83_FR_40517 83 FR 40360 - Reinstatement of a Previously Approved Information Collection: General Request for Investigative Information (INV 40), Investigative Request for Employment Data and Supervisor Information (INV 41), Investigative Request for Personal Information (INV 42), Investigative Request for Educational Registrar and Dean of Students Record Data (INV 43), and Investigative Request for Law Enforcement Data (INV 44)

83 FR 40360 - Reinstatement of a Previously Approved Information Collection: General Request for Investigative Information (INV 40), Investigative Request for Employment Data and Supervisor Information (INV 41), Investigative Request for Personal Information (INV 42), Investigative Request for Educational Registrar and Dean of Students Record Data (INV 43), and Investigative Request for Law Enforcement Data (INV 44)

OFFICE OF PERSONNEL MANAGEMENT

Federal Register Volume 83, Issue 157 (August 14, 2018)

Page Range40360-40361
FR Document2018-17431

The National Background Investigation Bureau (NBIB), U.S. Office of Personnel Management (OPM) is notifying the general public and other Federal agencies that OPM proposes to request the Office of Management and Budget (OMB) to reinstate a previously approved information collection, General Request for Investigative Information (INV 40), Investigative Request for Employment Data and Supervisor Information (INV 41), Investigative Request for Personal Information (INV 42), Investigative Request for Educational Registrar and Dean of Students Record Data (INV 43), and Investigative Request for Law Enforcement Data (INV 44).

Federal Register, Volume 83 Issue 157 (Tuesday, August 14, 2018) 
[Federal Register Volume 83, Number 157 (Tuesday, August 14, 2018)]
[Notices]
[Pages 40360-40361]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-17431]


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OFFICE OF PERSONNEL MANAGEMENT


Reinstatement of a Previously Approved Information Collection: 
General Request for Investigative Information (INV 40), Investigative 
Request for Employment Data and Supervisor Information (INV 41), 
Investigative Request for Personal Information (INV 42), Investigative 
Request for Educational Registrar and Dean of Students Record Data (INV 
43), and Investigative Request for Law Enforcement Data (INV 44)

AGENCY: U.S. Office of Personnel Management.

ACTION: 30-day notice and request for comments.

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SUMMARY: The National Background Investigation Bureau (NBIB), U.S. 
Office of Personnel Management (OPM) is notifying the general public 
and other Federal agencies that OPM proposes to request the Office of 
Management and Budget (OMB) to reinstate a previously approved 
information collection, General Request for Investigative Information 
(INV 40), Investigative Request for Employment Data and Supervisor 
Information (INV 41), Investigative Request for Personal Information 
(INV 42), Investigative Request for Educational Registrar and Dean of 
Students Record Data (INV 43), and Investigative Request for Law 
Enforcement Data (INV 44).

DATES: Comments are encouraged and will be accepted until September 13, 
2018. This process is conducted in accordance with 5 CFR 1320.10.

ADDRESSES: Interested persons are invited to submit written comments on 
the proposed information collection to the Office of Information and 
Regulatory Affairs, Office of Management and Budget, 725 17th Street 
NW, Washington, D.C. 20503, Attention: Desk Officer for the Office of 
Personnel Management or sent via electronic mail to 
[email protected] or faxed to (202) 395-6974.

FOR FURTHER INFORMATION CONTACT: A copy of this information collection, 
with applicable supporting documentation, may be obtained by contacting 
NBIB, U.S. Office of Personnel Management, 1900 E Street NW, 
Washington, D.C. 20415, Attention: Donna McLeod or by electronic mail 
at [email protected].

SUPPLEMENTARY INFORMATION: As required by the Paperwork Reduction Act 
of 1995, 44 U.S.C. 3507(a)(1), OPM is providing an additional 30 days 
for public comments. OPM previously solicited comments for this 
collection, with a 60-day public comment period, at 83 FR 29948 
(January 24, 2018). No comments were received. This notice announces 
that OPM has submitted to OMB a request to reinstate a previously 
approved information collection, OMB number 3206-0165, General Request 
for Investigative Information (INV 40), Investigative Request for 
Employment Data and Supervisor Information (INV 41), Investigative 
Request for Personal Information (INV 42), Investigative Request for 
Educational Registrar and Dean of Students Record Data (INV 43), and 
Investigative Request for Law Enforcement Data (INV 44). The public has 
an additional 30-day opportunity to comment.
    The INV 40, 41, 42, 43, and 44 are used to conduct the ``written 
inquiries'' portion of the investigation, to include investigations for 
suitability or fitness for Civil Service, nonappropriated fund, or 
contract employment pursuant to standards issued under Civil Service 
Rule V, E.O. 13488, as amended, E.O. 13764, and 5 CFR part 731; 
investigations for employment in a sensitive national security position 
or for eligibility for access to classified information pursuant to 
standards issued under E.O. 12968, as amended, E.O. 13764, and 5 CFR 
part 1400; and investigations for identity credentials for long-term 
physical and logical access to Federally-controlled facilities and 
information systems, pursuant to standards issued under E.O. 13764. The 
INV forms 40 and 44, in particular, facilitate OPM's access to criminal 
history record information under 5 U.S.C. 9101.
    The content of the INV forms is also designed to meet notice 
requirements for personnel investigations specified by 5 CFR 
736.102(c). These notice requirements apply to any ``investigation . . 
. to determine the suitability, eligibility, or qualifications of 
individuals for Federal employment, for work on Federal contracts, or 
for access to classified information or restricted areas.''

