83_FR_43085 83 FR 42920 - Notice of Issuance of Program Comment To Exempt Consideration of Effects to Rail Properties Within Rail Rights-of-Way

83 FR 42920 - Notice of Issuance of Program Comment To Exempt Consideration of Effects to Rail Properties Within Rail Rights-of-Way

ADVISORY COUNCIL ON HISTORIC PRESERVATION

Federal Register Volume 83, Issue 165 (August 24, 2018)

Page Range42920-42929
FR Document2018-18329

The Advisory Council on Historic Preservation (``ACHP'') issued a Program Comment to exempt consideration of effects to rail properties within rail rights-of-way at the request of the U.S. Department of Transportation to accelerate the review of these undertakings under Section 106 of the National Historic Preservation Act and to meet the requirement of Section 11504 of the Fixing America's Surface Transportation Act. The Program Comment can be used by any federal agency with responsibility to consider the effects of undertakings within rail rights-of-way. Federal agencies using the Program Comment may fulfill their Section 106 responsibilities for the relevant undertakings by implementing the terms of this comment, which include identifying those activities that meet the conditions in Appendix A and opting into the process to identify excluded historic rail properties and seek further streamlining of the review process under the property-based approach.

Federal Register, Volume 83 Issue 165 (Friday, August 24, 2018)
[Federal Register Volume 83, Number 165 (Friday, August 24, 2018)]
[Notices]
[Pages 42920-42929]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-18329]


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ADVISORY COUNCIL ON HISTORIC PRESERVATION


Notice of Issuance of Program Comment To Exempt Consideration of 
Effects to Rail Properties Within Rail Rights-of-Way

AGENCY: Advisory Council on Historic Preservation.

ACTION: Program Comment issued to exempt consideration of effects to 
rail properties within rail rights-of-way.

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SUMMARY: The Advisory Council on Historic Preservation (``ACHP'') 
issued a Program Comment to exempt consideration of effects to rail 
properties within rail rights-of-way at the request of the U.S. 
Department of Transportation to accelerate the review of these 
undertakings under Section 106 of the National Historic Preservation 
Act and to meet the requirement of Section 11504 of the Fixing 
America's Surface Transportation Act. The Program Comment can be used 
by any federal agency with responsibility to consider the effects of 
undertakings within rail rights-of-way. Federal agencies using the 
Program Comment may fulfill their Section 106 responsibilities for the 
relevant undertakings by implementing the terms of this comment, which 
include identifying those activities that meet the conditions in 
Appendix A and opting into the process to identify excluded historic 
rail properties and seek further streamlining of the review process 
under the property-based approach.

DATES: The Program Comment was issued by the ACHP on August 17, 2018.

ADDRESSES: Address all questions concerning the Program Comment to 
Kelly Y. Fanizzo, Office of General Counsel, Advisory Council on 
Historic Preservation, 401 F Street NW, Suite 308, Washington, DC 
20001-2637. You may submit questions through electronic mail to: 
[email protected].

FOR FURTHER INFORMATION CONTACT: Kelly Y. Fanizzo, (202) 517-0193, 
[email protected].

SUPPLEMENTARY INFORMATION: Section 106 of the National Historic 
Preservation Act (``NHPA''), as amended, 54 U.S.C. 306108 (``Section 
106''), requires federal agencies to take into account the effects of 
undertakings they carry out, license, permit, or fund to historic 
properties and provide the Advisory Council on Historic Preservation 
(``ACHP'') a reasonable opportunity to comment with regard to such 
undertakings. The ACHP has issued the regulations that set forth the 
process through which federal agencies comply with these 
responsibilities. Those regulations are codified under 36 CFR part 800 
(``Section 106 regulations'').
    Under Section 800.14(e) of those regulations, federal agencies can 
request the ACHP to issue a ``Program Comment'' on a particular 
category of undertakings in lieu of conducting reviews for each 
individual undertaking in the category. An agency can meet its Section 
106 responsibilities with regard to the effects of those undertakings 
by implementing an applicable Program Comment that has been issued by 
the ACHP.

I. Background

    At the request of the U.S. Department of Transportation 
(``USDOT''), the ACHP has issued a Program Comment that provides new 
efficiencies in the Section 106 review for undertakings with the 
potential to affect historic rail properties within railroad and rail 
transit rights-of-way (``rail ROW''). Section 11504 of the Fixing 
America's Surface Transportation Act (``FAST Act'') (49 U.S.C. 24202), 
enacted on December 4, 2015, mandated the development of a Section 106 
exemption for ``railroad rights-of-way.'' The FAST Act required that 
``the Secretary [of the USDOT] shall submit a proposed exemption of 
railroad rights-of-way from the review under section 306108 of title 54 
to the [ACHP] for consideration, consistent with the exemption for 
interstate highways approved on March 10, 2005 (70 FR 11928).'' The 
FAST Act continued that, ``Not later than 180 days after the date on 
which the Secretary submits the proposed exemption . . . to the 
Council, the Council shall issue a final exemption of railroad rights-
of-way from review under chapter 3061 of title 54 consistent with the 
exemption for interstate highways approved on March 10, 2005 (70 FR 
11928).'' While the Section 106 regulations provide the process and 
criteria for development of program alternatives, the FAST Act modified 
the timeframe and directed agency actions.
    The ACHP worked closely with the Federal Railroad Administration 
(``FRA''), the Federal Transit Administration (``FTA''), the Federal 
Highway Administration (``FHWA''), and the Office of Policy 
Development, Strategic Planning, and Performance within the Office of 
the Secretary, USDOT (``OST-P''); representatives from the railroad and 
rail transit industries; and historic preservation stakeholders to 
develop the final Section 106 program alternative for rail ROW. The 
ACHP communicated extensively with the staff of the Senate Committee on 
Commerce, Science, and Transportation (``Senate Committee'') as well in 
developing this program alternative. The ACHP recommended incorporating 
the originally proposed exemption within a Program Comment to better 
achieve the intent and purpose of the FAST Act and meet the needs of 
the various stakeholders.
    The Program Comment is the product of consultation and careful 
review. The USDOT and FRA conducted outreach on the preliminary 
exemption concept and early drafts prior to submitting a formal request 
to the ACHP in July 2017. The ACHP in turn published the draft Program 
Comment in the Federal Register (82 FR 54390, November 17, 2017), and 
hosted additional meetings with industry and preservation 
representatives in 2018. Recognizing the complexity of the issues to be 
addressed and wanting to ensure the final product met the statutory 
requirement of the FAST Act to be consistent with the interstate 
highway exemption, the staff for the Senate Committee extended the 
deadline for the final issuance of the Program Comment. The final 
Program Comment takes into account the many significant comments and 
questions raised by various stakeholders over the course of its 
development and represents the collective work of the ACHP, USDOT 
(inclusive of FRA, FTA, FHWA, and OST-P), and the Senate Committee 
staff to ensure that it meets the FAST Act requirement.
    The Program Comment is comprised of two major parts: (1) An 
activity-based approach, and (2) a property-based approach. The 
activity-based approach provides a list of activities in Appendix A for 
which, when the specific conditions are met, no further Section 106 
review is required. Based on the past experience of USDOT Operating 
Administrations (``USDOT OAs''), undertakings limited to the activities 
specified in Appendix A have typically resulted in effects to historic 
properties that are either minimal or not adverse. The property-based 
approach establishes a process whereby project sponsors can opt to work 
with the relevant USDOT OA and stakeholders to develop a list of 
excluded historic rail properties that would remain subject to Section 
106 review, and exempt from

[[Page 42921]]

review the effects of undertakings to all other historic rail 
properties within a designated area. While the activity-based approach 
will be immediately effective, the property-based approach does not go 
into effect until USDOT publishes implementing guidance. Once in 
effect, both the activity-based approach and the property-based 
approach are available for use by all federal agencies with a 
responsibility to carry out Section 106 review for undertakings that 
may affect rail properties within rail ROW.
    The Program Comment does not apply to undertakings that are located 
within or would affect historic properties located on tribal lands; 
undertakings consisting of activities not included in Appendix A and 
that may affect an excluded historic rail property designated by USDOT; 
undertakings that could affect historic buildings, structures, sites, 
objects, or districts that do not have a demonstrable relationship to 
the function and operation of a railroad or rail transit system; 
undertakings that could affect archaeological sites located in 
undisturbed portions of rail ROW, regardless of whether the sites are 
associated with railroads or rail transit systems; and undertakings 
that could affect historic properties of religious and cultural 
significance to federally recognized Indian tribes or Native Hawaiian 
organizations. There is no sunset clause in the Program Comment; 
however, there will be regular program review and evaluations between 
the USDOT and the ACHP to ensure its proper implementation.

II. Public Participation and Response to Comments

    The USDOT conducted outreach between 2016-2018 with a variety of 
stakeholders, including State Historic Preservation Officers 
(``SHPOs''), Tribal Historic Preservation Officers (``THPOs''), Indian 
tribes, Native Hawaiian organizations, national historic preservation 
organizations, national railroad and rail transit associations, state 
departments of transportation, and railroad and rail transit companies, 
regarding development of the Program Comment; this included webinars; 
conference calls and in-person meetings to address concerns of specific 
stakeholders; presentations at national transportation conferences, and 
sharing and seeking informal comments on early drafts. The ACHP 
published the draft Program Comment in the Federal Register (82 FR 
54390, November 17, 2017). The ACHP notified SHPOs, THPOs, Indian 
tribes, Native Hawaiian organizations, national preservation 
organizations, and other stakeholders via emails on November 21, 2017, 
to provide them notice of the publication and solicit input. The public 
comment period was open until December 8, 2017, and the ACHP and USDOT 
received a total of 261 comments from 48 commenters: 11 SHPOs; 6 Indian 
tribes; 7 state DOTs; 5 transit organizations; 5 federal agencies; 4 
railroad organizations; 4 trade organizations; 2 stakeholders; and 4 
other organizations.
    The comments raised several procedural and substantive issues, 
including the following: Questioning the consistency of the draft 
Program Comment with the interstate highway exemption as required by 
the FAST ACT; clarifying the types of historic properties that may be 
covered by the Program Comment including historic properties of 
religious and cultural significance to Indian tribes and Native 
Hawaiian organizations, and archaeological sites; clarifying the SHPOs' 
and THPOs' roles regarding the development of the excluded historic 
properties lists; questioning the potential conflict of the Program 
Comment's requirements with Section 4(f) of the US Department of 
Transportation Act; monitoring the accountability of the project 
sponsor in appropriately applying the Program Comment; asking about the 
need for a dispute resolution provision; clarifying and defining 
specific terminology; specifying annual reporting requirements; 
questioning the types of activities that should or should not be exempt 
from Section 106 review under Appendix A; and questioning the types of 
activities in Appendix A that should be subject to review or 
supervision by an individual meeting the Secretary of the Interior's 
(``SOI'') Professional Qualifications Standards for Archaeologists or 
Architectural Historians.
    In response to the comments received to the November 2017 
publication, the ACHP and USDOT made several revisions to the Program 
Comment. The exclusion for historic properties of religious and 
cultural significance to Indian tribes and Native Hawaiian 
organizations and archaeological sites was clarified. The ACHP and 
USDOT also clarified how the USDOT would publish implementing guidance 
to provide further detail regarding the identification and evaluation 
of excluded historic rail properties. The Program Comment incorporates 
dispute resolution provisions, additional clarification or removal of 
specific terms and definitions, and a revised list of activities in 
Appendix A.
    The ACHP and USDOT hosted meetings and invited representatives of 
the National Conference of State Historic Preservation Officers 
(``NCSHPO''), the National Trust for Historic Preservation, the 
National Association of Tribal Historic Preservation Officers, and the 
railroad and rail transit industries in February and May 2018. These 
meetings continued discussions about the draft Program Comment and in 
particular, addressed the list of activities to be included in Appendix 
A and determining which activities should require supervision of SOI-
qualified personnel, and the process for establishing the lists of 
excluded historic rail properties and the scope of the exemption under 
the property-based approach. Draft versions of Appendix A and the 
property-based approach were circulated for additional review and 
comment following the May meeting. By the June 4, 2018, comment 
response date, the ACHP and USDOT received a total of 128 additional 
comments from 16 commenters: 11 SHPOs, including NCSHPO; 4 industry 
representatives; and 1 historic preservation stakeholder.
    The SHPOs provided several general comments and many specific 
comments on both the revised draft Appendix A and the property-based 
approach. Some questioned the broad scope of the Program Comment; 
however, due to the requirements of the FAST Act, the two-part approach 
has been retained in the final version as the ACHP and USDOT believe it 
represents the best way to achieve the intent and purpose of the 
statutory mandate.
    Many SHPOs asked for annual reporting in the Program Comment. The 
Program Comment was initially revised to clarify an annual reporting 
requirement as well as the information that agencies must include in 
such reports. Several SHPOs asked that an expiration date be included 
in the Program Comment. While the sunset clause and reporting 
requirement have been removed, as noted in the discussion of additional 
comments below, the revised Program Comment requires a regular 
evaluation be conducted (within one year of issuance and every two 
years thereafter) to ensure the effective operation of the Program 
Comment and that its terms are being met. The lack of an expiration 
date and process for regular evaluations is consistent with the 
interstate highway exemption.
    Many SHPOs asked for a dispute resolution process both in the 
decision-making under Appendix A and the development of the excluded 
historic property lists. The Program Comment

[[Page 42922]]

was revised to include an opportunity for objection under Appendix A 
implementation when it appears that a specific activity may be 
adversely affecting historic properties. It was also clarified that 
USDOT may request ACHP assistance in resolving any disputes or 
questions in the development of the excluded historic property lists. 
The ACHP, rather than the Keeper of the National Register, is the 
appropriate entity to resolve disputes in the development of the 
excluded historic property lists because such disputes are about the 
applicability of the Program Comment rather than the National Register 
eligibility of any property. Should a question regarding a property's 
eligibility be raised during the implementation of the Program Comment, 
USDOT may consult with the Keeper at any time to resolve questions or 
disagreements.
    One SHPO remarked that it would like to see more checks and 
balances in the Program Comment to ensure effects to historic 
properties are minimal or not adverse. The Program Comment has been 
revised to incorporate the comments received into the list of 
activities in Appendix A and to incorporate SHPO and tribal involvement 
in the development of the excluded historic property lists. The Program 
Comment includes activities that may adversely affect historic 
properties and is not limited to the conditions imposed on exemptions 
per 36 CFR 800.14(c). In response to a concern that this approach is 
contrary to the NHPA and other preservation laws, the ACHP and USDOT 
believe the Program Comment, with its two-part approach, strikes the 
right balance to achieve the requirements of the FAST Act and is 
consistent with the interstate highway exemption. Further, one SHPO 
recommended that traditional cultural properties also be listed as a 
property type to be excluded from the terms of the Program Comment. The 
applicability of the Program Comment is consistent with that of the 
interstate highway exemption in that it does not modify the Section 106 
review of effects to non-rail properties, historic properties of 
religious and cultural significance to Indian tribes or Native Hawaiian 
organizations, or to archaeological sites located in undisturbed 
locations. Because the Program Comment specifies that it does not apply 
to, and Section 106 continues to apply to these properties, the ACHP 
determined it was not necessary to specify that traditional cultural 
properties are not covered by the Program Comment.
    Finally, a concern was again raised regarding the coordination or 
impact of this Program Comment on a federal agency's Section 4f 
requirement. The Program Comment does not modify in any way USDOT's 
responsibility to comply with Section 4f or an agency's or project 
sponsor's responsibility to comply with any other applicable federal, 
state, or local legal requirement. In regard to discovery situations of 
non-rail historic properties, all relevant laws, for example those 
related to treatment of human remains, continue to apply.
    In response to many comments, the introduction and applicability 
section of Appendix A was revised and clarified. Most SHPOs suggested 
specific edits to the list of activities and conditions in Appendix A. 
A number of SHPOs suggested that SOI-qualified professionals review 
additional activities or asked that specific activities be removed from 
the Appendix. Other SHPOs asked to be more involved in the Appendix A 
process and to be provided an opportunity to review any activity that 
requires SOI-qualified professional's involvement. Changes were made to 
many individual activities, such as certain work done to meet the 
Americans with Disabilities Act, replacement of light fixtures in 
public spaces, and the addition of lanes and road widening for at-grade 
crossings within a National Register-eligible or listed historic 
district. In other cases, the ACHP and USDOT believe the activities and 
conditions in Appendix A work to reasonably ensure the activities would 
have minimal or no adverse effect on historic properties. The Program 
Comment includes an objection process in cases where there is a concern 
that an adverse effect is occurring or occurred, and the regular 
program evaluations would provide an additional opportunity to assess 
the implementation of Appendix A.
    SHPOs raised a concern that the use of in-kind replacement might 
result in a loss of integrity to a historic district. Further, one SHPO 
said no loss of a character-defining feature should be exempted from 
Section 106 review. The ACHP and USDOT believe Appendix A allows for a 
measured balance of preservation and greater efficiency by exempting 
consideration of effects under Section 106 for those activities that 
would likely result in minimal or no adverse effect to historic 
properties.
    Some SHPOs asked how federal agencies and project sponsors without 
SOI-qualified professionals on staff would determine whether the 
proposed activity had the potential to affect archaeological sites in 
undisturbed locations. In response, a definition of ``previous 
disturbance'' was added to the definitions section of the Program 
Comment to better clarify for all users the scope of the Program 
Comment. In addition, many ground disturbing activities in Appendix A 
require the involvement of an SOI-qualified professional.
    NCSHPO, and all of the commenting SHPOs, expressed concern with the 
lack of SHPO and other stakeholder involvement in the development of 
the excluded historic property lists. Further, several expressed 
concern regarding the sources of information that project sponsors 
would be instructed to consult in developing their initial proposed 
list as well as the timeline for any SHPO or tribal review of draft 
lists. In response, the Program Comment was revised to require SHPO and 
tribal notification by project sponsors in the initial development of 
the proposed lists and by USDOT in determining the final lists. The 
USDOT is required to seek public review and comment on each proposed 
list, and may also require a project sponsor to conduct additional 
evaluation, including field surveys, or prepare documentation to show 
how it identified historic properties. It is the USDOT who makes the 
final decision regarding the list of excluded historic rail properties 
following the outlined process, not the project sponsor. Additional 
information regarding USDOT's coordination with project sponsors during 
the development of the excluded historic property lists, recommended 
outreach to knowledgeable stakeholders, and the timelines for SHPO and 
tribal review will be provided in the implementing guidance.
    Some SHPOs were concerned with the resource-specific approach that 
is allowed under the property-based approach. Part of this concern was 
that it may allow inadvertent effects to other historic properties by 
its misapplication or by a lack of knowledge about other historic 
properties that may be present within an undertaking's area of 
potential effects. Further, one SHPO asked how the context and 
significance of rail properties that may extend beyond a specific study 
area would be evaluated. As noted above, the Program Comment now 
includes a requirement for SHPO and tribal notification and a request 
for input in the development of the excluded historic property lists. 
The intent is for the determination of each study area to be meaningful 
and cognizant of the rail line's or rail transit system's historic 
context. The Program Comment also includes a regular evaluation 
requirement to allow the ACHP, USDOT, and other stakeholders

