83_FR_47240 83 FR 47059 - Amendment of the Prohibition Against Certain Flights in the Pyongyang Flight Information Region (FIR) (ZKKP)

83 FR 47059 - Amendment of the Prohibition Against Certain Flights in the Pyongyang Flight Information Region (FIR) (ZKKP)

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 83, Issue 181 (September 18, 2018)

Page Range47059-47065
FR Document2018-20173

This action amends the prohibition against certain flight operations in the Pyongyang Flight Information Region (FIR) (ZKKP) by all: U.S. air carriers; U.S. commercial operators; persons exercising the privileges of an airman certificate issued by the FAA, except when such persons are operating U.S.-registered aircraft for a foreign air carrier; and operators of U.S.-registered civil aircraft, except where the operator of such aircraft is a foreign air carrier. The FAA is also providing an approval process and exemption information for this Special Federal Aviation Regulations (SFAR), consistent with the approval process and exemption information for more recently published flight prohibition SFARs. This final rule will remain in effect for 2 years.

Federal Register, Volume 83 Issue 181 (Tuesday, September 18, 2018)
[Federal Register Volume 83, Number 181 (Tuesday, September 18, 2018)]
[Rules and Regulations]
[Pages 47059-47065]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-20173]


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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 91

[Docket No.: FAA-2018-0838; Amdt. No. 91-352]
RIN 2120-AL34


Amendment of the Prohibition Against Certain Flights in the 
Pyongyang Flight Information Region (FIR) (ZKKP)

AGENCY: Federal Aviation Administration (FAA), Department of 
Transportation (DOT).

ACTION: Final rule.

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SUMMARY: This action amends the prohibition against certain flight 
operations in the Pyongyang Flight Information Region (FIR) (ZKKP) by 
all: U.S. air carriers; U.S. commercial operators; persons exercising 
the privileges of an airman certificate issued by the FAA, except when 
such persons are operating U.S.-registered aircraft for a foreign air 
carrier; and operators of U.S.-registered civil aircraft, except where 
the operator of such aircraft is a foreign air carrier. The FAA is also 
providing an approval process and exemption information for this 
Special Federal Aviation Regulations (SFAR), consistent with the 
approval process and exemption information for more recently published 
flight prohibition SFARs. This final rule will remain in effect for 2 
years.

DATES: This final rule is effective on September 18, 2018.

FOR FURTHER INFORMATION CONTACT: Michael Filippell, Air Transportation 
Division, Flight Standards Service, Federal Aviation Administration, 
800 Independence Avenue SW, Washington, DC 20591; telephone 202-267-
8166; email michael.e.filippell@faa.gov.

SUPPLEMENTARY INFORMATION:

I. Executive Summary

    This action amends the prohibition of flight operations in the 
Pyongyang FIR (ZKKP) \1\ by all: U.S. air carriers; U.S. commercial 
operators; persons exercising the privileges of an airman certificate 
issued by the FAA, except when such persons are operating U.S.-
registered aircraft for a foreign air carrier; and operators of U.S.-
registered civil aircraft, except where the operator of such aircraft 
is a foreign air carrier. From February 17, 1998, until November 3, 
2017, the FAA prohibited U.S. civil aviation operations in the 
Pyongyang FIR (ZKKP) west of 132 degrees east longitude under SFAR No. 
79 due to the hazardous situation created by North Korea's military 
capabilities and its rules of engagement. On November 3, 2017, the FAA 
issued KICZ Notice to Airmen (NOTAM) A0023/17, prohibiting U.S. civil 
aviation operations in the entire Pyongyang FIR (ZKKP) due to the 
hazardous situation created by North Korean military capabilities and 
activities, including unannounced North Korean missile launches and air 
defense weapons systems. This amendment to SFAR No. 79 incorporates the 
November 3, 2017 NOTAM's expanded flight prohibition into the Code of 
Federal Regulations (CFR). The FAA finds this action necessary due to 
continued hazards to U.S. civil aviation operations in the entire 
Pyongyang FIR (ZKKP).
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    \1\ The FAA notes that, prior to this rule, the FAA referred to 
the Pyongyang FIR (ZKKP) as ``the flight information region of the 
Democratic People's Republic of Korea (DPRK)'' in the title of SFAR 
No. 79. The FAA has changed that reference in this rule to more 
accurately represent the FIR name, in accordance with International 
Civil Aviation Organization (ICAO) naming conventions. The 
Democratic People's Republic of Korea (DPRK) is the official name of 
North Korea.
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    Further, this action moves SFAR No. 79 into subpart M, Special 
Federal Aviation Regulations, of part 91 and adds an expiration date, 
consistent with other flight prohibition SFARs. The FAA also is 
providing an approval process and exemption information for SFAR No. 
79, 14 CFR 91.1615, consistent with the approval process and exemption 
information for more recently published flight prohibition SFARs.
    SFAR No. 79, Sec.  91.1615, will expire on September 18, 2020.

[[Page 47060]]

II. Legal Authority and Good Cause

A. Legal Authority

    The FAA is responsible for the safety of flight in the U.S. and for 
the safety of U.S. civil operators, U.S.-registered civil aircraft, and 
U.S.-certificated airmen throughout the world. The FAA Administrator's 
authority to issue rules on aviation safety is found in title 49, U.S. 
Code, Subtitle I, sections 106(f) and (g). Subtitle VII of title 49, 
Aviation Programs, describes in more detail the scope of the agency's 
authority. Section 40101(d)(1) provides that the Administrator shall 
consider in the public interest, among other matters, assigning, 
maintaining, and enhancing safety and security as the highest 
priorities in air commerce. Section 40105(b)(1)(A) requires the 
Administrator to exercise his authority consistently with the 
obligations of the U.S. Government under international agreements.
    This rulemaking is promulgated under the authority described in 
Subtitle VII, Part A, subpart III, section 44701, General requirements. 
Under that section, the FAA is charged broadly with promoting safe 
flight of civil aircraft in air commerce by prescribing, among other 
things, regulations and minimum standards for practices, methods, and 
procedures that the Administrator finds necessary for safety in air 
commerce and national security.
    This regulation is within the scope of FAA's authority, because it 
prohibits the persons subject to paragraph (a) of SFAR No. 79, Sec.  
91.1615, (formerly paragraph (1)) from conducting flight operations in 
the entire Pyongyang FIR (ZKKP) due to the continued hazards to the 
safety of such persons' flight operations, as described in the 
Background section of this final rule.

B. Good Cause for Immediate Adoption

    Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to 
dispense with notice and comment procedures for rules when the agency, 
for ``good cause,'' finds that those procedures are ``impracticable, 
unnecessary, or contrary to the public interest.'' Section 553(d) also 
authorizes agencies to forgo the delay in the effective date of the 
final rule for good cause found and published with the rule. In this 
instance, the FAA finds good cause to forgo notice and comment because 
notice and comment would be impracticable and contrary to the public 
interest. To the extent that the rule is based upon classified 
information, such information is not permitted to be shared with the 
general public. Also, threats to U.S. civil aviation and intelligence 
regarding these threats are fluid. As a result, the agency's original 
proposal could become unsuitable for minimizing the hazards to U.S. 
civil aviation in the affected airspace during or after the notice and 
comment process. The FAA further finds an immediate need to address the 
hazardous situation for U.S. civil aviation that exists in the 
Pyongyang FIR (ZKKP) due to North Korean military capabilities and 
activities, including unannounced North Korean missile launches and air 
defense weapons systems. These hazards are further described in the 
Background section of this rule.
    For these reasons, the FAA finds good cause to forgo notice and 
comment and any delay in the effective date for this rule. The FAA also 
finds that this action is fully consistent with the obligations under 
49 U.S.C. 40105(b)(1)(A) to ensure that the FAA exercises its duties 
consistently with the obligations of the United States under 
international agreements.

III. Background

    On April 24, 1997, the FAA published a final rule, SFAR No. 79, 
which prohibited certain U.S. civil flight operations within the entire 
FIR of the Democratic People's Republic of Korea (DPRK or North Korea), 
i.e., the Pyongyang FIR (ZKKP). 62 FR 20076. In its original form, SFAR 
No. 79 prohibited all U.S. air carriers or commercial operators; all 
persons exercising the privileges of an airman certificate issued by 
the FAA, except such persons operating U.S.-registered aircraft for a 
foreign air carrier; and all operators of aircraft registered in the 
U.S., except where the operator of such aircraft is a foreign air 
carrier, from conducting flight operations through the Pyongyang FIR 
(ZKKP). At that time, North Korea had begun allowing routine 
international overflights, and the U.S. Government had lifted its 
prohibition on the payment of overflight fees to North Korea, which had 
the practical effect of allowing U.S. operators to fly in the Pyongyang 
FIR (ZKKP). Nevertheless, the FAA determined that a variety of factors 
in North Korea posed a potential threat to civil aircraft flying 
through the Pyongyang FIR (ZKKP), necessitating an FAA flight 
prohibition.
    These factors included the potential for periods of heightened 
tension on the Korean peninsula, North Korea's high state of military 
readiness and emphasis on air defense of certain areas, and the fact 
that the North Korean air defense system included modern surface-to-air 
missile systems and interceptor aircraft capable of engaging aircraft 
at cruising altitudes. The FAA further stated that it had been unable 
to determine the level of coordination and cooperation between North 
Korean civil air traffic authorities and air defense commanders for 
civil aircraft overflights, including military rules of engagement if 
an aircraft were to stray from its assigned flight route. The FAA was 
concerned that any lack of coordination, combined with North Korea's 
air defense capabilities, including its rules of engagement and limited 
capability to distinguish between military and civil aircraft, could 
result in civil aircraft operating in the Pyongyang FIR (ZKKP) west of 
132 degrees east longitude being misidentified and inadvertently 
engaged by North Korea. In the FAA's view, this potential threat 
justified a prohibition on U.S. civil aviation operations in the 
Pyongyang FIR (ZKKP) west of 132 degrees east longitude.
    With respect to U.S. civil aviation operations in the Pyongyang FIR 
(ZKKP) east of 132 degrees east longitude, the FAA indicated that, 
since it had not yet reviewed all applicable safety information 
provided by North Korea and necessary for operators to meet 
international safety standards prescribed by the International Civil 
Aviation Organization (ICAO), it had not determined that the proper 
level of operational overflight safety could be assured. Remaining 
issues for review included, but were not limited to: Differences from 
ICAO standards, if any; search and rescue capabilities and procedures; 
and North Korean military pilot training in the proper civil aircraft 
intercept procedures. The FAA stated that, once this information was 
reviewed, the FAA was prepared to amend SFAR No. 79, as warranted, to 
permit U.S. civil flights in the Pyongyang FIR (ZKKP) east of 132 
degrees east longitude. 62 FR 20077.
    Subsequently, North Korea provided the FAA with a copy of its 
Aeronautical Information Publication (AIP). Following a review of North 
Korea's AIP, the FAA determined that the proper level of flight safety 
could be assured for overflights occurring in the international 
airspace of the Pyongyang FIR (ZKKP) east of 132 degrees east 
longitude. On February 17, 1998, the FAA published a final rule 
amending SFAR No. 79 to permit U.S. civil aviation to conduct flights 
in the Pyongyang FIR (ZKKP) east of 132 degrees east longitude. 63 FR 
8016; corrected at 63 FR 19286, (Apr. 17, 1998).
    In recent years, North Korea has conducted a number of provocative 
actions that posed flight safety hazards and necessitated the FAA's 
issuance of various advisory NOTAMs regarding the

