83_FR_40167 83 FR 40011 - Notice of Petition for Waiver of Johnson Controls, Inc. From the Department of Energy Central Air Conditioners and Heat Pumps Test Procedure, and Notice of Grant of Interim Waiver

83 FR 40011 - Notice of Petition for Waiver of Johnson Controls, Inc. From the Department of Energy Central Air Conditioners and Heat Pumps Test Procedure, and Notice of Grant of Interim Waiver

DEPARTMENT OF ENERGY

Federal Register Volume 83, Issue 156 (August 13, 2018)

Page Range40011-40025
FR Document2018-17188

This notice announces receipt of and publishes a petition for waiver from Johnson Controls, Inc. (JCI) seeking an exemption from the U.S. Department of Energy (DOE) test procedure for determining the efficiency of central air conditioners and heat pumps. JCI seeks to use an alternate test procedure to address issues involved in testing certain basic models identified in its amended petition. According to JCI, testing the basic models of the central air conditioners listed in its amended petition as outdoor units with no match will overstate their energy usage as they will be rated using default indoor unit parameters that are representative of an old, inefficient indoor unit. JCI seeks to use an alternate test procedure to test and rate the basic models listed in its amended petition as matched systems. JCI proposes to waive the DOE test procedure requirement to test these basic models as outdoor units with no match and instead, test these basic models as matched systems. This notice also announces that DOE grants JCI an interim waiver from the DOE central air conditioners and heat pumps test procedure for its specified basic models, subject to use of the alternative test procedure as set forth in the Order. DOE solicits comments, data, and information concerning JCI's amended petition and its suggested alternate test procedure.

Federal Register, Volume 83 Issue 156 (Monday, August 13, 2018)
[Federal Register Volume 83, Number 156 (Monday, August 13, 2018)]
[Notices]
[Pages 40011-40025]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-17188]


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DEPARTMENT OF ENERGY

[Case No. CAC-050]


Notice of Petition for Waiver of Johnson Controls, Inc. From the 
Department of Energy Central Air Conditioners and Heat Pumps Test 
Procedure, and Notice of Grant of Interim Waiver

AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
Energy.

ACTION: Notice of petition for waiver, grant of an interim waiver, and 
request for comments.

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SUMMARY: This notice announces receipt of and publishes a petition for 
waiver from Johnson Controls, Inc. (JCI) seeking an exemption from the 
U.S. Department of Energy (DOE) test procedure for determining the 
efficiency of central air conditioners and heat pumps. JCI seeks to use 
an alternate test procedure to address issues involved in testing 
certain basic models identified in its amended petition. According to 
JCI, testing the basic models of the central air conditioners listed in 
its amended petition as outdoor units with no match will overstate 
their energy usage as they will be rated using default indoor unit 
parameters that are representative of an old, inefficient indoor unit. 
JCI seeks to use an alternate test procedure to test and rate the basic 
models listed in its amended petition as matched systems. JCI proposes 
to waive the DOE test procedure requirement to test these basic models 
as outdoor units with no match and instead, test these basic models as 
matched systems. This notice also announces that DOE grants JCI an 
interim waiver from the DOE central air conditioners and heat pumps 
test procedure for its specified basic models, subject to use of the 
alternative test procedure as set forth in the Order. DOE solicits 
comments, data, and information concerning JCI's amended petition and 
its suggested alternate test procedure.

DATES: DOE will accept comments, data, and information with respect to 
the JCI Petition until September 12, 2018.

ADDRESSES: You may submit comments, identified by case number ``CAC-
050'' and Docket number ``EERE-2017-BT-WAV-0039,'' by any of the 
following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments.
     Email: [email protected]. Include the case number 
CAC-050 in the subject line of the message. Submit electronic comments 
in WordPerfect, Microsoft Word, PDF, or ASCII file format, and avoid 
the use of special characters or any form of encryption.
     Postal Mail: U.S. Department of Energy, Building 
Technologies Office, Mailstop EE-5B, Petition for Waiver Case No CAC-
050, 1000 Independence Avenue SW, Washington, DC 20585-0121. If 
possible, please submit all items on a compact disc (CD), in which case 
it is not necessary to include printed copies.
     Hand Delivery/Courier: Appliance and Equipment Standards 
Program, U.S. Department of Energy, Building Technologies Office, 950 
L'Enfant Plaza SW, 6th Floor, Washington, DC 20024. Telephone: (202) 
287-1445. If possible, please submit all items on a CD, in which case 
it is not necessary to include printed copies.
    Docket: The docket, which includes Federal Register notices, 
comments, and other supporting documents/materials, is available for 
review at http://www.regulations.gov. All documents in the docket are 
listed in the http://www.regulations.gov index. However, some documents 
listed in the index, such as those containing information that is 
exempt from public disclosure, may not be publicly available.
    The docket web page can be found at https://www.regulations.gov/docket?D=EERE-2017-BT-WAV-0039. The docket web page will contain simple 
instruction on how to access all documents, including public comments, 
in the docket.

FOR FURTHER INFORMATION CONTACT: Mr. Pete Cochran, U.S. Department of 
Energy, Office of the General Counsel, Mail Stop GC-33, Forrestal 
Building, 1000 Independence Avenue SW, Washington, DC 20585-0103. 
Telephone: (202) 586-9496. Email: [email protected].

SUPPLEMENTARY INFORMATION:

I. Background and Authority

    Title III, Part B \1\ of the Energy Policy and Conservation Act of 
1975 (EPCA), Public Law 94-163 (42 U.S.C. 6291-6309, as codified) 
established the Energy Conservation Program for Consumer Products Other 
Than Automobiles, which includes central air conditioners and heat 
pumps.\2\ Part B includes definitions, test procedures, labeling 
provisions, energy conservation standards, and the authority to require 
information and reports from manufacturers. Further, Part B requires 
the Secretary of Energy to prescribe test procedures that are 
reasonably designed to produce results that measure energy efficiency, 
energy use, or estimated operating costs during a representative 
average-use cycle, and that are not unduly burdensome to conduct. (42 
U.S.C. 6293(b)(3)) The test procedure for central air conditioners and 
heat pumps is contained in 10 CFR part 430, subpart B, appendix M 
(referred to in this notice as ``appendix M'').
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    \1\ For editorial reasons, upon codification in the U.S. Code, 
Part B was redesignated as Part A.
    \2\ All references to EPCA in this document refer to the statute 
as amended through the EPS Improvement Act of 2017, Public Law 11-
115 (January 12, 2018).
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    DOE's regulations set forth at 10 CFR 430.27 contain provisions 
that allow a person to seek a waiver from the test procedure 
requirements for a particular basic model of a covered product when the 
petitioner's basic model for which the petition for waiver was 
submitted contains one or more design characteristics that either (1) 
prevent testing according to the prescribed test procedure, or (2) 
cause the prescribed test procedures to evaluate the basic model in a 
manner so unrepresentative of its true energy consumption 
characteristics as to provide materially inaccurate comparative data. 
10 CFR 430.27(a)(1). A petitioner must include in its petition any 
alternate test procedures known to the petitioner to evaluate the basic 
model in a manner representative of its energy consumption. 10 CFR 
430.27(b)(1)(iii).
    DOE may grant a waiver subject to conditions, including adherence 
to alternate test procedures. 10 CFR 430.27(f)(2). As soon as 
practicable after the granting of any waiver, DOE will publish in the 
Federal Register a notice of proposed rulemaking to amend its 
regulations so as to eliminate any need for the continuation of such 
waiver. As soon thereafter as practicable, DOE will publish in the 
Federal Register a final rule. 10 CFR 430.27(l).
    The regulations governing the waiver process also allow DOE to 
grant an

[[Page 40012]]

interim waiver if it appears likely that the petition for waiver will 
be granted or if DOE determines that it would be desirable for public 
policy reasons to grant immediate relief pending a determination on the 
petition for waiver. 10 CFR 430.27(e)(2). Within one year of issuance 
of an interim waiver, DOE will either: (i) Publish in the Federal 
Register a determination on the petition for waiver; or (ii) publish in 
the Federal Register a new or amended test procedure that addresses the 
issues presented in the waiver. 10 CFR 430.27(h)(1). When DOE amends 
the test procedure to address the issues presented in a waiver, the 
waiver will automatically terminate on the date on which use of that 
test procedure is required to demonstrate compliance. 10 CFR 
430.27(h)(2).

II. JCI's Petition for Waiver of Test Procedure and Application for 
Interim Waiver

    On April 6, 2017, JCI filed a petition for waiver and an 
application for interim waiver from the CAC and HP test procedure set 
forth in 10 CFR part 430, subpart B, appendix M. JCI filed an amended 
petition for waiver and application for interim waiver on June 5, 2018. 
According to JCI, the basic models listed in its amended petition \3\ 
are offered as new, matched systems and testing them as outdoor units 
with no match (as required by the DOE test procedure) will overstate 
their energy usage. Energy usage for these models will be overstated 
because these R-407C outdoor units will be rated using default indoor 
unit parameters that approximate the performance of an old, previously 
installed indoor unit. JCI seeks to use an alternate test procedure to 
test and rate the basic models listed in its amended petition. JCI 
proposes to waive the DOE test procedure requirement to test these 
basic models as outdoor units with no match and instead, test these 
basic models as matched systems in accordance with 10 CFR part 430, 
subpart B, as applicable.
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    \3\ The specific basic models are listed in Attachment A to 
JCI's June 5, 2018 letter (attached at the end of this notice).
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    JCI also requests an interim waiver from the existing DOE test 
procedure. An interim waiver may be granted if it appears likely that 
the petition for waiver will be granted, and/or if DOE determines that 
it would be desirable for public policy reasons to grant immediate 
relief pending a determination of the petition for waiver. See 10 CFR 
430.27(e)(2).

III. Requested Alternate Test Procedure

    EPCA requires that manufacturers use DOE test procedures to make 
representations about the energy consumption and energy consumption 
costs of products covered by the statute. (42 U.S.C. 6293(c)) 
Consistent representations are important for manufacturers to use in 
making representations about the energy efficiency of their products 
and to demonstrate compliance with applicable DOE energy conservation 
standards. Pursuant to its regulations applicable to waivers and 
interim waivers from applicable test procedures at 10 CFR 430.27, and 
after consideration of public comments on the petition, DOE will 
consider setting an alternate test procedure for the equipment 
identified by JCI in a subsequent Decision and Order.
    As an alternate test procedure, JCI proposes that the basic models 
listed in the amended petition be tested according to the test 
procedure for central air conditioners and heat pumps prescribed by DOE 
at 10 CFR part 430, subpart B, appendix M, as applicable, except for 
the provisions under 10 CFR 429.16(a)(3)(i) that require JCI's R-407C 
outdoor units to be tested, at a minimum, as outdoor units with no 
match. Under JCI's proposed alternative test procedure, the basic 
models listed in the amended petition would be tested as new, matched 
systems.