[[Page 42923]]

the opportunity to review its implementation and determine its 
effectiveness. Should evaluation show that other historic properties 
are being adversely affected by a misapplication of the program 
comment, the parties would be able to address it, for example, via the 
amendment process in the Program Comment.
    Further, commenters expressed concern about potential unintended or 
unknown adverse effects, including visual effects, to archaeological 
sites and traditional cultural properties. Consistent with the 
interstate highway exemption, the Program Comment does not apply to 
non-rail historic properties and any archaeological site of any nature 
in undisturbed locations. Section 106 review to consider the effects to 
these types of historic properties would still need to occur, even if 
specific activities or effects to certain rail properties would be 
streamlined under the terms of the Program Comment.
    There was some confusion as to whether the criteria for including a 
rail property on the excluded property list was just an assessment of 
its National Register eligibility or whether such evaluation only 
considered rail properties significant at the national level. On a 
related point, one SHPO said it appeared the duties of the SHPO 
regarding developing and maintaining lists of eligible and listed 
historic properties were being given to the USDOT. The excluded 
historic property lists only refer to the applicability of the Program 
Comment, not to any particular property's eligibility for the National 
Register. The Program Comment is not intended to modify the process for 
determining properties eligible for listing on the National Register. 
While there is reference to a property's significance, properties 
significant at the state and local level may also be considered for 
inclusion in the excluded historic property lists. The same criteria 
for developing the lists of excluded historic properties was used in 
the interstate highway exemption, and per the requirement of the FAST 
Act, this Program Comment is consistent with that approach. In response 
to a concern raised about any change to the process of de-listing a 
property from the National Register, the relevant text has been 
deleted.
    There was also a question whether the term ``non-rail'' historic 
property should be more clearly defined. In response, the ACHP and 
USDOT reviewed the definition of rail historic property and believe it 
is clear, including any temporal association. The use of these terms 
relates to the mandate of the FAST Act to exempt effects within rail 
ROW.
    Many SHPOs requested that any surveys be done by SOI-qualified 
professionals and more generally, that project sponsors be required to 
use SOI-qualified professionals in proposing excluded historic rail 
properties. USDOT may require a project sponsor to conduct additional 
evaluation, including field surveys, and prepare documentation to show 
how it identified historic properties. SHPOs also raised a question 
about whether the property-based approach would allow for a loss of 
integrity to historic districts due to cumulative effects. The Program 
Comment has been revised to require specific opportunities for SHPO and 
tribal involvement in the development of the excluded historic property 
lists. It is also important to note that the Program Comment does not 
apply to consideration of effects to any non-rail historic properties.
    Many SHPOs noted concern about the level of detail to be provided 
in the implementing guidance as well as a concern with the lack of 
required consultation with SHPOs and other parties by the USDOT and the 
ACHP in developing the guidance. In response, more details were added 
in the Program Comment to the description of the content of the 
guidance. Further, this approach models the approach taken in the 
interstate highway exemption by USDOT to develop implementing guidance 
to assist in the implementation of the program alternative.
    The National Trust for Historic Preservation endorsed the comments 
provided by the Colorado SHPO as well as provided a few additional 
points. They asked that revisions be made to clarify the continued 
applicability of Section 4f and National Environmental Policy Act to 
undertakings that may be subject to the Program Comment, and that SOI-
qualified personnel be involved in additional activities in Appendix A. 
They asked that a dispute resolution process be added to Appendix A as 
well. Finally, they expressed concern about the level of detail to be 
included in the implementing guidance document and the lack of 
consultation with SHPOs and other parties in its development. These 
comments reflect points raised and addressed in the discussion above.
    Four industry representatives provided comments on the drafts of 
Appendix A and the property-based approach shared with stakeholders in 
May 2018 (the American Public Transportation Association, Amtrak, the 
Association of American Railroads [AAR] and American Short Line and 
Regional Railroad Association collectively). They reiterated previous 
concerns that this draft was not consistent with the interstate highway 
exemption and did not do enough to effectively streamline the review 
process for undertakings within rail ROW. However, Amtrak said the 
Program Comment would enhance its ability to perform crucial 
maintenance and enhancement projects in a timely manner. As noted 
above, the ACHP and USDOT believe this two-part Program Comment meets 
the statutory requirement to exempt the consideration of effects within 
rail ROW consistent with the interstate highway exemption. The industry 
representatives asked that the sunset clause be deleted from the draft, 
and it has been removed and replaced with regular evaluations. They 
expressed concern over the reporting requirement as being too 
burdensome under Appendix A. The reporting requirement was initially 
revised to be an annual report. Finally, the industry representatives 
noted concern over the title of the ``excluded'' historic property 
lists, and revisions were made to the section headings to clarify the 
applicability and context for these lists.
    After making the edits noted above, USDOT submitted a revised final 
draft Program Comment to the ACHP on June 25, 2018. The ACHP made 
further revisions and circulated this draft to its council members and 
industry representatives for an informal review. In response, AAR and 
the Senate Committee staff asked for additional changes to the Program 
Comment, and in particular, asked the ACHP to remove the reporting 
requirement as it was still seen as overly burdensome on industry. The 
final version of the Program Comment does not include any annual 
reporting requirement but requires more frequent program evaluations 
and requires USDOT OAs to review their use and application of the 
Program Comment.

III. Final Text of the Program Comment

    The following is the text of the Program Comment as issued by the 
ACHP:

Program Comment Program Comment To Exempt Consideration of Effects to 
Rail Properties Within Rail Rights-of-Way

    Section 106 of the National Historic Preservation Act 
(``NHPA''), 54 U.S.C. 306108 (``Section 106''), requires federal 
agencies to take into account the effects of their undertakings on 
historic properties and to provide the Advisory Council on Historic 
Preservation (``ACHP'') a reasonable opportunity to comment with 
regard to such undertakings. The ACHP has issued

[[Page 42924]]

regulations that set forth the process through which federal 
agencies comply with these responsibilities. Those regulations are 
codified under 36 CFR part 800 (``Section 106 regulations'').
    Under section 800.14(e) of the Section 106 regulations, agencies 
can request the ACHP to provide a program comment on a particular 
category of undertakings in lieu of conducting separate reviews of 
each individual undertaking under such category, as set forth in 36 
CFR 800.3 through 800.7. Federal agencies can satisfy their Section 
106 responsibilities with regard to the effects of undertakings on 
rail properties located in railroad and rail transit rights-of-way 
(``rail ROW'') by following this program comment and the steps set 
forth therein.

I. Introduction

    The ACHP is issuing this program comment to exempt consideration 
of effects under Section 106 to rail properties located within rail 
ROW. This program comment has been developed in accordance with 
Section 11504 of the Fixing America's Surface Transportation Act 
(``FAST Act'') (49 U.S.C. 24202), which mandated the development of 
a Section 106 exemption for ``railroad rights-of-way.'' More 
specifically, it required the Secretary of Transportation to submit 
a proposed exemption to the ACHP for consideration, and for the ACHP 
to issue a final exemption not later than 180 days after the date of 
receipt of the U.S. Department of Transportation's (``USDOT'') 
submittal.
    This program comment establishes two methods to meet the 
statutory directive: An activities-based approach and a property-
based approach. The activities-based approach described in section 
III exempts from Section 106 review the activities listed in 
Appendix A, ``Exempted Activities List,'' provided the conditions 
outlined therein are met. Those activities involve maintenance, 
repair, and upgrades to rail properties that are necessary to ensure 
the safe and efficient operation of freight, intercity passenger, 
commuter rail, and rail transit operations. While those activities 
may over time alter various historic elements within rail ROW, these 
changes are likely to be minimal or not adverse and are necessary to 
continue meeting the transportation needs of the nation. The 
property-based approach described in section IV provides an optional 
process for identifying excluded historic rail properties that are 
subject to Section 106 review, while exempting consideration of 
effects to other rail properties.
    If a federal agency responsible for carrying out, licensing, 
permitting, or assisting an undertaking with the potential to affect 
historic rail properties meets the terms of this program comment, 
its Section 106 responsibility to take into accounts those effects 
will be satisfied.

II. Applicability

A. Applicability of Program Comment

    1. The program comment applies to undertakings that may affect 
rail properties located within rail ROW. Any federal agency 
responsible for an undertaking located within rail ROW may utilize 
this program comment to satisfy its Section 106 responsibilities for 
those undertakings.
    2. Under the Surface Transportation Project Delivery Program, 
codified at 23 U.S.C. 327, a state may assume the Secretary of 
Transportation's responsibilities to comply with Section 106 for 
certain projects or classes of projects. In such cases, the state 
may rely on this program comment to fulfill its Section 106 
responsibilities.
    3. Where a program alternative developed pursuant to 36 CFR 
800.14, such as a statewide programmatic agreement, delegates 
Section 106 responsibility to another entity, that entity may also 
utilize the terms of this program comment for relevant undertakings 
as applicable. This program comment does not supersede or modify any 
existing program alternatives, including existing executed 
programmatic agreements. In cases when this program comment and one 
or more other program alternatives apply to a proposed undertaking, 
the federal agency has discretion to determine which program 
alternative to follow.

B. Continued Applicability of Section 106

    1. This program comment does not apply to, and the federal 
agency must comply with the requirements of 36 CFR part 800, or 
adhere to the terms of an applicable program alternative executed 
pursuant to 36 CFR 800.14, for the following:
    a. Undertakings within rail ROW in the following situations:
    i. Undertakings that are located within or would affect historic 
properties located on tribal lands;
    ii. Undertakings consisting of activities not included in 
Appendix A and that may affect an excluded historic rail property 
designated by USDOT pursuant to section IV;
    iii. Undertakings that could affect historic buildings, 
structures, sites, objects, or districts that do not have a 
demonstrable relationship to the function and operation of a 
railroad or rail transit system;
    iv. Undertakings that could affect archaeological sites located 
in undisturbed portions of rail ROW, regardless of whether the sites 
are associated with railroads or rail transit systems. An 
archaeologist meeting the Secretary of the Interior's Professional 
Qualifications (``SOI-qualified professional'') may assist in 
identifying undisturbed soils; and
    v. Undertakings that could affect historic properties of 
religious and cultural significance to federally recognized Indian 
tribes or Native Hawaiian organizations (``NHOs'').
    b. Undertakings that are not within rail ROW. For undertakings 
for which the area of potential effects (``APE'') is partially 
within but extends beyond rail ROW, this program comment applies 
only to the portions of the undertaking within rail ROW. Federal 
agencies must consider potential effects to properties adjacent to 
rail ROW that could be affected by the undertaking, including noise 
or vibration effects or changes to a historic property's setting.
    2. If an unanticipated discovery of a non-rail historic 
property, archaeological site of any nature, or human remains, or an 
unanticipated adverse effect on a previously identified non-rail 
historic property is made during the implementation of an exempted 
activity listed in Appendix A, the Section 106 requirements at 36 
CFR 800.13 and/or applicable burial law, as appropriate depending on 
the nature of the resource, apply because effects to such resources 
are not covered by this program comment. At minimum, the Project 
Sponsor must cease all work in the affected area, secure the area, 
and notify the federal agency within 72 hours. The federal agency 
will consult with the State Historic Preservation Officer (SHPO), 
federally recognized Indian tribes, NHOs, and any other stakeholders 
as appropriate, to determine the appropriate course of action. If an 
undertaking involves multiple exempted activities listed in Appendix 
A, those that do not involve or affect the non-rail resource, as 
determined by the federal agency, may continue. The Project Sponsor 
must comply with any applicable state and/or local law regarding the 
resource.
    C. This program comment does not alter the requirements of any 
applicable easements, covenants, and/or state or local historic 
preservation ordinances. Other federal and state laws such as the 
National Environmental Policy Act and Section 4(f) of the USDOT Act 
also remain applicable, as appropriate.

III. Activities-Based Approach to Exempting Consideration of Effects 
Under Section 106

    A. Undertakings to maintain, improve, or upgrade rail properties 
located in rail ROW that are limited to the activities specified in 
Appendix A are exempt from the requirements of Section 106 because 
their effects on historic rail properties are foreseeable and likely 
to be minimal or not adverse. The activities included in Appendix A 
are exempt from further Section 106 review regardless of whether the 
rail properties affected are eligible for or listed on the National 
Register of Historic Places or whether the activities may affect an 
excluded historic rail property as designated by USDOT pursuant to 
section IV.
    B. If a SHPO, a federally recognized Indian tribe, or an NHO 
believe an undertaking carried out under Appendix A is adversely 
affecting or has adversely affected a historic rail property, the 
SHPO, Indian tribe, or NHO may notify the federal agency responsible 
for the undertaking of its concern. The federal agency will promptly 
investigate the concern within 72 hours of the notification. The 
federal agency will then determine the appropriate course of action, 
in consultation with the Project Sponsor, SHPO, Indian tribe, NHO, 
and other stakeholders, as appropriate.

IV. Property-Based Approach to Exempting Consideration of Effects Under 
Section 106

    Project Sponsors may opt to collaborate with a USDOT Operating 
Administration (``OA'') to designate excluded historic rail 
properties within a defined study area, as described in section 
IV.A, for which the federal agency must comply with requirements of 
Section 106 for undertakings that have the potential to affect those 
properties. Once a USDOT OA formally excludes historic rail 
properties within a study area, consideration of effects to all 
other evaluated rail properties within that study area shall be 
exempt from Section 106

[[Page 42925]]

review for any undertaking by any federal agency. In accordance with 
section IV.C. below, USDOT will publish implementing guidance that 
will provide further detail regarding the identification and 
evaluation of excluded historic rail properties. This property-based 
approach shall go into effect on the date USDOT publishes the 
implementing guidance within nine months of issuance of this Program 
Comment.

A. Identification of Excluded Historic Rail Properties

    1. A Project Sponsor that opts to follow the property-based 
approach to identify excluded historic rail properties must follow 
the steps outlined below, in accordance with the implementing 
guidance. To provide maximum flexibility and utility in this 
process, a Project Sponsor can opt-in on its preferred timeline.
    a. A Project Sponsor must clearly define the study area, i.e., 
the portion of rail ROW to be evaluated, which can be identified by 
location (e.g., state, county), name of rail corridor, railroad, 
rail transit system or line, and/or mile-post information, etc.
    b. A Project Sponsor may choose to evaluate for designation as 
excluded historic rail properties either (i) all rail properties in 
the defined study area, or (ii) a particular property type or types, 
such as rail bridges, stations and depots, tunnels, etc. within the 
defined study area.
    c. A Project Sponsor's evaluation efforts should also be 
informed by a variety of available and existing information, 
including historic context studies, local and state inventories, 
surveys and evaluations; railroad company records (e.g., bridge 
inventories or inspection reports); knowledgeable railroad and rail 
transit personnel; railroad and rail transit historical society 
museum and archival collections; railroad and rail transit 
enthusiast website publications; state or local historic 
preservation organizations; and other relevant documentation and 
professional experience and expertise. Prior to submitting its 
proposed list to the USDOT OA, each Project Sponsor must notify the 
SHPO(s) in the state(s) within which the study area lie(s), and 
Indian tribes or NHOs who may attach religious and cultural 
significance to historic properties within the study area, of its 
evaluation efforts to identify excluded properties and request their 
input. If existing information is not available to determine the 
potential historic significance of rail properties within the 
defined study area, the USDOT OA may require the Project Sponsor to 
conduct a physical survey of the study area carried out by or under 
the direct supervision of individuals meeting the SOI's professional 
qualifications.
    d. A Project Sponsor must submit to the USDOT OA the rail 
properties it proposes be designated as excluded historic rail 
properties, along with a summary of its evaluation efforts including 
whether it evaluated all rail properties within the study area or 
only a certain type(s) of rail property, in accordance with the 
implementing guidance.
    2. Once a Project Sponsor submits a proposal to designate 
excluded historic rail properties for a study area to the USDOT OA, 
the USDOT OA will take the following actions to review and designate 
excluded historic rail properties:
    a. The USDOT OA will review each proposal received from a 
Project Sponsor in accordance with the implementing guidance. The 
USDOT OA shall notify and request the input of the SHPO(s), Indian 
tribes, and/or NHOs when reviewing a Project Sponsor's proposal. The 
USDOT OA will have the discretion to require a Project Sponsor to 
conduct additional evaluation and/or provide additional 
documentation to demonstrate that the Project Sponsor made a 
reasonable effort to identify potential excluded rail properties. 
Following its review of a Project Sponsor's proposal, the USDOT OA 
will make the proposed list, modified as necessary based on its 
review and any consultation or additional evaluation or 
documentation, available for public review and comment, and will 
consider input from interested parties and the public before 
designating the excluded historic rail properties within a study 
area. The USDOT OA may seek input from the ACHP, including advice 
regarding resolution of any objections or concerns from commenters, 
before making such designations. The USDOT may, as needed, consult 
with the Keeper of the National Register to resolve questions or 
disagreements about the National Register eligibility of any rail 
properties.
    b. The USDOT OA will designate excluded historic rail properties 
within a study area within 12 months of receipt of a Project 
Sponsor's adequately supported proposal, in accordance with the 
implementing guidance.
    c. USDOT will publish and periodically update the list of 
designated excluded historic rail properties on its website 
(www.transportation.gov).