[[Page 47061]]

Pyongyang FIR (ZKKP) and adjacent areas to warn U.S. civil aviation of 
these hazards. In 2014, North Korea initiated a ballistic missile test 
program involving frequent unannounced missile launches into the Sea of 
Japan. A number of the missiles impacted in the Pyongyang FIR (ZKKP) 
east of the eastern boundary of SFAR No. 79 and in relatively close 
proximity to international air routes transiting the region. North 
Korea, as recently as April 2016, has also employed electronic jamming 
equipment on several occasions for intentional interference with 
aviation and maritime navigation and communication networks. While 
these intentional interference events have primarily impacted flight 
operations in the Incheon (RKRR) FIR, the associated capabilities and 
effects could also affect operations in adjoining airspace, including 
the Pyongyang FIR (ZKKP). In recent months, increased North Korean 
military capabilities and activities, including upgraded air defense 
weapons systems and unannounced North Korean missile launches, have 
increased the risk of U.S. civil aviation operating in the Pyongyang 
FIR (ZKKP) east of 132 degrees east longitude being either 
misidentified as a threat and inadvertently engaged by North Korea or 
struck by a missile or debris from an unannounced launch. Such events 
could involve loss of life, injuries, and property damage.
    In response to this situation, the FAA issued KICZ NOTAM A0023/17 
on November 3, 2017, to prohibit flight operations in the entire 
Pyongyang FIR (ZKKP), including the area east of 132 degrees east 
longitude, by all: U.S. air carriers; U.S. commercial operators; 
persons exercising the privileges of an airman certificate issued by 
the FAA, except when such persons are operating U.S.-registered 
aircraft for a foreign air carrier; and operators of U.S.-registered 
civil aircraft, except where the operator of such aircraft is a foreign 
air carrier.

IV. Discussion of the Final Rule

    As a result of the significant continuing risk to U.S. civil 
aviation in the Pyongyang FIR (ZKKP), including the area east of 132 
degrees east longitude, and given the uncertainty about when the above-
described hazards will abate sufficiently to allow for safe U.S. civil 
aviation operations therein, this amendment to SFAR No. 79, Sec.  
91.1615, incorporates the flight prohibition contained in KICZ NOTAM 
A0023/17. To maintain consistency with other flight prohibition SFARs, 
the FAA moves SFAR No. 79 into subpart M of part 91, Special Federal 
Aviation Regulations. SFAR No. 79 will now be found at 14 CFR 91.1615. 
The FAA also adds an expiration date to SFAR No. 79 of September 18, 
2010. Finally, the FAA is also publishing an approval process and 
exemption information for this SFAR, which is similar to those for more 
recently published flight prohibition SFARs.
    The FAA will continue to actively monitor the situation and 
evaluate the extent to which U.S. civil operators and airmen may be 
able to operate safely in the Pyongyang FIR (ZKKP). Amendments to SFAR 
No. 79, Sec.  91.1615, may be appropriate if the risk to aviation 
safety and security changes. The FAA may amend or rescind SFAR No. 79, 
Sec.  91.1615, as necessary, prior to its expiration date.

V. Approval Process Based on a Request From a Department, Agency, or 
Instrumentality of the United States Government

A. Approval Process Based on a Request From a Department, Agency, or 
Instrumentality of the United States Government

    In some instances, U.S. Government departments, agencies, or 
instrumentalities may need to engage U.S. civil aviation to support 
their activities in the Pyongyang FIR (ZKKP). If a department, agency, 
or instrumentality of the U.S. Government determines that it has a 
critical need to engage any person covered under SFAR No. 79, Sec.  
91.1615, including a U.S. air carrier or commercial operator, to 
conduct a charter to transport civilian or military passengers or 
cargo, or other operations, in the Pyongyang (ZKKP) FIR, that 
department, agency, or instrumentality may request the FAA to approve 
persons covered under SFAR No. 79, Sec.  91.1615, to conduct such 
operations.
    An approval request must be made directly by the requesting 
department, agency, or instrumentality of the U.S. Government to the 
FAA's Associate Administrator for Aviation Safety in a letter signed by 
an appropriate senior official of the requesting department, agency, or 
instrumentality. The senior official signing the letter requesting FAA 
approval on behalf of the requesting department, agency, or 
instrumentality must be sufficiently highly placed within his or her 
organization to demonstrate that the senior leadership of the 
requesting department, agency, or instrumentality supports the request 
for approval and is committed to taking all necessary steps to minimize 
operational risks to the proposed flights. The senior official must 
also be in a position to: (1) Attest to the accuracy of all 
representations made to the FAA in the request for approval and (2) 
ensure that any support from the requesting U.S. Government department, 
agency, or instrumentality described in the request for approval is in 
fact brought to bear and is maintained over time. The FAA will not 
accept or consider requests for approval by anyone other than the 
requesting department, agency, or instrumentality. Unless justified by 
exigent circumstances, requests for approval must be submitted to the 
FAA no less than 30 calendar days before the date on which the 
requesting department, agency, or instrumentality intends to commence 
the proposed operations.
    The letter must be sent to the Associate Administrator for Aviation 
Safety, Federal Aviation Administration, 800 Independence Avenue SW, 
Washington, DC 20591. Electronic submissions are acceptable, and the 
requesting entity may request that the FAA notify it electronically as 
to whether the approval request is granted. If a requestor wishes to 
make an electronic submission to the FAA, the requestor should contact 
the Air Transportation Division, Flight Standards Service, at (202) 
267-8166, to obtain the appropriate email address. A single letter may 
request approval from the FAA for multiple persons covered under SFAR 
No. 79, Sec.  91.1615, and/or for multiple flight operations. To the 
extent known, the letter must identify the person(s) expected to be 
covered under the SFAR on whose behalf the U.S. Government department, 
agency, or instrumentality is seeking FAA approval, and it must 
describe--
     The proposed operation(s), including the nature of the 
mission being supported;
     The service to be provided by the person(s) covered by the 
SFAR;
     To the extent known, the specific locations in the 
Pyongyang FIR (ZKKP) where the proposed operation(s) will be conducted, 
including, but not limited to, the flight path and altitude of the 
aircraft while it is operating in the Pyongyang FIR (ZKKP) and the 
airports, airfields and/or landing zones at which the aircraft will 
take-off and land; and
     The method by which the department, agency, or 
instrumentality will provide, or how the operator will otherwise 
obtain, current threat information and an explanation of how the 
operator will integrate this information into all phases of the 
proposed operations (i.e., pre-mission planning and briefing, in-
flight, and post-flight phases).

[[Page 47062]]

    The request for approval must also include a list of operators with 
whom the U.S. Government department, agency, or instrumentality 
requesting FAA approval has a current contract(s), grant(s), or 
cooperative agreement(s) (or its prime contractor has a subcontract(s)) 
for specific flight operations in the Pyongyang FIR (ZKKP). Additional 
operators may be identified to the FAA at any time after the FAA 
approval is issued. However, all additional operators must be 
identified to, and obtain an Operations Specification (OpSpec) or 
Letter of Authorization (LOA), as appropriate, from the FAA for 
operations in the Pyongyang FIR (ZKKP), before such operators commence 
such operations. The approval conditions discussed below apply to any 
such additional operators. Updated lists should be sent to the email 
address to be obtained from the Air Transportation Division by calling 
(202) 267-8166.
    If an approval request includes classified information, requestors 
may contact Aviation Safety Inspector Michael Filippell for 
instructions on submitting it to the FAA. His contact information is 
listed in the FOR FURTHER INFORMATION CONTACT section of this final 
rule.
    FAA approval of an operation under SFAR No. 79, Sec.  91.1615, does 
not relieve persons subject to this SFAR of their responsibility to 
comply with all other applicable FAA rules and regulations. Operators 
of civil aircraft must comply with the conditions of their certificate, 
OpSpecs, and LOAs, as applicable. Operators must also comply with all 
rules and regulations of other U.S. Government departments or agencies 
that may apply to the proposed operation(s), including, but not limited 
to, regulations issued by the Transportation Security Administration.

B. Approval Conditions

    If the FAA approves the request, the FAA's Aviation Safety 
Organization (AVS) will send an approval letter to the requesting 
department, agency, or instrumentality informing it that the FAA's 
approval is subject to all of the following conditions:
    (1) The approval will stipulate those procedures and conditions 
that limit, to the greatest degree possible, the risk to the operator, 
while still allowing the operator to achieve its operational 
objectives.
    (2) Before any approval takes effect, the operator must submit to 
the FAA:
    (a) A written release of the U.S. Government from all damages, 
claims, and liabilities, including without limitation legal fees and 
expenses; and
    (b) The operator's written agreement to indemnify the U.S. 
Government with respect to any and all third-party damages, claims, and 
liabilities, including without limitation legal fees and expenses, 
relating to any event arising from or related to the approved 
operations in the Pyongyang FIR (ZKKP).
    (3) Other conditions that the FAA may specify, including those that 
may be imposed in OpSpecs or LOAs, as applicable.
    The release and agreement to indemnify do not preclude an operator 
from raising a claim under an applicable non-premium war risk insurance 
policy issued by the FAA under chapter 443 of title 49, U.S. Code.
    If the proposed operations are approved, the FAA will issue an 
OpSpec or an LOA, as applicable, to the operator(s) identified in the 
original request. The FAA-issued OpSpec or LOA, as applicable, 
authorizes the operator(s) to conduct the approved operations. The FAA 
will also notify the department, agency, or instrumentality that 
requested FAA approval of such operation(s) of any additional 
conditions beyond those contained in the approval letter.

VI. Information Regarding Petitions for Exemption

    Any operations not conducted under an approval issued by the FAA 
through the approval process set forth previously must be conducted 
under an exemption from SFAR No. 79, Sec.  91.1615. A petition for an 
exemption must comply with 14 CFR part 11 and requires exceptional 
circumstances beyond those contemplated by the approval process 
described in the previous section. In addition to the information 
required by 14 CFR 11.81, at a minimum, the requestor must describe in 
its submission to the FAA--
     The proposed operation(s), including the nature of the 
operation;
     The service to be provided by the person(s) covered by the 
SFAR;
     The specific locations in the Pyongyang FIR (ZKKP) where 
the proposed operation(s) will be conducted, including, but not limited 
to, the flight path and altitude of the aircraft while it is operating 
in the Pyongyang FIR (ZKKP) and the airports, airfields and/or landing 
zones at which the aircraft will take-off and land;
     The method by which the operator will obtain current 
threat information, and an explanation of how the operator will 
integrate this information into all phases of its proposed operations 
(i.e., pre-mission planning and briefing, in-flight, and post-flight 
phases); and
     The plans and procedures that the operator will use to 
minimize the risks, identified in the Background section of this rule, 
to the proposed operations, so that granting the exemption would not 
adversely affect safety or would provide a level of safety at least 
equal to that provided by this SFAR. The FAA has found comprehensive, 
organized plans and procedures of this nature to be helpful in 
facilitating the agency's safety evaluation of petitions for exemption 
from flight prohibition SFARs.
    Additionally, the release and agreement to indemnify, as referred 
to previously, are required as a condition of any exemption issued 
under SFAR No. 79, Sec.  91.1615.
    The FAA recognizes that operations that may be affected by SFAR No. 
79, Sec.  91.1615, may be planned for the governments of other 
countries with the support of the U.S. Government. While these 
operations will not be permitted through the approval process, the FAA 
will consider exemption requests for such operations on an expedited 
basis and prior to any private exemption requests.