IV. Grant of an Interim Waiver

    DOE conducted a review of JCI's public-facing materials, including 
websites, marketing materials, Air-conditioning, Heating, and 
Refrigeration Institute (AHRI) system matches, and technical guides for 
the 1,187 system combinations listed in JCI's amended petition that use 
GAW Series outdoor units and are certified in DOE's Compliance 
Certification Management System to confirm that these materials support 
JCI's assertions that these basic models are offered as new, matched 
systems. All materials reviewed by DOE can be found in the docket. 
Based on a review of the amended petition and JCI's public-facing 
materials, it is DOE's current understanding that these basic models, 
similar to central air conditioners that use other refrigerants, are 
offered as both matched, new systems and as replacement outdoor units 
for existing systems. JCI proposes to evaluate the basic models listed 
in its amended petition in a manner that is representative of the true 
energy consumption of these products when installed as new, matched 
systems, similar to how central air conditioners that use other 
refrigerants and are sold both as new, matched systems and as 
replacement outdoor units are treated under DOE's test procedures. 
Consequently, DOE has determined that JCI's amended petition for waiver 
will likely be granted. Furthermore, as central air conditioners that 
use other refrigerants and are sold both as new, matched systems and as 
replacement units are currently not subject to the outdoor unit with no 
match testing provisions, DOE has determined that it is also desirable 
for public policy reasons to grant JCI immediate interim relief pending 
a determination of the amended petition for waiver.
    For the reasons stated, DOE has granted JCI's application for 
interim waiver for its specified basic models of central air 
conditioners. The substance of DOE's Interim Waiver Order is summarized 
below.
    Therefore, DOE has issued an Order, stating:

    (1) JCI must test and rate the CAC and HP basic models listed in 
paragraph (A) as new, matched systems with the alternate test 
procedure set forth in paragraph (2):

(A) GAW14L18C2*S, GAW14L24C2*S, GAW14L30C2*S, GAW14L36C2*S, 
GAW14L42C2*S, GAW14L48C2*S, GAW14L60C2*S

    (2) The applicable method of test for the JCI basic models 
listed in paragraph (1)(A) is the test procedure for CACs and HPs 
prescribed by DOE at 10 CFR part 430, subpart B, appendix M, except 
that 10 CFR part 429.16(a)(3)(i) shall be as detailed below. All 
other requirements of 10 CFR part 429.16 remain applicable.
    In 429.16(a), Determination of Represented Value:

    (3) Refrigerants. (i) If a model of outdoor unit (used in a 
single-split, multi-split, multi-circuit, multi-head mini-split, 
and/or outdoor unit with no match system) is distributed in commerce 
and approved for use with multiple refrigerants, a manufacturer must 
determine all represented values for that model using each 
refrigerant that can be used in an individual combination of the 
basic model (including outdoor units with no match or ``tested 
combinations''). This requirement may apply across the listed 
categories in the table in paragraph (a)(1) of this section. A 
refrigerant is considered approved for use if it is listed on the 
nameplate of the outdoor unit. If any of the refrigerants approved 
for use is HCFC-22 or if there are no refrigerants designated as 
approved for use, a manufacturer must determine represented values 
(including SEER, EER, HSPF, SEER2, EER2, HSPF2, PW,OFF, 
cooling capacity, and heating capacity, as applicable) for, at a 
minimum, an outdoor unit with no match. If a model of outdoor unit 
is not charged with a specified refrigerant from the point of 
manufacture (unless either (a) the factory charge is equal to or 
greater than 70% of the outdoor unit internal volume times the 
liquid density of

[[Page 40013]]

refrigerant at 95[emsp14][deg]F or (b) an A2L refrigerant is 
approved for use and listed in the certification report), a 
manufacturer must determine represented values (including SEER, EER, 
HSPF, SEER2, EER2, HSPF2, PW,OFF, cooling capacity, and 
heating capacity, as applicable) for, at a minimum, an outdoor unit 
with no match.

    (3) Representations. JCI is permitted to make representations 
about the efficiency of basic models that meet the requirements of 
paragraph (1) for compliance, marketing, or other purposes only to 
the extent that the basic model has been tested in accordance with 
the provisions set forth above and such representations fairly 
disclose the results of such testing in accordance with 10 CFR 
429.16 and 10 CFR part 430, subpart B, appendix M.
    (4) This interim waiver shall remain in effect consistent with 
the provisions of 10 CFR 430.27(h) and (k).
    (5) DOE may revoke or modify this waiver at any time if it 
determines the factual basis underlying the petition for waiver is 
incorrect, or the results from the alternate test procedure are 
unrepresentative of the basic model's true energy consumption 
characteristics.
    (6) Granting of this interim waiver does not release JCI from 
the certification requirements set forth at 10 CFR part 429, other 
than those explicitly stated in paragraph (2).

    DOE makes decisions on waivers and interim waivers for only those 
models specifically set out in the petition, not future models that may 
be manufactured by the petitioner. JCI may submit a new or amended 
petition for waiver and request for grant of interim waiver, as 
appropriate, for additional models of central air conditioners and heat 
pumps. Alternatively, if appropriate, JCI may request that this interim 
waiver (or subsequent waiver, if applicable) be extended to additional 
basic models employing the same technology as basic models specifically 
set out in this petition (see 10 CFR 430.27(g)).

V. Summary and Request for Comments

    Through this notice, DOE announces receipt of JCI's petition for 
waiver from the DOE test procedure for certain basic models and 
announces DOE's decision to grant JCI an interim waiver from the test 
procedure for the basic models listed in JCI's amended petition. DOE is 
publishing JCI's amended petition for waiver in its entirety, pursuant 
to 10 CFR 430.27(b)(1)(iv). The amended petition contains no 
confidential information. The amended petition includes a suggested 
alternate test procedure, as specified in section III of this notice, 
to determine the energy consumption of JCI's specified CAC basic 
models. DOE may consider including the alternate procedure specified in 
the Order in a subsequent Decision and Order.
    DOE invites all interested parties to submit in writing by 
September 12, 2018, comments and information on all aspects of the 
amended petition, including the suggested alternate test procedure and 
calculation and rating methodology. DOE also seeks comment and data on 
JCI's assertion that it offers R-407C outdoor units as matched systems. 
Pursuant to 10 CFR 430.27(d), any person submitting written comments to 
DOE must also send a copy of such comments to the petitioner. The 
contact information for the petitioner is Steve Tice, Johnson Controls, 
Inc., 3110 N Mead St., Wichita, KS 67219.
    Submitting comments via http://www.regulations.gov. The http://www.regulations.gov web page will require you to provide your name and 
contact information. Your contact information will be viewable to DOE 
Building Technologies staff only. Your contact information will not be 
publicly viewable except for your first and last names, organization 
name (if any), and submitter representative name (if any). If your 
comment is not processed properly because of technical difficulties, 
DOE will use this information to contact you. If DOE cannot read your 
comment due to technical difficulties and cannot contact you for 
clarification, DOE may not be able to consider your comment.
    However, your contact information will be publicly viewable if you 
include it in the comment or in any documents attached to your comment. 
Any information that you do not want to be publicly viewable should not 
be included in your comment, nor in any document attached to your 
comment. Persons viewing comments will see only first and last names, 
organization names, correspondence containing comments, and any 
documents submitted with the comments.
    Do not submit to http://www.regulations.gov information for which 
disclosure is restricted by statute, such as trade secrets and 
commercial or financial information (hereinafter referred to as 
Confidential Business Information (CBI)). Comments submitted through 
http://www.regulations.gov cannot be claimed as CBI. Comments received 
through the website will waive any CBI claims for the information 
submitted. For information on submitting CBI, see the Confidential 
Business Information section.
    DOE processes submissions made through http://www.regulations.gov 
before posting. Normally, comments will be posted within a few days of 
being submitted. However, if large volumes of comments are being 
processed simultaneously, your comment may not be viewable for up to 
several weeks. Please keep the comment tracking number that http://www.regulations.gov provides after you have successfully uploaded your 
comment.
    Submitting comments via email, hand delivery, or mail. Comments and 
documents submitted via email, hand delivery, or mail also will be 
posted to http://www.regulations.gov. If you do not want your personal 
contact information to be publicly viewable, do not include it in your 
comment or any accompanying documents. Instead, provide your contact 
information on a cover letter. Include your first and last names, email 
address, telephone number, and optional mailing address. The cover 
letter will not be publicly viewable as long as it does not include any 
comments.
    Include contact information each time you submit comments, data, 
documents, and other information to DOE. If you submit via mail or hand 
delivery, please provide all items on a CD, if feasible. It is not 
necessary to submit printed copies. No facsimiles (faxes) will be 
accepted.
    Comments, data, and other information submitted to DOE 
electronically should be provided in PDF (preferred), Microsoft Word or 
Excel, WordPerfect, or text (ASCII) file format. Provide documents that 
are not secured, written in English and free of any defects or viruses. 
Documents should not contain special characters or any form of 
encryption and, if possible, they should carry the electronic signature 
of the author.
    Campaign form letters. Please submit campaign form letters by the 
originating organization in batches of between 50 to 500 form letters 
per PDF or as one form letter with a list of supporters' names compiled 
into one or more PDFs. This reduces comment processing and posting 
time.
    Confidential Business Information. According to 10 CFR 1004.11, any 
person submitting information that he or she believes to be 
confidential and exempt by law from public disclosure should submit via 
email, postal mail, or hand delivery two well-marked copies: one copy 
of the document marked confidential including all the information 
believed to be confidential, and one copy of the document marked ``non-
confidential'' with the information believed to be confidential 
deleted. Submit these documents via email or on a CD, if feasible. DOE 
will make its own determination about the confidential status of the 
information and treat it according to its determination.

[[Page 40014]]

    Factors of interest to DOE when evaluating requests to treat 
submitted information as confidential include (1) a description of the 
items, (2) whether and why such items are customarily treated as 
confidential within the industry, (3) whether the information is 
generally known by or available from other sources, (4) whether the 
information has previously been made available to others without 
obligation concerning its confidentiality, (5) an explanation of the 
competitive injury to the submitting person which would result from 
public disclosure, (6) when such information might lose its 
confidential character due to the passage of time, and (7) why 
disclosure of the information would be contrary to the public interest.
    It is DOE's policy that all comments may be included in the public 
docket, without change and as received, including any personal 
information provided in the comments (except information deemed to be 
exempt from public disclosure).

    Signed in Washington, DC, on August 3, 2018.
Cathy Tripodi,
Acting Assistant Secretary for Energy Efficiency and Renewable Energy.

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VIII. Attachment A

                Certified GAW Series Product Combinations
------------------------------------------------------------------------
                                                             Number of
                                                           unique ducted
        Outdoor unit models             Indoor models        air mover
                                                           combinations
------------------------------------------------------------------------
GAW14L18C2*S......................  CF/CM/CU42C+TXV.....              22
                                    CF/CM/CU42D+TXV.....              14
                                    CF/CM/CU48C+TXV.....              22
                                    CF/CM/CU48D+TXV.....              22
                                    CF/                                1
                                     CM42D+ME14DN21+TXV.
                                    CF/                                1
                                     CM48D+ME14DN21+TXV.
                                    CF42B+ME12BN21+TXV..               1
                                    CF42B+TXV...........              15
                                    FC/MC/PC37A+TXV.....              10
                                    FC/MC/PC43B+TXV.....              14
                                    FC/MC/PC43C+TXV.....              22
                                    FC/MC/PC48C+TXV.....              22
                                    FC/MC/PC48D+TXV.....              26
                                    FC/                                1
                                     MC43B+MV12BN21+TXV.
                                    FC/                                1
                                     MC43B+MX12BN21+TXV.
                                    FC/                                1
                                     MC48D+MX12DN21+TXV.
                                    FC/PC60C+TXV........               1
                                    FC1CXT1+TXV.........              23
GAW14L24C2*S......................  CF/                                1
                                     CM64D+ME14DN21+TXV.
                                    CF/CM64D+TXV........              38
                                    FC/                                1
                                     MC62D+MX12DN21+TXV.
                                    FC/MC62D+TXV........              36
                                    FC3DXT1+MX12DN21+TXV               1
                                    FC3DXT1+TXV.........              37
                                    FC5DXT1+MX12DN21+TXV               1

[[Page 40024]]