B. Effect of Designation as an Excluded Historic Rail Property

    1. All undertakings that may affect USDOT-designated excluded 
historic rail properties are subject to Section 106. However, 
undertakings that include activities listed in Appendix A require no 
further Section 106 review regardless of the rail property that 
would be affected, including excluded historic rail properties.
    2. Once a USDOT OA designates excluded historic rail properties 
within a study area and the list is published on the USDOT website, 
consideration of effects to all other evaluated rail properties 
within that study area are exempt from Section 106 review. If a 
Project Sponsor chooses to evaluate only a specific rail property 
type, rather than all historic properties, within a study area, then 
consideration of effects to rail properties other than the type 
evaluated remain subject to Section 106.

C. Implementing Guidance

    1. Within nine months of the ACHP's issuance of the final 
Program Comment, USDOT, in coordination with the ACHP and other 
federal agencies who may have an interest in utilizing the Program 
Comment, will publish guidance for implementing the property-based 
approach.
    2. The guidance will: Provide further instruction and examples 
for evaluating rail properties for potential designation as excluded 
historic rail properties to remain subject to Section 106; describe 
the process by which a Project Sponsor may propose excluded historic 
rail properties to a USDOT OA, including early coordination between 
the Project Sponsor and the USDOT OA; establish timeframes for USDOT 
OA review of proposals and designation of excluded historic rail 
properties; and establish public involvement methods.

V. Definition of Terms

    Any terms not defined below shall follow the definitions in the 
NHPA, 54 U.S.C. 300301-300321, and in 36 CFR parts 60 and 800.
    A. ``Area of potential effects'' is defined in 36 CFR 800.16(d) 
and means the geographic area or areas within which an undertaking 
may directly or indirectly cause alterations in the character or use 
of historic properties, if any such properties exist. The area of 
potential effects is influenced by the scale and nature of an 
undertaking and may be different for different kinds of effects 
caused by the undertaking.
    B. ``Excluded historic rail properties'' means those historic 
properties that illustrate the history of the development of the 
nation's railroads or rail transit systems and:
    1. Are at least 50 years old, possess national significance, and 
meet the National Register eligibility criteria as defined in 36 CFR 
60.4;
    2. are less than 50 years old, possess national significance, 
meet the National Register eligibility criteria, and are of 
exceptional importance;
    3. were listed in the National Register, or determined eligible 
for the National Register by the Keeper pursuant to 36 CFR part 63, 
prior to the effective date of the Program Comment and retain 
eligibility as determined by the USDOT OA; or
    4. are at least 50 years old and meet the National Register 
eligibility criteria at the state or local level of significance, as 
determined by the USDOT OA.
    C. ``Historic property'' is defined in 36 CFR 800.16(l) and 
means any prehistoric or historic district, site, building, 
structure, or object included in, or eligible for inclusion in, the 
National Register of Historic Places maintained by the Secretary of 
the Interior. This term includes artifacts, records, and remains 
that are related to and located within such properties. The term 
includes properties of religious and cultural importance to a 
federally recognized Indian tribe or Native Hawaiian organization 
that meet the National Register criteria.
    D. ``In-kind'' means that new materials used in repairs or 
replacements match the material being repaired or replaced in 
design, color, texture, other visual properties, and, where 
possible, materials. For more information, see The Secretary of the 
Interior's Standards for Rehabilitation, at https://www.nps.gov/tps/standards/rehabilitation.htm.
    E. ``National significance'' means a historic property that is 
eligible or listed in the National Register and either:
    1. designated as a National Historic Landmark;

[[Page 42926]]

    2. designated as a Historical Civil Engineering Landmark;
    3. listed as nationally significant in its nomination or listing 
in the National Register; or
    4. determined by a USDOT OA to have significance at the national 
level.
    F. ``Project Sponsor'' means an entity such as a state, tribal 
or local government, joint venture, railroad commission, compact 
authority, port authority, transit agency or authority, or private 
company that is eligible to receive federal financial assistance 
(e.g., grant, loan). A Project Sponsor may also be an entity that 
requires a federal permit, license, or approval to carry out a 
proposed activity in rail ROW (e.g., a permit under Section 404 of 
the Clean Water Act issued by the Army Corps of Engineers or a 
permit under Section 9 of the Rivers and Harbors Act of 1899 issued 
by the United States Coast Guard).
    G. ``Rail properties'' means infrastructure located within rail 
ROW that has a demonstrable relationship to the past or current 
function and operation of a railroad or rail transit system, 
including but not limited to: Rails and tracks, ties, ballast, rail 
beds, signal and communication systems, switches, overhead catenary 
systems, signage, traction power substations, passenger stations/
depots and associated infrastructure and utilities, freight transfer 
facilities, boarding areas and platforms, boarding platform shelters 
and canopies, bridges, culverts, tunnels, retaining walls, ancillary 
facilities, ventilation structures, equipment maintenance and 
storage facilities, railyards and rail transit yards, parking lots 
and parking structures, landscaping, passenger walkways, and 
security and safety fencing. Rail properties may also include a 
section of a railroad or rail transit line. The definition does not 
include properties with no demonstrable relationship to the function 
and operation of a railroad or rail transit system, such as: 
adjacent residential, commercial or municipal buildings; or property 
unrelated to existing or former railroads and rail transit lines 
that is proposed to be used for new rail infrastructure.
    H. ``Railroad and Rail Transit Rights-of-Way'' means the land 
and infrastructure that have been developed for existing or former 
intercity passenger rail, freight rail, rail transit operations, or 
that are maintained for the purpose of such operations. Rail ROW 
includes current and/or former railroad or rail transit lines 
regardless of current ownership and whether there is rail service 
operating on the railroad or rail transit line. It includes property 
that was previously developed for railroad or rail transit use even 
though the infrastructure has been modified or removed, and the 
property may lack visual evidence of previous railroad or rail 
transit use. It does not include land that was never developed for 
railroad or rail transit use. Rail ROW includes and may be 
identifiable by the presence of infrastructure that has a 
demonstrable relationship to the past or current function and 
operation of a railroad or rail transit system that commonly 
includes but is not limited to the rail properties specified in the 
definition above.
    I. ``Section 106'' means Section 106 of the National Historic 
Preservation Act, 54 U.S.C. 306108.
    J. ``Study area'' means the portion of rail ROW identified for 
the purposes of the evaluation under the property-based approach 
described in section IV. It may be delineated by: location (e.g., 
state, county); name of rail corridor, railroad, rail transit system 
or line; or mile-post information.
    K. ``Undertaking'' is defined at 36 CFR 800.16(y) and means a 
project, activity, or program funded in whole or in part under the 
direct or indirect jurisdiction of a federal agency, including those 
carried out by or on behalf of a federal agency; those carried out 
with federal financial assistance; and those requiring a federal 
permit, license, or approval.
    L. ``Undisturbed portions of rail ROW'' means soils that have 
not been physically impacted by previous construction or other 
ground disturbing activities such as grading. Undisturbed soils may 
occur below the depth of previously disturbed soils or fill.
    M. ``USDOT OA'' means the United States Department of 
Transportation's Operating Administrations, including the Federal 
Railroad Administration (``FRA''), the Federal Transit 
Administration, and the Federal Highway Administration.

VI. Effective Date

    The activities-based approach to exempting consideration of 
effects under Section 106, as described in section III, shall go 
into effect on the date the program comment is issued by the ACHP. 
At that time, federal agencies may immediately utilize the list of 
exempted activities in Appendix A. This includes undertakings that 
have not yet been initiated and undertakings for which the Section 
106 review process is underway but not completed.
    The property-based approach to exempting consideration of 
effects under Section 106, as described in section IV, shall go into 
effect on the date USDOT publishes the implementing guidance in 
accordance with section IV.C.

VII. Program Comment Review

    Within one year of the issuance of this program comment, and 
every two years thereafter, the USDOT OAs and the ACHP shall 
evaluate the ongoing effectiveness and efficiency of the 
implementation of this program comment. The USDOT OAs shall review 
their use and application of the program comment, and may invite 
transportation stakeholders to participate in this review as 
appropriate.

VIII. Amendment

    The ACHP may amend this program comment after consulting with 
the USDOT OAs and other relevant federal agencies, the National 
Conference of State Historic Preservation Offices (``NCSHPO''), 
National Association of Tribal Historic Preservation Officers 
(``NATHPO''), tribal representatives, the National Trust for 
Historic Preservation, and representatives from the railroad and 
rail transit industry, as appropriate. The ACHP will publish a 
notice in the Federal Register informing the public of any 
amendments that are made to the program comment.

IX. Withdrawal

    The ACHP may withdraw this program comment, pursuant to 36 CFR 
800.14(e)(6), by publication of a notice in the Federal Register 30 
days before the withdrawal will take effect.

Appendix A: Exempted Activities List

I. General Rule

    A. The federal agency is responsible for determining if an 
undertaking is covered by one or more activities in the Exempted 
Activities List. At its discretion, the federal agency may require 
the Project Sponsor to provide relevant documentation, such as 
plans, photographs, or materials specifications, so that the federal 
agency can determine whether the Exempted Activities List applies.
    B. Whenever possible, historic materials must be repaired rather 
than replaced. At its discretion, the federal agency may require the 
Project Sponsor to provide written justification explaining why 
repair is not feasible. In cases where existing historic materials 
are beyond repair, replacement must be carried out in-kind as 
defined below.
    C. Several of the activities in the Exempted Activities List 
require that the work be ``in-kind.'' For purposes of this program 
comment, ``in-kind'' means that new materials used in repairs or 
replacements match the material being repaired or replaced in 
design, color, texture, other visual properties, and, where 
possible, materials. For more information, see The Secretary of the 
Interior's Standards for Rehabilitation, at https://www.nps.gov/tps/standards/rehabilitation.htm. Except where specified in the Exempted 
Activities List, a Project Sponsor is not required to involve an 
SOI-qualified professional in carrying out in-kind work. However, 
the federal agency, at its discretion, may require the Project 
Sponsor to provide documentation demonstrating that the work would 
be in-kind, utilize non-damaging or reversible methods, etc.
    D. Certain activities, as specified in the Exempted Activities 
List, require that the federal agency and Project Sponsor ensure the 
work is performed by or under the supervision of individuals that 
meet the SOI's Professional Qualification Standards in Architectural 
History, Architecture, and/or Historic Architecture (see 36 CFR 
Appendix A to part 61), as appropriate, and must be performed in 
accordance with the SOI Standards for the Treatment of Historic 
Properties (https://www.nps.gov/tps/standards.htm). If an SOI-
qualified professional is not available to assist in the evaluation 
and/or design of a specified activity, that activity is not exempt 
from Section 106 review.
    E. The Exempted Activities List does not apply to archaeological 
sites of any nature located within undisturbed portions of rail ROW. 
Therefore, if an exempted activity would cause ground disturbance in 
undisturbed portions of the rail ROW, the federal agency is 
responsible for complying with Section 106 regarding consideration 
of potential effects to archaeological sites before approving the 
undertaking.
    F. The Exempted Activities List does not apply to non-railroad 
or rail transit related

[[Page 42927]]

buildings or structures located within or adjacent to rail ROW 
within an undertaking's APE. The federal agency remains responsible 
for determining whether an activity in the Exempted Activities List 
has the potential to affect non-rail historic properties and for 
complying with Section 106 with regard to those properties before 
approving the undertaking.
    G. If an unanticipated discovery of a non-rail historic 
property, archaeological site of any nature, or human remains, or an 
unanticipated adverse effect on a previously identified non-rail 
historic property is made during the implementation of an activity 
on the Exempted Activities List, the Section 106 requirements at 36 
CFR 800.13 and/or applicable burial law, as appropriate depending on 
the nature of the resource, apply because effects to such resources 
are not covered by this program comment. At minimum, the Project 
Sponsor must cease all work in and secure the area and notify the 
federal agency within 72 hours. The federal agency will consult with 
SHPO, federally recognized Indian tribes, NHOs, and other 
stakeholders as appropriate, to determine the appropriate course of 
action. The Project Sponsor must comply with any applicable state or 
local law regarding the resource. If an undertaking involves 
multiple activities on the Exempted Activities List, those that do 
not involve or affect the non-rail resource, as determined by the 
federal agency, may continue.
    H. The Project Sponsor must comply with the requirements of any 
applicable easements, covenants, and/or state or local historic 
preservation ordinances. Other federal and state laws such as the 
National Environmental Policy Act and Section 4(f) of the USDOT Act 
also remain applicable to activities exempted from Section 106, as 
appropriate.

II. Exempted Activities List

A. Track and Trackbed

    1. Track and trackbed maintenance, repair, replacement, and 
upgrades within the existing footprint (i.e., existing subgrade, 
sub-ballast, ballast, and rails and crossties (track)). These 
activities must not include alterations to the trackbed that would 
result in a substantial visual change (i.e., elevation or alignment) 
in the relationship between the trackbed and the surrounding 
landscape or built environment.
    2. Reinstallation of double tracking on a currently single-
tracked line that had historically been double-tracked.

B. Bridges and Tunnels

    1. In-kind maintenance and repair of bridges and tunnels.
    2. In-kind replacement of bridge hardware and mechanical and 
electrical components (e.g., brackets, rivets, bearings, motors).
    3. Maintenance or repair of tunnel ventilation structures and 
associated equipment (e.g., fans, ducting).
    4. Replacement of tunnel ventilation structures that are not 
located within a previously identified historic district.
    5. Replacement of tunnel ventilation structures that are located 
and publicly visible within a previously identified historic 
district, provided the replaced structures are substantially the 
same size as or smaller than the existing structures and are 
visually compatible with the surrounding built environment.
    6. Maintenance, repair, or replacement of tunnel emergency 
egress hatchways.
    7. Maintenance, installation, repair, or replacement of 
lighting, signal and communications systems, railings, and other 
safety- and security-related equipment or elements located within 
the interiors of tunnels.
    8. Removal or replacement of any bridge or tunnel material or 
added-on element that is not part of the original construction.
    9. Actions to strengthen or repair deteriorating non-character 
defining structural components of bridges that are intended to 
maintain their useful life and safe use and that do not 
substantially alter the bridge from its existing appearance.
    10. The following activity must be performed or supervised by an 
SOI-qualified professional: In-kind replacement of character-
defining structural or non-structural components of a bridge 
superstructure or substructure that do not diminish the overall 
integrity of the bridge. This does not include demolition of a 
bridge and replacement with an entirely new structure.

C. Railroad and Rail Transit Buildings (e.g., Passenger Stations 
and Depots, Maintenance and Equipment Buildings, Interlocking 
Towers) and Boarding Platforms

    1. Modifications (e.g., repair, extension, widening, slope 
adjustments, changes in height) to non-character defining passenger 
platforms and walkways that are necessary to meet Americans with 
Disabilities Act (ADA) requirements or other federal or municipal 
public or life safety codes and standards, provided those changes do 
not require associated improvements such as relocation of station 
doors, construction of ramps, etc. When the original material and 
construction used something other than common concrete or asphalt 
methods (e.g., decorative brick or tile), new materials (e.g., non-
slip) may be used but must visually match the existing decorative 
pattern.
    2. Maintenance or repair of escalators, elevators, or stairs. 
Repair of decorative (i.e., non-mechanical) elements must be in-
kind. Repair of stairs constructed of material other than common 
concrete (e.g., brick, tile, marble) must be in-kind.
    3. Cleaning, painting, or refinishing of surfaces with a like 
color and where the products or methods used would not damage the 
original surface.
    4. Maintenance, repair, or replacement of fire or security alarm 
or fire suppression systems, physical access controls, security 
cameras, wireless internet, and similar safety, security, or 
computer equipment and devices.
    5. Installation of new fire or security alarm or fire 
suppression systems, physical access controls, security cameras, 
wireless internet, and similar safety, security, or computer 
equipment and devices, except within publicly accessible areas of 
stations or depots. Such new installations must, to the extent 
feasible and when appropriate, use a minimally obtrusive design; 
match the color of surrounding paint, wall coverings, finishes, 
etc.; avoid damaging or removing historic fabric; be attached to 
non-historic fabric; be concealed within existing enclosures or 
conduit or behind walls and ceilings; be co-located with existing 
similar modern equipment, etc.
    6. Maintenance, repair, or replacement of HVAC or electrical 
systems.
    7. Installation of new HVAC or electrical systems, except within 
publicly accessible areas of stations or depots. Such new 
installations must, to the extent feasible and when appropriate, use 
a minimally obtrusive design; match the color of surrounding paint, 
wall coverings, finishes, etc.; avoid damaging or removing historic 
fabric; be attached to non-historic fabric; be concealed within 
existing enclosures or conduit or behind walls and ceilings; be co-
located with existing similar modern equipment, etc.
    8. Minor ADA improvements at passenger stations that do not 
damage, cover, alter, or remove character-defining architectural 
spaces, features, or finishes. Examples include the installation of 
restroom stalls/partitions, hardware and fixtures such as grab bars, 
tilt frame mirrors, and sinks and toilets; tactile warning strips on 
floors, passenger walkways, and platforms; cane detectors; sidewalk 
curb cuts; automatic door openers; and handrails.
    9. Maintenance, repair, or replacement of previously installed 
ADA elements.
    10. Maintenance, repair, or replacement of pumps, air 
compressors, or fueling stations.
    11. Removal of mechanical equipment inside railroad and rail 
transit facilities not visible to the public. Examples include relay 
panels, switchgear, and track diagram boards. If the equipment to be 
removed includes obsolete or outdated technology, the Project 
Sponsor must contact the SHPO, railroad museums or railroad 
historical societies, museums, educational institutions, or similar 
entities to determine if there is an entity that may be interested 
in purchasing or receiving the equipment as a donation, as 
appropriate. The Project Sponsor must demonstrate to the federal 
agency that it has made a good faith effort to contact such parties 
prior to removal and disposition of such equipment.
    12. Addition of new mechanical equipment in basements, beneath 
platforms, in designated mechanical equipment areas, or in areas 
that are otherwise out of public view.
    13. Paving, painting, or striping of existing parking surfaces.
    14. In-kind maintenance or repair of platform boarding canopies 
and supports.
    15. In-kind maintenance or repair of architecturally distinctive 
light poles and fixtures.
    16. State-of-good-repair (``SOGR'') activities not included 
elsewhere in this section that are necessary to keep a station, 
depot, or other railroad or rail transit building inhabitable and 
safe, as required by applicable federal or municipal fire, life 
safety, or health codes or standards, and in transportation-related 
use that meet the following conditions:
    a. Maintenance and repair activities that affect character-
defining architectural

