83 FR 43713 - Cushing Asset Management, LP et al.
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 166 (August 27, 2018)
Federal Register Volume 83, Issue 166 (August 27, 2018)
| Page Range | 43713-43715 | |
| FR Document | 2018-18419 |
[Federal Register Volume 83, Number 166 (Monday, August 27, 2018)] [Notices] [Pages 43713-43715] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-18419] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 33206; 812-14918] Cushing Asset Management, LP et al. August 21, 2018. AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Notice. ----------------------------------------------------------------------- Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (the ``Act'') for an exemption from sections 2(a)(32), 5(a)(1), 22(d), and 22(e) of the Act and rule 22c-1 under the Act, under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act, and under section 12(d)(1)(J) for an exemption from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act. The requested order would permit (a) index- based series of certain open-end management investment companies (``Funds'') to issue shares redeemable in large aggregations (``Creation Units''); (b) secondary market transactions in Fund shares to occur at negotiated market prices rather than at net asset value (``NAV''); (c) certain Funds to pay redemption proceeds, under certain circumstances, more than seven days after the tender of shares for redemption; (d) certain affiliated persons of a Fund to deposit securities into, and receive securities from, the Fund in connection with the purchase and redemption of Creation Units; (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the Funds (``Funds of Funds'') to acquire shares of the Funds; and (f) certain Funds to issue Shares in less than Creation Unit size to investors participating in a distribution reinvestment program. Applicants: Cushing ETF Trust (the ``Trust''), a Delaware statutory trust which will register under the Act as an open-end management investment company with multiple series, Cushing Asset Management, LP (the ``Adviser''), a Texas limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, and Quasar Distributors, LLC (the ``Distributor''), a Delaware limited liability company and broker-dealer registered under the Securities Exchange Act of 1934 (``Exchange Act''). Filing Dates: The application was filed on June 8, 2018 and amended on July 25, 2018. Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission's Secretary and serving applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on September 17, 2018, and should be accompanied by proof of service on applicants, in the form of an affidavit, or for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary. ADDRESSES: Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090; Applicants: The Trust and the Adviser, 8117 Preston Road, Suite 440, Dallas, Texas 75225, and the Distributor, 777 East Wisconsin Avenue, 6th Floor, Milwaukee, Wisconsin 53202. FOR FURTHER INFORMATION CONTACT: Benjamin Kalish, Attorney-Adviser, at [[Page 43714]] (202) 551-7361, or Parisa Haghshenas, Branch Chief, at (202) 551-6723 (Division of Investment Management, Chief Counsel's Office). SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained via the Commission's website by searching for the file number, or for an applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. Summary of the Application 1. Applicants request an order that would allow Funds to operate as index exchange traded funds (``ETFs'').\1\ Fund shares will be purchased and redeemed at their NAV in Creation Units (other than pursuant to a distribution reinvestment program, as described in the application). All orders to purchase Creation Units and all redemption requests will be placed by or through an ``Authorized Participant,'' which will have signed a participant agreement with the Distributor. Shares will be listed and traded individually on a national securities exchange, where share prices will be based on the current bid/offer market. Any order granting the requested relief would be subject to the terms and conditions stated in the application. --------------------------------------------------------------------------- \1\ Applicants request that the order apply to the series of the Trust identified and described in Appendix A to the application (``Initial Fund'') and any additional series of the Trust, and any other existing or future open-end management investment company or existing or future series thereof (together with the Initial Fund, ``Funds''), each of which will operate as an ETF, and will track a specified index comprised of domestic and/or foreign equity securities and/or domestic and/or foreign fixed income securities (each, an ``Underlying Index''). Any Fund will (a) be advised by the Adviser or an entity controlling, controlled by, or under common control with the