 
                                    FC5DXT1+TXV.........              36
                                    FC64D+MX12DN21+TXV..               1
                                    FC64D+TXV...........              36
GAW14L30C2*S......................  CF/                                1
                                     CM64D+ME14DN21+TXV.
                                    CF/                                1
                                     CM64D+ME20DN21+TXV.
                                    CF/CM64D+TXV........              39
                                    FC/                                1
                                     MC62D+MX12DN21+TXV.
                                    FC/                                1
                                     MC62D+MX20DN21+TXV.
                                    FC/MC62D+TXV........              37
                                    FC3DXT1+MX12DN21+TXV               1
                                    FC3DXT1+MX20DN21+TXV               1
                                    FC3DXT1+TXV.........              38
                                    FC5DXT1+MX12DN21+TXV               1
                                    FC5DXT1+MX20DN21+TXV               1
                                    FC5DXT1+TXV.........              37
                                    FC64D+MX12DN21+TXV..               1
                                    FC64D+MX20DN21+TXV..               1
                                    FC64D+TXV...........              37
GAW14L36C2*S......................  CF/                                1
                                     CM64D+ME14DN21+TXV.
                                    CF/                                1
                                     CM64D+ME20DN21+TXV.
                                    CF/CM64D+TXV........              41
                                    FC/                                1
                                     MC62D+MV12DN21+TXV.
                                    FC/                                1
                                     MC62D+MV20DN21+TXV.
                                    FC/                                1
                                     MC62D+MX12DN21+TXV.
                                    FC/                                1
                                     MC62D+MX20DN21+TXV.
                                    FC/MC62D+TXV........              37
                                    FC3DXT1+MV12DN21+TXV               1
                                    FC3DXT1+MV20DN21+TXV               1
                                    FC3DXT1+MX12DN21+TXV               1
                                    FC3DXT1+MX20DN21+TXV               1
                                    FC3DXT1+TXV.........              37
                                    FC5DXT1+MV12DN21+TXV               1
                                    FC5DXT1+MV20DN21+TXV               1
                                    FC5DXT1+MX12DN21+TXV               1
                                    FC5DXT1+MX20DN21+TXV               1
                                    FC5DXT1+TXV.........              37
                                    FC64D+MV12DN21+TXV..               1
                                    FC64D+MV20DN21+TXV..               1
                                    FC64D+MX12DN21+TXV..               1
                                    FC64D+MX20DN21+TXV..               1
                                    FC64D+TXV...........              37
                                    AE60DX21+TXV........               1
                                    AHE60D3X(H,T)21+TXV.               1
                                    RFCX60DE20MP21+TXV..               1
                                    RFCX60DE20MP22+TXV..               1
GAW14L42C2*S......................  CF/                                1
                                     CM64D+ME14DN21+TXV.
                                    CF/                                1
                                     CM64D+ME20DN21+TXV.
                                    CF/CM64D+TXV........              40
                                    FC/                                1
                                     MC62D+MV20DN21+TXV.
                                    FC/                                1
                                     MC62D+MX20DN21+TXV.
                                    FC/MC62D+TXV........              41
                                    FC3DXT1+MV20DN21+TXV               1
                                    FC3DXT1+MX20DN21+TXV               1
                                    FC3DXT1+TXV.........              42
                                    FC5DXT1+MV20DN21+TXV               1
                                    FC5DXT1+MX20DN21+TXV               1
                                    FC5DXT1+TXV.........              32
                                    FC64D+MV20DN21+TXV..               1
                                    FC64D+MX20DN21+TXV..               1
                                    FC64D+TXV...........              32
                                    AE60DX21+TXV........               1
                                    AHE60D3X(H,T)21+TXV.               1
                                    RFCX60DE20MP21+TXV..               1
                                    RFCX60DE20MP22+TXV..               1
GAW14L48C2*S......................  CF/                                1
                                     CM64D+ME20DN21+TXV.
                                    CF/CM64D+TXV........              20
                                    FC5DXT1+MV20DN21+TXV               1
                                    FC5DXT1+TXV.........              34
                                    FC64D+MV20DN21+TXV..               1

[[Page 40025]]

 
                                    FC64D+TXV...........              33
                                    AE60DX21+TXV........               1
                                    RFCX60DE20MP22+TXV..               1
GAW14L60C2*S......................  CF/                                1
                                     CM64D+ME20DN21+TXV.
                                    CF/CM64D+TXV........              19
                                    FC5DXT1+MV20DN21+TXV               1
                                    FC5DXT1+MX20DN21+TXV               1
                                    FC5DXT1+TXV.........              22
                                    FC64D+MV20DN21+TXV..               1
                                    FC64D+MX20DN21+TXV..               1
                                    FC64D+TXV...........              21
                                    AE60DX21+TXV........               1
                                    RFCX60DE20MP22+TXV..               1
                                   -------------------------------------
    Total Number of Unique          ....................           1,178
     Certified Product
     Combinations.
------------------------------------------------------------------------

[FR Doc. 2018-17188 Filed 8-10-18; 8:45 am]
 BILLING CODE 6450-01-P



                                                                             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                                                      40011

                                                   Copies of this application will be                   DATES:  DOE will accept comments, data,               I. Background and Authority
                                                made available, upon request, for public                and information with respect to the JCI                  Title III, Part B 1 of the Energy Policy
                                                inspection and copying at the address                   Petition until September 12, 2018.                    and Conservation Act of 1975 (EPCA),
                                                provided above, by accessing the                                                                              Public Law 94–163 (42 U.S.C. 6291–
                                                                                                        ADDRESSES:   You may submit comments,
                                                program website at http://energy.gov/                                                                         6309, as codified) established the
                                                                                                        identified by case number ‘‘CAC–050’’
                                                node/11845, or by emailing Angela Troy                                                                        Energy Conservation Program for
                                                                                                        and Docket number ‘‘EERE–2017–BT–
                                                at Angela.Troy@hq.doe.gov.                                                                                    Consumer Products Other Than
                                                                                                        WAV–0039,’’ by any of the following
                                                  Signed in Washington, DC, on August 7,                methods:                                              Automobiles, which includes central air
                                                2018.                                                                                                         conditioners and heat pumps.2 Part B
                                                                                                           • Federal eRulemaking Portal: http://
                                                Christopher Lawrence,
                                                                                                        www.regulations.gov. Follow the                       includes definitions, test procedures,
                                                Electricity Policy Analyst, Office of Electricity.      instructions for submitting comments.                 labeling provisions, energy conservation
                                                [FR Doc. 2018–17313 Filed 8–10–18; 8:45 am]                                                                   standards, and the authority to require
                                                                                                           • Email: JCI2017WAV0042@                           information and reports from
                                                BILLING CODE 6450–01–P
                                                                                                        ee.doe.gov. Include the case number                   manufacturers. Further, Part B requires
                                                                                                        CAC–050 in the subject line of the                    the Secretary of Energy to prescribe test
                                                DEPARTMENT OF ENERGY                                    message. Submit electronic comments                   procedures that are reasonably designed
                                                                                                        in WordPerfect, Microsoft Word, PDF,                  to produce results that measure energy
                                                [Case No. CAC–050]                                      or ASCII file format, and avoid the use               efficiency, energy use, or estimated
                                                                                                        of special characters or any form of                  operating costs during a representative
                                                Notice of Petition for Waiver of                        encryption.
                                                Johnson Controls, Inc. From the                                                                               average-use cycle, and that are not
                                                Department of Energy Central Air                           • Postal Mail: U.S. Department of                  unduly burdensome to conduct. (42
                                                Conditioners and Heat Pumps Test                        Energy, Building Technologies Office,                 U.S.C. 6293(b)(3)) The test procedure for
                                                Procedure, and Notice of Grant of                       Mailstop EE–5B, Petition for Waiver                   central air conditioners and heat pumps
                                                Interim Waiver                                          Case No CAC–050, 1000 Independence                    is contained in 10 CFR part 430, subpart
                                                                                                        Avenue SW, Washington, DC 20585–                      B, appendix M (referred to in this notice
                                                AGENCY:   Office of Energy Efficiency and               0121. If possible, please submit all items            as ‘‘appendix M’’).
                                                Renewable Energy, Department of                         on a compact disc (CD), in which case                    DOE’s regulations set forth at 10 CFR
                                                Energy.                                                 it is not necessary to include printed                430.27 contain provisions that allow a
                                                ACTION: Notice of petition for waiver,                  copies.                                               person to seek a waiver from the test
                                                grant of an interim waiver, and request                    • Hand Delivery/Courier: Appliance                 procedure requirements for a particular
                                                for comments.                                           and Equipment Standards Program, U.S.                 basic model of a covered product when
                                                                                                        Department of Energy, Building                        the petitioner’s basic model for which
                                                SUMMARY:   This notice announces receipt                Technologies Office, 950 L’Enfant Plaza               the petition for waiver was submitted
                                                of and publishes a petition for waiver                  SW, 6th Floor, Washington, DC 20024.                  contains one or more design
                                                from Johnson Controls, Inc. (JCI) seeking               Telephone: (202) 287–1445. If possible,               characteristics that either (1) prevent
                                                an exemption from the U.S. Department                   please submit all items on a CD, in                   testing according to the prescribed test
                                                of Energy (DOE) test procedure for                      which case it is not necessary to include             procedure, or (2) cause the prescribed
                                                determining the efficiency of central air               printed copies.                                       test procedures to evaluate the basic
                                                conditioners and heat pumps. JCI seeks                                                                        model in a manner so unrepresentative
                                                to use an alternate test procedure to                      Docket: The docket, which includes                 of its true energy consumption
                                                address issues involved in testing                      Federal Register notices, comments,                   characteristics as to provide materially
                                                certain basic models identified in its                  and other supporting documents/                       inaccurate comparative data. 10 CFR
                                                amended petition. According to JCI,                     materials, is available for review at                 430.27(a)(1). A petitioner must include
                                                testing the basic models of the central                 http://www.regulations.gov. All                       in its petition any alternate test
                                                air conditioners listed in its amended                  documents in the docket are listed in                 procedures known to the petitioner to
                                                petition as outdoor units with no match                 the http://www.regulations.gov index.                 evaluate the basic model in a manner
                                                will overstate their energy usage as they               However, some documents listed in the                 representative of its energy
                                                will be rated using default indoor unit                 index, such as those containing                       consumption. 10 CFR 430.27(b)(1)(iii).
                                                parameters that are representative of an                information that is exempt from public                   DOE may grant a waiver subject to
                                                old, inefficient indoor unit. JCI seeks to              disclosure, may not be publicly                       conditions, including adherence to
                                                use an alternate test procedure to test                 available.                                            alternate test procedures. 10 CFR
                                                and rate the basic models listed in its                    The docket web page can be found at                430.27(f)(2). As soon as practicable after
                                                amended petition as matched systems.                    https://www.regulations.gov/                          the granting of any waiver, DOE will
                                                JCI proposes to waive the DOE test                      docket?D=EERE-2017-BT-WAV-0039.                       publish in the Federal Register a notice
                                                procedure requirement to test these                     The docket web page will contain                      of proposed rulemaking to amend its
                                                basic models as outdoor units with no                   simple instruction on how to access all               regulations so as to eliminate any need
                                                match and instead, test these basic                     documents, including public comments,                 for the continuation of such waiver. As
                                                models as matched systems. This notice                  in the docket.                                        soon thereafter as practicable, DOE will
                                                also announces that DOE grants JCI an                   FOR FURTHER INFORMATION CONTACT:   Mr.                publish in the Federal Register a final
                                                interim waiver from the DOE central air                 Pete Cochran, U.S. Department of                      rule. 10 CFR 430.27(l).
                                                conditioners and heat pumps test                                                                                 The regulations governing the waiver
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                                                                                                        Energy, Office of the General Counsel,
                                                procedure for its specified basic models,               Mail Stop GC–33, Forrestal Building,                  process also allow DOE to grant an
                                                subject to use of the alternative test                  1000 Independence Avenue SW,
                                                procedure as set forth in the Order. DOE                Washington, DC 20585–0103.
                                                                                                                                                                 1 For editorial reasons, upon codification in the

                                                solicits comments, data, and                                                                                  U.S. Code, Part B was redesignated as Part A.
                                                                                                        Telephone: (202) 586–9496. Email:                        2 All references to EPCA in this document refer
                                                information concerning JCI’s amended                    Peter.Cochran@hq.doe.gov.                             to the statute as amended through the EPS
                                                petition and its suggested alternate test                                                                     Improvement Act of 2017, Public Law 11–115
                                                procedure.                                              SUPPLEMENTARY INFORMATION:                            (January 12, 2018).



