences                   adopting a dedicated reporting                        occur. To the extent the Commission
                                                 of false alerts; factors that might delay               mechanism for false EAS or WEA alerts                 can aid states and localities in effecting
                                                 or prevent delivery of WEA alerts to the                or EAS lockouts, it should instead                    mechanisms to prevent and correct false
                                                 public; and measures the Commission                     implement a process by which EAS                      alerts over EAS and WEA, and promote
                                                 could take to address inconsistent WEA                  Participants, Participating CMS                       regular communication with the SECCs
                                                 delivery.                                               Providers, emergency managers, and                    to further that end, such endeavor
                                                                                                         members of the public could inform the                fulfills the Commission’s statutory goal
                                                 I. Background                                           Commission about false alerts through                 promoting of safety of life and property
                                                   2. The EAS is a national public                       currently available means other than                  through the regulation of wire and radio
                                                 warning system through which EAS                        that adopted in the companion Report                  communications networks.
                                                 Participants deliver alerts to the public               and Order (also in PS Docket Nos. 15–                    8. In light of the foregoing, the
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                                                 to warn them of impending                               94 and 15–91, FCC 18–94, adopted on                   Commission proposes ways it can aid
                                                 emergencies. The primary purpose of                     July 12, 2018, and released on July 13,               states and localities in implementing the
                                                 the EAS is to provide the President of                  2018). Regardless of what type of system              Bureau’s recommendations in the
                                                 the United States (President) with ‘‘the                might be used to facilitate false alert               Report on Hawaii False Alert. In
                                                 capability to provide immediate                         reporting, could and should the                       particular, the Commission proposes to
                                                 communications and information to the                   Commission incorporate reporting                      revise Section 11.21 to require State
                                                 general public at the National, State and               parameters to minimize reports                        EAS Plans to include procedures to help
                                                 Local Area levels during periods of                     concerning the same EAS or WEA false                  prevent false alerts, or to swiftly


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                                                 39650                   Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules

                                                 mitigate their consequences should a                    Plans? The Commission seeks comment                   remains connected to the provider’s
                                                 false alert occur. Such information                     on these proposals. As to the                         network. Are there other reasons why a
                                                 could be supplied by state and local                    development of the false alert                        WEA may not be received by a member
                                                 emergency management authorities, at                    procedures themselves, the FNPRM asks                 of the public? Are WEA alert messages
                                                 their discretion, to SECCs for inclusion                which agency or agencies are best                     broadcast from all cell sites inside the
                                                 in the State EAS Plans they administer,                 situated to require their creation or                 alert’s geo-targeted area? What about an
                                                 and would then be available to other                    otherwise have oversight over these                   instance where the consumer inside the
                                                 emergency management authorities                        processes. Is the FCC best positioned to              geo-targeted area may be served by a
                                                 within the state for quick and easy                     take action with respect to helping                   tower outside the geo-targeted area?
                                                 reference. The Commission further                       prevent the transmission of false alerts,             Will the manner of delivering a WEA
                                                 proposes that the State EAS Plan                        or is this better left to other agencies,             message to a mobile device within a
                                                 template recently adopted by the                        such as DHS/FEMA or local alert                       geo-targeted area change after the
                                                 Commission should be revised to                         originators?                                          Commission’s new geolocation rules go
                                                 require SECCs to identify their states’                    9. The Commission seeks comment on                 into effect in November of 2019, and if
                                                 procedures for the reporting and                        the costs and benefits of this proposal.              so, how? Is it possible that due to
                                                 mitigation of false alerts, (or, where the              What costs or burdens, if any, would fall             certain network conditions, such as
                                                 state and local emergency management                    on SECCs or state, local, Tribal and                  congestion, certain cell sites within the
                                                 authorities either do not have or will not              territorial emergency alert originators               alert’s geo-target area may not transmit
                                                 share such information with the SECC,                   and managers, by the inclusion of the                 a particular alert message? Are there any
                                                 to specifically note that in the EAS                    state and local alerting procedures in                network conditions or resource
                                                 Plan). With regard to this proposal,                    State EAS Plans, as described above?                  scheduler-related issues that may cause
                                                 should any listing of such procedures                   What quantifiable benefits might be                   the Participating CMS Provider’s
                                                 contain any or all of the following:                    expected to result from such action? To               network to delay or fail to transmit WEA
                                                    • The standard operating procedures                  the extent including state and local                  alert messages that it has received from