VII. Regulatory Notices and Analyses

    Changes to Federal regulations must undergo several economic 
analyses. First, Executive Orders 12866 and 13563 direct that each 
Federal agency shall propose or adopt a regulation only upon a reasoned 
determination that the benefits of the intended regulation justify its 
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354), 
as codified in 5 U.S.C. 603 et seq., requires agencies to analyze the 
economic impact of regulatory changes on small entities. Third, the 
Trade Agreements Act of 1979 (Pub. L. 96-39), 19 U.S.C. chapter 13, 
prohibits agencies from setting standards that create unnecessary 
obstacles to the foreign commerce of the United States. In developing 
U.S. standards, the Trade Agreements Act requires agencies to consider 
international standards and, where appropriate, that they be the basis 
of U.S. standards.
    Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), 
as codified in 2 U.S.C. chapter 25, requires agencies to prepare a 
written assessment of the costs, benefits, and other effects of 
proposed or final rules that include a Federal mandate likely to result 
in the expenditure by State, local, or tribal governments, in the 
aggregate, or by the private sector, of $100 million or more annually 
(adjusted for inflation with base year of 1995). This portion of the 
preamble summarizes the FAA's analysis of the economic impacts of this 
final rule.

[[Page 47063]]

    In conducting these analyses, the FAA has determined that this 
final rule has benefits that justify its costs. This rule is a 
significant regulatory action, as defined in section 3(f) of Executive 
Order 12866, as it raises novel policy issues contemplated under that 
Executive Order. As notice and comment under 5 U.S.C. 553 are not 
required for this final rule, the regulatory flexibility analyses 
described in 5 U.S.C. 603 and 604 regarding impacts on small entities 
are not required. This rule will not create unnecessary obstacles to 
the foreign commerce of the United States. This rule will not impose an 
unfunded mandate on State, local, or tribal governments, or on the 
private sector, by exceeding the threshold identified previously.

A. Regulatory Evaluation

    This rule prohibits U.S. civil flights in the entire Pyongyang FIR 
(ZKKP), including the area east of 132 degrees east longitude, due to 
the significant hazards to U.S. civil aviation described in the 
Background section of this preamble. By mid-summer 2017, most, if not 
all, U.S. scheduled operators had voluntarily ceased flying in the 
portion of the Pyongyang FIR (ZKKP) east of 132 degrees east longitude 
due to the hazards posed by unannounced North Korean missile launches 
and increased tensions in the region. Nevertheless, in the rare cases 
where U.S. operators might have opted to transit that area but for this 
final rule, alternative flight routes could result in additional fuel 
usage and other flight time-associated operator costs, as well as costs 
attributed to passenger time. The FAA believes there are very few, if 
any, U.S. operators who intend to operate in the Pyongyang FIR (ZKKP) 
at this time due to the hazards described in the Background section of 
this final rule. The FAA anticipates receiving very few, if any, 
requests to operate in the Pyongyang FIR (ZKKP) east of 132 degrees 
east longitude due to the previously discussed hazards.

    Consequently, the FAA expects the costs of this rule to be minimal 
and these minimal costs to be exceeded by the benefits of avoided risks 
of deaths, injuries, and property damage that could result from a U.S. 
operator's aircraft being shot down (or otherwise damaged).

B. Regulatory Flexibility Act

    The Regulatory Flexibility Act, in 5 U.S.C. 603, requires an agency 
to prepare an initial regulatory flexibility analysis describing 
impacts on small entities whenever an agency is required by 5 U.S.C. 
553, or any other law, to publish a general notice of proposed 
rulemaking for any proposed rule. Similarly, 5 U.S.C. 604 requires an 
agency to prepare a final regulatory flexibility analysis when an 
agency issues a final rule under 5 U.S.C. 553, after being required by 
that section or any other law to publish a general notice of proposed 
rulemaking. The FAA found good cause to forgo notice and comment and 
any delay in the effective date for this rule. As notice and comment 
under 5 U.S.C. 553 are not required in this situation, the regulatory 
flexibility analyses described in 5 U.S.C. 603 and 604 are not 
required.

C. International Trade Impact Assessment

    The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal 
agencies from establishing standards or engaging in related activities 
that create unnecessary obstacles to the foreign commerce of the United 
States. Pursuant to this Act, the establishment of standards is not 
considered an unnecessary obstacle to the foreign commerce of the 
United States, so long as the standard has a legitimate domestic 
objective, such as the protection of safety, and does not operate in a 
manner that excludes imports that meet this objective. The statute also 
requires consideration of international standards and, where 
appropriate, that they be the basis for U.S. standards.
    The FAA has assessed the effect of this final rule and determined 
that its purpose is to protect the safety of U.S. civil aviation from 
hazards to their operations in the Pyongyang FIR (ZKKP), a location 
outside the U.S. Therefore, the rule is in compliance with the Trade 
Agreements Act of 1979.

D. Unfunded Mandates Assessment

    Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement 
assessing the effects of any Federal mandate in a proposed or final 
agency rule that may result in an expenditure of $100 million or more 
(in 1995 dollars) in any one year by State, local, and tribal 
governments, in the aggregate, or by the private sector; such a mandate 
is deemed to be a ``significant regulatory action.'' The FAA currently 
uses an inflation-adjusted value of $155 million in lieu of $100 
million.
    This final rule does not contain such a mandate. Therefore, the 
requirements of Title II of the Act do not apply.

E. Paperwork Reduction Act

    The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires 
that the FAA consider the impact of paperwork and other information 
collection burdens imposed on the public. The FAA has determined that 
there is no new requirement for information collection associated with 
this final rule.

F. International Compatibility and Cooperation

    In keeping with U.S. obligations under the Convention on 
International Civil Aviation, it is FAA's policy to conform to ICAO 
Standards and Recommended Practices to the maximum extent practicable. 
The FAA has determined that there are no ICAO Standards and Recommended 
Practices that correspond to this regulation.
    While the FAA's flight prohibition does not apply to foreign air 
carriers, DOT codeshare authorizations prohibit foreign air carriers 
from carrying a U.S. codeshare partner's code on a flight segment that 
operates in airspace for which the FAA has issued a flight prohibition. 
In addition, foreign air carriers and other foreign operators may 
choose to avoid, or be advised/directed by their civil aviation 
authorities to avoid, airspace for which the FAA has issued a flight 
prohibition.

G. Environmental Analysis

    The FAA has analyzed this action under Executive Order 12114, 
Environmental Effects Abroad of Major Federal Actions (44 FR 1957, 
January 4, 1979), and DOT Order 5610.1C, Paragraph 16. Executive Order 
12114 requires the FAA to be informed of environmental considerations 
and take those considerations into account when making decisions on 
major Federal actions that could have environmental impacts anywhere 
beyond the borders of the United States. The FAA has determined that 
this action is exempt pursuant to Section 2-5(a)(i) of Executive Order 
12114, because it does not have the potential for a significant effect 
on the environment outside the United States.
    In accordance with FAA Order 1050.1F, ``Environmental Impacts: 
Policies and Procedures,'' paragraph 8-6(c), FAA has prepared a 
memorandum for the record stating the reason(s) for this determination; 
this memorandum has been placed in the docket for this rulemaking.

[[Page 47064]]

VIII. Executive Order Determinations

A. Executive Order 13132, Federalism

    The FAA has analyzed this rule under the principles and criteria of 
Executive Order 13132, Federalism. The agency has determined that this 
action would not have a substantial direct effect on the States, or the 
relationship between the Federal Government and the States, or on the 
distribution of power and responsibilities among the various levels of 
government, and, therefore, would not have Federalism implications.

B. Executive Order 13211, Regulations That Significantly Affect Energy 
Supply, Distribution, or Use

    The FAA analyzed this rule under Executive Order 13211, Actions 
Concerning Regulations that Significantly Affect Energy Supply, 
Distribution, or Use (May 18, 2001). The agency has determined that it 
would not be a ``significant energy action'' under the executive order 
and would not be likely to have a significant adverse effect on the 
supply, distribution, or use of energy.

C. Executive Order 13609, Promoting International Regulatory 
Cooperation

    Executive Order 13609, Promoting International Regulatory 
Cooperation, (77 FR 26413, May 4, 2012) promotes international 
regulatory cooperation to meet shared challenges involving health, 
safety, labor, security, environmental, and other issues and to reduce, 
eliminate, or prevent unnecessary differences in regulatory 
requirements. The FAA has analyzed this action under the policies and 
agency responsibilities of Executive Order 13609, and has determined 
that this action would have no effect on international regulatory 
cooperation.

D. Executive Order 13771, Reducing Regulation and Controlling 
Regulatory Costs

    This rule is not subject to the requirements of Executive Order 
13771 (82 FR 9339, Feb. 3, 2017) because it is issued with respect to a 
national security function of the United States.

IX. Additional Information

A. Availability of Rulemaking Documents

    An electronic copy of a rulemaking document may be obtained from 
the internet by--
     Searching the Federal Document Management System (FDMS) 
Portal (http://www.regulations.gov);
     Visiting the FAA's Regulations and Policies web page at 
http://www.faa.gov/regulations_policies; or
     Accessing the Government Publishing Office's web page at 
http://www.fdsys.gov.
    Copies may also be obtained by sending a request (identified by 
amendment or docket number of this rulemaking) to the Federal Aviation 
Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue 
SW, Washington, DC 20591, or by calling (202) 267-9677.
    Except for classified material, all documents the FAA considered in 
developing this rule, including economic analyses and technical 
reports, may be accessed from the internet through the Federal Document 
Management System Portal referenced previously.

B. Small Business Regulatory Enforcement Fairness Act

    The Small Business Regulatory Enforcement Fairness Act of 1996 
(SBREFA) (Pub. L. 104-121) (set forth as a note to 5 U.S.C. 601) 
requires FAA to comply with small entity requests for information or 
advice about compliance with statutes and regulations within its 
jurisdiction. A small entity with questions regarding this document may 
contact its local FAA official, or the person listed under the FOR 
FURTHER INFORMATION CONTACT heading at the beginning of the preamble. 
To find out more about SBREFA on the internet, visit http://www.faa.gov/regulations_policies/rulemaking/sbre_act/.

List of Subjects in 14 CFR part 91

    Air traffic control, Aircraft, Airmen, Airports, Aviation safety, 
Freight, North Korea.

The Amendment

    In consideration of the foregoing, the Federal Aviation 
Administration amends chapter I of title 14, Code of Federal 
Regulations, as follows:

PART 91--GENERAL OPERATING AND FLIGHT RULES

0
1. The authority citation for part 91 continues to read as follows:

    Authority:  49 U.S.C. 106(f), 106(g), 1155, 40101, 40103, 40105, 
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712, 
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 
47122, 47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49 
U.S.C. 44703 note); articles 12 and 29 of the Convention on 
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).

Special Federal Aviation Regulation No. 79 [Removed]

0
2. In part 91, remove Special Federal Aviation Regulation No. 79.

0
3. Add Sec.  91.1615 to subpart M to read as follows:


Sec.  91.1615  Special Federal Aviation Regulation No. 79--Prohibition 
Against Certain Flights in the Pyongyang Flight Information Region 
(FIR) (ZKKP).