Adviser (each such entity and any successor thereto, an ``Adviser'') and (b) comply with the terms and conditions of the application. For purposes of the requested order, a ``successor'' is limited to an entity or entities that result from a reorganization into another jurisdiction or a change in the type of business organization. --------------------------------------------------------------------------- 2. Each Fund will hold investment positions selected to correspond closely to the performance of an Underlying Index. In the case of Self- Indexing Funds, an affiliated person, as defined in section 2(a)(3) of the Act (``Affiliated Person''), or an affiliated person of an Affiliated Person (``Second-Tier Affiliate''), of the Trust or a Fund, of the Adviser, of any sub-adviser to or promoter of a Fund, or of the Distributor will compile, create, sponsor or maintain the Underlying Index.\2\ --------------------------------------------------------------------------- \2\ Each Self-Indexing Fund will post on its website the identities and quantities of the investment positions that will form the basis for the Fund's calculation of its NAV at the end of the day. Applicants believe that requiring Self-Indexing Funds to maintain full portfolio transparency will help address, together with other protections, conflicts of interest with respect to such Funds. --------------------------------------------------------------------------- 3. Shares will be purchased and redeemed in Creation Units and generally on an in-kind basis, or issued in less than Creation Unit size to investors participating in a distribution reinvestment program. Except where the purchase or redemption will include cash under the limited circumstances specified in the application, purchasers will be required to purchase Creation Units by depositing specified instruments (``Deposit Instruments''), and shareholders redeeming their shares will receive specified instruments (``Redemption Instruments''). The Deposit Instruments and the Redemption Instruments will each correspond pro rata to the positions in the Fund's portfolio (including cash positions) except as specified in the application. 4. Because shares will not be individually redeemable, applicants request an exemption from section 5(a)(1) and section 2(a)(32) of the Act that would permit the Funds to register as open-end management investment companies and issue shares that are redeemable in Creation Units. 5. Applicants also request an exemption from section 22(d) of the Act and rule 22c-1 under the Act as secondary market trading in shares will take place at negotiated prices, not at a current offering price described in a Fund's prospectus, and not at a price based on NAV. Applicants state that (a) secondary market trading in shares does not involve a Fund as a party and will not result in dilution of an investment in shares, and (b) to the extent different prices exist during a given trading day, or from day to day, such variances occur as a result of third-party market forces, such as supply and demand. Therefore, applicants assert that secondary market transactions in shares will not lead to discrimination or preferential treatment among purchasers. Finally, applicants represent that share market prices will be disciplined by arbitrage opportunities, which should prevent shares from trading at a material discount or premium from NAV. 6. With respect to Funds that effect creations and redemptions of Creation Units in kind and that are based on certain Underlying Indexes that include foreign securities, applicants request relief from the requirement imposed by section 22(e) in order to allow such Funds to pay redemption proceeds within fifteen calendar days following the tender of Creation Units for redemption. Applicants assert that the requested relief would not be inconsistent with the spirit and intent of section 22(e) to prevent unreasonable, undisclosed or unforeseen delays in the actual payment of redemption proceeds. 7. Applicants request an exemption to permit Funds of Funds to acquire Fund shares beyond the limits of section 12(d)(1)(A) of the Act; and the Funds, and any principal underwriter for the Funds, and/or any broker or dealer registered under the Exchange Act, to sell shares to Funds of Funds beyond the limits of section 12(d)(1)(B) of the Act. The application's terms and conditions are designed to, among other things, help prevent any potential (i) undue influence over a Fund through control or voting power, or in connection with certain services, transactions, and underwritings, (ii) excessive layering of fees, and (iii) overly complex fund structures, which are the concerns underlying the limits in sections 12(d)(1)(A) and (B) of the Act. 8. Applicants request an exemption from sections 17(a)(1) and 17(a)(2) of the Act to permit persons that are Affiliated Persons, or Second Tier Affiliates, of the Funds, solely by virtue of certain ownership interests, to effectuate purchases and redemptions in-kind. The deposit procedures for in-kind purchases of Creation Units and the redemption procedures for in-kind redemptions of Creation Units will be the same for all purchases and redemptions, and Deposit Instruments and Redemption Instruments will be valued in the same manner as those investment positions currently held by the Funds. Applicants also seek relief from the prohibitions on affiliated transactions in section 17(a) to permit a Fund to sell its shares to and redeem its shares from a Fund of Funds, and to engage in the accompanying in-kind transactions with the Fund of Funds.