                                                 that state and local alert initiators follow            alerting procedures in State EAS Plans                IPAWS? The Commission also invites
                                                 to prepare for ‘‘live code’’ and other                  might prevent false alerts from                       commenters to address what, if any, role
                                                 public facing EAS tests and alerts.                     occurring, and speed corrective action                that handsets and handset
                                                    • The standard operating procedures                  with respect to any false alerts that                 manufacturers play in ensuring WEA
                                                 that state and local alert initiators have              might issue, would the potential                      capable devices can receive WEA alerts.
                                                 developed for the reporting and                         benefits of such outcomes, such as                       11. How should WEA performance be
                                                 correction of false alerts, including how               minimizing public confusion and                       measured and reported? The
                                                 the alert initiator would issue any                     disruptions caused by false alerts,                   Commission seeks comment regarding
                                                 corrections to false alerts over the same               outweigh whatever burdens might be                    WEA delivery issues that stakeholders
                                                 systems used to issue the false alert,                  associated with that process? Would the               have encountered or are aware of, either
                                                 including the EAS and WEA.                              inclusion of this information in State                in connection with a live alert or with
                                                    • The procedures agreed upon by the                  EAS Plans more generally enhance the                  a regional end-to-end test.
                                                 SECC and state emergency management                     efficacy of state and local alerting?                    12. The Commission also seeks
                                                 agency or other State-authorized alert                                                                        comment on how stakeholders could
                                                 initiator by which they plan to consult                 C. Delivery of WEA to Subscriber                      report WEA performance. Commenters
                                                 with each other on a regular basis—at                   Handsets                                              should discuss the technical feasibility,
                                                 least annually—to ensure that EAS                          10. In the Report on Hawaii False                  usefulness, and desirability of this
                                                 procedures, including initiation and                    Alert, the Bureau indicated that some                 option. Are there other technical ways
                                                 cancellation of actual alerts and tests,                wireless subscribers did not receive                  to get feedback automatically from a
                                                 are mutually understood, agreed upon,                   either the false alert or the subsequent              WEA recipient? What might the
                                                 and documented in the State EAS Plan.                   correction over WEA. Further, news                    appropriate data points look like? Who
                                                    • The procedures ensuring redundant                  reports in connection with the recent                 should receive such data, and how
                                                 and effective lines of communication                    National Capital Region end-to-end                    would it be protected? Should the
                                                 between the SECC and key stakeholders                   WEA test, the recent Vail Colorado test               Commission develop a testing template
                                                 during emergencies.                                     and Ellicott City floods indicate that                for state and local governments that
                                                    • Other information that could                       some subscribers did not receive timely               want to test the effectiveness of WEA
                                                 prevent or mitigate the issuance of false               WEA tests or alerts. Wireless providers               alerts, including how precisely WEA
                                                 alerts.                                                 have identified possible reasons that                 alerts geotarget the desired area for
                                                    Would inclusion of this information                  members of the public, who have not                   various carriers?
                                                 in State EAS Plans be beneficial to alert               opted out of receipt of WEA alerts on                    13. The Commission also seeks
                                                 originators and state and local                         their mobile devices, may not receive a               comment on whether and if so, how, it
                                                 emergency management authorities in                     particular WEA message, including: (1)                should take measures to address
                                                 preventing and correcting false alerts,                 Whether a mobile device can receive                   inconsistent WEA delivery. For
                                                 and conducting tests of the EAS? Would                  WEA messages; (2) whether the mobile                  example, should the Commission adopt
                                                 this action spur greater communication                  device falls within the radio coverage of             technical standards (or benchmarks) for
                                                 between alert originators and state and                 a cell site transmitting a WEA message                WEA performance and delivery? What
                                                 local emergency management                              and is not impacted with adverse radio                form should these take? Should these be
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                                                 authorities and their respective SECCs?                 frequency conditions such as                          focused on internal network
                                                 Would its inclusion provide a single                    interference, building or natural                     performance or mobile device
                                                 source of information to which state,                   obstructions, etc.; (3) whether a handset             performance, or both? Is there any
                                                 local, Tribal and territorial emergency                 is being served by a 3G cell site during              practical way to ameliorate the impact
                                                 alert originators and managers might                    a voice call or data session (in which                of external factors (such as interference,
                                                 refer if the need arose? Alternatively, are             case a WEA message would not be                       building or natural obstructions, etc.) on
                                                 there reasons why such information                      received until the voice or data session              WEA delivery? Should the Commission
                                                 should not be included in State EAS                     is ended); and (4) whether the device                 adopt rules related to WEA performance


