83_FR_40050 83 FR 39894 - Endangered and Threatened Wildlife and Plants; Listing the Hyacinth Macaw

83 FR 39894 - Endangered and Threatened Wildlife and Plants; Listing the Hyacinth Macaw

DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service

Federal Register Volume 83, Issue 156 (August 13, 2018)

Page Range39894-39916
FR Document2018-17319

We, the U.S. Fish and Wildlife Service, determine threatened species status under the Endangered Species Act of 1973 (Act), as amended, for the hyacinth macaw (Anodorhynchus hyacinthinus), a species that occurs almost exclusively in Brazil and marginally in Bolivia and Paraguay. This rule adds this species to the List of Endangered and Threatened Wildlife. We are also establishing a rule pursuant to section 4(d) of the Act to further provide for the conservation of the hyacinth macaw.

Federal Register, Volume 83 Issue 156 (Monday, August 13, 2018)
[Federal Register Volume 83, Number 156 (Monday, August 13, 2018)]
[Rules and Regulations]
[Pages 39894-39916]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-17319]


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DEPARTMENT OF THE INTERIOR

Fish and Wildlife Service

50 CFR Part 17

[Docket No. FWS-R9-ES-2012-0013; 4500030115]
RIN 1018-BC79


Endangered and Threatened Wildlife and Plants; Listing the 
Hyacinth Macaw

AGENCY: Fish and Wildlife Service, Interior.

ACTION: Final rule.

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SUMMARY: We, the U.S. Fish and Wildlife Service, determine threatened 
species status under the Endangered Species Act of 1973 (Act), as 
amended, for the hyacinth macaw (Anodorhynchus hyacinthinus), a species 
that occurs almost exclusively in Brazil and marginally in Bolivia and 
Paraguay. This rule adds this species to the List of Endangered and 
Threatened Wildlife. We are also establishing a rule pursuant to 
section 4(d) of the Act to further provide for the conservation of the 
hyacinth macaw.

DATES: This rule is effective September 12, 2018.

ADDRESSES: Comments and materials received, as well as supporting 
documentation used in the preparation of this rule, are available for 
public inspection at http://www.regulations.gov under Docket No. FWS-
R9-ES-2012-0013.

FOR FURTHER INFORMATION CONTACT: Don Morgan, Chief, Division of 
Delisting and Foreign Species, Ecological Services Program, U.S. Fish 
and Wildlife Service, 5275 Leesburg Pike, MS: ES, Falls Church, VA 
22041; telephone 703-358-2444. If you use a telecommunications device 
for the deaf (TDD), call the Federal Relay Service at 800-877-8339.

SUPPLEMENTARY INFORMATION: 

Executive Summary

    Why we need to publish a rule. Under the Endangered Species Act 
(Act), a species may warrant protection through listing if it is found 
to be an endangered or threatened species. Listing a species as an 
endangered or threatened species can only be completed by issuing a 
rule. On July 6, 2012, the U.S. Fish and Wildlife Service (Service) 
published in the Federal Register (FR) a 12-month finding and proposed 
rule to list the hyacinth macaw (Anodorhynchus hyacinthinus) as an 
endangered species under the Act (77 FR 39965). On November 28, 2016, 
the Service published a revised proposed rule to list the hyacinth 
macaw as a threatened species (81 FR 85488), which included a proposed 
rule under section 4(d) of the Act that defined the prohibitions we are 
extending to the hyacinth macaw and the exceptions to those 
prohibitions, as well as provisions that are necessary and advisable 
for the species' conservation. This rule finalizes the listing of the 
hyacinth macaw as a threatened species under the Act, and establishes a 
4(d) rule to further provide for the species' conservation.
    The basis for our action. Under section 4(a)(1) of the Act, we 
determine that a species is an endangered or threatened species based 
on any of five factors: (A) The present or threatened destruction, 
modification, or curtailment of its habitat or range; (B) 
overutilization for commercial, recreational, scientific, or 
educational purposes; (C) disease or predation; (D) the inadequacy of 
existing regulatory mechanisms; or (E) other natural or manmade factors 
affecting its continued existence. The primary causes attributed to the 
decline of the hyacinth macaw include habitat loss and degradation 
(Factor A), hunting (Factor B), predation (Factor C), competition and 
low reproduction rate (Factor E), and climate change (Factor E).
    Section 4(d) of the Act authorizes the Secretary of the Interior 
(Secretary) to extend to threatened species the prohibitions provided 
for endangered species under section 9 of the Act. Our implementing 
regulations for threatened wildlife, found at title 50 of the Code of 
Federal Regulations (CFR) at Sec.  17.31 (50 CFR 17.31), incorporate 
the section 9 prohibitions for endangered wildlife, except when a 
species-specific rule under section 4(d) of the Act is promulgated. For 
threatened species, section 4(d) of the Act gives the Service 
discretion to specify the prohibitions and any exceptions to those 
prohibitions that are appropriate for the species, as well as include 
provisions that are necessary and advisable to provide for the 
conservation of the species. A rule issued under section 4(d) of the 
Act allows us to include provisions that are tailored to the specific 
conservation needs of that threatened species and which may be more or 
less restrictive than the general provisions at 50 CFR 17.31.
    Peer review and public comment. We sought comments from independent 
specialists to ensure that our analysis is based on scientifically 
sound data, assumptions, and analyses. We invited peer reviewers and 
the public to comment on our listing proposals. All substantive 
information from peer review and public comments was fully considered 
and incorporated into this final rule, where appropriate.

[[Page 39895]]

Previous Federal Actions

    Please refer to the proposed listing rule, published in the Federal 
Register on July 6, 2012 (77 FR 39965), for previous Federal actions 
for this species prior to that date. The publication of the proposed 
listing rule opened a 60-day public comment period, which closed on 
September 4, 2012. Based on new information, on November 28, 2016, we 
published a revised proposed rule (81 FR 85488) to list the hyacinth 
macaw as a threatened species, which included a proposed rule under 
section 4(d) of the Act (16 U.S.C. 1531 et seq.) that defines the 
conservation measures that apply to the hyacinth macaw (50 CFR 
17.41(c)). That revised proposed rule also opened a 60-day public 
comment period, which closed on January 27, 2017.

Summary of Changes From the Revised Proposed Rule

    We included additional information regarding action plans in Brazil 
that aim to reduce deforestation.
    Brazil has implemented actions plans that aim to reduce 
deforestation rates in the Amazon and Cerrado, referred to as the Plan 
of Action for Prevention and Control of Deforestation in the Legal 
Amazon (PPCDAm) and the Action Plan for the Prevention and Control of 
Deforestation and Burning in the Cerrado (PPCerrado), respectively. In 
the proposed rule we stated that we did not have any details regarding 
the success or progress of these plans. However, in this final rule we 
included the most recent information available and results achieved by 
these plans (see Factor D discussion, below).

Summary of Comments and Recommendations

    We reviewed all comments we received from peer reviewers and the 
public for substantive issues and new information. All substantive 
information from peer review and public comments has been fully 
considered and is incorporated into this final rule, where appropriate.
    We received 104 public comments combined on the proposed and 
revised proposed rules to list the hyacinth macaw under the Act during 
their respective comment periods. Many commenters supported listing the 
hyacinth macaw as an endangered or threatened species under the Act. 
However, many commenters also recommended that we issue a rule under 
section 4(d) of the Act that would allow interstate commerce of 
hyacinth macaws to occur without needing a permit. The following 
discussion summarizes issues and substantive information from public 
comments and provides our responses.
    Comment (1): Many commenters opined that the Act was meant to 
protect species native to the United States, and the hyacinth macaw 
should not be listed since it is a foreign species.
    Our Response: The Act does not differentiate between domestic and 
foreign species as it applies to our responsibilities to determine 
whether species are endangered or threatened, and sections 4(b)(1)(A) 
and 4(b)(1)(B)(i) expressly require the Service to consider efforts by 
a foreign nation prior to making a listing determination. The broad 
definitions of ``species,'' ``fish or wildlife,'' and ``plants'' in 
section 3 of the Act do not differentiate between species native to the 
United States, species native to both the United States and one or more 
other countries, and species not native to the United States. Further, 
the findings and purposes at sections 2(a)(4), 2(a)(5), and 2(b) of the 
Act also speak to the application of the Act to foreign species and 
numerous provisions of the Act and the implementing regulations refer 
to foreign jurisdictions (e.g., sections 8 and 8A, 50 CFR 424.11(e)).
    Comment (2): Some commenters believed that there is no demonstrable 
benefit to listing the hyacinth macaw under the Act because it is 
already protected by CITES and the Wild Bird Conservation Act (WBCA; 16 
U.S.C. 4901-4916).
    Our Response: The decision to list a species under the Act is based 
on whether the species meets the definition of an endangered or 
threatened species as defined under section 3 of the Act and is made 
solely on the basis of the best scientific and commercial data 
available. Conservation measures provided to species listed as 
endangered or threatened under the Act include recognition, 
requirements for Federal protection, and prohibitions against certain 
practices. Recognition through listing results in public awareness, and 
may encourage and result in conservation actions by foreign 
governments, Federal and State governments, private agencies and 
interest groups, and individuals. The purpose of the WBCA is to ensure 
that exotic bird species are not harmed by international trade and 
encourages wild bird conservation programs in countries of origin. The 
purpose of CITES is to ensure that international trade in plants and 
animals does not threaten their survival in the wild. Protection 
provided by other laws, such as CITES and WBCA, is taken into 
consideration when determining the status of the species. However, 
simply being protected by these other laws does not preclude the need 
to list if the species still meets the definition of an endangered or 
threatened species. Listing under the Act can help ensure that the 
United States and its citizens do not contribute to the further decline 
of the species. That said, we considered the conservation role that 
CITES and WBCA provide when developing the 4(d) rule for the species. 
The 4(d) rule that we are putting in place streamlines the permitting 
process by deferring to existing laws that are protective of hyacinth 
macaws in the course of import and export and not requiring permits 
under the Act for certain types of activities. Additionally, we are not 
prohibiting interstate commerce of hyacinth macaw within the United 
States (see 4(d) Rule, below).
    Comment (3): Several commenters stated that the information used in 
the proposed rule was outdated; one also expressed concern that the 
information was from English-only sources.
    Our Response: The Service is required by the Act to make 
determinations solely on the basis of the best scientific and 
commercial data available. We based the proposed rule on all the 
information we received following the initiation of the status review 
for the hyacinth macaw, as well as all of the information we found 
during our own research. The information we use is not always current, 
as it depends on research being conducted in the field and the 
availability of information. At that time, the information we compiled 
was considered the best available information. After we published the 
proposed rule in 2012, additional information became available or was 
submitted by the public, including more recent information and studies 
from a species expert and conservation organizations within the 
hyacinth macaw's range countries. Literature that was not in English 
was professionally translated and then reviewed, to the best of our 
ability. The information we received has been incorporated into this 
final rule and helped serve as the basis for our determination that the 
hyacinth macaw is threatened, not endangered.
    Comment (4): Two commenters stated that significant additional wild 
populations have been recently discovered and were not included in the 
data cited for the proposed listings.
    Our Response: The commenters did not provide any information or 
citations to support their claims. The information that we have 
indicates that hyacinth macaws may be expanding into new areas or areas 
previously abandoned; however, we found no support for significant 
additional populations

[[Page 39896]]

having been established. The overall population estimate for the 
hyacinth macaw remains 6,500 individuals.
    Comment (5): Many commenters raised concerns about the listing of 
the hyacinth macaw due to economic impacts on small businesses because 
of the restriction on commercial trade within the United States.
    Our Response: Determinations on whether a species should be added 
to the Federal Lists of Endangered and Threatened Wildlife and Plants 
are based on whether the species meets the definition of ``endangered 
species'' or of ``threatened species'' in section 3 of the Act. The Act 
directs the Service to make these determinations solely on the basis of 
the best scientific and commercial data available. Furthermore, the Act 
directs the Service to consider economic impacts only when designating 
critical habitat. Therefore, we may not consider economic impacts when 
determining the status of a species. We understand that the regulations 
imposed by the listing of the hyacinth macaw will have an effect on 
those involved in the pet bird industry, especially bird breeders. The 
4(d) rule that we are putting in place streamlines the permitting 
process by deferring to existing laws that are protective of hyacinth 
macaws in the course of import and export and not requiring permits 
under the Act for certain types of activities. Additionally, we are not 
prohibiting interstate commerce of hyacinth macaw within the United 
States (see 4(d) Rule, below).
    Comment (6): Some commenters requested that captive birds in the 
United States be considered a separate and self-sustaining population 
from the wild population because the wild populations are in need of 
immediate help and should be managed and listed independently under the 
Act.
    Our Response: We have determined that the Act does not allow for 
captive wildlife to be assigned separate legal status from their wild 
counterparts on the basis of their captive state, including through 
designation as a separate distinct population segment (DPS) (80 FR 
34500; June 16, 2015).
    Comment (7): One commenter stated that the proposed rule does not 
address the many positive steps that have been taken to conserve the 
hyacinth macaw in the wild. The commenter referenced the work of the 
Hyacinth Macaw Project specifically.
    Our Response: We included a detailed description of the work being 
done by the Hyacinth Macaw Project under Conservation Measures in the 
November 28, 2016, revised proposed rule (81 FR 85488, November 28, 
2016 see pp. 85499-85501) and ``Conservation Actions'' in the July 6, 
2012, proposed rule (77 FR 39965, see pp. 39971-39972). Our final rule 
considers and incorporates additional information we subsequently 
received from the President of the Hyacinth Macaw Institute and 
Coordinator for the Hyacinth Macaw Project, Neiva Guedes.
    Comment (8): Two commenters pointed to a recent increase in 
deforestation within the hyacinth macaw's range as a reason why the 
species should be listed as endangered rather than threatened.
    Our Response: The deforestation rate is generally decreasing from 
historical levels (see Factor A discussion, below), although we 
recognize that the rates of deforestation may fluctuate annually, with 
some years having a higher rate than other years. If the deforestation 
rates are maintained or further reduced, the loss of all native habitat 
from these areas, including the species of trees needed by the hyacinth 
macaw for food and nesting, and the hyacinth macaw's risk of 
extinction, is not as imminent as predicted. Additionally, Brazil has 
implemented plans to reduce deforestation in the Amazon (PPCDAm) and 
Cerrado (PPCerrado) and has obtained significant reduction of the 
deforestation rate after 12 years of the PPCDAm and 6 years of 
PPCerrado (see Factor D discussion, below). Therefore, we do not find 
that the hyacinth macaw is currently in danger of extinction.
    Comment (9): One commenter stated that deforestation stabilization 
does not equate with regeneration and does not account for negative 
impacts of historical habitat disturbance, which effects manduvi in the 
Pantanal, upon which the hyacinth macaw relies almost exclusively for 
nesting.
    Our Response: Although the recruitment of the manduvi tree has been 
severely reduced and is expected to become increasingly rare in the 
future, active management has contributed to the increase in the 
hyacinth macaw population in the Pantanal, and farmers have begun to 
protect hyacinth macaws on their property. Additionally, hyacinth 
macaws have been reported in various trees species and even on cliffs 
on the border of the Pantanal (see Essential Needs of the Species, 
above), although the majority of their nests are in Brazil nut 
(Bertholettia excels) (in Par[aacute]) and manduvi (in the Pantanal). 
Further, hyacinth macaws in the Gerais region now use rock crevices for 
nesting. While we do not know if the hyacinth macaws in this region 
will respond in the same way to the loss of nesting trees as those in 
the Gerais region, it is possible that if these primary nesting trees 
become scarcer, hyacinth macaws may adapt to using cavities of other 
trees (van der Meer 2013, p. 3) or perhaps even cliff faces.
    Comment (10): One commenter stated that we provide conflicting data 
on annual deforestation rates in the Gerais region because we stated 
that annual deforestation rates were more than 14,200 km\2\ (5,483 
mi\2\) each year from 2002 to 2008, an estimated 12,949 km\2\ (4,999 
mi\2\) per year from 2000 to 2005, and 11,812 km\2\ (4,560 mi\2\) per 
year from 2005 to 2010.
    Our Response: We cited the best available data from research that 
used time frames that overlap or vary; therefore, it is difficult to 
make comparisons between studies and across years to provide a linear 
estimate of the annual deforestation rates within the species' range. 
Estimates of the deforestation rate from 2002 to 2008 of 14,200 km\2\ 
(5,483 mi\2\) each year are based on data from the PROBIO program 
(Projeto de Conserva[ccedil][atilde]o e Utiliza[ccedil][atilde]o 
Sustent[aacute]vel da Diversidade Biol[oacute]gica) using imagery from 
2002 (Beuchle et al. 2015, p. 117). The Project to Monitor 
Deforestation of Brazilian Biomes by Satellite (PMDBBS) used this 
baseline data to estimate deforestation rates from 2002 through 2008 in 
the Cerrado (see Table 2, below), and to map cleared areas from 2008 to 
2009, 2009 to 2010, and 2010 to 2011; these data are also cited by 
Brazilian Ministry of the Environment (Minist[eacute]rio do Meio 
Ambiente) (MMA) (2015, p. 9) and World Wildlife Fund--United Kingdom 
(WWF-UK) (2011b, p. 2). The PMDBBS is one of the official national 
biome scale estimates for the Brazilian biomes. Estimates of the 
deforestation rate we cited from 2000 to 2005 of 12,949 km\2\ (4,999 
mi\2\) per year and from 2005 to 2010 of 11,812 km\2\ (4,560 mi\2\) per 
year are from Beuchle et al. (2015, pp. 124-125), who were comparing 
their results to PMDBBS (see Factor A discussion, below).
    Comment (11): Some commenters, while not opposed to the listing of 
the species, requested a rule under section 4(d) of the Act, which 
would allow ownership and interstate trade of the species to occur 
without obtaining a permit under the Act.
    Our Response: Ownership of a listed species is not prohibited by 
the Act and, therefore, does not require a permit. Section 4(d) of the 
Act allows the Service to apply the prohibitions of section 9 or to 
provide measures that are necessary and advisable to provide for the 
conservation of threatened species. Therefore, whenever we list a 
species as a threatened species, we may issue regulations as we deem 
necessary and

[[Page 39897]]

advisable to conserve the species under a 4(d) rule. We determined that 
listing the hyacinth macaw as threatened under the Act is appropriate, 
and as part of our determination, this final listing includes a 4(d) 
rule for the species articulating the measures that we deemed is 
necessary and advisable for the conservation of the species. See 4(d) 
Rule, below, for more discussion.
    Comment (12): Two commenters stated that the proposed 4(d) rule is 
not adequate because it does not stem demand for illegally obtained 
hyacinth macaws and makes wild-sourced supply of hyacinth macaws more 
accessible to breeders.
    Our Response: The 4(d) rule generally adopts the existing 
conservation regulatory requirements of CITES and the WBCA as the 
appropriate regulatory provisions for the import and export of certain 
hyacinth macaws. CITES is an international agreement between 
governments and ensures that the international trade of CITES-listed 
plants and animals does not threaten the survival of the species in the 
wild. Trade must be authorized through a system of permits and 
certificates that are provided by the designated CITES Scientific and 
Management Authorities of each CITES Party. The hyacinth macaw is 
listed in Appendix I of CITES. For species included in CITES Appendix 
I, international trade is permitted only under exceptional 
circumstances, which generally precludes commercial trade. The United 
States implements CITES through the Act and our implementing 
regulations at 50 CFR part 23. It is unlawful for any person subject to 
the jurisdiction of the United States to engage in any trade in any 
specimens contrary to the provisions of CITES, or to possess any 
specimens traded contrary to the provisions of CITES, the Act, or part 
23. Protections for CITES-listed species are provided independently of 
whether a species is an endangered species or a threatened species 
under the Act.
    Based on trade data obtained from the CITES Trade Database 
(accessed on January 12, 2018), from the time the hyacinth macaw was 
uplisted to CITES Appendix I in October 1987 through 2015, less than 3 
percent of the live hyacinth macaws reported in trade were wild-sourced 
(see Factor B discussion and Table 4, below).
    Two other laws in the United States apart from the Act provide 
protection from the illegal import of wild-caught birds into the United 
States: The WBCA and the Lacey Act (18 U.S.C. 42-43; 16 U.S.C. 3371-
3378). The WBCA ensures that exotic bird species are not harmed by 
international trade and encourages wild bird conservation programs in 
countries of origin. Under the WBCA and our implementing regulations 
(50 CFR 15.11), it is unlawful to import into the United States any 
exotic bird species listed under CITES except under certain 
circumstances. The Service may issue permits to allow import of listed 
birds for scientific research, zoological breeding or display, 
cooperative breeding, or personal pet purposes when the applicant meets 
certain criteria (50 CFR 15.22-15.25). Under the Lacey Act, in part, it 
is unlawful: (1) To import, export, transport, sell, receive, acquire, 
or purchase any fish, or wildlife taken, possessed, transported, or 
sold in violation of any law, treaty, or regulation of the United 
States or in violation of any Indian tribal law, or (2) to import, 
export, transport, sell, receive, acquire, or purchase in interstate or 
foreign commerce any fish or wildlife taken, possessed, transported, or 
sold in violation of any law or regulation of any State or in violation 
of any foreign law. For example, because the take of wild-caught 
hyacinth macaws would be in violation of Brazil's Environmental Crimes 
Law, the subsequent import of hyacinth macaws would violate the Lacey 
Act. Similarly, under the Lacey Act it is unlawful to import, export, 
transport, sell, receive, acquire, or purchase specimens of this 
species traded contrary to CITES.
    Based in large part on the protection from illegal and legal trade 
afforded to the hyacinth macaw by CITES, the WBCA, and the Lacey Act, 
the best available data indicate that legal and illegal trade of 
hyacinth macaws is not currently occurring at levels that are affecting 
the population of the species in the wild or would negatively affect 
any efforts aimed at the recovery of wild populations of the species. 
Although illegal trapping for the pet trade occurred at high levels 
during the 1980s, it has decreased significantly and we found no 
information suggesting that illegal trapping and trade of wild hyacinth 
macaws are current threats to the species. Therefore, we find that our 
4(d) rule contains all the prohibitions and authorizations necessary 
and advisable for the conservation of the hyacinth macaw.
    Comment (13): One commenter stated that interstate and 
international transport of hyacinth macaws seems to be a generally 
accepted practice of the exotic pet trade, and one that is expressly 
endorsed by the 4(d) rule, yet it is extremely dangerous and often 
detrimental to the animal's health and well-being.
    Our Response: International transport is guided by part 50 CFR part 
14, subpart J--Standards for the Humane and Healthful Transport of Wild 
Mammals and Birds to the United States. As mentioned earlier, 
importers/exporters must meet the requirement of this and other 
requirements in order to import their birds into the United States. 
These regulations are enforced by the Service. Interstate transport is 
guided by the Animal Welfare Act (AWA) (7 U.S.C. 2131 et seq.), which 
is the Federal law in the United States that regulates the treatment of 
animals in research, exhibition, transport, and by dealers (United 
States Department of Agriculture 2017, unpaginated). While other laws, 
policies, and guidelines may include additional species coverage or 
specifications for animal care and use, all refer to the AWA as the 
minimum acceptable standard. The AWA is enforced by the U.S. Department 
of Agriculture, Animal and Plant Health Inspection Service. Therefore, 
we determine that these laws and regulations adequately promote the 
humane treatment and transport of hyacinth macaws.
    Comment (14): One commenter recommended there be an exception for 
legitimate parrot owners and opined that the United States should not 
confiscate private property (i.e., legitimately purchased pets) because 
of a problem occurring in Brazil, especially when there are already 
laws to protect wild parrots.
    Our Response: There is no prohibition for ownership of lawfully 
acquired hyacinth macaws. With regards to import/export, we proposed 
exceptions for personal pet parrot owners in the 4(d) rule to allow a 
person to import or export either: (1) A specimen that was held in 
captivity prior to the date this species is listed under the Act; or 
(2) a captive-bred specimen, without a permit issued under the Act, 
provided the export is authorized under CITES and the import is 
authorized under CITES and the WBCA. A person may deliver, receive, 
carry, transport, or ship a hyacinth macaw in interstate commerce in 
the course of a commercial activity, or sell or offer to sell in 
interstate commerce a hyacinth macaw without a permit under the Act. 
However, the import and export of birds into and from the United 
States, taken from the wild after the date this species is listed under 
the Act; conducting an activity that could take or incidentally take 
hyacinth macaws; and foreign commerce will need to meet the 
requirements of 50 CFR 17.31 and 17.32, including obtaining a permit 
under the Act. See 4(d) Rule, below, for more discussion.

[[Page 39898]]

    Comment (15): One commenter believed that we should have listed the 
species as endangered because they believed that it is in danger of 
extinction in a significant portion of its range.
    Our Response: Under the Act and our implementing regulations, a 
species may warrant listing if it is an endangered or threatened 
species. The Act defines ``endangered species'' as any species that is 
in danger of extinction throughout all or a significant portion of its 
range (16 U.S.C. 1532(6)), and ``threatened species'' as any species 
that is likely to become an endangered species within the foreseeable 
future throughout all or a significant portion of its range (16 U.S.C. 
1532(20)). Because we have determined that the hyacinth macaw is 
threatened throughout all of its range, under the Final Policy on 
Interpretation of the Phrase ``Significant Portion of Its Range'' in 
the Endangered Species Act's Definitions of ``Endangered Species'' and 
``Threatened Species'' (79 FR 37578; July 1, 2014) (SPR Policy), if a 
species warrants listing throughout all of its range, no portion of the 
species' range can be a ``significant'' portion of its range.
    While it is the Service's position under the SPR Policy that no 
further analysis of ``significant portion of its range'' in this 
circumstance is consistent with the language of the Act, we recognize 
that the SPR Policy is currently under judicial review, so we also took 
the additional step of considering whether there could be any 
significant portions of the species' range where the species is in 
danger of extinction. We evaluated whether there is substantial 
information indicating that there are any portions of the hyacinth 
macaw's range: (1) That may be ``significant,'' and (2) where the 
species may be in danger of extinction. In practice, a key part of 
identifying portions appropriate for further analysis is whether the 
threats are geographically concentrated. The hyacinth macaw's primary 
driver of its status is habitat destruction. This threat is affecting 
the species throughout its entire range and is of similar magnitude 
throughout its range; therefore, there is not a meaningful geographical 
concentration of threats to the hyacinth macaw. As a result, even if we 
were to undertake a detailed SPR analysis, there would not be any 
portions of the species' range where the threats are harming the 
species to a greater degree such that the species is in danger of 
extinction in that portion.
    Comment (16): One commenter stated that the Service was obligated 
to issue a final regulation based on the proposal to list the hyacinth 
macaw as endangered in 2012, or issue a notice of withdrawal. They 
asserted the Service should have to go through the same requirements 
and procedures as for a downlisting by making a full scientific finding 
of why listing the hyacinth macaw as endangered is no longer warranted 
before it can repropose to list the species as threatened.
    Our Response: We are obligated to make listing determinations under 
the Act based on the best available scientific and commercial 
information. In our 2012 proposed rule (77 FR 39965; July 6, 2012), we 
found that the hyacinth macaw was in danger of extinction (an 
endangered species) based on information estimating the original 
vegetation of the Amazon, Cerrado, and Pantanal, including the hyacinth 
macaw's habitat, would be lost between the years 2030 and 2050 due to 
deforestation, combined with the species' naturally low reproductive 
rate, highly specialized nature, hunting, competition, and effects of 
climate change. However, subsequent to publishing that proposal, we 
received new information from the public and peer review. As a result 
of this information, we reevaluated impacts to the species, made 
technical corrections, and assessed additional information regarding 
conservation efforts. Subsequently, we revised our determination in 
consideration of the new information and public comments we received to 
conclude that the hyacinth macaw's risk of extinction is not as 
imminent as previously predicted, and we published a revised proposed 
rule that opened a new comment period to allow the public the 
opportunity to submit additional comments in light of this new 
information (81 FR 85488; November 28, 2016).
    Comment (17): One commenter stated that, while the proposed 4(d) 
rule is an amendment of an existing 4(d) rule for several other species 
of parrots at 50 CFR 17.41(c), it leaves out two provisions of that 
existing rule: (1) The exception for import and export of captive-bred 
specimens, and (2) interstate commerce. They assert that because the 
Service includes these provisions in the preamble of the proposed 4(d) 
rule but does not include the actual text in the draft rule, the 
Service did not provide sufficient notice and opportunity for public 
comment.
    Our Response: In the revised proposed rule, under Proposed 
Regulation Promulgation (81 FR 85488, November 28, 2016, see pp. 81 FR 
85506-85507), we proposed to amend 50 CFR 17.41 by revising paragraph 
(c) introductory text, paragraphs (c)(1), (c)(2) introductory text, 
(c)(2)(ii) introductory text, and (c)(2)(ii)(E). The amendatory 
instruction and regulatory text were formatted in accordance with 
Office of the Federal Register standards and only include those 
provisions of the existing text that are being revised. The proposed 
regulatory text for 50 CFR 17.41(c), together with the text we were not 
proposing to amend in that paragraph of the CFR, encompasses the whole 
of the proposed 4(d) rule for the hyacinth macaw. As the commenter 
notes, we explain the proposed 4(d) rule for the hyacinth macaw in the 
preamble of the revised proposed rule (81 FR 85488, November 28, 2016, 
see pp. 85505-85506). We accepted public comments on the revised 
proposed rule to list the hyacinth macaw as a threatened species, 
including the proposed 4(d) rule (81 FR 85488; November 28, 2016), for 
60 days, ending January 27, 2017. We have complied with the notice-and-
comment requirements of the Administrative Procedure Act (5 U.S.C. 
chapter 5) and the Act.
    Comment (18): One commenter stated that neither CITES nor the WBCA 
provide for public notice and comment, which is required for permits 
for endangered species under the Act. They indicated the public would 
receive no notice about import/export or interstate movement of these 
parrots, which makes it difficult to track and protect these species 
from the pet trade.
    Our Response: It is true that neither CITES nor the WBCA provide 
for public notice and comment for interstate movement of species. It is 
also true that there is required notice and comment for permits for 
endangered species under the Act. However, there is no notice-and-
comment requirement for permits for threatened species. We found the 
hyacinth macaw to be a threatened species; therefore, the notice-and-
comment provision for permits under the Act does not apply in this 
case. Additionally, we found it was not necessary or advisable for the 
conservation of the hyacinth macaw to extend the permit requirements to 
certain import/export and interstate transport because we did not find 
the pet trade to be a threat to the species. Further, interstate 
commerce within the United States was not found to threaten the 
hyacinth macaw, and the best available data indicate that legal and 
illegal trade of hyacinth macaws is not currently occurring at levels 
that are affecting the population of the species in the wild or would 
negatively affect any efforts aimed at the recovery of wild populations 
of the species.

[[Page 39899]]

    Comment (19): One commenter stated that the Service provides no 
logical basis for the proposed 4(d) rule's assumption that ``generally 
accepted animal husbandry practices'' or breeding procedures do not 
result in harm and harassment as covered under the Act's prohibition on 
take.
    Our Response: While the Act does not define ``harm'' or 
``harassment,'' the Service's regulations at 50 CFR 17.3 provide 
definitions for those terms. ``Harm'' is defined as an act which 
actually kills or injures wildlife and ``harassment,'' when applied to 
captive wildlife, does not include generally accepted animal husbandry 
practices or breeding procedures as defined by the Service's 
regulations at 50 CFR 17.3. Consequently, such actions would not be 
prohibited or require a permit under the Act.
    Comment (20): One commenter stated that wildlife-trade management 
authorities have shown that fraudulent permitting has been a frequent 
occurrence in many illicitly traded species across the globe (United 
Nations Office on Drugs and Crime 2016) and this impacts the hyacinth 
macaw.
    Our Response: Although we recognize that fraudulent permitting may 
occur as part of the global wildlife trade, we have no information 
indicating that fraudulent permitting practices are impacting the 
hyacinth macaw. Furthermore, the commenter did not provide any 
information regarding fraudulent permitting specific to hyacinth 
macaws.
    Comment (21): One commenter suggested an alternative 4(d) rule for 
the hyacinth macaw, which they say would better further the 
conservation of the species. The commenter suggested that any trade in 
captive-bred specimens must be limited to specimens legitimately 
designated as source code D instead of codes C, D, or F under CITES, 
and that commercial interstate commerce should not be exempted. (Note: 
Source codes indicate the source of the specimen used on CITES permits 
and certificates. See 4(d) Rule, below, for more discussion.)
    Our Response: We considered the commenter's alternative approach to 
the 4(d) rule, and ultimately we determined that the import and export 
requirements of 50 CFR 17.41(c) provide the necessary and advisable 
conservation measures needed for this species. Interstate commerce 
within the United States was not found to threaten the hyacinth macaw, 
and the best available data indicate that legal and illegal trade of 
hyacinth macaws is not currently occurring at levels that are affecting 
the population of the species in the wild or would negatively affect 
any efforts aimed at the recovery of wild populations of the species.

Background

    Section 4 of the Act (16 U.S.C. 1533) and the implementing 
regulations in part 424 of title 50 of the Code of Federal Regulations 
(50 CFR part 424) set forth procedures for adding species to, removing 
species from, or reclassifying species on the Federal Lists of 
Endangered and Threatened Wildlife and Plants. The Act defines 
``endangered species'' as any species that is in danger of extinction 
throughout all or a significant portion of its range (16 U.S.C. 
1532(6)), and ``threatened species'' as any species that is likely to 
become an endangered species within the foreseeable future throughout 
all or a significant portion of its range (16 U.S.C. 1532(20)).
    We summarize below the information on which we based our final 
determination and evaluation of the five factors provided in section 
4(a)(1) of the Act. We are also including hyacinth macaws under a rule 
authorized under section 4(d) of the Act. This 4(d) rule contains the 
prohibitions and authorizations necessary and advisable for the 
conservation of the hyacinth macaw.

Species Information

Taxonomy and Species Description

    The hyacinth macaw is one of three species of the Anodorhynchus 
genus and the largest bird of the parrot family, Family Psittacidae, 
(Guedes and Harper 1995, p. 395; Munn et al. 1989, p. 405). It measures 
approximately 1 meter (m) (3.3 feet (ft)) in length. Average female and 
male wing lengths measure approximately 400 to 408 millimeters (mm) 
(1.3 ft), respectively. Average tail lengths for females and males are 
approximately 492 mm (1.6 ft) and 509 mm (1.7 ft), respectively 
(Forshaw 1989, p. 388). Hyacinth macaws are characterized by a 
predominately cobalt-blue plumage, black underside of wing and tail, 
and unlike other macaws, have feathered faces and lores (areas of a 
bird's face from the base of the bill to the front of the eyes). In 
addition, they have bare yellow eye rings, bare yellow patches 
surrounding the base of their lower mandibles, large and hooked gray-
black bills, and dark-brown irises. Their legs, which are dark gray in 
most birds but lighter gray to white in older adults, are short and 
sturdy to allow the bird to hang sideways or upside down while 
foraging. Immature birds are similar to adults, but with shorter tails 
and paler yellow bare facial skin (Juniper and Parr 1998, pp. 416-417; 
Guedes and Harper 1995, p. 395; Munn et al. 1989, p. 405; Forshaw 1989, 
p. 388).
    The hyacinth macaw experiences late maturity, not reaching first 
reproduction until 8 or 9 years old (Guedes 2009, p. 117). Hyacinth 
macaws are monogamous and faithful to nesting sites; a couple may 
reproduce for more than a decade in the same nest. They nest from July 
to January in tree cavities and, in some parts of its range, cliff 
cavities (Tortato and Bonanomi 2012, p. 22; Guedes 2009, pp. 4, 5, 12; 
Pizo et al. 2008, p. 792; Pinho and Nogueira 2003, p. 35; Abramson et 
al. 1995, p. 2). The hyacinth macaw lays two smooth, white eggs 
approximately 48 mm (1.9 inches (in)) long and 36 mm (1.4 in) wide. 
Eggs are usually found in the nest from August until December (Guedes 
2009, p. 4; Juniper and Parr 1998, p. 417; Guedes and Harper 1995, p. 
406). The female alone incubates the eggs for approximately 28 to 30 
days. The male remains near the nest to protect it from invaders, but 
may leave 4 to 6 times a day to forage and collect food for the female 
(Schneider et al. 2006, pp. 72, 79; Guedes and Harper 1995, p. 406). 
Chicks are mostly naked, with sparse white down feathers at hatching. 
Young are fed regurgitated, chopped palm nuts (Munn et al. 1989, p. 
405). Most chicks fledge at 105 to 110 days old; however, separation 
from the parents is a slow process. Fledglings will continue to be fed 
by the parents for 6 months, when they begin to break hard palm nuts 
themselves, and may remain with the adults for 16 months, after which 
they will join groups of other young birds (Schneider et al. 2006, pp. 
71-72; Guedes and Harper 1995, pp. 407-411).
    Hyacinth macaws naturally have a low reproductive rate, a 
characteristic common to all parrots, due, in part, to asynchronous 
hatching. Although hyacinth macaws lay two eggs, usually only one chick 
survives (Guedes 2009, p. 31; Faria et al. 2008, p. 766; Kuniy et al. 
2006, p. 381; Guedes, 2004b, p. 6; Munn et al. 1989, p. 409). Not all 
hyacinth nests fledge young, and due to the long period of chick 
dependence, hyacinth macaws breed only every 2 years (Faria et al. 
2008, p. 766; Schneider et al. 2006, pp. 71-72; Guedes 2004b, p. 7; 
Pinho and Nigueira 2003, p. 30; Guedes and Harper 1995, pp. 407-411; 
Munn et al. 1989, p. 409). In a study of the Pantanal, which contains 
the largest population of hyacinth macaws, it was suggested that only 
15-30 percent of adults attempt to breed; it may be that the same or an 
even smaller percentage in Par[aacute] and Gerais attempt to breed 
(Munn et al. 1989, p. 409).

