83_FR_4622 83 FR 4600 - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation

83 FR 4600 - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 83, Issue 22 (February 1, 2018)

Page Range4600-4601
FR Document2018-01990

The Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (the 2015 Inflation Adjustment Act) requires the Federal Communications Commission to amend its forfeiture penalty rules to reflect annual adjustments for inflation in order to improve their effectiveness and maintain their deterrent effect. The 2015 Inflation Adjustment Act provides that the new penalty levels shall apply to penalties assessed after the effective date of the increase, including when the penalties whose associated violation predate the increase.

Federal Register, Volume 83 Issue 22 (Thursday, February 1, 2018)
[Federal Register Volume 83, Number 22 (Thursday, February 1, 2018)]
[Rules and Regulations]
[Pages 4600-4601]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-01990]


=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 1

[DA 18-12]


Annual Adjustment of Civil Monetary Penalties To Reflect 
Inflation

AGENCY: Federal Communications Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 (the 2015 Inflation Adjustment Act) requires 
the Federal Communications Commission to amend its forfeiture penalty 
rules to reflect annual adjustments for inflation in order to improve 
their effectiveness and maintain their deterrent effect. The 2015 
Inflation Adjustment Act provides that the new penalty levels shall 
apply to penalties assessed after the effective date of the increase, 
including when the penalties whose associated violation predate the 
increase.

DATES: Effective February 1, 2018.

FOR FURTHER INFORMATION CONTACT: Lisa Gelb, Enforcement Bureau, 202-
418-1479.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Order, 
DA 18-12, adopted and released on January 5, 2018. The document is 
available for download at http://transition.fcc.gov/Daily_Releases/Daily_Business/2018/db0105/DA-18-12A1.pdf. The complete text of this 
document is also available for inspection and copying during normal 
business hours in the FCC Reference Information Center, Portals II, 445 
12th Street SW, Room CY-A257, Washington, DC 20554.
    The Bipartisan Budget Act of 2015 included, as Section 701 thereto, 
the 2015 Inflation Adjustment Act, which amended the Federal Civil 
Penalties Inflation Adjustment Act of 1990 (Pub. L. 101-410), to 
improve the effectiveness of civil monetary penalties and maintain 
their deterrent effect. Under the act, agencies are required to make 
annual inflationary adjustments by January 15 each year. The 
adjustments are calculated pursuant to Office of Management and Budget 
(OMB) guidance. OMB issued guidance on December 15, 2017, and this 
Order follows that guidance. We therefore update the civil monetary 
penalties set forth in the Commission's rules, to reflect an annual 
inflation adjustment that derives from OMB's cost-of-living multiplier 
of 1.02041.

Paperwork Reduction Act

    This document does not contain new or modified information 
collection requirements subject to the Paperwork Reduction Act of 1995 
(PRA), Public Law 104-13. In addition, therefore, it does not contain 
any new or modified information collection burden for small business 
concerns with fewer than 25 employees, pursuant to the Small Business 
Paperwork Relief Act of 2002, Public Law 107-198, see 44 U.S.C. 
3506(c)(4).

Congressional Review Act

    The Commission will send a copy of this Order to Congress and the 
Government Accountability Office pursuant to the Congressional Review 
Act, see 5 U.S.C. 801(a)(1)(A).

List of Subjects in 47 CFR Part 1

    Administrative practice and procedure, Penalties.

Federal Communications Commission.
Lisa S. Gelb,
Deputy Chief, Enforcement Bureau.

Final Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission amends 47 CFR part 1 as follows:

PART 1--PRACTICE AND PROCEDURE

0
1. The authority citation for part 1 is revised to read as follows:

    Authority: 47 U.S.C. 34-39, 151, 154(i), 154(j), 155, 157, 160, 
201, 225, 227, 303, 309, 310, 332, 1403, 1404, 1451, 1452, 1455; 28 
U.S.C. 2461 note.