[[Page 42928]]

features (e.g., elevator head houses and portals; roofs; doors; 
windows; stairs; platform canopies; columns; floors; ceilings) must 
be in-kind.
    b. SOGR activities do not include demolition, decommissioning, 
or mothballing of railroad or rail transit buildings that are not in 
use, or reconfiguring the interior spaces of passenger stations for 
a new use (e.g., enclosing a passenger waiting area to create new 
office, baggage handling, or event space).
    17. Maintenance, repair, or replacement activities that are not 
included elsewhere on this list and involve non-character-defining 
non-structural elements, features, systems, hardware, and fixtures 
in the interior or on the exterior of non-station railroad or rail 
transit buildings.
    18. In-kind maintenance or repair of original architectural 
features in the interior or on the exterior of passenger stations 
(e.g., handrails, ticket counters, mouldings.
    19. In-kind maintenance or repair of character-defining signage 
(e.g., station identifier, wayfinding) within publicly accessible 
areas of stations or depots.
    20. Maintenance, repair, or replacement of non-character 
defining signage (e.g., station identifier, wayfinding) within 
publicly accessible areas of stations or depots.
    21. The following activities must be performed or supervised by 
an SOI-qualified professional:
    a. Replacement of character defining escalators, elevators, or 
stairs, and decorative elements related thereto.
    b. ADA improvements at passenger stations that involve the 
modification or removal of character-defining features such as 
stairs, floors, ceilings, doors, windows, roofs, platform boarding 
canopies and supports, benches/seating, or ticket counters; or that 
involve the addition of new ramps, stairs, escalators, elevators, 
wheelchair lifts, wheelchair lift enclosures, station identifier and 
wayfinding signage, and public information display systems 
(``PIDS'').
    c. SOGR activities that include replacement of character-
defining architectural features or otherwise require substantial 
rehabilitation to address deteriorated conditions. As previously 
indicated, SOGR activities do not include demolition, 
decommissioning, or mothballing of railroad or rail transit 
buildings that are not in use, or reconfiguring the interior spaces 
of passenger stations for a new use (e.g., enclosing a passenger 
waiting area to create new office, baggage handling, or event 
space).
    d. Installation of new fire or security alarm or fire 
suppression systems, physical access controls, security cameras, 
wireless internet, and similar safety, security, or computer 
equipment and devices within publicly accessible areas of stations 
or depots.
    e. Installation of new HVAC or electrical systems within 
publicly accessible areas of stations or depots.
    f. Replacement of platform boarding canopies and supports.
    g. Replacement of architecturally distinctive light poles and 
fixtures.
    h. Replacement of original architectural features in the 
interior or on the exterior of passenger stations (e.g., handrails, 
ticket counters, mouldings).
    i. Replacement of character-defining signage (e.g., station 
identifier, wayfinding) within publicly accessible areas of stations 
or depots.

D. Signals, Communications, and Power Generation

    1. Maintenance, repair, or replacement of component parts of 
signal, communications, catenary, electric power systems, or other 
mechanical equipment that retains the visual appearance of the 
existing infrastructure. This includes replacement of individual 
signal masts or transmission lines, but does not include demolition 
and replacement of an entire catenary system or signal bridge.
    2. Maintenance, repair, or replacement of radio base stations.
    3. Maintenance, repair, or replacement of the mechanical 
components of traction power substations, e.g., transformers, 
circuit breakers, electrical switches. This does not include 
demolition and replacement of an entire substation.
    4. In-kind maintenance or repair of signal bungalows, signal 
houses, control houses, instrument houses, and structures of similar 
function.
    5. Installation, repair, or replacement of communications 
equipment on locomotives and rolling stock that are actively used 
for intercity passenger rail, rail transit, or freight rail. This 
does not apply to historic trains used for tourism.
    6. The following activities must be performed or supervised by 
an SOI-qualified professional:
    a. Replacement of signal bungalows, signal houses, control 
houses, instrument houses, and structures of similar function.

E. Railroad and Rail Transit/Roadway At-Grade Crossings and Grade 
Separations

    1. Maintenance, repair, or rehabilitation of at-grade railroad 
and rail transit crossings including installation of railroad and 
rail transit crossing signs, signals, gates, warning devices and 
signage, highway traffic signal preemption, road markings, paving 
and resurfacing, and similar safety improvements.
    2. Replacement of at-grade railroad and rail transit crossings 
on existing railroads, rail transit lines, and roadways, including 
components such as crossing signs, signals, gates, warning devices 
and signage, highway traffic signal pre-emption, road markings, 
paving and resurfacing, and similar safety features.
    3. Expansion of sidewalks, constructed with common concrete or 
asphalt methods, along the sides of an existing at-grade railroad or 
rail transit crossing.
    4. In-kind maintenance or repair of grade-separated crossings of 
other transportation modes (highways, local roads, pedestrian 
underpasses).
    5. In-kind rehabilitation or replacement of grade-separated 
crossings of other transportation modes (highways, local roads, 
pedestrian underpasses). This does not include modifications to 
existing grade separation structures (e.g., bridges, overpasses) 
that would result in a substantial increase in height or overall 
massing or substantial change in appearance. Replacements must be 
substantially the same appearance and size as existing.
    6. Addition of lanes, turning lanes, road widening, and pavement 
markings at existing at-grade crossings when the crossing does not 
involve an individual National Register-listed or known historic 
roadway or a roadway that is a contributing resource to a National 
Register-listed or known historic district.
    7. Construction of curbs, gutters, or sidewalks adjacent to 
existing roadway at existing at-grade crossings when the crossing 
does not involve an individual National Register-listed or eligible 
roadway or a roadway that is a contributing resource to a National 
Register-listed or eligible historic district.
    8. The following activities must be performed or supervised by 
an SOI-qualified professional:
    a. Addition of lanes, turning lanes, road widening, and pavement 
markings at existing at-grade crossings when the crossing involves 
an individual National Register-listed or eligible roadway or a 
roadway that is a contributing resource to a National Register-
listed or eligible historic district.
    b. Construction of curbs, gutters, or sidewalks adjacent to 
existing roadway at existing at-grade crossings when the crossing 
involves an individual National Register-listed or eligible roadway 
or a roadway that is a contributing resource to a National Register-
listed or eligible historic district.

F. Safety and Security

    1. Maintenance, repair, replacement, or installation of the 
following security and intrusion prevention devices adjacent to 
tracks or in railyards or rail transit yards: Security cameras, 
closed captioned television (``CCTV'') systems, light poles and 
fixtures, bollards, emergency call boxes, access card readers, and 
warning signage.
    2. Maintenance, repair, replacement, or installation of security 
and safety fencing, guardrails, and similar intrusion prevention and 
fall protection measures.
    3. Maintenance, repair, replacement, or installation of safety 
equipment/fall protection equipment on rail bridges, signal bridges, 
or other non-station structures for the protection of rail workers 
or the public. Examples include railings, walkways, gates, tie-off 
safety cables, anchors, and warning signage.
    4. Maintenance, repair, replacement, or installation of wayside 
detection devices.
    5. Maintenance, repair, replacement, or installation of bridge 
clearance/strike beams.

G. Erosion Control, Rock Slopes, and Drainage

    1. Placement of riprap and similar bank stabilization methods to 
prevent erosion affecting bridges and waterways.
    2. Erosion control through slide and slope corrections.
    3. Rock removal and re-stabilization activities such as scaling 
and bolting.
    4. Maintenance, repair, or replacement of pre-cast concrete, 
cast iron, and corrugated metal culverts that lack stone or brick 
headwalls. This does not include culverts such as those built by the 
Civilian

[[Page 42929]]

Conservation Corps or those made out of unique materials (e.g., a 
hollowed log).
    5. Expansion through horizontal elongation of pre-cast concrete, 
cast iron, and corrugated metal culverts that lack stone or brick 
headwalls for the purpose of improved drainage.
    6. Embankment stabilization or the re-establishment of ditch 
profiles.
    7. Corrections to drainage slopes, ditches, and pipes to 
alleviate improper drainage or changing alluvial patterns.
    8. In-kind maintenance, repair, or replacement of retaining 
walls. Replacements must be substantially the same size and 
appearance as existing.
    9. In-kind maintenance or repair of stone or brick culvert 
headwalls and wingwalls.
    10. Maintenance, repair, or replacement of culvert headwalls and 
wingwalls constructed of concrete.
    11. Maintenance, repair, or alterations to the interiors of 
culverts and related drainage pathways.
    12. The following activities must be performed or supervised by 
an SOI-qualified professional:
    a. Replacement of stone or brick culvert headwalls and 
wingwalls.
    b. Vertical extension of stone or brick culvert headwalls using 
in-kind materials and design compatible with existing.

H. Environmental Abatement

    1. Removal or abatement of environmental hazards such as 
asbestos, treated wood, and lead or heavy-metal coatings and 
paintings. Activities that replace coatings, paint, flooring 
materials, etc. must be of the same color and appearance as the 
materials that have been removed or abated.
    2. Removal of contaminated ballast, sub-ballast, subgrade, and 
soils.

I. Operations

    1. Establishment of quiet zones, including the installation of 
required warning devices and additional safety measures installed at 
grade crossings that do not entail closing of existing roadways.\1\
---------------------------------------------------------------------------

    \1\ A quiet zone is an FRA exemption to the rule requiring 
trains to sound their horns when approaching public 
highway[hyphen]rail grade crossings. More information on the 
creation of quiet zones is available in FRA's regulations at 49 CFR 
part 222, Use of Locomotive Horns at Public Highway-Rail Grade 
Crossings, and in guidance promulgated by FRA's Office of Railroad 
Safety (for example, see https://www.fra.dot.gov/Page/P0841 and 
https://www.fra.dot.gov/eLib/Details/L04781).
---------------------------------------------------------------------------

    2. Increased frequency of train or rail transit operations that 
do not result in noise or vibration impacts. The lead federal agency 
may, at its discretion, require a noise and vibration study be 
prepared by a qualified subject matter expert before approving the 
undertaking.
    3. Temporary storage of rail cars or rail transit cars on active 
rail lines.
    4. Maintenance, repair, or replacement of noise barriers. If a 
replaced noise barrier is to be located and publicly visible within 
a National Register-listed or eligible historic district, it must be 
substantially the same size as or smaller than existing and be 
visually compatible with the surrounding built environment.

J. Landscaping, Access Roads, and Laydown Areas

    1. In-kind replacement of landscaping.
    2. Mowing, seeding/reseeding, planting, tree trimming, brush 
removal, or other similar groundcover maintenance activities.
    3. Maintenance of access roads and lay-down areas.

K. Utilities

    1. Maintenance, repair, or replacement of above-ground and 
underground utilities (e.g., electrical, sewer, compressed air 
lines, fuel lines, fiber optic cable).
    2. Maintenance, repair, replacement, or installation of utility 
lines and conduit inside tunnels that does not involve affixing new 
equipment to the exterior face of tunnel portals.
    3. Affixing conduit, repeaters, antennae, and similar small-
scale equipment on the exterior masonry face of tunnel portals where 
the color of the equipment matches the existing masonry in order to 
limit its visibility and does not damage the masonry construction.

L. Bicycle and Pedestrian Facilities, Shared Use Paths, and Other 
Trails

    1. Maintenance, repair, or replacement of existing bicycle 
lanes, pedestrian walkways, shared use paths (e.g., bicycle, 
pedestrian), and other trails intended for non-motorized 
transportation that are constructed with common materials (i.e., 
non-decorative concrete, asphalt, pavement, or gravel).
    2. Adding lanes to existing shared use paths or other trails 
constructed with common materials.
    3. Adding at-grade crossings for pedestrians and bicycle 
facilities, shared use paths, or other trails.
    4. Maintenance, repair, replacement, or installation of bicycle 
aid stations, bicycle racks, and bicycle storage sheds, and similar 
amenities. Installation of new bicycle storage structures must be 
visually compatible with the surrounding building environment when 
located adjacent to historic passenger stations or within National 
Register-listed or eligible historic districts.
    5. Maintenance, repair, replacement, or installation of 
information kiosks or displays, wayfinding signage, and similar 
amenities for pedestrian, bicyclists, or other path or trail users.
    6. Maintenance, repair, or replacement of curbs, gutters, or 
sidewalks constructed with common materials.

M. Construction/Installation of New Railroad or Rail Transit 
Infrastructure

    For any of the activities listed below, the federal agency shall 
require the work be performed by or under the supervision of an SOI-
qualified professional, based on the scope of work and location of a 
specific proposal. As with all activities in this Exempted 
Activities List, but especially important for construction/
installation of new railroad or Rail Transit infrastructure, 
consideration must be given to the potential for effects to non-rail 
properties within or adjacent to the rail ROW.
    1. Minor new construction and installation of railroad or rail 
transit infrastructure that is compatible with the scale, size, and 
type of existing rail infrastructure, such as buildings for housing 
telecommunications equipment, signal instruments, and similar 
equipment; storage buildings that house landscaping or maintenance 
of way equipment or specialty vehicles for track repairs or 
inspections; locomotive and train or rail transit car service and 
inspection facilities; trailers or temporary structures for housing 
rail personnel; fueling stations; underground utilities; overhead 
utilities, transmission lines, and communications poles, and 
signage. This does not include substantial new construction, such as 
construction of new passenger stations, railyards or rail transit 
yards, or tunnels, or demolition of existing structures.
    2. Construction of new at-grade crossings.
    3. Construction of new erosion control, drainage, or stormwater 
management infrastructure, such as culverts or retaining walls.

    Authority:  36 CFR 800.14(e).

    Dated: August 21, 2018.
John M. Fowler,
Executive Director.

[FR Doc. 2018-18329 Filed 8-23-18; 8:45 am]
 BILLING CODE 4310-K6-P



                                               42920                         Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices

                                                  Dated: August 10, 2018.                              into account the effects of undertakings              and the Office of Policy Development,
                                               Suzanne M. Frisbie,                                     they carry out, license, permit, or fund              Strategic Planning, and Performance
                                               Deputy Director, Technology Transfer and                to historic properties and provide the                within the Office of the Secretary,
                                               Intellectual Property Office, National Institute        Advisory Council on Historic                          USDOT (‘‘OST–P’’); representatives
                                               of Allergy and Infectious Diseases.                     Preservation (‘‘ACHP’’) a reasonable                  from the railroad and rail transit
                                               [FR Doc. 2018–18397 Filed 8–23–18; 8:45 am]             opportunity to comment with regard to                 industries; and historic preservation
                                               BILLING CODE 4140–01–P                                  such undertakings. The ACHP has                       stakeholders to develop the final
                                                                                                       issued the regulations that set forth the             Section 106 program alternative for rail
                                                                                                       process through which federal agencies                ROW. The ACHP communicated
                                               ADVISORY COUNCIL ON HISTORIC                            comply with these responsibilities.                   extensively with the staff of the Senate
                                               PRESERVATION                                            Those regulations are codified under 36               Committee on Commerce, Science, and
                                                                                                       CFR part 800 (‘‘Section 106                           Transportation (‘‘Senate Committee’’) as
                                               Notice of Issuance of Program                           regulations’’).                                       well in developing this program
                                               Comment To Exempt Consideration of                         Under Section 800.14(e) of those                   alternative. The ACHP recommended
                                               Effects to Rail Properties Within Rail                  regulations, federal agencies can request             incorporating the originally proposed
                                               Rights-of-Way                                           the ACHP to issue a ‘‘Program                         exemption within a Program Comment
                                                                                                       Comment’’ on a particular category of                 to better achieve the intent and purpose
                                               AGENCY:  Advisory Council on Historic                   undertakings in lieu of conducting                    of the FAST Act and meet the needs of
                                               Preservation.                                           reviews for each individual undertaking               the various stakeholders.
                                               ACTION: Program Comment issued to                       in the category. An agency can meet its                  The Program Comment is the product
                                               exempt consideration of effects to rail                 Section 106 responsibilities with regard              of consultation and careful review. The
                                               properties within rail rights-of-way.                   to the effects of those undertakings by               USDOT and FRA conducted outreach
                                                                                                       implementing an applicable Program                    on the preliminary exemption concept
                                               SUMMARY:   The Advisory Council on                      Comment that has been issued by the                   and early drafts prior to submitting a
                                               Historic Preservation (‘‘ACHP’’) issued a               ACHP.                                                 formal request to the ACHP in July
                                               Program Comment to exempt                                                                                     2017. The ACHP in turn published the
                                               consideration of effects to rail properties             I. Background
                                                                                                                                                             draft Program Comment in the Federal
                                               within rail rights-of-way at the request                   At the request of the U.S. Department              Register (82 FR 54390, November 17,
                                               of the U.S. Department of                               of Transportation (‘‘USDOT’’), the                    2017), and hosted additional meetings
                                               Transportation to accelerate the review                 ACHP has issued a Program Comment                     with industry and preservation
                                               of these undertakings under Section 106                 that provides new efficiencies in the                 representatives in 2018. Recognizing the
                                               of the National Historic Preservation Act               Section 106 review for undertakings                   complexity of the issues to be addressed
                                               and to meet the requirement of Section                  with the potential to affect historic rail            and wanting to ensure the final product
                                               11504 of the Fixing America’s Surface                   properties within railroad and rail                   met the statutory requirement of the
                                               Transportation Act. The Program                         transit rights-of-way (‘‘rail ROW’’).                 FAST Act to be consistent with the
                                               Comment can be used by any federal                      Section 11504 of the Fixing America’s                 interstate highway exemption, the staff
                                               agency with responsibility to consider                  Surface Transportation Act (‘‘FAST                    for the Senate Committee extended the
                                               the effects of undertakings within rail                 Act’’) (49 U.S.C. 24202), enacted on                  deadline for the final issuance of the
                                               rights-of-way. Federal agencies using                   December 4, 2015, mandated the                        Program Comment. The final Program
                                               the Program Comment may fulfill their                   development of a Section 106                          Comment takes into account the many
                                               Section 106 responsibilities for the                    exemption for ‘‘railroad rights-of-way.’’             significant comments and questions
                                               relevant undertakings by implementing                   The FAST Act required that ‘‘the                      raised by various stakeholders over the
                                               the terms of this comment, which                        Secretary [of the USDOT] shall submit                 course of its development and
                                               include identifying those activities that               a proposed exemption of railroad rights-              represents the collective work of the
                                               meet the conditions in Appendix A and                   of-way from the review under section                  ACHP, USDOT (inclusive of FRA, FTA,
                                               opting into the process to identify                     306108 of title 54 to the [ACHP] for                  FHWA, and OST–P), and the Senate
                                               excluded historic rail properties and                   consideration, consistent with the                    Committee staff to ensure that it meets
                                               seek further streamlining of the review                 exemption for interstate highways                     the FAST Act requirement.
                                               process under the property-based                        approved on March 10, 2005 (70 FR                        The Program Comment is comprised
                                               approach.                                               11928).’’ The FAST Act continued that,                of two major parts: (1) An activity-based
                                               DATES:   The Program Comment was                        ‘‘Not later than 180 days after the date              approach, and (2) a property-based
                                               issued by the ACHP on August 17, 2018.                  on which the Secretary submits the                    approach. The activity-based approach
                                                                                                       proposed exemption . . . to the                       provides a list of activities in Appendix
                                               ADDRESSES: Address all questions
                                                                                                       Council, the Council shall issue a final              A for which, when the specific
                                               concerning the Program Comment to                       exemption of railroad rights-of-way                   conditions are met, no further Section
                                               Kelly Y. Fanizzo, Office of General                     from review under chapter 3061 of title               106 review is required. Based on the
                                               Counsel, Advisory Council on Historic                   54 consistent with the exemption for                  past experience of USDOT Operating
                                               Preservation, 401 F Street NW, Suite                    interstate highways approved on March                 Administrations (‘‘USDOT OAs’’),
                                               308, Washington, DC 20001–2637. You                     10, 2005 (70 FR 11928).’’ While the                   undertakings limited to the activities
                                               may submit questions through                            Section 106 regulations provide the                   specified in Appendix A have typically
                                               electronic mail to: kfanizzo@achp.gov.                  process and criteria for development of               resulted in effects to historic properties
                                               FOR FURTHER INFORMATION CONTACT:                        program alternatives, the FAST Act                    that are either minimal or not adverse.
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                                               Kelly Y. Fanizzo, (202) 517–0193,                       modified the timeframe and directed                   The property-based approach
                                               kfanizzo@achp.gov.                                      agency actions.                                       establishes a process whereby project
                                               SUPPLEMENTARY INFORMATION: Section                         The ACHP worked closely with the                   sponsors can opt to work with the
                                               106 of the National Historic                            Federal Railroad Administration                       relevant USDOT OA and stakeholders to
                                               Preservation Act (‘‘NHPA’’), as                         (‘‘FRA’’), the Federal Transit                        develop a list of excluded historic rail
                                               amended, 54 U.S.C. 306108 (‘‘Section                    Administration (‘‘FTA’’), the Federal                 properties that would remain subject to
                                               106’’), requires federal agencies to take               Highway Administration (‘‘FHWA’’),                    Section 106 review, and exempt from