[[Page 39900]]

Range and Population

    At one time, hyacinth macaws were widely distributed, occupying 
large areas of Central Brazil into the Bolivian and Paraguayan Pantanal 
(Guedes 2009, pp. xiii, 11; Pinho and Nogueira 2003, p. 30; Whittingham 
et al. 1998, p. 66; Guedes and Harper 1995, p. 395). Today, the species 
is limited to three areas totaling approximately 537,000 square 
kilometers (km\2\), (207,337 square miles (mi\2\)) almost exclusively 
within Brazil: (1) Eastern Amazonia in Par[aacute], Brazil, south of 
the Amazon River along the Tocantins, Xingu, and Tapaj[oacute]s rivers; 
(2) the Gerais region of northeastern Brazil, including the states of 
Maranh[atilde]o, Piau[iacute], Goi[aacute]s, Tocantins, Bahia, and 
Minas Gerais; and (3) the Pantanal of Mato Grosso and Mato Grosso do 
Sul, Brazil, and marginally in Bolivia and Paraguay. These populations 
of hyacinth macaws inhabit those portions of the species' original 
range that experienced the least pressure from bird catchers, meat and 
feather hunters, and agricultural developers (Munn et al. 1989, pp. 
406-407).
    Prior to the arrival of Indians and Europeans to South America, 
there may have been between 100,000 and 3 million hyacinth macaws (Munn 
et al. 1989, p. 412); however, due to the species' large but patchy 
range, an estimate of the original population size when the species was 
first described (1790) is unattainable (Collar et al. 1992, p. 253). 
Although some evidence indicates that the hyacinth macaw was abundant 
before the mid-1980s (Guedes 2009, p. 11; Collar et al. 1992, p. 253), 
the species significantly declined throughout the 1980s due to an 
estimated 10,000 birds illegally captured during the 1980s for the pet 
trade and a further reduction in numbers due to habitat loss and 
hunting. Population estimates prior to 1986 are lacking, but a very 
rapid population decline is suspected to have taken place over the last 
31 years (three generations) (Birdlife International (BLI) 2014a, 
unpaginated). In 1986, the total population of hyacinth macaws was 
estimated to be 3,000, with a range between 2,500 and 5,000 
individuals; 750 occurred in Par[aacute], 1,000 in Gerais, and 1,500 in 
Pantanal (Guedes 2004b, p. 2; Collar et al. 1992, p. 253; Munn et al. 
1989, p. 413). In 2003, the population was estimated at 6,500 
individuals; 5,000 of which were located in the Pantanal region, and 
1,000-1,500 in Par[aacute] and Gerais, combined (BLI 2017, unpaginated; 
Guedes 2009, p. 11; Brouwer 2004, unpaginated). Observations of 
hyacinth macaws in the wild have increased in Paraguay, especially in 
the northern region (Espinola 2013, pers. comm.), but no quantitative 
data are available. Locals report the species increasing in Bolivia; 
between 100 and 200 hyacinth macaws are estimated to occur in the 
Bolivian Pantanal, with estimates up to 300 for the country (Guedes 
2012, p. 1; Pinto-Ledezma 2011, p. 19; BLI 2017, unpaginated; BLI 1992, 
p. 4).
    The 2003 estimate indicates a substantial increase in the Pantanal 
population, although the methods or techniques used to estimate the 
population is not described. Therefore, the reliability of the 
estimation techniques, as well as the accuracy of the estimated 
increase, is not known (Santos, Jr. 2013, pers. comm.). Despite the 
uncertainty in the estimated population increase, the Pantanal is the 
stronghold for the species and has shown signs of recovery since 1990, 
most likely as a response to conservation projects (BLI 2017, 
unpaginated; Antas et al. 2006, p. 128; Pinho and Nogueira 2003, p. 
30). The overall population trend for the hyacinth macaw throughout its 
range is reported as decreasing (BLI 2016, unpaginated), although there 
are no extreme fluctuations reported in the number of individuals (BLI 
2016, unpaginated).

Essential Needs of the Species

    Hyacinth macaws use a variety of habitats in the Par[aacute], 
Gerais, and Pantanal regions. Each region features a dry season that 
prevents the growth of extensive closed-canopy tropical forests and 
maintains the more open habitat preferred by this species. In 
Par[aacute], the species prefers palm-rich v[aacute]rzea (flooded 
forests), seasonally moist forests with clearings, and savannas. In the 
Gerais region, hyacinth macaws are located within the Cerrado biome, 
where they inhabit dry open forests in rocky, steep-sided valleys and 
plateaus, gallery forests (a stretch of forest along a river in an area 
of otherwise open country), and Mauritia palm swamps. In the Pantanal 
region, hyacinth macaws frequent gallery forests and palm groves with 
wet grassy areas (Juniper and Parr 1998, p. 417; Guedes and Harper 
1995, p. 395; Munn et al. 1989, p. 407).
    Hyacinth macaws have a specialized diet consisting of the fruits of 
various palm species, which are inside an extremely hard nut that only 
the hyacinth macaw can easily break (Guedes and Harper 1995, p. 400; 
Collar et al. 1992, p. 254). Hyacinth macaws are highly selective in 
choice of palm nut; they have to be the right size and shape, as well 
as have an extractable kernel with the right lignin pattern 
(Brightsmith 1999, p. 2; Pittman 1993, unpaginated). They forage for 
palm nuts and water on the ground, but may also forage directly from 
the palm tree and drink fluid from unripe palm fruits. Hyacinth macaws 
also feed on the large quantities of nuts eliminated by cattle in the 
fields and have been observed in close proximity to cattle ranches 
where waste piles are concentrated (Juniper and Parr 1998, p. 417; 
Yamashita 1997, pp. 177, 179; Guedes and Harper 1995, pp. 400-401; 
Collar et al. 1992, p. 254).
    In each of the three regions where hyacinth macaws occur, they use 
only a few specific palm species. In Par[aacute], hyacinth macaws have 
been reported to feed on Maximiliana regia (inaj[aacute]), Orbignya 
martiana (babassu), Orbignya phalerata (babac[uacute]) and Astrocaryum 
sp. (tucum[aacute]n). In the Gerais region, hyacinth macaws feed on 
Attalea funifera (piacava), Syagrus coronata (catol[eacute]), and 
Mauritia vinifera (buriti). In the Pantanal region, hyacinth macaws 
feed exclusively on Scheelea phalerata (acuri) and Acrocomia totai 
(bocai[uacute]va) (Antas et al. 2006, p. 128; Schneider et al. 2006, p. 
74; Juniper and Parr 1998, p. 417; Guedes and Harper 1995, p. 401; 
Collar et al. 1992, p. 254; Munn et al. 1989, pp. 407-408). Although 
hyacinth macaws prefer bocai[uacute]va palm nuts over acuri, 
bocai[uacute]va is only readily available from September to December, 
which coincides with the peak of chick hatching; however, the acuri is 
available throughout the year and constitutes the majority of this 
species' diet in the Pantanal (Guedes and Harper 1995, p. 400).
    Hyacinth macaws have specialized nesting requirements. As a 
secondary tree nester, they require large, mature trees with 
preexisting tree holes to provide nesting cavities large enough to 
accommodate them (Tortato and Bonanomi 2012, p. 22; Guedes 2009, pp. 4-
5, 12; Pizo et al. 2008, p. 792; Abramson et al. 1995, p. 2). In 
Par[aacute], the species nests in holes of Bertholettia excelsa (Brazil 
nut). In the Gerais region, nesting may occur in large dead Mauritia 
vinifera (buriti), but is most commonly found in natural rock crevices. 
In the Pantanal region, the species nests almost exclusively in 
Sterculia striata (manduvi) as it is one of the few tree species that 
grows large enough to supply cavities that can accommodate the 
hyacinth's large size. Manduvi trees must be at least 60 years old, and 
on average 80 years old, to provide adequate cavities (Guedes 2009, pp. 
59-60; Pizo et al. 2008, p. 792; Santos Jr. et al. 2006, p. 185). 
Nesting has also been reported in Pithecellobium edwalii (angio 
branco),

[[Page 39901]]

Enterolobium contortisiliquum (ximbuva), Vitex sp. (tarum[aacute]), and 
the cliff face of mountains on the border of the Pantanal (van der Meer 
2013, p. 24; Guedes 2004b, p. 6; Kuniy et al. 2006, p. 381; Santos Jr. 
et al. 2006, p. 180; Pinho and Nogueira 2003, pp. 30, 33; Guedes 2002, 
p. 4; Juniper and Parr 1998, p. 417; Guedes and Harper 1995, p. 402; 
Collar et al. 1992, p. 255; Munn et al. 1989, p. 408).

Conservation Status

    In 1989, the hyacinth was listed on the Official List of Brazilian 
Fauna Threatened with Extinction by the Brazilian Institute of 
Environment and Natural Resources (IBAMA), the government agency that 
controls the country's natural resources (Lunardi et al. 2003, p. 283; 
IBAMA Ordinance No. 1522, of December 19, 1989). Due to actions to 
combat trafficking of animals, the hyacinth macaw was removed from the 
list in 2014 (Instituto Chico Mendes de Conserva[ccedil][atilde]o da 
Bioversidade 2016, unpaginated). It is listed as ``critically 
endangered'' by the State of Minas Gerais and ``vulnerable'' by the 
State of Par[aacute] (Garcia and Marini 2006, p. 153). In Paraguay, the 
hyacinth macaw is listed as in danger of extinction (Bauer 2012, pers. 
comm.).
    From 2000 to 2013, this species was classified as ``endangered'' by 
the International Union for Conservation of Nature (IUCN). However, in 
2014, the hyacinth macaw was downlisted to ``vulnerable'' because 
evidence suggested that it had not declined as rapidly as previously 
thought. A ``vulnerable'' taxon is considered to be facing a high risk 
of extinction in the wild, whereas an ``endangered'' taxon is 
considered to be facing a very high risk of extinction in the wild 
(IUCN 2012, unpaginated). The hyacinth macaw is also listed as Appendix 
I on the CITES list. Species included in CITES Appendix I are 
considered threatened with extinction, and international trade is 
permitted only under exceptional circumstances, which generally 
precludes commercial trade.

Factors Affecting the Species

    Section 4 of the Act (16 U.S.C. 1533), and its implementing 
regulations in title 50 of the Code of Federal Regulations at 50 CFR 
part 424, set forth the procedures for adding species to the Federal 
Lists of Endangered and Threatened Wildlife and Plants. Under section 
4(a)(1) of the Act, we may list a species based on (A) The present or 
threatened destruction, modification, or curtailment of its habitat or 
range; (B) overutilization for commercial, recreational, scientific, or 
educational purposes; (C) disease or predation; (D) the inadequacy of 
existing regulatory mechanisms; or (E) other natural or manmade factors 
affecting its continued existence.
    Most of the information on the hyacinth macaw is from the Pantanal 
region, as this is the largest and most studied population. The species 
occurs only marginally within Bolivia and Paraguay as extensions from 
the Brazilian Pantanal population, and there is little information on 
the species in those countries. We found little information on the 
status of the Par[aacute] and Gerais populations; therefore, we 
evaluated impacts to these populations by a broader region (e.g., the 
Amazon biome for Par[aacute] and the Cerrado biome for Gerais).
    Parrots in general have traits that increase their vulnerability of 
extinction (Lee 2010, p. 3; Thiollay 2005, p. 1121; Guedes 2004a, p. 
280; Wright et al. 2001, p. 711; Munn et al. 1989, pp. 407-409). The 
specialized nature and reproductive biology of the hyacinth macaw 
contribute to low recruitment of juveniles and decrease the ability to 
recover from reductions in population size caused by anthropogenic 
disturbances (Faria et al. 2008, p. 766; Wright et al. 2001, p. 711). 
This species' vulnerability to extinction is further impacted by 
deforestation that negatively affects the availability of essential 
food and nesting resources; hunting that removes individuals from 
already small populations; and other factors that further reduce 
naturally low reproductive rates, recruitment, and the population. 
Additionally, the hyacinth macaw has highly specialized food and nest-
site requirements (Faria et al. 2008, p. 766; Pizo et al. 2008, p. 795; 
Munn et al. 1998, p. 409; Johnson et al. 1997, p. 186; Guedes and 
Harper 1995, p. 400), as they feed on and nest in very limited number 
of tree species. Therefore, hyacinth macaws are particularly vulnerable 
to extinction due to the loss of food sources and nesting sites (Faria 
et al. 2008, p. 766; Pizo 2008, p. 795; Munn et al. 1989, pp. 407-409; 
Johnson et al. 1997, p. 186).

Factor A. The Present or Threatened Destruction, Modification, or 
Curtailment of Its Habitat or Range

Deforestation
    Natural ecosystems across Latin America are being transformed due 
to economic development, international market demands, and government 
policies. In Brazil, demand for soybean oil and soybean meal has 
increased, causing land conversion to significantly increase to meet 
this demand (Barona et al. 2010, pp. 1-2). Much of the recent surge in 
cropland area expansion is taking place in the Brazilian Amazon and 
Cerrado regions (Nepstad et al. 2008, p. 1738). Brazil has also become 
the world's largest exporter of beef. Over the past decade, more than 
10 million hectares (ha) (24.7 million acres (ac)) were cleared for 
cattle ranching, and the government is aiming to double the country's 
share of the beef export market to 60 percent by 2018 (Butler 2009, 
unpaginated).
    Par[aacute]: Par[aacute] is one of the Brazilian states that 
constitute the Amazon biome (Greenpeace 2009, p. 2). This biome 
contains more than just the well-known tropical rainforests; it also 
encompasses other ecosystems, including floodplain forests and 
savannas. Between 1995 and 2009, conversion of floodplain forests in 
the Amazon region to cattle ranching expanded significantly and was the 
greatest cause of deforestation (da Silva 2009, p. 3; Lucas 2009, p. 1; 
Collar et al. 1992, p. 257).
    Cattle ranching has been present in the v[aacute]rzea (floodplain 
forests) of the Amazon for centuries (Arima and Uhl, 1997, p. 433). 
However, since the late 1970s, state subsidies and massive 
infrastructure development have facilitated large-scale forest 
conversion and colonization for cattle ranching (Barona et al. 2010, p. 
1). Certain factors have led to a significant expansion of this land 
use. The climate of the Brazilian Amazon is favorable for cattle 
ranching; frosts do not occur in the north of Brazil; and rainfall is 
more evenly distributed throughout the year, increasing pasture 
productivity and reducing the risk of fire. Additionally, the price of 
land in Par[aacute] has been lower than in central and south Brazil, 
resulting in ranchers establishing larger farms in Par[aacute] (Arima 
and Uhl, 1997, p. 446).
    Although the immediate cause of deforestation in the Amazon was 
predominantly the expansion of pasture between 2000 and 2006 (Barona et 
al. 2010, p. 8), the underlying cause may be the expansion of soy 
cultivation in other areas, leading to a displacement of pastures 
farther north into parts of Par[aacute] and causing additional 
deforestation (Barona et al. 2010, pp. 6, 8).
    In the Brazilian North region, including Par[aacute], cattle occupy 
84 percent of the total area under agricultural and livestock uses. 
This area, on average, expanded 9 percent per year over 10 years, 
causing 70-80 percent of deforestation (Nepstad et al. 2008, p. 1739). 
Par[aacute] itself contains two-thirds of the Brazilian Amazonia cattle 
herd (Arima and Uhl 1997, p. 343), with a sizable portion of the state 
classified as

[[Page 39902]]

cattle-producing area (Walker et al. 2009, p. 69). For 7 months of the 
year, cattle are grazed in the v[aacute]rzea, but are moved to the 
upper terra firma the other 5 months (Arima and Uhl, 1997, p. 440). 
Intense livestock activity can affect seedling recruitment via 
trampling and grazing. Cattle also compact the soil such that 
regeneration of forest species is severely reduced (Lucas 2009, pp. 1-
2). This type of repeated disturbance can lead to an ecosystem 
dominated by invasive trees, grasses, bamboo, and ferns (Nepstad et al. 
2008, p. 1740).
    Par[aacute] has long been known as the epicenter of illegal 
deforestation (Dias and Ramos 2012, unpaginated) and has one of the 
highest deforestation rates in the Brazilian Amazon (Butler 2016, 
unpaginated). From 1988 to 2016, the state lost 143,159 km\2\ (55,274 
mi\2\), with annual rates varying between 1,741 and 8,870 km\2\ (672 
and 3,425 mi\2\) (Brazil's National Institute for Space Research (INPE) 
2016, unpaginated; Butler 2016, unpaginated) (Table 1). Since 2004, 
deforestation rates in Par[aacute] have generally decreased. However, 
rates rose 35 percent in 2013, decreased in 2014, and increased in 2015 
and 2016 (INPE 2016, unpaginated) (Table 1). The impacts to and loss of 
biodiversity within the two large regions of the Brazilian Amazon 
located in the state of Par[aacute] are due to not only deforestation 
across the landscape but also within-forest disturbance, such as 
wildfire and selective logging, resulting in a loss of biodiversity 
beyond what is expected based on deforestation alone. Within-forest 
disturbance can increase even as deforestation rates fall (Barlow et 
al. 2016, p. 144).

      Table 1--Deforestation in Par[aacute] (2004-2016) (INPE 2016)
------------------------------------------------------------------------
                                               Accumulated      Annual
                    Year                       deforested     deforested
                                               area (km2)     area (km2)
------------------------------------------------------------------------
2004.......................................        * 98,257        8,870
2005.......................................         104,156        5,899
2006.......................................         109,815        5,659
2007.......................................         115,341        5,526
2008.......................................         120,948        5,607
2009.......................................         125,229        4,281
2010.......................................         128,999        3,770
2011.......................................         132,007        3,008
2012.......................................         133,748        1,741
2013.......................................         136,094        2,346
2014.......................................         137,981        1,887
2015.......................................         140,134        2,153
2016.......................................         143,159        3,025
------------------------------------------------------------------------
* Accumulation since 1988.

    Given the role cattle ranching plays in national and international 
markets and the profitability of ranching, significant expansion of 
cattle herds in the Brazilian Amazon has continued (Walker et al. 2009, 
p. 68). The remaining forested areas of Par[aacute] are at risk of 
being cleared; Par[aacute] is one of the states where most of Brazil's 
agriculture expansion is taking place (British Broadcasting Company 
News 2014, unpaginated). Furthermore, modeled future deforestation is 
concentrated in eastern Amazonia, which includes Par[aacute], where the 
density of paved highways (existing and planned) will continue to be 
highest for several decades (Soares-Filho et al. 2006, p. 522).
    Gerais: The Gerais region is within the Cerrado biome, a 2-million-
km\2\ (772,204-mi\2\) area consisting of plateaus and depressions with 
vegetation that varies from dense grasslands with sparse shrubs and 
small trees to almost closed woodland (Pinto et al. 2007, p. 14; da 
Silva 1997, p. 437; Ratter et al. 1997, p. 223). In the Cerrado, 
hyacinth macaws now mostly nest in rock crevices, most likely a 
response to the destruction of nesting trees (Collar et al. 1992, p. 
255). These crevices will likely remain constant and are not a limiting 
factor. However, deforestation for agriculture, primarily soy crops, 
and cattle ranching threaten the remaining native cerrado vegetation, 
including palm species the hyacinth macaw relies on as a food source.
    Approximately 50 to 80 percent of the original Cerrado vegetation 
has been lost due to conversion to agriculture and pasture, and the 
area continues to suffer high rates of habitat loss (Grecchi et al. 
2015, p. 2865; Beuchle et al. 2015, p. 121; WWF 2015, p. 2; Soares-
Filho et al. 2014, p. 364; Pearce 2011, unpaginated; WWF-UK 2011b, p. 
2; Carvalho et al. 2009, p. 1393; BLI 2008, unpaginated; Pinto et al. 
2007, p. 14; Klink and Machado 2005, p. 708; Marini and Garcia 2005, p. 
667; WWF 2001, unpaginated; da Silva 1997, p. 446; da Silva 1995, p. 
298). From 2002 to 2008, the demand for land conversion in the Cerrado 
resulted in an annual deforestation rate of more than 14,200 km\2\ 
(5,483 mi\2\) (PROBIO program (Projeto de Conserva[ccedil][atilde]o e 
Utiliza[ccedil][atilde]o Sustent[aacute]vel da Diversidade 
Biol[oacute]gica); Minist[eacute]rio do Meio Ambiente (MMA) 2015, p. 9; 
WWF-UK 2011b, p. 2; Beuchle et al. 2015, p. 117). At this rate, the 
vegetation of the Cerrado region was disappearing faster than the 
Amazon rainforest (Pearce 2011, unpaginated; WWF-UK 2011c, p. 19; 
Pennington et al. 2006, in Beuchle et al. 2015, p. 117; Klink and 
Machado 2005, p. 708; Ratter et al. 1997, p. 228). However, the annual 
deforestation rate from 2008 to 2009 and 2009 to 2010 in the Cerrado 
slowed by 46 percent and 16 percent respectively (MMA 2015, p. 9; 
Critical Ecosystem Partnership Fund (CEPF) 2016, p. 145) (Table 2). In 
a comparison study, the loss of natural vegetation decreased to an 
estimated 12,949 km\2\ (4,999 mi\2\) per year from 2000 to 2005, and 
11,812 km\2\ (4,560 mi\2\) per year from 2005 to 2010 (Beuchle et al. 
2015, pp. 124-125).
    Since 2008, annual monitoring of deforestation in the Cerrado has 
taken place through a government program that monitors each of the 
Brazilian biomes. Compared to the deforestation rates of the early 
2000s, deforestation has decreased about 40 percent (CEPF 2016, p. 
145). Although the annual rate of deforestation is generally 
decreasing, the total amount of forested habitat continues to 
experience a slow and steady decline (MMA 2015, p. 9) (Table 2).

[[Page 39903]]

[GRAPHIC] [TIFF OMITTED] TR13AU18.032

    The remaining natural vegetation of the Cerrado is highly 
fragmented (only 20 percent of the original biome is considered intact) 
and continues to be pressured by conversion for soy plantations and 
extensive cattle ranching (WWF-UK 2011b, p. 2; WWF-UK 2011c, p. 21; 
Carvalho et al. 2009, p. 1393; BLI 2008, unpaginated). About 6 in every 
10 ha (15 of 25 ac) of the Cerrado are suitable for mechanized 
agriculture (WWF-UK 2011b, p. 2). Maranh[atilde]o, Tocantins, 
Piau[iacute], and Bahia, states where hyacinth macaws occur, are 
undergoing rapid conversion, mostly to soy crops (CEPF 2016, p. 151). 
In two of these states, deforestation increased by 40 percent in 
Toncantins (INPE 2016, unpaginated) and by 25 percent in 
Maranh[atilde]o (Butler 2016, unpaginated) in 2016 compared to the 
deforestation rate in 2015. Soy production will continue to grow as the 
beans have many uses for food, feed, and industry in Brazil and abroad 
(CEPF 2016, p. 152). Furthermore, the Brazilian government has proposed 
a 731,735-km\2\ (282,524-mi\2\) agricultural development, of which 91 
percent occurs in the Cerrado, with little regard for the environment, 
at least as of 2015 (Clark 2015 and Miranda 2015, in CEPF 2016, p. 95). 
Additionally, the conversion of land for biofuel production is likely 
imminent, creating a market for the expansion and establishment of new 
areas for soy, castor beans, other oil-bearing plants, and sugar cane 
(Carvalho et al. 2009, p. 1400).
    Given that the Cerrado is the most desirable biome for agribusiness 
expansion and contains approximately 40 million ha (99 million ac) of 
environmental surplus, which is land that exceeds the conservation 
requirements of the forest code and that could be legally deforested 
(see Factor D discussion, below) (Soares-Filho et al. 2014, p. 364), 
this region will likely continue to suffer high deforestation rates. 
Projections for coming decades show the largest increase in 
agricultural production occurring in the Cerrado (CEPF 2016, p. 145).
    Pantanal: The Pantanal is a 140,000-km\2\ (54,054-mi\2\) seasonally 
flooded wetland interspersed with higher areas not subject to 
inundation (cordilleras), covered with cerrado or seasonal forests 
(Santos Jr. 2008, p. 133; Santos Jr. et al. 2007, p. 127; Harris et al. 
2005, p. 715; Mittermeier et al. 1990, p. 103). Transitions during the 
1990s to more intensive cattle ranching methods led to the conversion 
of more forests to pasture and the introduction of nonnative grasses. 
Ninety-five percent of the Pantanal is privately owned; 80 percent of 
the privately owned land is used for cattle ranches, making cattle 
ranching the predominant economic activity in this region and the 
greatest cause of habitat loss in the Pantanal (van der Meer 2013, p. 
5; Guedes and Vicente 2012, pp. 146-147, 148; Guedes 2009, p. 12; Pizo 
et al. 2008, p. 793; Harris et al. 2006, pp. 165, 175-176; Harris et 
al. 2005, pp. 715-716, 718; Pinho and Nogueira 2003, p. 30; Seidl et 
al. 2001, p. 414; Guedes and Harper 1995, p. 396; Mittermeier 1990, pp. 
103, 107-108).
    Manduvi, the tree that hyacinth macaws almost exclusively use for 
nesting in this region, grow in cordilleras, which constitute only 6 
percent of the vegetative area of the Pantanal (van der Meer 2013, p. 
6; Pizo et al. 2008, p. 793; Johnson et al. 1997, p. 186). Many of 
these patches and corridors are surrounded by seasonally flooded 
grasslands used as rangeland for cattle during the dry season (Johnson 
et al. 1997, p. 186). During the flooding season (January to June), up 
to 80 percent of the Pantanal is flooded and ranchers move cattle to 
cordilleras, increasing cattle pressure on upland forests (van der Meer 
2013, p. 3; Guedes 2002, p. 3). These upland forests are often removed 
and converted to cultivated pastures with exotic grasses (van der Meer 
2013, p. 6; Santos Jr. 2008, p. 136; Santos Jr. et al. 2007, p. 127; 
Harris et al. 2006, p. 165; Harris et al. 2005, p. 716; Pinho and 
Nogueira 2003, p. 30; Seidl et al. 2001, p. 414; Johnson et al. 1997, 
p. 186). Clearing land to establish pasture is perceived as the 
economically optimal land use, while land not producing beef is often 
perceived as unproductive (Seidl et al. 2001, pp. 414-415).
    Since 2002, regular monitoring of land use and vegetative cover in 
the Upper Paraguay Basin, which includes the Pantanal, has taken place. 
While the annual rate of deforestation is decreasing, satellite 
monitoring of the area indicates a slow and steady increase in 
deforested area (Table 3, below).

[[Page 39904]]

[GRAPHIC] [TIFF OMITTED] TR13AU18.033

    When clearing land for pastures, palm trees are often left, as the 
cattle will feed on the palm nuts (Pinho and Nogueira 2003, p. 36). In 
fact, hyacinth macaws occur near cattle ranches and feed off the palm 
nuts eliminated by the cattle (Juniper and Parr 1998, p. 417; Yamashita 
1997, pp. 177, 179; Guedes and Harper 1995, pp. 400-401; Collar et al. 
1992, p. 254). However, other trees, including potential nesting trees, 
are often removed (Snyder et al. 2000, p. 119). Even in areas where 
known nesting trees were left and the surrounding area was cleared, 
competition with each other and other macaw species became so fierce 
that hyacinth macaws were unable to reproduce; both eggs and chicks 
were killed by competitors (see Factor C discussion, below).
    Other activities associated with cattle ranching, such as grazing, 
burning, compaction, the introduction of exotic grasses, and 
fragmentation, negatively impacts the nesting trees of the hyacinth 
macaw (Guedes 2013, pers. comm.; Guedes and Vicente 2012, pp. 149-150; 
Santos Jr. et al. 2007, p. 128; Harris et al. 2006, p. 175; Snyder et 
al. 2000, p. 119). For example, fire is a common method for renewing 
pastures, controlling weeds, and controlling pests (e.g., ticks); 
however, fires frequently become uncontrolled and burn patches and 
corridors of manduvi trees during the dry season (Harris et al. 2005, 
p. 716; Johnson et al. 1997, p. 186). Although fire can promote cavity 
formation in manduvi trees, frequent fires prevent trees from surviving 
to a size capable of providing suitable cavities, and cause a high rate 
of nesting-tree loss (Guedes 1993 in Johnson et al. 1997, p. 187). Five 
percent of manduvi trees are lost each year to deforestation, fire, and 
storms (Guedes 1995, in Santos Jr. et al. 2006, pp. 184-185; Guedes and 
Vicente 2012, p. 157).
    In addition to the impact of fire on recruitment of manduvi trees, 
cattle directly impact the density of manduvi seedlings in the 
Pantanal. Cattle forage on and trample manduvi seedlings, affecting the 
recruitment of this species to be able to reach a size large enough to 
accommodate hyacinth macaws (Pizo et al. 2008, p. 793; Johnson et al. 
1997, p. 187; Mittermeier et al. 1990, p. 107). Only those manduvi 
trees at least 60 years old are capable of providing these cavities 
(Pizo et al. 2008, p. 792; Santos Jr. et al. 2006, p. 185). The minimum 
diameter at breast height (DBH) for trees to potentially contain a 
cavity suitable for hyacinth macaws is 50 centimeters (cm) (20 in), 
while all manduvi trees greater than 100 cm (39 in) DBH contain 
suitable nest cavities. However, there is low recruitment of manduvi 
trees in classes greater than 5 cm (2 in) DBH, a strong reduction in 
the occurrence of trees greater than 50 cm (20 in) DBH, and very few 
trees greater than 110 cm (43 in) DBH (Santos Jr. et al. 2007, p. 128). 
Only 5 percent of the existing adult manduvi trees (trees with a DBH 
greater than 50 cm (20 in)) in south-central Pantanal (Guedes 1993, in 
Johnson et al. 1997, p. 186) and 11 percent in southern Pantanal (van 
der Meer 2013, p. 16) contain suitable cavities for hyacinth macaws. 
Thus, potential nesting sites are rare and will become increasingly 
rare in the future (Santos Jr. et al. 2007, p. 128).
    Impacts of Deforestation: Because the hyacinth macaw has highly 
specialized diet and nesting requirements, it is particularly 
vulnerable to the loss of these resources (Faria et al. 2008, p. 766; 
Pizo 2008, p. 795; Munn et al. 1989, pp. 407-409; Johnson et al. 1997, 
p. 186). The loss of tree species used by hyacinth macaws negatively 
impacts the species by reducing availability of food resources, 
creating a shortage of suitable nesting sites, increasing competition, 
and resulting in lowered recruitment and a reduction in population size 
(Lee 2010, pp. 2, 6, 12; Santos Jr. et al. 2007, p. 128; Johnson et al. 
1997, p. 188).
    Its specialized diet makes the hyacinth macaw vulnerable to changes 
in food availability. Inadequate nutrition can contribute to poor 
health and reduced reproduction in parrots generally (McDonald 2003, in 
Lee 2010, p. 6). Changes in palm fruit availability decreases 
reproduction in hyacinth macaws (Guedes 2009, pp. 42-43, 44). In 
Par[aacute] and the Gerais region, where food sources are threatened, 
persistence of the species is a concern given that one of the major 
factors thought to have contributed to the critically endangered status 
of the Lear's macaw (Anodorhynchus leari) is the loss of its 
specialized food source, Syagrus sp. (licuri palm) stands, to cattle 
grazing (Collar et al. 1992, p. 257).
    Hyacinth macaws can tolerate a certain degree of human disturbance 
at their breeding sites (Pinho and Noguiera 2003, p. 36). However, the 
number of usable cavities increases with the age of the trees in the 
forest (Newton 1994, p. 266), and clearing land for agriculture and 
cattle ranching, cattle trampling and foraging, and burning of forest 
habitat result in the loss of mature trees with natural cavities of 
sufficient size and a reduction in recruitment of native species that 
could eventually provide nesting cavities.
    A shortage of nest sites can jeopardize the persistence of the 
hyacinth macaw by constraining breeding density, resulting in lower 
recruitment and a gradual reduction in population size (Santos Jr. et 
al. 2007, p. 128; Johnson et al. 1997, p. 188; Guedes and Harper 1995, 
p. 405; Newton 1994, p. 265). This reduction may lead to long-term 
effects on the viability of the hyacinth macaw population, especially 
in Par[aacute] and the Pantanal where persistence of nesting trees is 
compromised (Santos Jr. et al. 2007, p. 128; Santos Jr. et al. 2006, p. 
181). Although a species may survive the initial deforestation, the 
resulting lack of food resources and breeding sites may reduce the 
viability of the population and make the species vulnerable to 
extinction (Sodhi et al. 2009, p. 517).
    In response to the loss of its nesting tree in the Gerais region, 
hyacinth

[[Page 39905]]

macaws now use rock crevices for nesting. Hyacinth macaws have been 
reported in various trees species and even on cliffs on the border of 
the Pantanal, although the majority of their nests are in Brazil nut 
(in Par[aacute]) and manduvi (in the Pantanal) (see Essential Needs of 
the Species, above). We do not know if the hyacinth macaws in the 
Pantanal will respond in the same way to the loss of nesting trees as 
those in the Gerais region; however, it is possible that if these 
primary nesting trees become scarcer, hyacinth macaws may adapt to 
using cliff faces or cavities of other trees (van der Meer 2013, p. 3). 
Deforestation in these regions would likely impact any alternative 
nesting trees and food sources, resulting in the same negative effect 
on the hyacinth macaw. Furthermore, competition for limited nesting 
sites and food would continue.

Factor B. Overutilization for Commercial, Recreational, Scientific, or 
Educational Purposes

Hunting
    In Par[aacute] and the Gerais region, hunting removes individual 
hyacinth macaws vital to the already small populations (Brouwer 2004, 
unpaginated; Collar et al. 1992, p. 257; Munn et al. 1989, p. 414). 
Hyacinth macaws in Par[aacute] are hunted for subsistence and the 
feather trade by some Indian groups (Brouwer 2004, unpaginated; Munn et 
al. 1989, p. 414). Because the hyacinth macaw is the largest species of 
macaw, it may be targeted by subsistence hunters, especially by 
settlers along roadways (Collar et al. 1992, p. 257). The Gerais region 
is poor, and animal protein is not as abundant as in other regions; 
therefore, meat of any kind, including the large hyacinth macaw, is 
sought as a protein source (Collar et al. 1992, p. 257; Munn et al. 
1989, p. 414). Additionally, increased commercial sale of feather art 
by Kayapo Indians of Gorotire may be of concern given that 10 hyacinth 
macaws are required to make a single headdress (Collar et al. 1992, p. 
257).
    Because the hyacinth macaw populations in Par[aacute] and the 
Gerais region are estimated at only 1,000-1,500 individuals combined, 
the removal of any individuals from these small populations has a 
negative effect on reproduction and the ability of the species to 
recover. Any continued hunting for either meat or for the sale of 
feather art is likely to contribute to the decline of the hyacinth 
macaw in these regions, particularly when habitat conversion is also 
taking place.
    Hunting, capture, and trade of animal species are prohibited 
without authorization throughout the range of the hyacinth macaw 
(Clayton 2011, p. 4; Snyder et al. 2000, p. 119; Environmental Crimes 
Law (Law No. 9605/98); Stattersfield and Capper 1992, p. 257; Munn et 
al. 1989, p. 415; Official List of Brazilian Endangered Animal Species 
(Order No. 1.522/1989) (IBAMA 1989); Brazilian Constitution (title 
VIII, chapter VI, 1988); Brazilian Law No. 5197/1967; UNEP, n.d., 
unpaginated). However, continued hunting in some parts of its range is 
evidence that existing laws are not being adequately enforced. Without 
greater enforcement of laws, hunting will continue to impact the 
hyacinth macaw (see Factor D discussion, below).
Pet Trade
    In the 1970s and 1980s, substantial trade in hyacinth macaws was 
reported, but actual trade was likely significantly greater given the 
amount of smuggling, routing of birds through countries not parties to 
CITES, and internal consumption in South America (Collar et al. 1992, 
p. 256; Munn et al. 1989, pp. 412-413). Trade in parrots in the 1980s 
was particularly high due to a huge demand from developed countries, 
including the United States, which was the main consumer of parrot 
species at that time (Rosales et al. 2007, pp. 85, 94; Best et al. 
1995, p. 234). In the late 1980s and early 1990s, reports of hyacinth 
macaw trapping included one trapper who worked an area for 3 years 
removing 200-300 wild hyacinth macaws a month during certain seasons 
and another trapper who caught 1,000 hyacinth macaws in 1 year and knew 
of other teams operating at similar levels (Silva (1989a) and Smith 
(1991c) in Collar et al. 1992, p. 256). More than 10,000 hyacinth 
macaws are estimated to have been taken from the wild in the 1980s 
(Smith 1991c, in Collar et al. 1992, p. 256; Munn et al. 1987, in 
Guedes 2009, p. 12). In the years following the enactment of the WBCA, 
studies found lower poaching levels than in prior years, suggesting 
that import bans in developed countries reduced poaching levels in 
exporting countries (Wright et al. 2001, pp. 715, 718).

 Table 4--CITES Trade Database: Approximate Number of Imports/Exports of Hyacinth Macaw With Identified Sources
                                              and Purposes of Trade
----------------------------------------------------------------------------------------------------------------
                                        Approximate number of                             Approximate number of
                                                birds                                             birds
                                     --------------------------                        -------------------------
               Source                   Importer     Exporter           Purpose           Importer     Exporter
                                        reported     reported                             reported     reported
                                        quantity     quantity                             quantity     quantity
----------------------------------------------------------------------------------------------------------------
Live Total..........................        1,488        1,435  Breeding in Captivity           688          827
                                                                 or Artificial
                                                                 Propagation.
Live/Captive Source.................        1,342        1,356  Educational...........           29           25
Live/Wild Source....................           37           14  Hunting Trophy........            1            0
Live/Pre-Convention.................           20           22  Law Enforcement,                  0            3
                                                                 Judicial, Forensic.
Live/Unknown Source.................           13            7  Medical...............            1           31
Live/Confiscated....................           32            3  Reintroduction into               4            0
                                                                 Wild.
Live/No Source Identified...........           44           33  Personal..............          361          123
                                     --------------------------
    Total Specimens.................        1,661        1,756  Circus or Travelling              3            7
                                                                 Exhibition.
                                     --------------------------
                                                                Scientific............           35          244
                                                                Commercial............          336          348
                                                                Zoo...................          138           49
                                                                Not Reported..........           65           99
                                                  --------------------------------------------------------------
                                                                  Total Specimens.....        1,661        1,756
----------------------------------------------------------------------------------------------------------------


[[Page 39906]]

    The data in Table 4 are based on CITES trade data obtained from the 
CITES Trade Database (accessed on January 12, 2018), from 1987 through 
2015. Because there may be a lag time in the data reported relative to 
when the hyacinth macaw was uplisted to Appendix I in CITES (October 
22, 1987), a few entries in the database between 1987 and 2015 
categorize the hyacinth macaw as Appendix II. There are differences in 
the manner in which the importing and exporting countries report their 
trade, and some data may be contradictory or incorrectly reported.
    We found little additional information on illegal trade of this 
species in international markets. One study found that illegal pet 
trade in Bolivia continues to involve CITES-listed species; the authors 
speculated that similar problems exist in Peru and Brazil (Herrera and 
Hennessey 2007, p. 298). In that same study, 11 hyacinth macaws were 
found for sale in a Santa Cruz market from 2004 to 2007 (10 in 2004, 
and 1 in 2006) (Herrera and Hennessey 2009, pp. 233-234). Larger 
species, like the hyacinth macaw, were frequently sold for transport 
outside of the country, mostly to Peru, Chile, and Brazil (Herrera and 
Hennessey 2009, pp. 233-234). During a study conducted from 2007 to 
2008, no hyacinth macaws were recorded in 20 surveyed Peruvian wildlife 
markets (Gasta[ntilde]aga et al. 2010, pp. 2, 9-10). We found no other 
data on the presence of hyacinth macaws in illegal trade.
    Although illegal trapping for the pet trade occurred at high levels 
during the 1980s, trade has decreased significantly from those levels. 
International trade of parrots was significantly reduced during the 
1990s as a result of tighter enforcement of CITES regulations, stricter 
measures under European Union legislation, and adoption of the WBCA, 
along with adoption of national legislation in various countries 
(Snyder et al. 2000, p. 99) (see Factor D discussion, below). We found 
no information indicating trade is currently impacting the hyacinth 
macaw.

