83 FR 4080 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 19 (January 29, 2018)

Page Range		4080-4081
FR Document		2018-01601

Federal Register, Volume 83 Issue 19 (Monday, January 29, 2018)

[Federal Register Volume 83, Number 19 (Monday, January 29, 2018)]
[Notices]
[Pages 4080-4081]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-01601]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-126, OMB Control No. 3235-0287]


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

Extension:
    Form 4.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Under Section 16(a) of the Securities Exchange Act of 1934 
(``Exchange Act'') (15 U.S.C. 78a et seq.) every person who is directly 
or indirectly the beneficial owner of more than 10 percent of any class 
of any equity security (other than an exempted security) which 
registered under Section 12 of the Exchange Act (15 U.S.C. 78l), or who 
is a director or an officer of the issuer of such security 
(collectively ``insiders''), must file a statement with the Commission 
reporting their ownership. Form 4 is a statement to disclose changes in 
an insider's ownership of securities. The information is used for the 
purpose of disclosing the equity holdings of

[[Page 4081]]

insiders of reporting companies. Approximately 338,207 insiders file 
Form 4 annually and it takes approximately 0.5 hours to prepare for a 
total of 169,104 annual burden hours.
    Written comments are invited on: (a) Whether this proposed 
collections of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collections of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collections of information 
on respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE, Washington, DC 20549 or send an email 
to: [email protected].

    Dated: January 24, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-01601 Filed 1-26-18; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 19 / Monday, January 29, 2018 / Notices 4081

insiders of reporting companies. adopt an updated wind down plan (the SECURITIES AND EXCHANGE
Approximately 338,207 insiders file ‘‘WDP’’). (File No. SR–LCH SA–2017– COMMISSION
Form 4 annually and it takes 013). The proposed rule change was [Investment Company Act Release No.
approximately 0.5 hours to prepare for published for comment in the Federal 32973; File No. 812–14810]
a total of 169,104 annual burden hours. Register on December 19, 2017.3 To
Written comments are invited on: (a) date, the Commission has not received Northern Lights Fund Trust and Pacific
Whether this proposed collections of comments on the proposed rule change. Financial Group, LLC
information is necessary for the proper
performance of the functions of the Section 19(b)(2) of the Act 4 provides January 23, 2018.
agency, including whether the that within 45 days of the publication of AGENCY: Securities and Exchange
information will have practical utility; notice of the filing of a proposed rule Commission (‘‘Commission’’).
(b) the accuracy of the agency’s estimate change, or within such longer period up ACTION: Notice.
of the burden imposed by the to 90 days as the Commission may
designate, if it finds such longer period Notice of an application for an order
collections of information; (c) ways to
to be appropriate and publishes its under section 12(d)(1)(J) of the
enhance the quality, utility, and clarity
reasons for so finding or as to which the Investment Company Act of 1940 (the
of the information collected; and (d)
self-regulatory organization consents, ‘‘Act’’) for an exemption from sections
ways to minimize the burden of the
the Commission shall either approve the 12(d)(1)(A), (B), and (C) of the Act and
collections of information on
under sections 6(c) and 17(b) of the Act
respondents, including through the use proposed rule change, disapprove the
for an exemption from sections 17(a)(1)
of automated collection techniques or proposed rule change, or institute and (2) of the Act. The requested order
other forms of information technology. proceedings to determine whether the would permit certain registered open-
Consideration will be given to proposed rule change should be end investment companies to acquire
comments and suggestions submitted in disapproved. The 45th day from the shares of certain registered open-end
writing within 60 days of this publication of notice of filing of this investment companies, registered
publication. proposed rule change is February 2, closed-end investment companies, and
An agency may not conduct or 2018. business development companies, as
sponsor, and a person is not required to
The Commission is extending the 45- defined in section 2(a)(48) of the Act
respond to, a collection of information
day time period for Commission action (‘‘BDCs’’), and registered unit
unless it displays a currently valid
on the proposed rule change. LCH SA investment trusts (collectively,
control number.
proposes to adopt an updated WDP. The ‘‘Underlying Funds’’), that are within
Please direct your written comment to
Commission finds it is appropriate to and outside the same group of
Pamela Dyson, Director/Chief
designate a longer period within which investment companies as the acquiring
Information Officer, Securities and
to take action on the proposed rule investment companies, in excess of the
Exchange Commission, c/o Remi Pavlik-
change so that it has sufficient time to limits in section 12(d)(1) of the Act.
Simon, 100 F Street NE, Washington, Applicants: Northern Lights Fund
DC 20549 or send an email to: PRA_ consider LCH SA’s proposed rule
Trust (the ‘‘Trust’’), a Delaware statutory
Mailbox@sec.gov. change. trust that is registered under the Act as
Dated: January 24, 2018. Accordingly, the Commission, an open-end management investment
Eduardo A. Aleman, pursuant to Section 19(b)(2) 5 of the Act, company with multiple series, and
Assistant Secretary. designates March 19, 2018, as the date Pacific Financial Group, LLC (the
[FR Doc. 2018–01601 Filed 1–26–18; 8:45 am] by which the Commission should either ‘‘Applying Manager’’), a limited liability
BILLING CODE 8011–01–P approve or disapprove, or institute company organized under the laws of
proceedings to determine whether to the state of California that is registered
disapprove, the proposed rule change as an investment adviser under the
SECURITIES AND EXCHANGE (File No. SR–LCH SA–2017–013). Investment Advisers Act of 1940.
COMMISSION Filing Dates: The application was
For the Commission, by the Division of filed on August 14, 2017, and amended
[Release No. 34–82571; File No. SR–LCH Trading and Markets, pursuant to delegated on January 8, 2018.
SA–2017–013] authority.6 Hearing or Notification of Hearing: An
Eduardo A. Aleman, order granting the requested relief will
Self-Regulatory Organizations; LCH
Assistant Secretary. be issued unless the Commission orders
SA; Notice of Designation of Longer
[FR Doc. 2018–01539 Filed 1–26–18; 8:45 am] a hearing. Interested persons may
Period for Commission Action on
request a hearing by writing to the
Proposed Rule Change To Adopt LCH BILLING CODE 8011–01–P
Commission’s Secretary and serving
SA’s Wind Down Plan
applicants with a copy of the request,
January 23, 2018. personally or by mail. Hearing requests
On December 7, 2017, Banque should be received by the Commission
Centrale de Compensation, which by 5:30 p.m. on February 20, 2018 and
conducts business under the name LCH should be accompanied by proof of
SA (‘‘LCH SA’’), filed with the service on the applicants, in the form of
an affidavit, or, for lawyers, a certificate
sradovich on DSK3GMQ082PROD with NOTICES

Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section of service. Pursuant to Rule 0–5 under
19(b)(1) of the Securities Exchange Act 3 Securities Exchange Act Release No. 34- 82317 the Act, hearing requests should state
of 1934 (‘‘Act’’) 1 and Rule 19b–4 (December 13, 2017), 82 FR 60238 (December 19, the nature of the writer’s interest, any
thereunder 2 a proposed rule change to 2017) (SR–LCH SA–2017–013) (‘‘Notice’’). facts bearing upon the desirability of a
4 15 U.S.C. 78s(b)(2). hearing on the matter, the reason for the
1 15 U.S.C. 78s(b)(1). 5 15 U.S.C. 78s(b)(2). request, and the issues contested.
2 17 CFR 240.19b–4. 6 17 CFR 200.30–3(a)(31). Persons who wish to be notified of a

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Document Created: 2018-01-27 00:57:46
Document Modified: 2018-01-27 00:57:46

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 4080