83_FR_47466 83 FR 47284 - Ballast Water Management-Annual Reporting Requirement

83 FR 47284 - Ballast Water Management-Annual Reporting Requirement

DEPARTMENT OF HOMELAND SECURITY
Coast Guard

Federal Register Volume 83, Issue 182 (September 19, 2018)

Page Range47284-47293
FR Document2018-20374

The Coast Guard is eliminating the requirement for certain vessels that operate on voyages exclusively within a single Captain of the Port Zone to submit an Annual Ballast Water Summary Report for calendar year 2018. We view this current reporting requirement as unnecessary for us to analyze and understand ballast water management practices. This final rule will reduce the administrative burden on this regulated population of U.S. non-recreational vessels equipped with ballast tanks.

Federal Register, Volume 83 Issue 182 (Wednesday, September 19, 2018)
[Federal Register Volume 83, Number 182 (Wednesday, September 19, 2018)]
[Rules and Regulations]
[Pages 47284-47293]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-20374]


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DEPARTMENT OF HOMELAND SECURITY

Coast Guard

33 CFR Part 151

[Docket No. USCG-2018-0245]
RIN 1625-AC45


Ballast Water Management--Annual Reporting Requirement

AGENCY: Coast Guard, DHS.

ACTION: Final rule.

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SUMMARY: The Coast Guard is eliminating the requirement for certain 
vessels that operate on voyages exclusively within a single Captain of 
the Port Zone to submit an Annual Ballast Water Summary Report for 
calendar year 2018. We view this current reporting requirement as 
unnecessary for us to analyze and understand ballast water management 
practices. This final rule will reduce the administrative burden on 
this regulated population of U.S. non-recreational vessels equipped 
with ballast tanks.

DATES: This final rule is effective October 1, 2018.

ADDRESSES: To view documents mentioned in this preamble as being 
available in the docket, go to http://www.regulations.gov, type USCG-
2018-0245 in the ``SEARCH'' box and click ``SEARCH.'' Click on Open 
Docket Folder on the line associated with this rule.

FOR FURTHER INFORMATION CONTACT: For information about this document 
call or email Mr. John Morris, Program Manager, Environmental Standards 
Division, Coast Guard; telephone 202-372-1402, email 
[email protected].

[[Page 47285]]


SUPPLEMENTARY INFORMATION: 

Table of Contents for Preamble

I. Abbreviations
II. Basis and Purpose, and Regulatory History
    A. Legal Authority
    B. Regulatory History
    C. Purpose of the Rule
III. Discussion of Comments
IV. Discussion of the Rule
V. Regulatory Analyses
    A. Regulatory Planning and Review
    B. Small Entities
    C. Assistance for Small Entities
    D. Collection of Information
    E. Federalism
    F. Unfunded Mandates Reform Act
    G. Taking of Private Property
    H. Civil Justice Reform
    I. Protection of Children
    J. Indian Tribal Governments
    K. Energy Effects
    L. Technical Standards
    M. Environment

I. Abbreviations

ANS Aquatic nuisance species
BLS Bureau of Labor Statistics
BWM Ballast water management
CFR Code of Federal Regulations
COI Collection of Information
COTP Captain of the Port
DHS Department of Homeland Security
FR Federal Register
ICR Information Collection Request
NANPCA Nonindigenous Aquatic Nuisance Prevention and Control Act of 
1990
NBIC National Ballast Information Clearinghouse
NISA National Invasive Species Act of 1996
NPRM Notice of proposed rulemaking
OMB Office of Management and Budget
Pub. L. Public Law
RA Regulatory analysis
REC Record of Environmental Consideration
Sec.  Section
U.S.C. United States Code

II. Basis and Purpose, and Regulatory History

    In this section we identify our statutory authority for this rule, 
the regulatory history of this rulemaking and the regulations we are 
amending, this rule's effective date, and the problem we intend this 
rule to address.

A. Legal Authority

    The Nonindigenous Aquatic Nuisance Prevention and Control Act of 
1990 (NANPCA, Pub. L. 101-646), as amended by the National Invasive 
Species Act of 1996 (NISA, Pub. L. 104-332), requires the Secretary of 
the Department of Homeland Security (DHS) to ensure, to the maximum 
extent practicable, that aquatic nuisance species (ANS) are not 
discharged into waters of the United States from vessels (16 U.S.C. 
4701 et seq.). These statutes also direct the Secretary to issue 
regulations and collect records regarding vessel ballasting practices 
as a means for determining vessel compliance with the ballast water 
management (BWM) program (16 U.S.C. 4711(c) and (f)) and they authorize 
the Secretary to revise such regulations, as necessary, on the basis of 
best scientific information, and in accordance with criteria developed 
by the Aquatic Nuisance Species Task Force (ANS Task Force) (16 U.S.C. 
4711(e)). The Secretary has delegated the regulatory functions and 
authorities in 16 U.S.C. 4711 to the Commandant of the Coast Guard 
(Department of Homeland Security Delegation No. 0170.1 (II)(57)).

B. Regulatory History

    On May 9, 2018, the Coast Guard published a notice of proposed 
rulemaking (NPRM) (83 FR 21214) in the Federal Register. In the NPRM, 
we proposed to amend our regulations on ballast water management by 
eliminating the requirement for vessels operating on voyages 
exclusively within a single Captain of the Port (COTP) Zone to submit 
an Annual Ballast Water Summary Report for calendar year 2018. Ten 
individuals or organizations submitted comments relevant to the NPRM 
during the comment period that ended June 9, 2018.
    Coast Guard regulations regarding BWM are located in 33 CFR part 
151, subparts C (Sec. Sec.  151.1500 through 151.1518) and D 
(Sec. Sec.  151.2000 through 151.2080). The existing regulations we are 
amending, Sec. Sec.  151.2015 and 151.2060, were issued in 2015 and 
concern BWM reporting and recordkeeping requirements. See ``Ballast 
Water Management Reporting and Recordkeeping'' final rule (80 FR 73105, 
Nov. 24, 2015). We noted in the NPRM that we received recommendations 
to issue a rule like the one we proposed in the NPRM. These three 
recommendations were in response to our June 8, 2017 (82 FR 26632), 
request to the public to identify rules that should be repealed, 
replaced, or modified to alleviate unnecessary regulatory burdens.\1\
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    \1\ See items -0102, -0143, and -0147 in docket USCG-2017-0480, 
Evaluation of Existing Coast Guard Regulations and Collections of 
Information.
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    Pursuant to 5 U.S.C. 553(d)(1) and (d)(3), the Coast Guard is 
making this rule effective less than 30 days after publication in the 
Federal Register. Under 5 U.S.C. 553(d)(1), agencies may make a rule 
effective less than 30 days after publication if the rule is ``a 
substantive rule which grants or recognizes an exemption or relieves a 
restriction.'' This rule relieves a restriction by allowing vessels 
operating on voyages exclusively within a single COTP Zone to do so 
without having to file an Annual Ballast Water Summary Report for 2018. 
Therefore, 5 U.S.C. 553(d)(1) allows us to make this rule effective 
less than 30 days after the rule is published. Moreover, under 5 U.S.C. 
553(d)(3), agencies may make a rule effective less than 30 days after 
publication if the agency finds good cause for dispensing with the 
delayed effective date requirement. In this instance, it would be 
unnecessary for the Coast Guard to wait to make the rule effective 30 
days after publication. The October 1, 2018 effective date makes it 
clear that as of that date vessels that operate on voyages exclusively 
within a single COTP Zone no longer need to obtain or retain 
information that would have been required for the Annual Ballast Water 
Summary Report for calendar year 2018. Also, it would be contrary to 
public interest to continue to impose a requirement into the month of 
October when the requirement to report those data in March 2019 has 
been removed.