\3\ The purchase of Creation Units by a Fund of Funds directly from a Fund will be accomplished in accordance with the policies of the Fund of Funds and will be based on the NAVs of the Funds. --------------------------------------------------------------------------- \3\ The requested relief would apply to direct sales of shares in Creation Units by a Fund to a Fund of Funds and redemptions of those shares. Applicants, moreover, are not seeking relief from section 17(a) for, and the requested relief will not apply to, transactions where a Fund could be deemed an Affiliated Person, or a Second-Tier Affiliate, of a Fund of Funds because an Adviser or an entity controlling, controlled by or under common control with an Adviser provides investment advisory services to that Fund of Funds. --------------------------------------------------------------------------- 9. Section 6(c) of the Act permits the Commission to exempt any persons or transactions from any provision of the Act if such exemption is necessary or [[Page 43715]] appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Act. Section 12(d)(1)(J) of the Act provides that the Commission may exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision of section 12(d)(1) if the exemption is consistent with the public interest and the protection of investors. Section 17(b) of the Act authorizes the Commission to grant an order permitting a transaction otherwise prohibited by section 17(a) if it finds that (a) the terms of the proposed transaction are fair and reasonable and do not involve overreaching on the part of any person concerned; (b) the proposed transaction is consistent with the policies of each registered investment company involved; and (c) the proposed transaction is --------------------------------------------------------------------------- consistent with the general purposes of the Act. For the Commission, by the Division of Investment Management, under delegated authority. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-18419 Filed 8-24-18; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 83, No. 166 / Monday, August 27, 2018 / Notices 43713
for 30 days from the date on which it Commission, and all written net asset value (‘‘NAV’’); (c) certain
was filed, or such shorter time as the communications relating to the Funds to pay redemption proceeds,
Commission may designate if consistent proposed rule change between the under certain circumstances, more than
with the protection of investors and the Commission and any person, other than seven days after the tender of shares for
public interest, provided that the self- those that may be withheld from the redemption; (d) certain affiliated
regulatory organization has given the public in accordance with the persons of a Fund to deposit securities
Commission written notice of its intent provisions of 5 U.S.C. 552, will be into, and receive securities from, the
to file the proposed rule change at least available for website viewing and Fund in connection with the purchase
five business days prior to the date of printing in the Commission’s Public and redemption of Creation Units; (e)
filing of the proposed rule change or Reference Room, on official business certain registered management
such shorter time as designated by the days between the hours of 10:00 a.m. investment companies and unit
Commission,19 the proposed rule and 3:00 p.m., located at 100 F Street investment trusts outside of the same
change has become effective pursuant to NE, Washington, DC 20549. Copies of group of investment companies as the
Section 19(b)(3)(A) of the Act 20 and such filing also will be available for Funds (‘‘Funds of Funds’’) to acquire
Rule 19b–4(f)(6) thereunder.21 inspection and copying at the principal shares of the Funds; and (f) certain
At any time within 60 days of the office of the Exchange. All comments Funds to issue Shares in less than
filing of the proposed rule change, the received will be posted without change. Creation Unit size to investors
Commission summarily may Persons submitting comments are participating in a distribution
temporarily suspend such rule change if cautioned that we do not redact or edit reinvestment program.
