83 FR 47215 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 181 (September 18, 2018)

Page Range		47215-47216
FR Document		2018-20318

Federal Register, Volume 83 Issue 181 (Tuesday, September 18, 2018)

[Federal Register Volume 83, Number 181 (Tuesday, September 18, 2018)]
[Notices]
[Pages 47215-47216]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-20318]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Thursday, September 20, 2018.

PLACE: Closed Commission Hearing, Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.

[[Page 47216]]

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: September 13, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-20318 Filed 9-14-18; 11:15 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 181 / Tuesday, September 18, 2018 / Notices 47215

advise the Exchange of any failure by as the Commission may designate, it has Washington, DC 20549 on official
the Fund to comply with the continued become effective pursuant to Section business days between the hours of
listing requirements, and, pursuant to 19(b)(3)(A) of the Act 30 and Rule 19b– 10:00 a.m. and 3:00 p.m. Copies of the
its obligations under Section 19(g)(1) of 4(f)(6) thereunder.31 filing also will be available for
the Act, the Exchange will monitor for At any time within 60 days of the inspection and copying at the principal
compliance with the continued listing filing of the proposed rule change, the office of the Exchange. All comments
requirements. If the Fund is not in Commission summarily may received will be posted without change.
compliance with the applicable listing temporarily suspend such rule change if Persons submitting comments are
requirements, the Exchange will it appears to the Commission that such cautioned that we do not redact or edit
commence delisting procedures under action is necessary or appropriate in the personal identifying information from
Rule 14.12. public interest, for the protection of comment submissions. You should
The proposed rule change is designed investors, or otherwise in furtherance of submit only information that you wish
to perfect the mechanism of a free and the purposes of the Act. to make available publicly. All
open market and, in general, to protect IV. Solicitation of Comments submissions should refer to File
investors and the public interest in that Number SR–CboeBZX–2018–070, and
it will facilitate the listing and trading Interested persons are invited to should be submitted on or before
of an exchange-traded product that submit written data, views, and October 9, 2018.
principally holds Municipal Securities arguments concerning the foregoing,
including whether the proposed rule For the Commission, by the Division of
and that will enhance competition Trading and Markets, pursuant to delegated
among market participants, to the change is consistent with the Act.
authority.32
benefit of investors and the marketplace. Comments may be submitted by any of
the following methods: Eduardo A. Aleman,
The Exchange has in place surveillance Assistant Secretary.
procedures relating to trading in the Electronic Comments [FR Doc. 2018–20237 Filed 9–17–18; 8:45 am]
Shares and may obtain information via
• Use the Commission’s internet BILLING CODE 8011–01–P
ISG from other exchanges that are
comment form (http://www.sec.gov/
members of ISG or with which the
rules/sro.shtml); or
Exchange has entered into a • Send an email to rule-comments@ SECURITIES AND EXCHANGE
comprehensive surveillance sharing sec.gov. Please include File Number SR– COMMISSION
agreement. In addition, investors will CboeBZX–2018–070 on the subject line.
have ready access to information Sunshine Act Meetings
regarding the IIV and quotation and last Paper Comments
sale information for the Shares. • Send paper comments in triplicate TIME AND DATE: 2:00 p.m. on Thursday,
For the above reasons, the Exchange to Secretary, Securities and Exchange September 20, 2018.
believes that the proposed rule change Commission, 100 F Street NE, PLACE: Closed Commission Hearing,
is consistent with the requirements of Washington, DC 20549–1090. Room 10800.
Section 6(b)(5) of the Act. All submissions should refer to File STATUS: This meeting will be closed to
(B) Self-Regulatory Organization’s Number SR–CboeBZX–2018–070. This the public.
Statement on Burden on Competition file number should be included on the
subject line if email is used. To help the MATTERS TO BE CONSIDERED:
The Exchange does not believe that Commissioners, Counsel to the
Commission process and review your
the proposed rule change will impose Commissioners, the Secretary to the
comments more efficiently, please use
any burden on competition that is not Commission, and recording secretaries
only one method. The Commission will
necessary or appropriate in furtherance will attend the closed meeting. Certain
post all comments on the Commission’s
of the purpose of the Act. The Exchange internet website (http://www.sec.gov/ staff members who have an interest in
notes that the proposed rule change will rules/sro.shtml). Copies of the the matters also may be present.
facilitate the listing and trading of an submission, all subsequent The General Counsel of the
additional exchange-traded product that amendments, all written statements Commission, or his designee, has
will enhance competition among market with respect to the proposed rule certified that, in his opinion, one or
participants, to the benefit of investors change that are filed with the more of the exemptions set forth in 5
and the marketplace. Commission, and all written U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
(C) Self-Regulatory Organization’s communications relating to the and (10) and 17 CFR 200.402(a)(3),
Statement on Comments on the proposed rule change between the (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
Proposed Rule Change Received From Commission and any person, other than (a)(10), permit consideration of the
Members, Participants or Others those that may be withheld from the scheduled matters at the closed meeting.
public in accordance with the Commissioner Stein, as duty officer,
The Exchange has neither solicited
provisions of 5 U.S.C. 552, will be voted to consider the items listed for the
nor received written comments on the
available for website viewing and closed meeting in closed session.
proposed rule change.
printing in the Commission’s Public The subject matters of the closed
III. Date of Effectiveness of the Reference Room, 100 F Street NE, meeting will be:
Proposed Rule Change and Timing for Institution and settlement of
Commission Action 30 15 U.S.C. 78s(b)(3)(A). injunctive actions;
daltland on DSKBBV9HB2PROD with NOTICES

31 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
Because the foregoing proposed rule Institution and settlement of
4(f)(6)(iii) requires a self-regulatory organization to
change does not: (i) Significantly affect give the Commission written notice of its intent to
administrative proceedings;
the protection of investors or the public file the proposed rule change, along with a brief Resolution of litigation claims; and
interest; (ii) impose any significant description and text of the proposed rule change, Other matters relating to enforcement
at least five business days prior to the date of filing proceedings.
burden on competition; and (iii) become of the proposed rule change, or such shorter time
operative for 30 days from the date on as designated by the Commission. The Exchange
which it was filed, or such shorter time has satisfied this requirement. 32 17 CFR 200.30–3(a)(12).

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Document Created: 2018-09-18 01:18:52
Document Modified: 2018-09-18 01:18:52

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Thursday, September 20, 2018.
FR Citation		83 FR 47215