Subpart A--General Rules of Practice and Procedure

0
2. Section 1.80 is amended by revising the table in Section III of the 
note to paragraph (b)(8) and revising paragraph (b)(9) to read as 
follows:


Sec.  1.80  Forfeiture proceedings.

* * * * *
    (b) * * *
    (8) * * *
    Note to paragraph (b)(8) * * *
    Section III. Non-Section 503 Forfeitures That Are Affected by the 
Downward Adjustment Factors
* * * * *

------------------------------------------------------------------------
               Violation                       Statutory amount ($)
------------------------------------------------------------------------
Sec. 202(c) Common Carrier               $11,784, $589/day.
 Discrimination.
Sec. 203(e) Common Carrier Tariffs.....  $11,784, $589/day.
Sec. 205(b) Common Carrier               $23,566.
 Prescriptions.
Sec. 214(d) Common Carrier Line          $2,356/day.
 Extensions.
Sec. 219(b) Common Carrier Reports.....  $2,356/day.
Sec. 220(d) Common Carrier Records &     $11,784/day.
 Accounts.
Sec. 223(b) Dial-a-Porn................  $122,110/day.
Sec. 227(e) Caller Identification......  $11,278/violation.
                                         $33,833/day for each day of
                                          continuing violation, up to
                                          $1,127,799 for any single act
                                          or failure to act.
Sec. 364(a) Forfeitures (Ships)........  $9,819/day (owner).

[[Page 4601]]

 
Sec. 364(b) Forfeitures (Ships)........  $1,964 (vessel master).
Sec. 386(a) Forfeitures (Ships)........  $9,819/day (owner).
Sec. 386(b) Forfeitures (Ships)........  $1,964 (vessel master).
Sec. 634 Cable EEO.....................  $870/day.
------------------------------------------------------------------------

    (9) Inflation adjustments to the maximum forfeiture amount. (i) 
Pursuant to the Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015, Public Law 114-74 (129 Stat. 599-600), which 
amends the Federal Civil Monetary Penalty Inflation Adjustment Act of 
1990, Public Law 101-410 (104 Stat. 890; 28 U.S.C. 2461 note), the 
statutory maximum amount of a forfeiture penalty assessed under this 
section shall be adjusted annually for inflation by order published no 
later than January 15 each year. Annual inflation adjustments will be 
based on the percentage (if any) by which the CPI-U for October 
preceding the date of the adjustment exceeds the prior year's CPI-U for 
October. The Office of Management and Budget (OMB) will issue 
adjustment rate guidance no later than December 15 each year to adjust 
for inflation in the CPI-U as of the most recent October.
    (ii) The application of the annual inflation adjustment required by 
the foregoing Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 results in the following adjusted statutory 
maximum forfeitures authorized by the Communications Act:

------------------------------------------------------------------------
                                                        Maximum  penalty
                                                           after 2018
                  U.S. Code citation                       inflation
                                                           adjustment
------------------------------------------------------------------------
47 U.S.C. 202(c).....................................            $11,784
                                                                     589
47 U.S.C. 203(e).....................................             11,784
                                                                     589
47 U.S.C. 205(b).....................................             23,566
47 U.S.C. 214(d).....................................              2,356
47 U.S.C. 219(b).....................................              2,356
47 U.S.C. 220(d).....................................             11,784
47 U.S.C. 223(b).....................................            122,110
47 U.S.C. 227(e).....................................             11,278
                                                                  33,833
                                                               1,127,799
47 U.S.C. 362(a).....................................              9,819
47 U.S.C. 362(b).....................................              1,964
47 U.S.C. 386(a).....................................              9,819
47 U.S.C. 386(b).....................................              1,964
47 U.S.C. 503(b)(2)(A)...............................             49,096
                                                                 490,967
47 U.S.C. 503(b)(2)(B)...............................            196,387
                                                               1,963,870
47 U.S.C. 503(b)(2)(C)...............................            397,251
                                                               3,666,930
47 U.S.C. 503(b)(2)(D)...............................             19,639
                                                                 147,290
47 U.S.C. 503(b)(2)(F)...............................            112,780
                                                               1,127,799
47 U.S.C. 507(a).....................................              1,945
47 U.S.C. 507(b).....................................                285
47 U.S.C. 554........................................                870
------------------------------------------------------------------------