Analysis

    Agency: NBIB, U.S. Office of Personnel Management.
    Title: General Request for Investigative Information (INV 40), 
Investigative Request for Employment Data and Supervisor Information 
(INV 41), Investigative Request for Personal Information (INV 42), 
Investigative Request for Educational Registrar and Dean of Students 
Record Data (INV 43), and Investigative Request for Law Enforcement 
Data (INV 44).
    OMB Number: 3206-0165.

[[Page 40361]]

    Affected Public: None of the forms is used for any purpose other 
than a personnel background investigation. The completed forms are 
maintained by OPM subject to the protections of the Privacy Act of 
1974, as amended.
    Procedurally, the subject of a personnel background investigation 
discloses the identity of relevant sources, such as supervisors, 
coworkers, neighbors, friends, current or former spouses, instructors, 
relatives, or schools attended, on the standard form (SF) 85, 
Questionnaire for Non-Sensitive Positions; the SF 85P, Questionnaire 
for Public Trust Positions; or the SF 86, Questionnaire for National 
Security Positions. After OPM receives a completed SF 85, SF 85P, or SF 
86, the INV forms are distributed to the provided source contacts 
through an automated mailing operation.
    The INV 40 is used to collect records from a Federal or State 
record repository or a credit bureau. The INV 44 is used to collect law 
enforcement data from a criminal justice agency. The INV 41, 42, and 43 
are sent to employment references, associates, and schools attended. 
The forms disclose that the source's name was provided by the subject 
to assist in completing a background investigation to help determine 
the subject's suitability for employment or security clearance, and 
request that the source complete the form with information to help in 
this determination. Generally the subject of the investigation will 
identify these employment references, associates, and schools on his or 
her SF 85, SF 85P, or SF 86 questionnaire. If information is omitted on 
the questionnaire, however, the information may be provided in a 
follow-up contact between the subject and an investigator.
    Number of Respondents: 5,682,744 (58,071 (INV 40); 3,358,486 (INV 
41); 56,090 (INV 42); 855,051 (INV 43); 1,355,046 (INV 44)).
    Estimated Time per Respondent: 5 minutes.
    Total Burden Hours: 473,562 (4,839 (INV 40); 279,874 (INV 41); 
4,674 (INV 42); 71,254 (INV 43); 112,921 (INV 44))

U.S. Office of Personnel Management.
Jeff T.H. Pon,
Director.
[FR Doc. 2018-17431 Filed 8-13-18; 8:45 am]
 BILLING CODE 6325-53-P