Factor C. Disease or Predation

    In the Pantanal, predation and disease are factors affecting 
reproductive success of the hyacinth macaw (Guedes 2009, pp. 5, 8, 42; 
Guedes 2004b, p. 7). Predation accounted for 52 percent of lost eggs 
during the incubation period in a 10-year study in the Miranda region 
of the Pantanal (Guedes 2009, pp. 5, 74). Of the nests that produced 
chicks, 38 percent of chicks were lost due to predation by species such 
as carnivorous ants (Solenopsis sp.), other insects, collared forest 
falcon (Micrastur semitorquatus), and spectacled owl (Pulsatrix 
perspicillata). The toco toucan (Ramphastos toco) and great horned owl 
(Bubo virginianus) are also suspected of chick predation, but this has 
not yet been confirmed (Guedes 2009, pp. 6, 79-81; Pizo et al. 2008, p. 
795). Of 582 eggs monitored over 6 years in the Nhecol[acirc]ndia 
region of the Pantanal, approximately 24 percent (n = 138 eggs) were 
lost to predators (Pizo et al. 2008, pp. 794, 795). Several species 
preyed upon hyacinth macaw eggs, including toco toucans, purplish jays 
(Cyanocorax cyanomelas), white-eared opossums (Didelphis albiventris), 
and coatis (Nasua nasua) (Guedes 2009, pp. 5, 23, 46, 58, 74-75; Pizo 
et al. 2008, p. 795). The toco toucan was the main predator, 
responsible for 12.4 percent of the total eggs lost and 53.5 percent of 
the eggs lost annually in the Nhecol[acirc]ndia region (Pizo et al. 
2008, pp. 794, 795). Most predators leave some sort of evidence behind; 
however, toco toucans swallow hyacinth macaw eggs whole, leaving no 
evidence behind. This ability may lead to an underestimate of nest 
predation by toucans (Pizo et al. 2008, p. 793).
    Incidence of disease, such as hoof-and-mouth disease and 
brucellosis, and of ectoparasites, has been observed in hyacinth macaws 
(Arima and Uhl, 1997, p. 446; Allgayer et al. 2009, p. 974). 
Par[aacute] ranchers and technicians concurred that there's a lower 
incidence of disease (e.g., hoof-and-mouth disease, brucellosis) and 
ectoparasites in Par[aacute] than in central and south Brazil (Arima 
and Uhl, 1997, p. 446). A study of free-living nestlings from the 
Pantanal detected ectoparasites in 3 percent and scars in 6 percent of 
birds, suggesting the occurrence of parasitism. The ectoparasites were 
identified as Philornis sp. (Diptera: Muscidae). However, the absence 
of blood and intestinal parasites in samples collected for 4 
consecutive years indicates that there is a low prevalence of 
parasitism in hyacinth macaw nestlings (Allgayer et al. 2009, pp. 974, 
977).

Factor D. Inadequacy of Existing Regulatory Mechanisms

Brazil
    Hunting, capture, and trade of animal species are prohibited 
without authorization (Environmental Crimes Law (Law No. 9605/98)). In 
general, wildlife species and their nests, shelters, and breeding 
grounds are subject to Brazilian laws designed to provide protection 
(Clayton 2011, p. 4; Snyder et al. 2000, p. 119; Environmental Crimes 
Law (Law No. 9605/98); Stattersfield and Capper 1992, p. 257; IBAMA 
1989; Brazilian Constitution (title VIII, chapter VI, 1988); Brazilian 
Law No. 5197/1967; United Nations Environment Programme (UNEP), n.d., 
unpaginated). The forests of Brazil are specifically subject to several 
Brazilian laws designed to protect them. Destruction and damaging of 
forest reserves, cutting trees in forest reserves, and causing fire in 
forests, among other actions, without authorization are prohibited 
(Clayton 2011, p. 5; Environmental Crimes Law (Law No. 9605/98); UNEP, 
n.d., unpaginated).
    Protected Areas: The main biodiversity protection strategy in 
Brazil is the creation of Protected Areas (National Protected Areas 
System) (Federal Act 9.985/00) (Santos Jr. 2008, p. 134). Various 
regulatory mechanisms (Law No. 11.516, Act No. 7.735, Decree No. 78, 
Order No. 1, and Act No. 6.938) in Brazil direct Federal and State 
agencies to promote conservation of the country's natural resources 
through protection of lands and the establishment and management of 
protected areas (ECOLEX 2007, pp. 5-7). These mechanisms generally aim 
to protect endangered wildlife and plant species, genetic resources, 
overall biodiversity, and native ecosystems on Federal, State, and 
privately owned lands (e.g., Law No. 9.985, Law No. 11.132, Resolution 
No. 4, and Decree No. 1.922). Brazil's Protected Areas were established 
in 2000, and may be categorized as ``strictly protected'' or 
``sustainable use'' based on their overall management objectives. 
Strictly protected areas include national parks, biological reserves, 
ecological stations, natural monuments, and wildlife refuges protected 
for educational and recreational purposes and scientific research. 
Protected areas of sustainable use (national forests, environmental 
protection areas, areas of relevant ecological interest, extractive 
reserves, fauna reserves, sustainable development reserves, and private 
natural heritage reserves) allow for different types and levels of 
human use with conservation of biodiversity as a secondary objective. 
As of 2005, Federal and State governments strictly protected 478 areas 
totaling 37,019,697 ha (14,981,340 ac) in Brazil (Rylands and Brandon 
2005, pp. 615-616). Other types of areas contribute to the Brazilian 
Protected Areas System, including indigenous reserves and areas managed 
and owned by municipal governments, nongovernmental organizations, 
academic institutions, and private sectors (Rylands and Brandon 2005, 
p. 616).
    The Amazon contains a balance of strictly prohibited protected 
areas (49

[[Page 39907]]

percent of protected areas) and sustainable use areas (51 percent) 
(Rylands and Brandon 2005, p. 616). We found no information on the 
occurrence of the hyacinth macaw in any protected areas in Par[aacute]. 
The Cerrado biome is one of the most threatened biomes and is 
underrepresented among Brazilian protected areas; only 2.25 percent of 
the original extent of the Cerrado is protected (Marini et al. 2009, p. 
1559; Klink and Machado 2005, p. 709; Siqueira and Peterson 2003, p. 
11). Within the Cerrado, the hyacinth macaw is found within the 
Araguaia National Park in Goi[aacute]s and the Parna[iacute]ba River 
Headwaters National Park (BLI 2014b; Ridgely 1981, p. 238). In 2000, 
the Pantanal was designated as a Biosphere Reserve by the United 
Nations Educational, Scientific and Cultural Organization (UNESCO) 
(Santos Jr. 2008, p. 134). Only 4.5 percent of the Pantanal is 
categorized as protected areas (Harris et al. 2006, pp. 166-167), 
including strictly protected areas and indigenous areas (Klink and 
Machado 2005, p. 709). Within these, the hyacinth macaw occurs only 
within the Pantanal National Park (Collar et al 1992; Ridgely 1981, p. 
238). The distribution of Federal and State protected areas are uneven 
across biomes, yet all biomes need substantially more area to be 
protected to meet the recommendations established in priority-setting 
workshops held by Brazil's Ministry of the Environment. These workshops 
identified 900 areas for conservation of biodiversity and all biomes, 
including the Amazon, Cerrado, and Pantanal (Rylands and Brandon 2005, 
pp. 615-616).
    The Ministry of Environment is working to increase the amount of 
protected areas in the Pantanal and Cerrado regions; however, the 
Ministry of Agriculture is looking at using an additional 1 million 
km\2\ (386,102 mi\2\) for agricultural expansion, which will speed up 
deforestation (Harris et al. 2006, p. 175). These competing priorities 
make it difficult to enact and enforce regulations that protect the 
habitat of this species. Additionally, after the creation of protected 
areas, a delay in implementation or a lack of local management 
commitment often occurs, staff limitations make it difficult to monitor 
actions, and a lack of acceptance by society or a lack of funding make 
administration and management of the area difficult (Santos Jr. 2008, 
p. 135; Harris et al. 2006, p. 175). Furthermore, ambiguity in land 
titles allows illegal occupation and clearing of forests in protected 
areas, such as federal forest reserves (Schiffman 2015, unpaginated). 
The designation of the Pantanal as a Biosphere Reserve is almost 
entirely without merit because of a lack of commitment by public 
officials (Santos Jr. 2008, p. 134).
    Awareness of the urgency in protecting the biodiversity of the 
Cerrado biome is increasing (Klink and Machado 2005, p. 710). The 
Brazilian Ministry of the Environment's National Biodiversity Program 
and other government-financed institutes, such as the Brazilian 
Environmental Institute, Center for Agriculture Research in the 
Cerrado, and the National Center for Genetic Resources and 
Biotechnology, are working together to safeguard the existence and 
viability of the Cerrado. Additionally, nongovernmental organizations 
such as Funda[ccedil]o Pr[oacute]-Natureza, Instituto Sociedade 
Popula[ccedil][atilde]o e Natureza, and World Wildlife Fund have 
provided valuable assessments and are pioneering work in establishing 
extractive reserves (Ratter et al. 1997, pp. 228-229). Other 
organizations are working to increase the area of federal Conservation 
Units, a type of protected area, that currently represent only 1.5 
percent of the biome (Ratter et al. 1997, p. 229).
    The Brazilian government, under its Action Plan for the Prevention 
and Control of Deforestation and Burning in the Cerrado--Conservation 
and Development (PPCerrado) (2010), committed to recuperating at least 
8 million ha (20 million ac) of degraded pasture by the year 2020, 
reducing deforestation by 40 percent in relation to the average 
recorded between 1999 and 2008, decreasing forest fires, expanding 
sustainable practices, and monitoring remaining natural vegetation. It 
also planned to expand the areas under protection in the Cerrado to 2.1 
million ha (5 million ac) (Ribeiro et al. 2012, p. 11; WWF-UK 2011b, p. 
4). This plan is based off the success of the Plan of Action for 
Prevention and Control of Deforestation in the Legal Amazon (PPCDAm), 
which has reduced the deforestation rate by approximately 80 percent in 
relation to the 2004 rate (Department of Policies to Combat 
Deforestation 2016, p. 6).
    Both plans since their inception have achieved important results. 
The PPCDAm started in 2004 and PPCerrado in 2010. Results achieved for 
the PPCDAm include, but are not limited to: 50 million ha (124 million 
ac) of protected areas; sustainable agriculture--low carbon 
agriculture; improvements of the monitoring systems; strengthening 
inspection with integrated actions between IBAMA, Federal Police, Army 
and National Force of Public Security; and a moratorium of soybean 
production in illegally deforested areas in the Amazon (Department of 
Policies to Combat Deforestation 2016, pp. 11-12). Results achieved by 
the PPCerrado include: Development (in progress) of land-cover 
monitoring systems to guide the preparation of public policies and 
support enforcement actions for this biome; development of a rural 
environmental registry; integrated fire management in conservation 
units; development of monitoring systems for burned areas and 
deforestation; sustainable agriculture--low carbon agriculture; 
environmental inspection, with 20,000 embargoed areas and $75 million 
of fines, including 287 inspection operations in protected areas, 
indigenous lands, highways, and steel industries; and training of 2,400 
families for forest and community management (Department of Policies to 
Combat Deforestation 2016, pp. 8-9). Moreover, the plan has influenced 
and guides a series of public policies, programs, and projects 
implemented in the Cerrado, including international cooperation 
projects in line with the objectives of the PPCerrado. In 2015, the 
third phase of the PPCDAm (2012-2015) and the second phase of the 
PPCerrado (2014-2015) was completed. The next phase of the PPCerrado 
will guide federal actions in the period 2016-2020, with the main 
indicator as the annual deforestation rate in the Cerrado biome 
(Department of Policies to Combat Deforestation 2016, p. 16).
    We do not have information on the deforestation rate in the Cerrado 
biome in relation to the implementation of the PPCerrado. However, 
Brazil has obtained significant reduction of the deforestation rate 
after 12 years of the PPCDAm and 6 years of PPCerrado, with most of the 
reduction occurring within the Amazon basin. Challenges persist, along 
with the need for strengthened and innovative actions (Department of 
Policies to Combat Deforestation 2016, p. 7).
    Many challenges limit the effectiveness of the protected areas 
system. Brazil is faced with competing priorities of encouraging 
development for economic growth and resource protection. In the past, 
the Brazilian government, through various regulations, policies, 
incentives, and subsidies, has actively encouraged settlement of 
previously undeveloped lands, which facilitated the large-scale habitat 
conversions for agriculture and cattle-ranching that occurred 
throughout the Amazon, Cerrado, and Pantanal biomes (WWF-UK 2011b, p. 
2; WWF

[[Page 39908]]

2001, unpaginated; Arima and Uhl, 1997, p. 446; Ratter et al. 1997, pp. 
227-228). The risk of intense wild fires may increase in areas, such as 
protected areas, where cattle are removed and the resulting 
accumulation of plant biomass serves as fuel (Santos Jr. 2013, pers. 
comm.; Tomas et al. 2011, p. 579).
    The states where the hyacinth macaw occurs contain 53 protected 
areas (Parks.it, n.d., unpaginated). However, the species occurs in 
only three National Parks within those protected areas; none of these 
areas is effectively protected (BLI 2014b, unpaginated; Collar et al. 
1992, p. 257; Rogers 2006, unpaginated; Ridgely 1981, p. 238). The 
hyacinth macaw continues to be hunted in Par[aacute] and the Gerais 
region, and habitat loss due to agricultural expansion and cattle 
ranching is occurring in all three regions. Therefore, it appears that 
Brazil's protected areas system does not adequately protect the 
hyacinth macaw or its habitat, either because the species is found 
outside the protected areas or not adequately protected within them.
    Farmland Environmental Registry: The Ministry of Environment and 
The Nature Conservancy have worked together to implement the Farmland 
Environmental Registry to curb illegal deforestation in the Amazon, 
which in turn would reduce impacts to species such as the hyacinth 
macaw that are negatively affected by deforestation. This program was 
launched in the states of Mato Grosso and Par[aacute]; it later became 
the model for the Rural Environmental Registry that monitors all of 
Brazil for compliance with the Forest Code (see discussion below). This 
plan helped Paragominas, a municipality in Par[aacute], be the first in 
Brazil to come off the government's blacklist of top Amazon 
deforesters. After 1 year, 92 percent of rural properties in 
Paragominas had been entered into the registry, and deforestation was 
cut by 90 percent (Dias and Ramos 2012, unpaginated; Vale 2010, 
unpaginated). In response to this success, Par[aacute] launched its 
Green Municipalities Program in 2011. The purpose of this project is to 
reduce deforestation in Par[aacute] by 80 percent by 2020, and 
strengthen sustainable rural production. To accomplish this goal, the 
program seeks to create partnerships between local communities, 
municipalities, private initiatives, IBAMA, and the Federal Public 
Prosecution Service and to focus on local pacts, deforestation 
monitoring, implementation of the Rural Environmental Registry, and 
structuring municipal management (Ver[iacute]ssimo et al. 2013, pp. 3, 
6, 12-13). The program aims to show how it is possible to develop a new 
model for an activity identified as a major cause of deforestation 
(Dias and Ramos 2012, unpaginated; Vale 2010, unpaginated).
    Forest Code: Brazil's Forest Code, passed in 1965, is a central 
component of the nation's environmental legislation; it dictates the 
minimum percentage and type of woodland that farmers, timber companies, 
and others must leave intact on their properties (Barrionuevo 2012, 
unpaginated; Boadle 2012, unpaginated). Since 2001, the Forest Code has 
required landowners to conserve native vegetation on their rural 
properties. This requirement includes setting aside a Legal Reserve 
that comprises 80 percent of the property if it is located in the 
Amazon and 20 percent in other biomes. The Forest Code also designated 
environmentally sensitive areas as Areas of Permanent Preservation 
(APPs) to conserve water resources and prevent soil erosion; APPs 
include Riparian Preservation Areas to protect riverside forest buffers 
and Hilltop Preservation Areas to protect hilltops, high elevations, 
and steep slopes (Soares-Filho et al. 2014, p. 363).
    For years, this law was widely ignored by landowners and not 
enforced by the government, as evidenced by the high deforestation 
rates (Leahy 2011, unpaginated; Pearce 2011, unpaginated; Ratter et al. 
1997, p. 228). However, as deforestation rates increased in the early 
2000s, Brazil began cracking down on illegal deforesters and used 
satellite imagery to track deforestation, resulting in decreased 
deforestation rates (Soares-Filho et al. 2014, p. 363; Barrionuevo 
2012, unpaginated; Boadle 2012, unpaginated; Darlington 2012, 
unpaginated). Efforts to strengthen enforcement of the Forest Code 
increased pressure on the farming sector, which resulted in a backlash 
against the Forest Code and industry's proposal of a new Forest Code 
(Soares-Filho et al. 2014, p. 363).
    In 2011, reforms to Brazil's Forest Code were debated in the 
Brazilian Senate. The reforms were favored by the agricultural industry 
but were greatly opposed by conservationists. At that time, the 
expectation of the bill being passed resulted in a spike in 
deforestation (Darlington 2012, unpaginated; Moukaddem 2011, 
unpaginated; WWF-UK 2011a, unpaginated). A new Forest Code was passed 
in 2012, and although the new reforms were an attempt at a compromise 
between farmers and environmentalists, many claim the new bill reduces 
the total amount of land required to be maintained as forest and will 
increase deforestation, especially in the Cerrado (Soares-Filho et al. 
2014, p. 364; Boadle 2012, unpaginated; Darlington 2012, unpaginated; 
Do Valle 2012, unpaginated; Greenpeace 2012, unpaginated).
    Stakeholders in favor of stronger conservation opposed the new law 
due to the complexity of the rule, challenges in implementation, and a 
lack of adequate protection of Brazil's forests. The new Forest Code 
carries over conservation requirements for Legal Reserves and Riparian 
Preservation Areas. However, changes in the definition of Hilltop 
Preservation Areas reduced their total area by 87 percent. 
Additionally, due to more flexible protections and differentiation 
between conservation and restoration requirements, Brazil's 
environmental debt (areas of Legal Reserve and Riparian Preservation 
Areas deforested illegally before 2008 that, under the previous Forest 
Code, would have required restoration at the landowner's expense) was 
reduced by 58 percent (Soares-Filho et al. 2014, p. 363). The legal 
reserve debt was forgiven for ``small properties,'' which ranged from 
20 ha (49 ac) in southern Brazil to 440 ha (1,087 ac) in the Amazon; 
this provision has resulted in approximately 90 percent of Brazilian 
rural properties qualifying for amnesty from the restoration 
requirement.
    Further reductions in the environmental debt resulted from: (1) 
Reducing the Legal Reserve restoration requirement from 80 percent to 
50 percent in Amazonian municipalities that are predominately occupied 
by protected areas; (2) including Riparian Preservation Areas in the 
calculation of the Legal Reserve area (total area they are required to 
preserve); and (3) relaxing Riparian Preservation Area restoration 
requirements on small properties. These new provisions effectively 
reduced the total amount of land farmers are required to preserve and 
municipalities and landowners are required to restore. Reductions were 
uneven across states and biomes, with the Amazon and Cerrado biomes 
being two of the three biomes most affected and vulnerable to 
deforestation.
    Altogether, provisions of the new Forest Code have reduced the 
total area to be restored from approximately 50 million ha (124 million 
ac) to approximately 21 million ha (52 million ac) (Soares-Filho et al. 
2014, p. 363; Boadle 2012, unpaginated). Furthermore, the old and new 
Forest Codes allow legal deforestation of an additional 88 million ha 
(217 million ac) on private properties deemed to constitute an 
``environmental surplus,'' which are areas that are not conserved

[[Page 39909]]

by the Legal Reserve and Riparian Preservation Area conservation 
requirements. The Cerrado alone contains approximately 40 million ha 
(99 million ac) of habitat designated as environmental surplus that 
could be legally deforested (Soares-Filho et al. 2014, p. 364).
    Although the Forest Code reduces restoration and preservation 
requirements, which in turn increases the threat to the hyacinth macaw, 
it introduces new mechanisms to address fire management, forest carbon, 
and payments for ecosystem services, which could reduce deforestation 
and result in environmental benefits to the hyacinth macaw. The most 
important mechanism may be the Environmental Reserve Quota (ERQ). The 
ERQ is a tradable legal title to areas with intact or regenerating 
native vegetation exceeding the Forest Code requirements. It provides 
the opportunity for landowners who, as of July 2008, did not meet the 
area-based conservation requirements of the law, to instead 
``compensate'' for their legal reserve shortages by purchasing surplus 
compliance obligations from properties that would then maintain native 
vegetation in excess of the minimum legal reserve requirements. This 
mechanism could provide forested lands with monetary value, creating a 
trading market. The ERQ could potentially reduce 56 percent of the 
Legal Reserve debt (Soares-Filho et al. 2014, p. 364).
    The new Forest Code requires landowners to take part in a mapping 
and registration system for rural properties that serves as a means for 
landowners to report their compliance with the code in order to remain 
eligible for state credit and other government support. On May 6, 2014, 
the Ministry for the Environment published a regulation formally 
implementing the mapping system and requiring all rural properties be 
enrolled by May 2015. However, on May 5, 2015, the deadline was 
extended to May 4, 2016. According to information provided by the 
Ministry for the Environment, at that time 1,407,206 rural properties 
had been registered since the new code became effective. This number 
covers an area of 196,767,410 ha (486,222,859 ac) and represents 52 
percent of all rural areas in Brazil for which registration is 
mandatory (Filho et al. 2015, unpaginated). This system could 
facilitate the market for ERQs and payments for ecosystem services.
    It is unclear whether the Brazilian Government will be able to 
effectively enforce the new law (Barrionuevo 2012, unpaginated; Boadle 
2012, unpaginated; Greenpeace 2012, unpaginated). The original code was 
largely ignored by landowners and not enforced, leading to Brazil's 
high rates of deforestation (Boadle 2012, unpaginated). Although 
Brazil's deforestation rates declined between 2005 and 2010, 2011 
marked the beginning of an increase in rates due to the expectation of 
the new Forest Code being passed. Another slight increase occurred in 
2013, then doubled over 6 months (Schiffman 2015, unpaginated). 
Corruption in the government, land fraud, and lack of penalties for 
infractions have contributed to increases in illegal deforestation 
(Schiffman 2015, unpaginated). Additionally, amnesty afforded by the 
new Forest Code has led to the perception that illegal deforesters are 
unlikely to be prosecuted or could be exonerated in future law reforms 
(Schiffman 2015, unpaginated; Soares-Filho et al. 2014, p. 364). 
Enforcement is often nonexistent in Brazil as IBAMA is underfunded and 
understaffed. Only 1 percent of the fines imposed on individuals and 
corporations for illegal deforestation is actually collected (Schiffman 
2015, unpaginated). In Par[aacute], one of two states where most of the 
clearing is occurring, 78 percent of logging between August 2011 and 
July 2012 was illegal (Schiffman 2015, unpaginated). Furthermore, while 
much logging is being conducted illegally, there is concern that even 
if regulations are strictly adhered to, the development is not 
sustainable (Schiffman 2015, unpaginated). Some level of deforestation 
is highly likely to continue and will continue to compromise the status 
of the species.
    Additional Regulatory Mechanisms: To protect the main breeding 
habitat of the hyacinth macaw, Mato Grosso State Senate passed State 
Act 8.317 in 2005, which prohibits the cutting of manduvi trees, but 
not others. Although this law protects nesting trees, other trees 
around nesting trees are cut, exposing the manduvi tree to winds and 
storms. Manduvi trees end up falling or breaking, rendering them 
useless for the hyacinth macaws to nest in (Santos Jr. 2008, p. 135; 
Santos Jr. et al. 2006, p. 186).
International Laws
    The hyacinth macaw is protected under CITES, an international 
agreement between governments to ensure that the international trade of 
CITES-listed plant and animal species does not threaten species' 
survival in the wild. Under this treaty, CITES Parties (member 
countries or signatories) regulate the import, export, and re-export of 
specimens, parts, and products of CITES-listed plant and animal 
species. Trade must be authorized through a system of permits and 
certificates that are provided by the designated CITES Management 
Authority of each CITES Party. Brazil, Bolivia, and Paraguay are 
Parties to CITES.
    The hyacinth macaw was listed in Appendix I of CITES on October 22, 
1987. An Appendix-I listing includes species threatened with extinction 
whose trade is permitted only under exceptional circumstances, which 
generally precludes commercial trade. The import of an Appendix-I 
species generally requires the issuance of both an import and export 
permit. Import permits for Appendix-I species are issued only if 
findings are made that the import would be for purposes that are not 
detrimental to the survival of the species and that the specimen will 
not be used for primarily commercial purposes (CITES Article III(3)). 
Export permits for Appendix-I species are issued only if findings are 
made that the specimen was legally acquired and trade is not 
detrimental to the survival of the species, and if the issuing 
authority is satisfied that an import permit has been granted for the 
specimen (CITES Article III(2)).
    The import of hyacinth macaws into the United States is also 
regulated by the Wild Bird Conservation Act (WBCA), which was enacted 
on October 23, 1992. The purpose of the WBCA is to promote the 
conservation of exotic birds by ensuring that all imports of exotic 
birds to the United States are biologically sustainable and not 
detrimental to the species in the wild. The WBCA generally restricts 
the importation of most CITES-listed live or dead exotic birds. Import 
of dead specimens is allowed for scientific purposes and museum 
specimens. Permits may be issued to allow import of listed birds for 
various purposes, such as scientific research, zoological breeding or 
display, or personal pets, when certain criteria are met. The Service 
may approve cooperative breeding programs and subsequently issue import 
permits under such programs. Wild-caught birds may be imported into the 
United States if certain standards are met and they are subject to a 
management plan that provides for sustainable use. At this time, the 
hyacinth macaw is not part of a Service-approved cooperative breeding 
program, and wild-caught birds have not been approved for importation.
    The Lacey Act was originally passed in 1900, and was the first 
Federal law protecting wildlife. Today, it provides

[[Page 39910]]

civil and criminal penalties for the illegal trade of animals and 
plants. Under the Lacey Act, in part, it is unlawful to import, export, 
transport, sell, receive, acquire, or purchase any fish, or wildlife 
taken, possessed, transported, or sold: (1) In violation of any law, 
treaty, or regulation of the United States or in violation of any 
Indian tribal law; or (2) in interstate or foreign commerce, any fish 
or wildlife taken, possessed, transported, or sold in violation of any 
law or regulation of any State or in violation of any foreign law. 
Therefore, for example, because the take of wild-caught hyacinth macaws 
would be in violation of Brazil's Environmental Crimes Law (9605/98), 
the subsequent import of hyacinth macaws into the United States would 
be in violation of the Lacey Act. Similarly, under the Lacey Act it is 
unlawful to import, export, transport, sell, receive, acquire, or 
purchase specimens of these species traded contrary to CITES.
    Although illegal trapping for the pet trade occurred at high levels 
during the 1980s, trade has decreased significantly from those levels. 
International trade of parrots was significantly reduced during the 
1990s as a result of tighter enforcement of CITES regulations, stricter 
measures under European Union legislation, and adoption of the WBCA, 
along with adoption of national legislation in various countries 
(Snyder et al. 2000, p. 99). We found no information indicating trade 
is currently impacting the hyacinth macaw population.
    Habitat loss for the hyacinth macaw continues despite regulatory 
mechanisms intended to protect Brazil's forests. The lack of 
supervision and resources prevent these laws from being properly 
implemented (Guedes 2012, p. 3), as evidenced by ongoing deforestation 
in the Amazon, Cerrado, and Pantanal. As described above, the hyacinth 
macaw's food and nesting trees are removed for agriculture and cattle 
ranching, and fire is used to clear land and maintain pastures. 
Therefore, without greater enforcement of laws, deforestation will 
continue to impact the hyacinth macaw and its food and nesting 
resources.

Factor E. Other Natural or Manmade Factors Affecting Its Continued 
Existence

Climate Change
    Changes in Brazil's climate and associated changes to the landscape 
may result in additional habitat loss for the hyacinth macaw. Across 
Brazil, temperatures are projected to increase and precipitation to 
decrease (Carabine and Lemma 2014, p. 11; Siqueira and Peterson 2003, 
p. 2). The latest Intergovernmental Panel on Climate Change assessment 
estimates temperature changes in South America by 2100 to range from 
1.7 to 6.7 degrees Celsius ([deg]C) (3.06 to 12.06 degrees Fahrenheit 
([deg]F)) under medium and high emission scenarios and 1 to 1.5 [deg]C 
(1.8 to 2.7[emsp14][deg]F) under a low emissions scenario (Magrin et 
al. 2014, p. 1502; Carabine and Lemma 2014, p. 10). Projected changes 
in rainfall in South America vary by region. Reductions are estimated 
for northeast Brazil and the Amazon (Magrin et al. 2014, p. 1502; 
Carabine and Lemma 2014, pp. 10-11). At a national level, climate 
change may induce significant reductions in forestland in all Brazilian 
regions (F[eacute]res et al. 2009, pp. 12, 15).
    Temperature increases in Brazil are expected to be greatest over 
the Amazon rainforest, where Par[aacute] is located, with models 
indicating a strong warming and drying of this region during the 21st 
century, particularly after 2040 (Marengo et al. 2011, pp. 8, 15, 27, 
39, 48; F[eacute]res et al. 2009, p. 2). Estimates of temperature 
changes in Amazonia are 2.2 [deg]C (4[emsp14][deg]F) under a low 
greenhouse gas emission scenario and 4.5 [deg]C (8[emsp14][deg]F) under 
a high-emission scenario by the end of the 21st century (2090-2099) 
(Marengo et al. 2011, p. 27). Several models indicate Amazonia is at a 
high risk of forest loss and more frequent wildfires (Magrin et al. 
2007, p. 596). Some leading global circulation models suggest extreme 
weather events, such as droughts, will increase in frequency or 
severity due to global warming. As a result, droughts in Amazonian 
forests could become more severe in the future (Marengo et al. 2011, p. 
48; Laurance et al. 2001, p. 782). For example, the 2005 drought in 
Amazonia was a 1-in-20-year event; however, those conditions may become 
a 1-in-2-year event by 2025, and a 9-in-10-year event by 2060 (Marengo 
et al. 2011, p. 28). Impacts of deforestation are greater under drought 
conditions as fires set for forest clearances burn larger areas 
(Marengo et al. 2011, p. 16). Additionally, drought increases the 
vulnerability of seasonal forests of the Amazon, such as those found in 
eastern Amazonia, to wildfires during droughts (Laurance et al. 2001, 
p. 782).
    Previous work has indicated that, under increasing temperature and 
decreasing rainfall conditions, the rainforest of the Amazon could be 
replaced with different vegetation. Some models have predicted a change 
from forests to savanna-type vegetation over parts of, or perhaps the 
entire, Amazon in the next several decades (Magrin et al. 2014, p. 
1523; Marengo et al. 2011, pp. 11, 18, 29, 43; Magrin et al. 2007, pp. 
583, 596). In the regions where the hyacinth macaw occurs, the climate 
features a dry season, which prevents the growth of an extensive 
closed-canopy tropical forest. Therefore, the transition of the Amazon 
rainforests could provide additional suitable habitat for the hyacinth 
macaw. However, we do not know how the specific food and nesting 
resources the hyacinth macaw uses will be impacted if there is an 
increase in the dry season. Furthermore, there are uncertainties in 
this modeling, and the projections are not definitive outcomes. In 
fact, some models indicate that conditions are likely to get wetter in 
Amazonia in the future (Marengo et al. 2011, pp. 28-29). These 
uncertainties make it challenging to predict the likely effects of 
continued climate change on the hyacinth macaw.
    Temperatures in the Cerrado, which covers the Gerais region, are 
also predicted to increase; the maximum temperature in the hottest 
month may increase by 4 [deg]C (7.2[emsp14][deg]F) and by 2100 may 
increase to approximately 40 [deg]C (104[emsp14][deg]F) (Marini et al. 
2009, p. 1563). Along with changes in temperature, other models have 
predicted a decrease in tree diversity and range sizes for birds in the 
Cerrado.
    Projections based on a 30-year average (2040-2069) indicate serious 
effects to Cerrado tree diversity in coming decades (Marini et al. 
2009, p. 1559; Siqueira and Peterson 2003, p. 4). In a study of 162 
broad-range tree species, the potential distributional area of most 
trees was projected to decline by more than 50 percent. Using two 
climate change scenarios, 18-56 species were predicted to go extinct in 
the Cerrado, while 91-123 species were predicted to decline by more 
than 90 percent in the potential distributional area (Siqueira and 
Peterson 2003, p. 4).
    Of the potential impacts of predicted climate-driven changes on 
bird distribution, extreme temperatures seemed to be the most important 
factor limiting distribution, revealing their physiological tolerances 
(Marini et al. 2009, p. 1563). In a study on changes in range sizes for 
26 broad-range birds in the Cerrado, range sizes are expected to 
decrease over time, and significantly so as soon as 2030 (Marini et al. 
2009, p. 1564). Changes ranged from a 5-percent increase to an 80-
percent decrease under two dispersal scenarios for 2011-2030, 2046-
2065, and 2080-2099 (Marini et al. 2009, p. 1561). The largest 
potential loss in range size is predicted to occur among grassland and 
forest-dependent species in all timeframes (Marini et al. 2009, p. 
1564). These

[[Page 39911]]

species will likely have the most dire future conservation scenarios 
because these habitat types are the least common (Marini et al. 2009, 
p. 1559). Although this study focused on broad-range bird species, 
geographically restricted birds, such as hyacinth macaw, are predicted 
to become rarer (Marini et al. 2009, p. 1564).
    Whether species will or will not adapt to new conditions is 
difficult to predict; synergistic effects of climate change and habitat 
fragmentation, or other factors, such as biotic interactions, may 
hasten the need for conservation even more (Marini et al. 2009, p. 
1565). Although there are uncertainties in the climate-change modeling 
discussed above, the overall trajectory is one of increased warming 
under all scenarios. Species like the hyacinth macaw, whose habitat is 
limited, population is reduced, are large in physical size, and are 
highly specialized are more vulnerable to climatic variations and at a 
greater risk of extinction (Guedes 2009, p. 44).
    We do not know how the habitat of the hyacinth macaw may change 
under these conditions, but we can assume some change will occur. The 
hyacinth macaw is experiencing habitat loss due to widespread expansion 
of agriculture and cattle ranching. Climate change has the potential to 
further decrease the specialized habitat needed by the hyacinth macaw; 
the ability of the hyacinth macaw to cope with landscape changes due to 
climate change is questionable given the specialized needs of the 
species. Furthermore, one of the factors that affected reproductive 
rates of hyacinth macaws in the Pantanal was variations in temperature 
and rainfall (Guedes 2009, p. 42). Hotter, drier years, as predicted 
under different climate change scenarios, could result in greater 
impacts to hyacinth macaw reproduction due to impacts on palm fruit and 
thereby foraging success, and could increase competition with other 
bird and mammal species for limited resources.
Low Reproductive Rates and Competition
    The specialized nature and reproductive biology of the hyacinth 
macaw contribute to low recruitment of juveniles and decrease the 
ability to recover from reductions in population size caused by 
anthropogenic disturbances (Faria et al. 2008, p. 766; Wright et al. 
2001, p. 711). This species' vulnerability to extinction is further 
heightened by deforestation that negatively affects the availability of 
essential food and nesting resources. In addition to direct impacts on 
food and nesting resources and hyacinth macaws themselves, several 
other factors affect the reproductive success of the hyacinth macaw. In 
the Pantanal, competition, predation, disease, destruction or flooding 
of nests, and climatic conditions and variations are factors affecting 
reproductive success of the hyacinth macaw (Guedes 2009, pp. 5, 8, 42; 
Guedes 2004b, p. 7).
    In the Pantanal, competition for nesting sites is intense. The 
hyacinth macaw nests almost exclusively in manduvi trees; however, 17 
other bird species, small mammals, and honey bees (Apis mellifera) also 
use manduvi cavities (Guedes and Vicente 2012, pp. 148, 157; Guedes 
2009, p. 60; Pizo et al 2008, p. 792; Pinho and Nogueira 2003, p. 36). 
Bees are even known to occupy artificial nests that could be used by 
hyacinth macaws (Pinho and Nogueira 2003, p. 33; Snyder et al. 2000, p. 
120). Manduvi is a key species for the hyacinth macaw; these cavities 
are already limited and there is evidence of decreased recruitment of 
this species of tree (Santos Jr. et al. 2006, p. 181). Competition for 
nesting cavities is exacerbated because manduvi trees must be at least 
60 years old, and on average 80 years old, to produce cavities large 
enough to be used by the hyacinth macaw (Guedes 2009, pp. 59-60; Pizo 
et al. 2008, p. 792; Santos Jr. et al. 2006, p. 185). Given that there 
is currently a limited number of manduvi trees in the Pantanal of 
adequate size capable of accommodating the hyacinth macaw, evidence of 
reduced recruitment of these sized manduvi, and numerous species that 
also use this tree, competition will certainly increase as the number 
of manduvi decreases, further affecting reproduction by limiting tree 
cavities available to the hyacinth macaw for nesting (Guedes 2009, p. 
60). Furthermore, a shortage of suitable nesting sites could lead to 
increased competition resulting in an increase in infanticide and egg 
destruction by other hyacinth macaws and other macaw species (Lee 2010, 
p. 2). Black vultures (Coragyps atratus), collared forest falcons, and 
red-and-green macaws (Ara chloropterus) break hyacinth macaw eggs when 
seeking nesting cavities (Guedes 2009, p. 75).
    A 10-year study conducted in the Miranda region of the Pantanal 
concluded that the majority of hyacinth macaw nests (63 percent) 
failed, either partially or totally, during the egg phase. While 
predation accounted for 52 percent of lost eggs during incubation (see 
Factor C discussion, above), the remaining eggs lost during the 10-year 
study of the Miranda region did not hatch due to infertility, 
complications during embryo development, inexperience of young couples 
that accidentally smash their own eggs while entering and exiting the 
nest, breaking by other bird and mammal species wanting to occupy the 
nesting cavity, and broken trees and flooding of nests (Guedes 2009, p. 
75). Of the 320 nests that saw eggs hatch and chicks born, 49 percent 
experienced a total or partial loss of chicks (Guedes 2009, pp. 68). 
From the chicks that were born, on average 37 percent (n=183) failed 
before leaving the nest because of mortality or predation (Guedes 2009, 
pp. 66, 78). Of these chicks that did not survive, 62 percent (n=114) 
were lost due to starvation, low temperature, disease or infestation by 
ectoparasites, flooding of nests, and breaking of branches; the other 
38 percent (n=69) were lost to predation (Guedes 2009, pp. 79).
    Variations in temperature and rainfall may also affect reproduction 
of the hyacinth macaw in the Pantanal (Guedes 2009, p. 42). Years with 
higher temperatures and lower rainfall experience decreased production 
of fruits and foraging, leading to a decrease in reproduction of 
hyacinth macaws the following year (Guedes 2009, pp. 42-44). This 
decrease is especially problematic for a species that relies on only 
two species of palm nuts as a source of food. Competition with other 
bird and mammal species may also increase during low food years. Acuri 
are available year round, even during times of fruit scarcity, making 
it a resource many other species also depend on during unfavorable 
periods (Guedes 2009, p. 44). Additionally, the El Ni[ntilde]o event 
during the 1997-98 breeding season caused hotter, wetter conditions 
favoring breeding pairs, but survival of the chicks was reduced. In 
1999, a longer breeding period was observed following drier, colder 
conditions caused by the La Ni[ntilde]a that same year; however, 54 
percent of the eggs were lost that year (Guedes 2009, p. 43).