C. Purpose of the Rule

    The purpose of this rule is to remove an unnecessary burden. The 
Coast Guard determined that the annual reporting requirement in 33 CFR 
151.2060(e) for vessels operating in a single Captain of the Port 
(COTP) Zone is unnecessary for us to analyze and understand ballast 
water management practices. As stated in the NPRM, the Coast Guard 
reviewed the 2016 annual reports and concluded that the reports do not 
contribute to the quality and breadth of BWM data as originally 
intended because the current annual reporting data fields are too 
simplistic to capture vessel movements and ballasting operations in the 
necessary level of detail. (83 FR 21214, 21216) Our amendments to 33 
CFR 151.2015 and 151.2060 are in accordance with 16 U.S.C. 4711(e), 
which authorizes the Secretary to revise such regulations, as 
necessary, on the basis of best scientific information, and in 
accordance with criteria developed by the ANS Task Force.
    The 2015 final rule established a 3-year requirement starting in 
2016 for the master, owner, operator, agent, or person in charge of 
certain vessels with ballast tanks to submit an annual report of their 
BWM practices. The requirement applies to U.S. non-recreational vessels 
that operate on voyages exclusively between ports or places within a 
single COTP Zone. The annual reports contain information, specified in 
Sec.  151.2060(f), about the vessel, the number of ballast tanks on

[[Page 47286]]

board, total ballast water capacity, and a record of ballast water 
loadings and discharges. The reports are submitted to the National 
Ballast Information Clearinghouse (NBIC).
    Under current regulations, the annual report for calendar year 2018 
is due on March 31, 2019. This rule will eliminate the annual reporting 
requirement in Sec.  151.2060(e) before the 2018 report is due.

III. Discussion of Comments

    The Coast Guard received 11 public submissions in response to the 
NPRM, 10 of which were germane to the proposed rule. Of those 10 
submissions, 7 supported the proposed rule and 3 opposed it. The Coast 
Guard appreciates these commenters taking the time to submit comments.
    In the following discussion, we summarize the reasons or 
information some commenters gave in support of their position or 
recommendation. After each summary, we state our response.
    Most of the seven commenters who wrote in support of the rule 
tended not to provide detailed reasons for their support. They said 
that the annual report had no value or was unnecessary and burdensome, 
that vessels operating in a limited geographic area pose a low risk of 
introducing ANS, or simply indicated their support for the rule as 
proposed. One commenter pointed out that the annual reports do not have 
a field to indicate if the vessel is using ballast water from a U.S. 
public water system. The Coast Guard is removing the reporting 
requirement because the annual reports did not provide data to help the 
Coast Guard determine whether vessels that operate solely in a single 
COTP Zone should be subject to the same or similar BWM regulations as 
those applicable to vessels operating in multiple COTP Zones.
    One commenter who opposed the proposed rule stated that, without 
information, there is no way to determine any adverse or advantageous 
results and that the annual reports should continue so we can be 
certain of no ill effects. We have received and reviewed annual reports 
for 2016 and 2017 and have concluded that they do not contribute to the 
quality and breadth of BWM data as we originally intended. The 
objective of our annual reporting requirement was to gather sufficient 
data--without imposing an undue burden on vessels that were otherwise 
not required to report--to determine whether vessels that operate 
solely in a single COTP Zone should be subject to the same or similar 
BWM regulations as those applicable to vessels operating in multiple 
COTP Zones.\2\ We have concluded that the annual reports do not 
effectively contribute to the quality and breadth of BWM data to the 
extent necessary for us to make the determination, including 
determining whether there are any ill effects. The information called 
for in the report is a simplistic summary of discharges rather than 
detailed information on the volume, number, and location of discharges. 
This level of detail is insufficient to determine whether this 
population of vessels presents a threat of spreading ANS and, as 
explained later in this document, we are unable to improve the 
reporting fields before the reporting requirement expires. Accordingly, 
we are issuing this final rule to relieve an unnecessary burden by 
eliminating the annual report requirement for calendar year 2018.
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    \2\ From the preamble of the 2015 final rule, 80 FR 73105, 
73106, November 24, 2015.
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    This same commenter suggested that the staff resources necessary to 
remove the annual reporting requirement for 2018 is sharply higher than 
the total savings we estimated for this final rule in the NPRM. We 
disagree with the premise that this deregulatory effort was not worth 
doing. The Coast Guard received multiple requests from the public to 
remove this reporting requirement. This rule will not require 
additional Coast Guard resources to implement and will be budget 
neutral. Executive Order 12866 calls for agencies not to impose 
unreasonable costs on society. Having concluded the annual reporting 
requirement is an unnecessary burden, it would be unreasonable to 
impose its cost on those required to comply with 33 CFR 151.2060(e).
    A public interest group that focuses on Hawaii suggested that the 
Coast Guard revise the reporting form instead of eliminating the 
reporting requirement if the requirement does not provide necessary 
information or, alternatively, identify a different way to assess risk 
and mitigation measures. Although we have described weaknesses in the 
annual reports, the Coast Guard has not identified revisions to the 
reporting form that would effectively contribute to the quality and 
breadth of existing BWM data and could be implemented in time for the 
final reporting deadline. The reporting requirement itself would expire 
before we could identify better reporting parameters and implement them 
in regulation. In that situation, it is important to remove an 
unnecessary burden in a timely manner before the affected population 
has to submit its 2018 annual reports.
    The Coast Guard will consider future improvements to reporting 
requirements and forms. The Coast Guard's investment in ballast water 
management research and data collection is significant. There are 
currently multiple existing sources of information that effectively 
contribute to the quality and breadth of BWM data. The Coast Guard, in 
partnership with other federal agencies, has coordinated a shared 
approach to ballast water management and data collection.
    As stated in the NPRM, the annual reporting requirement failed to 
meet the objective, which was to serve as a minimally burdensome method 
of gathering data to help the Coast Guard determine whether vessels 
that operate solely in a single COTP zone should be subject to the same 
or similar BWM regulations as those applying to vessels operating in 
multiple COTP zones. A discussion of the objective can be found in the 
preamble of the 2015 final rule (80 FR 73105, 73106). The 2016 and 2017 
annual reports do not contribute to the quality and breadth of BWM 
data, nor do they contribute to a better understanding of patterns of 
ballast water management and discharge, including in Hawaii and the 
Honolulu COTP Zone.
    This same public interest group stated that the exemption for 
vessels traveling within a single COTP Zone from ballast water 
management and annual reporting requirements may make some sense for 
some parts of the United States, but not for the Honolulu COTP Zone, 
which includes many islands, some separated by thousands of miles. This 
group stated that the areas of ocean between each of these islands 
serve as barriers that result in unique marine communities for each of 
the islands, yet ballast water and vessel biofouling provide species 
the opportunity to move thousands of miles to new areas within the COTP 
Zone. It also stated that it is not clear whether the unique and non-
contiguous nature of the Honolulu COTP Zone was considered during the 
National Environmental Policy Act review or in the drafting of the 
proposed rule. The commenter believed that the Coast Guard should 
provide an analysis of the proposed rule's impact on the vast and 
diverse ecologies of the Honolulu COTP Zone.
    The public interest group's comment begins by referencing two 
separate issues. One issue is the requirement to conduct ballast water 
management. The other issue is the requirement to submit ballast water 
annual reports.
    In our NPRM, we did not propose to amend any ballast water 
management requirements, and this final rule does