    (a) Applicability. This Special Federal Aviation Regulation (SFAR) 
applies to the following persons:
    (1) All U.S. air carriers and U.S. commercial operators;
    (2) All persons exercising the privileges of an airman certificate 
issued by the FAA, except when such persons are operating U.S.-
registered aircraft for a foreign air carrier; and
    (3) All operators of U.S.-registered civil aircraft, except where 
the operator of such aircraft is a foreign air carrier.
    (b) Flight prohibition. Except as provided in paragraphs (c) and 
(d) of this section, no person described in paragraph (a) of this 
section may conduct flight operations in the Pyongyang Flight 
Information Region (FIR) (ZKKP).
    (c) Permitted operations. This section does not prohibit persons 
described in paragraph (a) of this section from conducting flight 
operations in the Pyongyang Flight Information Region (FIR) (ZKKP), 
provided that such flight operations are conducted under a contract, 
grant, or cooperative agreement with a department, agency, or 
instrumentality of the U.S. government (or under a subcontract between 
the prime contractor of the department, agency, or instrumentality and 
the person described in paragraph (a) of this section) with the 
approval of the FAA, or under an exemption issued by the FAA. The FAA 
will consider requests for approval or exemption in a timely manner, 
with the order of preference being: First, for those operations in 
support of U.S. government-sponsored activities; second, for those 
operations in support of government-sponsored activities of a foreign 
country with the support of a U.S. Government department, agency, or 
instrumentality; and third, for all other operations.
    (d) Emergency situations. In an emergency that requires immediate 
decision and action for the safety of the flight, the pilot in command 
of an aircraft may deviate from this section to the extent required by 
that emergency. Except for U.S. air carriers and commercial operators 
that are subject to the requirements of 14 CFR part 119, 121, 125, or 
135, each person who

[[Page 47065]]

deviates from this section must, within 10 days of the deviation, 
excluding Saturdays, Sundays, and Federal holidays, submit to the 
responsible Flight Standards Office a complete report of the operations 
of the aircraft involved in the deviation, including a description of 
the deviation and the reasons for it.
    (e) Expiration. This SFAR will remain in effect until September 18, 
2020. The FAA may amend, rescind, or extend this SFAR, as necessary.

    Issued in Washington, DC, under the authority of 49 U.S.C. 
106(f) and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), on 
September 4, 2018.
Daniel K. Elwell,
Acting Administrator.
[FR Doc. 2018-20173 Filed 9-17-18; 8:45 am]
 BILLING CODE 4910-13-P



                                                              Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Rules and Regulations                                               47059

                                             (j) Other FAA AD Provisions                             No: 2, 31700 Blagnac Cedex, France;                   Division, Flight Standards Service,
                                                The following provisions also apply to this          telephone +33 5 61 93 36 96; fax +33 5 61             Federal Aviation Administration, 800
                                             AD:                                                     93 44 51; email account.airworth-eas@                 Independence Avenue SW, Washington,
                                                (1) Alternative Methods of Compliance                airbus.com; internet http://www.airbus.com.
                                                                                                                                                           DC 20591; telephone 202–267–8166;
                                             (AMOCs): The Manager, International                        (4) You may view this service information
                                                                                                     at the FAA, Transport Standards Branch,               email michael.e.filippell@faa.gov.
                                             Section, Transport Standards Branch, FAA,
                                             has the authority to approve AMOCs for this             2200 South 216th St., Des Moines, WA. For             SUPPLEMENTARY INFORMATION:
                                             AD, if requested using the procedures found             information on the availability of this
                                                                                                     material at the FAA, call 206–231–3195.               I. Executive Summary
                                             in 14 CFR 39.19. In accordance with 14 CFR
                                             39.19, send your request to your principal                 (5) You may view this service information             This action amends the prohibition of
                                             inspector or local Flight Standards District            that is incorporated by reference at the              flight operations in the Pyongyang FIR
                                             Office, as appropriate. If sending information          National Archives and Records                         (ZKKP) 1 by all: U.S. air carriers; U.S.
                                             directly to the International Section, send it          Administration (NARA). For information on
                                                                                                                                                           commercial operators; persons
                                             to the attention of the person identified in            the availability of this material at NARA, call
                                                                                                     202–741–6030, or go to: http://                       exercising the privileges of an airman
                                             paragraph (k)(2) of this AD. Information may
                                             be emailed to: 9-ANM-116-AMOC-                          www.archives.gov/federal-register/cfr/ibr-            certificate issued by the FAA, except
                                             REQUESTS@faa.gov. Before using any                      locations.html.                                       when such persons are operating U.S.-
                                             approved AMOC, notify your appropriate                                                                        registered aircraft for a foreign air
                                                                                                       Issued in Des Moines, Washington, on
                                             principal inspector, or lacking a principal             August 30, 2018.                                      carrier; and operators of U.S.-registered
                                             inspector, the manager of the local flight                                                                    civil aircraft, except where the operator
                                                                                                     Jeffrey E. Duven,
                                             standards district office/certificate holding                                                                 of such aircraft is a foreign air carrier.
                                             district office.                                        Director, System Oversight Division, Aircraft
                                                                                                                                                           From February 17, 1998, until
                                                (2) Contacting the Manufacturer: For any             Certification Service.
                                                                                                                                                           November 3, 2017, the FAA prohibited
                                             requirement in this AD to obtain corrective             [FR Doc. 2018–19858 Filed 9–17–18; 8:45 am]
                                                                                                                                                           U.S. civil aviation operations in the
                                             actions from a manufacturer, the action must            BILLING CODE 4910–13–P
                                             be accomplished using a method approved                                                                       Pyongyang FIR (ZKKP) west of 132
                                             by the Manager, International Section,                                                                        degrees east longitude under SFAR No.
                                             Transport Standards Branch, FAA; or the                                                                       79 due to the hazardous situation
                                                                                                     DEPARTMENT OF TRANSPORTATION
                                             European Aviation Safety Agency (EASA); or                                                                    created by North Korea’s military
                                             Airbus SAS’s EASA Design Organization                                                                         capabilities and its rules of engagement.
                                                                                                     Federal Aviation Administration
                                             Approval (DOA). If approved by the DOA,                                                                       On November 3, 2017, the FAA issued
                                             the approval must include the DOA-                                                                            KICZ Notice to Airmen (NOTAM)
                                             authorized signature.                                   14 CFR Part 91
                                                                                                                                                           A0023/17, prohibiting U.S. civil
                                             (k) Related Information                                 [Docket No.: FAA–2018–0838; Amdt. No.                 aviation operations in the entire
                                               (1) Refer to Mandatory Continuing                     91–352]                                               Pyongyang FIR (ZKKP) due to the
                                             Airworthiness Information (MCAI) EASA AD                RIN 2120–AL34                                         hazardous situation created by North
                                             2017–0204, dated October 12, 2017, for                                                                        Korean military capabilities and
                                             related information. This MCAI may be                   Amendment of the Prohibition Against                  activities, including unannounced
                                             found in the AD docket on the internet at               Certain Flights in the Pyongyang Flight               North Korean missile launches and air
                                             http://www.regulations.gov by searching for                                                                   defense weapons systems. This
                                             and locating Docket No. FAA–2018–0364.
                                                                                                     Information Region (FIR) (ZKKP)
                                                                                                                                                           amendment to SFAR No. 79
                                               (2) For more information about this AD,               AGENCY:  Federal Aviation
                                             contact Dan Rodina, Aerospace Engineer,                                                                       incorporates the November 3, 2017
                                                                                                     Administration (FAA), Department of                   NOTAM’s expanded flight prohibition
                                             International Section, Transport Standards
                                             Branch, FAA, 2200 South 216th St., Des
                                                                                                     Transportation (DOT).                                 into the Code of Federal Regulations
                                             Moines, WA 98198; telephone and fax 206–                ACTION: Final rule.                                   (CFR). The FAA finds this action
                                             231–3225.                                                                                                     necessary due to continued hazards to
                                                                                                     SUMMARY:    This action amends the                    U.S. civil aviation operations in the
                                             (l) Material Incorporated by Reference                  prohibition against certain flight                    entire Pyongyang FIR (ZKKP).
                                                (1) The Director of the Federal Register             operations in the Pyongyang Flight                       Further, this action moves SFAR No.
                                             approved the incorporation by reference                 Information Region (FIR) (ZKKP) by all:
                                             (IBR) of the service information listed in this                                                               79 into subpart M, Special Federal
                                                                                                     U.S. air carriers; U.S. commercial                    Aviation Regulations, of part 91 and
                                             paragraph under 5 U.S.C. 552(a) and 1 CFR
                                                                                                     operators; persons exercising the                     adds an expiration date, consistent with
                                             part 51.
                                                (2) You must use this service information            privileges of an airman certificate issued            other flight prohibition SFARs. The
                                             as applicable to do the actions required by             by the FAA, except when such persons                  FAA also is providing an approval
                                             this AD, unless this AD specifies otherwise.            are operating U.S.-registered aircraft for            process and exemption information for
                                                (i) Part 1, ‘‘Safe Life Airworthiness                a foreign air carrier; and operators of               SFAR No. 79, 14 CFR 91.1615,
                                             Limitation Items (SL—ALI),’’ Revision 02,               U.S.-registered civil aircraft, except                consistent with the approval process
                                             dated August 28, 2017, of the Airbus Model              where the operator of such aircraft is a              and exemption information for more
                                             A300 Airworthiness Limitations Section                  foreign air carrier. The FAA is also
                                             (ALS).                                                                                                        recently published flight prohibition
                                                                                                     providing an approval process and                     SFARs.
                                                (ii) Part 1, ‘‘Safe Life Airworthiness
                                                                                                     exemption information for this Special                   SFAR No. 79, § 91.1615, will expire
                                             Limitation Items (SL—ALI),’’ Revision 02,
                                             dated August 28, 2017, of the Airbus Model              Federal Aviation Regulations (SFAR),                  on September 18, 2020.
                                             A300–600 Airworthiness Limitations Section              consistent with the approval process
                                             (ALS).                                                  and exemption information for more                      1 The FAA notes that, prior to this rule, the FAA

                                                (iii) Part 1, ‘‘Safe Life Airworthiness              recently published flight prohibition                 referred to the Pyongyang FIR (ZKKP) as ‘‘the flight
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                                             Limitation Items (SL—ALI),’’ Revision 02,               SFARs. This final rule will remain in                 information region of the Democratic People’s
                                             dated August 28, 2017, of the Airbus Model                                                                    Republic of Korea (DPRK)’’ in the title of SFAR No.
                                                                                                     effect for 2 years.                                   79. The FAA has changed that reference in this rule
                                             A310 Airworthiness Limitations Section
                                                                                                     DATES: This final rule is effective on                to more accurately represent the FIR name, in
                                             (ALS).                                                                                                        accordance with International Civil Aviation
                                                (3) For service information identified in            September 18, 2018.
                                                                                                                                                           Organization (ICAO) naming conventions. The
                                             this AD, contact Airbus SAS, Airworthiness              FOR FURTHER INFORMATION CONTACT:                      Democratic People’s Republic of Korea (DPRK) is
                                             Office—EAW, Rond-Point Emile Dewoitine                  Michael Filippell, Air Transportation                 the official name of North Korea.