Conservation Measures

    A network of nongovernmental organizations, Rede Cerrado, has been 
established to promote local sustainable-use practices for natural 
resources (Klink and Machado 2005, p. 710). Rede Cerrado provided the 
Brazilian Ministry of the Environment recommendations for urgent 
actions for the conservation of the Cerrado. As a result, a 
conservation program was established to integrate actions for 
conservation in regions where agropastoral activities, which is 
agriculture practice of growing crops and raising livestock, were 
especially intense and damaging (Klink and

[[Page 39912]]

Machado 2005, p. 710). Conservation International, The Nature 
Conservancy, and World Wildlife Fund have worked to promote alternative 
economic activities, such as ecotourism, sustainable use of fauna and 
flora, and medicinal plants, to support the livelihoods of local 
communities (Klink and Machado 2005, p. 710). Although these programs 
demonstrate awareness of the need for protection and efforts in 
protecting the Cerrado, we have no details on the specific work or 
accomplishments of these programs, or how they would affect, or have 
affected, the hyacinth macaw and its habitat.
    In 1990, the Hyacinth Macaw Project (Projecto Arara Azul) began 
with support from the University for the Development of the State (Mato 
Grosso do Sul) and the Pantanal Region (Brouwer 2004, unpaginated; 
Guedes 2004b, p. 28; Pittman 1999, p. 39). This program works with 
local landowners, communities, and tourists to monitor the hyacinth 
macaw, study the biology of this species, manage the population, and 
promote its conservation and ensure its protection in the Pantanal 
(Santos Jr. 2008, p. 135; Harris et al. 2005, p. 719; Brouwer 2004, 
unpaginated; Guedes 2004a, p. 281). Studies have addressed feeding, 
reproduction, competition, habitat survival, chick mortality, behavior, 
nests, predation, movement, and threats contributing to the reduction 
in the wild population (Guedes 2009, p. xiii; Guedes 2004a, p. 281). 
Because there are not enough natural nesting sites in this region, the 
Hyacinth Macaw Project began installing artificial nest boxes; more 
than 180 have been installed. Hyacinth macaws have adapted to using the 
artificial nests, leading to more reproducing couples and successful 
fledging of chicks. Species that would otherwise compete with hyacinth 
macaws for nesting sites have also benefitted from the artificial nests 
as a result of reduced competition for natural nesting sites. Hyacinth 
macaws reuse the same nest for many years; eventually the nests start 
to decay or become unviable. The Hyacinth Macaw Project also repairs 
these nests (natural and artificial) so they are not lost. In areas 
where suitable cavities are scarce, the loss of even one nest could 
have substantial impacts on the population. Additionally, wood boards 
are used to make cavity openings too small for predators, while still 
allowing hyacinth macaws to enter (Brouwer 2004, unpaginated; Guedes 
2004a, p. 281; Guedes 2004b, p. 8).
    In nests with a history of unsuccessful breeding, the Hyacinth 
Macaw Project has also implemented chick management, with the approval 
of the Committee for Hyacinth Macaw Conservation coordinated by IBAMA. 
Hyacinth macaw eggs are replaced with chicken eggs, and the hyacinth 
eggs are incubated in a field laboratory. After hatching, chicks are 
fed for a few days, and then reintroduced to the original nest or to 
another nest with a chick of the same age. This process began to 
increase the number of chicks that survived and fledged each year 
(Brouwer 2004, unpaginated; Guedes 2004a, p. 281; Guedes 2004b, p. 9).
    Awareness has also been raised with local cattle ranchers. 
Attitudes have begun to shift, and ranchers are proud of having macaw 
nests on the property. Local inhabitants also served as project 
collaborators (Guedes 2004a, p. 282; Guedes 2004b, p. 10). This shift 
in attitude has also diminished the threat of illegal trade in the 
Hyacinth Macaw Project area (Brouwer 2004, unpaginated).
    The Hyacinth Macaw Project has contributed to the increase of the 
hyacinth population in the Pantanal since the 1990s (Harris et al. 
2005, p. 719). Nest and chick management implemented by the Hyacinth 
Macaw Project has led to an increase in the Pantanal population; for 
every 100 couples that reproduce, 4 juveniles survive and are added to 
the population. Additionally, hyacinth macaws have expanded to areas 
where the species previously disappeared, as well as new areas (Guedes 
2012, p. 1; Guedes 2009, pp. 4-5, 8, 35-36, 39, 82).
    Nest boxes can have a marked effect on breeding numbers of many 
species on a local scale (Newton 1994, p. 274), and having local cattle 
ranchers appreciate the presence of the hyacinth macaw on their land 
helps diminish the effects of habitat destruction and illegal trade. 
However, the Hyacinth Macaw Project area does not encompass the entire 
Pantanal region. Active management has contributed to the increase in 
the hyacinth population, and farmers have begun to protect hyacinth 
macaws on their property, but land conversion for cattle ranching 
continues to occur in the Pantanal. If cattle grazing and trampling of 
manduvi saplings, as well as the burning of pastures for maintenance 
continues, the hyacinth's preferred natural cavities will be severely 
limited and the species will completely rely on the installation of 
artificial nest boxes, which is currently limited to the Hyacinth Macaw 
Project area. Furthermore, survival of hyacinth macaw eggs and chicks 
are being impacted by predation, competition, climate variations, and 
other natural factors. Even with the assistance of the Hyacinth Macaw 
Project, only 35 percent of eggs survive to the juvenile stage.

Finding

    Section 4 of the Act (16 U.S.C. 1533) and the implementing 
regulations in part 424 of title 50 of the Code of Federal Regulations 
(50 CFR part 424) set forth procedures for adding species to, removing 
species from, or reclassifying species on the Federal Lists of 
Endangered and Threatened Wildlife and Plants. As required by the Act, 
we conducted a review of the status of the species and considered the 
five factors in assessing whether the hyacinth macaw is in danger of 
extinction throughout all or a significant portion of its range 
(endangered) or likely to become endangered within the foreseeable 
future throughout all or a significant portion of its range 
(threatened). We examined the best scientific and commercial 
information available regarding factors affecting the status of the 
hyacinth macaw. We reviewed the petition, information available in our 
files, information provided by peer review and public comments, and 
other available published and unpublished information.
    In considering what factors may constitute threats, we must look 
beyond the mere exposure of the species to the factor to determine 
whether the species responds to the factor in a way that causes actual 
impacts to the species. If there is exposure to the factor, but no 
response, or only a positive response, that factor is not a threat. If 
there is exposure and the species responds negatively, the factor may 
be a threat and we then attempt to determine if it may drive or 
contribute to the risk of extinction of the species such that the 
species warrants listing as an endangered or threatened species as 
those terms are defined by the Act.
    Across its range, the hyacinth macaw is losing habitat, including 
those essential food and nesting resources, to expanding agriculture 
and cattle ranching. Par[aacute] has long been the epicenter of illegal 
deforestation primarily caused by cattle ranching. Large-scale forest 
conversion for colonization and cattle ranching due to state subsidies, 
infrastructure development, favorable climate in Par[aacute], lower 
prices for land, and expansion of soy cultivation in other areas has 
led to displacement of pastures into parts of Par[aacute]. Although 
deforestation rates decreased between 2005 and 2012, Amazon 
deforestation rates increased in 2013, 2015, and 2016 (see Table 1, 
above).

[[Page 39913]]

    In the Gerais region, more than 50 percent of the original Cerrado 
vegetation has been lost due to conversion to agriculture and pasture. 
Although annual deforestation rates have decreased, the amount of 
remaining hyacinth macaw habitat continues its slow and steady 
decrease. Remaining Cerrado vegetation continues to be lost to 
conversion for soy plantations and extensive cattle ranching. 
Projections for coming decades show the largest increase in 
agricultural production occurring in the Cerrado.
    The greatest cause of habitat loss in the Pantanal is the expansion 
of cattle ranching. Only 6 percent of the Pantanal landscape is 
cordilleras, higher areas where the manduvi occur. These upland 
forests, including potential nesting trees, are often removed and 
converted to pastures for grazing during the flooding season; however, 
palm species used by hyacinth macaws for food are usually left because 
cattle also feed on the palm nuts. Fire is a common method for renewing 
pastures, controlling weeds, and controlling pests in the Pantanal, 
although uncontrolled fires are known to impact patches of manduvi. 
Fires can help in the formation of cavities, but too frequent fires can 
prevent trees from surviving to a size capable of providing suitable 
cavities and can cause a high rate of tree loss. Five percent of 
manduvi trees are lost each year due to deforestation, fires, and 
storms.
    In addition to the direct removal of trees and the impact of fire 
on forest establishment, cattle impact forest recruitment. Intense 
livestock activity can affect seedling recruitment via trampling and 
grazing. Cattle also compact the soil such that regeneration of forest 
species is severely reduced. This type of repeated disturbance can lead 
to an ecosystem dominated by invasive trees, grasses, bamboo, and 
ferns. Manduvi, which contain the majority of hyacinth macaw nests, are 
already limited in the Pantanal; only 5 percent of the existing adult 
manduvi trees in south-central Pantanal and 11 percent in the southern 
Pantanal contain suitable cavities for hyacinth macaws. Evidence of 
severely reduced recruitment of manduvi trees suggests that this 
species of tree, of adequate size to accommodate the hyacinth macaw, is 
not only scarce now but likely to become increasingly scarce in the 
future.
    Deforestation for agriculture and cattle ranching, cattle trampling 
and foraging, and burning of forest habitat result in the loss of 
mature trees with natural cavities of sufficient size and a reduction 
in recruitment of native species that could eventually provide nesting 
cavities. A shortage of nest sites can jeopardize the persistence of 
the hyacinth macaw by constraining breeding density, resulting in lower 
recruitment and a gradual reduction in population size. This situation 
may lead to long-term effects on the viability of the hyacinth macaw 
population, especially in Par[aacute] and the Pantanal where 
persistence of nesting trees is compromised. While the Hyacinth Macaw 
Project provides artificial nest alternatives, such nests are only 
found within the project area.
    Loss of essential tree species also negatively impacts the hyacinth 
macaw by increasing competition for what is already a shortage of 
suitable nest sites. In the Pantanal, the hyacinth macaw nests almost 
exclusively in manduvi trees. The number of manduvi large enough to 
provide suitable cavities is already limited. Additionally, 17 other 
bird species, small mammals, and honey bees also use manduvi cavities. 
Competition has been so fierce that hyacinth macaws were unable to 
reproduce, and it resulted in an increase in egg destruction and 
infanticide. As the number of suitable trees is further limited, 
competition for adequate cavities to accommodate the hyacinth macaw 
will certainly increase, reducing the potential for hyacinth macaws to 
reproduce. In the Gerais region, hyacinth macaws mostly nest in rock 
crevices, most likely a response to the destruction of nesting trees; 
we do not know if the hyacinth macaws in the Pantanal will respond in 
the same way to the loss of nesting trees. Although it is possible that 
hyacinth macaws could use alternative nesting trees in Par[aacute] and 
the Pantanal, deforestation in these regions would impact alternative 
nesting trees, as well as food sources, resulting in the same negative 
effect on the hyacinth macaw. Furthermore, competition for limited 
nesting and food resources would continue.
    Deforestation also reduces the availability of food resources. The 
species' specialized diet makes it vulnerable to changes in food 
availability. Another Anodorhynchus species, the Lear's macaw, is 
critically endangered due, in part, to the loss of its specialized food 
source (licuri palm stands). Inadequate nutrition can contribute to 
poor health and is known to have reduced reproduction in hyacinth 
macaws. In Par[aacute] and the Gerais region, where food sources are 
being removed, persistence of the species is a concern.
    In addition to direct impacts on food and nesting resources and 
hyacinth macaws themselves, several other factors affect the 
reproductive success of the hyacinth macaw. Information indicates that 
hyacinth macaws in Par[aacute] and Gerais are hunted as a source of 
protein and for feathers to be used in local handicrafts. Although we 
do not have information on the numbers of macaws taken for these 
purposes, given the small populations in these two regions, any loss of 
potentially reproducing individuals could have a devastating effect on 
the ability of those populations to increase. Additionally, in the 
Pantanal, predation, variations in temperature and rainfall, and 
ectoparasites all contribute to loss of eggs and chicks, directly 
affecting the reproductive rate of hyacinth macaws.
    Brazil has various laws to protect its natural resources. Despite 
these laws and plans to significantly reduce deforestation, expanding 
agriculture and cattle ranching has contributed to increases in 
deforestation rates in some years, and the total deforested area 
continues to increase each year. However, Brazil has obtained 
significant reduction of the deforestation rate after 12 years of the 
PPCDAm and 6 years of PPCerrado, with most of the reduction occurring 
within the Amazon basin. Additionally, hunting continues in some parts 
of the hyacinth macaw's range despite laws prohibiting this activity. 
Without effective implementation and enforcement of environmental laws, 
deforestation and hunting will continue to the detriment of hyacinth 
macaws.
    Climate change models have predicted increasing temperatures and 
decreasing rainfall throughout most of Brazil. There are uncertainties 
in this modeling, and the projections are not definitive outcomes. How 
a species may adapt to changing conditions is difficult to predict. We 
do not know how the habitat of the hyacinth macaw may vary under these 
conditions, but we can assume some change will occur. The hyacinth 
macaw is experiencing habitat loss due to widespread expansion of 
agriculture and cattle ranching. Effects of climate change have the 
potential to further decrease the specialized habitat needed by the 
hyacinth macaw; the ability of the hyacinth macaw to cope with 
landscape changes due to climate change is questionable given the 
specialized needs of the species. Furthermore, hotter, drier years, as 
predicted under different climate change scenarios, could result in 
greater impacts to hyacinth macaw reproduction due to impacts on palm 
fruit and thereby foraging success, and could increase competition with 
other

[[Page 39914]]

bird and mammal species for limited resources.
    Based on the long-term trends of continued loss of habitat and 
associated loss of essential resources (nest sites and food sources) 
throughout the hyacinth macaws range, declines in the species remaining 
habitat and in its population are expected to continue into the 
foreseeable future. Par[aacute] is one of the states where most of 
Brazil's agriculture expansion is taking place. Modeled future 
deforestation is concentrated in this area. The Cerrado is the most 
desirable biome for agribusiness expansion and contains approximately 
40 million ha (99 million ac) of ``environmental surplus'' that could 
be legally deforested; therefore, this region will likely continue to 
suffer deforestation. Ninety-five percent of the Pantanal is privately 
owned, 80 percent of which is used for cattle ranches. Clearing land to 
establish pasture is perceived as the economically optimal land use, 
while land not producing beef is often perceived as unproductive. 
Continued loss of remaining habitat will lead to long-term effects on 
the viability of the hyacinth macaw. Additionally, any factors that 
contribute to the loss of eggs and chicks ultimately reduce 
reproduction and recruitment of juveniles into the population and the 
ability of those populations to recover. Therefore, long-term survival 
of this species is a concern.
    In total, there are approximately 6,500 hyacinth macaws left in the 
wild, dispersed among three populations. Two of the populations, 
Par[aacute] and Gerais, contain 1,000-1,500 individuals combined; the 
Pantanal population contains 5,000 individuals. The current overall 
population trend for the hyacinth macaw is reported as decreasing, 
although there are no reports of extreme fluctuations in the number of 
individuals. The hyacinth macaw population has grown in the Pantanal; 
however, the growth is not sufficient to counter the continued and 
predicted future anthropogenic disturbances. Hyacinth macaws have a 
naturally low reproductive rate; not all hyacinth macaw chicks fledge; 
and due to the long period of chick dependence, hyacinth macaws breed 
only every 2 years. In the Pantanal population, which is the largest 
population of hyacinth macaws, only 15-30 percent of adults attempt to 
breed each year; it may be that as small or an even smaller percentage 
in Par[aacute] and Gerais attempt to breed. This relatively low 
recruitment of juveniles decreases the ability of a population to 
recover from reductions caused by anthropogenic disturbances. Thus, 
hyacinth macaws may not have a high enough reproduction rate and may 
not survive in areas where nest sites and food sources are destroyed. 
Because the hyacinth macaw has specialized food and nest site needs, it 
is at higher risk of extinction from the anthropogenic stressors 
described above.
    Section 3 of the Act defines an ``endangered species'' as ``any 
species which is in danger of extinction throughout all or a 
significant portion of its range,'' and a ``threatened species'' as 
``any species which is likely to become an endangered species within 
the foreseeable future throughout all or a significant portion of its 
range.'' After analyzing the species' status in light of the five 
factors discussed above, we find the hyacinth macaw is a ``threatened 
species'' as a result of the following: Continued deforestation and 
reduced recruitment of forests (Factor A), hunting (Factor B), 
predation and disease (Factor C), low reproduction rate and competition 
(Factor E), and effects of climate change (Factor E). Furthermore, 
despite regulatory mechanisms to protect the hyacinth macaw and the 
forests it depends on, deforestation and hunting for sustenance 
continues.
    In our 2012 proposed rule (77 FR 39965; July 6, 2012), we found 
that the hyacinth macaw was in danger of extinction (an endangered 
species) based on estimates indicating the original vegetation of the 
Amazon, Cerrado, and Pantanal, including the hyacinth macaw's habitat, 
would be lost between the years 2030 and 2050 due to deforestation, 
combined with its naturally low reproductive rate, highly specialized 
nature, hunting, competition, and effects of climate change. While 
deforestation rates between 2002 and 2014 indicate a decrease in the 
annual deforestation rate, and there has been a decrease in 
deforestation compared to historical rates, there continues to be a 
slow and steady increase in the total area deforested. Deforestation 
rates in Par[aacute] decreased by 20 percent between 2013 and 2014, 
increased by 14 percent in 2015, and increased by 41 percent in 2016. 
However, the PPCDAm has reduced the deforestation rate by approximately 
80 percent in relation to the 2004 rate in the Legal Amazon. Recent 
estimates of deforestation indicate annual deforestation rates in the 
Cerrado and Pantanal have decreased by approximately 40 and 37 percent, 
respectively, although within two states in the Cerrado, Tocantins and 
Maranh[atilde]o, deforestation increased in 2016 by 40 and 25 percent, 
respectively. We recognize that deforestation rates may fluctuate 
annually, with some years having a higher rate than other years. 
However, because the annual rate of deforestation is decreasing over 
the long term, the loss of all native habitat from these areas, 
including the species of trees needed by the hyacinth macaw for food 
and nesting, is not as immediate as initially predicted. Therefore, 
even with the additional habitat loss that is imminent, we do not find 
that the hyacinth macaw is currently in danger of extinction.
    The hyacinth macaw remains a species particularly vulnerable to 
extinction due to the interaction between continued habitat loss within 
the foreseeable future and its highly specialized needs for food and 
nest trees. The term ``foreseeable future'' describes the extent to 
which we can reasonably rely on the predictions about the future in 
making determinations about the future conservation status of the 
species. Based on the best available scientific studies and information 
assessing land-use trends, lack of enforcement of laws, predicted 
landscape changes under climate-change scenarios, the persistence of 
essential food and nesting resources, and predictions about how those 
threats may impact the hyacinth macaw or similar species, we conclude 
that the species is likely to be in danger of extinction in the 
foreseeable future throughout all of its range. On the basis of the 
best scientific and commercial information, we find that the hyacinth 
macaw meets the definition of a ``threatened species'' under the Act, 
and we are listing the hyacinth macaw as threatened throughout its 
range.

Significant Portion of its Range

    Under the Act and our implementing regulations, a species warrants 
listing if it is endangered or threatened. The Act defines ``endangered 
species'' as any species that is in danger of extinction throughout all 
or a significant portion of its range (16 U.S.C. 1532(6)), and 
``threatened species'' as any species that is likely to become an 
endangered species within the foreseeable future throughout all or a 
significant portion of its range (16 U.S.C. 1532(20)). Because we have 
determined that the hyacinth macaw is threatened throughout all of its 
range, under the Final Policy on Interpretation of the Phrase 
``Significant Portion of Its Range'' in the Endangered Species Act's 
Definitions of ``Endangered Species and ``Threatened Species'' (79 FR 
37578; July 1, 2014) (SPR Policy), if a species warrants listing 
throughout all of its range, no portion of the species' range can be a 
``significant'' portion of its range. The SPR policy is applied to all 
status

[[Page 39915]]

determinations, including analyses for the purposes of making listing, 
delisting, and reclassification determinations. The procedure for 
analyzing whether any portion is an SPR is similar, regardless of the 
type of status determination we are making.
    While under the SPR Policy no further analysis of ``significant 
portion of its range'' in this circumstance is required, we recognize 
that the SPR Policy is currently under judicial review, so we also took 
the additional step of considering whether there could be any 
significant portions of the species' range where the species is in 
danger of extinction. We evaluated whether there is substantial 
information indicating that there are any portions of the species' 
range: (1) That may be ``significant,'' and (2) where the species may 
be in danger of extinction. In practice, a key part of identifying 
portions appropriate for further analysis is whether the threats are 
geographically concentrated. For the hyacinth macaw, the primary driver 
of its status is habitat destruction. This threat is affecting the 
species throughout its entire range and is of similar magnitude 
throughout its range; therefore, there is not a meaningful geographical 
concentration of threats to the hyacinth macaw. As a result, even if we 
were to undertake a detailed SPR analysis, there would not be any 
portions of the species' range where the threats are harming the 
species to a greater degree such that it is in danger of extinction in 
that portion.

4(d) Rule

    When a species is listed as endangered, certain actions are 
prohibited under section 9 of the Act and our regulations at 50 CFR 
17.21. These include, among others, prohibitions on take within the 
United States, within the territorial seas of the United States, or 
upon the high seas; import; export; and shipment in interstate or 
foreign commerce in the course of a commercial activity. Exceptions to 
the prohibitions for endangered species may be granted in accordance 
with section 10 of the Act and our regulations at 50 CFR 17.22.
    The Act does not specify particular prohibitions and exceptions to 
those prohibitions for threatened species. Instead, under section 4(d) 
of the Act, the Secretary, as well as the Secretary of Commerce 
depending on the species, was given the discretion to issue such 
regulations as deemed necessary and advisable to provide for the 
conservation of such species. The Secretary also has the discretion to 
prohibit by regulation with respect to any threatened species any act 
prohibited under section 9(a)(1) of the Act. For the hyacinth macaw, 
the Service is exercising our discretion to issue a 4(d) rule. By 
adopting the 4(d) rule, we are incorporating all prohibitions and 
provisions of 50 CFR 17.31 and 17.32, except that import and export of 
certain hyacinth macaws into and from the United States and certain 
acts in interstate commerce are allowed without a permit under the Act, 
as explained below.

Import and Export

    The 4(d) rule imposes a prohibition on imports and exports (by 
incorporating 50 CFR 17.31), but creates exceptions for certain 
hyacinth macaws. The 4(d) rule largely adopts the existing conservation 
regulatory requirements of CITES and the WBCA as the appropriate 
regulatory provisions for the import and export of certain hyacinth 
macaws. The import and export of birds into and from the United States, 
taken from the wild after the date this species is listed under the 
Act; conducting an activity that could take or incidentally take 
hyacinth macaws; and foreign commerce must meet the requirements of 50 
CFR 17.31 and 17.32, including obtaining a permit under the Act. 
However, the 4(d) rule allows a person to import or export without a 
permit issued under the Act if the specimen either: (1) Was held in 
captivity prior to the date this species is listed under the Act; or 
(2) is a captive-bred specimen, provided the export under either of 
these scenarios is authorized under CITES and the import is authorized 
under CITES and the WBCA. If a specimen was taken from the wild and 
held in captivity prior to the date this species is listed under the 
Act, the importer or exporter must provide documentation to support 
that status, such as a copy of the original CITES permit indicating 
when the bird was removed from the wild or museum specimen reports. For 
captive-bred birds, the importer must provide either a valid CITES 
export/re-export document issued by a foreign Management Authority that 
indicates that the specimen was captive bred by using a source code on 
the face of the permit of either ``C,'' ``D,'' or ``F.'' Exporters of 
captive-bred birds must provide a signed and dated statement from the 
breeder of the bird confirming its captive-bred status, and 
documentation on the source of the breeder's breeding stock. The source 
codes of C, D, and F for CITES permits and certificates are as follows:
    (C) Animals bred in captivity in accordance with Resolution Conf. 
10.16 (Rev.), as well as parts and derivatives thereof, exported under 
the provisions of Article VII, paragraph 5 of the Convention.
    (D) Appendix-I animals bred in captivity for commercial purposes in 
operations included in the Secretariat's Register, in accordance with 
Resolution Conf. 12.10 (Rev. CoP15), and Appendix-I plants artificially 
propagated for commercial purposes, as well as parts and derivatives 
thereof, exported under the provisions of Article VII, paragraph 4, of 
the Convention.
    (F) Animals born in captivity (F1 or subsequent generations) that 
do not fulfill the definition of ``bred in captivity'' in Resolution 
Conf. 10.16 (Rev.), as well as parts and derivatives thereof.
    The 4(d) rule's provisions regarding captive-bred birds apply to 
birds bred in the United States and abroad. The terms ``captive-bred'' 
and ``captivity'' used in the 4(d) rule are defined in the regulations 
at 50 CFR 17.3 and refer to wildlife produced in a controlled 
environment that is intensively manipulated by man from parents that 
mated or otherwise transferred gametes in captivity. Although the 4(d) 
rule requires a permit under the Act to ``take'' (including harm and 
harass) a hyacinth macaw, our regulations at 50 CFR 17.3 establish that 
``take,'' when applied to captive wildlife, does not include generally 
accepted animal husbandry practices, breeding procedures, or provisions 
of veterinary care for confining, tranquilizing, or anesthetizing, when 
such practices are not likely to result in injury to the wildlife.
    We assessed the conservation needs of the hyacinth macaw in light 
of the broad protections provided to the species under CITES and the 
WBCA. The hyacinth macaw is listed in Appendix I under CITES, a treaty 
which contributes to the conservation of the species by monitoring 
international trade and ensuring that trade in Appendix I species is 
not detrimental to the survival of the species (see Conservation 
Status, above). The purpose of the WBCA is to promote the conservation 
of exotic birds and to ensure that imports of exotic birds into the 
United States do not harm them (see Factor D discussion, above). The 
best available commercial data indicate that legal and illegal trade of 
hyacinth macaws is not currently occurring at levels that are affecting 
the populations of the hyacinth macaw in its three regions. 
Accordingly, we find that the import and export requirements of the 
4(d) rule provide the necessary and advisable conservation measures 
that are needed for this species. This 4(d) rule streamlines the 
permitting

[[Page 39916]]

process by deferring to existing laws that are protective of hyacinth 
macaws in the course of import and export and not requiring permits 
under the Act for certain types of activities.

Interstate Commerce

    Under the 4(d) rule, a person may deliver, receive, carry, 
transport, or ship a hyacinth macaw in interstate commerce in the 
course of a commercial activity, or sell or offer to sell in interstate 
commerce a hyacinth macaw without a permit under the Act. At the same 
time, the prohibitions on take under 50 CFR 17.21 as extended to 
threatened species under 50 CFR 17.31 will apply under this 4(d) rule, 
and any interstate commerce activities that could incidentally take 
hyacinth macaws or otherwise prohibited acts in foreign commerce will 
require a permit under 50 CFR 17.32.
    Persons in the United States have imported and exported captive-
bred hyacinth macaws for commercial purposes and for scientific 
purposes, but trade has been very limited (UNEP-WCMC 2011, 
unpaginated). We have no information to suggest that interstate 
commerce activities are associated with threats to the hyacinth macaw 
or would negatively affect any efforts aimed at the recovery of wild 
populations of the species; therefore, we are not placing into effect 
any prohibitions on interstate commerce of hyacinth macaw within the 
United States. Because the species is otherwise protected in the course 
of interstate commercial activities under the take provisions and 
foreign commerce provisions contained in 50 CFR 17.31, and 
international trade of this species is regulated under CITES, we find 
that this 4(d) rule contains all the prohibitions and authorizations 
necessary and advisable for the conservation of the hyacinth macaw.

Required Determinations

National Environmental Policy Act (42 U.S.C. 4321 et seq.)

    We have determined that we do not need to prepare an environmental 
assessment, as defined under the authority of the National 
Environmental Policy Act of 1969, in connection with regulations 
adopted under Section 4(a) of the Endangered Species Act. We published 
a notice outlining our reasons for this determination in the Federal 
Register on October 25, 1983 (48 FR 49244).

References Cited

    A list of all references cited in this document is available at 
http://www.regulations.gov, Docket No. FWS-R9-ES-2012-0013, or upon 
request from the U.S. Fish and Wildlife Service, Ecological Services, 
Branch of Foreign Species (see FOR FURTHER INFORMATION CONTACT).

Authors

    The primary authors of this document are staff members of the 
Branch of Foreign Species, Ecological Services Program, U.S. Fish and 
Wildlife Service.

List of Subjects in 50 CFR Part 17

    Endangered and threatened species, Exports, Imports, Reporting and 
recordkeeping requirements, Transportation.

Regulation Promulgation

    Accordingly, we amend part 17, subchapter B of chapter I, title 50 
of the Code of Federal Regulations, as set forth below:

PART 17--ENDANGERED AND THREATENED WILDLIFE AND PLANTS

0
1. The authority citation for part 17 continues to read as follows:

    Authority:  16 U.S.C. 1361-1407; 1531-1544; 4201-4245, unless 
otherwise noted.

0
2. Amend Sec.  17.11(h) by adding an entry for ``Macaw, hyacinth'' in 
alphabetical order under BIRDS to the List of Endangered and Threatened 
Wildlife, to read as follows:


Sec.  17.11  Endangered and threatened wildlife.

* * * * *
    (h) * * *

----------------------------------------------------------------------------------------------------------------
                                                                                              Listing citations
           Common name                Scientific name        Where listed         Status       and  applicable
                                                                                                    rules
----------------------------------------------------------------------------------------------------------------
 
                                                  * * * * * * *
              BIRDS
 
                                                  * * * * * * *
Macaw, hyacinth..................  Anodorhynchus         Wherever found......  T...........  83 FR [insert
                                    hyacinthinus.                                             Federal Register
                                                                                              page where the
                                                                                              document begins],
                                                                                              8/13/2018; 50 CFR
                                                                                              17.41(c) \4d\.
 
                                                  * * * * * * *
----------------------------------------------------------------------------------------------------------------


0
3. Amend Sec.  17.41 by revising paragraph (c) introductory text, 
paragraph (c)(1), and paragraph (c)(2)(ii) introductory text, and by 
adding paragraph (c)(2)(ii)(D) to read as follows:


Sec.  17.41  Special rules--birds.

* * * * *
    (c) The following species in the parrot family: Salmon-crested 
cockatoo (Cacatua moluccensis), yellow-billed parrot (Amazona 
collaria), white cockatoo (Cacatua alba), and hyacinth macaw 
(Anodorhynchus hyacinthinus).
    (1) Except as noted in paragraphs (c)(2) and (c)(3) of this 
section, all prohibitions and provisions of Sec. Sec.  17.31 and 17.32 
of this part apply to these species.
    (2) * * *
    (ii) Specimens held in captivity prior to certain dates: You must 
provide documentation to demonstrate that the specimen was held in 
captivity prior to the dates specified in paragraphs (c)(2)(ii)(A), 
(B), (C), or (D) of this section. Such documentation may include copies 
of receipts, accession or veterinary records, CITES documents, or 
wildlife declaration forms, which must be dated prior to the specified 
dates.
* * * * *
    (D) For hyacinth macaws: September 12, 2018 (the date this species 
was listed under the Endangered Species Act of 1973, as amended (Act) 
(16 U.S.C. 1531 et seq.)).
* * * * *

    Dated: July 2, 2018.
James W. Kurth,
Deputy Director, U.S. Fish and Wildlife Service, Exercising the 
Authority of the Director, U.S. Fish and Wildlife Service.
[FR Doc. 2018-17319 Filed 8-10-18; 8:45 am]
 BILLING CODE 4333-15-P



                                              39894             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                                  Authority: 42 U.S.C. 7401 et seq.                    Transport SIP to meet Infrastructure                  § 52.1020    Identification of plan.
                                                                                                       Requirements for the 2010 1-hour NO2                  *       *    *    *    *
                                              Subpart U—Maine                                          NAAQS’’ at the end of the table to read                   (e) Nonregulatory.
                                              ■ 2. Section 52.1020(e) is amended by                    as follows:
                                              adding an entry titled ‘‘Interstate

                                                                                                                MAINE NON REGULATORY
                                                                                                 Applicable geo-     State submittal
                                               Name of non regulatory SIP provision              graphic or non-      date/effective        EPA approved date 3                     Explanations
                                                                                                 attainment area          date


                                                         *                  *                         *                         *                      *                      *                   *
                                              Interstate Transport SIP to meet Infra-       Statewide ............        2/21/2018     8/13/2018, [Insert Federal       This approval addresses Prongs 1
                                                 structure Requirements for the                                                           Register citation].            and 2 of CAA section
                                                 2010 1-hour NO2 NAAQS.                                                                                                  110(a)(2)(D)(i)(I) only.
                                                3 In order to determine the EPA effective date for a specific provision listed in this table, consult the Federal Register notice cited in this col-
                                              umn for the particular provision.


                                              [FR Doc. 2018–17248 Filed 8–10–18; 8:45 am]              Program, U.S. Fish and Wildlife Service,              the inadequacy of existing regulatory
                                              BILLING CODE 6560–50–P                                   5275 Leesburg Pike, MS: ES, Falls                     mechanisms; or (E) other natural or
                                                                                                       Church, VA 22041; telephone 703–358–                  manmade factors affecting its continued
                                                                                                       2444. If you use a telecommunications                 existence. The primary causes attributed
                                              DEPARTMENT OF THE INTERIOR                               device for the deaf (TDD), call the                   to the decline of the hyacinth macaw
                                                                                                       Federal Relay Service at 800–877–8339.                include habitat loss and degradation
                                              Fish and Wildlife Service                                SUPPLEMENTARY INFORMATION:                            (Factor A), hunting (Factor B), predation
                                                                                                                                                             (Factor C), competition and low
                                              50 CFR Part 17                                           Executive Summary                                     reproduction rate (Factor E), and climate
                                                                                                          Why we need to publish a rule. Under               change (Factor E).
                                              [Docket No. FWS–R9–ES–2012–0013;                                                                                  Section 4(d) of the Act authorizes the
                                                                                                       the Endangered Species Act (Act), a
                                              4500030115]
                                                                                                       species may warrant protection through                Secretary of the Interior (Secretary) to
                                              RIN 1018–BC79                                            listing if it is found to be an endangered            extend to threatened species the
                                                                                                       or threatened species. Listing a species              prohibitions provided for endangered
                                              Endangered and Threatened Wildlife                       as an endangered or threatened species                species under section 9 of the Act. Our
                                              and Plants; Listing the Hyacinth                         can only be completed by issuing a rule.              implementing regulations for threatened
                                              Macaw                                                    On July 6, 2012, the U.S. Fish and                    wildlife, found at title 50 of the Code of
                                                                                                       Wildlife Service (Service) published in               Federal Regulations (CFR) at § 17.31 (50
                                              AGENCY:   Fish and Wildlife Service,                                                                           CFR 17.31), incorporate the section 9
                                                                                                       the Federal Register (FR) a 12-month
                                              Interior.                                                                                                      prohibitions for endangered wildlife,
                                                                                                       finding and proposed rule to list the
                                              ACTION: Final rule.                                      hyacinth macaw (Anodorhynchus                         except when a species-specific rule
                                                                                                       hyacinthinus) as an endangered species                under section 4(d) of the Act is
                                              SUMMARY:    We, the U.S. Fish and
                                                                                                       under the Act (77 FR 39965). On                       promulgated. For threatened species,
                                              Wildlife Service, determine threatened
                                                                                                       November 28, 2016, the Service                        section 4(d) of the Act gives the Service
                                              species status under the Endangered
                                                                                                       published a revised proposed rule to list             discretion to specify the prohibitions
                                              Species Act of 1973 (Act), as amended,
                                                                                                       the hyacinth macaw as a threatened                    and any exceptions to those
                                              for the hyacinth macaw
                                                                                                       species (81 FR 85488), which included                 prohibitions that are appropriate for the
                                              (Anodorhynchus hyacinthinus), a
                                                                                                       a proposed rule under section 4(d) of                 species, as well as include provisions
                                              species that occurs almost exclusively
                                                                                                       the Act that defined the prohibitions we              that are necessary and advisable to
                                              in Brazil and marginally in Bolivia and
                                                                                                       are extending to the hyacinth macaw                   provide for the conservation of the
                                              Paraguay. This rule adds this species to
                                                                                                       and the exceptions to those                           species. A rule issued under section 4(d)
                                              the List of Endangered and Threatened
                                                                                                       prohibitions, as well as provisions that              of the Act allows us to include
                                              Wildlife. We are also establishing a rule
                                                                                                       are necessary and advisable for the                   provisions that are tailored to the
                                              pursuant to section 4(d) of the Act to
                                                                                                       species’ conservation. This rule finalizes            specific conservation needs of that
                                              further provide for the conservation of
                                                                                                       the listing of the hyacinth macaw as a                threatened species and which may be
                                              the hyacinth macaw.
                                                                                                       threatened species under the Act, and                 more or less restrictive than the general
                                              DATES: This rule is effective September                                                                        provisions at 50 CFR 17.31.
                                                                                                       establishes a 4(d) rule to further provide
                                              12, 2018.                                                for the species’ conservation.                           Peer review and public comment. We
                                              ADDRESSES: Comments and materials                           The basis for our action. Under                    sought comments from independent
                                              received, as well as supporting                          section 4(a)(1) of the Act, we determine              specialists to ensure that our analysis is
                                              documentation used in the preparation                    that a species is an endangered or                    based on scientifically sound data,
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                                              of this rule, are available for public                   threatened species based on any of five               assumptions, and analyses. We invited
                                              inspection at http://                                    factors: (A) The present or threatened                peer reviewers and the public to
                                              www.regulations.gov under Docket No.                     destruction, modification, or                         comment on our listing proposals. All
                                              FWS–R9–ES–2012–0013.                                     curtailment of its habitat or range; (B)              substantive information from peer
                                              FOR FURTHER INFORMATION CONTACT: Don                     overutilization for commercial,                       review and public comments was fully
                                              Morgan, Chief, Division of Delisting and                 recreational, scientific, or educational              considered and incorporated into this
                                              Foreign Species, Ecological Services                     purposes; (C) disease or predation; (D)               final rule, where appropriate.