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                                                                         Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules                                           39651

                                                 (and if so, what form should those take),               be filed using the Commission’s                       comments on the FNPRM. The
                                                 or would best practices be sufficient?                  Electronic Comment Filing System                      Commission will send a copy of the
                                                 What are the costs and benefits of the                  (ECFS). See Electronic Filing of                      FNPRM, including this IRFA, to the
                                                 various options available to address                    Documents in Rulemaking Proceedings,                  Chief Counsel for Advocacy of the Small
                                                 inconsistent WEA delivery?                              63 FR 24121 (1998).                                   Business Administration (SBA). In
                                                                                                            D Electronic Filers: Comments may be               addition, the FNPRM and IRFA (or
                                                 III. Procedural Matters                                 filed electronically using the internet by            summaries thereof) will be published in
                                                 A. Ex Parte Rules                                       accessing the ECFS: http://                           the Federal Register.
                                                    14. The proceeding this FNPRM                        fjallfoss.fcc.gov/ecfs2/.
                                                                                                            D Paper Filers: Parties that choose to             1. Need for, and Objectives of, the
                                                 initiates shall be treated as ‘‘permit-but-                                                                   Proposed Rules
                                                                                                         file by paper must file an original and
                                                 disclose’’ proceedings in accordance                                                                             18. In the FNPRM, the Commission
                                                                                                         one copy of each filing. If more than one
                                                 with the Commission’s ex parte rules.                                                                         proposes actions to prevent and correct
                                                                                                         docket or rulemaking number appears in
                                                 Persons making ex parte presentations                                                                         false alerts and to otherwise improve the
                                                                                                         the caption of this proceeding, filers
                                                 must file a copy of any written                                                                               effectiveness of the EAS and WEA. First,
                                                                                                         must submit two additional copies for
                                                 presentation or a memorandum                                                                                  the Commission seeks comment on
                                                                                                         each additional docket or rulemaking
                                                 summarizing any oral presentation                                                                             whether to adopt a dedicated reporting
                                                                                                         number.
                                                 within two business days after the                         Filings can be sent by hand or                     system, or use currently available
                                                 presentation (unless a different deadline               messenger delivery, by commercial                     means, such as the Commission’s
                                                 applicable to the Sunshine period                       overnight courier, or by first-class or               Operations Center or Public Safety
                                                 applies). Persons making oral ex parte                  overnight U.S. Postal Service mail. All               Support Center, so that EAS
                                                 presentations are reminded that                         filings must be addressed to the                      Participants, Participating CMS
                                                 memoranda summarizing the                               Commission’s Secretary, Office of the                 Providers, emergency managers, and
                                                 presentation must: (1) List all persons                 Secretary, Federal Communications                     members of the public can inform the
                                                 attending or otherwise participating in                 Commission.                                           Commission about false alerts. Second,
                                                 the meeting at which the ex parte                          D All hand-delivered or messenger-                 the Commission proposes to revise its
                                                 presentation was made; and (2)                          delivered paper filings for the                       rules governing State EAS Plans to
                                                 summarize all data presented and                        Commission’s Secretary must be                        require the inclusion of standard
                                                 arguments made during the                               delivered to FCC Headquarters at 445                  operating procedures implemented
                                                 presentation. If the presentation                       12th St. SW, Room TW–A325,                            within states to prevent and correct false
                                                 consisted in whole or in part of the                    Washington, DC 20554. The filing hours                alerts, where such information has been
                                                 presentation of data or arguments                       are 8:00 a.m. to 7:00 p.m. All hand                   provided by state and local emergency
                                                 already reflected in the presenter’s                    deliveries must be held together with                 management authorities. Finally, the
                                                 written comments, memoranda, or other                   rubber bands or fasteners. Any                        Commission seeks comment on whether
                                                 filings in the proceeding, the presenter                envelopes and boxes must be disposed                  to adopt technical benchmarks or best
                                                 may provide citations to such data or                   of before entering the building.                      practices to help ensure effective
                                                 arguments in his or her prior comments,                    D Commercial overnight mail (other                 delivery of WEA alerts to the public.
                                                 memoranda, or other filings (specifying                 than U.S. Postal Service Express Mail                 These proposed and contemplated
                                                 the relevant page and/or paragraph                      and Priority Mail) must be sent to 9050               actions and rule revisions potentially
                                                 numbers where such data or arguments                    Junction Drive, Annapolis Junction, MD                would enhance the Commission’s
                                                 can be found) in lieu of summarizing                    20701.                                                awareness of false alerts issued over the
                                                 them in the memorandum. Documents                          D U.S. Postal Service first-class,                 EAS and WEA, and provide state, local,
                                                 shown or given to Commission staff                      Express, and Priority mail must be                    Tribal and territorial emergency alert
                                                 during ex parte meetings are deemed to                  addressed to 445 12th Street SW,                      originators and managers with a
                                                 be written ex parte presentations and                   Washington, DC 20554.                                 common source to find standard
                                                 must be filed consistent with rule                                                                            operating procedure applicable within
                                                 1.1206(b). In proceedings governed by                   C. Accessible Formats                                 their jurisdictions to conduct EAS tests
                                                 rule 1.49(f) or for which the                             16. To request materials in accessible              and correct false alerts. To the extent
                                                 Commission has made available a                         formats for people with disabilities                  these proposed and contemplated
                                                 method of electronic filing, written ex                 (Braille, large print, electronic files,              actions may prevent the transmittal of
                                                 parte presentations and memoranda                       audio format), send an email to fcc504@               false alerts and hasten corrective action
                                                 summarizing oral ex parte                               fcc.gov or call the Consumer &                        of any false alerts issued, they would
                                                 presentations, and all attachments                      Governmental Affairs Bureau at 202–                   benefit the public by minimizing
                                                 thereto, must be filed through the                      418–0530 (voice), 202–418–0432 (tty).                 confusion and disruption caused by
                                                 electronic comment filing system                                                                              false alerts.
                                                                                                         D. Initial Regulatory Flexibility Analysis
                                                 available for that proceeding, and must
                                                                                                           17. As required by the Regulatory                   2. Legal Basis
                                                 be filed in their native format (e.g., .doc,
                                                 .xml, .ppt, searchable .pdf). Participants              Flexibility Act of 1980, as amended                      19. The proposed action is taken
                                                 in this proceeding should familiarize                   (RFA), the Commission has prepared                    pursuant to Sections 1, 2, 4(i), 4(o), 301,
                                                 themselves with the Commission’s ex                     this Initial Regulatory Flexibility                   303(r), 303(v), 307, 309, 335, 403,
                                                 parte rules.                                            Analysis (IRFA) of the possible                       624(g),706, and 715 of the
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                                                                                                         significant economic impact on a                      Communications Act of 1934, as
                                                 B. Comment Filing Procedures                            substantial number of small entities by               amended, 47 U.S.C. 151, 152, 154(i),
                                                   15. Pursuant to Sections 1.415 and                    the policies and rules proposed in the                154(o), 301, 303(r), 303(v), 307, 309,
                                                 1.419 of the Commission’s rules, 47 CFR                 Further Notice of Proposed Rulemaking                 335, 403, 544(g), 606, and 615, as well
                                                 1.415, 1.419, interested parties may file               (FNPRM). Written public comments are                  as by sections 602(a), (b), (c), (f), 603,
                                                 comments and reply comments on or                       requested on this IRFA. Comments must                 604 and 606 of the WARN Act, 47
                                                 before the dates indicated on the first                 be identified as responses to the IRFA                U.S.C. 1202(a), (b), (c), (f), 1203, 1204
                                                 page of this document. Comments may                     and must be filed by the deadlines for                and 1206.


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                                                 39652                   Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules

                                                 3. Description and Estimate of the                      (independent school districts and                     of operation. The Commission further
                                                 Number of Small Entities to Which                       special districts) with populations of                notes that it is difficult at times to assess
                                                 Rules Will Apply                                        less than 50,000. The 2012 U.S. Census                these criteria in the context of media
                                                    20. The RFA directs agencies to                      Bureau data for most types of                         entities, and the estimate of small
                                                 provide a description of and, where                     governments in the local government                   businesses to which these rules may
                                                 feasible, an estimate of, the number of                 category show that the majority of these              apply does not exclude any radio station
                                                 small entities that may be affected by                  governments have populations of less                  from the definition of a small business
                                                 the proposed actions, if adopted. The                   than 50,000. Based on this data the                   on these basis, thus our estimate of
                                                 RFA generally defines the term ‘‘small                  Commission estimates that at least                    small businesses may therefore be over-
                                                 entity’’ as having the same meaning as                  49,316 local government jurisdictions                 inclusive. Also, as noted above, an
                                                                                                         fall in the category of ‘‘small                       additional element of the definition of
                                                 the terms ‘‘small business,’’ ‘‘small
                                                                                                         governmental jurisdictions.’’                         ‘‘small business’’ is that the entity must
                                                 organization,’’ and ‘‘small governmental
                                                                                                            24. Radio Stations. This Economic                  be independently owned and operated.
                                                 jurisdiction.’’ In addition, the term                   Census category comprises                             The Commission notes that it is difficult
                                                 ‘‘small business’’ has the same meaning                 establishments primarily engaged in                   at times to assess these criteria in the
                                                 as the term ‘‘small business concern’’                  broadcasting aural programs by radio to               context of media entities and the
                                                 under the Small Business Act. A ‘‘small                 the public. Programming may originate                 estimates of small businesses to which
                                                 business concern’’ is one which: (1) Is                 in their own studio, from an affiliated               they apply may be over-inclusive to this
                                                 independently owned and operated; (2)                   network, or from external sources.’’ The              extent.
                                                 is not dominant in its field of operation;              SBA has established a small business                     27. FM Translator Stations and Low-
                                                 and (3) satisfies any additional criteria               size standard for this category as firms              Power FM Stations. FM translators and
                                                 established by the SBA.                                 having $38.5 million or less in annual                Low Power FM Stations are classified in
                                                    21. Small Businesses, Small                          receipts. Economic Census data for 2012               the category of Radio Stations and are
                                                 Organizations, and Small Governmental                   show that 2,849 radio station firms                   assigned the same NAICs Code as
                                                 Jurisdictions. Our action may, over time,               operated during that year. Of that                    licensees of radio stations. This U.S.
                                                 affect small entities that are not easily               number, 2,806 firms operated with                     industry, Radio Stations, comprises
                                                 categorized at present. The Commission                  annual receipts of less than $25 million              establishments primarily engaged in
                                                 therefore describes here, at the outset,                per year, 17 with annual receipts                     broadcasting aural programs by radio to
                                                 three broad groups of small entities that               between $25 million and $49,999,999                   the public. Programming may originate
                                                 could be directly affected herein. First,               million and 26 with annual receipts of                in their own studio, from an affiliated
                                                 while there are industry specific size                  $50 million or more. Therefore, based                 network, or from external sources. The
                                                 standards for small businesses that are                 on the SBA’s size standard the majority               SBA has established a small business
                                                 used in the regulatory flexibility                      of such entities are small entities.                  size standard which consists of all radio
                                                 analysis, according to data from the                       25. According to Commission staff                  stations whose annual receipts are $38.5
                                                 SBA’s Office of Advocacy, in general a                  review of the BIA/Kelsey, LLC’s Media                 million dollars or less. U.S. Census
                                                 small business is an independent                        Access Pro Radio Database as of January               Bureau data for 2012 indicate that 2,849
                                                 business having fewer than 500                          2018, about 11,261 (or about 99.9                     radio station firms operated during that
                                                 employees. These types of small                         percent) of 11,383 commercial radio                   year. Of that number, 2,806 operated
                                                 businesses represent 99.9% of all                       stations had revenues of $38.5 million                with annual receipts of less than $25
                                                 businesses in the United States which                   or less and thus qualify as small entities            million per year, 17 with annual
                                                 translates to 28.8 million businesses.                  under the SBA definition. The                         receipts between $25 million and
                                                    22. Next, the type of small entity                   Commission has estimated the number                   $49,999,999 million and 26 with annual
                                                 described as a ‘‘small organization’’ is                of licensed commercial AM radio                       receipts of $50 million or more.
                                                 generally ‘‘any not-for-profit enterprise               stations to be 4,639 stations and the                 Therefore, based on the SBA’s size
                                                 which is independently owned and                        number of commercial FM radio                         standard the Commission concludes
                                                 operated and is not dominant in its                     stations to be 6,744, for a total number              that the majority of FM Translator
                                                 field.’’ Nationwide, as of August 2016,                 of 11,383. The Commission notes that                  Stations and Low Power FM Stations are
                                                 there were approximately 356,494 small                  the Commission has also estimated the                 small.
                                                 organizations based on registration and                 number of licensed noncommercial                         28. Television Broadcasting. This
                                                 tax data filed by nonprofits with the                   (NCE) FM radio stations to be 4,120.                  Economic Census category ‘‘comprises
                                                 Internal Revenue Service (IRS).                         Nevertheless, the Commission does not                 establishments primarily engaged in
                                                    23. Finally, the small entity described              compile and otherwise does not have                   broadcasting images together with
                                                 as a ‘‘small governmental jurisdiction’’                access to information on the revenue of               sound.’’ These establishments operate
                                                 is defined generally as ‘‘governments of                NCE stations that would permit it to                  television broadcast studios and
                                                 cities, counties, towns, townships,                     determine how many such stations                      facilities for the programming and
                                                 villages, school districts, or special                  would qualify as small entities.                      transmission of programs to the public.
                                                 districts, with a population of less than                  26. The Commission also notes, that                These establishments also produce or
                                                 fifty thousand.’’ U.S. Census Bureau                    in assessing whether a business entity                transmit visual programming to
                                                 data from the 2012 Census of                            qualifies as small under the above                    affiliated broadcast television stations,
                                                 Governments indicate that there were                    definition, business control affiliations             which in turn broadcast the programs to
                                                 90,056 local governmental jurisdictions                 must be included. The Commission’s                    the public on a predetermined schedule.
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                                                 consisting of general purpose                           estimate therefore likely overstates the              Programming may originate in their own
                                                 governments and special purpose                         number of small entities that might be                studio, from an affiliated network, or
                                                 governments in the United States. Of                    affected by its action, because the                   from external sources. The SBA has
                                                 this number there were 37,132 General                   revenue figure on which it is based does              created the following small business
                                                 purpose governments (county,                            not include or aggregate revenues from                size standard for such businesses: Those
                                                 municipal and town or township) with                    affiliated companies. In addition, to be              having $38.5 million or less in annual
                                                 populations of less than 50,000 and                     determined a ‘‘small business,’’ an                   receipts. The 2012 Economic Census
                                                 12,184 Special purpose governments                      entity may not be dominant in its field               reports that 751 firms in this category


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                                                                         Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules                                         39653