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                                             47060            Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Rules and Regulations

                                             II. Legal Authority and Good Cause                      threats are fluid. As a result, the                   had been unable to determine the level
                                                                                                     agency’s original proposal could become               of coordination and cooperation
                                             A. Legal Authority
                                                                                                     unsuitable for minimizing the hazards                 between North Korean civil air traffic
                                                The FAA is responsible for the safety                to U.S. civil aviation in the affected                authorities and air defense commanders
                                             of flight in the U.S. and for the safety                airspace during or after the notice and               for civil aircraft overflights, including
                                             of U.S. civil operators, U.S.-registered                comment process. The FAA further                      military rules of engagement if an
                                             civil aircraft, and U.S.-certificated                   finds an immediate need to address the                aircraft were to stray from its assigned
                                             airmen throughout the world. The FAA                    hazardous situation for U.S. civil                    flight route. The FAA was concerned
                                             Administrator’s authority to issue rules                aviation that exists in the Pyongyang                 that any lack of coordination, combined
                                             on aviation safety is found in title 49,                FIR (ZKKP) due to North Korean                        with North Korea’s air defense
                                             U.S. Code, Subtitle I, sections 106(f) and              military capabilities and activities,                 capabilities, including its rules of
                                             (g). Subtitle VII of title 49, Aviation                 including unannounced North Korean                    engagement and limited capability to
                                             Programs, describes in more detail the                  missile launches and air defense                      distinguish between military and civil
                                             scope of the agency’s authority. Section                weapons systems. These hazards are                    aircraft, could result in civil aircraft
                                             40101(d)(1) provides that the                           further described in the Background                   operating in the Pyongyang FIR (ZKKP)
                                             Administrator shall consider in the                     section of this rule.                                 west of 132 degrees east longitude being
                                             public interest, among other matters,                      For these reasons, the FAA finds good              misidentified and inadvertently engaged
                                             assigning, maintaining, and enhancing                   cause to forgo notice and comment and                 by North Korea. In the FAA’s view, this
                                             safety and security as the highest                      any delay in the effective date for this              potential threat justified a prohibition
                                             priorities in air commerce. Section                     rule. The FAA also finds that this action             on U.S. civil aviation operations in the
                                             40105(b)(1)(A) requires the                             is fully consistent with the obligations              Pyongyang FIR (ZKKP) west of 132
                                             Administrator to exercise his authority                 under 49 U.S.C. 40105(b)(1)(A) to                     degrees east longitude.
                                             consistently with the obligations of the                ensure that the FAA exercises its duties                 With respect to U.S. civil aviation
                                             U.S. Government under international                     consistently with the obligations of the              operations in the Pyongyang FIR (ZKKP)
                                             agreements.                                             United States under international                     east of 132 degrees east longitude, the
                                                This rulemaking is promulgated                       agreements.                                           FAA indicated that, since it had not yet
                                             under the authority described in                                                                              reviewed all applicable safety
                                             Subtitle VII, Part A, subpart III, section              III. Background
                                                                                                                                                           information provided by North Korea
                                             44701, General requirements. Under                         On April 24, 1997, the FAA published               and necessary for operators to meet
                                             that section, the FAA is charged broadly                a final rule, SFAR No. 79, which                      international safety standards
                                             with promoting safe flight of civil                     prohibited certain U.S. civil flight                  prescribed by the International Civil
                                             aircraft in air commerce by prescribing,                operations within the entire FIR of the               Aviation Organization (ICAO), it had
                                             among other things, regulations and                     Democratic People’s Republic of Korea                 not determined that the proper level of
                                             minimum standards for practices,                        (DPRK or North Korea), i.e., the                      operational overflight safety could be
                                             methods, and procedures that the                        Pyongyang FIR (ZKKP). 62 FR 20076. In                 assured. Remaining issues for review
                                             Administrator finds necessary for safety                its original form, SFAR No. 79                        included, but were not limited to:
                                             in air commerce and national security.                  prohibited all U.S. air carriers or                   Differences from ICAO standards, if any;
                                                This regulation is within the scope of               commercial operators; all persons                     search and rescue capabilities and
                                             FAA’s authority, because it prohibits the               exercising the privileges of an airman                procedures; and North Korean military
                                             persons subject to paragraph (a) of SFAR                certificate issued by the FAA, except                 pilot training in the proper civil aircraft
                                             No. 79, § 91.1615, (formerly paragraph                  such persons operating U.S.-registered                intercept procedures. The FAA stated
                                             (1)) from conducting flight operations in               aircraft for a foreign air carrier; and all           that, once this information was
                                             the entire Pyongyang FIR (ZKKP) due to                  operators of aircraft registered in the               reviewed, the FAA was prepared to
                                             the continued hazards to the safety of                  U.S., except where the operator of such               amend SFAR No. 79, as warranted, to
                                             such persons’ flight operations, as                     aircraft is a foreign air carrier, from               permit U.S. civil flights in the
                                             described in the Background section of                  conducting flight operations through the              Pyongyang FIR (ZKKP) east of 132
                                             this final rule.                                        Pyongyang FIR (ZKKP). At that time,                   degrees east longitude. 62 FR 20077.
                                                                                                     North Korea had begun allowing routine                   Subsequently, North Korea provided
                                             B. Good Cause for Immediate Adoption                    international overflights, and the U.S.               the FAA with a copy of its Aeronautical
                                                Section 553(b)(3)(B) of title 5, U.S.                Government had lifted its prohibition                 Information Publication (AIP).
                                             Code, authorizes agencies to dispense                   on the payment of overflight fees to                  Following a review of North Korea’s
                                             with notice and comment procedures                      North Korea, which had the practical                  AIP, the FAA determined that the
                                             for rules when the agency, for ‘‘good                   effect of allowing U.S. operators to fly              proper level of flight safety could be
                                             cause,’’ finds that those procedures are                in the Pyongyang FIR (ZKKP).                          assured for overflights occurring in the
                                             ‘‘impracticable, unnecessary, or contrary               Nevertheless, the FAA determined that                 international airspace of the Pyongyang
                                             to the public interest.’’ Section 553(d)                a variety of factors in North Korea posed             FIR (ZKKP) east of 132 degrees east
                                             also authorizes agencies to forgo the                   a potential threat to civil aircraft flying           longitude. On February 17, 1998, the
                                             delay in the effective date of the final                through the Pyongyang FIR (ZKKP),                     FAA published a final rule amending
                                             rule for good cause found and published                 necessitating an FAA flight prohibition.              SFAR No. 79 to permit U.S. civil
                                             with the rule. In this instance, the FAA                   These factors included the potential               aviation to conduct flights in the
                                             finds good cause to forgo notice and                    for periods of heightened tension on the              Pyongyang FIR (ZKKP) east of 132
                                             comment because notice and comment                      Korean peninsula, North Korea’s high                  degrees east longitude. 63 FR 8016;
                                             would be impracticable and contrary to                  state of military readiness and emphasis
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                                                                                                                                                           corrected at 63 FR 19286, (Apr. 17,
                                             the public interest. To the extent that                 on air defense of certain areas, and the              1998).
                                             the rule is based upon classified                       fact that the North Korean air defense                   In recent years, North Korea has
                                             information, such information is not                    system included modern surface-to-air                 conducted a number of provocative
                                             permitted to be shared with the general                 missile systems and interceptor aircraft              actions that posed flight safety hazards
                                             public. Also, threats to U.S. civil                     capable of engaging aircraft at cruising              and necessitated the FAA’s issuance of
                                             aviation and intelligence regarding these               altitudes. The FAA further stated that it             various advisory NOTAMs regarding the


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                                                              Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Rules and Regulations                                    47061

                                             Pyongyang FIR (ZKKP) and adjacent                       found at 14 CFR 91.1615. The FAA also                 to the accuracy of all representations
                                             areas to warn U.S. civil aviation of these              adds an expiration date to SFAR No. 79                made to the FAA in the request for
                                             hazards. In 2014, North Korea initiated                 of September 18, 2010. Finally, the FAA               approval and (2) ensure that any
                                             a ballistic missile test program involving              is also publishing an approval process                support from the requesting U.S.
                                             frequent unannounced missile launches                   and exemption information for this                    Government department, agency, or
                                             into the Sea of Japan. A number of the                  SFAR, which is similar to those for                   instrumentality described in the request
                                             missiles impacted in the Pyongyang FIR                  more recently published flight                        for approval is in fact brought to bear
                                             (ZKKP) east of the eastern boundary of                  prohibition SFARs.                                    and is maintained over time. The FAA
                                             SFAR No. 79 and in relatively close                        The FAA will continue to actively                  will not accept or consider requests for
                                             proximity to international air routes                   monitor the situation and evaluate the                approval by anyone other than the
                                             transiting the region. North Korea, as                  extent to which U.S. civil operators and              requesting department, agency, or
                                             recently as April 2016, has also                        airmen may be able to operate safely in               instrumentality. Unless justified by
                                             employed electronic jamming                             the Pyongyang FIR (ZKKP).                             exigent circumstances, requests for
                                             equipment on several occasions for                      Amendments to SFAR No. 79,                            approval must be submitted to the FAA
                                             intentional interference with aviation                  § 91.1615, may be appropriate if the risk             no less than 30 calendar days before the
                                             and maritime navigation and                             to aviation safety and security changes.              date on which the requesting
                                             communication networks. While these                     The FAA may amend or rescind SFAR                     department, agency, or instrumentality
                                             intentional interference events have                    No. 79, § 91.1615, as necessary, prior to             intends to commence the proposed
                                             primarily impacted flight operations in                 its expiration date.                                  operations.
                                             the Incheon (RKRR) FIR, the associated                                                                          The letter must be sent to the
                                             capabilities and effects could also affect              V. Approval Process Based on a
                                                                                                     Request From a Department, Agency, or                 Associate Administrator for Aviation
                                             operations in adjoining airspace,                                                                             Safety, Federal Aviation
                                             including the Pyongyang FIR (ZKKP). In                  Instrumentality of the United States
                                                                                                     Government                                            Administration, 800 Independence
                                             recent months, increased North Korean                                                                         Avenue SW, Washington, DC 20591.
                                             military capabilities and activities,                   A. Approval Process Based on a Request                Electronic submissions are acceptable,
                                             including upgraded air defense weapons                  From a Department, Agency, or                         and the requesting entity may request
                                             systems and unannounced North                           Instrumentality of the United States                  that the FAA notify it electronically as
                                             Korean missile launches, have increased                 Government                                            to whether the approval request is
                                             the risk of U.S. civil aviation operating                                                                     granted. If a requestor wishes to make
                                                                                                        In some instances, U.S. Government
                                             in the Pyongyang FIR (ZKKP) east of 132                                                                       an electronic submission to the FAA,
                                             degrees east longitude being either                     departments, agencies, or
                                                                                                     instrumentalities may need to engage                  the requestor should contact the Air
                                             misidentified as a threat and                                                                                 Transportation Division, Flight
                                             inadvertently engaged by North Korea or                 U.S. civil aviation to support their
                                                                                                     activities in the Pyongyang FIR (ZKKP).               Standards Service, at (202) 267–8166, to
                                             struck by a missile or debris from an                                                                         obtain the appropriate email address. A
                                             unannounced launch. Such events                         If a department, agency, or
                                                                                                     instrumentality of the U.S. Government                single letter may request approval from
                                             could involve loss of life, injuries, and                                                                     the FAA for multiple persons covered
                                             property damage.                                        determines that it has a critical need to
                                                                                                     engage any person covered under SFAR                  under SFAR No. 79, § 91.1615, and/or
                                                In response to this situation, the FAA
                                                                                                     No. 79, § 91.1615, including a U.S. air               for multiple flight operations. To the
                                             issued KICZ NOTAM A0023/17 on
                                                                                                     carrier or commercial operator, to                    extent known, the letter must identify
                                             November 3, 2017, to prohibit flight
                                                                                                     conduct a charter to transport civilian or            the person(s) expected to be covered
                                             operations in the entire Pyongyang FIR
                                                                                                     military passengers or cargo, or other                under the SFAR on whose behalf the
                                             (ZKKP), including the area east of 132
                                                                                                     operations, in the Pyongyang (ZKKP)                   U.S. Government department, agency, or
                                             degrees east longitude, by all: U.S. air
                                                                                                     FIR, that department, agency, or                      instrumentality is seeking FAA
                                             carriers; U.S. commercial operators;
                                                                                                     instrumentality may request the FAA to                approval, and it must describe—
                                             persons exercising the privileges of an
                                             airman certificate issued by the FAA,                   approve persons covered under SFAR                      • The proposed operation(s),
                                             except when such persons are operating                  No. 79, § 91.1615, to conduct such                    including the nature of the mission
                                             U.S.-registered aircraft for a foreign air              operations.                                           being supported;
                                             carrier; and operators of U.S.-registered                  An approval request must be made                     • The service to be provided by the
                                             civil aircraft, except where the operator               directly by the requesting department,                person(s) covered by the SFAR;
                                             of such aircraft is a foreign air carrier.              agency, or instrumentality of the U.S.                  • To the extent known, the specific
                                                                                                     Government to the FAA’s Associate                     locations in the Pyongyang FIR (ZKKP)
                                             IV. Discussion of the Final Rule                        Administrator for Aviation Safety in a                where the proposed operation(s) will be
                                               As a result of the significant                        letter signed by an appropriate senior                conducted, including, but not limited
                                             continuing risk to U.S. civil aviation in               official of the requesting department,                to, the flight path and altitude of the
                                             the Pyongyang FIR (ZKKP), including                     agency, or instrumentality. The senior                aircraft while it is operating in the
                                             the area east of 132 degrees east                       official signing the letter requesting                Pyongyang FIR (ZKKP) and the airports,
                                             longitude, and given the uncertainty                    FAA approval on behalf of the                         airfields and/or landing zones at which
                                             about when the above-described hazards                  requesting department, agency, or                     the aircraft will take-off and land; and
                                             will abate sufficiently to allow for safe               instrumentality must be sufficiently                    • The method by which the
                                             U.S. civil aviation operations therein,                 highly placed within his or her                       department, agency, or instrumentality
                                             this amendment to SFAR No. 79,                          organization to demonstrate that the                  will provide, or how the operator will
                                             § 91.1615, incorporates the flight                      senior leadership of the requesting                   otherwise obtain, current threat
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                                             prohibition contained in KICZ NOTAM                     department, agency, or instrumentality                information and an explanation of how
                                             A0023/17. To maintain consistency                       supports the request for approval and is              the operator will integrate this
                                             with other flight prohibition SFARs, the                committed to taking all necessary steps               information into all phases of the
                                             FAA moves SFAR No. 79 into subpart                      to minimize operational risks to the                  proposed operations (i.e., pre-mission
                                             M of part 91, Special Federal Aviation                  proposed flights. The senior official                 planning and briefing, in-flight, and
                                             Regulations. SFAR No. 79 will now be                    must also be in a position to: (1) Attest             post-flight phases).