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                         39895

                                              Previous Federal Actions                                information from public comments and                  protected by these other laws does not
                                                 Please refer to the proposed listing                 provides our responses.                               preclude the need to list if the species
                                                                                                         Comment (1): Many commenters                       still meets the definition of an
                                              rule, published in the Federal Register
                                                                                                      opined that the Act was meant to                      endangered or threatened species.
                                              on July 6, 2012 (77 FR 39965), for
                                                                                                      protect species native to the United                  Listing under the Act can help ensure
                                              previous Federal actions for this species
                                                                                                      States, and the hyacinth macaw should                 that the United States and its citizens do
                                              prior to that date. The publication of the
                                                                                                      not be listed since it is a foreign species.          not contribute to the further decline of
                                              proposed listing rule opened a 60-day                      Our Response: The Act does not                     the species. That said, we considered
                                              public comment period, which closed                     differentiate between domestic and                    the conservation role that CITES and
                                              on September 4, 2012. Based on new                      foreign species as it applies to our                  WBCA provide when developing the
                                              information, on November 28, 2016, we                   responsibilities to determine whether                 4(d) rule for the species. The 4(d) rule
                                              published a revised proposed rule (81                   species are endangered or threatened,                 that we are putting in place streamlines
                                              FR 85488) to list the hyacinth macaw as                 and sections 4(b)(1)(A) and 4(b)(1)(B)(i)             the permitting process by deferring to
                                              a threatened species, which included a                  expressly require the Service to consider             existing laws that are protective of
                                              proposed rule under section 4(d) of the                 efforts by a foreign nation prior to                  hyacinth macaws in the course of
                                              Act (16 U.S.C. 1531 et seq.) that defines               making a listing determination. The                   import and export and not requiring
                                              the conservation measures that apply to                 broad definitions of ‘‘species,’’ ‘‘fish or           permits under the Act for certain types
                                              the hyacinth macaw (50 CFR 17.41(c)).                   wildlife,’’ and ‘‘plants’’ in section 3 of            of activities. Additionally, we are not
                                              That revised proposed rule also opened                  the Act do not differentiate between                  prohibiting interstate commerce of
                                              a 60-day public comment period, which                   species native to the United States,                  hyacinth macaw within the United
                                              closed on January 27, 2017.                             species native to both the United States              States (see 4(d) Rule, below).
                                              Summary of Changes From the Revised                     and one or more other countries, and                     Comment (3): Several commenters
                                              Proposed Rule                                           species not native to the United States.              stated that the information used in the
                                                                                                      Further, the findings and purposes at                 proposed rule was outdated; one also
                                                We included additional information                    sections 2(a)(4), 2(a)(5), and 2(b) of the            expressed concern that the information
                                              regarding action plans in Brazil that aim               Act also speak to the application of the              was from English-only sources.
                                              to reduce deforestation.                                Act to foreign species and numerous                      Our Response: The Service is required
                                                Brazil has implemented actions plans                  provisions of the Act and the                         by the Act to make determinations
                                              that aim to reduce deforestation rates in               implementing regulations refer to                     solely on the basis of the best scientific
                                              the Amazon and Cerrado, referred to as                  foreign jurisdictions (e.g., sections 8 and           and commercial data available. We
                                              the Plan of Action for Prevention and                   8A, 50 CFR 424.11(e)).                                based the proposed rule on all the
                                              Control of Deforestation in the Legal                      Comment (2): Some commenters                       information we received following the
                                              Amazon (PPCDAm) and the Action Plan                     believed that there is no demonstrable                initiation of the status review for the
                                              for the Prevention and Control of                       benefit to listing the hyacinth macaw                 hyacinth macaw, as well as all of the
                                              Deforestation and Burning in the                        under the Act because it is already                   information we found during our own
                                              Cerrado (PPCerrado), respectively. In                   protected by CITES and the Wild Bird                  research. The information we use is not
                                              the proposed rule we stated that we did                 Conservation Act (WBCA; 16 U.S.C.                     always current, as it depends on
                                              not have any details regarding the                      4901–4916).                                           research being conducted in the field
                                              success or progress of these plans.                        Our Response: The decision to list a               and the availability of information. At
                                              However, in this final rule we included                 species under the Act is based on                     that time, the information we compiled
                                              the most recent information available                   whether the species meets the definition              was considered the best available
                                              and results achieved by these plans (see                of an endangered or threatened species                information. After we published the
                                              Factor D discussion, below).                            as defined under section 3 of the Act                 proposed rule in 2012, additional
                                                                                                      and is made solely on the basis of the                information became available or was
                                              Summary of Comments and
                                                                                                      best scientific and commercial data                   submitted by the public, including more
                                              Recommendations
                                                                                                      available. Conservation measures                      recent information and studies from a
                                                 We reviewed all comments we                          provided to species listed as endangered              species expert and conservation
                                              received from peer reviewers and the                    or threatened under the Act include                   organizations within the hyacinth
                                              public for substantive issues and new                   recognition, requirements for Federal                 macaw’s range countries. Literature that
                                              information. All substantive information                protection, and prohibitions against                  was not in English was professionally
                                              from peer review and public comments                    certain practices. Recognition through                translated and then reviewed, to the best
                                              has been fully considered and is                        listing results in public awareness, and              of our ability. The information we
                                              incorporated into this final rule, where                may encourage and result in                           received has been incorporated into this
                                              appropriate.                                            conservation actions by foreign                       final rule and helped serve as the basis
                                                 We received 104 public comments                      governments, Federal and State                        for our determination that the hyacinth
                                              combined on the proposed and revised                    governments, private agencies and                     macaw is threatened, not endangered.
                                              proposed rules to list the hyacinth                     interest groups, and individuals. The                    Comment (4): Two commenters stated
                                              macaw under the Act during their                        purpose of the WBCA is to ensure that                 that significant additional wild
                                              respective comment periods. Many                        exotic bird species are not harmed by                 populations have been recently
                                              commenters supported listing the                        international trade and encourages wild               discovered and were not included in the
                                              hyacinth macaw as an endangered or                      bird conservation programs in countries               data cited for the proposed listings.
                                              threatened species under the Act.                       of origin. The purpose of CITES is to                    Our Response: The commenters did
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                                              However, many commenters also                           ensure that international trade in plants             not provide any information or citations
                                              recommended that we issue a rule                        and animals does not threaten their                   to support their claims. The information
                                              under section 4(d) of the Act that would                survival in the wild. Protection                      that we have indicates that hyacinth
                                              allow interstate commerce of hyacinth                   provided by other laws, such as CITES                 macaws may be expanding into new
                                              macaws to occur without needing a                       and WBCA, is taken into consideration                 areas or areas previously abandoned;
                                              permit. The following discussion                        when determining the status of the                    however, we found no support for
                                              summarizes issues and substantive                       species. However, simply being                        significant additional populations


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                                              39896             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              having been established. The overall                    Actions’’ in the July 6, 2012, proposed               scarcer, hyacinth macaws may adapt to
                                              population estimate for the hyacinth                    rule (77 FR 39965, see pp. 39971–                     using cavities of other trees (van der
                                              macaw remains 6,500 individuals.                        39972). Our final rule considers and                  Meer 2013, p. 3) or perhaps even cliff
                                                 Comment (5): Many commenters                         incorporates additional information we                faces.
                                              raised concerns about the listing of the                subsequently received from the                           Comment (10): One commenter stated
                                              hyacinth macaw due to economic                          President of the Hyacinth Macaw                       that we provide conflicting data on
                                              impacts on small businesses because of                  Institute and Coordinator for the                     annual deforestation rates in the Gerais
                                              the restriction on commercial trade                     Hyacinth Macaw Project, Neiva Guedes.                 region because we stated that annual
                                              within the United States.                                  Comment (8): Two commenters                        deforestation rates were more than
                                                 Our Response: Determinations on                      pointed to a recent increase in                       14,200 km2 (5,483 mi2) each year from
                                              whether a species should be added to                    deforestation within the hyacinth                     2002 to 2008, an estimated 12,949 km2
                                              the Federal Lists of Endangered and                     macaw’s range as a reason why the                     (4,999 mi2) per year from 2000 to 2005,
                                              Threatened Wildlife and Plants are                      species should be listed as endangered                and 11,812 km2 (4,560 mi2) per year
                                              based on whether the species meets the                  rather than threatened.                               from 2005 to 2010.
                                              definition of ‘‘endangered species’’ or of                 Our Response: The deforestation rate                  Our Response: We cited the best
                                              ‘‘threatened species’’ in section 3 of the              is generally decreasing from historical               available data from research that used
                                              Act. The Act directs the Service to make                levels (see Factor A discussion, below),              time frames that overlap or vary;
                                              these determinations solely on the basis                although we recognize that the rates of               therefore, it is difficult to make
                                              of the best scientific and commercial                   deforestation may fluctuate annually,                 comparisons between studies and across
                                              data available. Furthermore, the Act                    with some years having a higher rate                  years to provide a linear estimate of the
                                              directs the Service to consider economic                than other years. If the deforestation                annual deforestation rates within the
                                              impacts only when designating critical                  rates are maintained or further reduced,              species’ range. Estimates of the
                                              habitat. Therefore, we may not consider                 the loss of all native habitat from these             deforestation rate from 2002 to 2008 of
                                              economic impacts when determining                       areas, including the species of trees                 14,200 km2 (5,483 mi2) each year are
                                              the status of a species. We understand                  needed by the hyacinth macaw for food                 based on data from the PROBIO program
                                              that the regulations imposed by the                     and nesting, and the hyacinth macaw’s                 (Projeto de Conservação e Utilização
                                              listing of the hyacinth macaw will have                 risk of extinction, is not as imminent as             Sustentável da Diversidade Biológica)
                                              an effect on those involved in the pet                  predicted. Additionally, Brazil has                   using imagery from 2002 (Beuchle et al.
                                              bird industry, especially bird breeders.                implemented plans to reduce                           2015, p. 117). The Project to Monitor
                                              The 4(d) rule that we are putting in                    deforestation in the Amazon (PPCDAm)                  Deforestation of Brazilian Biomes by
                                              place streamlines the permitting process                and Cerrado (PPCerrado) and has                       Satellite (PMDBBS) used this baseline
                                              by deferring to existing laws that are                  obtained significant reduction of the                 data to estimate deforestation rates from
                                              protective of hyacinth macaws in the                    deforestation rate after 12 years of the              2002 through 2008 in the Cerrado (see
                                              course of import and export and not                     PPCDAm and 6 years of PPCerrado (see                  Table 2, below), and to map cleared
                                              requiring permits under the Act for                     Factor D discussion, below). Therefore,               areas from 2008 to 2009, 2009 to 2010,
                                              certain types of activities. Additionally,              we do not find that the hyacinth macaw                and 2010 to 2011; these data are also
                                              we are not prohibiting interstate                       is currently in danger of extinction.                 cited by Brazilian Ministry of the
                                              commerce of hyacinth macaw within                          Comment (9): One commenter stated                  Environment (Ministério do Meio
                                              the United States (see 4(d) Rule, below).               that deforestation stabilization does not             Ambiente) (MMA) (2015, p. 9) and
                                                 Comment (6): Some commenters                         equate with regeneration and does not                 World Wildlife Fund—United Kingdom
                                              requested that captive birds in the                     account for negative impacts of                       (WWF–UK) (2011b, p. 2). The PMDBBS
                                              United States be considered a separate                  historical habitat disturbance, which                 is one of the official national biome
                                              and self-sustaining population from the                 effects manduvi in the Pantanal, upon                 scale estimates for the Brazilian biomes.
                                              wild population because the wild                        which the hyacinth macaw relies almost                Estimates of the deforestation rate we
                                              populations are in need of immediate                    exclusively for nesting.                              cited from 2000 to 2005 of 12,949 km2
                                              help and should be managed and listed                      Our Response: Although the                         (4,999 mi2) per year and from 2005 to
                                              independently under the Act.                            recruitment of the manduvi tree has                   2010 of 11,812 km2 (4,560 mi2) per year
                                                 Our Response: We have determined                     been severely reduced and is expected                 are from Beuchle et al. (2015, pp. 124–
                                              that the Act does not allow for captive                 to become increasingly rare in the                    125), who were comparing their results
                                              wildlife to be assigned separate legal                  future, active management has                         to PMDBBS (see Factor A discussion,
                                              status from their wild counterparts on                  contributed to the increase in the                    below).
                                              the basis of their captive state, including             hyacinth macaw population in the                         Comment (11): Some commenters,
                                              through designation as a separate                       Pantanal, and farmers have begun to                   while not opposed to the listing of the
                                              distinct population segment (DPS) (80                   protect hyacinth macaws on their                      species, requested a rule under section
                                              FR 34500; June 16, 2015).                               property. Additionally, hyacinth                      4(d) of the Act, which would allow
                                                 Comment (7): One commenter stated                    macaws have been reported in various                  ownership and interstate trade of the
                                              that the proposed rule does not address                 trees species and even on cliffs on the               species to occur without obtaining a
                                              the many positive steps that have been                  border of the Pantanal (see Essential                 permit under the Act.
                                              taken to conserve the hyacinth macaw                    Needs of the Species, above), although                   Our Response: Ownership of a listed
                                              in the wild. The commenter referenced                   the majority of their nests are in Brazil             species is not prohibited by the Act and,
                                              the work of the Hyacinth Macaw Project                  nut (Bertholettia excels) (in Pará) and              therefore, does not require a permit.
                                              specifically.                                           manduvi (in the Pantanal). Further,                   Section 4(d) of the Act allows the
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                                                 Our Response: We included a detailed                 hyacinth macaws in the Gerais region                  Service to apply the prohibitions of
                                              description of the work being done by                   now use rock crevices for nesting. While              section 9 or to provide measures that are
                                              the Hyacinth Macaw Project under                        we do not know if the hyacinth macaws                 necessary and advisable to provide for
                                              Conservation Measures in the November                   in this region will respond in the same               the conservation of threatened species.
                                              28, 2016, revised proposed rule (81 FR                  way to the loss of nesting trees as those             Therefore, whenever we list a species as
                                              85488, November 28, 2016 see pp.                        in the Gerais region, it is possible that             a threatened species, we may issue
                                              85499–85501) and ‘‘Conservation                         if these primary nesting trees become                 regulations as we deem necessary and


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                          39897

                                              advisable to conserve the species under                 wild bird conservation programs in                       Our Response: International transport
                                              a 4(d) rule. We determined that listing                 countries of origin. Under the WBCA                   is guided by part 50 CFR part 14,
                                              the hyacinth macaw as threatened under                  and our implementing regulations (50                  subpart J—Standards for the Humane
                                              the Act is appropriate, and as part of our              CFR 15.11), it is unlawful to import into             and Healthful Transport of Wild
                                              determination, this final listing includes              the United States any exotic bird species             Mammals and Birds to the United
                                              a 4(d) rule for the species articulating                listed under CITES except under certain               States. As mentioned earlier, importers/
                                              the measures that we deemed is                          circumstances. The Service may issue                  exporters must meet the requirement of
                                              necessary and advisable for the                         permits to allow import of listed birds               this and other requirements in order to
                                              conservation of the species. See 4(d)                   for scientific research, zoological                   import their birds into the United
                                              Rule, below, for more discussion.                       breeding or display, cooperative                      States. These regulations are enforced
                                                 Comment (12): Two commenters                         breeding, or personal pet purposes                    by the Service. Interstate transport is
                                              stated that the proposed 4(d) rule is not               when the applicant meets certain                      guided by the Animal Welfare Act
                                              adequate because it does not stem                       criteria (50 CFR 15.22–15.25). Under the              (AWA) (7 U.S.C. 2131 et seq.), which is
                                              demand for illegally obtained hyacinth                  Lacey Act, in part, it is unlawful: (1) To            the Federal law in the United States that
                                              macaws and makes wild-sourced supply                    import, export, transport, sell, receive,             regulates the treatment of animals in
                                              of hyacinth macaws more accessible to                   acquire, or purchase any fish, or wildlife            research, exhibition, transport, and by
                                              breeders.                                               taken, possessed, transported, or sold in             dealers (United States Department of
                                                 Our Response: The 4(d) rule generally                violation of any law, treaty, or                      Agriculture 2017, unpaginated). While
                                              adopts the existing conservation                        regulation of the United States or in                 other laws, policies, and guidelines may
                                              regulatory requirements of CITES and                    violation of any Indian tribal law, or (2)            include additional species coverage or
                                              the WBCA as the appropriate regulatory                  to import, export, transport, sell,                   specifications for animal care and use,
                                              provisions for the import and export of                 receive, acquire, or purchase in                      all refer to the AWA as the minimum
                                              certain hyacinth macaws. CITES is an                    interstate or foreign commerce any fish               acceptable standard. The AWA is
                                              international agreement between                         or wildlife taken, possessed,                         enforced by the U.S. Department of
                                              governments and ensures that the                        transported, or sold in violation of any              Agriculture, Animal and Plant Health
                                              international trade of CITES-listed                     law or regulation of any State or in                  Inspection Service. Therefore, we
                                              plants and animals does not threaten the                violation of any foreign law. For                     determine that these laws and
                                              survival of the species in the wild.                    example, because the take of wild-                    regulations adequately promote the
                                              Trade must be authorized through a                      caught hyacinth macaws would be in                    humane treatment and transport of
                                              system of permits and certificates that                 violation of Brazil’s Environmental                   hyacinth macaws.
                                              are provided by the designated CITES                    Crimes Law, the subsequent import of                     Comment (14): One commenter
                                              Scientific and Management Authorities                   hyacinth macaws would violate the                     recommended there be an exception for
                                              of each CITES Party. The hyacinth                                                                             legitimate parrot owners and opined
                                                                                                      Lacey Act. Similarly, under the Lacey
                                              macaw is listed in Appendix I of CITES.                                                                       that the United States should not
                                                                                                      Act it is unlawful to import, export,
                                              For species included in CITES                                                                                 confiscate private property (i.e.,
                                                                                                      transport, sell, receive, acquire, or
                                              Appendix I, international trade is                                                                            legitimately purchased pets) because of
                                                                                                      purchase specimens of this species
                                              permitted only under exceptional                                                                              a problem occurring in Brazil, especially
                                                                                                      traded contrary to CITES.
                                              circumstances, which generally                                                                                when there are already laws to protect
                                              precludes commercial trade. The United                     Based in large part on the protection              wild parrots.
                                              States implements CITES through the                     from illegal and legal trade afforded to                 Our Response: There is no prohibition
                                              Act and our implementing regulations at                 the hyacinth macaw by CITES, the                      for ownership of lawfully acquired
                                              50 CFR part 23. It is unlawful for any                  WBCA, and the Lacey Act, the best                     hyacinth macaws. With regards to
                                              person subject to the jurisdiction of the               available data indicate that legal and                import/export, we proposed exceptions
                                              United States to engage in any trade in                 illegal trade of hyacinth macaws is not               for personal pet parrot owners in the
                                              any specimens contrary to the                           currently occurring at levels that are                4(d) rule to allow a person to import or
                                              provisions of CITES, or to possess any                  affecting the population of the species               export either: (1) A specimen that was
                                              specimens traded contrary to the                        in the wild or would negatively affect                held in captivity prior to the date this
                                              provisions of CITES, the Act, or part 23.               any efforts aimed at the recovery of wild             species is listed under the Act; or (2) a
                                              Protections for CITES-listed species are                populations of the species. Although                  captive-bred specimen, without a permit
                                              provided independently of whether a                     illegal trapping for the pet trade                    issued under the Act, provided the
                                              species is an endangered species or a                   occurred at high levels during the                    export is authorized under CITES and
                                              threatened species under the Act.                       1980s, it has decreased significantly and             the import is authorized under CITES
                                                 Based on trade data obtained from the                we found no information suggesting that               and the WBCA. A person may deliver,
                                              CITES Trade Database (accessed on                       illegal trapping and trade of wild                    receive, carry, transport, or ship a
                                              January 12, 2018), from the time the                    hyacinth macaws are current threats to                hyacinth macaw in interstate commerce
                                              hyacinth macaw was uplisted to CITES                    the species. Therefore, we find that our              in the course of a commercial activity,
                                              Appendix I in October 1987 through                      4(d) rule contains all the prohibitions               or sell or offer to sell in interstate
                                              2015, less than 3 percent of the live                   and authorizations necessary and                      commerce a hyacinth macaw without a
                                              hyacinth macaws reported in trade were                  advisable for the conservation of the                 permit under the Act. However, the
                                              wild-sourced (see Factor B discussion                   hyacinth macaw.                                       import and export of birds into and from
                                              and Table 4, below).                                       Comment (13): One commenter stated                 the United States, taken from the wild
                                                 Two other laws in the United States                  that interstate and international                     after the date this species is listed under
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                                              apart from the Act provide protection                   transport of hyacinth macaws seems to                 the Act; conducting an activity that
                                              from the illegal import of wild-caught                  be a generally accepted practice of the               could take or incidentally take hyacinth
                                              birds into the United States: The WBCA                  exotic pet trade, and one that is                     macaws; and foreign commerce will
                                              and the Lacey Act (18 U.S.C. 42–43; 16                  expressly endorsed by the 4(d) rule, yet              need to meet the requirements of 50
                                              U.S.C. 3371–3378). The WBCA ensures                     it is extremely dangerous and often                   CFR 17.31 and 17.32, including
                                              that exotic bird species are not harmed                 detrimental to the animal’s health and                obtaining a permit under the Act. See
                                              by international trade and encourages                   well-being.                                           4(d) Rule, below, for more discussion.


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                                              39898             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                                 Comment (15): One commenter                          endangered in 2012, or issue a notice of              (c)(2) introductory text, (c)(2)(ii)
                                              believed that we should have listed the                 withdrawal. They asserted the Service                 introductory text, and (c)(2)(ii)(E). The
                                              species as endangered because they                      should have to go through the same                    amendatory instruction and regulatory
                                              believed that it is in danger of extinction             requirements and procedures as for a                  text were formatted in accordance with
                                              in a significant portion of its range.                  downlisting by making a full scientific               Office of the Federal Register standards
                                                 Our Response: Under the Act and our                  finding of why listing the hyacinth                   and only include those provisions of the
                                              implementing regulations, a species                     macaw as endangered is no longer                      existing text that are being revised. The
                                              may warrant listing if it is an                         warranted before it can repropose to list             proposed regulatory text for 50 CFR
                                              endangered or threatened species. The                   the species as threatened.                            17.41(c), together with the text we were
                                              Act defines ‘‘endangered species’’ as                      Our Response: We are obligated to                  not proposing to amend in that
                                              any species that is in danger of                        make listing determinations under the                 paragraph of the CFR, encompasses the
                                              extinction throughout all or a significant              Act based on the best available scientific            whole of the proposed 4(d) rule for the
                                              portion of its range (16 U.S.C. 1532(6)),               and commercial information. In our                    hyacinth macaw. As the commenter
                                              and ‘‘threatened species’’ as any species               2012 proposed rule (77 FR 39965; July                 notes, we explain the proposed 4(d) rule
                                              that is likely to become an endangered                  6, 2012), we found that the hyacinth                  for the hyacinth macaw in the preamble
                                              species within the foreseeable future                   macaw was in danger of extinction (an                 of the revised proposed rule (81 FR
                                              throughout all or a significant portion of              endangered species) based on                          85488, November 28, 2016, see pp.
                                              its range (16 U.S.C. 1532(20)). Because                 information estimating the original                   85505–85506). We accepted public
                                              we have determined that the hyacinth                    vegetation of the Amazon, Cerrado, and                comments on the revised proposed rule
                                              macaw is threatened throughout all of                   Pantanal, including the hyacinth                      to list the hyacinth macaw as a
                                              its range, under the Final Policy on                    macaw’s habitat, would be lost between                threatened species, including the
                                              Interpretation of the Phrase ‘‘Significant              the years 2030 and 2050 due to                        proposed 4(d) rule (81 FR 85488;
                                              Portion of Its Range’’ in the Endangered                deforestation, combined with the                      November 28, 2016), for 60 days, ending
                                              Species Act’s Definitions of                            species’ naturally low reproductive rate,             January 27, 2017. We have complied
                                              ‘‘Endangered Species’’ and ‘‘Threatened                 highly specialized nature, hunting,                   with the notice-and-comment
                                              Species’’ (79 FR 37578; July 1, 2014)                   competition, and effects of climate                   requirements of the Administrative
                                              (SPR Policy), if a species warrants                     change. However, subsequent to                        Procedure Act (5 U.S.C. chapter 5) and
                                              listing throughout all of its range, no                 publishing that proposal, we received                 the Act.
                                              portion of the species’ range can be a                  new information from the public and                      Comment (18): One commenter stated
                                              ‘‘significant’’ portion of its range.                   peer review. As a result of this
                                                                                                                                                            that neither CITES nor the WBCA
                                                 While it is the Service’s position                   information, we reevaluated impacts to
                                                                                                                                                            provide for public notice and comment,
                                              under the SPR Policy that no further                    the species, made technical corrections,
                                              analysis of ‘‘significant portion of its                                                                      which is required for permits for
                                                                                                      and assessed additional information
                                              range’’ in this circumstance is consistent                                                                    endangered species under the Act. They
                                                                                                      regarding conservation efforts.
                                              with the language of the Act, we                                                                              indicated the public would receive no
                                                                                                      Subsequently, we revised our
                                              recognize that the SPR Policy is                                                                              notice about import/export or interstate
                                                                                                      determination in consideration of the
                                              currently under judicial review, so we                                                                        movement of these parrots, which
                                                                                                      new information and public comments
                                              also took the additional step of                                                                              makes it difficult to track and protect
                                                                                                      we received to conclude that the
                                              considering whether there could be any                                                                        these species from the pet trade.
                                                                                                      hyacinth macaw’s risk of extinction is
                                              significant portions of the species’ range              not as imminent as previously                            Our Response: It is true that neither
                                              where the species is in danger of                       predicted, and we published a revised                 CITES nor the WBCA provide for public
                                              extinction. We evaluated whether there                  proposed rule that opened a new                       notice and comment for interstate
                                              is substantial information indicating                   comment period to allow the public the                movement of species. It is also true that
                                              that there are any portions of the                      opportunity to submit additional                      there is required notice and comment
                                              hyacinth macaw’s range: (1) That may                    comments in light of this new                         for permits for endangered species
                                              be ‘‘significant,’’ and (2) where the                   information (81 FR 85488; November                    under the Act. However, there is no
                                              species may be in danger of extinction.                 28, 2016).                                            notice-and-comment requirement for
                                              In practice, a key part of identifying                     Comment (17): One commenter stated                 permits for threatened species. We
                                              portions appropriate for further analysis               that, while the proposed 4(d) rule is an              found the hyacinth macaw to be a
                                              is whether the threats are geographically               amendment of an existing 4(d) rule for                threatened species; therefore, the notice-
                                              concentrated. The hyacinth macaw’s                      several other species of parrots at 50                and-comment provision for permits
                                              primary driver of its status is habitat                 CFR 17.41(c), it leaves out two                       under the Act does not apply in this
                                              destruction. This threat is affecting the               provisions of that existing rule: (1) The             case. Additionally, we found it was not
                                              species throughout its entire range and                 exception for import and export of                    necessary or advisable for the
                                              is of similar magnitude throughout its                  captive-bred specimens, and (2)                       conservation of the hyacinth macaw to
                                              range; therefore, there is not a                        interstate commerce. They assert that                 extend the permit requirements to
                                              meaningful geographical concentration                   because the Service includes these                    certain import/export and interstate
                                              of threats to the hyacinth macaw. As a                  provisions in the preamble of the                     transport because we did not find the
                                              result, even if we were to undertake a                  proposed 4(d) rule but does not include               pet trade to be a threat to the species.
                                              detailed SPR analysis, there would not                  the actual text in the draft rule, the                Further, interstate commerce within the
                                              be any portions of the species’ range                   Service did not provide sufficient notice             United States was not found to threaten
                                              where the threats are harming the                       and opportunity for public comment.                   the hyacinth macaw, and the best
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                                              species to a greater degree such that the                  Our Response: In the revised                       available data indicate that legal and
                                              species is in danger of extinction in that              proposed rule, under Proposed                         illegal trade of hyacinth macaws is not
                                              portion.                                                Regulation Promulgation (81 FR 85488,                 currently occurring at levels that are
                                                 Comment (16): One commenter stated                   November 28, 2016, see pp. 81 FR                      affecting the population of the species
                                              that the Service was obligated to issue                 85506–85507), we proposed to amend                    in the wild or would negatively affect
                                              a final regulation based on the proposal                50 CFR 17.41 by revising paragraph (c)                any efforts aimed at the recovery of wild
                                              to list the hyacinth macaw as                           introductory text, paragraphs (c)(1),                 populations of the species.


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                         39899

                                                 Comment (19): One commenter stated                   would negatively affect any efforts                   1998, pp. 416–417; Guedes and Harper
                                              that the Service provides no logical                    aimed at the recovery of wild                         1995, p. 395; Munn et al. 1989, p. 405;
                                              basis for the proposed 4(d) rule’s                      populations of the species.                           Forshaw 1989, p. 388).
                                              assumption that ‘‘generally accepted                                                                             The hyacinth macaw experiences late
                                                                                                      Background                                            maturity, not reaching first reproduction
                                              animal husbandry practices’’ or
                                              breeding procedures do not result in                       Section 4 of the Act (16 U.S.C. 1533)              until 8 or 9 years old (Guedes 2009, p.
                                              harm and harassment as covered under                    and the implementing regulations in                   117). Hyacinth macaws are
                                              the Act’s prohibition on take.                          part 424 of title 50 of the Code of                   monogamous and faithful to nesting
                                                 Our Response: While the Act does not                 Federal Regulations (50 CFR part 424)                 sites; a couple may reproduce for more
                                              define ‘‘harm’’ or ‘‘harassment,’’ the                  set forth procedures for adding species               than a decade in the same nest. They
                                              Service’s regulations at 50 CFR 17.3                    to, removing species from, or                         nest from July to January in tree cavities
                                              provide definitions for those terms.                    reclassifying species on the Federal                  and, in some parts of its range, cliff
                                              ‘‘Harm’’ is defined as an act which                     Lists of Endangered and Threatened                    cavities (Tortato and Bonanomi 2012, p.
                                              actually kills or injures wildlife and                  Wildlife and Plants. The Act defines                  22; Guedes 2009, pp. 4, 5, 12; Pizo et al.
                                              ‘‘harassment,’’ when applied to captive                 ‘‘endangered species’’ as any species                 2008, p. 792; Pinho and Nogueira 2003,
                                              wildlife, does not include generally                    that is in danger of extinction                       p. 35; Abramson et al. 1995, p. 2). The
                                              accepted animal husbandry practices or                  throughout all or a significant portion of            hyacinth macaw lays two smooth, white
                                              breeding procedures as defined by the                   its range (16 U.S.C. 1532(6)), and                    eggs approximately 48 mm (1.9 inches
                                              Service’s regulations at 50 CFR 17.3.                   ‘‘threatened species’’ as any species that            (in)) long and 36 mm (1.4 in) wide. Eggs
                                              Consequently, such actions would not                    is likely to become an endangered                     are usually found in the nest from
                                              be prohibited or require a permit under                 species within the foreseeable future                 August until December (Guedes 2009, p.
                                              the Act.                                                throughout all or a significant portion of            4; Juniper and Parr 1998, p. 417; Guedes
                                                 Comment (20): One commenter stated                   its range (16 U.S.C. 1532(20)).                       and Harper 1995, p. 406). The female
                                              that wildlife-trade management                             We summarize below the information                 alone incubates the eggs for
                                              authorities have shown that fraudulent                  on which we based our final                           approximately 28 to 30 days. The male
                                              permitting has been a frequent                          determination and evaluation of the five              remains near the nest to protect it from
                                              occurrence in many illicitly traded                     factors provided in section 4(a)(1) of the            invaders, but may leave 4 to 6 times a
                                              species across the globe (United Nations                Act. We are also including hyacinth                   day to forage and collect food for the
                                              Office on Drugs and Crime 2016) and                     macaws under a rule authorized under                  female (Schneider et al. 2006, pp. 72,
                                              this impacts the hyacinth macaw.                        section 4(d) of the Act. This 4(d) rule               79; Guedes and Harper 1995, p. 406).
                                                 Our Response: Although we recognize                  contains the prohibitions and                         Chicks are mostly naked, with sparse
                                              that fraudulent permitting may occur as                 authorizations necessary and advisable                white down feathers at hatching. Young
                                              part of the global wildlife trade, we have              for the conservation of the hyacinth                  are fed regurgitated, chopped palm nuts
                                              no information indicating that                          macaw.                                                (Munn et al. 1989, p. 405). Most chicks
                                              fraudulent permitting practices are                                                                           fledge at 105 to 110 days old; however,
                                              impacting the hyacinth macaw.                           Species Information                                   separation from the parents is a slow
                                              Furthermore, the commenter did not                      Taxonomy and Species Description                      process. Fledglings will continue to be
                                              provide any information regarding                                                                             fed by the parents for 6 months, when
                                              fraudulent permitting specific to                          The hyacinth macaw is one of three                 they begin to break hard palm nuts
                                              hyacinth macaws.                                        species of the Anodorhynchus genus                    themselves, and may remain with the
                                                 Comment (21): One commenter                          and the largest bird of the parrot family,            adults for 16 months, after which they
                                              suggested an alternative 4(d) rule for the              Family Psittacidae, (Guedes and Harper                will join groups of other young birds
                                              hyacinth macaw, which they say would                    1995, p. 395; Munn et al. 1989, p. 405).              (Schneider et al. 2006, pp. 71–72;
                                              better further the conservation of the                  It measures approximately 1 meter (m)                 Guedes and Harper 1995, pp. 407–411).
                                              species. The commenter suggested that                   (3.3 feet (ft)) in length. Average female                Hyacinth macaws naturally have a
                                              any trade in captive-bred specimens                     and male wing lengths measure                         low reproductive rate, a characteristic
                                              must be limited to specimens                            approximately 400 to 408 millimeters                  common to all parrots, due, in part, to
                                              legitimately designated as source code D                (mm) (1.3 ft), respectively. Average tail             asynchronous hatching. Although
                                              instead of codes C, D, or F under CITES,                lengths for females and males are                     hyacinth macaws lay two eggs, usually
                                              and that commercial interstate                          approximately 492 mm (1.6 ft) and 509                 only one chick survives (Guedes 2009,
                                              commerce should not be exempted.                        mm (1.7 ft), respectively (Forshaw 1989,              p. 31; Faria et al. 2008, p. 766; Kuniy
                                              (Note: Source codes indicate the source                 p. 388). Hyacinth macaws are                          et al. 2006, p. 381; Guedes, 2004b, p. 6;
                                              of the specimen used on CITES permits                   characterized by a predominately                      Munn et al. 1989, p. 409). Not all
                                              and certificates. See 4(d) Rule, below,                 cobalt-blue plumage, black underside of               hyacinth nests fledge young, and due to
                                              for more discussion.)                                   wing and tail, and unlike other macaws,               the long period of chick dependence,
                                                 Our Response: We considered the                      have feathered faces and lores (areas of              hyacinth macaws breed only every 2
                                              commenter’s alternative approach to the                 a bird’s face from the base of the bill to            years (Faria et al. 2008, p. 766;
                                              4(d) rule, and ultimately we determined                 the front of the eyes). In addition, they             Schneider et al. 2006, pp. 71–72;
                                              that the import and export requirements                 have bare yellow eye rings, bare yellow               Guedes 2004b, p. 7; Pinho and Nigueira
                                              of 50 CFR 17.41(c) provide the                          patches surrounding the base of their                 2003, p. 30; Guedes and Harper 1995,
                                              necessary and advisable conservation                    lower mandibles, large and hooked gray-               pp. 407–411; Munn et al. 1989, p. 409).
                                              measures needed for this species.                       black bills, and dark-brown irises. Their             In a study of the Pantanal, which
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                                              Interstate commerce within the United                   legs, which are dark gray in most birds               contains the largest population of
                                              States was not found to threaten the                    but lighter gray to white in older adults,            hyacinth macaws, it was suggested that
                                              hyacinth macaw, and the best available                  are short and sturdy to allow the bird to             only 15–30 percent of adults attempt to
                                              data indicate that legal and illegal trade              hang sideways or upside down while                    breed; it may be that the same or an
                                              of hyacinth macaws is not currently                     foraging. Immature birds are similar to               even smaller percentage in Pará and
                                              occurring at levels that are affecting the              adults, but with shorter tails and paler              Gerais attempt to breed (Munn et al.
                                              population of the species in the wild or                yellow bare facial skin (Juniper and Parr             1989, p. 409).