it appears to the Commission that such personal identifying information from APPLICANTS: Cushing ETF Trust (the
action is necessary or appropriate in the comment submissions. You should ‘‘Trust’’), a Delaware statutory trust
public interest, for the protection of submit only information that you wish which will register under the Act as an
investors, or otherwise in furtherance of to make available publicly. All open-end management investment
the purposes of the Act. If the submissions should refer to File company with multiple series, Cushing
Commission takes such action, the Number SR–BOX–2018–27 and should Asset Management, LP (the ‘‘Adviser’’),
Commission shall institute proceedings be submitted on or before September 17, a Texas limited partnership registered as
to determine whether the proposed rule 2018. an investment adviser under the
should be approved or disapproved. For the Commission, by the Division of Investment Advisers Act of 1940, and
Trading and Markets, pursuant to delegated Quasar Distributors, LLC (the
IV. Solicitation of Comments authority.22 ‘‘Distributor’’), a Delaware limited
Interested persons are invited to Eduardo A. Aleman, liability company and broker-dealer
submit written data, views and Assistant Secretary. registered under the Securities
arguments concerning the foregoing, [FR Doc. 2018–18426 Filed 8–24–18; 8:45 am] Exchange Act of 1934 (‘‘Exchange Act’’).
including whether the proposed rule BILLING CODE 8011–01–P FILING DATES: The application was filed
change is consistent with the Act. on June 8, 2018 and amended on July
Comments may be submitted by any of 25, 2018.
the following methods: SECURITIES AND EXCHANGE HEARING OR NOTIFICATION OF HEARING: An
Electronic Comments COMMISSION order granting the requested relief will
be issued unless the Commission orders
• Use the Commission’s internet [Investment Company Act Release No.
a hearing. Interested persons may
comment form (http://www.sec.gov/ 33206; 812–14918]
request a hearing by writing to the
rules/sro.shtml); or Commission’s Secretary and serving
Cushing Asset Management, LP et al.
• Send an email to rule-comments@
applicants with a copy of the request,
sec.gov. Please include File Number SR– August 21, 2018. personally or by mail. Hearing requests
BOX–2018–27 on the subject line. AGENCY: Securities and Exchange should be received by the Commission
Paper Comments Commission (‘‘Commission’’). by 5:30 p.m. on September 17, 2018,
ACTION: Notice. and should be accompanied by proof of
• Send paper comments in triplicate
to Secretary, Securities and Exchange Notice of an application for an order service on applicants, in the form of an
Commission, 100 F Street NE, under section 6(c) of the Investment affidavit, or for lawyers, a certificate of
Washington, DC 20549–1090. Company Act of 1940 (the ‘‘Act’’) for an service. Pursuant to rule 0–5 under the
exemption from sections 2(a)(32), Act, hearing requests should state the
All submissions should refer to File
5(a)(1), 22(d), and 22(e) of the Act and nature of the writer’s interest, any facts
Number SR–BOX–2018–27. This file
rule 22c–1 under the Act, under bearing upon the desirability of a
number should be included on the
sections 6(c) and 17(b) of the Act for an hearing on the matter, the reason for the
subject line if email is used. To help the
exemption from sections 17(a)(1) and request, and the issues contested.
Commission process and review your
17(a)(2) of the Act, and under section Persons who wish to be notified of a
comments more efficiently, please use
12(d)(1)(J) for an exemption from hearing may request notification by
only one method. The Commission will
sections 12(d)(1)(A) and 12(d)(1)(B) of writing to the Commission’s Secretary.
post all comments on the Commission’s
internet website (http://www.sec.gov/ the Act. The requested order would ADDRESSES: Secretary, Securities and
rules/sro.shtml). Copies of the permit (a) index-based series of certain Exchange Commission, 100 F Street NE,
submission, all subsequent open-end management investment Washington, DC 20549–1090;
amozie on DSK3GDR082PROD with NOTICES1
amendments, all written statements companies (‘‘Funds’’) to issue shares Applicants: The Trust and the Adviser,
with respect to the proposed rule redeemable in large aggregations 8117 Preston Road, Suite 440, Dallas,
change that are filed with the (‘‘Creation Units’’); (b) secondary market Texas 75225, and the Distributor, 777