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                                             47062            Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Rules and Regulations

                                                The request for approval must also                      (b) The operator’s written agreement                  • The plans and procedures that the
                                             include a list of operators with whom                   to indemnify the U.S. Government with                 operator will use to minimize the risks,
                                             the U.S. Government department,                         respect to any and all third-party                    identified in the Background section of
                                             agency, or instrumentality requesting                   damages, claims, and liabilities,                     this rule, to the proposed operations, so
                                             FAA approval has a current contract(s),                 including without limitation legal fees               that granting the exemption would not
                                             grant(s), or cooperative agreement(s) (or               and expenses, relating to any event                   adversely affect safety or would provide
                                             its prime contractor has a                              arising from or related to the approved               a level of safety at least equal to that
                                             subcontract(s)) for specific flight                     operations in the Pyongyang FIR                       provided by this SFAR. The FAA has
                                             operations in the Pyongyang FIR                         (ZKKP).                                               found comprehensive, organized plans
                                             (ZKKP). Additional operators may be                        (3) Other conditions that the FAA                  and procedures of this nature to be
                                             identified to the FAA at any time after                 may specify, including those that may                 helpful in facilitating the agency’s safety
                                             the FAA approval is issued. However,                    be imposed in OpSpecs or LOAs, as                     evaluation of petitions for exemption
                                             all additional operators must be                        applicable.                                           from flight prohibition SFARs.
                                             identified to, and obtain an Operations                    The release and agreement to                          Additionally, the release and
                                             Specification (OpSpec) or Letter of                     indemnify do not preclude an operator                 agreement to indemnify, as referred to
                                             Authorization (LOA), as appropriate,                    from raising a claim under an applicable              previously, are required as a condition
                                             from the FAA for operations in the                      non-premium war risk insurance policy                 of any exemption issued under SFAR
                                             Pyongyang FIR (ZKKP), before such                       issued by the FAA under chapter 443 of                No. 79, § 91.1615.
                                             operators commence such operations.                     title 49, U.S. Code.                                     The FAA recognizes that operations
                                             The approval conditions discussed                          If the proposed operations are                     that may be affected by SFAR No. 79,
                                             below apply to any such additional                      approved, the FAA will issue an                       § 91.1615, may be planned for the
                                             operators. Updated lists should be sent                 OpSpec or an LOA, as applicable, to the               governments of other countries with the
                                             to the email address to be obtained from                operator(s) identified in the original                support of the U.S. Government. While
                                             the Air Transportation Division by                      request. The FAA-issued OpSpec or                     these operations will not be permitted
                                             calling (202) 267–8166.                                 LOA, as applicable, authorizes the                    through the approval process, the FAA
                                                If an approval request includes                      operator(s) to conduct the approved                   will consider exemption requests for
                                             classified information, requestors may                  operations. The FAA will also notify the              such operations on an expedited basis
                                             contact Aviation Safety Inspector                       department, agency, or instrumentality                and prior to any private exemption
                                             Michael Filippell for instructions on                   that requested FAA approval of such                   requests.
                                             submitting it to the FAA. His contact                   operation(s) of any additional                        VII. Regulatory Notices and Analyses
                                             information is listed in the FOR FURTHER                conditions beyond those contained in
                                             INFORMATION CONTACT section of this                     the approval letter.                                     Changes to Federal regulations must
                                             final rule.                                                                                                   undergo several economic analyses.
                                                FAA approval of an operation under                   VI. Information Regarding Petitions for               First, Executive Orders 12866 and 13563
                                             SFAR No. 79, § 91.1615, does not relieve                Exemption                                             direct that each Federal agency shall
                                             persons subject to this SFAR of their                      Any operations not conducted under                 propose or adopt a regulation only upon
                                             responsibility to comply with all other                 an approval issued by the FAA through                 a reasoned determination that the
                                             applicable FAA rules and regulations.                   the approval process set forth                        benefits of the intended regulation
                                             Operators of civil aircraft must comply                 previously must be conducted under an                 justify its costs. Second, the Regulatory
                                             with the conditions of their certificate,               exemption from SFAR No. 79,                           Flexibility Act of 1980 (Pub. L. 96–354),
                                             OpSpecs, and LOAs, as applicable.                       § 91.1615. A petition for an exemption                as codified in 5 U.S.C. 603 et seq.,
                                             Operators must also comply with all                     must comply with 14 CFR part 11 and                   requires agencies to analyze the
                                             rules and regulations of other U.S.                     requires exceptional circumstances                    economic impact of regulatory changes
                                             Government departments or agencies                      beyond those contemplated by the                      on small entities. Third, the Trade
                                             that may apply to the proposed                          approval process described in the                     Agreements Act of 1979 (Pub. L. 96–39),
                                             operation(s), including, but not limited                previous section. In addition to the                  19 U.S.C. chapter 13, prohibits agencies
                                             to, regulations issued by the                           information required by 14 CFR 11.81,                 from setting standards that create
                                             Transportation Security Administration.                 at a minimum, the requestor must                      unnecessary obstacles to the foreign
                                                                                                     describe in its submission to the FAA—                commerce of the United States. In
                                             B. Approval Conditions                                     • The proposed operation(s),                       developing U.S. standards, the Trade
                                               If the FAA approves the request, the                  including the nature of the operation;                Agreements Act requires agencies to
                                             FAA’s Aviation Safety Organization                         • The service to be provided by the                consider international standards and,
                                             (AVS) will send an approval letter to the               person(s) covered by the SFAR;                        where appropriate, that they be the basis
                                             requesting department, agency, or                          • The specific locations in the                    of U.S. standards.
                                             instrumentality informing it that the                   Pyongyang FIR (ZKKP) where the                           Fourth, the Unfunded Mandates
                                             FAA’s approval is subject to all of the                 proposed operation(s) will be                         Reform Act of 1995 (Pub. L. 104–4), as
                                             following conditions:                                   conducted, including, but not limited                 codified in 2 U.S.C. chapter 25, requires
                                               (1) The approval will stipulate those                 to, the flight path and altitude of the               agencies to prepare a written assessment
                                             procedures and conditions that limit, to                aircraft while it is operating in the                 of the costs, benefits, and other effects
                                             the greatest degree possible, the risk to               Pyongyang FIR (ZKKP) and the airports,                of proposed or final rules that include
                                             the operator, while still allowing the                  airfields and/or landing zones at which               a Federal mandate likely to result in the
                                             operator to achieve its operational                     the aircraft will take-off and land;                  expenditure by State, local, or tribal
                                                                                                        • The method by which the operator                 governments, in the aggregate, or by the
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                                             objectives.
                                               (2) Before any approval takes effect,                 will obtain current threat information,               private sector, of $100 million or more
                                             the operator must submit to the FAA:                    and an explanation of how the operator                annually (adjusted for inflation with
                                               (a) A written release of the U.S.                     will integrate this information into all              base year of 1995). This portion of the
                                             Government from all damages, claims,                    phases of its proposed operations (i.e.,              preamble summarizes the FAA’s
                                             and liabilities, including without                      pre-mission planning and briefing, in-                analysis of the economic impacts of this
                                             limitation legal fees and expenses; and                 flight, and post-flight phases); and                  final rule.