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                                              39900             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              Range and Population                                    wild have increased in Paraguay,                      kernel with the right lignin pattern
                                                 At one time, hyacinth macaws were                    especially in the northern region                     (Brightsmith 1999, p. 2; Pittman 1993,
                                              widely distributed, occupying large                     (Espinola 2013, pers. comm.), but no                  unpaginated). They forage for palm nuts
                                              areas of Central Brazil into the Bolivian               quantitative data are available. Locals               and water on the ground, but may also
                                              and Paraguayan Pantanal (Guedes 2009,                   report the species increasing in Bolivia;             forage directly from the palm tree and
                                              pp. xiii, 11; Pinho and Nogueira 2003,                  between 100 and 200 hyacinth macaws                   drink fluid from unripe palm fruits.
                                              p. 30; Whittingham et al. 1998, p. 66;                  are estimated to occur in the Bolivian                Hyacinth macaws also feed on the large
                                              Guedes and Harper 1995, p. 395).                        Pantanal, with estimates up to 300 for                quantities of nuts eliminated by cattle in
                                              Today, the species is limited to three                  the country (Guedes 2012, p. 1; Pinto-                the fields and have been observed in
                                              areas totaling approximately 537,000                    Ledezma 2011, p. 19; BLI 2017,                        close proximity to cattle ranches where
                                              square kilometers (km2), (207,337                       unpaginated; BLI 1992, p. 4).                         waste piles are concentrated (Juniper
                                                                                                         The 2003 estimate indicates a                      and Parr 1998, p. 417; Yamashita 1997,
                                              square miles (mi2)) almost exclusively
                                                                                                      substantial increase in the Pantanal                  pp. 177, 179; Guedes and Harper 1995,
                                              within Brazil: (1) Eastern Amazonia in
                                                                                                      population, although the methods or                   pp. 400–401; Collar et al. 1992, p. 254).
                                              Pará, Brazil, south of the Amazon River
                                                                                                      techniques used to estimate the                          In each of the three regions where
                                              along the Tocantins, Xingu, and Tapajós
                                                                                                      population is not described. Therefore,               hyacinth macaws occur, they use only a
                                              rivers; (2) the Gerais region of
                                                                                                      the reliability of the estimation                     few specific palm species. In Pará,
                                              northeastern Brazil, including the states
                                                                                                      techniques, as well as the accuracy of                hyacinth macaws have been reported to
                                              of Maranhão, Piauı́, Goiás, Tocantins,
                                                                                                      the estimated increase, is not known                  feed on Maximiliana regia (inajá),
                                              Bahia, and Minas Gerais; and (3) the
                                                                                                      (Santos, Jr. 2013, pers. comm.). Despite              Orbignya martiana (babassu), Orbignya
                                              Pantanal of Mato Grosso and Mato                        the uncertainty in the estimated                      phalerata (babacú) and Astrocaryum sp.
                                              Grosso do Sul, Brazil, and marginally in                population increase, the Pantanal is the              (tucumán). In the Gerais region,
                                              Bolivia and Paraguay. These                             stronghold for the species and has                    hyacinth macaws feed on Attalea
                                              populations of hyacinth macaws inhabit                  shown signs of recovery since 1990,                   funifera (piacava), Syagrus coronata
                                              those portions of the species’ original                 most likely as a response to                          (catolé), and Mauritia vinifera (buriti).
                                              range that experienced the least                        conservation projects (BLI 2017,                      In the Pantanal region, hyacinth macaws
                                              pressure from bird catchers, meat and                   unpaginated; Antas et al. 2006, p. 128;               feed exclusively on Scheelea phalerata
                                              feather hunters, and agricultural                       Pinho and Nogueira 2003, p. 30). The                  (acuri) and Acrocomia totai (bocaiúva)
                                              developers (Munn et al. 1989, pp. 406–                  overall population trend for the                      (Antas et al. 2006, p. 128; Schneider et
                                              407).                                                   hyacinth macaw throughout its range is                al. 2006, p. 74; Juniper and Parr 1998,
                                                 Prior to the arrival of Indians and                  reported as decreasing (BLI 2016,                     p. 417; Guedes and Harper 1995, p. 401;
                                              Europeans to South America, there may                   unpaginated), although there are no                   Collar et al. 1992, p. 254; Munn et al.
                                              have been between 100,000 and 3                         extreme fluctuations reported in the                  1989, pp. 407–408). Although hyacinth
                                              million hyacinth macaws (Munn et al.                    number of individuals (BLI 2016,                      macaws prefer bocaiúva palm nuts over
                                              1989, p. 412); however, due to the                      unpaginated).                                         acuri, bocaiúva is only readily available
                                              species’ large but patchy range, an                                                                           from September to December, which
                                              estimate of the original population size                Essential Needs of the Species
                                                                                                                                                            coincides with the peak of chick
                                              when the species was first described                       Hyacinth macaws use a variety of                   hatching; however, the acuri is available
                                              (1790) is unattainable (Collar et al. 1992,             habitats in the Pará, Gerais, and                    throughout the year and constitutes the
                                              p. 253). Although some evidence                         Pantanal regions. Each region features a              majority of this species’ diet in the
                                              indicates that the hyacinth macaw was                   dry season that prevents the growth of                Pantanal (Guedes and Harper 1995, p.
                                              abundant before the mid-1980s (Guedes                   extensive closed-canopy tropical forests              400).
                                              2009, p. 11; Collar et al. 1992, p. 253),               and maintains the more open habitat                      Hyacinth macaws have specialized
                                              the species significantly declined                      preferred by this species. In Pará, the              nesting requirements. As a secondary
                                              throughout the 1980s due to an                          species prefers palm-rich várzea                     tree nester, they require large, mature
                                              estimated 10,000 birds illegally                        (flooded forests), seasonally moist                   trees with preexisting tree holes to
                                              captured during the 1980s for the pet                   forests with clearings, and savannas. In              provide nesting cavities large enough to
                                              trade and a further reduction in                        the Gerais region, hyacinth macaws are                accommodate them (Tortato and
                                              numbers due to habitat loss and                         located within the Cerrado biome,                     Bonanomi 2012, p. 22; Guedes 2009, pp.
                                              hunting. Population estimates prior to                  where they inhabit dry open forests in                4–5, 12; Pizo et al. 2008, p. 792;
                                              1986 are lacking, but a very rapid                      rocky, steep-sided valleys and plateaus,              Abramson et al. 1995, p. 2). In Pará, the
                                              population decline is suspected to have                 gallery forests (a stretch of forest along            species nests in holes of Bertholettia
                                              taken place over the last 31 years (three               a river in an area of otherwise open                  excelsa (Brazil nut). In the Gerais region,
                                              generations) (Birdlife International (BLI)              country), and Mauritia palm swamps. In                nesting may occur in large dead
                                              2014a, unpaginated). In 1986, the total                 the Pantanal region, hyacinth macaws                  Mauritia vinifera (buriti), but is most
                                              population of hyacinth macaws was                       frequent gallery forests and palm groves              commonly found in natural rock
                                              estimated to be 3,000, with a range                     with wet grassy areas (Juniper and Parr               crevices. In the Pantanal region, the
                                              between 2,500 and 5,000 individuals;                    1998, p. 417; Guedes and Harper 1995,                 species nests almost exclusively in
                                              750 occurred in Pará, 1,000 in Gerais,                 p. 395; Munn et al. 1989, p. 407).                    Sterculia striata (manduvi) as it is one
                                              and 1,500 in Pantanal (Guedes 2004b, p.                    Hyacinth macaws have a specialized                 of the few tree species that grows large
                                              2; Collar et al. 1992, p. 253; Munn et al.              diet consisting of the fruits of various              enough to supply cavities that can
                                              1989, p. 413). In 2003, the population                  palm species, which are inside an                     accommodate the hyacinth’s large size.
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                                              was estimated at 6,500 individuals;                     extremely hard nut that only the                      Manduvi trees must be at least 60 years
                                              5,000 of which were located in the                      hyacinth macaw can easily break                       old, and on average 80 years old, to
                                              Pantanal region, and 1,000–1,500 in                     (Guedes and Harper 1995, p. 400; Collar               provide adequate cavities (Guedes 2009,
                                              Pará and Gerais, combined (BLI 2017,                   et al. 1992, p. 254). Hyacinth macaws                 pp. 59–60; Pizo et al. 2008, p. 792;
                                              unpaginated; Guedes 2009, p. 11;                        are highly selective in choice of palm                Santos Jr. et al. 2006, p. 185). Nesting
                                              Brouwer 2004, unpaginated).                             nut; they have to be the right size and               has also been reported in
                                              Observations of hyacinth macaws in the                  shape, as well as have an extractable                 Pithecellobium edwalii (angio branco),


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                          39901

                                              Enterolobium contortisiliquum                           purposes; (C) disease or predation; (D)               al. 2010, pp. 1–2). Much of the recent
                                              (ximbuva), Vitex sp. (tarumá), and the                 the inadequacy of existing regulatory                 surge in cropland area expansion is
                                              cliff face of mountains on the border of                mechanisms; or (E) other natural or                   taking place in the Brazilian Amazon
                                              the Pantanal (van der Meer 2013, p. 24;                 manmade factors affecting its continued               and Cerrado regions (Nepstad et al.
                                              Guedes 2004b, p. 6; Kuniy et al. 2006,                  existence.                                            2008, p. 1738). Brazil has also become
                                              p. 381; Santos Jr. et al. 2006, p. 180;                    Most of the information on the                     the world’s largest exporter of beef. Over
                                              Pinho and Nogueira 2003, pp. 30, 33;                    hyacinth macaw is from the Pantanal                   the past decade, more than 10 million
                                              Guedes 2002, p. 4; Juniper and Parr                     region, as this is the largest and most               hectares (ha) (24.7 million acres (ac))
                                              1998, p. 417; Guedes and Harper 1995,                   studied population. The species occurs                were cleared for cattle ranching, and the
                                              p. 402; Collar et al. 1992, p. 255; Munn                only marginally within Bolivia and                    government is aiming to double the
                                              et al. 1989, p. 408).                                   Paraguay as extensions from the                       country’s share of the beef export
                                                                                                      Brazilian Pantanal population, and there              market to 60 percent by 2018 (Butler
                                              Conservation Status
                                                                                                      is little information on the species in               2009, unpaginated).
                                                 In 1989, the hyacinth was listed on                  those countries. We found little                         Pará: Pará is one of the Brazilian
                                              the Official List of Brazilian Fauna                    information on the status of the Pará                states that constitute the Amazon biome
                                              Threatened with Extinction by the                       and Gerais populations; therefore, we                 (Greenpeace 2009, p. 2). This biome
                                              Brazilian Institute of Environment and                  evaluated impacts to these populations                contains more than just the well-known
                                              Natural Resources (IBAMA), the                          by a broader region (e.g., the Amazon                 tropical rainforests; it also encompasses
                                              government agency that controls the                     biome for Pará and the Cerrado biome                 other ecosystems, including floodplain
                                              country’s natural resources (Lunardi et                 for Gerais).                                          forests and savannas. Between 1995 and
                                              al. 2003, p. 283; IBAMA Ordinance No.                      Parrots in general have traits that                2009, conversion of floodplain forests in
                                              1522, of December 19, 1989). Due to                     increase their vulnerability of extinction            the Amazon region to cattle ranching
                                              actions to combat trafficking of animals,               (Lee 2010, p. 3; Thiollay 2005, p. 1121;              expanded significantly and was the
                                              the hyacinth macaw was removed from                     Guedes 2004a, p. 280; Wright et al.                   greatest cause of deforestation (da Silva
                                              the list in 2014 (Instituto Chico Mendes                2001, p. 711; Munn et al. 1989, pp. 407–              2009, p. 3; Lucas 2009, p. 1; Collar et al.
                                              de Conservação da Bioversidade 2016,                  409). The specialized nature and                      1992, p. 257).
                                              unpaginated). It is listed as ‘‘critically              reproductive biology of the hyacinth                     Cattle ranching has been present in
                                              endangered’’ by the State of Minas                      macaw contribute to low recruitment of                the várzea (floodplain forests) of the
                                              Gerais and ‘‘vulnerable’’ by the State of               juveniles and decrease the ability to                 Amazon for centuries (Arima and Uhl,
                                              Pará (Garcia and Marini 2006, p. 153).                 recover from reductions in population                 1997, p. 433). However, since the late
                                              In Paraguay, the hyacinth macaw is                      size caused by anthropogenic                          1970s, state subsidies and massive
                                              listed as in danger of extinction (Bauer                disturbances (Faria et al. 2008, p. 766;              infrastructure development have
                                              2012, pers. comm.).                                     Wright et al. 2001, p. 711). This species’            facilitated large-scale forest conversion
                                                 From 2000 to 2013, this species was                  vulnerability to extinction is further                and colonization for cattle ranching
                                              classified as ‘‘endangered’’ by the                     impacted by deforestation that                        (Barona et al. 2010, p. 1). Certain factors
                                              International Union for Conservation of                 negatively affects the availability of                have led to a significant expansion of
                                              Nature (IUCN). However, in 2014, the                                                                          this land use. The climate of the
                                                                                                      essential food and nesting resources;
                                              hyacinth macaw was downlisted to                                                                              Brazilian Amazon is favorable for cattle
                                                                                                      hunting that removes individuals from
                                              ‘‘vulnerable’’ because evidence                                                                               ranching; frosts do not occur in the
                                                                                                      already small populations; and other
                                              suggested that it had not declined as                                                                         north of Brazil; and rainfall is more
                                                                                                      factors that further reduce naturally low
                                              rapidly as previously thought. A                                                                              evenly distributed throughout the year,
                                                                                                      reproductive rates, recruitment, and the
                                              ‘‘vulnerable’’ taxon is considered to be                                                                      increasing pasture productivity and
                                                                                                      population. Additionally, the hyacinth
                                              facing a high risk of extinction in the                                                                       reducing the risk of fire. Additionally,
                                                                                                      macaw has highly specialized food and
                                              wild, whereas an ‘‘endangered’’ taxon is                                                                      the price of land in Pará has been lower
                                                                                                      nest-site requirements (Faria et al. 2008,
                                              considered to be facing a very high risk                                                                      than in central and south Brazil,
                                                                                                      p. 766; Pizo et al. 2008, p. 795; Munn
                                              of extinction in the wild (IUCN 2012,                                                                         resulting in ranchers establishing larger
                                                                                                      et al. 1998, p. 409; Johnson et al. 1997,
                                              unpaginated). The hyacinth macaw is                                                                           farms in Pará (Arima and Uhl, 1997, p.
                                                                                                      p. 186; Guedes and Harper 1995, p.
                                              also listed as Appendix I on the CITES                                                                        446).
                                                                                                      400), as they feed on and nest in very                   Although the immediate cause of
                                              list. Species included in CITES
                                                                                                      limited number of tree species.                       deforestation in the Amazon was
                                              Appendix I are considered threatened
                                                                                                      Therefore, hyacinth macaws are                        predominantly the expansion of pasture
                                              with extinction, and international trade
                                                                                                      particularly vulnerable to extinction due             between 2000 and 2006 (Barona et al.
                                              is permitted only under exceptional
                                                                                                      to the loss of food sources and nesting               2010, p. 8), the underlying cause may be
                                              circumstances, which generally
                                                                                                      sites (Faria et al. 2008, p. 766; Pizo                the expansion of soy cultivation in other
                                              precludes commercial trade.
                                                                                                      2008, p. 795; Munn et al. 1989, pp. 407–              areas, leading to a displacement of
                                              Factors Affecting the Species                           409; Johnson et al. 1997, p. 186).                    pastures farther north into parts of Pará
                                                Section 4 of the Act (16 U.S.C. 1533),                Factor A. The Present or Threatened                   and causing additional deforestation
                                              and its implementing regulations in title               Destruction, Modification, or                         (Barona et al. 2010, pp. 6, 8).
                                              50 of the Code of Federal Regulations at                Curtailment of Its Habitat or Range                      In the Brazilian North region,
                                              50 CFR part 424, set forth the                                                                                including Pará, cattle occupy 84 percent
                                              procedures for adding species to the                    Deforestation                                         of the total area under agricultural and
                                              Federal Lists of Endangered and                           Natural ecosystems across Latin                     livestock uses. This area, on average,
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                                              Threatened Wildlife and Plants. Under                   America are being transformed due to                  expanded 9 percent per year over 10
                                              section 4(a)(1) of the Act, we may list a               economic development, international                   years, causing 70–80 percent of
                                              species based on (A) The present or                     market demands, and government                        deforestation (Nepstad et al. 2008, p.
                                              threatened destruction, modification, or                policies. In Brazil, demand for soybean               1739). Pará itself contains two-thirds of
                                              curtailment of its habitat or range; (B)                oil and soybean meal has increased,                   the Brazilian Amazonia cattle herd
                                              overutilization for commercial,                         causing land conversion to significantly              (Arima and Uhl 1997, p. 343), with a
                                              recreational, scientific, or educational                increase to meet this demand (Barona et               sizable portion of the state classified as


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                                              39902                    Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              cattle-producing area (Walker et al.                             TABLE 1—DEFORESTATION IN PARÁ    Approximately 50 to 80 percent of the
                                              2009, p. 69). For 7 months of the year,                          (2004–2016) (INPE 2016)—Contin- original Cerrado vegetation has been lost
                                              cattle are grazed in the várzea, but are                        ued                             due to conversion to agriculture and
                                              moved to the upper terra firma the other                                                                     pasture, and the area continues to suffer
                                              5 months (Arima and Uhl, 1997, p. 440).                                            Accumulated               high rates of habitat loss (Grecchi et al.
                                                                                                                                                        Annual
                                              Intense livestock activity can affect                               Year            deforested               2015, p. 2865; Beuchle et al. 2015, p.
                                                                                                                                                      deforested
                                              seedling recruitment via trampling and                                              area (km2)          area (km2)
                                                                                                                                                           121; WWF 2015, p. 2; Soares-Filho et al.
                                              grazing. Cattle also compact the soil                                                                        2014, p. 364; Pearce 2011, unpaginated;
                                                                                                             2009 ..............    125,229          4,281
                                              such that regeneration of forest species                       2010 ..............    128,999          3,770
                                                                                                                                                           WWF–UK 2011b, p. 2; Carvalho et al.
                                              is severely reduced (Lucas 2009, pp. 1–                        2011 ..............    132,007          3,008 2009, p. 1393; BLI 2008, unpaginated;
                                              2). This type of repeated disturbance                          2012 ..............    133,748          1,741 Pinto et al. 2007, p. 14; Klink and
                                              can lead to an ecosystem dominated by                          2013 ..............    136,094          2,346 Machado 2005, p. 708; Marini and
                                              invasive trees, grasses, bamboo, and                           2014 ..............    137,981          1,887 Garcia 2005, p. 667; WWF 2001,
                                              ferns (Nepstad et al. 2008, p. 1740).                          2015 ..............    140,134          2,153 unpaginated; da Silva 1997, p. 446; da
                                                 Pará has long been known as the                            2016 ..............    143,159          3,025 Silva 1995, p. 298). From 2002 to 2008,
                                              epicenter of illegal deforestation (Dias                         * Accumulation since 1988.                  the demand for land conversion in the
                                              and Ramos 2012, unpaginated) and has                                                                         Cerrado resulted in an annual
                                              one of the highest deforestation rates in                         Given the role cattle ranching plays in deforestation rate of more than 14,200
                                              the Brazilian Amazon (Butler 2016,                             national and international markets and        km2 (5,483 mi2) (PROBIO program
                                              unpaginated). From 1988 to 2016, the                           the profitability of ranching, significant    (Projeto de Conservação e Utilização
                                              state lost 143,159 km2 (55,274 mi2), with                      expansion of cattle herds in the              Sustentável da Diversidade Biológica);
                                              annual rates varying between 1,741 and                         Brazilian Amazon has continued                Ministério do Meio Ambiente (MMA)
                                              8,870 km2 (672 and 3,425 mi2) (Brazil’s                        (Walker et al. 2009, p. 68). The              2015, p. 9; WWF–UK 2011b, p. 2;
                                              National Institute for Space Research                          remaining forested areas of Pará are at      Beuchle et al. 2015, p. 117). At this rate,
                                              (INPE) 2016, unpaginated; Butler 2016,                         risk of being cleared; Pará is one of the    the vegetation of the Cerrado region was
                                              unpaginated) (Table 1). Since 2004,                            states where most of Brazil’s agriculture disappearing faster than the Amazon
                                              deforestation rates in Pará have                              expansion is taking place (British            rainforest (Pearce 2011, unpaginated;
                                              generally decreased. However, rates rose                       Broadcasting Company News 2014,               WWF–UK 2011c, p. 19; Pennington et
                                              35 percent in 2013, decreased in 2014,                         unpaginated). Furthermore, modeled            al. 2006, in Beuchle et al. 2015, p. 117;
                                              and increased in 2015 and 2016 (INPE                           future deforestation is concentrated in       Klink and Machado 2005, p. 708; Ratter
                                              2016, unpaginated) (Table 1). The                              eastern Amazonia, which includes Pará, et al. 1997, p. 228). However, the annual
                                              impacts to and loss of biodiversity                            where the density of paved highways           deforestation rate from 2008 to 2009 and
                                              within the two large regions of the                            (existing and planned) will continue to       2009 to 2010 in the Cerrado slowed by
                                              Brazilian Amazon located in the state of                       be highest for several decades (Soares-       46 percent and 16 percent respectively
                                              Pará are due to not only deforestation                        Filho et al. 2006, p. 522).                   (MMA 2015, p. 9; Critical Ecosystem
                                              across the landscape but also within-                             Gerais: The Gerais region is within the Partnership Fund (CEPF) 2016, p. 145)
                                              forest disturbance, such as wildfire and                       Cerrado biome, a 2-million-km2                (Table 2). In a comparison study, the
                                              selective logging, resulting in a loss of                      (772,204-mi2) area consisting of plateaus loss of natural vegetation decreased to
                                              biodiversity beyond what is expected                           and depressions with vegetation that          an estimated 12,949 km2 (4,999 mi2) per
                                              based on deforestation alone. Within-                          varies from dense grasslands with             year from 2000 to 2005, and 11,812 km2
                                              forest disturbance can increase even as                        sparse shrubs and small trees to almost       (4,560 mi2) per year from 2005 to 2010
                                              deforestation rates fall (Barlow et al.                        closed woodland (Pinto et al. 2007, p.        (Beuchle et al. 2015, pp. 124–125).
                                              2016, p. 144).                                                 14; da Silva 1997, p. 437; Ratter et al.        Since 2008, annual monitoring of
                                                                                                             1997, p. 223). In the Cerrado, hyacinth       deforestation in the Cerrado has taken
                                                TABLE 1—DEFORESTATION IN PARÁ                               macaws now mostly nest in rock                place through a government program
                                                   (2004–2016) (INPE 2016)                                   crevices, most likely a response to the       that monitors each of the Brazilian
                                                                                                             destruction of nesting trees (Collar et al. biomes. Compared to the deforestation
                                                                        Accumulated            Annual        1992, p. 255). These crevices will likely rates of the early 2000s, deforestation
                                                   Year                  deforested          deforested      remain constant and are not a limiting        has decreased about 40 percent (CEPF
                                                                         area (km2)          area (km2)      factor. However, deforestation for            2016, p. 145). Although the annual rate
                                              2004   ..............            * 98,257             8,870
                                                                                                             agriculture, primarily soy crops, and         of deforestation is generally decreasing,
                                              2005   ..............            104,156              5,899    cattle ranching threaten the remaining        the total amount of forested habitat
                                              2006   ..............            109,815              5,659    native cerrado vegetation, including          continues to experience a slow and
                                              2007   ..............            115,341              5,526    palm species the hyacinth macaw relies steady decline (MMA 2015, p. 9) (Table
                                              2008   ..............            120,948              5,607    on as a food source.                          2).
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                                                 The remaining natural vegetation of                  expansion and contains approximately                     Manduvi, the tree that hyacinth
                                              the Cerrado is highly fragmented (only                  40 million ha (99 million ac) of                      macaws almost exclusively use for
                                              20 percent of the original biome is                     environmental surplus, which is land                  nesting in this region, grow in
                                              considered intact) and continues to be                  that exceeds the conservation                         cordilleras, which constitute only 6
                                              pressured by conversion for soy                         requirements of the forest code and that              percent of the vegetative area of the
                                              plantations and extensive cattle                        could be legally deforested (see Factor D             Pantanal (van der Meer 2013, p. 6; Pizo
                                              ranching (WWF–UK 2011b, p. 2; WWF–                      discussion, below) (Soares-Filho et al.               et al. 2008, p. 793; Johnson et al. 1997,
                                              UK 2011c, p. 21; Carvalho et al. 2009,                  2014, p. 364), this region will likely                p. 186). Many of these patches and
                                              p. 1393; BLI 2008, unpaginated). About                  continue to suffer high deforestation                 corridors are surrounded by seasonally
                                              6 in every 10 ha (15 of 25 ac) of the                   rates. Projections for coming decades                 flooded grasslands used as rangeland for
                                              Cerrado are suitable for mechanized                     show the largest increase in agricultural             cattle during the dry season (Johnson et
                                              agriculture (WWF–UK 2011b, p. 2).                       production occurring in the Cerrado                   al. 1997, p. 186). During the flooding
                                              Maranhão, Tocantins, Piauı́, and Bahia,                (CEPF 2016, p. 145).                                  season (January to June), up to 80
                                              states where hyacinth macaws occur,                                                                           percent of the Pantanal is flooded and
                                              are undergoing rapid conversion, mostly                   Pantanal: The Pantanal is a 140,000-
                                                                                                      km2 (54,054-mi2) seasonally flooded                   ranchers move cattle to cordilleras,
                                              to soy crops (CEPF 2016, p. 151). In two                                                                      increasing cattle pressure on upland
                                              of these states, deforestation increased                wetland interspersed with higher areas
                                                                                                      not subject to inundation (cordilleras),              forests (van der Meer 2013, p. 3; Guedes
                                              by 40 percent in Toncantins (INPE 2016,                                                                       2002, p. 3). These upland forests are
                                              unpaginated) and by 25 percent in                       covered with cerrado or seasonal forests
                                                                                                      (Santos Jr. 2008, p. 133; Santos Jr. et al.           often removed and converted to
                                              Maranhão (Butler 2016, unpaginated) in                                                                       cultivated pastures with exotic grasses
                                              2016 compared to the deforestation rate                 2007, p. 127; Harris et al. 2005, p. 715;
                                                                                                      Mittermeier et al. 1990, p. 103).                     (van der Meer 2013, p. 6; Santos Jr.
                                              in 2015. Soy production will continue                                                                         2008, p. 136; Santos Jr. et al. 2007, p.
                                              to grow as the beans have many uses for                 Transitions during the 1990s to more
                                                                                                      intensive cattle ranching methods led to              127; Harris et al. 2006, p. 165; Harris et
                                              food, feed, and industry in Brazil and                                                                        al. 2005, p. 716; Pinho and Nogueira
                                              abroad (CEPF 2016, p. 152).                             the conversion of more forests to pasture
                                                                                                      and the introduction of nonnative                     2003, p. 30; Seidl et al. 2001, p. 414;
                                              Furthermore, the Brazilian government
                                                                                                      grasses. Ninety-five percent of the                   Johnson et al. 1997, p. 186). Clearing
                                              has proposed a 731,735-km2 (282,524-
                                                                                                      Pantanal is privately owned; 80 percent               land to establish pasture is perceived as
                                              mi2) agricultural development, of which
                                                                                                      of the privately owned land is used for               the economically optimal land use,
                                              91 percent occurs in the Cerrado, with
                                                                                                      cattle ranches, making cattle ranching                while land not producing beef is often
                                              little regard for the environment, at least
                                                                                                      the predominant economic activity in                  perceived as unproductive (Seidl et al.
                                              as of 2015 (Clark 2015 and Miranda
                                                                                                      this region and the greatest cause of                 2001, pp. 414–415).
                                              2015, in CEPF 2016, p. 95).
                                              Additionally, the conversion of land for                habitat loss in the Pantanal (van der                    Since 2002, regular monitoring of
                                              biofuel production is likely imminent,                  Meer 2013, p. 5; Guedes and Vicente                   land use and vegetative cover in the
                                              creating a market for the expansion and                 2012, pp. 146–147, 148; Guedes 2009, p.               Upper Paraguay Basin, which includes
                                              establishment of new areas for soy,                     12; Pizo et al. 2008, p. 793; Harris et al.           the Pantanal, has taken place. While the
                                              castor beans, other oil-bearing plants,                 2006, pp. 165, 175–176; Harris et al.                 annual rate of deforestation is
                                              and sugar cane (Carvalho et al. 2009, p.                2005, pp. 715–716, 718; Pinho and                     decreasing, satellite monitoring of the
                                              1400).                                                  Nogueira 2003, p. 30; Seidl et al. 2001,              area indicates a slow and steady
                                                 Given that the Cerrado is the most                   p. 414; Guedes and Harper 1995, p. 396;               increase in deforested area (Table 3,
                                              desirable biome for agribusiness                        Mittermeier 1990, pp. 103, 107–108).                  below).
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                                                 When clearing land for pastures, palm                seedlings in the Pantanal. Cattle forage              nutrition can contribute to poor health
                                              trees are often left, as the cattle will feed           on and trample manduvi seedlings,                     and reduced reproduction in parrots
                                              on the palm nuts (Pinho and Nogueira                    affecting the recruitment of this species             generally (McDonald 2003, in Lee 2010,
                                              2003, p. 36). In fact, hyacinth macaws                  to be able to reach a size large enough               p. 6). Changes in palm fruit availability
                                              occur near cattle ranches and feed off                  to accommodate hyacinth macaws (Pizo                  decreases reproduction in hyacinth
                                              the palm nuts eliminated by the cattle                  et al. 2008, p. 793; Johnson et al. 1997,             macaws (Guedes 2009, pp. 42–43, 44).
                                              (Juniper and Parr 1998, p. 417;                         p. 187; Mittermeier et al. 1990, p. 107).             In Pará and the Gerais region, where
                                              Yamashita 1997, pp. 177, 179; Guedes                    Only those manduvi trees at least 60                  food sources are threatened, persistence
                                              and Harper 1995, pp. 400–401; Collar et                 years old are capable of providing these              of the species is a concern given that
                                              al. 1992, p. 254). However, other trees,                cavities (Pizo et al. 2008, p. 792; Santos            one of the major factors thought to have
                                              including potential nesting trees, are                  Jr. et al. 2006, p. 185). The minimum                 contributed to the critically endangered
                                              often removed (Snyder et al. 2000, p.                   diameter at breast height (DBH) for trees             status of the Lear’s macaw
                                              119). Even in areas where known                         to potentially contain a cavity suitable              (Anodorhynchus leari) is the loss of its
                                              nesting trees were left and the                         for hyacinth macaws is 50 centimeters                 specialized food source, Syagrus sp.
                                              surrounding area was cleared,                           (cm) (20 in), while all manduvi trees                 (licuri palm) stands, to cattle grazing
                                              competition with each other and other                   greater than 100 cm (39 in) DBH contain               (Collar et al. 1992, p. 257).
                                              macaw species became so fierce that                     suitable nest cavities. However, there is                Hyacinth macaws can tolerate a
                                              hyacinth macaws were unable to                          low recruitment of manduvi trees in                   certain degree of human disturbance at
                                              reproduce; both eggs and chicks were                    classes greater than 5 cm (2 in) DBH, a               their breeding sites (Pinho and Noguiera
                                              killed by competitors (see Factor C                     strong reduction in the occurrence of                 2003, p. 36). However, the number of
                                              discussion, below).                                     trees greater than 50 cm (20 in) DBH,                 usable cavities increases with the age of
                                                 Other activities associated with cattle              and very few trees greater than 110 cm                the trees in the forest (Newton 1994, p.
                                              ranching, such as grazing, burning,                     (43 in) DBH (Santos Jr. et al. 2007, p.               266), and clearing land for agriculture
                                              compaction, the introduction of exotic                  128). Only 5 percent of the existing                  and cattle ranching, cattle trampling and
                                              grasses, and fragmentation, negatively                  adult manduvi trees (trees with a DBH                 foraging, and burning of forest habitat
                                              impacts the nesting trees of the hyacinth               greater than 50 cm (20 in)) in south-                 result in the loss of mature trees with
                                              macaw (Guedes 2013, pers. comm.;                        central Pantanal (Guedes 1993, in                     natural cavities of sufficient size and a
                                              Guedes and Vicente 2012, pp. 149–150;                   Johnson et al. 1997, p. 186) and 11                   reduction in recruitment of native
                                              Santos Jr. et al. 2007, p. 128; Harris et               percent in southern Pantanal (van der                 species that could eventually provide
                                              al. 2006, p. 175; Snyder et al. 2000, p.                Meer 2013, p. 16) contain suitable                    nesting cavities.
                                              119). For example, fire is a common                     cavities for hyacinth macaws. Thus,                      A shortage of nest sites can jeopardize
                                              method for renewing pastures,                           potential nesting sites are rare and will             the persistence of the hyacinth macaw
                                              controlling weeds, and controlling pests                become increasingly rare in the future                by constraining breeding density,
                                              (e.g., ticks); however, fires frequently                (Santos Jr. et al. 2007, p. 128).                     resulting in lower recruitment and a
                                              become uncontrolled and burn patches                       Impacts of Deforestation: Because the              gradual reduction in population size
                                              and corridors of manduvi trees during                   hyacinth macaw has highly specialized                 (Santos Jr. et al. 2007, p. 128; Johnson
                                              the dry season (Harris et al. 2005, p.                  diet and nesting requirements, it is                  et al. 1997, p. 188; Guedes and Harper
                                              716; Johnson et al. 1997, p. 186).                      particularly vulnerable to the loss of                1995, p. 405; Newton 1994, p. 265). This
                                              Although fire can promote cavity                        these resources (Faria et al. 2008, p. 766;           reduction may lead to long-term effects
                                              formation in manduvi trees, frequent                    Pizo 2008, p. 795; Munn et al. 1989, pp.              on the viability of the hyacinth macaw
                                              fires prevent trees from surviving to a                 407–409; Johnson et al. 1997, p. 186).                population, especially in Pará and the
                                              size capable of providing suitable                      The loss of tree species used by                      Pantanal where persistence of nesting
                                              cavities, and cause a high rate of                      hyacinth macaws negatively impacts the                trees is compromised (Santos Jr. et al.
                                              nesting-tree loss (Guedes 1993 in                       species by reducing availability of food              2007, p. 128; Santos Jr. et al. 2006, p.
                                              Johnson et al. 1997, p. 187). Five                      resources, creating a shortage of suitable            181). Although a species may survive
                                              percent of manduvi trees are lost each                  nesting sites, increasing competition,                the initial deforestation, the resulting
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                                              year to deforestation, fire, and storms                 and resulting in lowered recruitment                  lack of food resources and breeding sites
                                              (Guedes 1995, in Santos Jr. et al. 2006,                and a reduction in population size (Lee               may reduce the viability of the
                                              pp. 184–185; Guedes and Vicente 2012,                   2010, pp. 2, 6, 12; Santos Jr. et al. 2007,           population and make the species
                                              p. 157).                                                p. 128; Johnson et al. 1997, p. 188).                 vulnerable to extinction (Sodhi et al.
                                                 In addition to the impact of fire on                    Its specialized diet makes the                     2009, p. 517).
                                              recruitment of manduvi trees, cattle                    hyacinth macaw vulnerable to changes                     In response to the loss of its nesting
                                                                                                                                                                                                         ER13AU18.033</GPH>




                                              directly impact the density of manduvi                  in food availability. Inadequate                      tree in the Gerais region, hyacinth


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                                                                     Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                                                        39905

                                              macaws now use rock crevices for                                     region is poor, and animal protein is not                         of laws, hunting will continue to impact
                                              nesting. Hyacinth macaws have been                                   as abundant as in other regions;                                  the hyacinth macaw (see Factor D
                                              reported in various trees species and                                therefore, meat of any kind, including                            discussion, below).
                                              even on cliffs on the border of the                                  the large hyacinth macaw, is sought as
                                                                                                                                                                                     Pet Trade
                                              Pantanal, although the majority of their                             a protein source (Collar et al. 1992, p.
                                              nests are in Brazil nut (in Pará) and                               257; Munn et al. 1989, p. 414).                                      In the 1970s and 1980s, substantial
                                              manduvi (in the Pantanal) (see Essential                             Additionally, increased commercial sale                           trade in hyacinth macaws was reported,
                                              Needs of the Species, above). We do not                              of feather art by Kayapo Indians of                               but actual trade was likely significantly
                                              know if the hyacinth macaws in the                                   Gorotire may be of concern given that 10                          greater given the amount of smuggling,
                                              Pantanal will respond in the same way                                hyacinth macaws are required to make                              routing of birds through countries not
                                              to the loss of nesting trees as those in                             a single headdress (Collar et al. 1992, p.                        parties to CITES, and internal
                                              the Gerais region; however, it is possible                           257).                                                             consumption in South America (Collar
                                              that if these primary nesting trees                                     Because the hyacinth macaw                                     et al. 1992, p. 256; Munn et al. 1989, pp.
                                              become scarcer, hyacinth macaws may                                  populations in Pará and the Gerais                               412–413). Trade in parrots in the 1980s
                                              adapt to using cliff faces or cavities of                            region are estimated at only 1,000–1,500                          was particularly high due to a huge
                                              other trees (van der Meer 2013, p. 3).                               individuals combined, the removal of                              demand from developed countries,
                                              Deforestation in these regions would                                 any individuals from these small                                  including the United States, which was
                                              likely impact any alternative nesting                                populations has a negative effect on                              the main consumer of parrot species at
                                              trees and food sources, resulting in the                             reproduction and the ability of the                               that time (Rosales et al. 2007, pp. 85, 94;
                                              same negative effect on the hyacinth                                 species to recover. Any continued                                 Best et al. 1995, p. 234). In the late
                                              macaw. Furthermore, competition for                                  hunting for either meat or for the sale of                        1980s and early 1990s, reports of
                                              limited nesting sites and food would                                 feather art is likely to contribute to the                        hyacinth macaw trapping included one
                                              continue.                                                            decline of the hyacinth macaw in these                            trapper who worked an area for 3 years
                                              Factor B. Overutilization for                                        regions, particularly when habitat                                removing 200–300 wild hyacinth
                                              Commercial, Recreational, Scientific, or                             conversion is also taking place.                                  macaws a month during certain seasons
                                              Educational Purposes                                                    Hunting, capture, and trade of animal                          and another trapper who caught 1,000
                                                                                                                   species are prohibited without                                    hyacinth macaws in 1 year and knew of
                                              Hunting                                                              authorization throughout the range of                             other teams operating at similar levels
                                                 In Pará and the Gerais region, hunting                           the hyacinth macaw (Clayton 2011, p. 4;                           (Silva (1989a) and Smith (1991c) in
                                              removes individual hyacinth macaws                                   Snyder et al. 2000, p. 119;                                       Collar et al. 1992, p. 256). More than
                                              vital to the already small populations                               Environmental Crimes Law (Law No.                                 10,000 hyacinth macaws are estimated
                                              (Brouwer 2004, unpaginated; Collar et                                9605/98); Stattersfield and Capper 1992,                          to have been taken from the wild in the
                                              al. 1992, p. 257; Munn et al. 1989, p.                               p. 257; Munn et al. 1989, p. 415; Official                        1980s (Smith 1991c, in Collar et al.
                                              414). Hyacinth macaws in Pará are                                   List of Brazilian Endangered Animal                               1992, p. 256; Munn et al. 1987, in
                                              hunted for subsistence and the feather                               Species (Order No. 1.522/1989) (IBAMA                             Guedes 2009, p. 12). In the years
                                              trade by some Indian groups (Brouwer                                 1989); Brazilian Constitution (title VIII,                        following the enactment of the WBCA,
                                              2004, unpaginated; Munn et al. 1989, p.                              chapter VI, 1988); Brazilian Law No.                              studies found lower poaching levels
                                              414). Because the hyacinth macaw is the                              5197/1967; UNEP, n.d., unpaginated).                              than in prior years, suggesting that
                                              largest species of macaw, it may be                                  However, continued hunting in some                                import bans in developed countries
                                              targeted by subsistence hunters,                                     parts of its range is evidence that                               reduced poaching levels in exporting
                                              especially by settlers along roadways                                existing laws are not being adequately                            countries (Wright et al. 2001, pp. 715,
                                              (Collar et al. 1992, p. 257). The Gerais                             enforced. Without greater enforcement                             718).

