83 FR 40108 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 156 (August 13, 2018)

Page Range		40108-40108
FR Document		2018-17391

Federal Register, Volume 83 Issue 156 (Monday, August 13, 2018)

[Federal Register Volume 83, Number 156 (Monday, August 13, 2018)]
[Notices]
[Page 40108]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-17391]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  2:00 p.m. on Thursday, August 2, 2018.

PLACE:  Closed Commission Hearing Room 10800.

STATUS:  This meeting will be closed to the public.

MATTERS TO BE CONSIDERED:  Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Peirce, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

     Dated: July 26, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-17391 Filed 8-9-18; 11:15 am]
 BILLING CODE 8011-01-P

40108 Federal Register / Vol. 83, No. 156 / Monday, August 13, 2018 / Notices

III. Date of Effectiveness of the Reference Room, 100 F Street NE, At times, changes in Commission
Proposed Rule Change and Timing for Washington, DC 20549, on official priorities require alterations in the
Commission Action business days between the hours of scheduling of meeting items.
The foregoing rule change has become 10:00 a.m. and 3:00 p.m. Copies of the CONTACT PERSON FOR MORE INFORMATION:
effective pursuant to Section filing also will be available for For further information and to ascertain
19(b)(3)(A)(ii) of the Act,15 and Rule inspection and copying at the principal what, if any, matters have been added,
19b–4(f)(2) 16 thereunder. At any time office of the Exchange. All comments deleted or postponed; please contact
within 60 days of the filing of the received will be posted without change. Brent J. Fields from the Office of the
proposed rule change, the Commission Persons submitting comments are Secretary at (202) 551–5400.
summarily may temporarily suspend cautioned that we do not redact or edit Dated: July 26, 2018.
such rule change if it appears to the personal identifying information from Brent J. Fields,
Commission that such action is comment submissions. You should
Secretary.
necessary or appropriate in the public submit only information that you wish
[FR Doc. 2018–17391 Filed 8–9–18; 11:15 am]
interest, for the protection of investors, to make available publicly. All
BILLING CODE 8011–01–P
or otherwise in furtherance of the submissions should refer to File
purposes of the Act. If the Commission Number SR–MIAX–2018–19 and should
takes such action, the Commission shall be submitted on or before September 4,
SECURITIES AND EXCHANGE
institute proceedings to determine 2018.
COMMISSION
whether the proposed rule should be For the Commission, by the Division of
approved or disapproved. Trading and Markets, pursuant to delegated [Release No. 34–83789; File No. SR–GEMX–
authority.17 2018–27]
IV. Solicitation of Comments
Eduardo A. Aleman, Self-Regulatory Organizations; Nasdaq
Interested persons are invited to Assistant Secretary.
submit written data, views, and GEMX, LLC; Notice of Filing and
[FR Doc. 2018–17252 Filed 8–10–18; 8:45 am] Immediate Effectiveness of a Proposed
arguments concerning the foregoing,
including whether the proposed rule BILLING CODE 8011–01–P Rule Change To Amend the Options
change is consistent with the Act. Regulatory Fee
Comments may be submitted by any of SECURITIES AND EXCHANGE August 7, 2018.
the following methods: COMMISSION Pursuant to Section 19(b)(1) of the
Electronic Comments Securities Exchange Act of 1934
Sunshine Act Meetings (‘‘Act’’),1 and Rule 19b–4 thereunder,2
• Use the Commission’s internet notice is hereby given that on July 27,
comment form (http://www.sec.gov/ TIME AND DATE: 2:00 p.m. on Thursday, 2018, Nasdaq GEMX, LLC (‘‘GEMX’’ or
rules/sro.shtml); or August 2, 2018. ‘‘Exchange’’) filed with the Securities
• Send an email to rule-comments@
PLACE: Closed Commission Hearing and Exchange Commission (the
sec.gov. Please include File Number SR–
Room 10800. ‘‘Commission’’) the proposed rule
MIAX–2018–19 on the subject line.
STATUS: This meeting will be closed to change as described in Items I, II, and
Paper Comments the public. III below, which Items have been
• Send paper comments in triplicate MATTERS TO BE CONSIDERED:
prepared by the Exchange. The
to Secretary, Securities and Exchange Commissioners, Counsel to the Commission is publishing this notice to
Commission, 100 F Street NE, Commissioners, the Secretary to the solicit comments on the proposed rule
Washington, DC 20549–1090. Commission, and recording secretaries change from interested persons.
All submissions should refer to File will attend the closed meeting. Certain I. Self-Regulatory Organization’s
Number SR–MIAX–2018–19. This file staff members who have an interest in Statement of the Terms of Substance of
number should be included on the the matters also may be present. the Proposed Rule Change
subject line if email is used. To help the The General Counsel of the The Exchange proposes to revise
Commission process and review your Commission, or his designee, has GEMX’s Schedule of Fees to amend its
comments more efficiently, please use certified that, in his opinion, one or Options Regulatory Fee or ‘‘ORF’’.
only one method. The Commission will more of the exemptions set forth in 5 While the changes proposed herein
post all comments on the Commission’s U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) are effective upon filing, the Exchange
internet website (http://www.sec.gov/ and (10) and 17 CFR 200.402(a)(3), has designated the amendments become
rules/sro.shtml). Copies of the (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and operative on August 1, 2018.
submission, all subsequent (a)(10), permit consideration of the The text of the proposed rule change
amendments, all written statements scheduled matters at the closed meeting. is available on the Exchange’s website at
with respect to the proposed rule Commissioner Peirce, as duty officer, http://nasdaqgemx.cchwallstreet.com/,
change that are filed with the voted to consider the items listed for the at the principal office of the Exchange,
Commission, and all written closed meeting in closed session. and at the Commission’s Public
communications relating to the The subject matters of the closed Reference Room.
proposed rule change between the meeting will be:
Commission and any person, other than Institution and settlement of II. Self-Regulatory Organization’s
Statement of the Purpose of, and
sradovich on DSK3GMQ082PROD with NOTICES

those that may be withheld from the injunctive actions;
public in accordance with the Institution and settlement of Statutory Basis for, the Proposed Rule
provisions of 5 U.S.C. 552, will be administrative proceedings; Change
available for website viewing and Resolution of litigation claims; and In its filing with the Commission, the
printing in the Commission’s Public Other matters relating to enforcement Exchange included statements
proceedings.
15 15 U.S.C. 78s(b)(3)(A)(ii). 1 15 U.S.C. 78s(b)(1).
16 17 CFR 240.19b–4(f)(2). 17 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4.

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Document Created: 2018-08-11 00:27:17
Document Modified: 2018-08-11 00:27:17

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Thursday, August 2, 2018.
FR Citation		83 FR 40108