83_FR_43855 83 FR 43689 - Agency Information Collection Activities: Proposed Collection; Comment Request

83 FR 43689 - Agency Information Collection Activities: Proposed Collection; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 83, Issue 166 (August 27, 2018)

Page Range43689-43690
FR Document2018-18523

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (the PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including the necessity and utility of the proposed information collection for the proper performance of the agency's functions, the accuracy of the estimated burden, ways to enhance the quality, utility, and clarity of the information to be collected, and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 83 Issue 166 (Monday, August 27, 2018)
[Federal Register Volume 83, Number 166 (Monday, August 27, 2018)]
[Notices]
[Pages 43689-43690]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-18523]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifier: CMS-10137 and CMS-10237]


Agency Information Collection Activities: Proposed Collection; 
Comment Request

AGENCY: Centers for Medicare & Medicaid Services, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (the PRA), federal agencies are required to publish notice 
in the Federal Register concerning each proposed collection of 
information (including each proposed extension or reinstatement of an 
existing collection of information) and to allow 60 days for public 
comment on the proposed action. Interested persons are invited to send 
comments regarding our burden estimates or any other aspect of this 
collection of information, including the necessity and utility of the 
proposed information collection for the proper performance of the 
agency's functions, the accuracy of the estimated burden, ways to 
enhance the quality, utility, and clarity of the information to be 
collected, and the use of automated collection techniques or other 
forms of information technology to minimize the information collection 
burden.

DATES: Comments must be received by October 26, 2018.

ADDRESSES: When commenting, please reference the document identifier or 
OMB control number. To be assured consideration, comments and 
recommendations must be submitted in any one of the following ways:
    1. Electronically. You may send your comments electronically to 
http://www.regulations.gov. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: Document Identifier/OMB 
Control Number ___, Room C4-26-05, 7500 Security Boulevard, Baltimore, 
Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' website address at https://www.cms.gov/Regulations-and-Guidance/Legislation/PaperworkReductionActof1995/PRA-Listing.html.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to Paperwork@cms.hhs.gov.
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: William Parham at (410) 786-1326.

SUPPLEMENTARY INFORMATION:

Contents

    This notice sets out a summary of the use and burden associated 
with the following information collections. More detailed information 
can be found in each collection's supporting statement and associated 
materials (see ADDRESSES).

CMS-10137 Solicitation for Applications for Medicare Prescription Drug 
Plan 2020 Contracts
CMS-10237 Medicare Advantage Application--Part C and 1876 Cost Plan 
Expansion Application Regulations under 42 CFR 422 (Subpart K) & 
417.400

    Under the PRA (44 U.S.C. 3501-3520), federal agencies must obtain 
approval from the Office of Management and Budget (OMB) for each 
collection of information they conduct or sponsor. The term 
``collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c) and includes agency requests or requirements that members of 
the public submit reports, keep records, or provide information to a 
third party. Section 3506(c)(2)(A) of the PRA requires federal agencies 
to publish a 60-day notice in the Federal Register concerning each 
proposed collection of information, including each proposed extension 
or reinstatement of an existing collection of information, before 
submitting the collection to OMB for approval. To comply with this 
requirement, CMS is publishing this notice.

Information Collection

    1. Type of Information Collection Request: Revision of a currently 
approved collection; Title of Information Collection: Solicitation for 
Applications for Medicare Prescription Drug Plan 2020 Contracts; Use: 
Coverage for the prescription drug benefit is provided through 
contracted prescription drug plans (PDPs) or through Medicare Advantage 
(MA) plans that offer integrated prescription drug and health care 
coverage (MA-PD plans). Cost Plans that are regulated under Section 
1876 of the Social Security Act, and Employer Group Waiver Plans (EGWP) 
may also provide a Part D benefit. Organizations wishing to provide 
services under the Prescription Drug Benefit Program must complete an 
application, negotiate rates, and receive final approval from CMS. 
Existing Part D Sponsors may also expand their contracted service area 
by completing the Service Area Expansion (SAE) application.
    Collection of this information is mandated in Part D of the 
Medicare Prescription Drug, Improvement, and

[[Page 43690]]