                                                      TABLE 4—CITES TRADE DATABASE: APPROXIMATE NUMBER OF IMPORTS/EXPORTS OF HYACINTH MACAW WITH
                                                                               IDENTIFIED SOURCES AND PURPOSES OF TRADE
                                                                                                                     Approximate                                                                                      Approximate
                                                                                                                    number of birds                                                                                  number of birds
                                                                       Source                                                                                            Purpose
                                                                                                                Importer        Exporter                                                                          Importer       Exporter
                                                                                                                reported        reported                                                                          reported       reported
                                                                                                                quantity        quantity                                                                          quantity       quantity

                                              Live Total ..................................................          1,488            1,435     Breeding in Captivity or Artificial Propa-                              688             827
                                                                                                                                                  gation.
                                              Live/Captive Source ..................................                 1,342            1,356     Educational ...............................................              29              25
                                              Live/Wild Source .......................................                  37               14     Hunting Trophy .........................................                  1               0
                                              Live/Pre-Convention ..................................                    20               22     Law Enforcement, Judicial, Forensic .......                               0               3
                                              Live/Unknown Source ...............................                       13                7     Medical .....................................................             1              31
                                              Live/Confiscated ........................................                 32                3     Reintroduction into Wild ...........................                      4               0
                                              Live/No Source Identified ..........................                      44               33     Personal ...................................................            361             123

                                                    Total Specimens ................................                 1,661            1,756     Circus or Travelling Exhibition .................                            3              7
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                                                                                                                                                Scientific ...................................................           35             244
                                                                                                                                                Commercial ..............................................               336             348
                                                                                                                                                Zoo ...........................................................         138              49
                                                                                                                                                Not Reported ............................................                65              99

                                                                                                                                                   Total Specimens ...................................                1,661            1,756



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                                              39906             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                                 The data in Table 4 are based on                     semitorquatus), and spectacled owl                    Brazilian Constitution (title VIII, chapter
                                              CITES trade data obtained from the                      (Pulsatrix perspicillata). The toco                   VI, 1988); Brazilian Law No. 5197/1967;
                                              CITES Trade Database (accessed on                       toucan (Ramphastos toco) and great                    United Nations Environment
                                              January 12, 2018), from 1987 through                    horned owl (Bubo virginianus) are also                Programme (UNEP), n.d., unpaginated).
                                              2015. Because there may be a lag time                   suspected of chick predation, but this                The forests of Brazil are specifically
                                              in the data reported relative to when the               has not yet been confirmed (Guedes                    subject to several Brazilian laws
                                              hyacinth macaw was uplisted to                          2009, pp. 6, 79–81; Pizo et al. 2008, p.              designed to protect them. Destruction
                                              Appendix I in CITES (October 22, 1987),                 795). Of 582 eggs monitored over 6 years              and damaging of forest reserves, cutting
                                              a few entries in the database between                   in the Nhecolândia region of the                     trees in forest reserves, and causing fire
                                              1987 and 2015 categorize the hyacinth                   Pantanal, approximately 24 percent (n =               in forests, among other actions, without
                                              macaw as Appendix II. There are                         138 eggs) were lost to predators (Pizo et             authorization are prohibited (Clayton
                                              differences in the manner in which the                  al. 2008, pp. 794, 795). Several species              2011, p. 5; Environmental Crimes Law
                                              importing and exporting countries                       preyed upon hyacinth macaw eggs,                      (Law No. 9605/98); UNEP, n.d.,
                                              report their trade, and some data may be                including toco toucans, purplish jays                 unpaginated).
                                              contradictory or incorrectly reported.                  (Cyanocorax cyanomelas), white-eared                     Protected Areas: The main
                                                 We found little additional information               opossums (Didelphis albiventris), and                 biodiversity protection strategy in Brazil
                                              on illegal trade of this species in                     coatis (Nasua nasua) (Guedes 2009, pp.                is the creation of Protected Areas
                                              international markets. One study found                  5, 23, 46, 58, 74–75; Pizo et al. 2008, p.            (National Protected Areas System)
                                              that illegal pet trade in Bolivia                       795). The toco toucan was the main                    (Federal Act 9.985/00) (Santos Jr. 2008,
                                              continues to involve CITES-listed                       predator, responsible for 12.4 percent of             p. 134). Various regulatory mechanisms
                                              species; the authors speculated that                    the total eggs lost and 53.5 percent of               (Law No. 11.516, Act No. 7.735, Decree
                                              similar problems exist in Peru and                      the eggs lost annually in the                         No. 78, Order No. 1, and Act No. 6.938)
                                              Brazil (Herrera and Hennessey 2007, p.                  Nhecolândia region (Pizo et al. 2008,                in Brazil direct Federal and State
                                              298). In that same study, 11 hyacinth                   pp. 794, 795). Most predators leave                   agencies to promote conservation of the
                                              macaws were found for sale in a Santa                   some sort of evidence behind; however,                country’s natural resources through
                                              Cruz market from 2004 to 2007 (10 in                    toco toucans swallow hyacinth macaw                   protection of lands and the
                                              2004, and 1 in 2006) (Herrera and                       eggs whole, leaving no evidence behind.               establishment and management of
                                              Hennessey 2009, pp. 233–234). Larger                    This ability may lead to an                           protected areas (ECOLEX 2007, pp. 5–7).
                                              species, like the hyacinth macaw, were                  underestimate of nest predation by                    These mechanisms generally aim to
                                              frequently sold for transport outside of                toucans (Pizo et al. 2008, p. 793).                   protect endangered wildlife and plant
                                              the country, mostly to Peru, Chile, and                    Incidence of disease, such as hoof-                species, genetic resources, overall
                                              Brazil (Herrera and Hennessey 2009, pp.                 and-mouth disease and brucellosis, and                biodiversity, and native ecosystems on
                                              233–234). During a study conducted                      of ectoparasites, has been observed in                Federal, State, and privately owned
                                              from 2007 to 2008, no hyacinth macaws                   hyacinth macaws (Arima and Uhl, 1997,                 lands (e.g., Law No. 9.985, Law No.
                                              were recorded in 20 surveyed Peruvian                   p. 446; Allgayer et al. 2009, p. 974). Pará          11.132, Resolution No. 4, and Decree
                                              wildlife markets (Gastañaga et al. 2010,               ranchers and technicians concurred that               No. 1.922). Brazil’s Protected Areas
                                              pp. 2, 9–10). We found no other data on                 there’s a lower incidence of disease                  were established in 2000, and may be
                                              the presence of hyacinth macaws in                      (e.g., hoof-and-mouth disease,                        categorized as ‘‘strictly protected’’ or
                                              illegal trade.                                          brucellosis) and ectoparasites in Pará               ‘‘sustainable use’’ based on their overall
                                                 Although illegal trapping for the pet                than in central and south Brazil (Arima               management objectives. Strictly
                                              trade occurred at high levels during the                                                                      protected areas include national parks,
                                                                                                      and Uhl, 1997, p. 446). A study of free-
                                              1980s, trade has decreased significantly                                                                      biological reserves, ecological stations,
                                                                                                      living nestlings from the Pantanal
                                              from those levels. International trade of                                                                     natural monuments, and wildlife
                                                                                                      detected ectoparasites in 3 percent and
                                              parrots was significantly reduced during                                                                      refuges protected for educational and
                                                                                                      scars in 6 percent of birds, suggesting
                                              the 1990s as a result of tighter                                                                              recreational purposes and scientific
                                                                                                      the occurrence of parasitism. The
                                              enforcement of CITES regulations,                                                                             research. Protected areas of sustainable
                                                                                                      ectoparasites were identified as
                                              stricter measures under European Union                                                                        use (national forests, environmental
                                                                                                      Philornis sp. (Diptera: Muscidae).
                                              legislation, and adoption of the WBCA,                                                                        protection areas, areas of relevant
                                                                                                      However, the absence of blood and
                                              along with adoption of national                                                                               ecological interest, extractive reserves,
                                                                                                      intestinal parasites in samples collected
                                              legislation in various countries (Snyder                                                                      fauna reserves, sustainable development
                                                                                                      for 4 consecutive years indicates that
                                              et al. 2000, p. 99) (see Factor D                                                                             reserves, and private natural heritage
                                                                                                      there is a low prevalence of parasitism
                                              discussion, below). We found no                                                                               reserves) allow for different types and
                                                                                                      in hyacinth macaw nestlings (Allgayer
                                              information indicating trade is currently                                                                     levels of human use with conservation
                                                                                                      et al. 2009, pp. 974, 977).
                                              impacting the hyacinth macaw.                                                                                 of biodiversity as a secondary objective.
                                                                                                      Factor D. Inadequacy of Existing                      As of 2005, Federal and State
                                              Factor C. Disease or Predation
                                                                                                      Regulatory Mechanisms                                 governments strictly protected 478 areas
                                                In the Pantanal, predation and disease                                                                      totaling 37,019,697 ha (14,981,340 ac) in
                                              are factors affecting reproductive                      Brazil
                                                                                                                                                            Brazil (Rylands and Brandon 2005, pp.
                                              success of the hyacinth macaw (Guedes                     Hunting, capture, and trade of animal               615–616). Other types of areas
                                              2009, pp. 5, 8, 42; Guedes 2004b, p. 7).                species are prohibited without                        contribute to the Brazilian Protected
                                              Predation accounted for 52 percent of                   authorization (Environmental Crimes                   Areas System, including indigenous
                                              lost eggs during the incubation period in               Law (Law No. 9605/98)). In general,                   reserves and areas managed and owned
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                                              a 10-year study in the Miranda region of                wildlife species and their nests, shelters,           by municipal governments,
                                              the Pantanal (Guedes 2009, pp. 5, 74).                  and breeding grounds are subject to                   nongovernmental organizations,
                                              Of the nests that produced chicks, 38                   Brazilian laws designed to provide                    academic institutions, and private
                                              percent of chicks were lost due to                      protection (Clayton 2011, p. 4; Snyder et             sectors (Rylands and Brandon 2005, p.
                                              predation by species such as                            al. 2000, p. 119; Environmental Crimes                616).
                                              carnivorous ants (Solenopsis sp.), other                Law (Law No. 9605/98); Stattersfield                     The Amazon contains a balance of
                                              insects, collared forest falcon (Micrastur              and Capper 1992, p. 257; IBAMA 1989;                  strictly prohibited protected areas (49


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                         39907

                                              percent of protected areas) and                         such as federal forest reserves                       Federal Police, Army and National
                                              sustainable use areas (51 percent)                      (Schiffman 2015, unpaginated). The                    Force of Public Security; and a
                                              (Rylands and Brandon 2005, p. 616). We                  designation of the Pantanal as a                      moratorium of soybean production in
                                              found no information on the occurrence                  Biosphere Reserve is almost entirely                  illegally deforested areas in the Amazon
                                              of the hyacinth macaw in any protected                  without merit because of a lack of                    (Department of Policies to Combat
                                              areas in Pará. The Cerrado biome is one                commitment by public officials (Santos                Deforestation 2016, pp. 11–12). Results
                                              of the most threatened biomes and is                    Jr. 2008, p. 134).                                    achieved by the PPCerrado include:
                                              underrepresented among Brazilian                           Awareness of the urgency in                        Development (in progress) of land-cover
                                              protected areas; only 2.25 percent of the               protecting the biodiversity of the                    monitoring systems to guide the
                                              original extent of the Cerrado is                       Cerrado biome is increasing (Klink and                preparation of public policies and
                                              protected (Marini et al. 2009, p. 1559;                 Machado 2005, p. 710). The Brazilian                  support enforcement actions for this
                                              Klink and Machado 2005, p. 709;                         Ministry of the Environment’s National                biome; development of a rural
                                              Siqueira and Peterson 2003, p. 11).                     Biodiversity Program and other                        environmental registry; integrated fire
                                              Within the Cerrado, the hyacinth macaw                  government-financed institutes, such as               management in conservation units;
                                              is found within the Araguaia National                   the Brazilian Environmental Institute,                development of monitoring systems for
                                              Park in Goiás and the Parnaı́ba River                  Center for Agriculture Research in the                burned areas and deforestation;
                                              Headwaters National Park (BLI 2014b;                    Cerrado, and the National Center for                  sustainable agriculture—low carbon
                                              Ridgely 1981, p. 238). In 2000, the                     Genetic Resources and Biotechnology,                  agriculture; environmental inspection,
                                              Pantanal was designated as a Biosphere                  are working together to safeguard the                 with 20,000 embargoed areas and $75
                                              Reserve by the United Nations                           existence and viability of the Cerrado.               million of fines, including 287
                                              Educational, Scientific and Cultural                    Additionally, nongovernmental                         inspection operations in protected areas,
                                              Organization (UNESCO) (Santos Jr.                       organizations such as Fundaço Pró-                  indigenous lands, highways, and steel
                                              2008, p. 134). Only 4.5 percent of the                  Natureza, Instituto Sociedade População             industries; and training of 2,400 families
                                              Pantanal is categorized as protected                    e Natureza, and World Wildlife Fund                   for forest and community management
                                              areas (Harris et al. 2006, pp. 166–167),                have provided valuable assessments and                (Department of Policies to Combat
                                              including strictly protected areas and                  are pioneering work in establishing                   Deforestation 2016, pp. 8–9). Moreover,
                                              indigenous areas (Klink and Machado                     extractive reserves (Ratter et al. 1997,              the plan has influenced and guides a
                                              2005, p. 709). Within these, the                        pp. 228–229). Other organizations are                 series of public policies, programs, and
                                              hyacinth macaw occurs only within the                   working to increase the area of federal               projects implemented in the Cerrado,
                                              Pantanal National Park (Collar et al                    Conservation Units, a type of protected               including international cooperation
                                              1992; Ridgely 1981, p. 238). The                        area, that currently represent only 1.5               projects in line with the objectives of
                                              distribution of Federal and State                       percent of the biome (Ratter et al. 1997,             the PPCerrado. In 2015, the third phase
                                              protected areas are uneven across                       p. 229).                                              of the PPCDAm (2012–2015) and the
                                                                                                         The Brazilian government, under its                second phase of the PPCerrado (2014–
                                              biomes, yet all biomes need
                                                                                                      Action Plan for the Prevention and                    2015) was completed. The next phase of
                                              substantially more area to be protected
                                                                                                      Control of Deforestation and Burning in               the PPCerrado will guide federal actions
                                              to meet the recommendations
                                                                                                      the Cerrado—Conservation and                          in the period 2016–2020, with the main
                                              established in priority-setting
                                                                                                      Development (PPCerrado) (2010),                       indicator as the annual deforestation
                                              workshops held by Brazil’s Ministry of
                                                                                                      committed to recuperating at least 8                  rate in the Cerrado biome (Department
                                              the Environment. These workshops
                                                                                                      million ha (20 million ac) of degraded                of Policies to Combat Deforestation
                                              identified 900 areas for conservation of
                                                                                                      pasture by the year 2020, reducing                    2016, p. 16).
                                              biodiversity and all biomes, including
                                                                                                      deforestation by 40 percent in relation                  We do not have information on the
                                              the Amazon, Cerrado, and Pantanal                       to the average recorded between 1999                  deforestation rate in the Cerrado biome
                                              (Rylands and Brandon 2005, pp. 615–                     and 2008, decreasing forest fires,                    in relation to the implementation of the
                                              616).                                                   expanding sustainable practices, and                  PPCerrado. However, Brazil has
                                                 The Ministry of Environment is                       monitoring remaining natural                          obtained significant reduction of the
                                              working to increase the amount of                       vegetation. It also planned to expand the             deforestation rate after 12 years of the
                                              protected areas in the Pantanal and                     areas under protection in the Cerrado to              PPCDAm and 6 years of PPCerrado,
                                              Cerrado regions; however, the Ministry                  2.1 million ha (5 million ac) (Ribeiro et             with most of the reduction occurring
                                              of Agriculture is looking at using an                   al. 2012, p. 11; WWF–UK 2011b, p. 4).                 within the Amazon basin. Challenges
                                              additional 1 million km2 (386,102 mi2)                  This plan is based off the success of the             persist, along with the need for
                                              for agricultural expansion, which will                  Plan of Action for Prevention and                     strengthened and innovative actions
                                              speed up deforestation (Harris et al.                   Control of Deforestation in the Legal                 (Department of Policies to Combat
                                              2006, p. 175). These competing                          Amazon (PPCDAm), which has reduced                    Deforestation 2016, p. 7).
                                              priorities make it difficult to enact and               the deforestation rate by approximately                  Many challenges limit the
                                              enforce regulations that protect the                    80 percent in relation to the 2004 rate               effectiveness of the protected areas
                                              habitat of this species. Additionally,                  (Department of Policies to Combat                     system. Brazil is faced with competing
                                              after the creation of protected areas, a                Deforestation 2016, p. 6).                            priorities of encouraging development
                                              delay in implementation or a lack of                       Both plans since their inception have              for economic growth and resource
                                              local management commitment often                       achieved important results. The                       protection. In the past, the Brazilian
                                              occurs, staff limitations make it difficult             PPCDAm started in 2004 and PPCerrado                  government, through various
                                              to monitor actions, and a lack of                       in 2010. Results achieved for the                     regulations, policies, incentives, and
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                                              acceptance by society or a lack of                      PPCDAm include, but are not limited to:               subsidies, has actively encouraged
                                              funding make administration and                         50 million ha (124 million ac) of                     settlement of previously undeveloped
                                              management of the area difficult (Santos                protected areas; sustainable                          lands, which facilitated the large-scale
                                              Jr. 2008, p. 135; Harris et al. 2006, p.                agriculture—low carbon agriculture;                   habitat conversions for agriculture and
                                              175). Furthermore, ambiguity in land                    improvements of the monitoring                        cattle-ranching that occurred throughout
                                              titles allows illegal occupation and                    systems; strengthening inspection with                the Amazon, Cerrado, and Pantanal
                                              clearing of forests in protected areas,                 integrated actions between IBAMA,                     biomes (WWF–UK 2011b, p. 2; WWF


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                                              39908             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              2001, unpaginated; Arima and Uhl,                       develop a new model for an activity                   the Cerrado (Soares-Filho et al. 2014, p.
                                              1997, p. 446; Ratter et al. 1997, pp. 227–              identified as a major cause of                        364; Boadle 2012, unpaginated;
                                              228). The risk of intense wild fires may                deforestation (Dias and Ramos 2012,                   Darlington 2012, unpaginated; Do Valle
                                              increase in areas, such as protected                    unpaginated; Vale 2010, unpaginated).                 2012, unpaginated; Greenpeace 2012,
                                              areas, where cattle are removed and the                    Forest Code: Brazil’s Forest Code,                 unpaginated).
                                              resulting accumulation of plant biomass                 passed in 1965, is a central component                   Stakeholders in favor of stronger
                                              serves as fuel (Santos Jr. 2013, pers.                  of the nation’s environmental                         conservation opposed the new law due
                                              comm.; Tomas et al. 2011, p. 579).                      legislation; it dictates the minimum                  to the complexity of the rule, challenges
                                                 The states where the hyacinth macaw                  percentage and type of woodland that                  in implementation, and a lack of
                                              occurs contain 53 protected areas                       farmers, timber companies, and others                 adequate protection of Brazil’s forests.
                                              (Parks.it, n.d., unpaginated). However,                 must leave intact on their properties                 The new Forest Code carries over
                                              the species occurs in only three                        (Barrionuevo 2012, unpaginated; Boadle                conservation requirements for Legal
                                              National Parks within those protected                   2012, unpaginated). Since 2001, the                   Reserves and Riparian Preservation
                                              areas; none of these areas is effectively               Forest Code has required landowners to                Areas. However, changes in the
                                              protected (BLI 2014b, unpaginated;                      conserve native vegetation on their rural             definition of Hilltop Preservation Areas
                                              Collar et al. 1992, p. 257; Rogers 2006,                properties. This requirement includes                 reduced their total area by 87 percent.
                                              unpaginated; Ridgely 1981, p. 238). The                 setting aside a Legal Reserve that                    Additionally, due to more flexible
                                              hyacinth macaw continues to be hunted                   comprises 80 percent of the property if               protections and differentiation between
                                              in Pará and the Gerais region, and                     it is located in the Amazon and 20                    conservation and restoration
                                              habitat loss due to agricultural                        percent in other biomes. The Forest                   requirements, Brazil’s environmental
                                              expansion and cattle ranching is                        Code also designated environmentally                  debt (areas of Legal Reserve and
                                              occurring in all three regions. Therefore,              sensitive areas as Areas of Permanent                 Riparian Preservation Areas deforested
                                              it appears that Brazil’s protected areas                Preservation (APPs) to conserve water                 illegally before 2008 that, under the
                                              system does not adequately protect the                  resources and prevent soil erosion;                   previous Forest Code, would have
                                              hyacinth macaw or its habitat, either                   APPs include Riparian Preservation                    required restoration at the landowner’s
                                              because the species is found outside the                Areas to protect riverside forest buffers             expense) was reduced by 58 percent
                                              protected areas or not adequately                       and Hilltop Preservation Areas to                     (Soares-Filho et al. 2014, p. 363). The
                                              protected within them.                                  protect hilltops, high elevations, and                legal reserve debt was forgiven for
                                                 Farmland Environmental Registry:                     steep slopes (Soares-Filho et al. 2014, p.            ‘‘small properties,’’ which ranged from
                                              The Ministry of Environment and The                     363).                                                 20 ha (49 ac) in southern Brazil to 440
                                              Nature Conservancy have worked                             For years, this law was widely                     ha (1,087 ac) in the Amazon; this
                                              together to implement the Farmland                      ignored by landowners and not enforced                provision has resulted in approximately
                                              Environmental Registry to curb illegal                  by the government, as evidenced by the                90 percent of Brazilian rural properties
                                              deforestation in the Amazon, which in                   high deforestation rates (Leahy 2011,                 qualifying for amnesty from the
                                              turn would reduce impacts to species                    unpaginated; Pearce 2011, unpaginated;                restoration requirement.
                                              such as the hyacinth macaw that are                     Ratter et al. 1997, p. 228). However, as                 Further reductions in the
                                              negatively affected by deforestation.                   deforestation rates increased in the early            environmental debt resulted from: (1)
                                              This program was launched in the states                 2000s, Brazil began cracking down on                  Reducing the Legal Reserve restoration
                                              of Mato Grosso and Pará; it later became               illegal deforesters and used satellite                requirement from 80 percent to 50
                                              the model for the Rural Environmental                   imagery to track deforestation, resulting             percent in Amazonian municipalities
                                              Registry that monitors all of Brazil for                in decreased deforestation rates (Soares-             that are predominately occupied by
                                              compliance with the Forest Code (see                    Filho et al. 2014, p. 363; Barrionuevo                protected areas; (2) including Riparian
                                              discussion below). This plan helped                     2012, unpaginated; Boadle 2012,                       Preservation Areas in the calculation of
                                              Paragominas, a municipality in Pará, be                unpaginated; Darlington 2012,                         the Legal Reserve area (total area they
                                              the first in Brazil to come off the                     unpaginated). Efforts to strengthen                   are required to preserve); and (3)
                                              government’s blacklist of top Amazon                    enforcement of the Forest Code                        relaxing Riparian Preservation Area
                                              deforesters. After 1 year, 92 percent of                increased pressure on the farming                     restoration requirements on small
                                              rural properties in Paragominas had                     sector, which resulted in a backlash                  properties. These new provisions
                                              been entered into the registry, and                     against the Forest Code and industry’s                effectively reduced the total amount of
                                              deforestation was cut by 90 percent                     proposal of a new Forest Code (Soares-                land farmers are required to preserve
                                              (Dias and Ramos 2012, unpaginated;                      Filho et al. 2014, p. 363).                           and municipalities and landowners are
                                              Vale 2010, unpaginated). In response to                    In 2011, reforms to Brazil’s Forest                required to restore. Reductions were
                                              this success, Pará launched its Green                  Code were debated in the Brazilian                    uneven across states and biomes, with
                                              Municipalities Program in 2011. The                     Senate. The reforms were favored by the               the Amazon and Cerrado biomes being
                                              purpose of this project is to reduce                    agricultural industry but were greatly                two of the three biomes most affected
                                              deforestation in Pará by 80 percent by                 opposed by conservationists. At that                  and vulnerable to deforestation.
                                              2020, and strengthen sustainable rural                  time, the expectation of the bill being                  Altogether, provisions of the new
                                              production. To accomplish this goal, the                passed resulted in a spike in                         Forest Code have reduced the total area
                                              program seeks to create partnerships                    deforestation (Darlington 2012,                       to be restored from approximately 50
                                              between local communities,                              unpaginated; Moukaddem 2011,                          million ha (124 million ac) to
                                              municipalities, private initiatives,                    unpaginated; WWF–UK 2011a,                            approximately 21 million ha (52 million
                                              IBAMA, and the Federal Public                           unpaginated). A new Forest Code was                   ac) (Soares-Filho et al. 2014, p. 363;
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                                              Prosecution Service and to focus on                     passed in 2012, and although the new                  Boadle 2012, unpaginated).
                                              local pacts, deforestation monitoring,                  reforms were an attempt at a                          Furthermore, the old and new Forest
                                              implementation of the Rural                             compromise between farmers and                        Codes allow legal deforestation of an
                                              Environmental Registry, and structuring                 environmentalists, many claim the new                 additional 88 million ha (217 million
                                              municipal management (Verı́ssimo et al.                 bill reduces the total amount of land                 ac) on private properties deemed to
                                              2013, pp. 3, 6, 12–13). The program                     required to be maintained as forest and               constitute an ‘‘environmental surplus,’’
                                              aims to show how it is possible to                      will increase deforestation, especially in            which are areas that are not conserved


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                        39909

                                              by the Legal Reserve and Riparian                       Greenpeace 2012, unpaginated). The                    products of CITES-listed plant and
                                              Preservation Area conservation                          original code was largely ignored by                  animal species. Trade must be
                                              requirements. The Cerrado alone                         landowners and not enforced, leading to               authorized through a system of permits
                                              contains approximately 40 million ha                    Brazil’s high rates of deforestation                  and certificates that are provided by the
                                              (99 million ac) of habitat designated as                (Boadle 2012, unpaginated). Although                  designated CITES Management
                                              environmental surplus that could be                     Brazil’s deforestation rates declined                 Authority of each CITES Party. Brazil,
                                              legally deforested (Soares-Filho et al.                 between 2005 and 2010, 2011 marked                    Bolivia, and Paraguay are Parties to
                                              2014, p. 364).                                          the beginning of an increase in rates due             CITES.
                                                 Although the Forest Code reduces                     to the expectation of the new Forest                     The hyacinth macaw was listed in
                                              restoration and preservation                            Code being passed. Another slight                     Appendix I of CITES on October 22,
                                              requirements, which in turn increases                   increase occurred in 2013, then doubled               1987. An Appendix-I listing includes
                                              the threat to the hyacinth macaw, it                    over 6 months (Schiffman 2015,                        species threatened with extinction
                                              introduces new mechanisms to address                    unpaginated). Corruption in the                       whose trade is permitted only under
                                              fire management, forest carbon, and                     government, land fraud, and lack of                   exceptional circumstances, which
                                              payments for ecosystem services, which                  penalties for infractions have                        generally precludes commercial trade.
                                              could reduce deforestation and result in                contributed to increases in illegal                   The import of an Appendix-I species
                                              environmental benefits to the hyacinth                  deforestation (Schiffman 2015,                        generally requires the issuance of both
                                              macaw. The most important mechanism                     unpaginated). Additionally, amnesty                   an import and export permit. Import
                                              may be the Environmental Reserve                        afforded by the new Forest Code has led               permits for Appendix-I species are
                                              Quota (ERQ). The ERQ is a tradable                      to the perception that illegal deforesters            issued only if findings are made that the
                                              legal title to areas with intact or                     are unlikely to be prosecuted or could                import would be for purposes that are
                                              regenerating native vegetation exceeding                be exonerated in future law reforms                   not detrimental to the survival of the
                                              the Forest Code requirements. It                        (Schiffman 2015, unpaginated; Soares-                 species and that the specimen will not
                                              provides the opportunity for                            Filho et al. 2014, p. 364). Enforcement               be used for primarily commercial
                                              landowners who, as of July 2008, did                    is often nonexistent in Brazil as IBAMA               purposes (CITES Article III(3)). Export
                                              not meet the area-based conservation                    is underfunded and understaffed. Only                 permits for Appendix-I species are
                                              requirements of the law, to instead                     1 percent of the fines imposed on                     issued only if findings are made that the
                                              ‘‘compensate’’ for their legal reserve                  individuals and corporations for illegal              specimen was legally acquired and trade
                                              shortages by purchasing surplus                         deforestation is actually collected                   is not detrimental to the survival of the
                                              compliance obligations from properties                  (Schiffman 2015, unpaginated). In Pará,              species, and if the issuing authority is
                                              that would then maintain native                         one of two states where most of the                   satisfied that an import permit has been
                                              vegetation in excess of the minimum                     clearing is occurring, 78 percent of                  granted for the specimen (CITES Article
                                              legal reserve requirements. This                        logging between August 2011 and July                  III(2)).
                                              mechanism could provide forested                        2012 was illegal (Schiffman 2015,                        The import of hyacinth macaws into
                                              lands with monetary value, creating a                   unpaginated). Furthermore, while much                 the United States is also regulated by
                                              trading market. The ERQ could                           logging is being conducted illegally,                 the Wild Bird Conservation Act
                                              potentially reduce 56 percent of the                    there is concern that even if regulations             (WBCA), which was enacted on October
                                              Legal Reserve debt (Soares-Filho et al.                 are strictly adhered to, the development              23, 1992. The purpose of the WBCA is
                                              2014, p. 364).                                          is not sustainable (Schiffman 2015,                   to promote the conservation of exotic
                                                 The new Forest Code requires                         unpaginated). Some level of                           birds by ensuring that all imports of
                                              landowners to take part in a mapping                    deforestation is highly likely to continue            exotic birds to the United States are
                                              and registration system for rural                       and will continue to compromise the                   biologically sustainable and not
                                              properties that serves as a means for                   status of the species.                                detrimental to the species in the wild.
                                              landowners to report their compliance                      Additional Regulatory Mechanisms:                  The WBCA generally restricts the
                                              with the code in order to remain eligible               To protect the main breeding habitat of               importation of most CITES-listed live or
                                              for state credit and other government                   the hyacinth macaw, Mato Grosso State                 dead exotic birds. Import of dead
                                              support. On May 6, 2014, the Ministry                   Senate passed State Act 8.317 in 2005,                specimens is allowed for scientific
                                              for the Environment published a                         which prohibits the cutting of manduvi                purposes and museum specimens.
                                              regulation formally implementing the                    trees, but not others. Although this law              Permits may be issued to allow import
                                              mapping system and requiring all rural                  protects nesting trees, other trees around            of listed birds for various purposes,
                                              properties be enrolled by May 2015.                     nesting trees are cut, exposing the                   such as scientific research, zoological
                                              However, on May 5, 2015, the deadline                   manduvi tree to winds and storms.                     breeding or display, or personal pets,
                                              was extended to May 4, 2016. According                  Manduvi trees end up falling or                       when certain criteria are met. The
                                              to information provided by the Ministry                 breaking, rendering them useless for the              Service may approve cooperative
                                              for the Environment, at that time                       hyacinth macaws to nest in (Santos Jr.                breeding programs and subsequently
                                              1,407,206 rural properties had been                     2008, p. 135; Santos Jr. et al. 2006, p.              issue import permits under such
                                              registered since the new code became                    186).                                                 programs. Wild-caught birds may be
                                              effective. This number covers an area of                                                                      imported into the United States if
                                              196,767,410 ha (486,222,859 ac) and                     International Laws                                    certain standards are met and they are
                                              represents 52 percent of all rural areas                  The hyacinth macaw is protected                     subject to a management plan that
                                              in Brazil for which registration is                     under CITES, an international                         provides for sustainable use. At this
                                              mandatory (Filho et al. 2015,                           agreement between governments to                      time, the hyacinth macaw is not part of
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                                              unpaginated). This system could                         ensure that the international trade of                a Service-approved cooperative
                                              facilitate the market for ERQs and                      CITES-listed plant and animal species                 breeding program, and wild-caught
                                              payments for ecosystem services.                        does not threaten species’ survival in                birds have not been approved for
                                                 It is unclear whether the Brazilian                  the wild. Under this treaty, CITES                    importation.
                                              Government will be able to effectively                  Parties (member countries or                             The Lacey Act was originally passed
                                              enforce the new law (Barrionuevo 2012,                  signatories) regulate the import, export,             in 1900, and was the first Federal law
                                              unpaginated; Boadle 2012, unpaginated;                  and re-export of specimens, parts, and                protecting wildlife. Today, it provides


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                                              39910             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              civil and criminal penalties for the                    and Lemma 2014, p. 11; Siqueira and                   al. 2014, p. 1523; Marengo et al. 2011,
                                              illegal trade of animals and plants.                    Peterson 2003, p. 2). The latest                      pp. 11, 18, 29, 43; Magrin et al. 2007,
                                              Under the Lacey Act, in part, it is                     Intergovernmental Panel on Climate                    pp. 583, 596). In the regions where the
                                              unlawful to import, export, transport,                  Change assessment estimates                           hyacinth macaw occurs, the climate
                                              sell, receive, acquire, or purchase any                 temperature changes in South America                  features a dry season, which prevents
                                              fish, or wildlife taken, possessed,                     by 2100 to range from 1.7 to 6.7 degrees              the growth of an extensive closed-
                                              transported, or sold: (1) In violation of               Celsius (°C) (3.06 to 12.06 degrees                   canopy tropical forest. Therefore, the
                                              any law, treaty, or regulation of the                   Fahrenheit (°F)) under medium and                     transition of the Amazon rainforests
                                              United States or in violation of any                    high emission scenarios and 1 to 1.5 °C               could provide additional suitable
                                              Indian tribal law; or (2) in interstate or              (1.8 to 2.7 °F) under a low emissions                 habitat for the hyacinth macaw.
                                              foreign commerce, any fish or wildlife                  scenario (Magrin et al. 2014, p. 1502;                However, we do not know how the
                                              taken, possessed, transported, or sold in               Carabine and Lemma 2014, p. 10).                      specific food and nesting resources the
                                              violation of any law or regulation of any               Projected changes in rainfall in South                hyacinth macaw uses will be impacted
                                              State or in violation of any foreign law.               America vary by region. Reductions are                if there is an increase in the dry season.
                                              Therefore, for example, because the take                estimated for northeast Brazil and the                Furthermore, there are uncertainties in
                                              of wild-caught hyacinth macaws would                    Amazon (Magrin et al. 2014, p. 1502;                  this modeling, and the projections are
                                              be in violation of Brazil’s Environmental               Carabine and Lemma 2014, pp. 10–11).                  not definitive outcomes. In fact, some
                                              Crimes Law (9605/98), the subsequent                    At a national level, climate change may               models indicate that conditions are
                                              import of hyacinth macaws into the                      induce significant reductions in                      likely to get wetter in Amazonia in the
                                              United States would be in violation of                  forestland in all Brazilian regions (Féres           future (Marengo et al. 2011, pp. 28–29).
                                              the Lacey Act. Similarly, under the                     et al. 2009, pp. 12, 15).                             These uncertainties make it challenging
                                              Lacey Act it is unlawful to import,                        Temperature increases in Brazil are                to predict the likely effects of continued
                                              export, transport, sell, receive, acquire,              expected to be greatest over the Amazon               climate change on the hyacinth macaw.
                                              or purchase specimens of these species                  rainforest, where Pará is located, with                 Temperatures in the Cerrado, which
                                              traded contrary to CITES.                               models indicating a strong warming and                covers the Gerais region, are also
                                                 Although illegal trapping for the pet                drying of this region during the 21st                 predicted to increase; the maximum
                                              trade occurred at high levels during the                century, particularly after 2040                      temperature in the hottest month may
                                              1980s, trade has decreased significantly                (Marengo et al. 2011, pp. 8, 15, 27, 39,              increase by 4 °C (7.2 °F) and by 2100
                                              from those levels. International trade of               48; Féres et al. 2009, p. 2). Estimates of           may increase to approximately 40 °C
                                              parrots was significantly reduced during                temperature changes in Amazonia are                   (104 °F) (Marini et al. 2009, p. 1563).
                                              the 1990s as a result of tighter                        2.2 °C (4 °F) under a low greenhouse gas              Along with changes in temperature,
                                              enforcement of CITES regulations,                       emission scenario and 4.5 °C (8 °F)                   other models have predicted a decrease
                                              stricter measures under European Union                  under a high-emission scenario by the                 in tree diversity and range sizes for
                                              legislation, and adoption of the WBCA,                  end of the 21st century (2090–2099)                   birds in the Cerrado.
                                              along with adoption of national                         (Marengo et al. 2011, p. 27). Several                    Projections based on a 30-year average
                                              legislation in various countries (Snyder                models indicate Amazonia is at a high                 (2040–2069) indicate serious effects to
                                              et al. 2000, p. 99). We found no                        risk of forest loss and more frequent                 Cerrado tree diversity in coming
                                              information indicating trade is currently               wildfires (Magrin et al. 2007, p. 596).               decades (Marini et al. 2009, p. 1559;
                                                                                                      Some leading global circulation models                Siqueira and Peterson 2003, p. 4). In a
                                              impacting the hyacinth macaw
                                                                                                      suggest extreme weather events, such as               study of 162 broad-range tree species,
                                              population.
                                                 Habitat loss for the hyacinth macaw                  droughts, will increase in frequency or               the potential distributional area of most
                                              continues despite regulatory                            severity due to global warming. As a                  trees was projected to decline by more
                                              mechanisms intended to protect Brazil’s                 result, droughts in Amazonian forests                 than 50 percent. Using two climate
                                              forests. The lack of supervision and                    could become more severe in the future                change scenarios, 18–56 species were
                                              resources prevent these laws from being                 (Marengo et al. 2011, p. 48; Laurance et              predicted to go extinct in the Cerrado,
                                                                                                      al. 2001, p. 782). For example, the 2005              while 91–123 species were predicted to
                                              properly implemented (Guedes 2012, p.
                                                                                                      drought in Amazonia was a 1-in-20-year                decline by more than 90 percent in the
                                              3), as evidenced by ongoing
                                                                                                      event; however, those conditions may                  potential distributional area (Siqueira
                                              deforestation in the Amazon, Cerrado,
                                                                                                      become a 1-in-2-year event by 2025, and               and Peterson 2003, p. 4).
                                              and Pantanal. As described above, the                                                                            Of the potential impacts of predicted
                                              hyacinth macaw’s food and nesting trees                 a 9-in-10-year event by 2060 (Marengo
                                                                                                      et al. 2011, p. 28). Impacts of                       climate-driven changes on bird
                                              are removed for agriculture and cattle                                                                        distribution, extreme temperatures
                                              ranching, and fire is used to clear land                deforestation are greater under drought
                                                                                                      conditions as fires set for forest                    seemed to be the most important factor
                                              and maintain pastures. Therefore,                                                                             limiting distribution, revealing their
                                                                                                      clearances burn larger areas (Marengo et
                                              without greater enforcement of laws,                                                                          physiological tolerances (Marini et al.
                                                                                                      al. 2011, p. 16). Additionally, drought
                                              deforestation will continue to impact                                                                         2009, p. 1563). In a study on changes in
                                                                                                      increases the vulnerability of seasonal
                                              the hyacinth macaw and its food and                                                                           range sizes for 26 broad-range birds in
                                                                                                      forests of the Amazon, such as those
                                              nesting resources.                                                                                            the Cerrado, range sizes are expected to
                                                                                                      found in eastern Amazonia, to wildfires
                                              Factor E. Other Natural or Manmade                      during droughts (Laurance et al. 2001,                decrease over time, and significantly so
                                              Factors Affecting Its Continued                         p. 782).                                              as soon as 2030 (Marini et al. 2009, p.
                                              Existence                                                  Previous work has indicated that,                  1564). Changes ranged from a 5-percent
                                                                                                      under increasing temperature and                      increase to an 80-percent decrease
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                                              Climate Change                                          decreasing rainfall conditions, the                   under two dispersal scenarios for 2011–
                                                Changes in Brazil’s climate and                       rainforest of the Amazon could be                     2030, 2046–2065, and 2080–2099
                                              associated changes to the landscape may                 replaced with different vegetation. Some              (Marini et al. 2009, p. 1561). The largest
                                              result in additional habitat loss for the               models have predicted a change from                   potential loss in range size is predicted
                                              hyacinth macaw. Across Brazil,                          forests to savanna-type vegetation over               to occur among grassland and forest-
                                              temperatures are projected to increase                  parts of, or perhaps the entire, Amazon               dependent species in all timeframes
                                              and precipitation to decrease (Carabine                 in the next several decades (Magrin et                (Marini et al. 2009, p. 1564). These


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                         39911