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                                                                             Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices                                          42921

                                               review the effects of undertakings to all               preservation organizations, and other                    The ACHP and USDOT hosted
                                               other historic rail properties within a                 stakeholders via emails on November                   meetings and invited representatives of
                                               designated area. While the activity-                    21, 2017, to provide them notice of the               the National Conference of State
                                               based approach will be immediately                      publication and solicit input. The                    Historic Preservation Officers
                                               effective, the property-based approach                  public comment period was open until                  (‘‘NCSHPO’’), the National Trust for
                                               does not go into effect until USDOT                     December 8, 2017, and the ACHP and                    Historic Preservation, the National
                                               publishes implementing guidance. Once                   USDOT received a total of 261                         Association of Tribal Historic
                                               in effect, both the activity-based                      comments from 48 commenters: 11                       Preservation Officers, and the railroad
                                               approach and the property-based                         SHPOs; 6 Indian tribes; 7 state DOTs; 5               and rail transit industries in February
                                               approach are available for use by all                   transit organizations; 5 federal agencies;            and May 2018. These meetings
                                               federal agencies with a responsibility to               4 railroad organizations; 4 trade                     continued discussions about the draft
                                               carry out Section 106 review for                        organizations; 2 stakeholders; and 4                  Program Comment and in particular,
                                               undertakings that may affect rail                       other organizations.                                  addressed the list of activities to be
                                               properties within rail ROW.                                The comments raised several                        included in Appendix A and
                                                  The Program Comment does not apply                   procedural and substantive issues,                    determining which activities should
                                               to undertakings that are located within                 including the following: Questioning                  require supervision of SOI-qualified
                                               or would affect historic properties                     the consistency of the draft Program                  personnel, and the process for
                                               located on tribal lands; undertakings                   Comment with the interstate highway                   establishing the lists of excluded
                                               consisting of activities not included in                exemption as required by the FAST                     historic rail properties and the scope of
                                               Appendix A and that may affect an                       ACT; clarifying the types of historic                 the exemption under the property-based
                                               excluded historic rail property                         properties that may be covered by the                 approach. Draft versions of Appendix A
                                               designated by USDOT; undertakings                       Program Comment including historic                    and the property-based approach were
                                               that could affect historic buildings,                   properties of religious and cultural                  circulated for additional review and
                                               structures, sites, objects, or districts that           significance to Indian tribes and Native              comment following the May meeting. By
                                               do not have a demonstrable relationship                 Hawaiian organizations, and                           the June 4, 2018, comment response
                                               to the function and operation of a                      archaeological sites; clarifying the                  date, the ACHP and USDOT received a
                                               railroad or rail transit system;                        SHPOs’ and THPOs’ roles regarding the                 total of 128 additional comments from
                                               undertakings that could affect                          development of the excluded historic                  16 commenters: 11 SHPOs, including
                                               archaeological sites located in                         properties lists; questioning the                     NCSHPO; 4 industry representatives;
                                               undisturbed portions of rail ROW,                       potential conflict of the Program                     and 1 historic preservation stakeholder.
                                               regardless of whether the sites are                     Comment’s requirements with Section                      The SHPOs provided several general
                                               associated with railroads or rail transit               4(f) of the US Department of                          comments and many specific comments
                                               systems; and undertakings that could                    Transportation Act; monitoring the                    on both the revised draft Appendix A
                                               affect historic properties of religious and             accountability of the project sponsor in              and the property-based approach. Some
                                               cultural significance to federally                      appropriately applying the Program                    questioned the broad scope of the
                                               recognized Indian tribes or Native                      Comment; asking about the need for a                  Program Comment; however, due to the
                                               Hawaiian organizations. There is no                     dispute resolution provision; clarifying              requirements of the FAST Act, the two-
                                               sunset clause in the Program Comment;                   and defining specific terminology;                    part approach has been retained in the
                                               however, there will be regular program                  specifying annual reporting                           final version as the ACHP and USDOT
                                               review and evaluations between the                      requirements; questioning the types of                believe it represents the best way to
                                               USDOT and the ACHP to ensure its                        activities that should or should not be               achieve the intent and purpose of the
                                               proper implementation.                                  exempt from Section 106 review under                  statutory mandate.
                                                                                                       Appendix A; and questioning the types                    Many SHPOs asked for annual
                                               II. Public Participation and Response to                                                                      reporting in the Program Comment. The
                                                                                                       of activities in Appendix A that should
                                               Comments                                                                                                      Program Comment was initially revised
                                                                                                       be subject to review or supervision by
                                                  The USDOT conducted outreach                         an individual meeting the Secretary of                to clarify an annual reporting
                                               between 2016–2018 with a variety of                     the Interior’s (‘‘SOI’’) Professional                 requirement as well as the information
                                               stakeholders, including State Historic                  Qualifications Standards for                          that agencies must include in such
                                               Preservation Officers (‘‘SHPOs’’), Tribal               Archaeologists or Architectural                       reports. Several SHPOs asked that an
                                               Historic Preservation Officers                          Historians.                                           expiration date be included in the
                                               (‘‘THPOs’’), Indian tribes, Native                         In response to the comments received               Program Comment. While the sunset
                                               Hawaiian organizations, national                        to the November 2017 publication, the                 clause and reporting requirement have
                                               historic preservation organizations,                    ACHP and USDOT made several                           been removed, as noted in the
                                               national railroad and rail transit                      revisions to the Program Comment. The                 discussion of additional comments
                                               associations, state departments of                      exclusion for historic properties of                  below, the revised Program Comment
                                               transportation, and railroad and rail                   religious and cultural significance to                requires a regular evaluation be
                                               transit companies, regarding                            Indian tribes and Native Hawaiian                     conducted (within one year of issuance
                                               development of the Program Comment;                     organizations and archaeological sites                and every two years thereafter) to ensure
                                               this included webinars; conference calls                was clarified. The ACHP and USDOT                     the effective operation of the Program
                                               and in-person meetings to address                       also clarified how the USDOT would                    Comment and that its terms are being
                                               concerns of specific stakeholders;                      publish implementing guidance to                      met. The lack of an expiration date and
                                               presentations at national transportation                provide further detail regarding the                  process for regular evaluations is
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                                               conferences, and sharing and seeking                    identification and evaluation of                      consistent with the interstate highway
                                               informal comments on early drafts. The                  excluded historic rail properties. The                exemption.
                                               ACHP published the draft Program                        Program Comment incorporates dispute                     Many SHPOs asked for a dispute
                                               Comment in the Federal Register (82 FR                  resolution provisions, additional                     resolution process both in the decision-
                                               54390, November 17, 2017). The ACHP                     clarification or removal of specific terms            making under Appendix A and the
                                               notified SHPOs, THPOs, Indian tribes,                   and definitions, and a revised list of                development of the excluded historic
                                               Native Hawaiian organizations, national                 activities in Appendix A.                             property lists. The Program Comment


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                                               42922                         Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices

                                               was revised to include an opportunity                      Finally, a concern was again raised                ‘‘previous disturbance’’ was added to
                                               for objection under Appendix A                          regarding the coordination or impact of               the definitions section of the Program
                                               implementation when it appears that a                   this Program Comment on a federal                     Comment to better clarify for all users
                                               specific activity may be adversely                      agency’s Section 4f requirement. The                  the scope of the Program Comment. In
                                               affecting historic properties. It was also              Program Comment does not modify in                    addition, many ground disturbing
                                               clarified that USDOT may request ACHP                   any way USDOT’s responsibility to                     activities in Appendix A require the
                                               assistance in resolving any disputes or                 comply with Section 4f or an agency’s                 involvement of an SOI-qualified
                                               questions in the development of the                     or project sponsor’s responsibility to                professional.
                                               excluded historic property lists. The                   comply with any other applicable                         NCSHPO, and all of the commenting
                                               ACHP, rather than the Keeper of the                     federal, state, or local legal requirement.           SHPOs, expressed concern with the lack
                                               National Register, is the appropriate                   In regard to discovery situations of non-             of SHPO and other stakeholder
                                               entity to resolve disputes in the                       rail historic properties, all relevant laws,          involvement in the development of the
                                               development of the excluded historic                    for example those related to treatment of             excluded historic property lists. Further,
                                               property lists because such disputes are                human remains, continue to apply.                     several expressed concern regarding the
                                               about the applicability of the Program                     In response to many comments, the                  sources of information that project
                                               Comment rather than the National                        introduction and applicability section of             sponsors would be instructed to consult
                                               Register eligibility of any property.                   Appendix A was revised and clarified.                 in developing their initial proposed list
                                               Should a question regarding a property’s                Most SHPOs suggested specific edits to                as well as the timeline for any SHPO or
                                               eligibility be raised during the                        the list of activities and conditions in              tribal review of draft lists. In response,
                                               implementation of the Program                           Appendix A. A number of SHPOs                         the Program Comment was revised to
                                               Comment, USDOT may consult with the                     suggested that SOI-qualified                          require SHPO and tribal notification by
                                               Keeper at any time to resolve questions                 professionals review additional                       project sponsors in the initial
                                               or disagreements.                                       activities or asked that specific activities          development of the proposed lists and
                                                                                                       be removed from the Appendix. Other                   by USDOT in determining the final lists.
                                                  One SHPO remarked that it would
                                                                                                       SHPOs asked to be more involved in the                The USDOT is required to seek public
                                               like to see more checks and balances in
                                                                                                       Appendix A process and to be provided                 review and comment on each proposed
                                               the Program Comment to ensure effects
                                                                                                       an opportunity to review any activity                 list, and may also require a project
                                               to historic properties are minimal or not
                                                                                                       that requires SOI-qualified                           sponsor to conduct additional
                                               adverse. The Program Comment has                        professional’s involvement. Changes                   evaluation, including field surveys, or
                                               been revised to incorporate the                         were made to many individual                          prepare documentation to show how it
                                               comments received into the list of                      activities, such as certain work done to              identified historic properties. It is the
                                               activities in Appendix A and to                         meet the Americans with Disabilities                  USDOT who makes the final decision
                                               incorporate SHPO and tribal                             Act, replacement of light fixtures in                 regarding the list of excluded historic
                                               involvement in the development of the                   public spaces, and the addition of lanes              rail properties following the outlined
                                               excluded historic property lists. The                   and road widening for at-grade crossings              process, not the project sponsor.
                                               Program Comment includes activities                     within a National Register-eligible or                Additional information regarding
                                               that may adversely affect historic                      listed historic district. In other cases,             USDOT’s coordination with project
                                               properties and is not limited to the                    the ACHP and USDOT believe the                        sponsors during the development of the
                                               conditions imposed on exemptions per                    activities and conditions in Appendix A               excluded historic property lists,
                                               36 CFR 800.14(c). In response to a                      work to reasonably ensure the activities              recommended outreach to
                                               concern that this approach is contrary to               would have minimal or no adverse                      knowledgeable stakeholders, and the
                                               the NHPA and other preservation laws,                   effect on historic properties. The                    timelines for SHPO and tribal review
                                               the ACHP and USDOT believe the                          Program Comment includes an objection                 will be provided in the implementing
                                               Program Comment, with its two-part                      process in cases where there is a                     guidance.
                                               approach, strikes the right balance to                  concern that an adverse effect is                        Some SHPOs were concerned with
                                               achieve the requirements of the FAST                    occurring or occurred, and the regular                the resource-specific approach that is
                                               Act and is consistent with the interstate               program evaluations would provide an                  allowed under the property-based
                                               highway exemption. Further, one SHPO                    additional opportunity to assess the                  approach. Part of this concern was that
                                               recommended that traditional cultural                   implementation of Appendix A.                         it may allow inadvertent effects to other
                                               properties also be listed as a property                    SHPOs raised a concern that the use                historic properties by its misapplication
                                               type to be excluded from the terms of                   of in-kind replacement might result in a              or by a lack of knowledge about other
                                               the Program Comment. The                                loss of integrity to a historic district.             historic properties that may be present
                                               applicability of the Program Comment is                 Further, one SHPO said no loss of a                   within an undertaking’s area of
                                               consistent with that of the interstate                  character-defining feature should be                  potential effects. Further, one SHPO
                                               highway exemption in that it does not                   exempted from Section 106 review. The                 asked how the context and significance
                                               modify the Section 106 review of effects                ACHP and USDOT believe Appendix A                     of rail properties that may extend
                                               to non-rail properties, historic                        allows for a measured balance of                      beyond a specific study area would be
                                               properties of religious and cultural                    preservation and greater efficiency by                evaluated. As noted above, the Program
                                               significance to Indian tribes or Native                 exempting consideration of effects                    Comment now includes a requirement
                                               Hawaiian organizations, or to                           under Section 106 for those activities                for SHPO and tribal notification and a
                                               archaeological sites located in                         that would likely result in minimal or                request for input in the development of
                                               undisturbed locations. Because the                      no adverse effect to historic properties.             the excluded historic property lists. The
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                                               Program Comment specifies that it does                     Some SHPOs asked how federal                       intent is for the determination of each
                                               not apply to, and Section 106 continues                 agencies and project sponsors without                 study area to be meaningful and
                                               to apply to these properties, the ACHP                  SOI-qualified professionals on staff                  cognizant of the rail line’s or rail transit
                                               determined it was not necessary to                      would determine whether the proposed                  system’s historic context. The Program
                                               specify that traditional cultural                       activity had the potential to affect                  Comment also includes a regular
                                               properties are not covered by the                       archaeological sites in undisturbed                   evaluation requirement to allow the
                                               Program Comment.                                        locations. In response, a definition of               ACHP, USDOT, and other stakeholders


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                                                                             Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices                                              42923