40360 Federal Register / Vol. 83, No. 157 / Tuesday, August 14, 2018 / Notices NUCLEAR REGULATORY OFFICE OF PERSONNEL solicited comments for this collection, COMMISSION MANAGEMENT with a 60-day public comment period, at 83 FR 29948 (January 24, 2018). No [Docket Nos. 50–250–SLR and 50–251–SLR; Reinstatement of a Previously comments were received. This notice ASLBP No. 18–957–01–SLR–BD01] Approved Information Collection: announces that OPM has submitted to General Request for Investigative OMB a request to reinstate a previously Establishment of Atomic Safety and Information (INV 40), Investigative approved information collection, OMB Licensing Board; Florida Power & Request for Employment Data and number 3206–0165, General Request for Light Company Supervisor Information (INV 41), Investigative Information (INV 40), Investigative Request for Personal Investigative Request for Employment Pursuant to delegation by the Information (INV 42), Investigative Data and Supervisor Information (INV Commission, see 37 FR 28710 (Dec. 29, Request for Educational Registrar and 41), Investigative Request for Personal 1972), and the Commission’s Dean of Students Record Data (INV 43), Information (INV 42), Investigative regulations, see, e.g., 10 CFR 2.104, and Investigative Request for Law Request for Educational Registrar and 2.105, 2.300, 2.309, 2.313, 2.318, 2.321, Enforcement Data (INV 44) Dean of Students Record Data (INV 43), notice is hereby given that an Atomic and Investigative Request for Law Safety and Licensing Board (Board) is AGENCY: U.S. Office of Personnel Enforcement Data (INV 44). The public being established to preside over the Management. has an additional 30-day opportunity to following proceeding: ACTION: 30-day notice and request for comment. comments. The INV 40, 41, 42, 43, and 44 are Florida Power & Light Company used to conduct the ‘‘written inquiries’’ (Turkey Point Nuclear Generating Units SUMMARY: The National Background portion of the investigation, to include 3 and 4) Investigation Bureau (NBIB), U.S. Office investigations for suitability or fitness of Personnel Management (OPM) is for Civil Service, nonappropriated fund, This proceeding involves an notifying the general public and other application seeking a twenty-year or contract employment pursuant to Federal agencies that OPM proposes to standards issued under Civil Service subsequent license renewal of Renewed request the Office of Management and Facility Operating License Nos. DPR–31 Rule V, E.O. 13488, as amended, E.O. Budget (OMB) to reinstate a previously 13764, and 5 CFR part 731; and DPR–41, which currently authorize approved information collection, Florida Power & Light Company to investigations for employment in a General Request for Investigative sensitive national security position or operate the Turkey Point Nuclear Information (INV 40), Investigative Generating Units 3 and 4 until, for eligibility for access to classified Request for Employment Data and information pursuant to standards respectively, July 19, 2032 and April 10, Supervisor Information (INV 41), 2033. In response to a notice published issued under E.O. 12968, as amended, Investigative Request for Personal E.O. 13764, and 5 CFR part 1400; and in the Federal Register announcing the Information (INV 42), Investigative opportunity to request a hearing, see 83 investigations for identity credentials Request for Educational Registrar and for long-term physical and logical access FR 19304 (May 2, 2018), the following Dean of Students Record Data (INV 43), hearing requests have been filed: (1) A to Federally-controlled facilities and and Investigative Request for Law information systems, pursuant to request on behalf of Southern Alliance Enforcement Data (INV 44). for Clean Energy; and (2) a request on standards issued under E.O. 13764. The DATES: Comments are encouraged and INV forms 40 and 44, in particular, behalf of, collectively, Friends of the will be accepted until September 13, facilitate OPM’s access to criminal Earth, Natural Resources Defense 2018. This process is conducted in history record information under 5 Council, and Miami Waterkeeper. accordance with 5 CFR 1320.10. U.S.C. 9101. The Board is comprised of the ADDRESSES: Interested persons are The content of the INV forms is also following Administrative Judges: invited to submit written comments on designed to meet notice requirements E. Roy Hawkens, Chairman, Atomic for personnel investigations specified by the proposed information collection to Safety and Licensing Board Panel, 5 CFR 736.102(c). These notice the Office of Information and Regulatory U.S. Nuclear Regulatory Commission, requirements apply to any Affairs, Office of Management and Washington, D.C. 20555–0001. ‘‘investigation . . . to determine the Budget, 725 17th Street NW, Dr. Michael F. Kennedy, Atomic Safety suitability, eligibility, or qualifications Washington, D.C. 20503, Attention: and Licensing Board Panel, U.S. of individuals for Federal employment, Desk Officer for the Office of Personnel Nuclear Regulatory Commission, for work on Federal contracts, or for Management or sent via electronic mail Washington, D.C. 20555–0001. access to classified information or to oira_submission@omb.eop.gov or Dr. Sue H. Abreu, Atomic Safety and restricted areas.’’ faxed to (202) 395–6974. Licensing Board Panel, U.S. Nuclear Regulatory Commission, Washington, FOR FURTHER INFORMATION CONTACT: A Analysis D.C. 20555–0001. copy of this information collection, with Agency: NBIB, U.S. Office of applicable supporting documentation, Personnel Management. All correspondence, documents, and may be obtained by contacting NBIB, Title: General Request for other materials shall be filed in U.S. Office of Personnel Management, Investigative Information (INV 40), accordance with the NRC E-Filing rule. 1900 E Street NW, Washington, D.C. Investigative Request for Employment See 10 CFR 2.302. 20415, Attention: Donna McLeod or by Data and Supervisor Information (INV amozie on DSK3GDR082PROD with NOTICES1 Rockville, Maryland. electronic mail at FISFormsComments@ 41), Investigative Request for Personal Dated: August 8, 2018. opm.gov. Information (INV 42), Investigative Edward R. Hawkens, SUPPLEMENTARY INFORMATION: As Request for Educational Registrar and Chief Administrative Judge, Atomic Safety required by the Paperwork Reduction Dean of Students Record Data (INV 43), and Licensing Board Panel. Act of 1995, 44 U.S.C. 3507(a)(1), OPM and Investigative Request for Law [FR Doc. 2018–17373 Filed 8–13–18; 8:45 am] is providing an additional 30 days for Enforcement Data (INV 44). BILLING CODE 7590–01–P public comments. OPM previously OMB Number: 3206–0165. VerDate Sep<11>2014 19:13 Aug 13, 2018 Jkt 244001 PO 00000 Frm 00149 Fmt 4703 Sfmt 4703 E:\FR\FM\14AUN1.SGM 14AUN1