[[Page 47287]]

not relieve ship owners and operators of any existing mandatory ballast 
water management practices. As we plan to do with other comments not 
directed at the annual reporting requirement, we will take this comment 
into consideration for possible future action. However, we did not 
revise this final rule in response to it, because this rulemaking is 
narrowly focused on removing an annual reporting requirement that the 
Coast Guard has concluded does not provide useful information. The 
reporting requirement was intended to obtain data that would lead to a 
better understanding of patterns of ballast water management and 
discharge. The Coast Guard considers the requirement for the 2018 
annual report to be unduly burdensome because the data submitted in 
annual reports from vessels operating exclusively in one COTP Zone have 
not been helpful in analyzing trends in transport, management, or 
discharge of ballast water.
    The preliminary Record of Environmental Consideration (REC) for the 
NPRM did not mention Hawaii or the Honolulu COTP Zone, but the REC for 
this final rule does respond to these comments. Again, this rule is 
narrowly focused on removing the requirement to file a 2018 annual 
report.
    Finally, this commenter states that ballast water reports should be 
available to the states, and that the Coast Guard should also be 
sampling ballast discharges to verify whether ballast water mitigation 
measures detailed in annual reports are effective. For information 
related to ballast water reports, states and interested persons may 
contact the NBIC for information through its website.\3\
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    \3\ Visit NBIC website at: http://invasions.si.edu/nbic/index.html.
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    Regarding the sampling of ballast water discharges, it would be 
impracticable under the current annual reporting requirement for the 
Coast Guard to sample ballast discharges because vessel owners and 
operators are not required to report in advance when they discharge 
their ballast water. Also, the annual report does not require detailed 
information about mitigation measures. As a possible future action, we 
may consider changing the annual reporting requirement to include more 
on mitigation measures and to facilitate discharge sampling, but such 
changes would need to go through notice-and-comment rulemaking and that 
would take more time to complete than the limited time we have to 
effectively remove the 2018 annual report requirement.
    A Hawaii state agency commented that the Honolulu COTP Zone 
(described in 33 CFR 3.70-10) stretches across a vast and ecologically 
diverse expanse of the Pacific Ocean and that the unique geographic 
circumstances of Hawaii (and other Pacific Islands within U.S. 
jurisdiction) make this annual reporting requirement of particular 
value to the state of Hawaii. Certain islands in the Honolulu COTP Zone 
are more than 2,500 miles from each other. The agency urges the Coast 
Guard to reject the proposed rule because it says information obtained 
from the annual report required under 33 CFR 151.2060 is the only way 
to track and understand the possible threat these vessels pose in terms 
of ballast water discharge. They stated this information will also 
become an integral part of the ``best scientific information 
available'' that is required as guidance in developing future Coast 
Guard regulations.
    This Hawaii state agency points to differences between COTP Zones 
in other jurisdictions and the COTP Honolulu Zone. Noting that Hawaii 
is the only purely archipelagic state in the United States, the agency 
requests not only that the 2018 annual reporting requirement be kept in 
place, but that annual reporting be made permanent. This state agency 
views vessel ballast water and biofouling as the only vector for most 
aquatic invasive species to reach Hawaiian waters because each county 
in Hawaii is separated by deep channels of open ocean. It views these 
annual reports as an integral part of their understanding of the 
movement of ballast water into and between the islands in the Hawaiian 
Archipelago and vital to the protection of Hawaiian aquatic resources.
    The Coast Guard appreciates the unique geographic circumstances of 
Hawaii identified in this comment. The comments we received with 
respect to the Honolulu COTP Zone caused us to reexamine how we 
describe COTP Zones for purposes of ballast water regulations intended 
to prevent the discharge of ANS into waters of the United States from 
vessels. But, the reporting requirement did not produce data to help 
the Coast Guard understand trends in transport, management, or 
discharge of ballast water. As stated earlier in this preamble, the 
2016 and 2017 annual reports do not contribute to the quality and 
breadth of BWM data, nor do they contribute to a better understanding 
of patterns of ballast water management and discharge, including in 
Hawaii and the Honolulu COTP Zone. The aggregate volumes of ballast 
water taken up and discharged by each vessel over the course of a 
calendar year do not provide enough detail on vessel movement or 
ballasting operations. The Coast Guard also disagrees that this is the 
only source of relevant information, and notes that states may require 
vessels in their jurisdiction to start submitting more detailed data 
for their own uses.
    As stated in the NPRM (83 FR 21216) and earlier in this section, 
the Coast Guard views the existing reporting requirement as not meeting 
the necessary objective for any COTP Zone, including the Honolulu COTP 
Zone. Therefore, in this final rule, we have eliminated the annual and 
final reporting requirements for calendar year 2018.
    In calling for a permanent annual reporting system for these 
vessels, the Hawaii state agency requested that all avenues of 
receiving and documenting information regarding ballast water as a 
vector for aquatic invasive species be retained to ensure that future 
regulations are based on the full spectrum of facts presented. Instead 
of removing a reporting requirement, this commenter stated that 
shortcomings of the current system should be used to inform the 
development of future regulations. Finally, the state agency commented 
that if the annual reports were freely accessible to state government 
entities through the NBIC website, these annual reports could help 
guide the development of state regulations.
    The Coast Guard agrees that there are lessons to be learned from 
the shortcomings in the annual reporting requirement. We may consider 
in the future whether a different, possibly permanent, reporting 
requirement is appropriate, but it would take time to evaluate what 
fields to include and then to offer proposed changes for public notice 
and comment. To attempt to do that in this rulemaking would prevent us 
from removing an unnecessary burden within the limited time frame we 
have to do so. We do not believe the 2018 annual report will contribute 
to a comprehensive understanding of the threats posed by ballast water. 
Accordingly, we do not believe that we should continue to impose the 
unnecessary burden of requiring a 2018 annual report. Therefore, this 
final rule eliminates the annual and final reporting requirements for 
calendar year 2018. All other reporting and recordkeeping requirements 
remain in effect. In addition, states may contact the NBIC regarding 
access to information from annual reports.
    One commenter recommended that the Coast Guard make ballast water 
reporting an annual requirement for all

[[Page 47288]]

vessels operating on the Great Lakes and allow for an aggregate total 
rather than a tank-by-tank accounting. If the Coast Guard does not 
implement annualized submissions for vessels operating on the Great 
Lakes, the commenter recommended that we modify the Equivalent 
Reporting Program requirement of 10 or more arrivals per month. These 
recommendations would affect the BWM reporting requirements for vessels 
that travel between COTP Zones and are therefore outside the scope of 
this rulemaking, which focuses on eliminating an annual reporting 
requirement for vessels that operate exclusively in one COTP Zone.
    The commenter also expressed a concern that the NBIC's web-based 
reporting form allows only one log-in per company. This concern is also 
beyond the scope of this rulemaking, but the Coast Guard will take it 
into consideration for future improvements.
    One company that supported our proposed rule appeared to believe 
that the amendments to Sec.  151.2015 created a new exemption from 
reporting requirements. We want to make clear that our amendment to the 
table in Sec.  151.2015 is a conforming change in response to our 
change in Sec.  151.2060(b). Under this final rule, as well as under 
existing regulations, vessels operating exclusively in a single COTP 
Zone are not required to comply with Sec.  151.2060(b) reporting 
requirements.
    In this final rule, we made no changes from the proposed rule based 
on our consideration of comments we received on the NPRM.