Modernization Act of 2003 (MMA) in Subpart 3. The application 
requirements are codified in Subpart K of 42 CFR 423 entitled 
``Application Procedures and Contracts with PDP Sponsors.'' The 
information will be collected under the solicitation of proposals from 
PDP, MA-PD, Cost Plan, Program of All Inclusive Care for the Elderly 
(PACE), and EGWP applicants. The collected information will be used by 
CMS to: (1) Ensure that applicants meet CMS requirements for offering 
Part D plans (including network adequacy, contracting requirements, and 
compliance program requirements, as described in the application), (2) 
support the determination of contract awards. Form Number: CMS-10137 
(OMB control number: 0938-0936); Frequency: Annually; Affected Public: 
Private Sector (Business or other for-profits, Not-for-Profit 
Institutions); Number of Respondents: 243; Total Annual Responses: 256; 
Total Annual Hours: 2,351.08. (For policy questions regarding this 
collection contact Arianne Spaccarelli, at 410-786-5715.)
    2. Type of Information Collection Request: Revision of a currently 
approved collection; Title of Information Collection: Medicare 
Advantage Application--Part C and 1876 Cost Plan Expansion Application 
Regulations under 42 CFR 422 (Subpart K) & 417.400; Use: The Medicare 
Prescription Drug, Improvement, and Modernization Act of 2003 (MMA) 
Public Law 108-173 established the Medicare Prescription Drug Benefit 
Program (Part D) and made revisions to the provisions of Medicare Part 
C, governing what is now called the Medicare Advantage (MA) program 
(formerly Medicare+Choice). The MMA directed that important aspects of 
the new Medicare Prescription Drug Benefit Program under Part D be 
similar to and coordinated with regulations for the MA program. The MMA 
changes made managed care more accessible, efficient, and attractive to 
beneficiaries seeking options to meet their needs.
    This information collection includes the process for organizations 
wishing to provide healthcare services under MA plans. These 
organizations must complete an application annually (if required), file 
a bid, and receive final approval from CMS. The MA application process 
has two options for applicants that include (1) request for new MA 
product or (2) request for expanding the service area of an existing 
product. CMS utilizes the application process as the means to review, 
assess and determine if applicants are compliant with the current 
requirements for participation in the MA program and to make a decision 
related to contract award. This collection process is the only 
mechanism for organizations to complete the required MA application 
process. CMS will collect and review information under the solicitation 
of Part C applications for the various health plan product types 
described in the Background section above. CMS will use the information 
to determine whether the applicants meet the requirements to become an 
MA organization and are qualified to provide a particular type of MA 
plan. The application process is open to all health plans that want to 
participate in the MA program. The application is distinct and separate 
from the bid process, and CMS issues a determination on the application 
prior to bid submissions, or before the first Monday in June. Form 
Number: CMS-10137 (OMB control number: 0938-0935); Frequency: Annually; 
Affected Public: Private Sector (Business or other for-profits, Not-
for-Profit Institutions); Number of Respondents: 380; Total Annual 
Responses: 400; Total Annual Hours: 6,106. (For policy questions 
regarding this collection contact Keith Penn-Jones, at 410-786-3104.)

    Dated: August 22, 2018.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2018-18523 Filed 8-24-18; 8:45 am]
BILLING CODE 4120-01-P



                                                                               Federal Register / Vol. 83, No. 166 / Monday, August 27, 2018 / Notices                                                         43689

                                              respondents other than their time. The
                                              estimated annual burden hours are 405.

                                                                                                           ESTIMATED ANNUALIZED BURDEN HOURS
                                                                                                                                                                                                             Average
                                                                                                                                                                                             Number of
                                                                                                                                                                           Number of                       burden per
                                                             Type of respondents                                                 Form name                                                 responses per
                                                                                                                                                                          respondents                       response
                                                                                                                                                                                             respondent     (in hours)

                                              HOPS study Patients ......................................   Behavioral survey (att 3a,b,9) ........................               2,500                 1           7/60
                                              HOPS Study Patients .....................................    Consent form (att 4) .......................................            450                 1          15/60