                                               the opportunity to review its                           FAST Act to exempt effects within rail                Regional Railroad Association
                                               implementation and determine its                        ROW.                                                  collectively). They reiterated previous
                                               effectiveness. Should evaluation show                      Many SHPOs requested that any                      concerns that this draft was not
                                               that other historic properties are being                surveys be done by SOI-qualified                      consistent with the interstate highway
                                               adversely affected by a misapplication                  professionals and more generally, that                exemption and did not do enough to
                                               of the program comment, the parties                     project sponsors be required to use SOI-              effectively streamline the review
                                               would be able to address it, for example,               qualified professionals in proposing                  process for undertakings within rail
                                               via the amendment process in the                        excluded historic rail properties.                    ROW. However, Amtrak said the
                                               Program Comment.                                        USDOT may require a project sponsor to                Program Comment would enhance its
                                                  Further, commenters expressed                        conduct additional evaluation,                        ability to perform crucial maintenance
                                               concern about potential unintended or                   including field surveys, and prepare                  and enhancement projects in a timely
                                               unknown adverse effects, including                      documentation to show how it                          manner. As noted above, the ACHP and
                                               visual effects, to archaeological sites and             identified historic properties. SHPOs                 USDOT believe this two-part Program
                                               traditional cultural properties.                        also raised a question about whether the              Comment meets the statutory
                                               Consistent with the interstate highway                  property-based approach would allow                   requirement to exempt the
                                               exemption, the Program Comment does                     for a loss of integrity to historic districts         consideration of effects within rail ROW
                                               not apply to non-rail historic properties               due to cumulative effects. The Program                consistent with the interstate highway
                                               and any archaeological site of any                      Comment has been revised to require                   exemption. The industry representatives
                                               nature in undisturbed locations. Section                specific opportunities for SHPO and                   asked that the sunset clause be deleted
                                               106 review to consider the effects to                   tribal involvement in the development                 from the draft, and it has been removed
                                               these types of historic properties would                of the excluded historic property lists. It           and replaced with regular evaluations.
                                               still need to occur, even if specific                   is also important to note that the                    They expressed concern over the
                                               activities or effects to certain rail                   Program Comment does not apply to                     reporting requirement as being too
                                               properties would be streamlined under                   consideration of effects to any non-rail              burdensome under Appendix A. The
                                               the terms of the Program Comment.                       historic properties.                                  reporting requirement was initially
                                                                                                          Many SHPOs noted concern about the                 revised to be an annual report. Finally,
                                                  There was some confusion as to
                                                                                                       level of detail to be provided in the                 the industry representatives noted
                                               whether the criteria for including a rail               implementing guidance as well as a
                                               property on the excluded property list                                                                        concern over the title of the ‘‘excluded’’
                                                                                                       concern with the lack of required                     historic property lists, and revisions
                                               was just an assessment of its National                  consultation with SHPOs and other
                                               Register eligibility or whether such                                                                          were made to the section headings to
                                                                                                       parties by the USDOT and the ACHP in                  clarify the applicability and context for
                                               evaluation only considered rail                         developing the guidance. In response,
                                               properties significant at the national                                                                        these lists.
                                                                                                       more details were added in the Program                   After making the edits noted above,
                                               level. On a related point, one SHPO said                Comment to the description of the
                                               it appeared the duties of the SHPO                                                                            USDOT submitted a revised final draft
                                                                                                       content of the guidance. Further, this                Program Comment to the ACHP on June
                                               regarding developing and maintaining                    approach models the approach taken in
                                               lists of eligible and listed historic                                                                         25, 2018. The ACHP made further
                                                                                                       the interstate highway exemption by                   revisions and circulated this draft to its
                                               properties were being given to the                      USDOT to develop implementing
                                               USDOT. The excluded historic property                                                                         council members and industry
                                                                                                       guidance to assist in the implementation              representatives for an informal review.
                                               lists only refer to the applicability of the            of the program alternative.
                                               Program Comment, not to any particular                                                                        In response, AAR and the Senate
                                                                                                          The National Trust for Historic
                                               property’s eligibility for the National                                                                       Committee staff asked for additional
                                                                                                       Preservation endorsed the comments
                                               Register. The Program Comment is not                                                                          changes to the Program Comment, and
                                                                                                       provided by the Colorado SHPO as well
                                               intended to modify the process for                      as provided a few additional points.                  in particular, asked the ACHP to remove
                                               determining properties eligible for                     They asked that revisions be made to                  the reporting requirement as it was still
                                               listing on the National Register. While                 clarify the continued applicability of                seen as overly burdensome on industry.
                                               there is reference to a property’s                      Section 4f and National Environmental                 The final version of the Program
                                               significance, properties significant at the             Policy Act to undertakings that may be                Comment does not include any annual
                                               state and local level may also be                       subject to the Program Comment, and                   reporting requirement but requires more
                                               considered for inclusion in the excluded                that SOI-qualified personnel be                       frequent program evaluations and
                                               historic property lists. The same criteria              involved in additional activities in                  requires USDOT OAs to review their use
                                               for developing the lists of excluded                    Appendix A. They asked that a dispute                 and application of the Program
                                               historic properties was used in the                     resolution process be added to                        Comment.
                                               interstate highway exemption, and per                   Appendix A as well. Finally, they                     III. Final Text of the Program Comment
                                               the requirement of the FAST Act, this                   expressed concern about the level of
                                               Program Comment is consistent with                                                                               The following is the text of the
                                                                                                       detail to be included in the                          Program Comment as issued by the
                                               that approach. In response to a concern                 implementing guidance document and
                                               raised about any change to the process                                                                        ACHP:
                                                                                                       the lack of consultation with SHPOs and
                                               of de-listing a property from the                       other parties in its development. These               Program Comment Program Comment To
                                               National Register, the relevant text has                comments reflect points raised and                    Exempt Consideration of Effects to Rail
                                               been deleted.                                           addressed in the discussion above.                    Properties Within Rail Rights-of-Way
                                                  There was also a question whether the                   Four industry representatives                        Section 106 of the National Historic
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                                               term ‘‘non-rail’’ historic property should              provided comments on the drafts of                    Preservation Act (‘‘NHPA’’), 54 U.S.C.
                                               be more clearly defined. In response, the               Appendix A and the property-based                     306108 (‘‘Section 106’’), requires federal
                                                                                                                                                             agencies to take into account the effects of
                                               ACHP and USDOT reviewed the                             approach shared with stakeholders in                  their undertakings on historic properties and
                                               definition of rail historic property and                May 2018 (the American Public                         to provide the Advisory Council on Historic
                                               believe it is clear, including any                      Transportation Association, Amtrak, the               Preservation (‘‘ACHP’’) a reasonable
                                               temporal association. The use of these                  Association of American Railroads                     opportunity to comment with regard to such
                                               terms relates to the mandate of the                     [AAR] and American Short Line and                     undertakings. The ACHP has issued



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                                               42924                         Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices

                                               regulations that set forth the process through             2. Under the Surface Transportation Project        activity listed in Appendix A, the Section
                                               which federal agencies comply with these                Delivery Program, codified at 23 U.S.C. 327,          106 requirements at 36 CFR 800.13 and/or
                                               responsibilities. Those regulations are                 a state may assume the Secretary of                   applicable burial law, as appropriate
                                               codified under 36 CFR part 800 (‘‘Section 106           Transportation’s responsibilities to comply           depending on the nature of the resource,
                                               regulations’’).                                         with Section 106 for certain projects or              apply because effects to such resources are
                                                 Under section 800.14(e) of the Section 106            classes of projects. In such cases, the state         not covered by this program comment. At
                                               regulations, agencies can request the ACHP              may rely on this program comment to fulfill           minimum, the Project Sponsor must cease all
                                               to provide a program comment on a                       its Section 106 responsibilities.                     work in the affected area, secure the area, and
                                               particular category of undertakings in lieu of             3. Where a program alternative developed           notify the federal agency within 72 hours.
                                               conducting separate reviews of each                     pursuant to 36 CFR 800.14, such as a                  The federal agency will consult with the
                                               individual undertaking under such category,             statewide programmatic agreement, delegates           State Historic Preservation Officer (SHPO),
                                               as set forth in 36 CFR 800.3 through 800.7.             Section 106 responsibility to another entity,         federally recognized Indian tribes, NHOs,
                                               Federal agencies can satisfy their Section 106          that entity may also utilize the terms of this        and any other stakeholders as appropriate, to
                                               responsibilities with regard to the effects of          program comment for relevant undertakings             determine the appropriate course of action. If
                                               undertakings on rail properties located in              as applicable. This program comment does              an undertaking involves multiple exempted
                                               railroad and rail transit rights-of-way (‘‘rail         not supersede or modify any existing                  activities listed in Appendix A, those that do
                                               ROW’’) by following this program comment                program alternatives, including existing              not involve or affect the non-rail resource, as
                                               and the steps set forth therein.                        executed programmatic agreements. In cases            determined by the federal agency, may
                                               I. Introduction                                         when this program comment and one or more             continue. The Project Sponsor must comply
                                                                                                       other program alternatives apply to a                 with any applicable state and/or local law
                                                  The ACHP is issuing this program                     proposed undertaking, the federal agency has          regarding the resource.
                                               comment to exempt consideration of effects              discretion to determine which program
                                               under Section 106 to rail properties located                                                                    C. This program comment does not alter
                                                                                                       alternative to follow.                                the requirements of any applicable
                                               within rail ROW. This program comment has
                                               been developed in accordance with Section               B. Continued Applicability of Section 106             easements, covenants, and/or state or local
                                               11504 of the Fixing America’s Surface                                                                         historic preservation ordinances. Other
                                                                                                          1. This program comment does not apply             federal and state laws such as the National
                                               Transportation Act (‘‘FAST Act’’) (49 U.S.C.            to, and the federal agency must comply with
                                               24202), which mandated the development of                                                                     Environmental Policy Act and Section 4(f) of
                                                                                                       the requirements of 36 CFR part 800, or               the USDOT Act also remain applicable, as
                                               a Section 106 exemption for ‘‘railroad rights-
                                                                                                       adhere to the terms of an applicable program          appropriate.
                                               of-way.’’ More specifically, it required the
                                                                                                       alternative executed pursuant to 36 CFR
                                               Secretary of Transportation to submit a                                                                       III. Activities-Based Approach to Exempting
                                                                                                       800.14, for the following:
                                               proposed exemption to the ACHP for                                                                            Consideration of Effects Under Section 106
                                               consideration, and for the ACHP to issue a                 a. Undertakings within rail ROW in the
                                               final exemption not later than 180 days after           following situations:                                    A. Undertakings to maintain, improve, or
                                               the date of receipt of the U.S. Department of              i. Undertakings that are located within or         upgrade rail properties located in rail ROW
                                               Transportation’s (‘‘USDOT’’) submittal.                 would affect historic properties located on           that are limited to the activities specified in
                                                  This program comment establishes two                 tribal lands;                                         Appendix A are exempt from the
                                               methods to meet the statutory directive: An                ii. Undertakings consisting of activities not      requirements of Section 106 because their
                                               activities-based approach and a property-               included in Appendix A and that may affect            effects on historic rail properties are
                                               based approach. The activities-based                    an excluded historic rail property designated         foreseeable and likely to be minimal or not
                                               approach described in section III exempts               by USDOT pursuant to section IV;                      adverse. The activities included in Appendix
                                               from Section 106 review the activities listed              iii. Undertakings that could affect historic       A are exempt from further Section 106
                                               in Appendix A, ‘‘Exempted Activities List,’’            buildings, structures, sites, objects, or             review regardless of whether the rail
                                               provided the conditions outlined therein are            districts that do not have a demonstrable             properties affected are eligible for or listed on
                                               met. Those activities involve maintenance,              relationship to the function and operation of         the National Register of Historic Places or
                                               repair, and upgrades to rail properties that            a railroad or rail transit system;                    whether the activities may affect an excluded
                                               are necessary to ensure the safe and efficient             iv. Undertakings that could affect                 historic rail property as designated by
                                               operation of freight, intercity passenger,              archaeological sites located in undisturbed           USDOT pursuant to section IV.
                                               commuter rail, and rail transit operations.             portions of rail ROW, regardless of whether              B. If a SHPO, a federally recognized Indian
                                               While those activities may over time alter              the sites are associated with railroads or rail       tribe, or an NHO believe an undertaking
                                               various historic elements within rail ROW,              transit systems. An archaeologist meeting the         carried out under Appendix A is adversely
                                               these changes are likely to be minimal or not           Secretary of the Interior’s Professional              affecting or has adversely affected a historic
                                               adverse and are necessary to continue                   Qualifications (‘‘SOI-qualified professional’’)       rail property, the SHPO, Indian tribe, or NHO
                                               meeting the transportation needs of the                 may assist in identifying undisturbed soils;          may notify the federal agency responsible for
                                               nation. The property-based approach                     and                                                   the undertaking of its concern. The federal
                                               described in section IV provides an optional               v. Undertakings that could affect historic         agency will promptly investigate the concern
                                               process for identifying excluded historic rail          properties of religious and cultural                  within 72 hours of the notification. The
                                               properties that are subject to Section 106              significance to federally recognized Indian           federal agency will then determine the
                                               review, while exempting consideration of                tribes or Native Hawaiian organizations               appropriate course of action, in consultation
                                               effects to other rail properties.                       (‘‘NHOs’’).                                           with the Project Sponsor, SHPO, Indian tribe,
                                                  If a federal agency responsible for carrying            b. Undertakings that are not within rail           NHO, and other stakeholders, as appropriate.
                                               out, licensing, permitting, or assisting an             ROW. For undertakings for which the area of
                                               undertaking with the potential to affect                potential effects (‘‘APE’’) is partially within       IV. Property-Based Approach to Exempting
                                               historic rail properties meets the terms of this        but extends beyond rail ROW, this program             Consideration of Effects Under Section 106
                                               program comment, its Section 106                        comment applies only to the portions of the              Project Sponsors may opt to collaborate
                                               responsibility to take into accounts those              undertaking within rail ROW. Federal                  with a USDOT Operating Administration
                                               effects will be satisfied.                              agencies must consider potential effects to           (‘‘OA’’) to designate excluded historic rail
                                               II. Applicability                                       properties adjacent to rail ROW that could be         properties within a defined study area, as
                                                                                                       affected by the undertaking, including noise          described in section IV.A, for which the
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                                               A. Applicability of Program Comment                     or vibration effects or changes to a historic         federal agency must comply with
                                                 1. The program comment applies to                     property’s setting.                                   requirements of Section 106 for undertakings
                                               undertakings that may affect rail properties               2. If an unanticipated discovery of a non-         that have the potential to affect those
                                               located within rail ROW. Any federal agency             rail historic property, archaeological site of        properties. Once a USDOT OA formally
                                               responsible for an undertaking located within           any nature, or human remains, or an                   excludes historic rail properties within a
                                               rail ROW may utilize this program comment               unanticipated adverse effect on a previously          study area, consideration of effects to all
                                               to satisfy its Section 106 responsibilities for         identified non-rail historic property is made         other evaluated rail properties within that
                                               those undertakings.                                     during the implementation of an exempted              study area shall be exempt from Section 106



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                                                                             Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices                                                42925

                                               review for any undertaking by any federal               the USDOT OA will take the following                  properties for potential designation as
                                               agency. In accordance with section IV.C.                actions to review and designate excluded              excluded historic rail properties to remain
                                               below, USDOT will publish implementing                  historic rail properties:                             subject to Section 106; describe the process
                                               guidance that will provide further detail                  a. The USDOT OA will review each                   by which a Project Sponsor may propose
                                               regarding the identification and evaluation of          proposal received from a Project Sponsor in           excluded historic rail properties to a USDOT
                                               excluded historic rail properties. This                 accordance with the implementing guidance.            OA, including early coordination between
                                               property-based approach shall go into effect            The USDOT OA shall notify and request the             the Project Sponsor and the USDOT OA;
                                               on the date USDOT publishes the                         input of the SHPO(s), Indian tribes, and/or           establish timeframes for USDOT OA review
                                               implementing guidance within nine months                NHOs when reviewing a Project Sponsor’s               of proposals and designation of excluded
                                               of issuance of this Program Comment.                    proposal. The USDOT OA will have the                  historic rail properties; and establish public
                                                                                                       discretion to require a Project Sponsor to            involvement methods.
                                               A. Identification of Excluded Historic Rail             conduct additional evaluation and/or provide
                                               Properties                                              additional documentation to demonstrate               V. Definition of Terms
                                                  1. A Project Sponsor that opts to follow the         that the Project Sponsor made a reasonable              Any terms not defined below shall follow
                                               property-based approach to identify excluded            effort to identify potential excluded rail            the definitions in the NHPA, 54 U.S.C.
                                               historic rail properties must follow the steps          properties. Following its review of a Project         300301–300321, and in 36 CFR parts 60 and
                                               outlined below, in accordance with the                  Sponsor’s proposal, the USDOT OA will                 800.
                                               implementing guidance. To provide                       make the proposed list, modified as                     A. ‘‘Area of potential effects’’ is defined in
                                               maximum flexibility and utility in this                 necessary based on its review and any                 36 CFR 800.16(d) and means the geographic
                                               process, a Project Sponsor can opt-in on its            consultation or additional evaluation or              area or areas within which an undertaking
                                               preferred timeline.                                     documentation, available for public review            may directly or indirectly cause alterations in
                                                  a. A Project Sponsor must clearly define             and comment, and will consider input from             the character or use of historic properties, if
                                               the study area, i.e., the portion of rail ROW           interested parties and the public before              any such properties exist. The area of
                                               to be evaluated, which can be identified by             designating the excluded historic rail                potential effects is influenced by the scale
                                               location (e.g., state, county), name of rail            properties within a study area. The USDOT             and nature of an undertaking and may be
                                               corridor, railroad, rail transit system or line,        OA may seek input from the ACHP,                      different for different kinds of effects caused
                                               and/or mile-post information, etc.                      including advice regarding resolution of any          by the undertaking.
                                                  b. A Project Sponsor may choose to                   objections or concerns from commenters,                 B. ‘‘Excluded historic rail properties’’
                                               evaluate for designation as excluded historic           before making such designations. The                  means those historic properties that illustrate
                                               rail properties either (i) all rail properties in       USDOT may, as needed, consult with the                the history of the development of the nation’s
                                               the defined study area, or (ii) a particular            Keeper of the National Register to resolve            railroads or rail transit systems and:
                                               property type or types, such as rail bridges,           questions or disagreements about the                    1. Are at least 50 years old, possess
                                               stations and depots, tunnels, etc. within the           National Register eligibility of any rail             national significance, and meet the National
                                               defined study area.                                     properties.                                           Register eligibility criteria as defined in 36
                                                  c. A Project Sponsor’s evaluation efforts               b. The USDOT OA will designate excluded            CFR 60.4;
                                               should also be informed by a variety of                 historic rail properties within a study area            2. are less than 50 years old, possess
                                               available and existing information, including           within 12 months of receipt of a Project              national significance, meet the National
                                               historic context studies, local and state               Sponsor’s adequately supported proposal, in           Register eligibility criteria, and are of
                                               inventories, surveys and evaluations; railroad          accordance with the implementing guidance.            exceptional importance;
                                               company records (e.g., bridge inventories or               c. USDOT will publish and periodically               3. were listed in the National Register, or
                                               inspection reports); knowledgeable railroad             update the list of designated excluded                determined eligible for the National Register
                                               and rail transit personnel; railroad and rail           historic rail properties on its website               by the Keeper pursuant to 36 CFR part 63,
                                               transit historical society museum and                   (www.transportation.gov).                             prior to the effective date of the Program
                                               archival collections; railroad and rail transit         B. Effect of Designation as an Excluded               Comment and retain eligibility as determined
                                               enthusiast website publications; state or local         Historic Rail Property                                by the USDOT OA; or
                                               historic preservation organizations; and other                                                                  4. are at least 50 years old and meet the
                                                                                                          1. All undertakings that may affect
                                               relevant documentation and professional                 USDOT-designated excluded historic rail               National Register eligibility criteria at the
                                               experience and expertise. Prior to submitting           properties are subject to Section 106.                state or local level of significance, as
                                               its proposed list to the USDOT OA, each                 However, undertakings that include activities         determined by the USDOT OA.
                                               Project Sponsor must notify the SHPO(s) in              listed in Appendix A require no further                 C. ‘‘Historic property’’ is defined in 36 CFR
                                               the state(s) within which the study area lie(s),        Section 106 review regardless of the rail             800.16(l) and means any prehistoric or
                                               and Indian tribes or NHOs who may attach                property that would be affected, including            historic district, site, building, structure, or
                                               religious and cultural significance to historic         excluded historic rail properties.                    object included in, or eligible for inclusion
                                               properties within the study area, of its                   2. Once a USDOT OA designates excluded             in, the National Register of Historic Places
                                               evaluation efforts to identify excluded                 historic rail properties within a study area          maintained by the Secretary of the Interior.
                                               properties and request their input. If existing         and the list is published on the USDOT                This term includes artifacts, records, and
                                               information is not available to determine the           website, consideration of effects to all other        remains that are related to and located within
                                               potential historic significance of rail                 evaluated rail properties within that study           such properties. The term includes properties
                                               properties within the defined study area, the           area are exempt from Section 106 review. If           of religious and cultural importance to a
                                               USDOT OA may require the Project Sponsor                a Project Sponsor chooses to evaluate only a          federally recognized Indian tribe or Native
                                               to conduct a physical survey of the study               specific rail property type, rather than all          Hawaiian organization that meet the National
                                               area carried out by or under the direct                 historic properties, within a study area, then        Register criteria.
                                               supervision of individuals meeting the SOI’s            consideration of effects to rail properties             D. ‘‘In-kind’’ means that new materials
                                               professional qualifications.                            other than the type evaluated remain subject          used in repairs or replacements match the
                                                  d. A Project Sponsor must submit to the              to Section 106.                                       material being repaired or replaced in design,
                                               USDOT OA the rail properties it proposes be                                                                   color, texture, other visual properties, and,
                                               designated as excluded historic rail                    C. Implementing Guidance                              where possible, materials. For more
                                               properties, along with a summary of its                    1. Within nine months of the ACHP’s                information, see The Secretary of the
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                                               evaluation efforts including whether it                 issuance of the final Program Comment,                Interior’s Standards for Rehabilitation, at
                                               evaluated all rail properties within the study          USDOT, in coordination with the ACHP and              https://www.nps.gov/tps/standards/
                                               area or only a certain type(s) of rail property,        other federal agencies who may have an                rehabilitation.htm.
                                               in accordance with the implementing                     interest in utilizing the Program Comment,              E. ‘‘National significance’’ means a historic
                                               guidance.                                               will publish guidance for implementing the            property that is eligible or listed in the
                                                  2. Once a Project Sponsor submits a                  property-based approach.                              National Register and either:
                                               proposal to designate excluded historic rail               2. The guidance will: Provide further                1. designated as a National Historic
                                               properties for a study area to the USDOT OA,            instruction and examples for evaluating rail          Landmark;