IV. Discussion of the Rule

    This final rule removes the Annual Ballast Water Summary Report 
requirement for vessels equipped with ballast tanks that operate 
exclusively in a single COTP Zone so that they will not be required to 
file the 2018 annual report. In this section, we describe the changes 
we are making to 33 CFR 151.2015 and 151.2060 to accomplish the removal 
of this reporting requirement. The text of this final rule is the same 
as we proposed in the NPRM.
    Section 151.2015. Currently Sec.  151.2015(c) exempts vessels that 
operate exclusively on voyages between ports or places within a single 
COTP Zone from the ballast water management requirements in Sec.  
151.2025 and from the recordkeeping requirements in Sec.  151.2070. We 
have added the reporting requirements in Sec.  151.2060 to this list of 
exemptions in Sec.  151.2015(c). This makes it clear to vessels that 
operate exclusively on voyages between ports or places within a single 
COTP Zone that they are not subject to the reporting requirements in 
Sec.  151.2060.
    We have amended Table 1 to Sec.  151.2015, which lists specific 
exemptions for types of vessels. Specifically, we are amending the 
column ``151.2060 (Reporting)'' to reflect that vessels operating 
exclusively on voyages between ports or places within a single COTP 
Zone are exempt from the reporting requirements in Sec.  151.2060.
    We also added a footnote to the same table for non-seagoing 
vessels. This footnote replaced the current lengthy qualifying language 
in the ``151.2070 (Recordkeeping)'' column of the table for those non-
seagoing vessels that operate exclusively on voyages between ports or 
places within a single COTP Zone. We extend the footnote to the table's 
``151.2060 (Reporting)'' column in that row based on our amendment to 
Sec.  151.2015(c). Non-seagoing vessels are the only category of 
vessels in the table that may need this potential exemption reminder 
because the other categories of vessels are either exempt or operate in 
multiple COTP Zones.
    Section 151.2060. Section 151.2060(e) and (f) applied only to 
vessels operating exclusively on voyages between ports or places within 
a single COTP Zone. We have removed Sec.  151.2060(e) and (f). 
Paragraph (e) contained the requirement to submit the Annual Ballast 
Water Summary Report to the NBIC, and paragraph (f) described the 
information to be included in that report. The only remaining reporting 
requirement in Sec.  151.2060 is now based in paragraph (b). That 
paragraph contained language exempting vessels operating exclusively on 
voyages between ports or places within a single COTP Zone. We are 
deleting that language because it is now unnecessary. With the removal 
of Sec.  151.2060(e) and (f), we can now state in Sec.  151.2015(c) 
that vessels operating exclusively on voyages between ports or places 
within a single COTP Zone are exempt from any and all reporting 
requirements in Sec.  151.2060. With our amendment to Sec.  
151.2060(b), vessels subject to the reporting requirements of paragraph 
(b) will not need to first read through an exemption that does not 
apply to them.

V. Regulatory Analyses

    We developed this rule after considering numerous statutes and 
Executive orders related to rulemaking. Below we summarize our analyses 
based on these statutes or Executive orders.

A. Regulatory Planning and Review

    Executive Orders 12866 (Regulatory Planning and Review) and 13563 
(Improving Regulation and Regulatory Review) direct agencies to assess 
the costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, of reducing costs, of harmonizing rules, and of promoting 
flexibility. Executive Order 13771 (Reducing Regulation and Controlling 
Regulatory Costs) directs agencies to reduce regulation and control 
regulatory costs and provides that ``for every one new regulation 
issued, at least two prior regulations be identified for elimination, 
and that the cost of planned regulations be prudently managed and 
controlled through a budgeting process.''
    The Office of Management and Budget (OMB) has not designated this 
rule a ``significant regulatory action,'' under section 3(f) of 
Executive Order 12866. Accordingly, OMB has not reviewed it. DHS 
considers this rule to be an Executive Order 13771 deregulatory action. 
See the OMB Memorandum ``Guidance Implementing Executive Order 13771, 
Titled `Reducing Regulation and Controlling Regulatory Costs' '' (April 
5, 2017). A regulatory analysis (RA) follows.
    The Coast Guard received no comments regarding the RA. However, the 
Coast Guard did receive revised data from the NBIC for year 2017. The 
updated data increase the affected population by 112 vessels, bringing 
the total affected population to 278 vessels. We have amended the final 
rule RA to reflect the new information from NBIC.
    This is a deregulatory rulemaking that removes reporting 
requirements for vessels with ballast tanks operating exclusively 
within a single COTP. The removal of the reporting requirement will 
provide a one-time cost savings for those vessels affected by this 
deregulatory action. We estimate an industry cost saving of $5,796 
(non-discounted), and individual vessel cost savings of $20.85. We 
provide a detailed analysis of the cost savings associated with this 
deregulatory rule below. This final rule will not impose costs on 
industry.
    The Coast Guard considers all estimates and analysis in this RA 
final. Table 1 presents a summary of the economic impact of the final 
rule.

[[Page 47289]]



                            Table 1--Summary of the Economic Impact of the Final Rule
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                                                              Affected
             Change                    Description           population        Cost savings         Benefits
----------------------------------------------------------------------------------------------------------------
Eliminate the requirement for    Owners or operators of  70 owners or       No Costs. One-     The final rule
 vessels operating exclusively    vessels with ballast    operators of 278   time industry      removes the
 within a single COTP Zone to     tanks and operating     vessels            savings of         reporting
 report ballast management        exclusively on          operating in one   $5,796.            requirement for
 practices to the NBIC.           voyages between ports   COTP Zone.                            the remainder of
                                  and places within one                                         2018 and
                                  COTP Zone will not                                            provides a one-
                                  have to report their                                          time partial
                                  ballast management                                            year savings for
                                  practices for the                                             owners or
                                  final year of a 3-                                            operators.
                                  year requirement to
                                  report ballasting
                                  operations.
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    Under this final rule, the Coast Guard will no longer require 
owners or operators of vessels with ballast tanks operating exclusively 
on voyages between ports or places within a single COTP Zone to submit 
an annual summary report of their ballast water management practices.
    Starting with the 2016 annual report, owners or operators of 
vessels affected by the 2015 final rule provision in Sec.  151.2060(e) 
have submitted annual summary reports, as required, to the NBIC. These 
summary reports were used to estimate the number of vessels that 
operated and the amount of ballast water discharged within a single 
COTP Zone. Based on the data received and analyzed by the NBIC, the 
Coast Guard was able to determine the actual number of vessels affected 
by the 2015 final rule. The NBIC data confirms that 70 owners or 
operators of 278 U.S.-flagged vessels \4\ have reported ballasting 
operations in accordance with Sec.  151.2060(e). Table 2 presents the 
vessel types and number of these vessels.
---------------------------------------------------------------------------

    \4\ We estimated the population of affected vessels in the 2015 
final rule to be 1,280. This was an estimate based on potential 
vessels that might operate exclusively within a single COTP Zone. 
Since the publication of the 2015 final rule, vessel owners or 
operators have been providing information to the NBIC regarding 
their ballasting operations and area of operation. From this 
information, we are able to determine the actual vessel population 
that operates exclusively within a single COTP Zone. This final 
rule, in addition to eliminating Sec.  151.2060(e), also reduces the 
affected population estimated in the 2015 final rule from 1,280 to 
278 vessels.

Table 2--U.S.-Flagged Vessels Operating Exclusively Within a Single COTP
                    Zone Affected by This Final Rule
------------------------------------------------------------------------
                                                             Affected
                                                            population
                       Vessel type                       ---------------
                                                           NPRM     FR
------------------------------------------------------------------------
Tanker--Other...........................................       1       1
Tug only................................................      57     126
Offshore supply vessel..................................      38      41
Other (research, fishing, etc.).........................      21      24
Passenger...............................................       2       7
Bulk Carries............................................       2  ......
Tug--Barge Combo........................................  ......       1
Barge only..............................................      45      77
General Cargo...........................................  ......       1
                                                         ---------------
    Total...............................................     166     278
------------------------------------------------------------------------
Source: NBIC Data https://invasions.si.edu/nbic/.