                                              Jeffrey M. Zirger,                                            ADDRESSES:   When commenting, please                             Plan Expansion Application
                                              Acting Chief, Information Collection Review                   reference the document identifier or                             Regulations under 42 CFR 422
                                              Office, Office of Scientific Integrity, Office                OMB control number. To be assured                                (Subpart K) & 417.400
                                              of the Associate Director for Science, Office                 consideration, comments and                                      Under the PRA (44 U.S.C. 3501–
                                              of the Director, Centers for Disease Control                  recommendations must be submitted in
                                              and Prevention.                                                                                                              3520), federal agencies must obtain
                                                                                                            any one of the following ways:                                 approval from the Office of Management
                                              [FR Doc. 2018–18445 Filed 8–24–18; 8:45 am]                     1. Electronically. You may send your                         and Budget (OMB) for each collection of
                                              BILLING CODE 4163–18–P                                        comments electronically to http://                             information they conduct or sponsor.
                                                                                                            www.regulations.gov. Follow the                                The term ‘‘collection of information’’ is
                                                                                                            instructions for ‘‘Comment or                                  defined in 44 U.S.C. 3502(3) and 5 CFR
                                              DEPARTMENT OF HEALTH AND                                      Submission’’ or ‘‘More Search Options’’
                                              HUMAN SERVICES                                                                                                               1320.3(c) and includes agency requests
                                                                                                            to find the information collection                             or requirements that members of the
                                                                                                            document(s) that are accepting                                 public submit reports, keep records, or
                                              Centers for Medicare & Medicaid
                                                                                                            comments.                                                      provide information to a third party.
                                              Services
                                                                                                              2. By regular mail. You may mail                             Section 3506(c)(2)(A) of the PRA
                                                                                                            written comments to the following                              requires federal agencies to publish a
                                              [Document Identifier: CMS–10137 and CMS–                      address: CMS, Office of Strategic
                                              10237]                                                                                                                       60-day notice in the Federal Register
                                                                                                            Operations and Regulatory Affairs,                             concerning each proposed collection of
                                              Agency Information Collection                                 Division of Regulations Development,                           information, including each proposed
                                              Activities: Proposed Collection;                              Attention: Document Identifier/OMB                             extension or reinstatement of an existing
                                              Comment Request                                               Control Number ___, Room C4–26–05,                             collection of information, before
                                                                                                            7500 Security Boulevard, Baltimore,                            submitting the collection to OMB for
                                              AGENCY: Centers for Medicare &                                Maryland 21244–1850.                                           approval. To comply with this
                                              Medicaid Services, HHS.                                         To obtain copies of a supporting                             requirement, CMS is publishing this
                                              ACTION: Notice.                                               statement and any related forms for the                        notice.
                                                                                                            proposed collection(s) summarized in
                                              SUMMARY: The Centers for Medicare &                           this notice, you may make your request                         Information Collection
                                              Medicaid Services (CMS) is announcing                         using one of following:                                          1. Type of Information Collection
                                              an opportunity for the public to                                1. Access CMS’ website address at                            Request: Revision of a currently
                                              comment on CMS’ intention to collect                          https://www.cms.gov/Regulations-and-                           approved collection; Title of
                                              information from the public. Under the                        Guidance/Legislation/Paperwork                                 Information Collection: Solicitation for
                                              Paperwork Reduction Act of 1995 (the                          ReductionActof1995/PRA-Listing.html.                           Applications for Medicare Prescription
                                              PRA), federal agencies are required to                          2. Email your request, including your                        Drug Plan 2020 Contracts; Use: Coverage
                                              publish notice in the Federal Register                        address, phone number, OMB number,                             for the prescription drug benefit is
                                              concerning each proposed collection of                        and CMS document identifier, to                                provided through contracted
                                              information (including each proposed                          Paperwork@cms.hhs.gov.                                         prescription drug plans (PDPs) or
                                              extension or reinstatement of an existing                       3. Call the Reports Clearance Office at                      through Medicare Advantage (MA)
                                              collection of information) and to allow                       (410) 786–1326.                                                plans that offer integrated prescription
                                              60 days for public comment on the                             FOR FURTHER INFORMATION CONTACT:                               drug and health care coverage (MA–PD
                                              proposed action. Interested persons are                       William Parham at (410) 786–1326.                              plans). Cost Plans that are regulated
                                              invited to send comments regarding our                        SUPPLEMENTARY INFORMATION:                                     under Section 1876 of the Social
                                              burden estimates or any other aspect of                                                                                      Security Act, and Employer Group
                                              this collection of information, including                     Contents
                                                                                                                                                                           Waiver Plans (EGWP) may also provide
                                              the necessity and utility of the proposed                       This notice sets out a summary of the                        a Part D benefit. Organizations wishing
                                              information collection for the proper                         use and burden associated with the                             to provide services under the
                                              performance of the agency’s functions,                        following information collections. More                        Prescription Drug Benefit Program must
                                              the accuracy of the estimated burden,                         detailed information can be found in                           complete an application, negotiate rates,
                                              ways to enhance the quality, utility, and                     each collection’s supporting statement                         and receive final approval from CMS.
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                                              clarity of the information to be                              and associated materials (see                                  Existing Part D Sponsors may also
                                              collected, and the use of automated                           ADDRESSES).                                                    expand their contracted service area by
                                              collection techniques or other forms of                       CMS–10137 Solicitation for                                     completing the Service Area Expansion
                                              information technology to minimize the                          Applications for Medicare                                    (SAE) application.
                                              information collection burden.                                  Prescription Drug Plan 2020 Contracts                          Collection of this information is
                                              DATES: Comments must be received by                           CMS–10237 Medicare Advantage                                   mandated in Part D of the Medicare
                                              October 26, 2018.                                               Application—Part C and 1876 Cost                             Prescription Drug, Improvement, and