* * * * *
[FR Doc. 2018-01990 Filed 1-31-18; 8:45 am]
 BILLING CODE 6712-01-P



                                             4600                  Federal Register / Vol. 83, No. 22 / Thursday, February 1, 2018 / Rules and Regulations

                                             Upon filing a motion or response to a                                 annual adjustments for inflation in                         does not contain any new or modified
                                             motion by facsimile, the sender must,                                 order to improve their effectiveness and                    information collection burden for small
                                             within one business day, submit the                                   maintain their deterrent effect. The 2015                   business concerns with fewer than 25
                                             original copy to the Clerk of the                                     Inflation Adjustment Act provides that                      employees, pursuant to the Small
                                             Environmental Appeals Board either                                    the new penalty levels shall apply to                       Business Paperwork Relief Act of 2002,
                                             electronically, by mail, or by hand                                   penalties assessed after the effective                      Public Law 107–198, see 44 U.S.C.
                                             delivery or courier. The Environmental                                date of the increase, including when the                    3506(c)(4).
                                             Appeals Board may by order require                                    penalties whose associated violation
                                                                                                                                                                               Congressional Review Act
                                             filing by facsimile or the Board’s                                    predate the increase.
                                             electronic filing system, subject to any                              DATES: Effective February 1, 2018.                            The Commission will send a copy of
                                             appropriate conditions and limitations.                               FOR FURTHER INFORMATION CONTACT: Lisa
                                                                                                                                                                               this Order to Congress and the
                                             *       *     *     *    *                                            Gelb, Enforcement Bureau, 202–418–                          Government Accountability Office
                                                (iii) Filing by hand delivery or courier.                          1479.                                                       pursuant to the Congressional Review
                                             Documents delivered by hand or courier                                                                                            Act, see 5 U.S.C. 801(a)(1)(A).
                                             (including deliveries by U.S. Express                                 SUPPLEMENTARY INFORMATION:      This is a
                                                                                                                   summary of the Commission’s Order,                          List of Subjects in 47 CFR Part 1
                                             Mail or by a commercial delivery
                                             service) must be delivered to the Clerk                               DA 18–12, adopted and released on                             Administrative practice and
                                             of the Environmental Appeals Board at:                                January 5, 2018. The document is                            procedure, Penalties.
                                             U.S. Environmental Protection Agency,                                 available for download at http://
                                                                                                                                                                               Federal Communications Commission.
                                             Environmental Appeals Board, WJC East                                 transition.fcc.gov/Daily_Releases/Daily_
                                                                                                                                                                               Lisa S. Gelb,
                                             Building, 1201 Constitution Avenue                                    Business/2018/db0105/DA-18-12A1.pdf.
                                                                                                                   The complete text of this document is                       Deputy Chief, Enforcement Bureau.
                                             NW, Room 3332, Washington, DC
                                             20004.                                                                also available for inspection and                           Final Rules
                                                (3) * * *                                                          copying during normal business hours
                                                                                                                   in the FCC Reference Information                              For the reasons discussed in the
                                                (ii) Service requirements for parties.                                                                                         preamble, the Federal Communications
                                             * * * Service must be by first class U.S.                             Center, Portals II, 445 12th Street SW,