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                                                40012                        Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

                                                interim waiver if it appears likely that                III. Requested Alternate Test Procedure               that use other refrigerants and are sold
                                                the petition for waiver will be granted                    EPCA requires that manufacturers use               both as new, matched systems and as
                                                or if DOE determines that it would be                   DOE test procedures to make                           replacement outdoor units are treated
                                                desirable for public policy reasons to                  representations about the energy                      under DOE’s test procedures.
                                                grant immediate relief pending a                        consumption and energy consumption                    Consequently, DOE has determined that
                                                determination on the petition for                       costs of products covered by the statute.             JCI’s amended petition for waiver will
                                                waiver. 10 CFR 430.27(e)(2). Within one                 (42 U.S.C. 6293(c)) Consistent                        likely be granted. Furthermore, as
                                                year of issuance of an interim waiver,                  representations are important for                     central air conditioners that use other
                                                DOE will either: (i) Publish in the                     manufacturers to use in making                        refrigerants and are sold both as new,
                                                Federal Register a determination on the                 representations about the energy                      matched systems and as replacement
                                                petition for waiver; or (ii) publish in the             efficiency of their products and to                   units are currently not subject to the
                                                Federal Register a new or amended test                  demonstrate compliance with                           outdoor unit with no match testing
                                                procedure that addresses the issues                     applicable DOE energy conservation                    provisions, DOE has determined that it
                                                presented in the waiver. 10 CFR                         standards. Pursuant to its regulations                is also desirable for public policy
                                                430.27(h)(1). When DOE amends the test                  applicable to waivers and interim                     reasons to grant JCI immediate interim
                                                procedure to address the issues                         waivers from applicable test procedures               relief pending a determination of the
                                                presented in a waiver, the waiver will                  at 10 CFR 430.27, and after                           amended petition for waiver.
                                                automatically terminate on the date on                  consideration of public comments on                      For the reasons stated, DOE has
                                                which use of that test procedure is                     the petition, DOE will consider setting               granted JCI’s application for interim
                                                required to demonstrate compliance. 10                  an alternate test procedure for the                   waiver for its specified basic models of
                                                                                                        equipment identified by JCI in a                      central air conditioners. The substance
                                                CFR 430.27(h)(2).
                                                                                                        subsequent Decision and Order.                        of DOE’s Interim Waiver Order is
                                                II. JCI’s Petition for Waiver of Test                      As an alternate test procedure, JCI                summarized below.
                                                Procedure and Application for Interim                   proposes that the basic models listed in                 Therefore, DOE has issued an Order,
                                                Waiver                                                  the amended petition be tested                        stating:
                                                                                                        according to the test procedure for                      (1) JCI must test and rate the CAC and HP
                                                   On April 6, 2017, JCI filed a petition                                                                     basic models listed in paragraph (A) as new,
                                                for waiver and an application for                       central air conditioners and heat pumps
                                                                                                        prescribed by DOE at 10 CFR part 430,                 matched systems with the alternate test
                                                interim waiver from the CAC and HP                                                                            procedure set forth in paragraph (2):
                                                                                                        subpart B, appendix M, as applicable,
                                                test procedure set forth in 10 CFR part                                                                       (A) GAW14L18C2*S, GAW14L24C2*S,
                                                                                                        except for the provisions under 10 CFR
                                                430, subpart B, appendix M. JCI filed an                                                                         GAW14L30C2*S, GAW14L36C2*S,
                                                                                                        429.16(a)(3)(i) that require JCI’s R–407C
                                                amended petition for waiver and                                                                                  GAW14L42C2*S, GAW14L48C2*S,
                                                                                                        outdoor units to be tested, at a                         GAW14L60C2*S
                                                application for interim waiver on June
                                                                                                        minimum, as outdoor units with no
                                                5, 2018. According to JCI, the basic                    match. Under JCI’s proposed alternative
                                                                                                                                                                 (2) The applicable method of test for the
                                                models listed in its amended petition 3                                                                       JCI basic models listed in paragraph (1)(A) is
                                                                                                        test procedure, the basic models listed               the test procedure for CACs and HPs
                                                are offered as new, matched systems                     in the amended petition would be tested               prescribed by DOE at 10 CFR part 430,
                                                and testing them as outdoor units with                  as new, matched systems.                              subpart B, appendix M, except that 10 CFR
                                                no match (as required by the DOE test                                                                         part 429.16(a)(3)(i) shall be as detailed below.
                                                procedure) will overstate their energy                  IV. Grant of an Interim Waiver                        All other requirements of 10 CFR part 429.16
                                                usage. Energy usage for these models                      DOE conducted a review of JCI’s                     remain applicable.
                                                will be overstated because these R–407C                 public-facing materials, including                       In 429.16(a), Determination of Represented
                                                outdoor units will be rated using default               websites, marketing materials, Air-                   Value:
                                                indoor unit parameters that approximate                 conditioning, Heating, and Refrigeration                 (3) Refrigerants. (i) If a model of outdoor
                                                the performance of an old, previously                   Institute (AHRI) system matches, and                  unit (used in a single-split, multi-split, multi-
                                                installed indoor unit. JCI seeks to use an              technical guides for the 1,187 system                 circuit, multi-head mini-split, and/or outdoor
                                                alternate test procedure to test and rate                                                                     unit with no match system) is distributed in
                                                                                                        combinations listed in JCI’s amended                  commerce and approved for use with
                                                the basic models listed in its amended                  petition that use GAW Series outdoor                  multiple refrigerants, a manufacturer must
                                                petition. JCI proposes to waive the DOE                 units and are certified in DOE’s                      determine all represented values for that
                                                test procedure requirement to test these                Compliance Certification Management                   model using each refrigerant that can be used
                                                basic models as outdoor units with no                   System to confirm that these materials                in an individual combination of the basic
                                                match and instead, test these basic                     support JCI’s assertions that these basic             model (including outdoor units with no
                                                models as matched systems in                            models are offered as new, matched                    match or ‘‘tested combinations’’). This
                                                accordance with 10 CFR part 430,                        systems. All materials reviewed by DOE                requirement may apply across the listed
                                                subpart B, as applicable.                               can be found in the docket. Based on a                categories in the table in paragraph (a)(1) of
                                                                                                                                                              this section. A refrigerant is considered
                                                   JCI also requests an interim waiver                  review of the amended petition and                    approved for use if it is listed on the
                                                from the existing DOE test procedure.                   JCI’s public-facing materials, it is DOE’s            nameplate of the outdoor unit. If any of the
                                                An interim waiver may be granted if it                  current understanding that these basic                refrigerants approved for use is HCFC–22 or
                                                appears likely that the petition for                    models, similar to central air                        if there are no refrigerants designated as
                                                waiver will be granted, and/or if DOE                   conditioners that use other refrigerants,             approved for use, a manufacturer must
                                                determines that it would be desirable for               are offered as both matched, new                      determine represented values (including
                                                                                                        systems and as replacement outdoor                    SEER, EER, HSPF, SEER2, EER2, HSPF2,
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                                                public policy reasons to grant                                                                                PW,OFF, cooling capacity, and heating
                                                immediate relief pending a                              units for existing systems. JCI proposes
                                                                                                        to evaluate the basic models listed in its            capacity, as applicable) for, at a minimum, an
                                                determination of the petition for waiver.                                                                     outdoor unit with no match. If a model of
                                                See 10 CFR 430.27(e)(2).                                amended petition in a manner that is                  outdoor unit is not charged with a specified
                                                                                                        representative of the true energy                     refrigerant from the point of manufacture
                                                   3 The specific basic models are listed in            consumption of these products when                    (unless either (a) the factory charge is equal
                                                Attachment A to JCI’s June 5, 2018 letter (attached     installed as new, matched systems,                    to or greater than 70% of the outdoor unit
                                                at the end of this notice).                             similar to how central air conditioners               internal volume times the liquid density of



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                                                                             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                                            40013

                                                refrigerant at 95 °F or (b) an A2L refrigerant             DOE invites all interested parties to              processed simultaneously, your
                                                is approved for use and listed in the                   submit in writing by September 12,                    comment may not be viewable for up to
                                                certification report), a manufacturer must              2018, comments and information on all                 several weeks. Please keep the comment
                                                determine represented values (including
                                                                                                        aspects of the amended petition,                      tracking number that http://
                                                SEER, EER, HSPF, SEER2, EER2, HSPF2,
                                                PW,OFF, cooling capacity, and heating                   including the suggested alternate test                www.regulations.gov provides after you
                                                capacity, as applicable) for, at a minimum, an          procedure and calculation and rating                  have successfully uploaded your
                                                outdoor unit with no match.                             methodology. DOE also seeks comment                   comment.
                                                   (3) Representations. JCI is permitted to             and data on JCI’s assertion that it offers               Submitting comments via email, hand
                                                make representations about the efficiency of            R–407C outdoor units as matched                       delivery, or mail. Comments and
                                                basic models that meet the requirements of              systems. Pursuant to 10 CFR 430.27(d),                documents submitted via email, hand
                                                paragraph (1) for compliance, marketing, or             any person submitting written                         delivery, or mail also will be posted to
                                                other purposes only to the extent that the              comments to DOE must also send a copy                 http://www.regulations.gov. If you do
                                                basic model has been tested in accordance               of such comments to the petitioner. The               not want your personal contact
                                                with the provisions set forth above and such                                                                  information to be publicly viewable, do
                                                representations fairly disclose the results of
                                                                                                        contact information for the petitioner is
                                                such testing in accordance with 10 CFR                  Steve Tice, Johnson Controls, Inc., 3110              not include it in your comment or any
                                                429.16 and 10 CFR part 430, subpart B,                  N Mead St., Wichita, KS 67219.                        accompanying documents. Instead,
                                                appendix M.                                                Submitting comments via http://                    provide your contact information on a
                                                   (4) This interim waiver shall remain in              www.regulations.gov. The http://                      cover letter. Include your first and last
                                                effect consistent with the provisions of 10             www.regulations.gov web page will                     names, email address, telephone
                                                CFR 430.27(h) and (k).                                  require you to provide your name and                  number, and optional mailing address.
                                                   (5) DOE may revoke or modify this waiver             contact information. Your contact                     The cover letter will not be publicly
                                                at any time if it determines the factual basis          information will be viewable to DOE                   viewable as long as it does not include
                                                underlying the petition for waiver is
                                                incorrect, or the results from the alternate test       Building Technologies staff only. Your                any comments.
                                                procedure are unrepresentative of the basic             contact information will not be publicly                 Include contact information each time
                                                model’s true energy consumption                         viewable except for your first and last               you submit comments, data, documents,
                                                characteristics.                                        names, organization name (if any), and                and other information to DOE. If you
                                                   (6) Granting of this interim waiver does not         submitter representative name (if any).               submit via mail or hand delivery, please
                                                release JCI from the certification                      If your comment is not processed                      provide all items on a CD, if feasible. It
                                                requirements set forth at 10 CFR part 429,              properly because of technical                         is not necessary to submit printed
                                                other than those explicitly stated in                   difficulties, DOE will use this                       copies. No facsimiles (faxes) will be
                                                paragraph (2).
                                                                                                        information to contact you. If DOE                    accepted.
                                                  DOE makes decisions on waivers and                    cannot read your comment due to                          Comments, data, and other
                                                interim waivers for only those models                   technical difficulties and cannot contact             information submitted to DOE
                                                specifically set out in the petition, not               you for clarification, DOE may not be                 electronically should be provided in
                                                future models that may be manufactured                  able to consider your comment.                        PDF (preferred), Microsoft Word or
                                                by the petitioner. JCI may submit a new                    However, your contact information                  Excel, WordPerfect, or text (ASCII) file
                                                or amended petition for waiver and                      will be publicly viewable if you include              format. Provide documents that are not
                                                request for grant of interim waiver, as                 it in the comment or in any documents                 secured, written in English and free of
                                                appropriate, for additional models of                   attached to your comment. Any                         any defects or viruses. Documents
                                                central air conditioners and heat pumps.                information that you do not want to be                should not contain special characters or
                                                Alternatively, if appropriate, JCI may                  publicly viewable should not be                       any form of encryption and, if possible,
                                                request that this interim waiver (or                    included in your comment, nor in any                  they should carry the electronic
                                                subsequent waiver, if applicable) be                    document attached to your comment.                    signature of the author.
                                                extended to additional basic models                     Persons viewing comments will see only                   Campaign form letters. Please submit
                                                employing the same technology as basic                  first and last names, organization                    campaign form letters by the originating
                                                models specifically set out in this                     names, correspondence containing                      organization in batches of between 50 to
                                                petition (see 10 CFR 430.27(g)).                        comments, and any documents                           500 form letters per PDF or as one form
                                                                                                        submitted with the comments.                          letter with a list of supporters’ names
                                                V. Summary and Request for Comments                        Do not submit to http://                           compiled into one or more PDFs. This
                                                   Through this notice, DOE announces                   www.regulations.gov information for                   reduces comment processing and
                                                receipt of JCI’s petition for waiver from               which disclosure is restricted by statute,            posting time.
                                                the DOE test procedure for certain basic                such as trade secrets and commercial or                  Confidential Business Information.
                                                models and announces DOE’s decision                     financial information (hereinafter                    According to 10 CFR 1004.11, any
                                                to grant JCI an interim waiver from the                 referred to as Confidential Business                  person submitting information that he
                                                test procedure for the basic models                     Information (CBI)). Comments                          or she believes to be confidential and
                                                listed in JCI’s amended petition. DOE is                submitted through http://                             exempt by law from public disclosure
                                                publishing JCI’s amended petition for                   www.regulations.gov cannot be claimed                 should submit via email, postal mail, or
                                                waiver in its entirety, pursuant to 10                  as CBI. Comments received through the                 hand delivery two well-marked copies:
                                                CFR 430.27(b)(1)(iv). The amended                       website will waive any CBI claims for                 one copy of the document marked
                                                petition contains no confidential                       the information submitted. For                        confidential including all the
                                                information. The amended petition                       information on submitting CBI, see the                information believed to be confidential,
                                                includes a suggested alternate test                                                                           and one copy of the document marked
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                                                                                                        Confidential Business Information
                                                procedure, as specified in section III of               section.                                              ‘‘non-confidential’’ with the information
                                                this notice, to determine the energy                       DOE processes submissions made                     believed to be confidential deleted.
                                                consumption of JCI’s specified CAC                      through http://www.regulations.gov                    Submit these documents via email or on
                                                basic models. DOE may consider                          before posting. Normally, comments                    a CD, if feasible. DOE will make its own
                                                including the alternate procedure                       will be posted within a few days of                   determination about the confidential
                                                specified in the Order in a subsequent                  being submitted. However, if large                    status of the information and treat it
                                                Decision and Order.                                     volumes of comments are being                         according to its determination.