transactions in Fund shares to occur at East Wisconsin Avenue, 6th Floor,
19 The Exchange has fulfilled this requirement. negotiated market prices rather than at Milwaukee, Wisconsin 53202.
20 15 U.S.C. 78s(b)(3)(A). FOR FURTHER INFORMATION CONTACT:
21 17 CFR 240.19b–4(f)(6). 22 17 CFR 200.30–3(a)(12). Benjamin Kalish, Attorney-Adviser, at
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![Federal Register / Vol. 83, No. 166 / Monday, August 27, 2018 / Notices 43715
appropriate in the public interest and Tortoise Power and Energy Applicants’ Representations:
consistent with the protection of Infrastructure Fund, Inc. (‘‘Power 1. Energy Infrastructure Corp. was
investors and the purposes fairly Fund’’), Tortoise Essential Assets organized as a Maryland corporation for
intended by the policy and provisions of Income 2024 Term Fund, Inc. (‘‘Income the purpose of operating as an
the Act. Section 12(d)(1)(J) of the Act Fund’’), Tortoise Tax-Advantaged Social externally-managed, non-diversified,
provides that the Commission may Infrastructure Fund, Inc. (‘‘Social closed-end management investment
exempt any person, security, or Infrastructure Fund’’ and together with company. Energy Infrastructure Corp. is
transaction, or any class or classes of Energy Infrastructure Corp., MLP Fund, a registered investment company under
persons, securities, or transactions, from Pipeline Fund, Independence Fund, the Act. Energy Infrastructure Corp.’s
any provision of section 12(d)(1) if the Power Fund, and Income Fund, the Objectives and Strategies 1 are to seek a
exemption is consistent with the public ‘‘Existing Regulated Funds’’), Tortoise high level of total return with an
interest and the protection of investors. Capital Advisors, L.L.C. (‘‘Tortoise emphasis on current distributions
Section 17(b) of the Act authorizes the Advisors’’), on behalf of itself and its primarily through investments in
Commission to grant an order successors, Tortoise Direct publicly traded master limited
permitting a transaction otherwise Opportunities Fund, LP (‘‘DO Fund’’), partnerships (‘‘MLPs’’) and their
prohibited by section 17(a) if it finds Tortoise Direct Opportunities Fund II, affiliates in the energy infrastructure
that (a) the terms of the proposed LP (‘‘DO Fund II’’), Tortoise Direct sector. Energy Infrastructure Corp. has a
transaction are fair and reasonable and Municipal Opportunities Fund, LP six member Board,2 of which four
do not involve overreaching on the part (‘‘Municipal Fund’’ and, together with members are Non-Interested Directors.3
of any person concerned; (b) the DO Fund and DO Fund II, the ‘‘Existing 2. MLP Fund was organized as a
proposed transaction is consistent with Affiliated Funds’’), and Tortoise Credit Maryland corporation for the purpose of
the policies of each registered Strategies, LLC (the ‘‘Existing Affiliated operating as an externally-managed,
investment company involved; and (c) Adviser’’). non-diversified, closed-end
the proposed transaction is consistent FILING DATES: The application was filed management investment company. MLP
with the general purposes of the Act. on November 7, 2017, and amended on Fund is a registered investment
March 29, 2018, and August 1, 2018. company under the Act. MLP Fund’s
For the Commission, by the Division of
HEARING OR NOTIFICATION OF HEARING: An Objectives and Strategies are to seek a
Investment Management, under delegated
authority. order granting the requested relief will high level of total return with an
be issued unless the Commission orders emphasis on current distributions
Eduardo A. Aleman,
a hearing. Interested persons may primarily through investments in energy
Assistant Secretary.
request a hearing by writing to the MLPs and their affiliates, with an
[FR Doc. 2018–18419 Filed 8–24–18; 8:45 am] emphasis on natural gas infrastructure
Commission’s Secretary and serving
BILLING CODE 8011–01–P
applicants with a copy of the request, MLPs. MLP Fund has a six member
personally or by mail. Hearing requests Board, of which four members are Non-
should be received by the Commission Interested Directors.