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                                               42926                         Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices

                                                  2. designated as a Historical Civil                    I. ‘‘Section 106’’ means Section 106 of the         IX. Withdrawal
                                               Engineering Landmark;                                   National Historic Preservation Act, 54 U.S.C.           The ACHP may withdraw this program
                                                  3. listed as nationally significant in its           306108.                                               comment, pursuant to 36 CFR 800.14(e)(6),
                                               nomination or listing in the National                     J. ‘‘Study area’’ means the portion of rail         by publication of a notice in the Federal
                                               Register; or                                            ROW identified for the purposes of the                Register 30 days before the withdrawal will
                                                  4. determined by a USDOT OA to have                  evaluation under the property-based                   take effect.
                                               significance at the national level.                     approach described in section IV. It may be
                                                  F. ‘‘Project Sponsor’’ means an entity such          delineated by: location (e.g., state, county);        Appendix A: Exempted Activities List
                                               as a state, tribal or local government, joint           name of rail corridor, railroad, rail transit
                                                                                                       system or line; or mile-post information.             I. General Rule
                                               venture, railroad commission, compact
                                               authority, port authority, transit agency or              K. ‘‘Undertaking’’ is defined at 36 CFR                A. The federal agency is responsible for
                                               authority, or private company that is eligible          800.16(y) and means a project, activity, or           determining if an undertaking is covered by
                                               to receive federal financial assistance (e.g.,          program funded in whole or in part under the          one or more activities in the Exempted
                                               grant, loan). A Project Sponsor may also be             direct or indirect jurisdiction of a federal          Activities List. At its discretion, the federal
                                               an entity that requires a federal permit,               agency, including those carried out by or on          agency may require the Project Sponsor to
                                               license, or approval to carry out a proposed            behalf of a federal agency; those carried out         provide relevant documentation, such as
                                               activity in rail ROW (e.g., a permit under              with federal financial assistance; and those          plans, photographs, or materials
                                               Section 404 of the Clean Water Act issued by            requiring a federal permit, license, or               specifications, so that the federal agency can
                                               the Army Corps of Engineers or a permit                 approval.                                             determine whether the Exempted Activities
                                               under Section 9 of the Rivers and Harbors                 L. ‘‘Undisturbed portions of rail ROW’’             List applies.
                                               Act of 1899 issued by the United States Coast           means soils that have not been physically                B. Whenever possible, historic materials
                                               Guard).                                                 impacted by previous construction or other            must be repaired rather than replaced. At its
                                                  G. ‘‘Rail properties’’ means infrastructure          ground disturbing activities such as grading.         discretion, the federal agency may require the
                                               located within rail ROW that has a                      Undisturbed soils may occur below the depth           Project Sponsor to provide written
                                               demonstrable relationship to the past or                of previously disturbed soils or fill.                justification explaining why repair is not
                                               current function and operation of a railroad              M. ‘‘USDOT OA’’ means the United States             feasible. In cases where existing historic
                                               or rail transit system, including but not               Department of Transportation’s Operating              materials are beyond repair, replacement
                                               limited to: Rails and tracks, ties, ballast, rail       Administrations, including the Federal                must be carried out in-kind as defined below.
                                                                                                       Railroad Administration (‘‘FRA’’), the                   C. Several of the activities in the Exempted
                                               beds, signal and communication systems,
                                                                                                       Federal Transit Administration, and the               Activities List require that the work be ‘‘in-
                                               switches, overhead catenary systems,
                                                                                                       Federal Highway Administration.                       kind.’’ For purposes of this program
                                               signage, traction power substations,
                                                                                                                                                             comment, ‘‘in-kind’’ means that new
                                               passenger stations/depots and associated                VI. Effective Date                                    materials used in repairs or replacements
                                               infrastructure and utilities, freight transfer
                                                                                                         The activities-based approach to exempting          match the material being repaired or replaced
                                               facilities, boarding areas and platforms,
                                                                                                       consideration of effects under Section 106, as        in design, color, texture, other visual
                                               boarding platform shelters and canopies,
                                                                                                       described in section III, shall go into effect        properties, and, where possible, materials.
                                               bridges, culverts, tunnels, retaining walls,
                                                                                                       on the date the program comment is issued             For more information, see The Secretary of
                                               ancillary facilities, ventilation structures,                                                                 the Interior’s Standards for Rehabilitation, at
                                               equipment maintenance and storage                       by the ACHP. At that time, federal agencies
                                                                                                       may immediately utilize the list of exempted          https://www.nps.gov/tps/standards/
                                               facilities, railyards and rail transit yards,                                                                 rehabilitation.htm. Except where specified in
                                               parking lots and parking structures,                    activities in Appendix A. This includes
                                                                                                       undertakings that have not yet been initiated         the Exempted Activities List, a Project
                                               landscaping, passenger walkways, and                                                                          Sponsor is not required to involve an SOI-
                                               security and safety fencing. Rail properties            and undertakings for which the Section 106
                                                                                                       review process is underway but not                    qualified professional in carrying out in-kind
                                               may also include a section of a railroad or                                                                   work. However, the federal agency, at its
                                                                                                       completed.
                                               rail transit line. The definition does not                                                                    discretion, may require the Project Sponsor
                                                                                                         The property-based approach to exempting
                                               include properties with no demonstrable                                                                       to provide documentation demonstrating that
                                                                                                       consideration of effects under Section 106, as
                                               relationship to the function and operation of                                                                 the work would be in-kind, utilize non-
                                                                                                       described in section IV, shall go into effect
                                               a railroad or rail transit system, such as:                                                                   damaging or reversible methods, etc.
                                                                                                       on the date USDOT publishes the
                                               adjacent residential, commercial or                                                                              D. Certain activities, as specified in the
                                                                                                       implementing guidance in accordance with
                                               municipal buildings; or property unrelated to                                                                 Exempted Activities List, require that the
                                                                                                       section IV.C.
                                               existing or former railroads and rail transit                                                                 federal agency and Project Sponsor ensure
                                               lines that is proposed to be used for new rail          VII. Program Comment Review                           the work is performed by or under the
                                               infrastructure.                                            Within one year of the issuance of this            supervision of individuals that meet the
                                                  H. ‘‘Railroad and Rail Transit Rights-of-            program comment, and every two years                  SOI’s Professional Qualification Standards in
                                               Way’’ means the land and infrastructure that            thereafter, the USDOT OAs and the ACHP                Architectural History, Architecture, and/or
                                               have been developed for existing or former              shall evaluate the ongoing effectiveness and          Historic Architecture (see 36 CFR Appendix
                                               intercity passenger rail, freight rail, rail            efficiency of the implementation of this              A to part 61), as appropriate, and must be
                                               transit operations, or that are maintained for          program comment. The USDOT OAs shall                  performed in accordance with the SOI
                                               the purpose of such operations. Rail ROW                review their use and application of the               Standards for the Treatment of Historic
                                               includes current and/or former railroad or              program comment, and may invite                       Properties (https://www.nps.gov/tps/
                                               rail transit lines regardless of current                transportation stakeholders to participate in         standards.htm). If an SOI-qualified
                                               ownership and whether there is rail service             this review as appropriate.                           professional is not available to assist in the
                                               operating on the railroad or rail transit line.                                                               evaluation and/or design of a specified
                                               It includes property that was previously                VIII. Amendment                                       activity, that activity is not exempt from
                                               developed for railroad or rail transit use even            The ACHP may amend this program                    Section 106 review.
                                               though the infrastructure has been modified             comment after consulting with the USDOT                  E. The Exempted Activities List does not
                                               or removed, and the property may lack visual            OAs and other relevant federal agencies, the          apply to archaeological sites of any nature
                                               evidence of previous railroad or rail transit           National Conference of State Historic                 located within undisturbed portions of rail
                                               use. It does not include land that was never            Preservation Offices (‘‘NCSHPO’’), National           ROW. Therefore, if an exempted activity
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                                               developed for railroad or rail transit use. Rail        Association of Tribal Historic Preservation           would cause ground disturbance in
                                               ROW includes and may be identifiable by the             Officers (‘‘NATHPO’’), tribal representatives,        undisturbed portions of the rail ROW, the
                                               presence of infrastructure that has a                   the National Trust for Historic Preservation,         federal agency is responsible for complying
                                               demonstrable relationship to the past or                and representatives from the railroad and rail        with Section 106 regarding consideration of
                                               current function and operation of a railroad            transit industry, as appropriate. The ACHP            potential effects to archaeological sites before
                                               or rail transit system that commonly includes           will publish a notice in the Federal Register         approving the undertaking.
                                               but is not limited to the rail properties               informing the public of any amendments that              F. The Exempted Activities List does not
                                               specified in the definition above.                      are made to the program comment.                      apply to non-railroad or rail transit related



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                                                                             Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices                                                42927

                                               buildings or structures located within or               district, provided the replaced structures are        extent feasible and when appropriate, use a
                                               adjacent to rail ROW within an undertaking’s            substantially the same size as or smaller than        minimally obtrusive design; match the color
                                               APE. The federal agency remains responsible             the existing structures and are visually              of surrounding paint, wall coverings,
                                               for determining whether an activity in the              compatible with the surrounding built                 finishes, etc.; avoid damaging or removing
                                               Exempted Activities List has the potential to           environment.                                          historic fabric; be attached to non-historic
                                               affect non-rail historic properties and for                6. Maintenance, repair, or replacement of          fabric; be concealed within existing
                                               complying with Section 106 with regard to               tunnel emergency egress hatchways.                    enclosures or conduit or behind walls and
                                               those properties before approving the                      7. Maintenance, installation, repair, or           ceilings; be co-located with existing similar
                                               undertaking.                                            replacement of lighting, signal and                   modern equipment, etc.
                                                  G. If an unanticipated discovery of a non-           communications systems, railings, and other              6. Maintenance, repair, or replacement of
                                               rail historic property, archaeological site of          safety- and security-related equipment or             HVAC or electrical systems.
                                               any nature, or human remains, or an                     elements located within the interiors of                 7. Installation of new HVAC or electrical
                                               unanticipated adverse effect on a previously            tunnels.                                              systems, except within publicly accessible
                                               identified non-rail historic property is made              8. Removal or replacement of any bridge or         areas of stations or depots. Such new
                                               during the implementation of an activity on             tunnel material or added-on element that is           installations must, to the extent feasible and
                                               the Exempted Activities List, the Section 106           not part of the original construction.                when appropriate, use a minimally obtrusive
                                               requirements at 36 CFR 800.13 and/or                       9. Actions to strengthen or repair                 design; match the color of surrounding paint,
                                               applicable burial law, as appropriate                   deteriorating non-character defining                  wall coverings, finishes, etc.; avoid damaging
                                               depending on the nature of the resource,                structural components of bridges that are             or removing historic fabric; be attached to
                                               apply because effects to such resources are             intended to maintain their useful life and            non-historic fabric; be concealed within
                                               not covered by this program comment. At                 safe use and that do not substantially alter          existing enclosures or conduit or behind
                                               minimum, the Project Sponsor must cease all             the bridge from its existing appearance.              walls and ceilings; be co-located with
                                               work in and secure the area and notify the                 10. The following activity must be                 existing similar modern equipment, etc.
                                               federal agency within 72 hours. The federal             performed or supervised by an SOI-qualified              8. Minor ADA improvements at passenger
                                               agency will consult with SHPO, federally                professional: In-kind replacement of                  stations that do not damage, cover, alter, or
                                               recognized Indian tribes, NHOs, and other               character-defining structural or non-                 remove character-defining architectural
                                               stakeholders as appropriate, to determine the           structural components of a bridge                     spaces, features, or finishes. Examples
                                               appropriate course of action. The Project               superstructure or substructure that do not            include the installation of restroom stalls/
                                               Sponsor must comply with any applicable                 diminish the overall integrity of the bridge.         partitions, hardware and fixtures such as grab
                                               state or local law regarding the resource. If           This does not include demolition of a bridge          bars, tilt frame mirrors, and sinks and toilets;
                                               an undertaking involves multiple activities             and replacement with an entirely new                  tactile warning strips on floors, passenger
                                               on the Exempted Activities List, those that do          structure.                                            walkways, and platforms; cane detectors;
                                               not involve or affect the non-rail resource, as                                                               sidewalk curb cuts; automatic door openers;
                                               determined by the federal agency, may                   C. Railroad and Rail Transit Buildings (e.g.,         and handrails.
                                               continue.                                               Passenger Stations and Depots, Maintenance               9. Maintenance, repair, or replacement of
                                                  H. The Project Sponsor must comply with              and Equipment Buildings, Interlocking                 previously installed ADA elements.
                                               the requirements of any applicable                      Towers) and Boarding Platforms                           10. Maintenance, repair, or replacement of
                                               easements, covenants, and/or state or local                1. Modifications (e.g., repair, extension,         pumps, air compressors, or fueling stations.
                                               historic preservation ordinances. Other                 widening, slope adjustments, changes in                  11. Removal of mechanical equipment
                                               federal and state laws such as the National             height) to non-character defining passenger           inside railroad and rail transit facilities not
                                               Environmental Policy Act and Section 4(f) of            platforms and walkways that are necessary to          visible to the public. Examples include relay
                                               the USDOT Act also remain applicable to                 meet Americans with Disabilities Act (ADA)            panels, switchgear, and track diagram boards.
                                               activities exempted from Section 106, as                requirements or other federal or municipal            If the equipment to be removed includes
                                               appropriate.                                            public or life safety codes and standards,            obsolete or outdated technology, the Project
                                               II. Exempted Activities List                            provided those changes do not require                 Sponsor must contact the SHPO, railroad
                                                                                                       associated improvements such as relocation            museums or railroad historical societies,
                                               A. Track and Trackbed                                   of station doors, construction of ramps, etc.         museums, educational institutions, or similar
                                                  1. Track and trackbed maintenance, repair,           When the original material and construction           entities to determine if there is an entity that
                                               replacement, and upgrades within the                    used something other than common concrete             may be interested in purchasing or receiving
                                               existing footprint (i.e., existing subgrade, sub-       or asphalt methods (e.g., decorative brick or         the equipment as a donation, as appropriate.
                                               ballast, ballast, and rails and crossties               tile), new materials (e.g., non-slip) may be          The Project Sponsor must demonstrate to the
                                               (track)). These activities must not include             used but must visually match the existing             federal agency that it has made a good faith
                                               alterations to the trackbed that would result           decorative pattern.                                   effort to contact such parties prior to removal
                                               in a substantial visual change (i.e., elevation            2. Maintenance or repair of escalators,            and disposition of such equipment.
                                               or alignment) in the relationship between the           elevators, or stairs. Repair of decorative (i.e.,        12. Addition of new mechanical equipment
                                               trackbed and the surrounding landscape or               non-mechanical) elements must be in-kind.             in basements, beneath platforms, in
                                               built environment.                                      Repair of stairs constructed of material other        designated mechanical equipment areas, or
                                                  2. Reinstallation of double tracking on a            than common concrete (e.g., brick, tile,              in areas that are otherwise out of public view.
                                               currently single-tracked line that had                  marble) must be in-kind.                                 13. Paving, painting, or striping of existing
                                               historically been double-tracked.                          3. Cleaning, painting, or refinishing of           parking surfaces.
                                                                                                       surfaces with a like color and where the                 14. In-kind maintenance or repair of
                                               B. Bridges and Tunnels                                  products or methods used would not damage             platform boarding canopies and supports.
                                                  1. In-kind maintenance and repair of                 the original surface.                                    15. In-kind maintenance or repair of
                                               bridges and tunnels.                                       4. Maintenance, repair, or replacement of          architecturally distinctive light poles and
                                                  2. In-kind replacement of bridge hardware            fire or security alarm or fire suppression            fixtures.
                                               and mechanical and electrical components                systems, physical access controls, security              16. State-of-good-repair (‘‘SOGR’’)
                                               (e.g., brackets, rivets, bearings, motors).             cameras, wireless internet, and similar safety,       activities not included elsewhere in this
                                                  3. Maintenance or repair of tunnel                   security, or computer equipment and                   section that are necessary to keep a station,
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                                               ventilation structures and associated                   devices.                                              depot, or other railroad or rail transit
                                               equipment (e.g., fans, ducting).                           5. Installation of new fire or security alarm      building inhabitable and safe, as required by
                                                  4. Replacement of tunnel ventilation                 or fire suppression systems, physical access          applicable federal or municipal fire, life
                                               structures that are not located within a                controls, security cameras, wireless internet,        safety, or health codes or standards, and in
                                               previously identified historic district.                and similar safety, security, or computer             transportation-related use that meet the
                                                  5. Replacement of tunnel ventilation                 equipment and devices, except within                  following conditions:
                                               structures that are located and publicly                publicly accessible areas of stations or                 a. Maintenance and repair activities that
                                               visible within a previously identified historic         depots. Such new installations must, to the           affect character-defining architectural



