83 FR 45720 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 175 (September 10, 2018)

Page Range		45720-45721
FR Document		2018-19647

Federal Register, Volume 83 Issue 175 (Monday, September 10, 2018)

[Federal Register Volume 83, Number 175 (Monday, September 10, 2018)]
[Notices]
[Pages 45720-45721]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-19647]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission Investor Advisory Committee will hold a meeting 
on Thursday, September 13, 2018 at 9:00 a.m. (ET).

PLACE: The meeting will be held in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE, Washington, DC 20549.

STATUS: This meeting will begin at 9:00 a.m. (ET) and will be open to 
the public. Seating will be on a first-come, first-served basis. Doors 
will open at 8:30 a.m. Visitors will be subject to security checks. The 
meeting will be webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: On August 17, 2018, the Commission issued 
notice of the Committee meeting (Release No. 33-10531), indicating that 
the meeting is open to the public (except during that portion of the 
meeting reserved for an administrative work session during lunch), and 
inviting the public to submit written comments to the Committee. This 
Sunshine Act notice is being issued because a quorum of the Commission 
may attend the meeting.
    The agenda for the meeting includes: Remarks from Commissioners; a 
discussion regarding the U.S. proxy voting infrastructure; a discussion 
regarding the Commission's Proposed Transaction Fee Pilot in NMS stocks 
(which may include a recommendation of the Market Structure 
Subcommittee); a discussion regarding the implications of passive 
investing; subcommittee reports; and a nonpublic administrative work 
session during lunch.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain

[[Page 45721]]

what, if any, matters have been added, deleted or postponed; please 
contact Brent J. Fields from the Office of the Secretary at (202) 551-
5400.

    Dated: September 5, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-19647 Filed 9-6-18; 8:45 am]
BILLING CODE 8011-01-P