                                                                                                                   Room CY–A257, Washington, DC 20554.                         Commission amends 47 CFR part 1 as
                                             mail, by any reliable commercial                                                                                                  follows:
                                             delivery service, or, if agreed to by the                                The Bipartisan Budget Act of 2015
                                             parties, by facsimile or other electronic                             included, as Section 701 thereto, the                       PART 1—PRACTICE AND
                                             means, including but not necessarily                                  2015 Inflation Adjustment Act, which                        PROCEDURE
                                             limited to email. * * *                                               amended the Federal Civil Penalties
                                                                                                                   Inflation Adjustment Act of 1990 (Pub.                      ■ 1. The authority citation for part 1 is
                                             *       *     *     *    *
                                             [FR Doc. 2018–02055 Filed 1–31–18; 8:45 am]
                                                                                                                   L. 101–410), to improve the                                 revised to read as follows:
                                                                                                                   effectiveness of civil monetary penalties
                                             BILLING CODE 6560–50–P                                                                                                              Authority: 47 U.S.C. 34–39, 151, 154(i),
                                                                                                                   and maintain their deterrent effect.                        154(j), 155, 157, 160, 201, 225, 227, 303, 309,
                                                                                                                   Under the act, agencies are required to                     310, 332, 1403, 1404, 1451, 1452, 1455; 28
                                                                                                                   make annual inflationary adjustments                        U.S.C. 2461 note.
                                             FEDERAL COMMUNICATIONS                                                by January 15 each year. The
                                             COMMISSION                                                            adjustments are calculated pursuant to                      Subpart A—General Rules of Practice
                                             47 CFR Part 1                                                         Office of Management and Budget                             and Procedure
                                                                                                                   (OMB) guidance. OMB issued guidance
                                             [DA 18–12]                                                            on December 15, 2017, and this Order                        ■ 2. Section 1.80 is amended by revising
                                                                                                                   follows that guidance. We therefore                         the table in Section III of the note to
                                             Annual Adjustment of Civil Monetary                                   update the civil monetary penalties set                     paragraph (b)(8) and revising paragraph
                                             Penalties To Reflect Inflation                                        forth in the Commission’s rules, to                         (b)(9) to read as follows:
                                             AGENCY:  Federal Communications                                       reflect an annual inflation adjustment
                                                                                                                                                                               § 1.80   Forfeiture proceedings.
                                             Commission.                                                           that derives from OMB’s cost-of-living
                                                                                                                   multiplier of 1.02041.                                      *     *    *     *    *
                                             ACTION: Final rule.
                                                                                                                                                                                 (b) * * *
                                             SUMMARY:    The Federal Civil Penalties                               Paperwork Reduction Act                                       (8) * * *
                                             Inflation Adjustment Act Improvements                                   This document does not contain new                          Note to paragraph (b)(8) * * *
                                             Act of 2015 (the 2015 Inflation                                       or modified information collection                            Section III. Non-Section 503
                                             Adjustment Act) requires the Federal                                  requirements subject to the Paperwork                       Forfeitures That Are Affected by the
                                             Communications Commission to amend                                    Reduction Act of 1995 (PRA), Public                         Downward Adjustment Factors
                                             its forfeiture penalty rules to reflect                               Law 104–13. In addition, therefore, it                      *     *    *     *    *