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                                               42928                         Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices

                                               features (e.g., elevator head houses and                passenger stations (e.g., handrails, ticket           substantial change in appearance.
                                               portals; roofs; doors; windows; stairs;                 counters, mouldings).                                 Replacements must be substantially the same
                                               platform canopies; columns; floors; ceilings)             i. Replacement of character-defining                appearance and size as existing.
                                               must be in-kind.                                        signage (e.g., station identifier, wayfinding)           6. Addition of lanes, turning lanes, road
                                                  b. SOGR activities do not include                    within publicly accessible areas of stations or       widening, and pavement markings at existing
                                               demolition, decommissioning, or                         depots.                                               at-grade crossings when the crossing does not
                                               mothballing of railroad or rail transit                                                                       involve an individual National Register-listed
                                               buildings that are not in use, or reconfiguring         D. Signals, Communications, and Power
                                                                                                                                                             or known historic roadway or a roadway that
                                               the interior spaces of passenger stations for           Generation
                                                                                                                                                             is a contributing resource to a National
                                               a new use (e.g., enclosing a passenger waiting            1. Maintenance, repair, or replacement of           Register-listed or known historic district.
                                               area to create new office, baggage handling,            component parts of signal, communications,               7. Construction of curbs, gutters, or
                                               or event space).                                        catenary, electric power systems, or other            sidewalks adjacent to existing roadway at
                                                  17. Maintenance, repair, or replacement              mechanical equipment that retains the visual          existing at-grade crossings when the crossing
                                               activities that are not included elsewhere on           appearance of the existing infrastructure.            does not involve an individual National
                                               this list and involve non-character-defining            This includes replacement of individual               Register-listed or eligible roadway or a
                                               non-structural elements, features, systems,             signal masts or transmission lines, but does          roadway that is a contributing resource to a
                                               hardware, and fixtures in the interior or on            not include demolition and replacement of             National Register-listed or eligible historic
                                               the exterior of non-station railroad or rail            an entire catenary system or signal bridge.           district.
                                               transit buildings.                                        2. Maintenance, repair, or replacement of              8. The following activities must be
                                                  18. In-kind maintenance or repair of                 radio base stations.                                  performed or supervised by an SOI-qualified
                                               original architectural features in the interior           3. Maintenance, repair, or replacement of           professional:
                                               or on the exterior of passenger stations (e.g.,         the mechanical components of traction                    a. Addition of lanes, turning lanes, road
                                               handrails, ticket counters, mouldings.                  power substations, e.g., transformers, circuit        widening, and pavement markings at existing
                                                  19. In-kind maintenance or repair of                 breakers, electrical switches. This does not          at-grade crossings when the crossing involves
                                               character-defining signage (e.g., station               include demolition and replacement of an              an individual National Register-listed or
                                               identifier, wayfinding) within publicly                 entire substation.                                    eligible roadway or a roadway that is a
                                               accessible areas of stations or depots.                   4. In-kind maintenance or repair of signal          contributing resource to a National Register-
                                                  20. Maintenance, repair, or replacement of           bungalows, signal houses, control houses,             listed or eligible historic district.
                                               non-character defining signage (e.g., station           instrument houses, and structures of similar             b. Construction of curbs, gutters, or
                                               identifier, wayfinding) within publicly                 function.                                             sidewalks adjacent to existing roadway at
                                               accessible areas of stations or depots.                   5. Installation, repair, or replacement of          existing at-grade crossings when the crossing
                                                  21. The following activities must be                 communications equipment on locomotives               involves an individual National Register-
                                               performed or supervised by an SOI-qualified             and rolling stock that are actively used for          listed or eligible roadway or a roadway that
                                               professional:                                           intercity passenger rail, rail transit, or freight    is a contributing resource to a National
                                                  a. Replacement of character defining                 rail. This does not apply to historic trains          Register-listed or eligible historic district.
                                               escalators, elevators, or stairs, and decorative        used for tourism.
                                               elements related thereto.                                 6. The following activities must be                 F. Safety and Security
                                                  b. ADA improvements at passenger stations            performed or supervised by an SOI-qualified              1. Maintenance, repair, replacement, or
                                               that involve the modification or removal of             professional:                                         installation of the following security and
                                               character-defining features such as stairs,               a. Replacement of signal bungalows, signal          intrusion prevention devices adjacent to
                                               floors, ceilings, doors, windows, roofs,                houses, control houses, instrument houses,            tracks or in railyards or rail transit yards:
                                               platform boarding canopies and supports,                and structures of similar function.                   Security cameras, closed captioned television
                                               benches/seating, or ticket counters; or that                                                                  (‘‘CCTV’’) systems, light poles and fixtures,
                                               involve the addition of new ramps, stairs,              E. Railroad and Rail Transit/Roadway At-
                                                                                                                                                             bollards, emergency call boxes, access card
                                               escalators, elevators, wheelchair lifts,                Grade Crossings and Grade Separations
                                                                                                                                                             readers, and warning signage.
                                               wheelchair lift enclosures, station identifier             1. Maintenance, repair, or rehabilitation of          2. Maintenance, repair, replacement, or
                                               and wayfinding signage, and public                      at-grade railroad and rail transit crossings          installation of security and safety fencing,
                                               information display systems (‘‘PIDS’’).                 including installation of railroad and rail           guardrails, and similar intrusion prevention
                                                  c. SOGR activities that include                      transit crossing signs, signals, gates, warning       and fall protection measures.
                                               replacement of character-defining                       devices and signage, highway traffic signal              3. Maintenance, repair, replacement, or
                                               architectural features or otherwise require             preemption, road markings, paving and                 installation of safety equipment/fall
                                               substantial rehabilitation to address                   resurfacing, and similar safety improvements.         protection equipment on rail bridges, signal
                                               deteriorated conditions. As previously                     2. Replacement of at-grade railroad and rail       bridges, or other non-station structures for
                                               indicated, SOGR activities do not include               transit crossings on existing railroads, rail         the protection of rail workers or the public.
                                               demolition, decommissioning, or                         transit lines, and roadways, including                Examples include railings, walkways, gates,
                                               mothballing of railroad or rail transit                 components such as crossing signs, signals,           tie-off safety cables, anchors, and warning
                                               buildings that are not in use, or reconfiguring         gates, warning devices and signage, highway           signage.
                                               the interior spaces of passenger stations for           traffic signal pre-emption, road markings,               4. Maintenance, repair, replacement, or
                                               a new use (e.g., enclosing a passenger waiting          paving and resurfacing, and similar safety            installation of wayside detection devices.
                                               area to create new office, baggage handling,            features.                                                5. Maintenance, repair, replacement, or
                                               or event space).                                           3. Expansion of sidewalks, constructed             installation of bridge clearance/strike beams.
                                                  d. Installation of new fire or security alarm        with common concrete or asphalt methods,
                                               or fire suppression systems, physical access            along the sides of an existing at-grade               G. Erosion Control, Rock Slopes, and
                                               controls, security cameras, wireless internet,          railroad or rail transit crossing.                    Drainage
                                               and similar safety, security, or computer                  4. In-kind maintenance or repair of grade-            1. Placement of riprap and similar bank
                                               equipment and devices within publicly                   separated crossings of other transportation           stabilization methods to prevent erosion
                                               accessible areas of stations or depots.                 modes (highways, local roads, pedestrian              affecting bridges and waterways.
                                                  e. Installation of new HVAC or electrical            underpasses).                                            2. Erosion control through slide and slope
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                                               systems within publicly accessible areas of                5. In-kind rehabilitation or replacement of        corrections.
                                               stations or depots.                                     grade-separated crossings of other                       3. Rock removal and re-stabilization
                                                  f. Replacement of platform boarding                  transportation modes (highways, local roads,          activities such as scaling and bolting.
                                               canopies and supports.                                  pedestrian underpasses). This does not                   4. Maintenance, repair, or replacement of
                                                  g. Replacement of architecturally                    include modifications to existing grade               pre-cast concrete, cast iron, and corrugated
                                               distinctive light poles and fixtures.                   separation structures (e.g., bridges,                 metal culverts that lack stone or brick
                                                  h. Replacement of original architectural             overpasses) that would result in a substantial        headwalls. This does not include culverts
                                               features in the interior or on the exterior of          increase in height or overall massing or              such as those built by the Civilian



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                                                                             Federal Register / Vol. 83, No. 165 / Friday, August 24, 2018 / Notices                                                 42929

                                               Conservation Corps or those made out of                 J. Landscaping, Access Roads, and Laydown             compatible with the scale, size, and type of
                                               unique materials (e.g., a hollowed log).                Areas                                                 existing rail infrastructure, such as buildings
                                                 5. Expansion through horizontal elongation               1. In-kind replacement of landscaping.             for housing telecommunications equipment,
                                               of pre-cast concrete, cast iron, and corrugated            2. Mowing, seeding/reseeding, planting,            signal instruments, and similar equipment;
                                               metal culverts that lack stone or brick                 tree trimming, brush removal, or other                storage buildings that house landscaping or
                                               headwalls for the purpose of improved                   similar groundcover maintenance activities.           maintenance of way equipment or specialty
                                               drainage.                                                  3. Maintenance of access roads and lay-            vehicles for track repairs or inspections;
                                                 6. Embankment stabilization or the re-                down areas.                                           locomotive and train or rail transit car service
                                               establishment of ditch profiles.                                                                              and inspection facilities; trailers or
                                                 7. Corrections to drainage slopes, ditches,           K. Utilities                                          temporary structures for housing rail
                                               and pipes to alleviate improper drainage or                1. Maintenance, repair, or replacement of          personnel; fueling stations; underground
                                               changing alluvial patterns.                             above-ground and underground utilities (e.g.,         utilities; overhead utilities, transmission
                                                 8. In-kind maintenance, repair, or                    electrical, sewer, compressed air lines, fuel         lines, and communications poles, and
                                               replacement of retaining walls. Replacements            lines, fiber optic cable).                            signage. This does not include substantial
                                               must be substantially the same size and                    2. Maintenance, repair, replacement, or            new construction, such as construction of
                                               appearance as existing.                                 installation of utility lines and conduit inside      new passenger stations, railyards or rail
                                                 9. In-kind maintenance or repair of stone             tunnels that does not involve affixing new            transit yards, or tunnels, or demolition of
                                               or brick culvert headwalls and wingwalls.               equipment to the exterior face of tunnel              existing structures.
                                                 10. Maintenance, repair, or replacement of            portals.                                                 2. Construction of new at-grade crossings.
                                               culvert headwalls and wingwalls constructed                3. Affixing conduit, repeaters, antennae,             3. Construction of new erosion control,
                                               of concrete.                                                                                                  drainage, or stormwater management
                                                                                                       and similar small-scale equipment on the
                                                 11. Maintenance, repair, or alterations to
                                                                                                       exterior masonry face of tunnel portals where         infrastructure, such as culverts or retaining
                                               the interiors of culverts and related drainage
                                                                                                       the color of the equipment matches the                walls.
                                               pathways.
                                                                                                       existing masonry in order to limit its                   Authority: 36 CFR 800.14(e).
                                                 12. The following activities must be
                                                                                                       visibility and does not damage the masonry
                                               performed or supervised by an SOI-qualified                                                                      Dated: August 21, 2018.
                                               professional:                                           construction.
                                                                                                                                                             John M. Fowler,
                                                 a. Replacement of stone or brick culvert              L. Bicycle and Pedestrian Facilities, Shared          Executive Director.
                                               headwalls and wingwalls.                                Use Paths, and Other Trails
                                                 b. Vertical extension of stone or brick                                                                     [FR Doc. 2018–18329 Filed 8–23–18; 8:45 am]
                                                                                                          1. Maintenance, repair, or replacement of
                                               culvert headwalls using in-kind materials                                                                     BILLING CODE 4310–K6–P
                                               and design compatible with existing.                    existing bicycle lanes, pedestrian walkways,
                                                                                                       shared use paths (e.g., bicycle, pedestrian),
                                               H. Environmental Abatement                              and other trails intended for non-motorized
                                                  1. Removal or abatement of environmental             transportation that are constructed with              DEPARTMENT OF HOUSING AND
                                               hazards such as asbestos, treated wood, and             common materials (i.e., non-decorative                URBAN DEVELOPMENT
                                               lead or heavy-metal coatings and paintings.             concrete, asphalt, pavement, or gravel).
                                               Activities that replace coatings, paint,                   2. Adding lanes to existing shared use             [Docket No. FR–6081–N–10]
                                               flooring materials, etc. must be of the same            paths or other trails constructed with
                                               color and appearance as the materials that              common materials.                                     Order of Succession for HUD Region
                                               have been removed or abated.                               3. Adding at-grade crossings for                   VIII
                                                  2. Removal of contaminated ballast, sub-             pedestrians and bicycle facilities, shared use
                                               ballast, subgrade, and soils.                           paths, or other trails.                               AGENCY: Office of Field Policy and
                                                                                                          4. Maintenance, repair, replacement, or            Management, HUD.
                                               I. Operations                                           installation of bicycle aid stations, bicycle         ACTION: Notice of Order of Succession.
                                                  1. Establishment of quiet zones, including           racks, and bicycle storage sheds, and similar
                                               the installation of required warning devices            amenities. Installation of new bicycle storage        SUMMARY:    In this notice, the Assistant
                                               and additional safety measures installed at             structures must be visually compatible with
                                               grade crossings that do not entail closing of
                                                                                                                                                             Deputy Secretary for Field Policy and
                                                                                                       the surrounding building environment when
                                               existing roadways.1                                     located adjacent to historic passenger stations       Management, Department of Housing
                                                  2. Increased frequency of train or rail              or within National Register-listed or eligible        and Urban Development, designates the
                                               transit operations that do not result in noise          historic districts.                                   Order of Succession for the Denver
                                               or vibration impacts. The lead federal agency              5. Maintenance, repair, replacement, or            Regional Office and its Field Offices
                                               may, at its discretion, require a noise and             installation of information kiosks or displays,       (Region VIII). This Order of Succession
                                               vibration study be prepared by a qualified              wayfinding signage, and similar amenities for         supersedes all previous Orders of
                                               subject matter expert before approving the              pedestrian, bicyclists, or other path or trail        Succession for HUD Region VIII.
                                               undertaking.                                            users.
                                                  3. Temporary storage of rail cars or rail                                                                  DATES: August 17, 2018.
                                                                                                          6. Maintenance, repair, or replacement of
                                               transit cars on active rail lines.                      curbs, gutters, or sidewalks constructed with         FOR FURTHER INFORMATION CONTACT: John
                                                  4. Maintenance, repair, or replacement of            common materials.                                     B. Shumway, Assistant General
                                               noise barriers. If a replaced noise barrier is                                                                Counsel, Administrative Law Division,
                                               to be located and publicly visible within a             M. Construction/Installation of New Railroad
                                                                                                       or Rail Transit Infrastructure                        U.S. Department of Housing and Urban
                                               National Register-listed or eligible historic
                                               district, it must be substantially the same size                                                              Development, 451 7th Street SW, Room
                                                                                                         For any of the activities listed below, the
                                               as or smaller than existing and be visually             federal agency shall require the work be              9262, Washington, DC 20410–0500,
                                               compatible with the surrounding built                   performed by or under the supervision of an           telephone number 202–402–5190 (this
                                               environment.                                            SOI-qualified professional, based on the              is not a toll-free number). This number
                                                                                                       scope of work and location of a specific              may be accessed through TTY by calling
                                                 1 A quiet zone is an FRA exemption to the rule        proposal. As with all activities in this              the toll-free Federal Relay Service at
daltland on DSKBBV9HB2PROD with NOTICES




                                               requiring trains to sound their horns when              Exempted Activities List, but especially              800–877–8339.
                                               approaching public highway-rail grade crossings.        important for construction/installation of
                                               More information on the creation of quiet zones is                                                            SUPPLEMENTARY INFORMATION: The
                                                                                                       new railroad or Rail Transit infrastructure,
                                               available in FRA’s regulations at 49 CFR part 222,
                                                                                                       consideration must be given to the potential          Assistant Deputy Secretary for Field
                                               Use of Locomotive Horns at Public Highway-Rail                                                                Policy and Management, Department of
                                               Grade Crossings, and in guidance promulgated by         for effects to non-rail properties within or
                                               FRA’s Office of Railroad Safety (for example, see       adjacent to the rail ROW.                             Housing and Urban Development, is
                                               https://www.fra.dot.gov/Page/P0841 and https://           1. Minor new construction and installation          issuing this Order of Succession of
                                               www.fra.dot.gov/eLib/Details/L04781).                   of railroad or rail transit infrastructure that is    officials authorized to perform the


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Document Created: 2018-08-24 04:15:11
Document Modified: 2018-08-24 04:15:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProgram Comment issued to exempt consideration of effects to rail properties within rail rights-of-way.
DatesThe Program Comment was issued by the ACHP on August 17, 2018.
ContactKelly Y. Fanizzo, (202) 517-0193, [email protected]
FR Citation83 FR 42920 

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