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                                                40014                        Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

                                                   Factors of interest to DOE when                      concerning its confidentiality, (5) an                without change and as received,
                                                evaluating requests to treat submitted                  explanation of the competitive injury to              including any personal information
                                                information as confidential include (1) a               the submitting person which would                     provided in the comments (except
                                                description of the items, (2) whether                   result from public disclosure, (6) when               information deemed to be exempt from
                                                and why such items are customarily                      such information might lose its                       public disclosure).
                                                treated as confidential within the                      confidential character due to the
                                                                                                                                                                Signed in Washington, DC, on August 3,
                                                industry, (3) whether the information is                passage of time, and (7) why disclosure
                                                                                                                                                              2018.
                                                generally known by or available from                    of the information would be contrary to
                                                other sources, (4) whether the                          the public interest.                                  Cathy Tripodi,
                                                information has previously been made                      It is DOE’s policy that all comments                Acting Assistant Secretary for Energy
                                                available to others without obligation                  may be included in the public docket,                 Efficiency and Renewable Energy.
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                                                                             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                                      40015

                                                                                                                                                    Johnson Controls, Inc.
                                                                                                                                                    3110 N. Mead St. Wichita, KS 6 7219
                                                                                                                                                    Tel 316-239-2925 Fax 316-832-6598


                                                                                                                                                    June 5, 2018


                                                        VI.      VIA E-MAIL: AS_Waiver_Requests@ee.doe.gov


                                                        Ashley Armstrong
                                                        Building Technologies Program
                                                        Office of Energy Efficiency and Renewable Energy
                                                        U.S. Department of Energy
                                                        Mailstop EE-5B
                                                        1000 Independence Avenue, SW
                                                        Washington, DC 20585-0121


                                                        Re:        Amended Petition for Waiver and Interim Waiver of "Outdoor Unit with No Match" Test
                                                                   Procedure Provisions for JCI's GAW Series Central Air Conditioners

                                                        Dear Ms. Armstrong:

                                                                 Pursuant to 10 C.P.R. § 430.27, Johnson Controls, Inc. (JCI) respectfully submits this amended
                                                        petition for waiver and interim waiver 1 from certain provisions of the Department of Energy's (DOE) test
                                                        procedure for central air conditioners (CAC). 2 Specifically, as explained herein, JCI seeks waiver of two
                                                        requirements codified at 10 C.F .R. § 429 .16(a)(3) with respect to its GAW Series of central air
                                                        conditioners, which use R-407C as the refrigerant: (i) the requirement that represented values for a model
                                                        of outdoor unit that is approved for use with any refrigerant that has a 95 op midpoint saturation absolute
                                                        pressure within 18% of the 95 op midpoint saturation absolute pressure for HCFC-22, be determined
                                                        under the "outdoor unit with no match" provisions of the CAC test procedure found at 10 C.P.R., Part
                                                        430, Subpart B, Appendix M, Sections 2.2e, 3.2.1, and 3.5.3 (No Match Provisions); and (ii) the
                                                        requirement that represented values for a model of outdoor unit that is shipped requiring the addition of
                                                        more than two pounds of refrigerant to meet the charge required for testing be determined under the same
                                                        No Match Provisions (together, these requirements are referred to herein as the "R-407C No Match
                                                        Requirements")? If applied to the GAW Series basic models, each of the R-407C No Match
                                                        Requirements would result in evaluation of the products under the test procedure in a manner so




                                                        1
                                                          JCI submitted a petition for test procedure waiver and interim waiver with respect to its GAW Series products on
                                                        April6, 2017. JCI, Petition for Waiver and Interim Waiver of"Outdoor Unit with No Match" Test Procedure
                                                        Provisions for JCI's GAW Series Central Air Conditioners (Apr. 6, 2017) ("April6, 2017 Petition"). DOE has not
                                                        yet acted on the April 6, 2017 Petition. This amended petition updates and amends the April6, 2017 Petition,
                                                        seeking relief from the same test procedure provisions for the same basic models.
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                                                        2
                                                           10 C.F.R. Part 430, Subpart B, Appendix M.
                                                        3
                                                          ld. § 429.16(a)(3).
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                                                40016                         Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

                                                         unrepresentative of the GAW Series' true energy consumption characteristics as to provide materially
                                                         inaccurate comparative data 4

                                                                 To evaluate the GAW Series products in a manner representative of their true energy
                                                        characteristics, JCI asks for waiver of the R-407C No Match Requirements. Under JCI's proposed
                                                        alternative test procedure, the GAW Series products would be subject to the full Appendix M test
                                                        procedure except for the No Match Provisions, so that the GAW series basic models would be tested in
                                                        the same manner as other matched CA C systems. This approach allows tor rating of JCl' s R -407 C
                                                        systems for purposes of determining compliance with efficiency standards based on an evaluation of the
                                                        performance of a new matched system combination, which is consistent with the development of DOE's
                                                        CAC efficiency standards themselves, which were based on consideration of the performance of matched
                                                        combinations of new components. The basis for this test procedure waiver, and the corresponding interim
                                                        test procedure waiver, are explained below.

                                                         I.          Johnson Controls

                                                                  JCI is a diversified equipment and technology company with its operational headquarters in
                                                         Milwaukee, Wisconsin. Our employees provide intelligent buildings, energy efficient solutions and
                                                         integrated infrastructure to optimize energy efficiency and to create the smart buildings and communities
                                                         of the future. Through its Ducted Systems business, JCI manufactures and sells heating and air
                                                         conditioning systems for residential uses.

                                                                  JCI manufactures a line of environment-friendly central air conditioners known as its GAW
                                                         Series that utilize R-407C as the refrigerant. R-407C is a non-ozone-depleting refrigerant that is readily
                                                         available, less expensive than R -41 OA, the current industry standard refrigerant, and approved for use in
                                                         CAC systems under the Environmental Protection Agency's (EPA) Significant New Alternatives Policy
                                                         (SNAP) Program. 5 All of these products are manufactured in the United States, in Wichita, Kansas.

                                                         II.         Background

                                                                     A. Promulgation of the R-407C No Match Requirements

                                                                 DOE's CAC test procedure found at 10 C.P.R. Part 430, Subpart B, Appendix M provides that
                                                        the efficiency rating for an "outdoor unit with no match" must be determined using default parameters
                                                        representative of an inefficient, old CAC system that would not meet today' s standards. 6 "Outdoor unit
                                                        with no match" is defined in Appendix M as an outdoor unit "that is not distributed in commerce with any
                                                        indoor units." 7

                                                                 The No Match Provisions were adopted in a June 2016 final rule to specify how to test and rate
                                                         outdoor units using the refrigerant R-22. 8 DOE found that EPA Clean Air Act regulations prohibited the


                                                         4
                                                           ld. § 430.27(f)(2) ("DOE will grant a waiver from the test procedure requirements if DOE determines ... that the
                                                         prescribed test procedures evaluate the basic model in a manner so unrepresentative of its true energy or water
                                                         consumption characteristics as to provide materially inaccurate comparative data.").
                                                         5
                                                           See Protection of Stratospheric Ozone: New Listings of Substitutes; Changes of Listing Status; and
                                                         Reinterpretation of Unacceptability for Closed Cell Foam Products Under the Significant New Alternatives Policy
                                                         Program; and Revision of Clean Air Act Section 608 Venting Prohibition for Propane, 81 Fed. Reg. 86,778, 86,806
                                                         (Dec. 1, 2016) (Table 4).
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                                                         6
                                                            10 C.F.R. Part 430, Subpart B, Appendix M §§ 2.2(e), 3.2.1, and 3.5.3.
                                                         7
                                                             ld.
                                                         8
                                                             See Test Procedures for Central Air Conditioners and Heat Pumps, 81 Fed. Reg. 36,991 (June 8, 2016).
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                                                                             Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                            40017

                                                        sale of matched CAC combinations using R-22 as the refrigerant. 9 Because the DOE test procedure
                                                        required the testing of matched outdoor and indoor CAC components to calculate a CAC energy
                                                        efficiency rating, DOE determined that the No Match Provisions were needed to specify how to test and
                                                        rate R-22 outdoor units that could not, by law, be matched with an indoor unit for sale.