    We estimated in the 2015 final rule that the total annual amount of 
burden hours for owners or operators completing the reporting 
requirement at 40 minutes per vessel per year. We break down those 40 
minutes as 25 minutes to account for time needed throughout the year to 
record ballast management operations, and 15 minutes for time needed by 
owners or operators to aggregate and calculate the recorded ballast 
water discharge information and to complete the electronic form 
submitted to the NBIC.
    This final rule, which becomes effective October 1, 2018, allows 
the Coast Guard to stop enforcing of the requirements of Sec.  
151.2060(e) at the end of fiscal year 2018, which is September 30, 
2018. The current regulation requires annual reports only through the 
calendar year 2018. Therefore, any realized savings from this final 
rule will account for the last 3 months of calendar year 2018. We 
estimate that the total time saved by this final rule will be 21.25 
minutes per vessel (15 minutes for submission of report + 6.25 total 
minutes from the last 3 months of 2018). Converting this time to an 
hourly equivalent, we arrive at 0.35 hours (21.25 minutes / 60 
minutes).
    We anticipate that the person charged with collecting and reporting 
the information to NBIC will be a vessel Captain, Mate, or Pilot. The 
mean hourly wage rate associated with these professions is reported by 
the Bureau of Labor Statistics (BLS) to be $39.19 per hour.\5\ We 
calculated the load factor from data collected in the Employer Cost for 
Employee Compensation survey conducted by the BLS and applied it to the 
mean hourly wage rate to obtain a fully loaded wage rate, which more 
accurately represents the employer's cost per hour for an employee's 
work.\6\ The load factor we used for this economic analysis is 
1.52.7 8 The loaded mean hourly wage rate used to assess the 
savings estimates for this final rule is calculated at $59.57 ($39.19 x 
1.52).
---------------------------------------------------------------------------

    \5\ Information about the wage rates for Captains, Mates and 
Vessel Pilots (53-5021) can be found at https://www.bls.gov/oes/2016/may/oes535021.htm.
    \6\ A loaded wage rate is what a company pays per hour to employ 
a person, not the hourly wage the employee receives. The loaded wage 
rate includes the cost of benefits (health insurance, vacation, 
etc.).
    \7\ From the BLS, Employer Cost for Employee Compensation 
survey. Total compensation divided by wage and salary compensation.
    \8\ The load factor for wages is calculated by dividing total 
compensation by wages and salaries. For this report, we used the 
Transportation and Materials Moving Occupations, Private Industry 
report (Series IDs, CMU2010000520000D and CMU2020000520000D) for all 
workers using the multi-screen data search. Using 2016 Q2 data, we 
divide $27.55/$18.08 to get the load factor of 1.52. See https://data.bls.gov/cgi-bin/srgate.
---------------------------------------------------------------------------

    We anticipate that by eliminating the reporting requirement from 
the last quarter of the year, this final rule will reduce industry's 
economic burden by 97.3 hours (278 vessels x 0.35 hours). We calculate 
the dollar value saved to be $20.85 per vessel ($59.57 wage x 0.35 
hours). The estimated one-time total savings for removing the reporting 
requirement for the 278 vessels operating exclusively between ports or 
places within a single COTP Zone is $5,796 ($20.85 per vessel savings x 
278 vessels), non-discounted. Table 3 presents the total savings to the 
affected population.

               Table 3--Total Savings for Affected Vessels
------------------------------------------------------------------------
 
------------------------------------------------------------------------
Hourly Wage Paid to Employee...................................   $39.19
Load Factor to Account for Cost of Benefits....................     1.52
Loaded Wage....................................................   $59.57
Hours Saved Per Vessel.........................................     0.35
Savings per Vessel (Hours x Loaded Wage Rate)..................   $20.85

[[Page 47290]]

 
Affected Population............................................      278
                                                                --------
    Total Savings* (Savings per Vessel x Affected Population)..   $5,796
------------------------------------------------------------------------
* Represents undiscounted savings totals. Totals may not sum due to
  rounding.

    This final rule will not have annual recurring savings. It does not 
require additional Coast Guard resources to implement it, and it is 
budget neutral. In addition, a one-time savings of $5,796 in 2018 is 
equivalent to approximately $331 in 2016 dollars using perpetual time 
horizon discounting at 7 percent.

B. Small Entities

    Under the Regulatory Flexibility Act, 5 U.S.C. 601-612, we have 
considered whether this final rule will have a significant economic 
impact on a substantial number of small entities. The term ``small 
entities'' comprises small businesses, not-for-profit organizations 
that are independently owned and operated and are not dominant in their 
fields, and governmental jurisdictions with populations of less than 
50,000.
    As described in the ``Regulatory Planning and Review'' section of 
this RA, we expect that the savings per vessel will be $20.85 for the 
remainder of 2018. The Coast Guard is eliminating the reporting 
requirement under Sec.  151.2060(e), which applies to owners or 
operators of vessels operating exclusively between ports or places 
within a single COTP Zone. Based on our economic assessment of the 
rule, we conclude that this final rule will add no cost burden to 
industry.
    Therefore, the Coast Guard certifies under 5 U.S.C. 605(b) that 
this rule will not have a significant economic impact on a substantial 
number of small entities

C. Assistance for Small Entities

    Under section 213(a) of the Small Business Regulatory Enforcement 
Fairness Act of 1996, Public Law 104-121, we offer to assist small 
entities in understanding this rule so that they can better evaluate 
its effects on them and participate in the rulemaking. If the final 
rule will affect your small business, organization, or governmental 
jurisdiction and you have questions concerning its provisions or 
options for compliance, please contact the person in the FOR FURTHER 
INFORMATION CONTACT section of this final rule. The Coast Guard will 
not retaliate against small entities that question or complain about 
this rule or any policy or action of the Coast Guard.
    Small businesses may send comments on the actions of Federal 
employees who enforce, or otherwise determine compliance with, Federal 
regulations to the Small Business and Agriculture Regulatory 
Enforcement Ombudsman and the Regional Small Business Regulatory 
Fairness Boards. The Ombudsman evaluates these actions annually and 
rates each agency's responsiveness to small business. If you wish to 
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR 
(1-888-734-3247).