                                                 operated in that year. Of that number,                  estimates of small businesses to which                $250,000,000.’’ There are approximately
                                                 656 had annual receipts of $25,000,000                  they apply may be over-inclusive to this              52,403,705 cable video subscribers in
                                                 or less, 25 had annual receipts between                 extent.                                               the United States today. Accordingly, an
                                                 $25,000,000 and $49,999,999 and 70                         31. Cable and Other Subscription                   operator serving fewer than 524,037
                                                 had annual receipts of $50,000,000 or                   Programming. This industry comprises                  subscribers shall be deemed a small
                                                 more. Based on this data the                            establishments primarily engaged in                   operator if its annual revenues, when
                                                 Commission therefore estimates that the                 operating studios and facilities for the              combined with the total annual
                                                 majority of commercial television                       broadcasting of programs on a                         revenues of all its affiliates, do not
                                                 broadcasters are small entities under the               subscription or fee basis. The broadcast              exceed $250 million in the aggregate.
                                                 applicable SBA size standard.                           programming is typically narrowcast in                Based on available data, the
                                                    29. The Commission has estimated                     nature (e.g., limited format, such as                 Commission finds that all but nine
                                                 the number of licensed commercial                       news, sports, education, or youth-                    incumbent cable operators are small
                                                 television stations to be 1,378. Of this                oriented). These establishments produce               entities under this size standard. The
                                                 total, 1,258 stations (or about 91                      programming in their own facilities or                Commission notes that the Commission
                                                 percent) had revenues of $38.5 million                  acquire programming from external                     neither requests nor collects information
                                                 or less, according to Commission staff                  sources. The programming material is                  on whether cable system operators are
                                                 review of the BIA Kelsey Inc. Media                     usually delivered to a third party, such              affiliated with entities whose gross
                                                 Access Pro Television Database (BIA) on                 as cable systems or direct-to-home                    annual revenues exceed $250 million.
                                                 November 16, 2017, and therefore these                  satellite systems, for transmission to                Although it seems certain that some of
                                                 licensees qualify as small entities under               viewers. The SBA size standard for this               these cable system operators are
                                                 the SBA definition. In addition, the                    industry establishes as small, any                    affiliated with entities whose gross
                                                 Commission has estimated the number                     company in this category which                        annual revenues exceed $250 million,
                                                 of licensed noncommercial educational                   receives annual receipts of $38.5 million             the Commission is unable at this time to
                                                 television stations to be 395.                          or less. According to 2012 U.S. Census                estimate with greater precision the
                                                 Notwithstanding, the Commission does                    Bureau data, 367 firms operated for the               number of cable system operators that
                                                 not compile and otherwise does not                      entire year. Of that number, 319                      would qualify as small cable operators
                                                 have access to information on the                       operated with annual receipts of less                 under the definition in the
                                                 revenue of NCE stations that would                      than $25 million a year and 48 firms                  Communications Act.
                                                 permit it to determine how many such                    operated with annual receipts of $25                     34. Satellite Telecommunications.
                                                 stations would qualify as small entities.               million or more. Based on this data, the              This category comprises firms
                                                 There are also 2,367 low power                          Commission estimates that the majority                ‘‘primarily engaged in providing
                                                 television stations, including Class A                  of firms operating in this industry are               telecommunications services to other
                                                 stations (LPTV) and 3,750 TV translator                 small.                                                establishments in the
                                                 stations. Given the nature of these                        32. Cable System Operators (Rate                   telecommunications and broadcasting
                                                 services, the Commission will presume                   Regulation Standard). The Commission                  industries by forwarding and receiving
                                                 that all of these entities qualify as small             has developed its own small business                  communications signals via a system of
                                                 entities under the above SBA small                      size standards for the purpose of cable               satellites or reselling satellite
                                                 business size standard.                                 rate regulation. Under the Commission’s               telecommunications.’’ Satellite
                                                    30. The Commission notes, however,                   rules, a ‘‘small cable company’’ is one               telecommunications service providers
                                                 that in assessing whether a business                    serving 400,000 or fewer subscribers                  include satellite and earth station
                                                 concern qualifies as ‘‘small’’ under the                nationwide. Industry data indicate that               operators. The category has a small
                                                 above definition, business (control)                    there are currently 4,600 active cable                business size standard of $32.5 million
                                                 affiliations must be included. Our                      systems in the United States. Of this                 or less in average annual receipts, under
                                                 estimate, therefore likely overstates the               total, all but nine cable operators                   SBA rules. For this category, U.S.
                                                 number of small entities that might be                  nationwide are small under the 400,000-               Census Bureau data for 2012 show that
                                                 affected by our action, because the                     subscriber size standard. In addition,                there were a total of 333 firms that
                                                 revenue figure on which it is based does                under the Commission’s rate regulation                operated for the entire year. Of this
                                                 not include or aggregate revenues from                  rules, a ‘‘small system’’ is a cable system           total, 299 firms had annual receipts of
                                                 affiliated companies. In addition,                      serving 15,000 or fewer subscribers.                  less than $25 million. Consequently, the
                                                 another element of the definition of                    Current Commission records show 4,600                 Commission estimates that the majority
                                                 ‘‘small business’’ requires that an entity              cable systems nationwide. Of this total,              of satellite telecommunications
                                                 not be dominant in its field of operation.              3,900 cable systems have fewer than                   providers are small entities.
                                                 The Commission is unable at this time                   15,000 subscribers, and 700 systems                      35. All Other Telecommunications.
                                                 to define or quantify the criteria that                 have 15,000 or more subscribers, based                The ‘‘All Other Telecommunications’’
                                                 would establish whether a specific                      on the same records. Thus, under this                 category is comprised of establishments
                                                 television broadcast station is dominant                standard as well, the Commission                      that are primarily engaged in providing
                                                 in its field of operation. Accordingly,                 estimates that most cable systems are                 specialized telecommunications
                                                 the estimate of small businesses to                     small entities.                                       services, such as satellite tracking,
                                                 which rules may apply does not exclude                     33. Cable System Operators (Telecom                communications telemetry, and radar
                                                 any television station from the                         Act Standard). The Communications                     station operation. This industry also
                                                 definition of a small business on this                  Act of 1934, as amended, also contains                includes establishments primarily
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                                                 basis and is therefore possibly over-                   a size standard for small cable system                engaged in providing satellite terminal
                                                 inclusive. Also, as noted above, an                     operators, which is ‘‘a cable operator                stations and associated facilities
                                                 additional element of the definition of                 that, directly or through an affiliate,               connected with one or more terrestrial
                                                 ‘‘small business’’ is that the entity must              serves in the aggregate fewer than one                systems and capable of transmitting
                                                 be independently owned and operated.                    percent of all subscribers in the United              telecommunications to, and receiving
                                                 The Commission notes that it is difficult               States and is not affiliated with any                 telecommunications from, satellite
                                                 at times to assess these criteria in the                entity or entities whose gross annual                 systems. Establishments providing
                                                 context of media entities and its                       revenues in the aggregate exceed                      internet services or voice over internet