Federal Register / Vol. 83, No. 157 / Tuesday, August 14, 2018 / Notices 40361 Affected Public: None of the forms is SECURITIES AND EXCHANGE No. 2 to the proposed rule change.9 The used for any purpose other than a COMMISSION Commission has received no comments personnel background investigation. on the proposed rule change. This order The completed forms are maintained by [Release No. 34–83796; File No. SR– grants approval of the proposed rule OPM subject to the protections of the CboeBZX–2017–005] change, as modified by Amendment No. Privacy Act of 1974, as amended. 2. Self-Regulatory Organizations; Cboe Procedurally, the subject of a BZX Exchange, Inc.; Order Granting II. Exchange’s Description of the personnel background investigation Approval of a Proposed Rule Change, Proposal, as Modified by Amendment discloses the identity of relevant as Modified by Amendment No. 2, To No. 2 sources, such as supervisors, coworkers, List and Trade Shares of Twelve The Exchange proposes to list and neighbors, friends, current or former Monthly Series of the Cboe Vest S&P trade the Shares of twelve monthly spouses, instructors, relatives, or 500® Buffer Protect Strategy ETF series of the Cboe Vest S&P 500® Buffer schools attended, on the standard form Under the ETF Series Solutions Trust Protect Strategy ETF (individually, (SF) 85, Questionnaire for Non-Sensitive Under Rule 14.11(c)(3), Index Fund ‘‘Fund,’’ and, collectively, ‘‘Funds’’) Positions; the SF 85P, Questionnaire for Shares under BZX Rule 14.11(c)(3), which Public Trust Positions; or the SF 86, governs the listing and trading of Index August 8, 2018. Fund Shares. Each Fund will be an Questionnaire for National Security Positions. After OPM receives a I. Introduction index-based exchange traded fund completed SF 85, SF 85P, or SF 86, the (‘‘ETF’’): (1) Cboe Vest S&P 500® Buffer On November 21, 2017, Cboe BZX INV forms are distributed to the Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) 9 In Amendment No. 2, which amended and provided source contacts through an filed with the Securities and Exchange replaced the proposed rule change, as modified by automated mailing operation. Commission (‘‘Commission’’), pursuant Amendment No. 1, in its entirety, the Exchange: (a) The INV 40 is used to collect records to Section 19(b)(1) of the Securities Represented that the issuer will provide and maintain a publicly available web tool for each of from a Federal or State record repository Exchange Act of 1934 (‘‘Act’’) 1 and Rule the Funds (as defined herein) on its website that or a credit bureau. The INV 44 is used 19b–4 thereunder,2 a proposed rule provides existing and prospective shareholders to collect law enforcement data from a change to list and trade shares with important information to help inform (‘‘Shares’’) of twelve monthly series of investment decisions, including the start and end criminal justice agency. The INV 41, 42, dates of the current outcome periods, the time and 43 are sent to employment the Cboe Vest S&P 500® Buffer Protect remaining in the outcome periods, each Fund’s references, associates, and schools Strategy ETF of the ETF Series Solutions current net asset value, each Fund’s cap for the attended. The forms disclose that the Trust (‘‘Trust’’) under BZX Rule outcome period, the maximum investment gain 14.11(c)(3). The proposed rule change available up to the cap for a shareholder purchasing source’s name was provided by the Shares at the current net asset value, and subject to assist in completing a was published for comment in the information regarding each Fund’s buffer; (b) background investigation to help Federal Register on December 11, represented that, based on certain potential 2017.3 limitations of the Investment Company Act of 1940 determine the subject’s suitability for (‘‘1940 Act’’) associated with trading options on On January 22, 2018, the Commission employment or security clearance, and Cboe Exchange, Inc. (‘‘Cboe Options’’) and any extended the time period within which other exchanges owned or controlled by Cboe request that the source complete the to approve the proposed rule change, Global Markets, Inc. (together with Cboe Options, form with information to help in this disapprove the proposed rule change, or collectively, ‘‘Cboe Exchanges’’), (i) the Funds