D. Collection of Information

    This rule calls for a change to an existing collection of 
information (COI) under the Paperwork Reduction Act of 1995, 44 U.S.C. 
3501-3520. As defined in 5 CFR 1320.3(c), ``collection of information'' 
comprises reporting, recordkeeping, monitoring, posting, labeling, and 
other similar actions. The title and description of the information 
collections, a description of those who must collect the information, 
and an estimate of the total annual burden follow. The estimate covers 
the time for reviewing instructions, searching existing sources of 
data, gathering and maintaining the data needed, and completing and 
reviewing the collection.
    Title: Ballast Water Management Reporting and Recordkeeping.
    OMB Control Number: 1625-0069.
    Summary of the Collection of Information: This rule modifies the 
existing BWM reporting and recordkeeping requirement in Sec.  
151.2060(e). In the current regulation, the Coast Guard requires 
vessels with ballast tanks that operate exclusively on voyages between 
ports or places within a single COTP Zone to submit an annual summary 
report on their ballast water practices. The final rule published in 
2015 requires vessels to report to the NBIC for a 3-year period, after 
which a sunset clause in the rule has this provision expiring at the 
end of the 2018 calendar year. This final rule will remove the last 
year of reporting requirements for the population affected by the 2015 
final rule and prior to the provision's sunset, thereby returning the 
overall COI burden estimates to the 2015 final rule's level.
    Need for Information: The Coast Guard is removing the reporting 
requirement under Sec.  151.2060(e) because the value of information 
provided by the affected population did not meet the expectations of 
the Coast Guard.
    Proposed Use of Information: The collection of this BWM data was 
intended to fill a limited gap in information about vessels operating 
exclusively within a single COTP Zone. The data was to measure ballast 
water practices within a COTP Zone by vessels that operated exclusively 
within a single COTP Zone. We removed Sec.  151.2060(e) and (f) because 
the data collected did not help the Coast Guard to better understand 
these ballasting practices.
    Description of the Respondents: The respondents are the owners or 
operators of vessels with ballast water tanks operating exclusively on 
voyages between ports or place within a single COTP Zone.
    Number of Respondents: The current number of respondents is 9,663. 
However, in the 2015 final rule, we incorrectly estimated the 
additional number of respondents in the COI to be 1,280. The population 
of 1,280 was an overestimation because information about vessels 
operating exclusively within a single COTP Zone had not been documented 
prior to the 2015 final rule. For the purpose of maintaining continuity 
between the number of respondents in the 2015 final rule and number of 
respondents in the overall COI OMB Control Number: 1625-0069, the Coast 
Guard estimates changes to the overall COI using the 2015 final rule 
COI values to obtain a net result of zero.\9\ Therefore, in order to 
revert back to the 2015 baseline, we needed to subtract the 1,280 
respondents we incorrectly estimated in the 2015 final rule.\10\ With 
this change, we are maintaining the 2015 baseline of 8,383 respondents 
because we would be subtracting the incorrect estimated population of 
1,280 respondents. The incurred cost savings and burden-hour reduction 
we estimate in this final rule will affect only 278 respondents for the 
last 3 months of this calendar year. After this time, the OMB-approved 
number of respondents would remain at the 2015 baseline level of 8,383 
respondents because of the sunset clause in the 2015 final rule. We 
show these calculations, for illustrative purposes, in Table 4.
---------------------------------------------------------------------------

    \9\ The goal is to revert the COI Control No. 625-0069 back to 
its original collection prior to the 2015 ballast water 
recordkeeping and reporting final rule.
    \10\ Appendix A of COI OMB Control No. 1625-0069.

[[Page 47291]]



                           Table 4--Summary of Collection of Information, Respondents
----------------------------------------------------------------------------------------------------------------
                                                                    Current COI     Final rule
                         Reporting items                            respondents       change      New COI values
(A)                                                                          (B)             (C)         (B - C)
----------------------------------------------------------------------------------------------------------------
Voyage Reports..................................................           8,383               0           8,383
Annual Reports..................................................           1,280           1,280               0
Compliance Extension Request....................................               0               0               0
                                                                 -----------------------------------------------
        Total...................................................           9,663           1,280           8,383
----------------------------------------------------------------------------------------------------------------

    Frequency of Response: The reporting requirement under this COI is 
scheduled to occur annually. With this final rule, current respondents 
under Sec.  151.2060(e) are no longer required to maintain and submit 
BMW information on an annual basis.
    Burden of Response: The Coast Guard anticipates that the 
elimination of the rule will decrease burden by approximately 40 
minutes per report for vessels with ballast water tanks operating 
exclusively on voyages between ports or places within a single COTP 
Zone.
    Estimate of Total Annual Burden: The annual reduction in burden is 
estimated as follows:
    (a) Annual reduction in burden resulting from removing reporting 
requirement for vessels operating within a single COTP Zone.
    This final rule will reduce the private sector burden hours for 
this COI by 97.3 hours (278 vessels x 0.35 hours [3 months of 
savings]). There are three items associated with this COI: Voyage 
reports, annual reports (which are applicable to this final rule), and 
compliance extension requests. The voyage reports and compliance 
extension requests are not included in this final rule. The burden 
estimates in this COI stemming from these voyage reports and compliance 
requests will be unaffected. Voyage reports account for 60,727 hours, 
annual reports account for 858 hours, and compliance extension requests 
account for 234 hours, for a total of 61,819 hours. Essentially, with 
this final rule, we are accounting for the 97.3 burden hours of 
reduction in annual reports in the last 3 months of this calendar year 
only, prior to the sunset clause becoming effective. To capture this 
change we must first correct for the erroneously estimated hourly 
burden of 858 hours. First, we subtract the 858 erroneous burden hours 
from the total of 61,819 hours and replace it with the correct burden 
estimate of 97 hours. This gives us a total burden of 61,058 hours and 
represents the corrected amount from which to estimate the burden 
reduction due to the final rule. The final rule will then remove the 
corrected 97 burden hours that should have been included in the 2015 
COI. After December 31, 2018, the burden hours will return to the 2015 
baseline level of 60,961 hours.
    Moreover, due to the establishment of a sunset clause in the 2015 
final rule, all recordkeeping and reporting burden associated with this 
regulation will be eliminated. This adjustment would only reduce 
current Information Collection Request (ICR) burden levels prior to the 
2015 final rule. We show the burden hour calculations in Table 5.

                           Table 5--Summary of Collection of Information, Burden Hours
----------------------------------------------------------------------------------------------------------------
                                                                    Current COI     Final rule
                         Reporting items                            respondents       change      New COI values
(A)                                                                          (B)             (C)         (B - C)
----------------------------------------------------------------------------------------------------------------
Voyage Reports..................................................          60,727               0          60,727
Annual Reports..................................................             858             858               0
Compliance Extension Request....................................             234               0             234
                                                                 -----------------------------------------------
        Total...................................................          61,819             858        * 60,961
----------------------------------------------------------------------------------------------------------------
* Although this final rule would subtract 97.3 hours for the last 3 months of this year, after this time, the
  total hour burden estimate would revert back to the 2015 baseline level or current OMB inventory amount of
  60,961 due to the fact that there will no longer be a need to complete annual reports for vessels traveling
  exclusively between ports or places within a single COTP Zone.

    (b) Reduction of annual burden due to the elimination of the 
current rule.
    This final rule will result in a reduction of annual burden of 97.3 
hours for the last 3 months of the year ending December 31, 2018. 
However, after correcting for the overestimated burden in the 2015 COI, 
the reduction in annual burden hours as reflected in the Supporting 
Statement for this COI is 858 hours (as explained above).
    As required by 44 U.S.C. 3507(d), we will submit a copy of this 
final rule to OMB for its review of the collection of information. You 
are not required to respond to a COI unless it displays a currently 
valid OMB control number.

E. Federalism

    A rule has implications for federalism under Executive Order 13132 
(Federalism) if it has a substantial direct effect on States, on the 
relationship between the national government and the States, or on the 
distribution of power and responsibilities among the various levels of 
government. We have analyzed this final rule under Executive Order 
13132 and have determined that it is consistent with the fundamental 
federalism principles and preemption requirements described in 
Executive Order 13132. Our analysis follows.
    This final rule will revise the Coast Guard's BWM reporting and 
recordkeeping requirements promulgated under the authority of NANPCA, 
as amended by NISA. Specifically, we are removing the requirement that 
an Annual Ballast Water Summary Report for calendar year 2018 be 
submitted for vessels operating on voyages exclusively between ports or 
places within a single COTP Zone. NANPCA, as amended by

[[Page 47292]]

NISA, contains a ``savings provision'' that saves to States their 
authority to ``adopt or enforce control measures'' for ANS (16 U.S.C. 
4725). Nothing in the Act would diminish or affect the jurisdiction of 
any State over species of fish and wildlife. This type of BWM reporting 
and recordkeeping is a ``control measure'' saved to States under the 
savings provision and would not be preempted unless State law makes 
compliance with Coast Guard requirements impossible or frustrates the 
purpose of Congress. Additionally, the Coast Guard has long interpreted 
this savings provision to be a congressional mandate for a Federal-
State cooperative regime in which Federal preemption under NANPCA, as 
amended by NISA, would be unlikely. The Coast Guard does not intend for 
the removal of this Federal reporting requirement to be a 
determination, or have any implications, with regard to the necessity 
of existing or future state BWM reporting requirements. Therefore, this 
final rule is consistent with the fundamental federalism principles and 
preemption requirements described in Executive Order 13132.