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                                                 39654                   Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules

                                                 protocol (VoIP) services via client-                    bidding credits: (i) A bidder with                    industry comprises establishments
                                                 supplied telecommunications                             attributed average annual gross revenues              primarily engaged in operating and/or
                                                 connections are also included in this                   that exceed $15 million and do not                    providing access to transmission
                                                 industry. The SBA has developed a                       exceed $40 million for the preceding                  facilities and infrastructure that they
                                                 small business size standard for ‘‘All                  three years (small business) received a               own and/or lease for the transmission of
                                                 Other Telecommunications,’’ which                       15 percent discount on its winning bid;               voice, data, text, sound, and video using
                                                 consists of all such firms with gross                   (ii) a bidder with attributed average                 wired telecommunications networks.
                                                 annual receipts of $32.5 million or less.               annual gross revenues that exceed $3                  Transmission facilities may be based on
                                                 For this category, U.S. Census data for                 million and do not exceed $15 million                 a single technology or combination of
                                                 2012 show that there were 1,442 firms                   for the preceding three years (very small             technologies. Establishments in this
                                                 that operated for the entire year. Of                   business) received a 25 percent discount              industry use the wired
                                                 these firms, a total of 1,400 had gross                 on its winning bid; and (iii) a bidder                telecommunications network facilities
                                                 annual receipts of less than $25 million.               with attributed average annual gross                  that they operate to provide a variety of
                                                 Thus, the Commission estimates that the                 revenues that do not exceed $3 million                services, such as wired telephony
                                                 majority of ‘‘All Other                                 for the preceding three years                         services, including VoIP services, wired
                                                 Telecommunications’’ firms potentially                  (entrepreneur) received a 35 percent                  (cable) audio and video programming
                                                 affected by our action can be considered                discount on its winning bid. Auction 86               distribution; and wired broadband
                                                 small.                                                  concluded in 2009 with the sale of 61                 internet services. By exception,
                                                    36. Broadband Radio Service and                      licenses. Of the ten winning bidders,                 establishments providing satellite
                                                 Educational Broadband Service.                          two bidders that claimed small business               television distribution services using
                                                 Broadband Radio Service systems,                        status won 4 licenses; one bidder that                facilities and infrastructure that they
                                                 previously referred to as Multipoint                    claimed very small business status won                operate are included in this industry.
                                                 Distribution Service (MDS) and                          three licenses; and two bidders that                  The SBA determines that a wireline
                                                 Multichannel Multipoint Distribution                    claimed entrepreneur status won six                   business is small if it has fewer than
                                                 Service (MMDS) systems, and ‘‘wireless                  licenses.                                             1,500 employees. U.S. Census Bureau
                                                 cable,’’ transmit video programming to                     39. EBS—Educational Broadband                      data for 2012 indicates that 3,117
                                                 subscribers and provide two-way high                    Service has been included within the                  wireline companies were operational
                                                 speed data operations using the                         broad economic census category and                    during that year. Of that number, 3,083
                                                 microwave frequencies of the                            SBA size standard for Wired                           operated with fewer than 1,000
                                                 Broadband Radio Service (BRS) and                       Telecommunications Carriers since                     employees. Based on that data, the
                                                 Educational Broadband Service (EBS)                     2007. Wired Telecommunications                        Commission concludes that the majority
                                                 (previously referred to as the                          Carriers are comprised of establishments              of wireline firms are small under the
                                                 Instructional Television Fixed Service                  primarily engaged in operating and/or                 applicable SBA standard. Currently,
                                                 (ITFS)).                                                providing access to transmission                      however, only two entities provide DBS
                                                    37. BRS—In connection with the 1996                  facilities and infrastructure that they               service, which requires a great deal of
                                                 BRS auction, the Commission                             own and/or lease for the transmission of              capital for operation: DIRECTV (owned
                                                 established a small business size                       voice, data, text, sound, and video using             by AT&T) and DISH Network. DIRECTV
                                                 standard as an entity that had annual                   wired telecommunications networks.                    and DISH Network each report annual
                                                 average gross revenues of no more than                  Transmission facilities may be based on               revenues that are in excess of the
                                                 $40 million in the previous three                       a single technology or a combination of               threshold for a small business.
                                                 calendar years. The BRS auctions                        technologies. The SBA’s small business                Accordingly, the Commission must
                                                 resulted in 67 successful bidders                       size standard for this category is all such           conclude that internally developed FCC
                                                 obtaining licensing opportunities for                   firms having 1,500 or fewer employees.                data are persuasive that, in general, DBS
                                                 493 Basic Trading Areas (BTAs). Of the                  U.S. Census Bureau data for 2012 show                 service is provided only by large firms.
                                                 67 auction winners, 61 met the                          that there were 3,117 firms that operated
                                                 definition of a small business. BRS also                that year. Of this total, 3,083 operated              4. Description of Projected Reporting,
                                                 includes licensees of stations authorized               with fewer than 1,000 employees. Thus,                Recordkeeping, and Other Compliance
                                                 prior to the auction. At this time, the                 under this size standard, the majority of             Requirements for Small Entities
                                                 Commission estimates that of the 61                     firms in this industry can be considered                 41. The Commission expects the
                                                 small business BRS auction winners, 48                  small. In addition to Census data, the                actions proposed in the FNPRM, if
                                                 remain small business licensees. In                     Commission’s Universal Licensing                      adopted, will impose additional
                                                 addition to the 48 small businesses that                System indicates that as of October                   reporting, recordkeeping and/or other
                                                 hold BTA authorizations, there are                      2014, there are 2,206 active EBS                      compliance obligations on small as well
                                                 approximately 86 incumbent BRS                          licenses. The Commission estimates that               as other entities who inform the
                                                 licensees that are considered small                     of these 2,206 licenses, the majority are             Commission about false alerts, and who
                                                 entities (18 incumbent BRS licensees do                 held by non-profit educational                        submit additional information in State
                                                 not meet the small business size                        institutions and school districts, which              EAS Plans about the procedures they are
                                                 standard). After adding the number of                   are by statute defined as small                       using to prevent and correct false alerts.
                                                 small business auction licensees to the                 businesses.                                           More specifically, the FNPRM seeks
                                                 number of incumbent licensees not                          40. Direct Broadcast Satellite (‘‘DBS’’)           comment on implementing a
                                                 already counted, there are currently                    Service. DBS service is a nationally                  mechanized process, or utilizing
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                                                 approximately 133 BRS licensees that                    distributed subscription service that                 currently available means, such as the
                                                 are defined as small businesses under                   delivers video and audio programming                  Public Safety Support Center reporting
                                                 either the SBA or the Commission’s                      via satellite to a small parabolic ‘‘dish’’           portal, to enable EAS Participants,
                                                 rules.                                                  antenna at the subscriber’s location.                 Participating CMS Providers, emergency
                                                    38. In 2009, the Commission                          DBS is included in SBA’s economic                     managers, and members of the public to
                                                 conducted Auction 86, the sale of 78                    census category ‘‘Wired                               inform the Commission about false
                                                 licenses in the BRS areas. The                          Telecommunications Carriers.’’ The                    alerts. Additionally, the FNPRM seeks
                                                 Commission offered three levels of                      Wired Telecommunications Carriers                     comment on whether the Commission