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                                              43690                        Federal Register / Vol. 83, No. 166 / Monday, August 27, 2018 / Notices

                                              Modernization Act of 2003 (MMA) in                      related to contract award. This                       comment on the notice. Interested
                                              Subpart 3. The application requirements                 collection process is the only                        persons are invited to send comments
                                              are codified in Subpart K of 42 CFR 423                 mechanism for organizations to                        regarding the burden estimate or any
                                              entitled ‘‘Application Procedures and                   complete the required MA application                  other aspect of this collection of
                                              Contracts with PDP Sponsors.’’ The                      process. CMS will collect and review                  information, including the necessity and
                                              information will be collected under the                 information under the solicitation of                 utility of the proposed information
                                              solicitation of proposals from PDP, MA–                 Part C applications for the various                   collection for the proper performance of
                                              PD, Cost Plan, Program of All Inclusive                 health plan product types described in                the agency’s functions, the accuracy of
                                              Care for the Elderly (PACE), and EGWP                   the Background section above. CMS will                the estimated burden, ways to enhance
                                              applicants. The collected information                   use the information to determine                      the quality, utility, and clarity of the
                                              will be used by CMS to: (1) Ensure that                 whether the applicants meet the                       information to be collected and the use
                                              applicants meet CMS requirements for                    requirements to become an MA                          of automated collection techniques or
                                              offering Part D plans (including network                organization and are qualified to                     other forms of information technology to
                                              adequacy, contracting requirements, and                 provide a particular type of MA plan.                 minimize the information collection
                                              compliance program requirements, as                     The application process is open to all                burden.
                                              described in the application), (2)                      health plans that want to participate in
                                                                                                                                                            DATES:Comments on the collection(s) of
                                              support the determination of contract                   the MA program. The application is
                                                                                                                                                            information must be received by the
                                              awards. Form Number: CMS–10137                          distinct and separate from the bid
                                                                                                                                                            OMB desk officer by September 26,
                                              (OMB control number: 0938–0936);                        process, and CMS issues a
                                              Frequency: Annually; Affected Public:                   determination on the application prior                2018.
                                              Private Sector (Business or other for-                  to bid submissions, or before the first               ADDRESSES:   When commenting on the
                                              profits, Not-for-Profit Institutions);                  Monday in June. Form Number: CMS–                     proposed information collections,
                                              Number of Respondents: 243; Total                       10137 (OMB control number: 0938–                      please reference the document identifier
                                              Annual Responses: 256; Total Annual                     0935); Frequency: Annually; Affected                  or OMB control number. To be assured
                                              Hours: 2,351.08. (For policy questions                  Public: Private Sector (Business or other             consideration, comments and
                                              regarding this collection contact                       for-profits, Not-for-Profit Institutions);            recommendations must be received by
                                              Arianne Spaccarelli, at 410–786–5715.)                  Number of Respondents: 380; Total                     the OMB desk officer via one of the
                                                 2. Type of Information Collection                    Annual Responses: 400; Total Annual                   following transmissions: OMB, Office of
                                              Request: Revision of a currently                        Hours: 6,106. (For policy questions                   Information and Regulatory Affairs,
                                              approved collection; Title of                           regarding this collection contact Keith               Attention: CMS Desk Officer, Fax
                                              Information Collection: Medicare                        Penn-Jones, at 410–786–3104.)                         Number: (202) 395–5806 OR Email:
                                              Advantage Application—Part C and                                                                              OIRA_submission@omb.eop.gov.
                                                                                                         Dated: August 22, 2018.
                                              1876 Cost Plan Expansion Application                                                                            To obtain copies of a supporting
                                                                                                      William N. Parham, III,
                                              Regulations under 42 CFR 422 (Subpart                                                                         statement and any related forms for the
                                              K) & 417.400; Use: The Medicare                         Director, Paperwork Reduction Staff, Office
                                                                                                                                                            proposed collection(s) summarized in
                                                                                                      of Strategic Operations and Regulatory