SECURITIES AND EXCHANGE 3. Pipeline Fund was organized as a
COMMISSION by 5:30 p.m. on September 17, 2018,
and should be accompanied by proof of Maryland corporation for the purpose of
[Investment Company Act Release No. service on applicants, in the form of an operating as an externally-managed,
33205; File No. 812–14839] affidavit or, for lawyers, a certificate of non-diversified, closed-end
service. Pursuant to rule 0–5 under the management investment company.
Tortoise Capital Advisors, L.L.C., et al. Act, hearing requests should state the Pipeline Fund is a registered investment
August 21, 2018. nature of the writer’s interest, any facts company under the Act. Pipeline Fund
bearing upon the desirability of a has elected to be treated, and intends to
AGENCY: Securities and Exchange
hearing on the matter, the reason for the comply with the requirements to
Commission (‘‘Commission’’).
request, and the issues contested. continue to qualify annually, as a
ACTION: Notice.
Persons who wish to be notified of a regulated investment company (‘‘RIC’’)
Notice of application for an order hearing may request notification by under the Internal Revenue Code of
under sections 17(d) and 57(i) of the writing to the Commission’s Secretary. 1986, as amended (the ‘‘Code’’), and
Investment Company Act of 1940 (the ADDRESSES: Secretary, U.S. Securities intends to continue to make such
‘‘Act’’) and rule 17d–1 under the Act to and Exchange Commission, 100 F St. election in the future. Pipeline Fund’s
permit certain joint transactions NE, Washington, DC 20549–1090. Objectives and Strategies are to seek a
otherwise prohibited by sections 17(d) Applicants, 11550 Ash Street, Suite 300, high level of total return with an
and 57(a)(4) of the Act and rule 17d–1 Leawood, KS 66211. emphasis on current distributions
under the Act. FOR FURTHER INFORMATION CONTACT:
primarily through investments in equity
SUMMARY OF APPLICATION: Applicants Christine Y. Greenlees, Senior Counsel, securities of North American pipeline
request an order to permit certain at (202) 551–6879 or Andrea companies that transport natural gas,
business development companies Ottomanelli Magovern, Branch Chief, at 1 ‘‘Objectives and Strategies’’ means a Regulated
(‘‘BDC’’) and closed-end management (202) 551–6821 (Chief Counsel’s Office, Fund’s investment objectives and strategies, as
investment companies to co-invest in Division of Investment Management). described in the Regulated Fund’s registration
portfolio companies with each other and SUPPLEMENTARY INFORMATION: The statement on Form N–2, other filings the Regulated
with affiliated investment funds. Fund has made with the Commission under the
following is a summary of the
amozie on DSK3GDR082PROD with NOTICES1
Securities Act of 1933 (the ‘‘Securities Act’’), or
APPLICANTS: Tortoise Energy application. The complete application under the Securities Exchange Act of 1934, and the
Infrastructure Corporation (‘‘Energy may be obtained via the Commission’s Regulated Fund’s reports to shareholders.
Infrastructure Corp.’’), Tortoise MLP website by searching for the file 2 The term ‘‘Board’’ refers to the board of directors
Fund, Inc. (‘‘MLP Fund’’), Tortoise number, or for an applicant using the of any Regulated Fund.
3 The term ‘‘Non-Interested Directors’’ refers to
Pipeline & Energy Fund, Inc. (‘‘Pipeline Company name box, at http:// the directors of any Regulated Fund that are not
Fund’’), Tortoise Energy Independence www.sec.gov/search/search.htm or by ‘‘interested persons’’ of the Regulated Fund within
Fund, Inc. (‘‘Independence Fund’’), calling (202) 551–8090. the meaning of section 2(a)(19) of the Act.
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Document Created: 2018-08-25 01:49:20
Document Modified: 2018-08-25 01:49:20
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice. | |
| Dates | The application was filed on June 8, 2018 and amended on July 25, 2018. | |
| Contact | Benjamin Kalish, Attorney-Adviser, at (202) 551-7361, or Parisa Haghshenas, Branch Chief, at (202) 551-6723 (Division of Investment Management, Chief Counsel's Office). | |
| FR Citation | 83 FR 43713 |
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