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                                                              Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Rules and Regulations                                      47063

                                                In conducting these analyses, the FAA                entities whenever an agency is required               E. Paperwork Reduction Act
                                             has determined that this final rule has                 by 5 U.S.C. 553, or any other law, to
                                             benefits that justify its costs. This rule              publish a general notice of proposed                    The Paperwork Reduction Act of 1995
                                             is a significant regulatory action, as                  rulemaking for any proposed rule.                     (44 U.S.C. 3507(d)) requires that the
                                             defined in section 3(f) of Executive                    Similarly, 5 U.S.C. 604 requires an                   FAA consider the impact of paperwork
                                             Order 12866, as it raises novel policy                  agency to prepare a final regulatory                  and other information collection
                                             issues contemplated under that                          flexibility analysis when an agency                   burdens imposed on the public. The
                                             Executive Order. As notice and                          issues a final rule under 5 U.S.C. 553,               FAA has determined that there is no
                                             comment under 5 U.S.C. 553 are not                      after being required by that section or               new requirement for information
                                             required for this final rule, the                       any other law to publish a general                    collection associated with this final
                                             regulatory flexibility analyses described               notice of proposed rulemaking. The                    rule.
                                             in 5 U.S.C. 603 and 604 regarding                       FAA found good cause to forgo notice
                                             impacts on small entities are not                       and comment and any delay in the                      F. International Compatibility and
                                             required. This rule will not create                     effective date for this rule. As notice and           Cooperation
                                             unnecessary obstacles to the foreign                    comment under 5 U.S.C. 553 are not                       In keeping with U.S. obligations
                                             commerce of the United States. This                     required in this situation, the regulatory            under the Convention on International
                                             rule will not impose an unfunded                        flexibility analyses described in 5 U.S.C.
                                                                                                                                                           Civil Aviation, it is FAA’s policy to
                                             mandate on State, local, or tribal                      603 and 604 are not required.
                                                                                                                                                           conform to ICAO Standards and
                                             governments, or on the private sector,
                                                                                                     C. International Trade Impact                         Recommended Practices to the
                                             by exceeding the threshold identified
                                             previously.                                             Assessment                                            maximum extent practicable. The FAA
                                                                                                                                                           has determined that there are no ICAO
                                             A. Regulatory Evaluation                                  The Trade Agreements Act of 1979                    Standards and Recommended Practices
                                                                                                     (Pub. L. 96–39) prohibits Federal                     that correspond to this regulation.
                                                This rule prohibits U.S. civil flights in            agencies from establishing standards or
                                             the entire Pyongyang FIR (ZKKP),                        engaging in related activities that create               While the FAA’s flight prohibition
                                             including the area east of 132 degrees                  unnecessary obstacles to the foreign                  does not apply to foreign air carriers,
                                             east longitude, due to the significant                  commerce of the United States.                        DOT codeshare authorizations prohibit
                                             hazards to U.S. civil aviation described                Pursuant to this Act, the establishment               foreign air carriers from carrying a U.S.
                                             in the Background section of this                       of standards is not considered an                     codeshare partner’s code on a flight
                                             preamble. By mid-summer 2017, most,                     unnecessary obstacle to the foreign                   segment that operates in airspace for
                                             if not all, U.S. scheduled operators had                commerce of the United States, so long                which the FAA has issued a flight
                                             voluntarily ceased flying in the portion                as the standard has a legitimate                      prohibition. In addition, foreign air
                                             of the Pyongyang FIR (ZKKP) east of 132                 domestic objective, such as the                       carriers and other foreign operators may
                                             degrees east longitude due to the                       protection of safety, and does not                    choose to avoid, or be advised/directed
                                             hazards posed by unannounced North                      operate in a manner that excludes                     by their civil aviation authorities to
                                             Korean missile launches and increased                   imports that meet this objective. The                 avoid, airspace for which the FAA has
                                             tensions in the region. Nevertheless, in                statute also requires consideration of
                                             the rare cases where U.S. operators                                                                           issued a flight prohibition.
                                                                                                     international standards and, where
                                             might have opted to transit that area but               appropriate, that they be the basis for               G. Environmental Analysis
                                             for this final rule, alternative flight                 U.S. standards.
                                             routes could result in additional fuel                                                                           The FAA has analyzed this action
                                             usage and other flight time-associated                    The FAA has assessed the effect of                  under Executive Order 12114,
                                             operator costs, as well as costs                        this final rule and determined that its               Environmental Effects Abroad of Major
                                             attributed to passenger time. The FAA                   purpose is to protect the safety of U.S.              Federal Actions (44 FR 1957, January 4,
                                             believes there are very few, if any, U.S.               civil aviation from hazards to their                  1979), and DOT Order 5610.1C,
                                             operators who intend to operate in the                  operations in the Pyongyang FIR                       Paragraph 16. Executive Order 12114
                                             Pyongyang FIR (ZKKP) at this time due                   (ZKKP), a location outside the U.S.
                                                                                                                                                           requires the FAA to be informed of
                                             to the hazards described in the                         Therefore, the rule is in compliance
                                                                                                                                                           environmental considerations and take
                                             Background section of this final rule.                  with the Trade Agreements Act of 1979.
                                                                                                                                                           those considerations into account when
                                             The FAA anticipates receiving very few,                 D. Unfunded Mandates Assessment                       making decisions on major Federal
                                             if any, requests to operate in the                                                                            actions that could have environmental
                                             Pyongyang FIR (ZKKP) east of 132                           Title II of the Unfunded Mandates                  impacts anywhere beyond the borders of
                                             degrees east longitude due to the                       Reform Act of 1995 (Pub. L. 104–4)                    the United States. The FAA has
                                             previously discussed hazards.                           requires each Federal agency to prepare
                                                                                                                                                           determined that this action is exempt
                                                Consequently, the FAA expects the                    a written statement assessing the effects
                                                                                                                                                           pursuant to Section 2–5(a)(i) of
                                             costs of this rule to be minimal and                    of any Federal mandate in a proposed or
                                                                                                                                                           Executive Order 12114, because it does
                                             these minimal costs to be exceeded by                   final agency rule that may result in an
                                                                                                     expenditure of $100 million or more (in               not have the potential for a significant
                                             the benefits of avoided risks of deaths,                                                                      effect on the environment outside the
                                             injuries, and property damage that                      1995 dollars) in any one year by State,
                                                                                                     local, and tribal governments, in the                 United States.
                                             could result from a U.S. operator’s
                                             aircraft being shot down (or otherwise                  aggregate, or by the private sector; such                In accordance with FAA Order
                                                                                                     a mandate is deemed to be a ‘‘significant             1050.1F, ‘‘Environmental Impacts:
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                                             damaged).
                                                                                                     regulatory action.’’ The FAA currently                Policies and Procedures,’’ paragraph 8–
                                             B. Regulatory Flexibility Act                           uses an inflation-adjusted value of $155              6(c), FAA has prepared a memorandum
                                               The Regulatory Flexibility Act, in 5                  million in lieu of $100 million.                      for the record stating the reason(s) for
                                             U.S.C. 603, requires an agency to                          This final rule does not contain such              this determination; this memorandum
                                             prepare an initial regulatory flexibility               a mandate. Therefore, the requirements                has been placed in the docket for this
                                             analysis describing impacts on small                    of Title II of the Act do not apply.                  rulemaking.


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                                             47064            Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Rules and Regulations

                                             VIII. Executive Order Determinations                      • Visiting the FAA’s Regulations and                Special Federal Aviation Regulation
                                                                                                     Policies web page at http://                          No. 79 [Removed]
                                             A. Executive Order 13132, Federalism
                                                                                                     www.faa.gov/regulations_policies; or
                                                                                                                                                           ■ 2. In part 91, remove Special Federal
                                               The FAA has analyzed this rule under                    • Accessing the Government                          Aviation Regulation No. 79.
                                             the principles and criteria of Executive                Publishing Office’s web page at http://
                                             Order 13132, Federalism. The agency                                                                           ■ 3. Add § 91.1615 to subpart M to read
                                                                                                     www.fdsys.gov.
                                             has determined that this action would                                                                         as follows:
                                                                                                       Copies may also be obtained by
                                             not have a substantial direct effect on                                                                       § 91.1615 Special Federal Aviation
                                                                                                     sending a request (identified by
                                             the States, or the relationship between                                                                       Regulation No. 79—Prohibition Against
                                                                                                     amendment or docket number of this
                                             the Federal Government and the States,                                                                        Certain Flights in the Pyongyang Flight
                                                                                                     rulemaking) to the Federal Aviation
                                             or on the distribution of power and                                                                           Information Region (FIR) (ZKKP).
                                                                                                     Administration, Office of Rulemaking,
                                             responsibilities among the various                                                                               (a) Applicability. This Special Federal
                                                                                                     ARM–1, 800 Independence Avenue SW,
                                             levels of government, and, therefore,                                                                         Aviation Regulation (SFAR) applies to
                                                                                                     Washington, DC 20591, or by calling
                                             would not have Federalism                                                                                     the following persons:
                                                                                                     (202) 267–9677.
                                             implications.                                                                                                    (1) All U.S. air carriers and U.S.
                                                                                                       Except for classified material, all                 commercial operators;
                                             B. Executive Order 13211, Regulations                   documents the FAA considered in
                                             That Significantly Affect Energy Supply,                                                                         (2) All persons exercising the
                                                                                                     developing this rule, including                       privileges of an airman certificate issued
                                             Distribution, or Use                                    economic analyses and technical                       by the FAA, except when such persons
                                                The FAA analyzed this rule under                     reports, may be accessed from the                     are operating U.S.-registered aircraft for
                                             Executive Order 13211, Actions                          internet through the Federal Document                 a foreign air carrier; and
                                             Concerning Regulations that                             Management System Portal referenced                      (3) All operators of U.S.-registered
                                             Significantly Affect Energy Supply,                     previously.                                           civil aircraft, except where the operator
                                             Distribution, or Use (May 18, 2001). The                B. Small Business Regulatory                          of such aircraft is a foreign air carrier.
                                             agency has determined that it would not                 Enforcement Fairness Act                                 (b) Flight prohibition. Except as
                                             be a ‘‘significant energy action’’ under                                                                      provided in paragraphs (c) and (d) of
                                             the executive order and would not be                      The Small Business Regulatory                       this section, no person described in
                                             likely to have a significant adverse effect             Enforcement Fairness Act of 1996                      paragraph (a) of this section may
                                             on the supply, distribution, or use of                  (SBREFA) (Pub. L. 104–121) (set forth as              conduct flight operations in the
                                             energy.                                                 a note to 5 U.S.C. 601) requires FAA to               Pyongyang Flight Information Region
                                                                                                     comply with small entity requests for                 (FIR) (ZKKP).
                                             C. Executive Order 13609, Promoting
                                                                                                     information or advice about compliance                   (c) Permitted operations. This section
                                             International Regulatory Cooperation
                                                                                                     with statutes and regulations within its              does not prohibit persons described in
                                               Executive Order 13609, Promoting                      jurisdiction. A small entity with                     paragraph (a) of this section from
                                             International Regulatory Cooperation,                   questions regarding this document may                 conducting flight operations in the
                                             (77 FR 26413, May 4, 2012) promotes                     contact its local FAA official, or the                Pyongyang Flight Information Region
                                             international regulatory cooperation to                 person listed under the FOR FURTHER                   (FIR) (ZKKP), provided that such flight
                                             meet shared challenges involving                        INFORMATION CONTACT heading at the                    operations are conducted under a
                                             health, safety, labor, security,                        beginning of the preamble. To find out                contract, grant, or cooperative
                                             environmental, and other issues and to                  more about SBREFA on the internet,                    agreement with a department, agency, or
                                             reduce, eliminate, or prevent                           visit http://www.faa.gov/regulations_                 instrumentality of the U.S. government
                                             unnecessary differences in regulatory                   policies/rulemaking/sbre_act/.                        (or under a subcontract between the
                                             requirements. The FAA has analyzed                                                                            prime contractor of the department,
                                                                                                     List of Subjects in 14 CFR part 91
                                             this action under the policies and                                                                            agency, or instrumentality and the
                                             agency responsibilities of Executive                      Air traffic control, Aircraft, Airmen,              person described in paragraph (a) of this
                                             Order 13609, and has determined that                    Airports, Aviation safety, Freight, North             section) with the approval of the FAA,
                                             this action would have no effect on                     Korea.                                                or under an exemption issued by the
                                             international regulatory cooperation.                                                                         FAA. The FAA will consider requests
                                                                                                     The Amendment                                         for approval or exemption in a timely
                                             D. Executive Order 13771, Reducing                                                                            manner, with the order of preference
                                             Regulation and Controlling Regulatory                     In consideration of the foregoing, the
                                                                                                                                                           being: First, for those operations in
                                             Costs                                                   Federal Aviation Administration
                                                                                                                                                           support of U.S. government-sponsored
                                                                                                     amends chapter I of title 14, Code of
                                                This rule is not subject to the                                                                            activities; second, for those operations
                                                                                                     Federal Regulations, as follows:
                                             requirements of Executive Order 13771                                                                         in support of government-sponsored
                                             (82 FR 9339, Feb. 3, 2017) because it is                PART 91—GENERAL OPERATING AND                         activities of a foreign country with the
                                             issued with respect to a national                       FLIGHT RULES                                          support of a U.S. Government
                                             security function of the United States.                                                                       department, agency, or instrumentality;
                                                                                                     ■ 1. The authority citation for part 91               and third, for all other operations.
                                             IX. Additional Information                                                                                       (d) Emergency situations. In an
                                                                                                     continues to read as follows:
                                             A. Availability of Rulemaking                                                                                 emergency that requires immediate
                                                                                                       Authority: 49 U.S.C. 106(f), 106(g), 1155,          decision and action for the safety of the
                                             Documents                                               40101, 40103, 40105, 40113, 40120, 44101,             flight, the pilot in command of an
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                                               An electronic copy of a rulemaking                    44111, 44701, 44704, 44709, 44711, 44712,
                                                                                                                                                           aircraft may deviate from this section to
                                             document may be obtained from the                       44715, 44716, 44717, 44722, 46306, 46315,
                                                                                                     46316, 46504, 46506–46507, 47122, 47508,              the extent required by that emergency.
                                             internet by—                                                                                                  Except for U.S. air carriers and
                                                                                                     47528–47531, 47534, Pub. L. 114–190, 130
                                               • Searching the Federal Document                      Stat. 615 (49 U.S.C. 44703 note); articles 12         commercial operators that are subject to
                                             Management System (FDMS) Portal                         and 29 of the Convention on International             the requirements of 14 CFR part 119,
                                             (http://www.regulations.gov);                           Civil Aviation (61 Stat. 1180), (126 Stat. 11).       121, 125, or 135, each person who