                                                                                                                                                                                   Statutory amount
                                                                                         Violation                                                                                        ($)

                                             Sec.   202(c) Common Carrier Discrimination ...........................................                  $11,784, $589/day.
                                             Sec.   203(e) Common Carrier Tariffs ........................................................            $11,784, $589/day.
                                             Sec.   205(b) Common Carrier Prescriptions .............................................                 $23,566.
                                             Sec.   214(d) Common Carrier Line Extensions ........................................                    $2,356/day.
daltland on DSKBBV9HB2PROD with RULES




                                             Sec.   219(b) Common Carrier Reports .....................................................               $2,356/day.
                                             Sec.   220(d) Common Carrier Records & Accounts .................................                        $11,784/day.
                                             Sec.   223(b) Dial-a-Porn ............................................................................   $122,110/day.
                                             Sec.   227(e) Caller Identification ...............................................................      $11,278/violation.
                                                                                                                                                      $33,833/day for each day of continuing violation, up to $1,127,799 for
                                                                                                                                                        any single act or failure to act.
                                             Sec. 364(a) Forfeitures (Ships) ................................................................         $9,819/day (owner).



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                                                                   Federal Register / Vol. 83, No. 22 / Thursday, February 1, 2018 / Rules and Regulations                                                  4601

                                                                                                                                                                                 Statutory amount
                                                                                         Violation                                                                                      ($)

                                             Sec.   364(b) Forfeitures (Ships) ................................................................      $1,964 (vessel master).
                                             Sec.   386(a) Forfeitures (Ships) ................................................................      $9,819/day (owner).
                                             Sec.   386(b) Forfeitures (Ships) ................................................................      $1,964 (vessel master).
                                             Sec.   634 Cable EEO ................................................................................   $870/day.



                                                (9) Inflation adjustments to the                                                                            Maximum            SUPPLEMENTARY INFORMATION:
                                             maximum forfeiture amount. (i)                                            U.S. Code citation               penalty after 2018
                                                                                                                                                                    General Background
                                                                                                                                                             inflation
                                             Pursuant to the Federal Civil Penalties
                                                                                                                                                           adjustment  Black sea bass are jointly managed by
                                             Inflation Adjustment Act Improvements
                                             Act of 2015, Public Law 114–74 (129                                                                                    the Mid-Atlantic Fishery Management
                                                                                                                  47 U.S.C. 507(a) ............               1,945
                                             Stat. 599–600), which amends the                                     47 U.S.C. 507(b) ............                 285 Council (Council) and the Atlantic
                                             Federal Civil Monetary Penalty Inflation                             47 U.S.C. 554 .................               870 States Marine Fisheries Commission
                                             Adjustment Act of 1990, Public Law                                                                                     (Commission) as part of the joint
                                             101–410 (104 Stat. 890; 28 U.S.C. 2461                               *      *     *      *         *                   Summer Flounder, Scup, and Black Sea
                                             note), the statutory maximum amount of                               [FR Doc. 2018–01990 Filed 1–31–18; 8:45 am]       Bass Fishery Management Plan (FMP).
                                             a forfeiture penalty assessed under this                             BILLING CODE 6712–01–P                            States manage black sea bass within 3
                                             section shall be adjusted annually for                                                                                 nautical miles (4.83 km) of their coasts
                                             inflation by order published no later                                                                                  under the Commission’s plan. The
                                             than January 15 each year. Annual                                    DEPARTMENT OF COMMERCE                            applicable Federal regulations govern
                                             inflation adjustments will be based on                                                                                 vessels and individual anglers fishing in
                                             the percentage (if any) by which the                                 National Oceanic and Atmospheric                  Federal waters of the exclusive
                                             CPI–U for October preceding the date of                              Administration                                    economic zone (EEZ), as well as vessels
                                             the adjustment exceeds the prior year’s                                                                                possessing a Federal black sea bass
                                             CPI–U for October. The Office of                                     50 CFR Part 648                                   charter/party vessel permit, regardless
                                             Management and Budget (OMB) will                                                                                       of where they fish. This rule applies to
                                                                                                                  [Docket No. 171023999–8070–02]
                                             issue adjustment rate guidance no later                                                                                black sea bass (Centropristis striata) in
                                             than December 15 each year to adjust for                             RIN 0648–BH35                                     U.S. waters of the Atlantic Ocean from
                                             inflation in the CPI–U as of the most                                                                                  35 E 13.3′ N lat. (the latitude of Cape
                                             recent October.                                                      Fisheries of the Northeastern United              Hatteras Lighthouse, Buxton, North
                                                (ii) The application of the annual                                States; Black Sea Bass Fishery; 2018              Carolina) northward to the U.S./Canada
                                             inflation adjustment required by the                                 February Recreational Season                      border.
                                             foregoing Federal Civil Penalties                                    Modification                                         This action implements the addition