                                                                 In a subsequent final rule promulgated in January 2017, DOE further amended the CAC test
                                                        procedures to, inter alia, adopt the R-407C No Match Requirements, which require that R-407C products
                                                        must be rated under the No Match Provisions, regardless of whether they are matched products .1°For R-
                                                        407C matched systems to be certified as compliant with applicable standards under Appendix Mas
                                                        revised by the 2017 Final Rule, the matched system must be rated compliant under the matched system
                                                        test provisions of Appendix M, and the R-407C outdoor unit must be separately rated compliant under the
                                                        No Match Provisions. 11

                                                                    The 2017 Final Rule required compliance with the R-407C No Match Requirements as of July 5,
                                                        2017. 12
                                                                    B. Requests for Relieffrom the R-407C No Match Requirements

                                                                 After promulgation of the R-407C No Match Requirements in the 2017 Final Rule, JCI sought
                                                        relief via several avenues. First, JCI filed a petition for review of the 2017 Final Rule in the United States
                                                        Court of Appeals for the Seventh Circuit. 13 The parties to this case, including DOE, agreed to place the
                                                        case in mediation on April28, 2017, at which time the briefing schedule was suspended. 14 That case
                                                        remains pending before the Court of Appeals.

                                                                Second, JCI sought, and DOE granted, a 180-day extension of the Final Rule's July 5, 2017
                                                        compliance deadline pursuant to Section 323(c)(3) of the Energy Policy and Conservation Act (EPCA),
                                                        which permits DOE to authorize such an extension if it determines that the original compliance deadline
                                                        "would impose an undue hardship" on the petitioner. 15 In granting that request, DOE found that "JCI has
                                                        met the criteria for granting such a request," and delayed JCI' s compliance date for testing in accordance
                                                        with the R-407 No Match Requirements for the GAW Series models until January 1, 2018. 16

                                                               Third, JCI sought, 17 and DOE granted, 18 an administrative stay ofthe R-407C No Match
                                                        Requirements, pending judicial review in the Seventh Circuit, under Section 705 ofthe Administrative


                                                        9
                                                            Id. at 37,008.
                                                        10
                                                         Test Procedures for Central Air Conditioners and Heat Pumps, 82 Fed. Reg. 1426 (Jan. 5, 2017) (2017 Final
                                                        Rule).
                                                        ]]Id.
                                                        l2Id.
                                                        13
                                                           PetitionforReview,Johnson Controls, Inc. v. U.S. Dep'tofEnergy, No. 17-1470 (7thCir. Mar. 3, 2017).
                                                        14
                                                           Notice of Mediation, Johnson Controls, Inc. v. U.S. Dep 't ofEnergy, No. 17-1470 (7th Cir. Apr. 28, 2017);
                                                        Circuit Rule 33 Order Suspending Briefing Schedule, Johnson Controls, Inc. v. U.S. Dep 't ofEnergy, No. 17-1470
                                                        (7th Cir. Apr. 28, 2017).
                                                        15
                                                           42 U.S.C. § 6293(c)(3).
                                                        16
                                                           Letter from Daniel R. Simmons, Acting Assistant Secretary, DOE Office of Energy Efficiency and Renewable
                                                        Energy, to Elizabeth A. Haggerty, Vice-President & General Manager, JCI Unitary Products Group at 1 (June 2,
                                                        2017), available at                                                                                      (180-Day
                                                        Hardship Extension).
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                                                        17
                                                           Request of Johnson Controls, Inc. for Administrative Stay Pending Judicial Review of Certain Elements of
                                                        January 5, 2017 Final Rule on Test Procedures for Central Air Conditioners and Heat Pumps, and Request for
                                                        Expedited Action (May 31, 2017).
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                                                40018                        Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

                                                         Procedure Act. 19 In issuing the administrative stay, DOE "determined that, during the pendency ofthe
                                                         lawsuit brought by JCI, it is in the interests of justice to postpone the effectiveness of the [R-407C No
                                                         Match Requirements]." 20 Additionally, DOE explained that it "determined to postpone the effectiveness
                                                         of these provisions based on JCI's submissions to DOE that raise concerns about significant potential
                                                         impacts on JCI." 21

                                                                  Fourth, JCI submitted a petition for test procedure waiver, and interim test procedure waiver, of
                                                         the R-407C No Match Requirements to DOE on April 6, 2017 22 DOE has not yet taken action on the
                                                         April 6, 2017 Petition. This amended petition for test procedure waiver and interim test procedure waiver
                                                         updates the April 6, 2017 Petition.

                                                         III.       Grounds for Test Procedure Waiver- Applying the No Match Provisions to the JCI GAW
                                                                    Series Combinations Results in Materially Inaccurate Comparative Data.

                                                                 DOE's regulations explain that "DOE will grant a waiver from the test procedure requirements if
                                                         DOE determines ... that the prescribed test procedures evaluate the basic model in a manner so
                                                         unrepresentative of its true energy or water consumption characteristics as to provide materially
                                                         inaccurate comparative data." 23 JCI seeks a waiver from certain elements of the applicable CAC test
                                                         procedure for its GAW Series products. Because JCI's GAW Series products use the refrigerant R-407C,
                                                         the R-407C No Match Requirements require that such systems be tested under the No Match Provisions
                                                         found in Appendix M. However, applying the No Match Provisions to the GAW Series products, as the
                                                         R-407C No Match Requirements mandate, provides materially inaccurate comparative data.

                                                                 Rating R-407C system combinations using the No Match Requirements provides materially
                                                         inaccurate data for purposes of comparing basic model performance to the applicable efficiency
                                                         standards. CAC test procedures arc used to determine efficiency ratings of CAC basic models, as a basis
                                                         for evaluating compliance of the basic models with mandatory efficiency standards. The R-407C No
                                                         Match Requirements require that ratings for matched combinations of CAC products using R-407C be
                                                         determined under the No Match Provisions, which evaluate the R-407C outdoor unit along with default
                                                         indoor unit parameters that approximate the performance of an old, previously installed indoor unit. The
                                                         CAC standards against which the products are judged, however, were developed based upon
                                                         consideration of the efficiency of matched CAC combinations in which both the indoor and outdoor
                                                         components are new. DOE did not consider, in developing its current standards, what standard level is
                                                         technically feasible and economically justified for a CAC combination consisting of a new outdoor unit
                                                         and an old, inefficient indoor unit. Because of this discrepancy, the R-407C No Match Requirements
                                                         produce ratings for R-407C matched systems, such as the GAW Series basic models, that are materially
                                                         inaccurate for purposes of judging compliance with the efficiency standards.

                                                                  JCI' s GAW Series products have many matched combinations- they are not "outdoor units with
                                                         no match." Because the GAW Series products use the refrigerant R-407C, the CAC test procedure
                                                         requires that the systems be tested and rated as outdoor units with no match. However, JCI certifies and
                                                         offers its GAW Series products as matched systems. JCI has certified its GAW Series to DOE in more

                                                         18
                                                           Test Procedures for Central Air Conditioners and Heat Pumps, 82 Fed. Reg. 32,227 (July 13, 2017) (pending
                                                        judicial review in Natural Resources Defense Council v. U.S. Dep 't ofEnergy, No. 17-cv-6989 (S.D.N.Y.))
                                                        (Administrative Stay).
                                                        19
                                                           5 U.S. C. § 705.
                                                        20
                                                           Administrative Stay, 82 Fed. Reg. at 32,227-28.
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                                                        21
                                                           ld. at 32,228.
                                                        22
                                                           April 6, 2017 Petition.
                                                        23
                                                            10 C.F.R. § 430.27(f)(2).
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                                                                              Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                            40019

                                                         than 1,100 unique matched CAC system combinations that represent a wide range of possible indoor and
                                                         outdoor unit installation scenarios. 24 The certified ratings range from 14 to 16 SEER, based on the
                                                         matched components. Requiring the GAW Series to be tested under the No Match Provisions would
                                                         result in each of these ratings falling below 13 SEER, thus producing "materially inaccurate"
                                                         representations ofthe performance ofthe matched offerings ofthe GAW Series products.

                                                                  Unlike R-22 products. sales of matched R-407C systems are not barred by law. The rationale for
                                                         establishing the outdoor unit with no match requirements for R-22 outdoor units does not apply to the
                                                         GAW Series. DOE found that sale ofmatched R-22 systems was barred by EPA regulation under the
                                                         Clean Air Act, and thus it needed to provide special test procedures, including specification of a default
                                                         indoor unit, for purposes of testing R-22 outdoor units, because "the EPA prohibits distribution of new
                                                         HCFC-22 condensing unit and coil combinations (i.e., complete systems)."25 There is no such legal
                                                         limitation on the distribution of matched systems using R-407C. Thus, while R-22 outdoor units can only
                                                         be rated under the No Match Provisions, R-407C systems can be rated as matched systems, as reflected
                                                         by the 1100+ combinations certified in DOE's Compliance Certification Management System by JCI.

                                                                  Granting a waiver will ensure accurate comparative data for CAC components. Although CACs
                                                         are rated as matched systems, many CAC components including outdoor units, regardless of refrigerant
                                                         type, are also used to replace failed components of previously-installed systems. An R-41 OA outdoor unit
                                                         used to replace a failed R-22 outdoor unit is rated based on testing with its certified matches; it is not
                                                         rated based on an approximation of its efficiency performance when matched with outdated, already
                                                         installed components. Thus, requiring JCI's R-407C outdoor units to be rated using default indoor unit
                                                         parameters representative of an old, inefficient indoor unit results in materially inaccurate comparative
                                                         data for consumers. For instance, under the R-407C No Match Requirements, although an R-407C
                                                         outdoor unit and an R-410A outdoor unit might operate at the same efficiency when matched with the
                                                         same new indoor coil, the R-407C unit will nonetheless be rated at a substantially lower efficiency
                                                         because it is required to be rated under the No Match Provisions. This R-407C penalty will lead to
                                                         distorted comparative ratings, and in this case would result in noncompliance determinations for the R-
                                                         407C products and thus the unavailability to consumers ofR-407C products.

                                                                  Granting a test procedure waiver will give effect to the requirements ofEPCA § 323(e). Section
                                                         323(e)(2) ofEPCA provides that if a test procedure amendment "will alter the measured efficiency" of a
                                                         covered product, DOE shall amend the efficiency standards so that minimally compliant products under
                                                         the old test procedure will comply under the amended test procedure. Further, Section 323(e)(3) ofEPCA
                                                         provides that products that comply with the standards before a test procedure amendment "shall be
                                                         deemed to comply" after the amendment takes effect. 26 The GAW Series products for which a test
                                                         procedure waiver is sought were compliant with applicable efficiency standards under the applicable
                                                         Appendix M test procedure prior to the effective date of the 2017 Final Rule. The 2017 Final Rule's R-
                                                         407C No Match Requirements from which JCI seeks waiver, if applied to the GAW Series products,
                                                         would render those products noncompliant with DOE efficiency standards. Thus the R-407C No Match

                                                         24
                                                              The list of GAW Series outdoor unit/indoor coil combination matches certified by JCI is attached as Attachment
                                                         A. JCI has certified to DOE individual combinations under each separate R-407C basic model in its GAW Series.
                                                         For each basic model, there are a number of matched outdoor unit/indoor coil combinations, and for each such
                                                         combination, JCI has certified a number of matched ducted air movers. For example, for Evcon outdoor unit basic
                                                         model GAW14Ll8C22S, there are 18 indoor coil matches, which are certified with several different ducted air
                                                         movers, in addition to 4 different air handler matches for a total of 219 matched combinations. GAW Series outdoor
                                                         unit/indoor coil combinations are distributed under several brand names, including Guardian, Evcon and York; as a
                                                         result, DOE's Compliance Certification Management System (CCMS) shows more than 2,700 certified
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                                                         combinations of GAW Series products.
                                                         25
                                                            Test Procedures for Central Air Conditioners and Heat Pumps, 81 Fed. Reg. at 37,008.
                                                         26
                                                            See 42 U.S.C. § 6293(e)(3).
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                                                40020                        Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

                                                        Requirements alter the measured efficiency of the GAW Series, and pursuant to EPCA Section 323(e),
                                                        the GAW Series should be deemed to comply under the revised test procedure that includes the R-407C
                                                        No Match Requirements? 7 Granting this requested test procedure waiver would be an appropriate means
                                                        of giving effect to these requirements of Section 323(e) ofEPCA.