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                                                                         Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules                                           39655

                                                 should adopt additional requirements                    seeks further comment on additional                   burden for small business concerns with
                                                 regarding false alert reporting in light of             requirements regarding false alert                    fewer than 25 employees.’’ In addition,
                                                 the Hawaii false alert and the                          reporting in light of the Hawaii false                the Commission have described impacts
                                                 recommendations in the Report on                        alert and the recommendations in the                  that might affect small businesses,
                                                 Hawaii False Alert, which has the                       Report on Hawaii False Alert, the                     which includes most businesses with
                                                 potential to impact reporting                           comments are designed to be minimally                 fewer than 25 employees, in the IRFA,
                                                 requirements. For example, the                          burdensome to all affected entities,                  supra.
                                                 Commission seeks comment on whether                     including small businesses. A potential                  49. The FNPRM in this document
                                                 requiring false alert reporting, or                     burden associated filing a false alert                contains proposed new and modified
                                                 specifying the false alert information                  report would likely be limited to the                 information collection requirements.
                                                 required in a false alert report, would                 time expended to make such report—                    The Commission, as part of its
                                                 encourage implementation of standard                    which would entail entering false alert               continuing effort to reduce paperwork
                                                 operating procedures for reporting and                  information into an online filing portal.             burdens, invites the general public and
                                                 responding to false alerts by alert                     Given the relatively rare occurrence of               the Office of Management and Budget
                                                 originators.                                            false alerts, however, the number of                  (OMB) to comment on the information
                                                    42. The FNPRM also proposes to                       individuals or entities that might                    collection requirements contained in
                                                 amend its rules governing State EAS                     ultimately use the online filing portal is            this document, as required by the
                                                 Plans to allow them to include                          likely to be extremely small.                         Paperwork Reduction Act of 1995
                                                 procedures implemented by alert                            46. The proposed changes to the State              (PRA). Public and agency comments are
                                                 originators within states to prevent and                EAS Plan requirements will enable state               due 60 days after publication of this
                                                 correct false alerts. This information                  and local alert originators to include                document in the Federal Register. In
                                                 includes standard operating procedures                  procedures implemented by alert                       addition, pursuant to the Small
                                                 that alert initiators follow to prepare for             originators within states to prevent and              Business Paperwork Relief Act of 2002,
                                                 ‘‘live code’’ and other public facing EAS               correct false alerts, standard operating              Public Law 107–198, see 44 U.S.C.
                                                 tests and alerts; standard operating                    procedures that alert initiators follow to            3506(c)(4), the Commission seeks
                                                 procedures that alert initiators have                   prepare for ‘‘live code’’ and other public            specific comment on how it might
                                                 developed for the reporting and                         facing EAS tests and alerts; standard                 ‘‘further reduce the information
                                                 correction of false alerts; procedures                  operating procedures that alert initiators            collection burden for small business
                                                 agreed upon by the SECC and state                       have developed for the reporting and                  concerns with fewer than 25
                                                 emergency management agency or other                    correction of false alerts. To the extent             employees.’’ The Commission will
                                                 State-authorized alert initiator by which               that there are costs associated with                  submit the FNPRM to the Office of
                                                 they plan to consult with each other on                 submitting this information to SECCs,                 Management and Budget for review
                                                 a regular basis; and the procedures                     and to the Commission, these costs are                under Section 3507(d) of the PRA.
                                                 ensuring redundant and effective lines                  expected to be de minimis. With respect                  50. The Commission specifically seek
                                                 of communication between the SECC                       to the Commission’s request for                       comment on the time and cost burdens
                                                 and key stakeholders during                             comment on whether and how to                         associated with the voluntary false alert
                                                 emergencies.                                            address inconsistent WEA delivery,                    and lockout, and State EAS Plan
                                                    43. Finally, the FNPRM seeks                         there is a range of measures that could               reporting proposals contained in the
                                                 comment on whether to adopt technical                   ultimately be adopted. The Commission                 FNPRM and whether there are ways of
                                                 benchmarks or best practices to help                    has requested comment on the relative                 minimizing the costs burdens associated
                                                 ensure effective delivery of WEA alerts                 costs and benefits of these various                   therewith.
                                                 to the public.                                          approaches to ensure it has input from                F. Ordering Clauses
                                                 5. Steps Taken To Minimize the                          small entities and others to minimize
                                                                                                         the economic impacts of whatever                        51. Accordingly, it is ordered,
                                                 Significant Economic Impact on Small                                                                          pursuant to Sections 1, 2, 4(i), 4(o), 301,
                                                 Entities, and Significant Alternatives                  actions it might take. Nevertheless, in
                                                                                                         addition to the steps taken by the                    303(r), 303(v), 307, 309, 335, 403,
                                                 Considered                                                                                                    624(g), 706, and 713 of the
                                                                                                         Commission discussed herein,
                                                    44. The RFA requires an agency to                    commenters are invited to propose steps               Communications Act of 1934, as
                                                 describe any significant, specifically                  that the Commission may take to further               amended, 47 U.S.C. 151, 152, 154(i),
                                                 small business alternatives that it has                 minimize any economic impact on                       154(o), 301, 303(r), 303(v), 307, 309,
                                                 considered in reaching its proposed                     small entities. When considering                      335, 403, 544(g), 606, and 613, as well
                                                 approach, which may include the                         proposals made by other parties,                      as by sections 602(a), (b), (c), (f), 603,
                                                 following four alternatives (among                      commenters are also invited to propose                604 and 606 of the WARN Act, 47
                                                 others): ‘‘(1) The establishment of                     alternatives that serve the goals of these            U.S.C. 1202(a), (b), (c), (f), 1203, 1204
                                                 differing compliance or reporting                       proposals.                                            and 1206, and the Twenty-First Century
                                                 requirements or timetables that take into                                                                     Communications and Video
                                                 account the resources available to small                6. Federal Rules That May Duplicate,                  Accessibility Act of 2010, Public Law
                                                 entities; (2) the clarification,                        Overlap, or Conflict With the Proposed                111–260 and Public Law 111–265, that
                                                 consolidation, or simplification of                     Rules                                                 this Further Notice of Proposed
                                                 compliance or reporting requirements                       47. None.                                          Rulemaking is adopted.
                                                 under the rule for small entities; (3) the                                                                      52. It is further ordered that the
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                                                 use of performance, rather than design,                 E. Paperwork Reduction Analysis                       Commission’s Consumer and
                                                 standards; and (4) and exemption from                     48. The Commission notes that                       Governmental Affairs Bureau, Reference
                                                 coverage of the rule, or any part thereof,              pursuant to the Small Business                        Information Center, shall send a copy of
                                                 for small entities.’’                                   Paperwork Relief Act of 2002, Public                  this Notice of Proposed Rulemaking
                                                    45. The Commission does not expect                   Law 107–198, the Commission                           including the Regulatory Flexibility
                                                 the actions in the FNPRM to have a                      previously sought specific comment on                 Analysis, to the Chief Counsel for
                                                 significant economic impact on small                    how the Commission might ‘‘further                    Advocacy of the Small Business
                                                 entities. Although the Commission                       reduce the information collection                     Administration.