F. Unfunded Mandates Reform Act

    The Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1531-1538, 
requires Federal agencies to assess the effects of their discretionary 
regulatory actions. In particular, the Act addresses actions that may 
result in the expenditure by a State, local, or tribal government, in 
the aggregate, or by the private sector of $100,000,000 (adjusted for 
inflation) or more in any 1 year. Although this final rule will not 
result in such an expenditure, we do discuss the effects of this rule 
elsewhere in this preamble.

G. Taking of Private Property

    This final rule will not cause a taking of private property or 
otherwise have taking implications under Executive Order 12630 
(Governmental Actions and Interference with Constitutionally Protected 
Property Rights).

H. Civil Justice Reform

    This final rule meets applicable standards in sections 3(a) and 
3(b)(2) of Executive Order 12988 (Civil Justice Reform) to minimize 
litigation, eliminate ambiguity, and reduce burden.

I. Protection of Children

    We have analyzed this final rule under Executive Order 13045 
(Protection of Children from Environmental Health Risks and Safety 
Risks). This rule is not an economically significant rule and will not 
create an environmental risk to health or risk to safety that might 
disproportionately affect children.

J. Indian Tribal Governments

    This final rule does not have tribal implications under Executive 
Order 13175 (Consultation and Coordination with Indian Tribal 
Governments), because it will not have a substantial direct effect on 
one or more Indian tribes, on the relationship between the Federal 
Government and Indian tribes, or on the distribution of power and 
responsibilities between the Federal Government and Indian tribes.

K. Energy Effects

    We have analyzed this final rule under Executive Order 13211 
(Actions Concerning Regulations That Significantly Affect Energy 
Supply, Distribution, or Use). We have determined that it is not a 
``significant energy action'' under that order because it is not a 
``significant regulatory action'' under Executive Order 12866 and is 
not likely to have a significant adverse effect on the supply, 
distribution, or use of energy.

L. Technical Standards

    The National Technology Transfer and Advancement Act, codified as a 
note to 15 U.S.C. 272, directs agencies to use voluntary consensus 
standards in their regulatory activities unless the agency provides 
Congress, through OMB, with an explanation of why using these standards 
would be inconsistent with applicable law or otherwise impractical. 
Voluntary consensus standards are technical standards (e.g., 
specifications of materials, performance, design, or operation; test 
methods; sampling procedures; and related management systems practices) 
that are developed or adopted by voluntary consensus standards bodies.
    This final rule does not use technical standards. Therefore, we did 
not consider the use of voluntary consensus standards.

M. Environment

    We have analyzed this rule under Department of Homeland Security 
Management Directive 023-01 and Commandant Instruction M16475.lD 
(COMDTINST M16475.1D), which guide the Coast Guard in complying with 
the National Environmental Policy Act of 1969 (42 U.S.C. 4321-4370f), 
and have made a determination that this action is one of a category of 
actions that do not individually or cumulatively have a significant 
effect on the human environment. A final Record of Environmental 
Consideration supporting this determination is available in the docket 
where indicated under the ADDRESSES section of this preamble. This rule 
is categorically excluded under paragraph L54 of Appendix A, Table 1 of 
DHS Instruction Manual 023-01-001-01, Rev. 01. Paragraph L54 pertains 
to regulations which are editorial or procedural. This rule involves 
the removal of the last year of a 3-year annual ballast water reporting 
requirement.

List of Subjects in 33 CFR Part 151

    Administrative practice and procedure, Ballast water management, 
Oil pollution, Penalties, Reporting and recordkeeping requirements, 
Water pollution control.

    For the reasons discussed in the preamble, the Coast Guard amends 
33 CFR part 151, subpart D, as follows:

PART 151--VESSELS CARRYING OIL, NOXIOUS LIQUID SUBSTANCES, GARBAGE, 
MUNICIPAL OR COMMERCIAL WASTE, AND BALLAST WATER

0
1. The authority citation for part 151, subpart D, is revised to read 
as follows:

    Authority:  16 U.S.C. 4711; Department of Homeland Security 
Delegation No. 0170.1(II)(57).


0
2. Amend Sec.  151.2015 as follows:
0
a. In paragraph (c), after the text ``(ballast water management (BWM) 
requirements),'' add the text ``151.2060 (reporting),''; and
0
b. Revise the fourth and sixth rows in table 1 to Sec.  151.2015.
    The revisions read as follows:


Sec.  151.2015  Exemptions.

* * * * *

[[Page 47293]]



          Table 1 to Sec.   151.2015--Table of 33 CFR 151.2015 Specific Exemptions for Types of Vessels
----------------------------------------------------------------------------------------------------------------
                                     151.2025 (management)      151.2060 (reporting)    151.2070 (recordkeeping)
----------------------------------------------------------------------------------------------------------------
 
                                                  * * * * * * *
Vessel operates exclusively on     Exempt...................  Exempt..................  Exempt.
 voyages between ports or places
 within a single COTP Zone.
 
                                                  * * * * * * *
Non-seagoing vessel..............  Exempt...................  Applicable \1\..........  Applicable.\1\
 
                                                  * * * * * * *
----------------------------------------------------------------------------------------------------------------
\1\ Unless operating exclusively on voyages between ports or places within a single COTP Zone.

Sec.  151.2060   [Amended]

0
3. Amend Sec.  151.2060 as follows:
0
a. In paragraph (b), remove the words ``Unless operating exclusively on 
voyages between ports or places within a single COTP Zone, the'' and 
add, in their place, the word ``The''; and
0
b. Remove paragraphs (e) and (f).

    Dated: September 14, 2018.
J.P. Nadeau,
Rear Admiral, U.S. Coast Guard, Assistant Commandant for Prevention 
Policy.
[FR Doc. 2018-20374 Filed 9-18-18; 8:45 am]
 BILLING CODE 9110-04-P