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                                                              Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Rules and Regulations                                                  47065

                                             deviates from this section must, within                   (2) Visiting the FAA’s Regulations and                 was implemented. Runway capacity at
                                             10 days of the deviation, excluding                     Policies web page at http://                             LGA remains limited, while demand for
                                             Saturdays, Sundays, and Federal                         www.faa.gov/regulations_policies/; or                    access to LGA remains high. The
                                             holidays, submit to the responsible                       (3) Accessing the Government                           average weekday hourly flights are
                                             Flight Standards Office a complete                      Printing Office’s web page at http://                    generally scheduled to a level consistent
                                             report of the operations of the aircraft                www.gpoaccess.gov/fr/index.html.                         with the limits under this Order. The
                                             involved in the deviation, including a                    You also may obtain a copy by                          FAA has reviewed the on-time and
                                             description of the deviation and the                    sending a request to the Federal                         other performance metrics in the peak
                                             reasons for it.                                         Aviation Administration, Office of                       May to August 2017 and 2018 months
                                               (e) Expiration. This SFAR will remain                 Rulemaking, ARM–1, 800 Independence                      and found continuing improvements
                                             in effect until September 18, 2020. The                 Avenue SW, Washington, DC 20591, or                      relative to the same period in 2008.6
                                             FAA may amend, rescind, or extend this                  by calling (202) 267–9680. Make sure to                  However, the FAA has determined that
                                             SFAR, as necessary.                                     identify the amendment number or                         the operational limitations imposed by
                                               Issued in Washington, DC, under the                   docket number of this rulemaking.                        this Order remain necessary. Without
                                             authority of 49 U.S.C. 106(f) and (g),                                                                           the operational limitations imposed by
                                                                                                     Background                                               this Order, the FAA expects severe
                                             40101(d)(1), 40105(b)(1)(A), and 44701(a)(5),
                                             on September 4, 2018.                                      The FAA has historically limited the                  congestion-related delays due to the
                                             Daniel K. Elwell,                                       number of arrivals and departures at                     anticipated demand of new operations
                                             Acting Administrator.
                                                                                                     LGA during peak demand periods                           and the retiming of existing flights into
                                                                                                     through the implementation of the High                   more desirable hours. The FAA, in
                                             [FR Doc. 2018–20173 Filed 9–17–18; 8:45 am]
                                                                                                     Density Rule (HDR), to address                           coordination with the Office of the
                                             BILLING CODE 4910–13–P
                                                                                                     constraints based on LGA’s limited                       Secretary of Transportation (OST), will
                                                                                                     runway capacity.1 By statute enacted in                  continue to consider potential
                                             DEPARTMENT OF TRANSPORTATION                            April 2000, the HDR’s applicability to                   rulemaking in the future to codify the
                                                                                                     LGA operations terminated as of January                  slot management policies at LGA, and
                                             Federal Aviation Administration                         1, 2007.2                                                also at John F. Kennedy International
                                                                                                        The FAA issued an Order on                            Airport (JFK).7
                                             14 CFR part 93                                          December 27, 2006, adopting temporary
                                                                                                                                                              Current Issues
                                                                                                     limits pending the completion of
                                             [Docket No.: FAA–2006–25755]                            rulemaking to address long term limits                      The FAA has received specific
                                                                                                     and related policies.3 This Order was                    proposals for policy changes that would
                                             Operating Limitations at New York                                                                                necessitate amending the LGA and JFK
                                                                                                     amended on November 8, 2007, and
                                             Laguardia Airport                                                                                                Orders. For example, several carriers
                                                                                                     August 19, 2008.4 The FAA extended
                                             AGENCY:  Federal Aviation                               the December 27, 2006, Order placing                     have requested a simplified process for
                                             Administration (FAA), DOT.                              temporary limits on operations at LGA,                   the administrative management of
                                                                                                     as amended, on October 7, 2009, April                    temporary slot transfers, whereby the
                                             ACTION: Extension to order.
                                                                                                     4, 2011, May 14, 2013, March 27, 2014,                   marketing and operating carriers would
                                             SUMMARY:   This action extends the Order                and May 25, 2016.5                                       not be required to formally transfer slots
                                             Limiting Operations at New York                            Under the Order for LGA, as                           for operation by carriers under common
                                             LaGuardia Airport (LGA) published on                    amended, the FAA (1) maintains the                       marketing control and whereby the slot
                                             December 27, 2006, as most recently                     current hourly limits on scheduled and                   holder could choose whether the holder
                                             extended May 25, 2016. The Order                        unscheduled operations at LGA during                     or the operator would be responsible for
                                             remains effective until October 24, 2020.               the peak period; (2) imposes an 80                       reporting slot usage to the FAA. The
                                                                                                     percent minimum usage requirement for                    FAA is considering proposing this and
                                             DATES: This action is effective on
                                                                                                     Operating Authorizations (OAs) with                      other potential changes in a future
                                             September 18, 2018.
                                                                                                     defined exceptions; (3) provides a                       action on the LGA and JFK Orders.
                                             ADDRESSES: Requests may be submitted                                                                                However, the Orders expire at the end
                                             by mail to the Slot Administration                      mechanism for withdrawal of OAs for
                                                                                                     FAA operational reasons; (4) provides                    of the current summer scheduling
                                             Office, System Operations Services,                                                                              season and carriers are planning winter
                                             AJR–0, Room 300W, 800 Independence                      for a lottery to reallocate withdrawn,
                                                                                                     surrendered, or unallocated OAs; and                     schedules. There is insufficient time to
                                             Avenue SW, Washington, DC 20591, or                                                                              publish for comment proposed policy
                                             by email to: 7-awa-slotadmin@faa.gov.                   (5) allows for trades and leases of OAs
                                                                                                     for consideration for the duration of the                changes, adjudicate comments, and
                                             FOR FURTHER INFORMATION CONTACT: For                                                                             issue a final Order before the Orders
                                                                                                     Order.
                                             questions concerning this Order contact:                                                                         expire. The FAA has therefore
                                                                                                        The reasons for issuing the Order
                                             Bonnie C. Dragotto, Regulations                                                                                  determined to proceed with an
                                                                                                     have not changed appreciably since it
                                             Division, FAA Office of the Chief                                                                                extension of the Orders, without policy
                                             Counsel, AGC–240, Room 916N, Federal                       1 33 FR 17896 (Dec. 3, 1968). The FAA codified        changes, to meet current needs and
                                             Aviation Administration, 800                            the rules for operating at high density traffic          allow time to further develop any
                                             Independence Avenue SW, Washington,                     airports in 14 CFR part 93, subpart K. The HDR           proposed changes to the Orders.
                                             DC 20591; telephone (202) 267–3808;                     required carriers to hold a reservation, which came      Accordingly, the FAA is extending the
                                                                                                     to be known as a ‘‘slot,’’ for each takeoff or landing
                                             email Bonnie.Dragotto@faa.gov.                          under instrument flight rules at the high density
                                                                                                                                                              expiration date of this Order until
                                             SUPPLEMENTARY INFORMATION:                              traffic airports.                                        October 24, 2020. This expiration date
                                                                                                                                                              coincides with the extended expiration
daltland on DSKBBV9HB2PROD with RULES




                                                                                                        2 Aviation Investment and Reform Act for the 21st
                                             Availability of Rulemaking Documents                    Century (AIR–21), Public Law 106–181 (Apr. 5,            date for the Order limiting scheduled
                                               You may obtain an electronic copy                     2000), 49 U.S.C. 41715(a)(2).
                                                                                                        3 71 FR 77854.                                          6 Docket No. FAA–2006–25755 includes a copy of
                                             using the internet by:                                     4 72 FR 63224; 73 FR 48428.
                                                                                                                                                              the MITRE analysis completed for the FAA.
                                               (1) Searching the Federal                                5 74 FR 51653; 76 FR 18616, amended by 77 FR            7 Operating Limitations at John F. Kennedy
                                             eRulemaking Portal (http://                             30585 (May 23, 2012); 78 FR 28278; 79 FR 17222;          International Airport. 73 FR 3510 (Jan. 18, 2008), as
                                             www.regulations.gov);                                   and, 81 FR 33126.                                        amended.



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Document Created: 2018-09-18 01:18:31
Document Modified: 2018-09-18 01:18:31
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective on September 18, 2018.
ContactMichael Filippell, Air Transportation Division, Flight Standards Service, Federal Aviation Administration, 800 Independence Avenue SW, Washington, DC 20591; telephone 202-267- 8166; email [email protected]
FR Citation83 FR 47059 
RIN Number2120-AL34
CFR AssociatedAir Traffic Control; Aircraft; Airmen; Airports; Aviation Safety; Freight and North Korea

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