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                                                 39656                   Federal Register / Vol. 83, No. 155 / Friday, August 10, 2018 / Proposed Rules

                                                   53. It is further ordered that pursuant                 Authority: 47 U.S.C. 151, 154(i) and (o),           authorized alert initiator by which they
                                                 to applicable procedures set forth in                   303(r), 544(g) and 606.                               plan to consult with each other on a
                                                 sections 1.415 and 1.419 of the                         ■ 2. Amend § 11.21 by adding paragraph                regular basis to ensure that EAS
                                                 Commission’s rules, 47 CFR 1.415,                       (g) to read as follows:                               procedures, including initiation and
                                                 1.419, interested parties may file                                                                            cancellation of actual alerts and tests,
                                                 comments on this Further Notice of                      § 11.21 State and Local Area plans and
                                                                                                         FCC Mapbook.                                          are mutually understood, agreed upon,
                                                 Proposed Rulemaking on or before                                                                              and documented in the State EAS Plan.
                                                 September 10, 2018, and interested                      *     *     *      *    *
                                                 parties may file reply comments on or                     (g) The State EAS Plan must contain                   (4) The procedures ensuring
                                                 before October 9, 2018.                                 procedures implemented within the                     redundant and effective lines of
                                                                                                         state to prevent and correct false alerts             communication between the SECC and
                                                 List of Subjects in 47 CFR Part 11                      initiated over the EAS and Wireless                   key stakeholders during emergencies.
                                                   Radio, Television.                                    Emergency Alert systems, including:                     (5) Other information that could
                                                                                                           (1) The standard operating procedures
                                                 Federal Communications Commission.                                                                            prevent or mitigate the issuance of false
                                                                                                         that state and local alert initiators follow
                                                 Marlene Dortch,                                                                                               alerts.
                                                                                                         to prepare for ‘‘live code’’ and other
                                                 Secretary.                                                                                                      Where the state and local emergency
                                                                                                         public facing EAS tests and alerts.
                                                 Proposed Rules                                            (2) The standard operating procedures               management authorities either do not
                                                                                                         that state and local alert initiators have            have or will not share the foregoing
                                                   For the reasons discussed in the
                                                                                                         developed for the reporting and                       information with the SECC, the SECC
                                                 preamble, the Federal Communications
                                                                                                         correction of false alerts, including how             must specifically note that in the EAS
                                                 Commission proposes to amend 47 CFR
                                                 part 11 as follows:                                     the alert initiator would issue any                   Plan.
                                                                                                         corrections to false alerts over the same             *     *    *      *    *
                                                 PART 11—EMERGENCY ALERT                                 systems used to issue the false alert,                [FR Doc. 2018–17097 Filed 8–9–18; 8:45 am]
                                                 SYSTEM (EAS)                                            including the EAS and WEA.
                                                                                                                                                               BILLING CODE 6712–01–P
                                                                                                           (3) The procedures agreed upon by
                                                 ■ 1. The authority citation for 47 CFR                  the SECC and state emergency
                                                 part 11 continues to read as follows:                   management agency or other State-
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Document Created: 2018-08-10 01:56:55
Document Modified: 2018-08-10 01:56:55
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionFurther motice of proposed rulemaking.
DatesComments are due on or before September 10, 2018 and reply comments are due on or before October 9, 2018.
ContactGregory Cooke, Deputy Chief, Policy and Licensing Division, Public Safety and Homeland Security Bureau, at (202) 418-7452, or by email at [email protected]
FR Citation83 FR 39648 
CFR AssociatedRadio and Television

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