                                              species will likely have the most dire                  themselves, several other factors affect              inexperience of young couples that
                                              future conservation scenarios because                   the reproductive success of the hyacinth              accidentally smash their own eggs while
                                              these habitat types are the least common                macaw. In the Pantanal, competition,                  entering and exiting the nest, breaking
                                              (Marini et al. 2009, p. 1559). Although                 predation, disease, destruction or                    by other bird and mammal species
                                              this study focused on broad-range bird                  flooding of nests, and climatic                       wanting to occupy the nesting cavity,
                                              species, geographically restricted birds,               conditions and variations are factors                 and broken trees and flooding of nests
                                              such as hyacinth macaw, are predicted                   affecting reproductive success of the                 (Guedes 2009, p. 75). Of the 320 nests
                                              to become rarer (Marini et al. 2009, p.                 hyacinth macaw (Guedes 2009, pp. 5, 8,                that saw eggs hatch and chicks born, 49
                                              1564).                                                  42; Guedes 2004b, p. 7).                              percent experienced a total or partial
                                                 Whether species will or will not adapt                  In the Pantanal, competition for                   loss of chicks (Guedes 2009, pp. 68).
                                              to new conditions is difficult to predict;              nesting sites is intense. The hyacinth                From the chicks that were born, on
                                              synergistic effects of climate change and               macaw nests almost exclusively in                     average 37 percent (n=183) failed before
                                              habitat fragmentation, or other factors,                manduvi trees; however, 17 other bird                 leaving the nest because of mortality or
                                              such as biotic interactions, may hasten                 species, small mammals, and honey                     predation (Guedes 2009, pp. 66, 78). Of
                                              the need for conservation even more                     bees (Apis mellifera) also use manduvi                these chicks that did not survive, 62
                                              (Marini et al. 2009, p. 1565). Although                 cavities (Guedes and Vicente 2012, pp.                percent (n=114) were lost due to
                                              there are uncertainties in the climate-                 148, 157; Guedes 2009, p. 60; Pizo et al              starvation, low temperature, disease or
                                              change modeling discussed above, the                    2008, p. 792; Pinho and Nogueira 2003,                infestation by ectoparasites, flooding of
                                              overall trajectory is one of increased                  p. 36). Bees are even known to occupy                 nests, and breaking of branches; the
                                              warming under all scenarios. Species                    artificial nests that could be used by                other 38 percent (n=69) were lost to
                                              like the hyacinth macaw, whose habitat                  hyacinth macaws (Pinho and Nogueira                   predation (Guedes 2009, pp. 79).
                                              is limited, population is reduced, are                  2003, p. 33; Snyder et al. 2000, p. 120).               Variations in temperature and rainfall
                                              large in physical size, and are highly                  Manduvi is a key species for the                      may also affect reproduction of the
                                              specialized are more vulnerable to                      hyacinth macaw; these cavities are                    hyacinth macaw in the Pantanal
                                              climatic variations and at a greater risk               already limited and there is evidence of              (Guedes 2009, p. 42). Years with higher
                                              of extinction (Guedes 2009, p. 44).                     decreased recruitment of this species of              temperatures and lower rainfall
                                                 We do not know how the habitat of                    tree (Santos Jr. et al. 2006, p. 181).                experience decreased production of
                                              the hyacinth macaw may change under                     Competition for nesting cavities is                   fruits and foraging, leading to a decrease
                                              these conditions, but we can assume                     exacerbated because manduvi trees                     in reproduction of hyacinth macaws the
                                              some change will occur. The hyacinth                    must be at least 60 years old, and on                 following year (Guedes 2009, pp. 42–
                                              macaw is experiencing habitat loss due                  average 80 years old, to produce cavities             44). This decrease is especially
                                              to widespread expansion of agriculture                  large enough to be used by the hyacinth               problematic for a species that relies on
                                              and cattle ranching. Climate change has                 macaw (Guedes 2009, pp. 59–60; Pizo et                only two species of palm nuts as a
                                              the potential to further decrease the                   al. 2008, p. 792; Santos Jr. et al. 2006,             source of food. Competition with other
                                              specialized habitat needed by the                       p. 185). Given that there is currently a              bird and mammal species may also
                                              hyacinth macaw; the ability of the                      limited number of manduvi trees in the                increase during low food years. Acuri
                                              hyacinth macaw to cope with landscape                   Pantanal of adequate size capable of                  are available year round, even during
                                              changes due to climate change is                        accommodating the hyacinth macaw,                     times of fruit scarcity, making it a
                                              questionable given the specialized                      evidence of reduced recruitment of                    resource many other species also
                                              needs of the species. Furthermore, one                  these sized manduvi, and numerous                     depend on during unfavorable periods
                                              of the factors that affected reproductive               species that also use this tree,                      (Guedes 2009, p. 44). Additionally, the
                                              rates of hyacinth macaws in the                         competition will certainly increase as                El Niño event during the 1997–98
                                              Pantanal was variations in temperature                  the number of manduvi decreases,                      breeding season caused hotter, wetter
                                              and rainfall (Guedes 2009, p. 42).                      further affecting reproduction by                     conditions favoring breeding pairs, but
                                              Hotter, drier years, as predicted under                 limiting tree cavities available to the               survival of the chicks was reduced. In
                                              different climate change scenarios,                     hyacinth macaw for nesting (Guedes                    1999, a longer breeding period was
                                              could result in greater impacts to                      2009, p. 60). Furthermore, a shortage of              observed following drier, colder
                                              hyacinth macaw reproduction due to                      suitable nesting sites could lead to                  conditions caused by the La Niña that
                                              impacts on palm fruit and thereby                       increased competition resulting in an                 same year; however, 54 percent of the
                                              foraging success, and could increase                    increase in infanticide and egg                       eggs were lost that year (Guedes 2009,
                                              competition with other bird and                         destruction by other hyacinth macaws                  p. 43).
                                              mammal species for limited resources.                   and other macaw species (Lee 2010, p.
                                                                                                                                                            Conservation Measures
                                                                                                      2). Black vultures (Coragyps atratus),
                                              Low Reproductive Rates and                                                                                      A network of nongovernmental
                                                                                                      collared forest falcons, and red-and-
                                              Competition                                                                                                   organizations, Rede Cerrado, has been
                                                                                                      green macaws (Ara chloropterus) break
                                                The specialized nature and                            hyacinth macaw eggs when seeking                      established to promote local
                                              reproductive biology of the hyacinth                    nesting cavities (Guedes 2009, p. 75).                sustainable-use practices for natural
                                              macaw contribute to low recruitment of                     A 10-year study conducted in the                   resources (Klink and Machado 2005, p.
                                              juveniles and decrease the ability to                   Miranda region of the Pantanal                        710). Rede Cerrado provided the
                                              recover from reductions in population                   concluded that the majority of hyacinth               Brazilian Ministry of the Environment
                                              size caused by anthropogenic                            macaw nests (63 percent) failed, either               recommendations for urgent actions for
                                              disturbances (Faria et al. 2008, p. 766;                partially or totally, during the egg phase.           the conservation of the Cerrado. As a
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                                              Wright et al. 2001, p. 711). This species’              While predation accounted for 52                      result, a conservation program was
                                              vulnerability to extinction is further                  percent of lost eggs during incubation                established to integrate actions for
                                              heightened by deforestation that                        (see Factor C discussion, above), the                 conservation in regions where
                                              negatively affects the availability of                  remaining eggs lost during the 10-year                agropastoral activities, which is
                                              essential food and nesting resources. In                study of the Miranda region did not                   agriculture practice of growing crops
                                              addition to direct impacts on food and                  hatch due to infertility, complications               and raising livestock, were especially
                                              nesting resources and hyacinth macaws                   during embryo development,                            intense and damaging (Klink and


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                                              39912             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              Machado 2005, p. 710). Conservation                     management, with the approval of the                  Hyacinth Macaw Project, only 35
                                              International, The Nature Conservancy,                  Committee for Hyacinth Macaw                          percent of eggs survive to the juvenile
                                              and World Wildlife Fund have worked                     Conservation coordinated by IBAMA.                    stage.
                                              to promote alternative economic                         Hyacinth macaw eggs are replaced with
                                                                                                                                                            Finding
                                              activities, such as ecotourism,                         chicken eggs, and the hyacinth eggs are
                                              sustainable use of fauna and flora, and                 incubated in a field laboratory. After                   Section 4 of the Act (16 U.S.C. 1533)
                                              medicinal plants, to support the                        hatching, chicks are fed for a few days,              and the implementing regulations in
                                              livelihoods of local communities (Klink                 and then reintroduced to the original                 part 424 of title 50 of the Code of
                                              and Machado 2005, p. 710). Although                     nest or to another nest with a chick of               Federal Regulations (50 CFR part 424)
                                              these programs demonstrate awareness                    the same age. This process began to                   set forth procedures for adding species
                                              of the need for protection and efforts in               increase the number of chicks that                    to, removing species from, or
                                              protecting the Cerrado, we have no                      survived and fledged each year                        reclassifying species on the Federal
                                              details on the specific work or                         (Brouwer 2004, unpaginated; Guedes                    Lists of Endangered and Threatened
                                              accomplishments of these programs, or                   2004a, p. 281; Guedes 2004b, p. 9).                   Wildlife and Plants. As required by the
                                              how they would affect, or have affected,                   Awareness has also been raised with                Act, we conducted a review of the status
                                              the hyacinth macaw and its habitat.                     local cattle ranchers. Attitudes have                 of the species and considered the five
                                                 In 1990, the Hyacinth Macaw Project                  begun to shift, and ranchers are proud                factors in assessing whether the
                                              (Projecto Arara Azul) began with                        of having macaw nests on the property.                hyacinth macaw is in danger of
                                              support from the University for the                     Local inhabitants also served as project              extinction throughout all or a significant
                                              Development of the State (Mato Grosso                   collaborators (Guedes 2004a, p. 282;                  portion of its range (endangered) or
                                              do Sul) and the Pantanal Region                         Guedes 2004b, p. 10). This shift in                   likely to become endangered within the
                                              (Brouwer 2004, unpaginated; Guedes                      attitude has also diminished the threat               foreseeable future throughout all or a
                                              2004b, p. 28; Pittman 1999, p. 39). This                of illegal trade in the Hyacinth Macaw                significant portion of its range
                                              program works with local landowners,                    Project area (Brouwer 2004,                           (threatened). We examined the best
                                              communities, and tourists to monitor                    unpaginated).                                         scientific and commercial information
                                              the hyacinth macaw, study the biology                      The Hyacinth Macaw Project has                     available regarding factors affecting the
                                              of this species, manage the population,                 contributed to the increase of the                    status of the hyacinth macaw. We
                                              and promote its conservation and                        hyacinth population in the Pantanal                   reviewed the petition, information
                                              ensure its protection in the Pantanal                   since the 1990s (Harris et al. 2005, p.               available in our files, information
                                              (Santos Jr. 2008, p. 135; Harris et al.                 719). Nest and chick management                       provided by peer review and public
                                              2005, p. 719; Brouwer 2004,                             implemented by the Hyacinth Macaw                     comments, and other available
                                              unpaginated; Guedes 2004a, p. 281).                     Project has led to an increase in the                 published and unpublished
                                              Studies have addressed feeding,                         Pantanal population; for every 100                    information.
                                              reproduction, competition, habitat                      couples that reproduce, 4 juveniles                      In considering what factors may
                                              survival, chick mortality, behavior,                    survive and are added to the population.              constitute threats, we must look beyond
                                              nests, predation, movement, and threats                 Additionally, hyacinth macaws have                    the mere exposure of the species to the
                                              contributing to the reduction in the wild               expanded to areas where the species                   factor to determine whether the species
                                              population (Guedes 2009, p. xiii;                       previously disappeared, as well as new                responds to the factor in a way that
                                              Guedes 2004a, p. 281). Because there are                areas (Guedes 2012, p. 1; Guedes 2009,                causes actual impacts to the species. If
                                              not enough natural nesting sites in this                pp. 4–5, 8, 35–36, 39, 82).                           there is exposure to the factor, but no
                                              region, the Hyacinth Macaw Project                         Nest boxes can have a marked effect                response, or only a positive response,
                                              began installing artificial nest boxes;                 on breeding numbers of many species                   that factor is not a threat. If there is
                                              more than 180 have been installed.                      on a local scale (Newton 1994, p. 274),               exposure and the species responds
                                              Hyacinth macaws have adapted to using                   and having local cattle ranchers                      negatively, the factor may be a threat
                                              the artificial nests, leading to more                   appreciate the presence of the hyacinth               and we then attempt to determine if it
                                              reproducing couples and successful                      macaw on their land helps diminish the                may drive or contribute to the risk of
                                              fledging of chicks. Species that would                  effects of habitat destruction and illegal            extinction of the species such that the
                                              otherwise compete with hyacinth                         trade. However, the Hyacinth Macaw                    species warrants listing as an
                                              macaws for nesting sites have also                      Project area does not encompass the                   endangered or threatened species as
                                              benefitted from the artificial nests as a               entire Pantanal region. Active                        those terms are defined by the Act.
                                              result of reduced competition for                       management has contributed to the                        Across its range, the hyacinth macaw
                                              natural nesting sites. Hyacinth macaws                  increase in the hyacinth population, and              is losing habitat, including those
                                              reuse the same nest for many years;                     farmers have begun to protect hyacinth                essential food and nesting resources, to
                                              eventually the nests start to decay or                  macaws on their property, but land                    expanding agriculture and cattle
                                              become unviable. The Hyacinth Macaw                     conversion for cattle ranching continues              ranching. Pará has long been the
                                              Project also repairs these nests (natural               to occur in the Pantanal. If cattle grazing           epicenter of illegal deforestation
                                              and artificial) so they are not lost. In                and trampling of manduvi saplings, as                 primarily caused by cattle ranching.
                                              areas where suitable cavities are scarce,               well as the burning of pastures for                   Large-scale forest conversion for
                                              the loss of even one nest could have                    maintenance continues, the hyacinth’s                 colonization and cattle ranching due to
                                              substantial impacts on the population.                  preferred natural cavities will be                    state subsidies, infrastructure
                                              Additionally, wood boards are used to                   severely limited and the species will                 development, favorable climate in Pará,
                                              make cavity openings too small for                      completely rely on the installation of                lower prices for land, and expansion of
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                                              predators, while still allowing hyacinth                artificial nest boxes, which is currently             soy cultivation in other areas has led to
                                              macaws to enter (Brouwer 2004,                          limited to the Hyacinth Macaw Project                 displacement of pastures into parts of
                                              unpaginated; Guedes 2004a, p. 281;                      area. Furthermore, survival of hyacinth               Pará. Although deforestation rates
                                              Guedes 2004b, p. 8).                                    macaw eggs and chicks are being                       decreased between 2005 and 2012,
                                                 In nests with a history of unsuccessful              impacted by predation, competition,                   Amazon deforestation rates increased in
                                              breeding, the Hyacinth Macaw Project                    climate variations, and other natural                 2013, 2015, and 2016 (see Table 1,
                                              has also implemented chick                              factors. Even with the assistance of the              above).


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                         39913

                                                 In the Gerais region, more than 50                   reduction in recruitment of native                    macaws themselves, several other
                                              percent of the original Cerrado                         species that could eventually provide                 factors affect the reproductive success of
                                              vegetation has been lost due to                         nesting cavities. A shortage of nest sites            the hyacinth macaw. Information
                                              conversion to agriculture and pasture.                  can jeopardize the persistence of the                 indicates that hyacinth macaws in Pará
                                              Although annual deforestation rates                     hyacinth macaw by constraining                        and Gerais are hunted as a source of
                                              have decreased, the amount of                           breeding density, resulting in lower                  protein and for feathers to be used in
                                              remaining hyacinth macaw habitat                        recruitment and a gradual reduction in                local handicrafts. Although we do not
                                              continues its slow and steady decrease.                 population size. This situation may lead              have information on the numbers of
                                              Remaining Cerrado vegetation continues                  to long-term effects on the viability of              macaws taken for these purposes, given
                                              to be lost to conversion for soy                        the hyacinth macaw population,                        the small populations in these two
                                              plantations and extensive cattle                        especially in Pará and the Pantanal                  regions, any loss of potentially
                                              ranching. Projections for coming                        where persistence of nesting trees is                 reproducing individuals could have a
                                              decades show the largest increase in                    compromised. While the Hyacinth                       devastating effect on the ability of those
                                              agricultural production occurring in the                Macaw Project provides artificial nest                populations to increase. Additionally, in
                                              Cerrado.                                                alternatives, such nests are only found               the Pantanal, predation, variations in
                                                 The greatest cause of habitat loss in                within the project area.                              temperature and rainfall, and
                                              the Pantanal is the expansion of cattle                    Loss of essential tree species also                ectoparasites all contribute to loss of
                                              ranching. Only 6 percent of the Pantanal                negatively impacts the hyacinth macaw                 eggs and chicks, directly affecting the
                                              landscape is cordilleras, higher areas                  by increasing competition for what is                 reproductive rate of hyacinth macaws.
                                              where the manduvi occur. These upland                   already a shortage of suitable nest sites.              Brazil has various laws to protect its
                                              forests, including potential nesting                    In the Pantanal, the hyacinth macaw                   natural resources. Despite these laws
                                              trees, are often removed and converted                  nests almost exclusively in manduvi                   and plans to significantly reduce
                                              to pastures for grazing during the                      trees. The number of manduvi large                    deforestation, expanding agriculture and
                                              flooding season; however, palm species                  enough to provide suitable cavities is                cattle ranching has contributed to
                                              used by hyacinth macaws for food are                    already limited. Additionally, 17 other               increases in deforestation rates in some
                                              usually left because cattle also feed on                bird species, small mammals, and honey                years, and the total deforested area
                                              the palm nuts. Fire is a common method                  bees also use manduvi cavities.                       continues to increase each year.
                                              for renewing pastures, controlling                      Competition has been so fierce that                   However, Brazil has obtained significant
                                              weeds, and controlling pests in the                     hyacinth macaws were unable to                        reduction of the deforestation rate after
                                              Pantanal, although uncontrolled fires                   reproduce, and it resulted in an increase
                                                                                                                                                            12 years of the PPCDAm and 6 years of
                                              are known to impact patches of                          in egg destruction and infanticide. As
                                                                                                                                                            PPCerrado, with most of the reduction
                                              manduvi. Fires can help in the                          the number of suitable trees is further
                                                                                                                                                            occurring within the Amazon basin.
                                              formation of cavities, but too frequent                 limited, competition for adequate
                                                                                                                                                            Additionally, hunting continues in
                                              fires can prevent trees from surviving to               cavities to accommodate the hyacinth
                                                                                                                                                            some parts of the hyacinth macaw’s
                                              a size capable of providing suitable                    macaw will certainly increase, reducing
                                                                                                                                                            range despite laws prohibiting this
                                              cavities and can cause a high rate of tree              the potential for hyacinth macaws to
                                                                                                                                                            activity. Without effective
                                              loss. Five percent of manduvi trees are                 reproduce. In the Gerais region,
                                                                                                                                                            implementation and enforcement of
                                              lost each year due to deforestation, fires,             hyacinth macaws mostly nest in rock
                                                                                                                                                            environmental laws, deforestation and
                                              and storms.                                             crevices, most likely a response to the
                                                 In addition to the direct removal of                 destruction of nesting trees; we do not               hunting will continue to the detriment
                                              trees and the impact of fire on forest                  know if the hyacinth macaws in the                    of hyacinth macaws.
                                              establishment, cattle impact forest                     Pantanal will respond in the same way                   Climate change models have
                                              recruitment. Intense livestock activity                 to the loss of nesting trees. Although it             predicted increasing temperatures and
                                              can affect seedling recruitment via                     is possible that hyacinth macaws could                decreasing rainfall throughout most of
                                              trampling and grazing. Cattle also                      use alternative nesting trees in Pará and            Brazil. There are uncertainties in this
                                              compact the soil such that regeneration                 the Pantanal, deforestation in these                  modeling, and the projections are not
                                              of forest species is severely reduced.                  regions would impact alternative                      definitive outcomes. How a species may
                                              This type of repeated disturbance can                   nesting trees, as well as food sources,               adapt to changing conditions is difficult
                                              lead to an ecosystem dominated by                       resulting in the same negative effect on              to predict. We do not know how the
                                              invasive trees, grasses, bamboo, and                    the hyacinth macaw. Furthermore,                      habitat of the hyacinth macaw may vary
                                              ferns. Manduvi, which contain the                       competition for limited nesting and food              under these conditions, but we can
                                              majority of hyacinth macaw nests, are                   resources would continue.                             assume some change will occur. The
                                              already limited in the Pantanal; only 5                    Deforestation also reduces the                     hyacinth macaw is experiencing habitat
                                              percent of the existing adult manduvi                   availability of food resources. The                   loss due to widespread expansion of
                                              trees in south-central Pantanal and 11                  species’ specialized diet makes it                    agriculture and cattle ranching. Effects
                                              percent in the southern Pantanal                        vulnerable to changes in food                         of climate change have the potential to
                                              contain suitable cavities for hyacinth                  availability. Another Anodorhynchus                   further decrease the specialized habitat
                                              macaws. Evidence of severely reduced                    species, the Lear’s macaw, is critically              needed by the hyacinth macaw; the
                                              recruitment of manduvi trees suggests                   endangered due, in part, to the loss of               ability of the hyacinth macaw to cope
                                              that this species of tree, of adequate size             its specialized food source (licuri palm              with landscape changes due to climate
                                              to accommodate the hyacinth macaw, is                   stands). Inadequate nutrition can                     change is questionable given the
                                              not only scarce now but likely to                       contribute to poor health and is known                specialized needs of the species.
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                                              become increasingly scarce in the                       to have reduced reproduction in                       Furthermore, hotter, drier years, as
                                              future.                                                 hyacinth macaws. In Pará and the Gerais              predicted under different climate
                                                 Deforestation for agriculture and                    region, where food sources are being                  change scenarios, could result in greater
                                              cattle ranching, cattle trampling and                   removed, persistence of the species is a              impacts to hyacinth macaw
                                              foraging, and burning of forest habitat                 concern.                                              reproduction due to impacts on palm
                                              result in the loss of mature trees with                    In addition to direct impacts on food              fruit and thereby foraging success, and
                                              natural cavities of sufficient size and a               and nesting resources and hyacinth                    could increase competition with other


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                                              39914             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              bird and mammal species for limited                     high enough reproduction rate and may                 having a higher rate than other years.
                                              resources.                                              not survive in areas where nest sites and             However, because the annual rate of
                                                 Based on the long-term trends of                     food sources are destroyed. Because the               deforestation is decreasing over the long
                                              continued loss of habitat and associated                hyacinth macaw has specialized food                   term, the loss of all native habitat from
                                              loss of essential resources (nest sites and             and nest site needs, it is at higher risk             these areas, including the species of
                                              food sources) throughout the hyacinth                   of extinction from the anthropogenic                  trees needed by the hyacinth macaw for
                                              macaws range, declines in the species                   stressors described above.                            food and nesting, is not as immediate as
                                              remaining habitat and in its population                    Section 3 of the Act defines an                    initially predicted. Therefore, even with
                                              are expected to continue into the                       ‘‘endangered species’’ as ‘‘any species               the additional habitat loss that is
                                              foreseeable future. Pará is one of the                 which is in danger of extinction                      imminent, we do not find that the
                                              states where most of Brazil’s agriculture               throughout all or a significant portion of            hyacinth macaw is currently in danger
                                              expansion is taking place. Modeled                      its range,’’ and a ‘‘threatened species’’ as          of extinction.
                                              future deforestation is concentrated in                 ‘‘any species which is likely to become                  The hyacinth macaw remains a
                                              this area. The Cerrado is the most                      an endangered species within the                      species particularly vulnerable to
                                              desirable biome for agribusiness                        foreseeable future throughout all or a                extinction due to the interaction
                                              expansion and contains approximately                    significant portion of its range.’’ After             between continued habitat loss within
                                              40 million ha (99 million ac) of                        analyzing the species’ status in light of             the foreseeable future and its highly
                                              ‘‘environmental surplus’’ that could be                 the five factors discussed above, we find             specialized needs for food and nest
                                              legally deforested; therefore, this region              the hyacinth macaw is a ‘‘threatened                  trees. The term ‘‘foreseeable future’’
                                              will likely continue to suffer                          species’’ as a result of the following:               describes the extent to which we can
                                              deforestation. Ninety-five percent of the               Continued deforestation and reduced                   reasonably rely on the predictions about
                                              Pantanal is privately owned, 80 percent                 recruitment of forests (Factor A),                    the future in making determinations
                                              of which is used for cattle ranches.                    hunting (Factor B), predation and                     about the future conservation status of
                                              Clearing land to establish pasture is                   disease (Factor C), low reproduction rate             the species. Based on the best available
                                              perceived as the economically optimal                   and competition (Factor E), and effects               scientific studies and information
                                              land use, while land not producing beef                 of climate change (Factor E).                         assessing land-use trends, lack of
                                              is often perceived as unproductive.                     Furthermore, despite regulatory                       enforcement of laws, predicted
                                              Continued loss of remaining habitat will                mechanisms to protect the hyacinth                    landscape changes under climate-
                                              lead to long-term effects on the viability              macaw and the forests it depends on,                  change scenarios, the persistence of
                                              of the hyacinth macaw. Additionally,                    deforestation and hunting for                         essential food and nesting resources,
                                              any factors that contribute to the loss of              sustenance continues.                                 and predictions about how those threats
                                              eggs and chicks ultimately reduce                          In our 2012 proposed rule (77 FR                   may impact the hyacinth macaw or
                                              reproduction and recruitment of                         39965; July 6, 2012), we found that the               similar species, we conclude that the
                                              juveniles into the population and the                   hyacinth macaw was in danger of                       species is likely to be in danger of
                                              ability of those populations to recover.                extinction (an endangered species)                    extinction in the foreseeable future
                                              Therefore, long-term survival of this                   based on estimates indicating the                     throughout all of its range. On the basis
                                              species is a concern.                                   original vegetation of the Amazon,                    of the best scientific and commercial
                                                 In total, there are approximately 6,500              Cerrado, and Pantanal, including the                  information, we find that the hyacinth
                                              hyacinth macaws left in the wild,                       hyacinth macaw’s habitat, would be lost               macaw meets the definition of a
                                              dispersed among three populations.                      between the years 2030 and 2050 due to                ‘‘threatened species’’ under the Act, and
                                              Two of the populations, Pará and                       deforestation, combined with its                      we are listing the hyacinth macaw as
                                              Gerais, contain 1,000–1,500 individuals                 naturally low reproductive rate, highly               threatened throughout its range.
                                              combined; the Pantanal population                       specialized nature, hunting,
                                              contains 5,000 individuals. The current                 competition, and effects of climate                   Significant Portion of its Range
                                              overall population trend for the                        change. While deforestation rates                        Under the Act and our implementing
                                              hyacinth macaw is reported as                           between 2002 and 2014 indicate a                      regulations, a species warrants listing if
                                              decreasing, although there are no                       decrease in the annual deforestation                  it is endangered or threatened. The Act
                                              reports of extreme fluctuations in the                  rate, and there has been a decrease in                defines ‘‘endangered species’’ as any
                                              number of individuals. The hyacinth                     deforestation compared to historical                  species that is in danger of extinction
                                              macaw population has grown in the                       rates, there continues to be a slow and               throughout all or a significant portion of
                                              Pantanal; however, the growth is not                    steady increase in the total area                     its range (16 U.S.C. 1532(6)), and
                                              sufficient to counter the continued and                 deforested. Deforestation rates in Pará              ‘‘threatened species’’ as any species that
                                              predicted future anthropogenic                          decreased by 20 percent between 2013                  is likely to become an endangered
                                              disturbances. Hyacinth macaws have a                    and 2014, increased by 14 percent in                  species within the foreseeable future
                                              naturally low reproductive rate; not all                2015, and increased by 41 percent in                  throughout all or a significant portion of
                                              hyacinth macaw chicks fledge; and due                   2016. However, the PPCDAm has                         its range (16 U.S.C. 1532(20)). Because
                                              to the long period of chick dependence,                 reduced the deforestation rate by                     we have determined that the hyacinth
                                              hyacinth macaws breed only every 2                      approximately 80 percent in relation to               macaw is threatened throughout all of
                                              years. In the Pantanal population, which                the 2004 rate in the Legal Amazon.                    its range, under the Final Policy on
                                              is the largest population of hyacinth                   Recent estimates of deforestation                     Interpretation of the Phrase ‘‘Significant
                                              macaws, only 15–30 percent of adults                    indicate annual deforestation rates in                Portion of Its Range’’ in the Endangered
                                              attempt to breed each year; it may be                   the Cerrado and Pantanal have                         Species Act’s Definitions of
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                                              that as small or an even smaller                        decreased by approximately 40 and 37                  ‘‘Endangered Species and ‘‘Threatened
                                              percentage in Pará and Gerais attempt to               percent, respectively, although within                Species’’ (79 FR 37578; July 1, 2014)
                                              breed. This relatively low recruitment of               two states in the Cerrado, Tocantins and              (SPR Policy), if a species warrants
                                              juveniles decreases the ability of a                    Maranhão, deforestation increased in                 listing throughout all of its range, no
                                              population to recover from reductions                   2016 by 40 and 25 percent, respectively.              portion of the species’ range can be a
                                              caused by anthropogenic disturbances.                   We recognize that deforestation rates                 ‘‘significant’’ portion of its range. The
                                              Thus, hyacinth macaws may not have a                    may fluctuate annually, with some years               SPR policy is applied to all status


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                                                                Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations                                         39915

                                              determinations, including analyses for                  any threatened species any act                        thereof, exported under the provisions
                                              the purposes of making listing,                         prohibited under section 9(a)(1) of the               of Article VII, paragraph 5 of the
                                              delisting, and reclassification                         Act. For the hyacinth macaw, the                      Convention.
                                              determinations. The procedure for                       Service is exercising our discretion to                  (D) Appendix-I animals bred in
                                              analyzing whether any portion is an                     issue a 4(d) rule. By adopting the 4(d)               captivity for commercial purposes in
                                              SPR is similar, regardless of the type of               rule, we are incorporating all                        operations included in the Secretariat’s
                                              status determination we are making.                     prohibitions and provisions of 50 CFR                 Register, in accordance with Resolution
                                                 While under the SPR Policy no                        17.31 and 17.32, except that import and               Conf. 12.10 (Rev. CoP15), and
                                              further analysis of ‘‘significant portion               export of certain hyacinth macaws into                Appendix-I plants artificially
                                              of its range’’ in this circumstance is                  and from the United States and certain                propagated for commercial purposes, as
                                              required, we recognize that the SPR                     acts in interstate commerce are allowed               well as parts and derivatives thereof,
                                              Policy is currently under judicial                      without a permit under the Act, as                    exported under the provisions of Article
                                              review, so we also took the additional                  explained below.                                      VII, paragraph 4, of the Convention.
                                              step of considering whether there could                                                                          (F) Animals born in captivity (F1 or
                                              be any significant portions of the                      Import and Export                                     subsequent generations) that do not
                                              species’ range where the species is in                     The 4(d) rule imposes a prohibition                fulfill the definition of ‘‘bred in
                                              danger of extinction. We evaluated                      on imports and exports (by                            captivity’’ in Resolution Conf. 10.16
                                              whether there is substantial information                incorporating 50 CFR 17.31), but creates              (Rev.), as well as parts and derivatives
                                              indicating that there are any portions of               exceptions for certain hyacinth macaws.               thereof.
                                              the species’ range: (1) That may be                     The 4(d) rule largely adopts the existing                The 4(d) rule’s provisions regarding
                                              ‘‘significant,’’ and (2) where the species              conservation regulatory requirements of               captive-bred birds apply to birds bred in
                                              may be in danger of extinction. In                      CITES and the WBCA as the appropriate                 the United States and abroad. The terms
                                              practice, a key part of identifying                     regulatory provisions for the import and              ‘‘captive-bred’’ and ‘‘captivity’’ used in
                                              portions appropriate for further analysis               export of certain hyacinth macaws. The                the 4(d) rule are defined in the
                                              is whether the threats are geographically               import and export of birds into and from              regulations at 50 CFR 17.3 and refer to
                                              concentrated. For the hyacinth macaw,                   the United States, taken from the wild                wildlife produced in a controlled
                                              the primary driver of its status is habitat             after the date this species is listed under           environment that is intensively
                                              destruction. This threat is affecting the               the Act; conducting an activity that                  manipulated by man from parents that
                                              species throughout its entire range and                 could take or incidentally take hyacinth              mated or otherwise transferred gametes
                                              is of similar magnitude throughout its                  macaws; and foreign commerce must                     in captivity. Although the 4(d) rule
                                              range; therefore, there is not a                        meet the requirements of 50 CFR 17.31                 requires a permit under the Act to
                                              meaningful geographical concentration                   and 17.32, including obtaining a permit               ‘‘take’’ (including harm and harass) a
                                              of threats to the hyacinth macaw. As a                  under the Act. However, the 4(d) rule                 hyacinth macaw, our regulations at 50
                                              result, even if we were to undertake a                  allows a person to import or export                   CFR 17.3 establish that ‘‘take,’’ when
                                              detailed SPR analysis, there would not                  without a permit issued under the Act                 applied to captive wildlife, does not
                                              be any portions of the species’ range                   if the specimen either: (1) Was held in               include generally accepted animal
                                              where the threats are harming the                       captivity prior to the date this species is           husbandry practices, breeding
                                              species to a greater degree such that it                listed under the Act; or (2) is a captive-            procedures, or provisions of veterinary
                                              is in danger of extinction in that                      bred specimen, provided the export                    care for confining, tranquilizing, or
                                              portion.                                                under either of these scenarios is                    anesthetizing, when such practices are
                                                                                                      authorized under CITES and the import                 not likely to result in injury to the
                                              4(d) Rule                                               is authorized under CITES and the                     wildlife.
                                                When a species is listed as                           WBCA. If a specimen was taken from                       We assessed the conservation needs of
                                              endangered, certain actions are                         the wild and held in captivity prior to               the hyacinth macaw in light of the broad
                                              prohibited under section 9 of the Act                   the date this species is listed under the             protections provided to the species
                                              and our regulations at 50 CFR 17.21.                    Act, the importer or exporter must                    under CITES and the WBCA. The
                                              These include, among others,                            provide documentation to support that                 hyacinth macaw is listed in Appendix I
                                              prohibitions on take within the United                  status, such as a copy of the original                under CITES, a treaty which contributes
                                              States, within the territorial seas of the              CITES permit indicating when the bird                 to the conservation of the species by
                                              United States, or upon the high seas;                   was removed from the wild or museum                   monitoring international trade and
                                              import; export; and shipment in                         specimen reports. For captive-bred                    ensuring that trade in Appendix I
                                              interstate or foreign commerce in the                   birds, the importer must provide either               species is not detrimental to the survival
                                              course of a commercial activity.                        a valid CITES export/re-export                        of the species (see Conservation Status,
                                              Exceptions to the prohibitions for                      document issued by a foreign                          above). The purpose of the WBCA is to
                                              endangered species may be granted in                    Management Authority that indicates                   promote the conservation of exotic birds
                                              accordance with section 10 of the Act                   that the specimen was captive bred by                 and to ensure that imports of exotic
                                              and our regulations at 50 CFR 17.22.                    using a source code on the face of the                birds into the United States do not harm
                                                The Act does not specify particular                   permit of either ‘‘C,’’ ‘‘D,’’ or ‘‘F.’’              them (see Factor D discussion, above).
                                              prohibitions and exceptions to those                    Exporters of captive-bred birds must                  The best available commercial data
                                              prohibitions for threatened species.                    provide a signed and dated statement                  indicate that legal and illegal trade of
                                              Instead, under section 4(d) of the Act,                 from the breeder of the bird confirming               hyacinth macaws is not currently
                                              the Secretary, as well as the Secretary of              its captive-bred status, and                          occurring at levels that are affecting the
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                                              Commerce depending on the species,                      documentation on the source of the                    populations of the hyacinth macaw in
                                              was given the discretion to issue such                  breeder’s breeding stock. The source                  its three regions. Accordingly, we find
                                              regulations as deemed necessary and                     codes of C, D, and F for CITES permits                that the import and export requirements
                                              advisable to provide for the                            and certificates are as follows:                      of the 4(d) rule provide the necessary
                                              conservation of such species. The                          (C) Animals bred in captivity in                   and advisable conservation measures
                                              Secretary also has the discretion to                    accordance with Resolution Conf. 10.16                that are needed for this species. This
                                              prohibit by regulation with respect to                  (Rev.), as well as parts and derivatives              4(d) rule streamlines the permitting


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                                              39916             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Rules and Regulations

                                              process by deferring to existing laws                   the United States. Because the species is                 Authors
                                              that are protective of hyacinth macaws                  otherwise protected in the course of
                                              in the course of import and export and                  interstate commercial activities under                      The primary authors of this document
                                              not requiring permits under the Act for                 the take provisions and foreign                           are staff members of the Branch of
                                              certain types of activities.                            commerce provisions contained in 50                       Foreign Species, Ecological Services
                                                                                                      CFR 17.31, and international trade of                     Program, U.S. Fish and Wildlife Service.
                                              Interstate Commerce
                                                                                                      this species is regulated under CITES,                    List of Subjects in 50 CFR Part 17
                                                Under the 4(d) rule, a person may                     we find that this 4(d) rule contains all
                                              deliver, receive, carry, transport, or ship             the prohibitions and authorizations                         Endangered and threatened species,
                                              a hyacinth macaw in interstate                          necessary and advisable for the                           Exports, Imports, Reporting and
                                              commerce in the course of a commercial                  conservation of the hyacinth macaw.                       recordkeeping requirements,
                                              activity, or sell or offer to sell in                                                                             Transportation.
                                              interstate commerce a hyacinth macaw                    Required Determinations
                                              without a permit under the Act. At the                                                                            Regulation Promulgation
                                                                                                      National Environmental Policy Act (42
                                              same time, the prohibitions on take                     U.S.C. 4321 et seq.)                                        Accordingly, we amend part 17,
                                              under 50 CFR 17.21 as extended to                                                                                 subchapter B of chapter I, title 50 of the
                                              threatened species under 50 CFR 17.31                     We have determined that we do not
                                                                                                                                                                Code of Federal Regulations, as set forth
                                              will apply under this 4(d) rule, and any                need to prepare an environmental
                                                                                                                                                                below:
                                              interstate commerce activities that could               assessment, as defined under the
                                              incidentally take hyacinth macaws or                    authority of the National Environmental                   PART 17—ENDANGERED AND
                                              otherwise prohibited acts in foreign                    Policy Act of 1969, in connection with                    THREATENED WILDLIFE AND PLANTS
                                              commerce will require a permit under                    regulations adopted under Section 4(a)
                                              50 CFR 17.32.                                           of the Endangered Species Act. We                         ■ 1. The authority citation for part 17
                                                Persons in the United States have                     published a notice outlining our reasons                  continues to read as follows:
                                              imported and exported captive-bred                      for this determination in the Federal
                                              hyacinth macaws for commercial                          Register on October 25, 1983 (48 FR                         Authority: 16 U.S.C. 1361–1407; 1531–
                                                                                                                                                                1544; 4201–4245, unless otherwise noted.
                                              purposes and for scientific purposes,                   49244).
                                              but trade has been very limited (UNEP–                                                                            ■ 2. Amend § 17.11(h) by adding an
                                                                                                      References Cited
                                              WCMC 2011, unpaginated). We have no                                                                               entry for ‘‘Macaw, hyacinth’’ in
                                              information to suggest that interstate                    A list of all references cited in this                  alphabetical order under BIRDS to the
                                              commerce activities are associated with                 document is available at http://                          List of Endangered and Threatened
                                              threats to the hyacinth macaw or would                  www.regulations.gov, Docket No. FWS–                      Wildlife, to read as follows:
                                              negatively affect any efforts aimed at the              R9–ES–2012–0013, or upon request
                                              recovery of wild populations of the                     from the U.S. Fish and Wildlife Service,                  § 17.11 Endangered and threatened
                                                                                                                                                                wildlife.
                                              species; therefore, we are not placing                  Ecological Services, Branch of Foreign
                                              into effect any prohibitions on interstate              Species (see FOR FURTHER INFORMATION                      *       *    *       *    *
                                              commerce of hyacinth macaw within                       CONTACT).                                                     (h) * * *

                                                                                                                                                                           Listing citations and
                                                    Common name                     Scientific name                     Where listed            Status                       applicable rules


                                                        *                       *                       *                       *                           *                    *                    *
                                                        BIRDS

                                                      *                         *                       *                   *                               *                   *                *
                                              Macaw, hyacinth .............   Anodorhynchus                   Wherever found ..............     T .......    83 FR [insert Federal Register page where the
                                                                                hyacinthinus.                                                                  document     begins], 8/13/2018;  50   CFR
                                                                                                                                                               17.41(c) 4d.

                                                        *                       *                       *                       *                           *                    *                    *



                                              ■ 3. Amend § 17.41 by revising                          prohibitions and provisions of §§ 17.31                      (D) For hyacinth macaws: September
                                              paragraph (c) introductory text,                        and 17.32 of this part apply to these                     12, 2018 (the date this species was listed
                                              paragraph (c)(1), and paragraph (c)(2)(ii)              species.                                                  under the Endangered Species Act of
                                              introductory text, and by adding                           (2) * * *                                              1973, as amended (Act) (16 U.S.C. 1531
                                              paragraph (c)(2)(ii)(D) to read as follows:                (ii) Specimens held in captivity prior                 et seq.)).
                                                                                                      to certain dates: You must provide                        *      *    *    *     *
                                              § 17.41   Special rules—birds.                          documentation to demonstrate that the
                                              *      *    *      *     *                              specimen was held in captivity prior to                     Dated: July 2, 2018.
                                                 (c) The following species in the parrot              the dates specified in paragraphs                         James W. Kurth,
                                              family: Salmon-crested cockatoo                         (c)(2)(ii)(A), (B), (C), or (D) of this                   Deputy Director, U.S. Fish and Wildlife
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                                              (Cacatua moluccensis), yellow-billed                    section. Such documentation may                           Service, Exercising the Authority of the
                                              parrot (Amazona collaria), white                        include copies of receipts, accession or                  Director, U.S. Fish and Wildlife Service.
                                              cockatoo (Cacatua alba), and hyacinth                   veterinary records, CITES documents, or                   [FR Doc. 2018–17319 Filed 8–10–18; 8:45 am]
                                              macaw (Anodorhynchus hyacinthinus).                     wildlife declaration forms, which must                    BILLING CODE 4333–15–P
                                                 (1) Except as noted in paragraphs                    be dated prior to the specified dates.
                                              (c)(2) and (c)(3) of this section, all                  *       *    *      *     *



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Document Created: 2018-08-11 00:28:02
Document Modified: 2018-08-11 00:28:02
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective September 12, 2018.
ContactDon Morgan, Chief, Division of Delisting and Foreign Species, Ecological Services Program, U.S. Fish and Wildlife Service, 5275 Leesburg Pike, MS: ES, Falls Church, VA 22041; telephone 703-358-2444. If you use a telecommunications device for the deaf (TDD), call the Federal Relay Service at 800-877-8339.
FR Citation83 FR 39894 
RIN Number1018-BC79
CFR AssociatedEndangered and Threatened Species; Exports; Imports; Reporting and Recordkeeping Requirements and Transportation

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