                                                                  For the reasons discussed above, DOE should grant the requested test procedure waiver and allow
                                                         JCI to test its GAW series products according to an appropriate alternative test procedure, i.e., the
                                                         Appendix M test procedure except for the requirement to test under the No Match Provisions, consistent
                                                         with the test procedure applicable to all other matched CAC systems.

                                                         IV.        Test Procedures From Which Waiver Is Requested

                                                                  JCI requests waiver with respect to its GAW Series from the provisions of 10 C.P.R. §
                                                         429.16(a)(3) requiring that: (i) represented values for a model of outdoor unit that is approved for use
                                                         with any refrigerant that has a 95 op midpoint saturation absolute pressure within 18% of the 95 op
                                                         midpoint saturation absolute pressure for HCFC-22, be determined under the outdoor unit with no match
                                                         provision ofthe CAC test procedure found at Appendix M, Sections 2.2e, 3.2.1, and 3.5.3; and (ii)
                                                         represented values for a model of outdoor unit that is shipped requiring the addition of more than two
                                                         pounds of refrigerant to meet the charge required for testing be determined under the same outdoor unit
                                                         with no match" provision. If DOE grants this limited waiver, the GAW Series products would remain
                                                         subject to all of Appendix M's requirements applicable to matched systems.

                                                         V.         Basic Models for Which Waiver Is Requested

                                                                  JCI requests waiver for all individual combinations it has certified under the following basic
                                                         model designations: GAW14Ll8C2*S, GAW14L24C2*S, GAW14L30C2*S, GAW14L36C2*S,
                                                         GAW14L42C2*S, GAW14L48C2*S, and GAW14L60C2*S. These basic models include a large number
                                                         of unique outdoor unit/indoor unit/ducted air mover combinations. As shown in Attachment A, J CI has
                                                         certified more than 1,1 00+ unique combinations. These products are marketed under the Guardian,
                                                         Evcon, and York brands, so CCMS shows a total of over 2, 700 certified combinations under these basic
                                                         models.

                                                         VI.        Alternative Test Procedures

                                                                 DOE's Appendix M test procedure, except for the requirement to test using the No Match
                                                         Provisions, constitutes the appropriate alternate test procedure. This will evaluate the performance of
                                                         JCI's GAW Series in a manner representative of its energy consumption characteristics. Therefore, JCI
                                                         proposes to test its GAW Series basic models by applying Appendix M to 10 C.F .R. Part 430, Subpart B,
                                                         as it would apply to matched systems that are not subject to the R-407C No Match Requirements. JCI
                                                         would apply the entirety of Appendix M, with the revision to 10 C.P.R. § 429.16(a)(3)(i) shown below:

                                                                    If a model of outdoor unit (used in a single-split, multi-split, multi-circuit, multi-head
                                                                    mini-split, and/or outdoor unit with no match system) is distributed in commerce and
                                                                    approved for use with multiple refrigerants, a manufacturer must determine all

                                                         27
                                                           EPCA § 323(e) is designed to ensure that test procedure amendments (as opposed to efficiency standard
                                                         amendments) will not create hardship by interfering with continued sales of covered products. DOE has
                                                         acknowledged that imposition of the R-407C No Match Requirements on the GA W Series would impose hardship
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                                                         on JCI. DOE granted JCI's request for a 180-day compliance deadline extension based on a finding of "undue
                                                         hardship," and granted an administrative stay of the R-407C No Match Requirements because of "significant
                                                         potential impacts on JCI." See 180-Day Hardship Extension at 1; Administrative Stay, 82 Fed. Reg. at 32,228.
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                                                                              Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                            40021

                                                                    represented values for that model using each refrigerant that can be used in an individual
                                                                    combination of the basic model (including outdoor units with no match or "tested
                                                                    combinations"). This requirement may apply across the listed categories in the table in
                                                                    paragraph (a)(l) of this section. A refrigerant is considered approved for use if it is listed
                                                                    on the nameplate of the outdoor unit. If any of the refrigerants approved for use is HCFC-
                                                                    22 er hGts Gt 95 °F midpeint sGttumtien Gteselute pressure thGtt is c~z 1 18 peree!'lt &}the 95
                                                                    °F sGttumtien Gteselute pressure fer HCFC 22, or if there are no refrigerants designated
                                                                    as approved tor use, a manufacturer must determine represented values (including SEER,
                                                                    EER, HSPF, SEER2, EER2, HSPF2, PW,OFF, cooling capacity, and heating capacity, as
                                                                    applicable) for, at a minimum, an outdoor unit with no match. If a model of outdoor unit
                                                                    is not charged with a specified refrigerant from the point of manufacture er if the unit is
                                                                    shipped requiring the Gtdditien &}mere thGtn twe peunds &jrefrigemnt te meet the ehGtrge
                                                                    required for testingper seetien 2.2.5 &}G!fJPendix},{er Gtppendix},{l (unless either (a) the
                                                                    factory charge is equal to or greater than 70% of the outdoor unit internal volume times
                                                                    the liquid density of refrigerant at 95 °F or (b) an A2L refrigerant is approved for use and
                                                                    listed in the certification report), a manufacturer must determine represented values
                                                                    (including SEER, EER, HSPF, SEER2, EER2, HSPF2, PW,OFF, cooling capacity, and
                                                                    heating capacity, as applicable) for, at a minimum, an outdoor unit with no match.

                                                         Thus, the only change would be to eliminate application ofthe No Match Provisions for JCI's GAW
                                                         Series. The resulting test procedure would be the same as that which applies, for instance, to R-410A
                                                         products.

                                                         VII.        Similar Products

                                                                  Based on market information, it appears that two other manufacturers manufacture, or have
                                                         manufactured, residential split-system central air conditioners designed to use R-407C: Broadair
                                                         (Allstyle) and Thermal Zone (Rheem).

                                                         VIII.       Petition for Interim Waiver

                                                                 Pursuant to 10 C.P.R. § 430.27, JCI also requests an interim waiver of the R-407C No Match
                                                         Requirements of the CAC test procedure for the GAW Series basic model families described in Section
                                                         V. DOE's regulations provide that an interim waiver will be granted if it appears likely that the petition
                                                         for waiver will be granted or if DOE determines that it would be desirable for public policy reasons to
                                                         grant immediate relief pending a determination on the petition for waiver. 28

                                                                  An interim waiver is important in this case because compliance with the R-407C No Match
                                                        Requirements in the 2017 Final Rule would be required for JCI but for DOE's administrative stay of
                                                        those requirements. The Administrative Stay is currently the subject of litigation, and if the stay is
                                                        dissolved, JCI's GAW Series would become subject to the R-407C No Match Requirements. Interim
                                                        relief is important to ensure that JCI can continue to offer the GAW Series products in the event DOE's
                                                        stay of the R-407C No Match Requirements is dissolved and DOE has not yet completed its consideration
                                                        of JCI' s petition for test procedure waiver.

                                                                 Likely Success of the Petition for Waiver. For the reasons outlined above in Section III, JCI
                                                         believes that there are strong arguments for granting the petition for waiver on the merits. Specifically:
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                                                         28
                                                              10 C.F.R. § 430.27(e)(2).
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                                                40022                        Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

                                                                   Rating R-407C system combinations using the No Match Provisions in the Appendix M test
                                                                   procedure provides materially inaccurate data for purposes of comparing basic model
                                                                   performance to the applicable efficiency standards, because the applicable efficiency standards
                                                                   were developed based upon consideration ofthe performance of new, matched systems, and not
                                                                   outdoor units with no match;

                                                                   JCI's GAW Series products have many matched combinations, and are not "outdoor units with no
                                                                   match," for which the No Match Provisions are intended;

                                                                   Unlike R-22 products, for which the No Match Provisions were originally developed, sales of
                                                                   matched R-407C systems are not barred by law;

                                                                   Granting a waiver will ensure accurate comparative data for CAC components, so that GAW
                                                                   Series products are not disadvantaged as compared to comparable R-410A products; and

                                                                   Given that the R-407C No Match Requirements would render the GAW Series products
                                                                   noncompliant with DOE standards, granting a test procedure waiver will give effect to the
                                                                   requirements ofEPCA § 323(e), which requires that DOE deem products that are compliant with
                                                                   applicable standards prior to a test procedure amendment compliant with the standards after the
                                                                   test procedure amendment.

                                                                 Economic Hardship. DOE has found, in acting on JCI's applications for administrative stay and
                                                        compliance deadline extension, that requiring JCI to rerate the GAW Series products under the R-407C
                                                        No Match Requirements would result in economic hardship? 9 If JCI is required to comply with the R-
                                                        407C No Match Requirements with respect to the GAW Series basic model families, these products will
                                                        no longer be able to be manufactured in compliance with applicable efficiency standards. JCI would be
                                                        forced to cease production of the GAW Series, which will cause significant economic harm to JCI, and
                                                        will eliminate an economic and innovative option currently available to consumers.

                                                                 Public Policy Reasons to Grant Interim Waiver. The imposition of the R-407C No Match
                                                        Requirements on JCI's GAW Series products while DOE considers the petition for test procedure waiver
                                                        will require JCI to stop manufacturing such products and make the products unavailable to consumers.
                                                        As a practical matter, if these products were taken off the market in the absence of an interim waiver, it is
                                                        very unlikely that JCI would begin manufacturing them again at a later date in the event that the petition
                                                        for test procedure waiver was eventually granted. Thus, an interim waiver will allow the GAW Series to
                                                        continue to be manufactured until the Department has an opportunity to fully consider and act on the
                                                        petition for waiver set out above. Denial of an interim waiver threatens to take this product line out of the
                                                        market before DOE considers the issues raised in the petition.

                                                                 The scope of JCI's request for interim test procedure waiver, and the alternative test procedure
                                                        that JCI proposes to apply during the effectiveness of an interim test procedure waiver, are identical to
                                                        JCI's request for waiver and alternative test procedure set forth above.