45720 Federal Register / Vol. 83, No. 175 / Monday, September 10, 2018 / Notices

managing legal, credit, liquidity, the self-regulatory organization that you wish to make available
operational, general business, consents, the Commission will: publicly.
investment, custody, and other risks (A) By order approve or disapprove All submissions should refer to File
that arise in or are borne by OCC the proposed rule change, or Number SR–OCC–2018–012 and should
consistent with Rule 17Ad–22(e)(3).141 (B) institute proceedings to determine be submitted on or before October 1,
Finally, OCC notes that the proposed whether the proposed rule change 2018.
rule change is not inconsistent with the should be disapproved. For the Commission, by the Division of
existing rules of OCC, including any Trading and Markets, pursuant to delegated
IV. Solicitation of Comments
other rules proposed to be amended. authority.143
Interested persons are invited to Eduardo A. Aleman,
(B) Clearing Agency’s Statement on
submit written data, views and Assistant Secretary.
Burden on Competition
arguments concerning the foregoing, [FR Doc. 2018–19501 Filed 9–7–18; 8:45 am]
Section 17A(b)(3)(I) of the Act 142 including whether the proposed rule BILLING CODE 8011–01–P
requires that the rules of a clearing change is consistent with the Act.
agency not impose any burden on Comments may be submitted by any of
competition not necessary or the following methods: SECURITIES AND EXCHANGE
appropriate in furtherance of the COMMISSION
Electronic Comments
purposes of the Act. OCC does not
believe that the proposed rule change • Use the Commission’s internet Sunshine Act Meetings
would impact or impose any burden on comment form (http://www.sec.gov/
competition. The proposed rule change rules/sro.shtml); or TIME AND DATE: Notice is hereby given,
addresses the charters used in OCC’s • Send an email to rule-comments@ pursuant to the provisions of the
governance structure, and all Clearing sec.gov. Please include File Number SR– Government in Sunshine Act, Public
Members would be equally subject to OCC–2018–012 on the subject line. Law 94–409, that the Securities and
these governance arrangements. Exchange Commission Investor
Paper Comments Advisory Committee will hold a
Consequently, the amended charters
would not provide any Clearing Member • Send paper comments in triplicate meeting on Thursday, September 13,
with a competitive advantage over any to Secretary, Securities and Exchange 2018 at 9:00 a.m. (ET).
other Clearing Member. Further, the Commission, 100 F Street NE, PLACE: The meeting will be held in
proposed rule change would not affect Washington, DC 20549–1090. Multi-Purpose Room LL–006 at the
Clearing Member’s access to OCC’s All submissions should refer to File Commission’s headquarters, 100 F
services or impose any direct burdens Number SR–OCC–2018–012. This file Street NE, Washington, DC 20549.
on Clearing Members. Accordingly, the number should be included on the STATUS: This meeting will begin at 9:00
proposed rule change would not subject line if email is used. To help the a.m. (ET) and will be open to the public.
unfairly inhibit access to OCC’s services Commission process and review your Seating will be on a first-come, first-
or disadvantage or favor any particular comments more efficiently, please use served basis. Doors will open at 8:30
user in relationship to another user. only one method. The Commission will a.m. Visitors will be subject to security
For the foregoing reasons, OCC post all comments on the Commission’s checks. The meeting will be webcast on
believes that the proposed rule change internet website (http://www.sec.gov/ the Commission’s website at
is in the public interest, would be rules/sro.shtml). Copies of the www.sec.gov.
consistent with the requirements of the submission, all subsequent MATTERS TO BE CONSIDERED: On August
Act applicable to clearing agencies, and amendments, all written statements 17, 2018, the Commission issued notice
would not impact or impose a burden with respect to the proposed rule of the Committee meeting (Release No.
on competition. change that are filed with the 33–10531), indicating that the meeting
Commission, and all written is open to the public (except during that
(C) Clearing Agency’s Statement on communications relating to the portion of the meeting reserved for an
Comments on the Proposed Rule proposed rule change between the administrative work session during
Change Received From Members, Commission and any person, other than lunch), and inviting the public to
Participants or Others those that may be withheld from the submit written comments to the
Written comments on the proposed public in accordance with the Committee. This Sunshine Act notice is
rule change were not and are not provisions of 5 U.S.C. 552, will be being issued because a quorum of the
intended to be solicited with respect to available for website viewing and Commission may attend the meeting.
the proposed rule change and none have printing in the Commission’s Public The agenda for the meeting includes:
been received. Reference Room, 100 F Street NE, Remarks from Commissioners; a
Washington, DC 20549, on official discussion regarding the U.S. proxy
III. Date of Effectiveness of the business days between the hours of voting infrastructure; a discussion
Proposed Rule Change and Timing for 10:00 a.m. and 3:00 p.m. Copies of such regarding the Commission’s Proposed
Commission Action filing also will be available for Transaction Fee Pilot in NMS stocks
Within 45 days of the date of inspection and copying at the principal (which may include a recommendation
publication of this notice in the Federal office of OCC and on OCC’s website at of the Market Structure Subcommittee);
Register or within such longer period https://www.theocc.com/about/ a discussion regarding the implications
daltland on DSKBBV9HB2PROD with NOTICES

up to 90 days (i) as the Commission may publications/bylaws.jsp. of passive investing; subcommittee
designate if it finds such longer period All comments received will be posted reports; and a nonpublic administrative
to be appropriate and publishes its without change. Persons submitting work session during lunch.
reasons for so finding or (ii) as to which comments are cautioned that we do not CONTACT PERSON FOR MORE INFORMATION:
redact or edit personal identifying For further information and to ascertain
141 17 CFR 240.17Ad–22(e)(3). information from comment submissions.
142 15 U.S.C. 78q–1(b)(3)(I). You should submit only information 143 17 CFR 200.30–3(a)(12).

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Document Created: 2018-09-08 00:43:11
Document Modified: 2018-09-08 00:43:11

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		Notice is hereby given, pursuant to the provisions of the Government in Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission Investor Advisory Committee will hold a meeting on Thursday, September 13, 2018 at 9:00 a.m. (ET).
FR Citation		83 FR 45720