                                              Prescription Drug, Improvement, and                                                                           this notice, you may make your request
                                                                                                      Affairs.
                                              Modernization Act of 2003 (MMA)                                                                               using one of following:
                                                                                                      [FR Doc. 2018–18523 Filed 8–24–18; 8:45 am]
                                              Public Law 108–173 established the                                                                              1. Access CMS’ website address at
                                                                                                      BILLING CODE 4120–01–P
                                              Medicare Prescription Drug Benefit                                                                            https://www.cms.gov/Regulations-and-
                                              Program (Part D) and made revisions to                                                                        Guidance/Legislation/Paperwork
                                              the provisions of Medicare Part C,                                                                            ReductionActof1995/PRA-Listing.html.
                                                                                                      DEPARTMENT OF HEALTH AND
                                              governing what is now called the                                                                                2. Email your request, including your
                                                                                                      HUMAN SERVICES
                                              Medicare Advantage (MA) program                                                                               address, phone number, OMB number,
                                              (formerly Medicare+Choice). The MMA                     Centers for Medicare & Medicaid                       and CMS document identifier, to
                                              directed that important aspects of the                  Services                                              Paperwork@cms.hhs.gov.
                                              new Medicare Prescription Drug Benefit                                                                          3. Call the Reports Clearance Office at
                                              Program under Part D be similar to and                  [Document Identifier: CMS–10416 and CMS–              (410) 786–1326.
                                              coordinated with regulations for the MA                 10540]
                                                                                                                                                            FOR FURTHER INFORMATION CONTACT:
                                              program. The MMA changes made                                                                                 Reports Clearance Office at (410) 786–
                                                                                                      Agency Information Collection
                                              managed care more accessible, efficient,                                                                      1326.
                                                                                                      Activities: Submission for OMB
                                              and attractive to beneficiaries seeking
                                                                                                      Review; Comment Request                               SUPPLEMENTARY INFORMATION:     Under the
                                              options to meet their needs.
                                                 This information collection includes                 AGENCY: Centers for Medicare &                        Paperwork Reduction Act of 1995 (PRA)
                                              the process for organizations wishing to                Medicaid Services.                                    (44 U.S.C. 3501–3520), federal agencies
                                              provide healthcare services under MA                    ACTION: Notice.                                       must obtain approval from the Office of
                                              plans. These organizations must                                                                               Management and Budget (OMB) for each
                                              complete an application annually (if                    SUMMARY: The Centers for Medicare &                   collection of information they conduct
                                              required), file a bid, and receive final                Medicaid Services (CMS) is announcing                 or sponsor. The term ‘‘collection of
                                              approval from CMS. The MA                               an opportunity for the public to                      information’’ is defined in 44 U.S.C.
                                              application process has two options for                 comment on CMS’ intention to collect                  3502(3) and 5 CFR 1320.3(c) and
                                              applicants that include (1) request for                 information from the public. Under the                includes agency requests or
                                              new MA product or (2) request for                       Paperwork Reduction Act of 1995                       requirements that members of the public
amozie on DSK3GDR082PROD with NOTICES1




                                              expanding the service area of an existing               (PRA), federal agencies are required to               submit reports, keep records, or provide
                                              product. CMS utilizes the application                   publish notice in the Federal Register                information to a third party. Section
                                              process as the means to review, assess                  concerning each proposed collection of                3506(c)(2)(A) of the PRA (44 U.S.C.
                                              and determine if applicants are                         information, including each proposed                  3506(c)(2)(A)) requires federal agencies
                                              compliant with the current                              extension or reinstatement of an existing             to publish a 30-day notice in the
                                              requirements for participation in the                   collection of information, and to allow               Federal Register concerning each
                                              MA program and to make a decision                       a second opportunity for public                       proposed collection of information,


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Document Created: 2018-08-25 01:48:54
Document Modified: 2018-08-25 01:48:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be received by October 26, 2018.
ContactWilliam Parham at (410) 786-1326.
FR Citation83 FR 43689 

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