                                                        VII.       IX.     Conclusion

                                                                 For the reasons stated above, JCI respectfully requests that DOE grant this request for waiver of
                                                        the R -407 C No Match Requirements for its GAW Series of R -407 C central air conditioners. J CI further
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                                                        29
                                                             See 180-Day Hardship Extension at 1; Administrative Stay, 82 Fed. Reg. at 32,228.
                                                                                                                                                                                EN13AU18.018</GPH>




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                                                                                   Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                                                                                40023




                                                VIII. Attachment A

                                                                                                          CERTIFIED GAW SERIES PRODUCT COMBINATIONS
                                                                                                                                                                                                                                      Number of
                                                                                                                                                                                                                                     unique ducted
                                                                             Outdoor unit models                                                                           Indoor models                                               air mover
                                                                                                                                                                                                                                     combinations

                                                GAW14L18C2*S .........................................................................   CF/CM/CU42C+TXV ..................................................................                     22
                                                                                                                                         CF/CM/CU42D+TXV ..................................................................                     14
                                                                                                                                         CF/CM/CU48C+TXV ..................................................................                     22
                                                                                                                                         CF/CM/CU48D+TXV ..................................................................                     22
                                                                                                                                         CF/CM42D+ME14DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM48D+ME14DN21+TXV ....................................................                              1
                                                                                                                                         CF42B+ME12BN21+TXV ...........................................................                          1
                                                                                                                                         CF42B+TXV ...............................................................................              15
                                                                                                                                         FC/MC/PC37A+TXV ...................................................................                    10
                                                                                                                                         FC/MC/PC43B+TXV ...................................................................                    14
                                                                                                                                         FC/MC/PC43C+TXV ...................................................................                    22
                                                                                                                                         FC/MC/PC48C+TXV ...................................................................                    22
                                                                                                                                         FC/MC/PC48D+TXV ...................................................................                    26
                                                                                                                                         FC/MC43B+MV12BN21+TXV ....................................................                              1
                                                                                                                                         FC/MC43B+MX12BN21+TXV ....................................................                              1
                                                                                                                                         FC/MC48D+MX12DN21+TXV ....................................................                              1
                                                                                                                                         FC/PC60C+TXV .........................................................................                  1
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                                                                                                                                         FC1CXT1+TXV ...........................................................................                23
                                                GAW14L24C2*S .........................................................................   CF/CM64D+ME14DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+TXV .........................................................................                 38
                                                                                                                                         FC/MC62D+MX12DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+TXV .........................................................................                 36
                                                                                                                                         FC3DXT1+MX12DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+TXV ...........................................................................                37
                                                                                                                                                                                                                                                     EN13AU18.019</GPH>




                                                                                                                                         FC5DXT1+MX12DN21+TXV ......................................................                             1



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                                                40024                              Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

                                                                                               CERTIFIED GAW SERIES PRODUCT COMBINATIONS—Continued
                                                                                                                                                                                                                                      Number of
                                                                                                                                                                                                                                     unique ducted
                                                                             Outdoor unit models                                                                           Indoor models                                               air mover
                                                                                                                                                                                                                                     combinations

                                                                                                                                         FC5DXT1+TXV ...........................................................................                36
                                                                                                                                         FC64D+MX12DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+TXV ...............................................................................              36
                                                GAW14L30C2*S .........................................................................   CF/CM64D+ME14DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+ME20DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+TXV .........................................................................                 39
                                                                                                                                         FC/MC62D+MX12DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+MX20DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+TXV .........................................................................                 37
                                                                                                                                         FC3DXT1+MX12DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+MX20DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+TXV ...........................................................................                38
                                                                                                                                         FC5DXT1+MX12DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+MX20DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+TXV ...........................................................................                37
                                                                                                                                         FC64D+MX12DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+MX20DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+TXV ...............................................................................              37
                                                GAW14L36C2*S .........................................................................   CF/CM64D+ME14DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+ME20DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+TXV .........................................................................                 41
                                                                                                                                         FC/MC62D+MV12DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+MV20DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+MX12DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+MX20DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+TXV .........................................................................                 37
                                                                                                                                         FC3DXT1+MV12DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+MV20DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+MX12DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+MX20DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+TXV ...........................................................................                37
                                                                                                                                         FC5DXT1+MV12DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+MV20DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+MX12DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+MX20DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+TXV ...........................................................................                37
                                                                                                                                         FC64D+MV12DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+MV20DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+MX12DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+MX20DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+TXV ...............................................................................              37
                                                                                                                                         AE60DX21+TXV .........................................................................                  1
                                                                                                                                         AHE60D3X(H,T)21+TXV ............................................................                        1
                                                                                                                                         RFCX60DE20MP21+TXV ..........................................................                           1
                                                                                                                                         RFCX60DE20MP22+TXV ..........................................................                           1
                                                GAW14L42C2*S .........................................................................   CF/CM64D+ME14DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+ME20DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+TXV .........................................................................                 40
                                                                                                                                         FC/MC62D+MV20DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+MX20DN21+TXV ....................................................                              1
                                                                                                                                         FC/MC62D+TXV .........................................................................                 41
                                                                                                                                         FC3DXT1+MV20DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+MX20DN21+TXV ......................................................                             1
                                                                                                                                         FC3DXT1+TXV ...........................................................................                42
                                                                                                                                         FC5DXT1+MV20DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+MX20DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+TXV ...........................................................................                32
                                                                                                                                         FC64D+MV20DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+MX20DN21+TXV ...........................................................                          1
                                                                                                                                         FC64D+TXV ...............................................................................              32
                                                                                                                                         AE60DX21+TXV .........................................................................                  1
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                                                                                                                                         AHE60D3X(H,T)21+TXV ............................................................                        1
                                                                                                                                         RFCX60DE20MP21+TXV ..........................................................                           1
                                                                                                                                         RFCX60DE20MP22+TXV ..........................................................                           1
                                                GAW14L48C2*S .........................................................................   CF/CM64D+ME20DN21+TXV ....................................................                              1
                                                                                                                                         CF/CM64D+TXV .........................................................................                 20
                                                                                                                                         FC5DXT1+MV20DN21+TXV ......................................................                             1
                                                                                                                                         FC5DXT1+TXV ...........................................................................                34
                                                                                                                                         FC64D+MV20DN21+TXV ...........................................................                          1



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                                                                                   Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices                                                                                            40025

                                                                                               CERTIFIED GAW SERIES PRODUCT COMBINATIONS—Continued
                                                                                                                                                                                                                                                  Number of
                                                                                                                                                                                                                                                 unique ducted
                                                                             Outdoor unit models                                                                               Indoor models                                                       air mover
                                                                                                                                                                                                                                                 combinations

                                                                                                                                         FC64D+TXV ...............................................................................                          33
                                                                                                                                         AE60DX21+TXV .........................................................................                              1
                                                                                                                                         RFCX60DE20MP22+TXV ..........................................................                                       1
                                                GAW14L60C2*S .........................................................................   CF/CM64D+ME20DN21+TXV ....................................................                                          1
                                                                                                                                         CF/CM64D+TXV .........................................................................                             19
                                                                                                                                         FC5DXT1+MV20DN21+TXV ......................................................                                         1
                                                                                                                                         FC5DXT1+MX20DN21+TXV ......................................................                                         1
                                                                                                                                         FC5DXT1+TXV ...........................................................................                            22
                                                                                                                                         FC64D+MV20DN21+TXV ...........................................................                                      1
                                                                                                                                         FC64D+MX20DN21+TXV ...........................................................                                      1
                                                                                                                                         FC64D+TXV ...............................................................................                          21
                                                                                                                                         AE60DX21+TXV .........................................................................                              1
                                                                                                                                         RFCX60DE20MP22+TXV ..........................................................                                       1

                                                      Total Number of Unique Certified Product Combinations ..                           .....................................................................................................           1,178



                                                [FR Doc. 2018–17188 Filed 8–10–18; 8:45 am]                        at 1:00 p.m. and end at 3:00 p.m.                                          Meeting minutes shall be published for
                                                BILLING CODE 6450–01–P                                             Interested parties may RSVP, to confirm                                    those who are unable to attend.
                                                                                                                   their participation and receive login                                         This meeting is considered ‘‘open-to-
                                                                                                                   instructions, by emailing Seth.Lawson@                                     the-public;’’ the purpose for this
                                                DEPARTMENT OF ENERGY                                               netl.doe.gov.                                                              meeting has been examined during the
                                                                                                                                                                                              planning stages, and NETL management
                                                Notice of Public Meeting of the                                       The objective of the Supercritical CO2
                                                                                                                                                                                              has made specific determinations that
                                                Supercritical CO2 Oxy-Combustion                                   Oxy-combustion Technology Group is to
                                                                                                                                                                                              affect attendance. All information
                                                Technology Group                                                   promote a technical understanding of
                                                                                                                                                                                              presented at this meeting must meet
                                                                                                                   oxy-combustion for direct-fired sCO2                                       criteria for public sharing or be
                                                AGENCY: National Energy Technology                                 power cycles by sharing information or
                                                Laboratory, Office of Fossil Energy,                                                                                                          published and available in the public
                                                                                                                   viewpoints from individual participants                                    domain. Participants should not
                                                Department of Energy.                                              regarding risk reduction and challenges                                    communicate information that is
                                                ACTION: Notice of public meeting.                                  associated with developing the                                             considered official use only,
                                                                                                                   technology.                                                                proprietary, sensitive, restricted or
                                                SUMMARY:   The National Energy
                                                Technology Laboratory (NETL) will host                                Oxy-combustion systems in directly                                      protected in any way. Foreign nationals,
                                                a public meeting via WebEx August 29,                              heated supercritical CO2 (SCO2) power                                      who may be present, have not been
                                                2018, of the Supercritical CO2 Oxy-                                cycles utilize natural gas or syngas oxy-                                  approved for access to DOE information
                                                combustion Technology Group, to                                    combustion systems to produce a high                                       and technologies.
                                                address challenges associated with oxy-                            temperature SCO2 working fluid and                                           Dated: July 23, 2018.
                                                combustion systems in directly heated                              have the potential to be efficient, cost                                   Heather Quedenfeld,
                                                supercritical CO2 (sCO2) power cycles.                             effective and well-suited for carbon                                       Associate Director, Coal Technology
                                                DATES: The public meeting will be held                             dioxide (CO2) capture. To realize the                                      Development & Integration Center, National
                                                on August 29, 2018, from 1:00 p.m. to                              benefits of direct fired SCO2 power                                        Energy Technology Laboratory.
                                                3:00 p.m. EDT.                                                     cycles, the following challenges must be                                   [FR Doc. 2018–17312 Filed 8–10–18; 8:45 am]
                                                ADDRESSES: The public meeting will be                              addressed: chemical kinetic                                                BILLING CODE 6450–01–P
                                                held via WebEx and hosted by NETL.                                 uncertainties, combustion instability,
                                                FOR FURTHER INFORMATION CONTACT: For
                                                                                                                   flowpath design, thermal management,
                                                further information regarding the public                           pressure containment, definition/                                          DEPARTMENT OF ENERGY
                                                meeting, please contact Seth Lawson or                             prediction of turbine inlet conditions,
                                                                                                                   ignition, off-design operation, transient                                  National Coal Council
                                                Walter Perry at NETL by telephone at
                                                (304) 285–4469, by email at                                        capabilities, in-situ flame monitoring,                                    AGENCY: Office of Fossil Energy,
                                                Seth.Lawson@netl.doe.gov,                                          and modeling, among others.                                                Department of Energy.
                                                Walter.Perry@netl.doe.gov, or by postal                               The format of the meeting will                                          ACTION: Notice of open meetings.
                                                mail addressed to National Energy                                  facilitate equal opportunity for
                                                Technology Laboratory, 3610 Collins                                discussion among all participants; all                                     SUMMARY:   This notice announces a
                                                Ferry Road, P.O. Box 880, Morgantown,                              participants will be welcome to speak.                                     meeting of the National Coal Council
                                                WV, 26507–0880. Please direct all                                  Following a detailed presentation by                                       (NCC). The Federal Advisory Committee
                                                                                                                   one volunteer participant regarding                                        Act requires that public notice of these
sradovich on DSK3GMQ082PROD with NOTICES




                                                media inquiries to the NETL Public
                                                Affairs Officer at (304) 285–0228.                                 lessons learned from his or her area of                                    meetings be announced in the Federal
                                                SUPPLEMENTARY INFORMATION:                                         research, other participants will be                                       Register.
                                                                                                                   provided the opportunity to briefly                                        DATES: Thursday, September 13, 2018
                                                Instructions and Information on the                                share lessons learned from their own                                       8:20 a.m. to 11:45 a.m.
                                                Public Meeting                                                     research. Meetings are expected to take                                    ADDRESSES: Hilton Norfolk The Main,
                                                  The public meeting will be held via                              place every other month with a different                                   100 East Main Street, Norfolk, VA
                                                WebEx. The public meeting will begin                               volunteer presenting at each meeting.                                      23510.


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Document Created: 2018-08-11 00:27:07
Document Modified: 2018-08-11 00:27:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of petition for waiver, grant of an interim waiver, and request for comments.
DatesDOE will accept comments, data, and information with respect to the JCI Petition until September 12, 2018.
ContactMr. Pete Cochran, U.S. Department of Energy, Office of the General Counsel, Mail Stop GC-33, Forrestal Building, 1000 Independence Avenue SW, Washington, DC 20585-0103. Telephone: (202) 586-9496. Email: [email protected]
FR Citation83 FR 40011 

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