                                             Inflation Adjustment Act Improvements                                                                                  of a Federal recreational black sea bass
                                                                                                                  AGENCY: National Marine Fisheries
                                             Act of 2015 results in the following                                                                                   fishing season during February of 2018.
                                                                                                                  Service (NMFS), National Oceanic and
                                             adjusted statutory maximum forfeitures                                                                                 Additional background information
                                                                                                                  Atmospheric Administration (NOAA),
                                             authorized by the Communications Act:                                                                                  regarding the development of this action
                                                                                                                  Commerce.
                                                                                                                                                                    was provided in the proposed rule (83
                                                                                                                  ACTION: Final rule.
                                                                                         Maximum                                                                    FR 780; January 8, 2018) and is not
                                                                                     penalty after 2018                                                             repeated here. The Federal recreational
                                                  U.S. Code citation                                              SUMMARY: NMFS is implementing
                                                                                          inflation                                                                 measures for the remainder of 2018 are
                                                                                        adjustment                regulations to open a 2018 February
                                                                                                                  recreational season in the Federal black          still in development and will be
                                             47 U.S.C. 202(c) .............                       $11,784         sea bass fishery. This action provides            implemented through a separate
                                                                                                      589         additional recreational fishing                   rulemaking later this spring.
                                             47 U.S.C. 203(e) ............                         11,784         opportunities in winter, while
                                                                                                      589
                                                                                                                                                                    Final Action
                                                                                                                  maintaining management measures to
                                             47   U.S.C.   205(b)     ............                 23,566
                                                                                                                  prevent overfishing consistent with the              This action implements a 28-day
                                             47   U.S.C.   214(d)     ............                  2,356                                                           winter   season for the 2018 recreational
                                             47   U.S.C.   219(b)     ............                  2,356         Summer Flounder, Scup, and Black Sea
                                                                                                                  Bass Fishery Management Plan. This                black   sea bass fishery during the month
                                             47   U.S.C.   220(d)     ............                 11,784                                                           of February.   The current black sea bass
                                             47   U.S.C.   223(b)     ............                122,110         rule is intended to inform the public of
                                                                                                                  this new 2018 recreational season.                recreational   management    measures of a
                                             47   U.S.C.   227(e)     ............                 11,278
                                                                                                   33,833                                                           12.5-inch (31.75-cm) minimum size and
                                                                                                                  DATES: Effective February 1 through
                                                                                                1,127,799                                                           15-fish possession limit still apply
                                                                                                                  February 28, 2018.                                during this February season. As
                                             47   U.S.C.   362(a) ............                      9,819
                                             47   U.S.C.   362(b) ............                      1,964         ADDRESSES: Copies of the                          explained in the proposed rule, this
                                             47   U.S.C.   386(a) ............                      9,819         Environmental Assessment (EA),                    action responds to the favorable 2016
                                             47   U.S.C.   386(b) ............                      1,964         Regulatory Flexibility Act Analyses, and benchmark stock assessment for black
                                             47   U.S.C.   503(b)(2)(A) ...                        49,096         other supporting documents for the                sea bass, and is intended to increase
                                                                                                  490,967         action are available upon request from            recreational fishing access to a stable
                                             47 U.S.C. 503(b)(2)(B) ...                           196,387         Dr. Christopher M. Moore, Executive
daltland on DSKBBV9HB2PROD with RULES




                                                                                                                                                                    stock at a time of year when few other
                                                                                                1,963,870         Director, Mid-Atlantic Fishery
                                             47 U.S.C. 503(b)(2)(C) ...                           397,251                                                           recreational species are available.
                                                                                                                  Management Council, Suite 201, 800 N.                Two states, North Carolina and
                                                                                                3,666,930
                                                                                                                  State Street, Dover, DE 19901.                    Virginia, have formally declared their
                                             47 U.S.C. 503(b)(2)(D) ...                            19,639
                                                                                                  147,290         FOR FURTHER INFORMATION CONTACT:                  intent to participate in the February
                                             47 U.S.C. 503(b)(2)(F) ...                           112,780         Cynthia Hanson, Fishery Management                2018 recreational season. To confirm
                                                                                                1,127,799         Specialist, (978) 281–9180.                       their participation, both states


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Document Created: 2018-10-26 13:47:45
Document Modified: 2018-10-26 13:47:45
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective February 1, 2018.
ContactLisa Gelb, Enforcement Bureau, 202- 418-1479.
FR Citation83 FR 4600 
CFR AssociatedAdministrative Practice and Procedure and Penalties

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