will determination. Generally the subject of institute proceedings to determine not be able to hold FLEX Options (as defined the investigation will identify these whether to approve or disapprove the herein) or Standardized S&P 500 Index Options (as employment references, associates, and defined herein) until such time that appropriate proposed rule change.4 On March 9, exemptive and/or no-action relief is obtained from schools on his or her SF 85, SF 85P, or 2018, the Commission instituted the Commission and/or its staff with respect to the SF 86 questionnaire. If information is proceedings under Section 19(b)(2)(B) of Funds, and (ii) the Exchange will not list and trade omitted on the questionnaire, however, the Shares of the Funds on the Exchange until such the Act 5 to determine whether to time that appropriate exemptive and/or no-action the information may be provided in a approve or disapprove the proposed relief is obtained from the Commission and/or its follow-up contact between the subject rule change.6 On April 13, 2018, the staff with respect to the Funds; (c) conformed and an investigator. Exchange filed Amendment No. 1 to the certain continued listing requirements to maintain consistency with BZX listing rules; (d) added Number of Respondents: 5,682,744 proposed rule change.7 On June 6, 2018, representations relating to protections against (58,071 (INV 40); 3,358,486 (INV 41); the Commission designated a longer market manipulation in the context of the 56,090 (INV 42); 855,051 (INV 43); period for Commission action on the underlying indexes and index values; (e) proposed rule change.8 On August 6, supplemented its description of the Comparable 1,355,046 (INV 44)). ETF Options (as defined herein); (f) provided a 2018, the Exchange filed Amendment representation relating to the Exchange’s ability to Estimated Time per Respondent: 5 access trade information for certain fixed income minutes. 1 15 U.S.C. 78s(b)(1). instruments reported to FINRA’s Trade Reporting Total Burden Hours: 473,562 (4,839 2 17 CFR 240.19b–4. and Compliance Engine for surveillance purposes; 3 See Securities Exchange Act Release No. 82217 and (g) made other non-substantive, technical, and (INV 40); 279,874 (INV 41); 4,674 (INV clarifying corrections to the proposal. Because (December 5, 2017), 82 FR 58243. 42); 71,254 (INV 43); 112,921 (INV 44)) 4 See Securities Exchange Act Release No. 82558, Amendment No. 2 adds certain limiting conditions to the commencement of listing and trading the U.S. Office of Personnel Management. 83 FR 3820 (January 26, 2018). 5 15 U.S.C. 78s(b)(2)(B). Shares on the Exchange based on requirements of Jeff T.H. Pon, the 1940 Act, represents that the issuer will provide amozie on DSK3GDR082PROD with NOTICES1 6 See Securities Exchange Act Release No. 82842, and maintain an additional web-based tool to aid Director. 83 FR 11273 (March 14, 2018). investors with respect to the Funds, and otherwise 7 Amendment No. 1, which amended and [FR Doc. 2018–17431 Filed 8–13–18; 8:45 am] does not materially alter the substance of the replaced the proposed rule change in its entirety, proposed rule change or raise unique or novel BILLING CODE 6325–53–P is available at: https://www.sec.gov/comments/sr- regulatory issues under the Act, Amendment No. 2 cboebzx-2017-005/cboebzx2017005-3458514- is not subject to notice and comment. Amendment 162203.pdf. No. 2 to the proposed rule change is available at: 8 See Securities Exchange Act Release No. 83390, https://www.sec.gov/comments/sr-cboebzx-2017- 83 FR 27355 (June 12, 2018). 005/cboebzx2017005-4171830-172318.pdf. 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Document Created: 2018-08-14 02:19:06
Document Modified: 2018-08-14 02:19:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
Action30-day notice and request for comments.
DatesComments are encouraged and will be accepted until September 13, 2018. This process is conducted in accordance with 5 CFR 1320.10.
ContactA copy of this information collection, with applicable supporting documentation, may be obtained by contacting NBIB, U.S. Office of Personnel Management, 1900 E Street NW, Washington, D.C. 20415, Attention: Donna McLeod or by electronic mail at [email protected]
FR Citation83 FR 40360 
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