                                           47284        Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations

                                           eca.state.gov/cultural-heritage-center/                 Schedule of the United States (HTSUS)),                  This rule is not significant under
                                           cultural-property-protection/bilateral-                 1624.                                                 Executive Order (E.O.) 12866,
                                           agreements by clicking on ‘‘Cambodia.’’                 *      *      *      *       *                        ‘‘Regulatory Planning and Review,’’
                                           The restrictions on the importation of                     Sections 12.104 through 12.104i also               therefore, the requirements of E.O.
                                           archaeological material from Cambodia                   issued under 19 U.S.C. 2612;                          13771, ‘‘Reducing Regulation and
                                           are to continue in effect through                       *      *      *      *       *                        Controlling Regulatory Costs’’ do not
                                           September 19, 2023. Importation of such                                                                       apply.
                                                                                                   § 12.104g    [Amended]
                                           material from Cambodia continues to be
                                                                                                   ■ 2. In § 12.104g(a), the table is                    List of Subjects in 32 CFR Part 571
                                           restricted through that date unless the
                                           conditions set forth in 19 U.S.C. 2606                  amended in the entry for Cambodia by                    Recruiting and enlistment eligibility.
                                           and 19 CFR 12.104c are met.                             removing the words ‘‘CBP Dec. 13–15’’
                                                                                                   in the column headed ‘‘Decision No.’’                 PART 571—[REMOVED]
                                           Inapplicability of Notice and Delayed                   and adding in its place the words ‘‘CBP
                                           Effective Date                                                                                                ■ Accordingly, by the authority of 5
                                                                                                   Dec. 18–11’’.
                                                                                                                                                         U.S.C. 301, 32 CFR part 571 is removed.
                                              This amendment involves a foreign                    Kevin K. McAleenan,                                     Dated: September 13, 2018.
                                           affairs function of the United States and               Commissioner, U.S. Customs and Border
                                           is, therefore, being made without notice                                                                      Brenda S. Bowen,
                                                                                                   Protection.
                                           or public procedure under 5 U.S.C.                                                                            Army Federal Register Liaison Officer.
                                                                                                     Approved: September 13, 2018.
                                           553(a)(1). For the same reason, a                                                                             [FR Doc. 2018–20365 Filed 9–18–18; 8:45 am]
                                                                                                   Timothy E. Skud,
                                           delayed effective date is not required                                                                        BILLING CODE 5001–03–P
                                           under 5 U.S.C. 553(d)(3).                               Deputy Assistant Secretary of the Treasury.
                                                                                                   [FR Doc. 2018–20316 Filed 9–18–18; 8:45 am]
                                           Regulatory Flexibility Act                              BILLING CODE 9111–14–P                                DEPARTMENT OF HOMELAND
                                             Because no notice of proposed                                                                               SECURITY
                                           rulemaking is required, the provisions
                                           of the Regulatory Flexibility Act (5                    DEPARTMENT OF DEFENSE                                 Coast Guard
                                           U.S.C. 601 et seq.) do not apply.
                                                                                                   Department of the Army                                33 CFR Part 151
                                           Executive Orders 12866 and 13771
                                                                                                                                                         [Docket No. USCG–2018–0245]
                                             CBP has determined that this                          32 CFR Part 571
                                           document is not a regulation or rule                                                                          RIN 1625–AC45
                                                                                                   [Docket No. USA–2018–HQ–0012]
                                           subject to the provisions of Executive                                                                        Ballast Water Management—Annual
                                                                                                   RIN 0702–AA78
                                           Order 12866 or Executive Order 13771                                                                          Reporting Requirement
                                           because it pertains to a foreign affairs                Recruiting and Enlistments
                                           function of the United States, as                                                                             AGENCY:    Coast Guard, DHS.
                                           described above, and therefore is                       AGENCY:  Department of the Army, DoD.                 ACTION:   Final rule.
                                           specifically exempted by section 3(d)(2)                ACTION: Final rule.
                                           of Executive Order 12866 and section                                                                          SUMMARY:   The Coast Guard is
                                           4(a) of Executive Order 13771.                          SUMMARY:   This final rule removes the                eliminating the requirement for certain
                                                                                                   Army’s regulation governing recruiting                vessels that operate on voyages
                                           Signing Authority                                       and enlistments. This part does not                   exclusively within a single Captain of
                                                                                                   impose obligations on members of the                  the Port Zone to submit an Annual
                                             This regulation is being issued in
                                                                                                   public that are not already imposed by                Ballast Water Summary Report for
                                           accordance with 19 CFR 0.1(a)(1),
                                                                                                   statute. The language in this part                    calendar year 2018. We view this
                                           pertaining to the Secretary of the
                                                                                                   already exists elsewhere in the Code of               current reporting requirement as
                                           Treasury’s authority (or that of his/her
                                                                                                   Federal Regulations, and thus is                      unnecessary for us to analyze and
                                           delegate) to approve regulations related
                                                                                                   duplicative.                                          understand ballast water management
                                           to customs revenue functions.
                                                                                                   DATES: This final rule is effective on                practices. This final rule will reduce the
                                           List of Subjects in 19 CFR Part 12                      September 19, 2018.                                   administrative burden on this regulated
                                             Cultural property, Customs duties and                 FOR FURTHER INFORMATION CONTACT: Mr.                  population of U.S. non-recreational
                                           inspection, Imports, Prohibited                         Alphonsa Green, (703) 695–7490.                       vessels equipped with ballast tanks.
                                           merchandise.                                            SUPPLEMENTARY INFORMATION: It has been                DATES: This final rule is effective
                                                                                                   determined that publication of this CFR               October 1, 2018.
                                           Amendment to CBP Regulations                                                                                  ADDRESSES: To view documents
                                                                                                   part removal for public comment is
                                             For the reasons set forth above, part                 impracticable, unnecessary, and                       mentioned in this preamble as being
                                           12 of title 19 of the Code of Federal                   contrary to public interest since it is               available in the docket, go to http://
                                           Regulations (19 CFR part 12) is                         based on removing content from the                    www.regulations.gov, type USCG–2018–
                                           amended as set forth below:                             CFR which already exists at 32 CFR part               0245 in the ‘‘SEARCH’’ box and click
                                                                                                   66 and for which public comment was                   ‘‘SEARCH.’’ Click on Open Docket
                                           PART 12—SPECIAL CLASSES OF                              taken.                                                Folder on the line associated with this
                                           MERCHANDISE                                               Army internal guidance governing                    rule.
                                                                                                   recruiting and enlistments will continue              FOR FURTHER INFORMATION CONTACT: For
amozie on DSK3GDR082PROD with RULES




                                           ■ 1. The general authority citation for                 to be published in AR 601–210, Regular                information about this document call or
                                           part 12 and the specific authority                      Army and Reserve Components                           email Mr. John Morris, Program
                                           citation for § 12.104g continue to read as              Enlistment Program, and is available at               Manager, Environmental Standards
                                           follows:                                                http://www.apd.army.mil/Search/                       Division, Coast Guard; telephone 202–
                                             Authority: 5 U.S.C. 301; 19 U.S.C. 66, 1202           ePubsSearch/ePubsSearchForm.aspx?                     372–1402, email environmental_
                                           (General Note 3(i), Harmonized Tariff                   x=AR.                                                 standards@uscg.mil.


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                                                        Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations                                         47285

                                           SUPPLEMENTARY INFORMATION:                              regarding vessel ballasting practices as a            on voyages exclusively within a single
                                                                                                   means for determining vessel                          COTP Zone to do so without having to
                                           Table of Contents for Preamble
                                                                                                   compliance with the ballast water                     file an Annual Ballast Water Summary
                                           I. Abbreviations                                        management (BWM) program (16 U.S.C.                   Report for 2018. Therefore, 5 U.S.C.
                                           II. Basis and Purpose, and Regulatory History           4711(c) and (f)) and they authorize the               553(d)(1) allows us to make this rule
                                              A. Legal Authority                                   Secretary to revise such regulations, as              effective less than 30 days after the rule
                                              B. Regulatory History                                                                                      is published. Moreover, under 5 U.S.C.
                                              C. Purpose of the Rule
                                                                                                   necessary, on the basis of best scientific
                                           III. Discussion of Comments                             information, and in accordance with                   553(d)(3), agencies may make a rule
                                           IV. Discussion of the Rule                              criteria developed by the Aquatic                     effective less than 30 days after
                                           V. Regulatory Analyses                                  Nuisance Species Task Force (ANS Task                 publication if the agency finds good
                                              A. Regulatory Planning and Review                    Force) (16 U.S.C. 4711(e)). The Secretary             cause for dispensing with the delayed
                                              B. Small Entities                                    has delegated the regulatory functions                effective date requirement. In this
                                              C. Assistance for Small Entities                     and authorities in 16 U.S.C. 4711 to the              instance, it would be unnecessary for
                                              D. Collection of Information                         Commandant of the Coast Guard                         the Coast Guard to wait to make the rule
                                              E. Federalism                                                                                              effective 30 days after publication. The
                                                                                                   (Department of Homeland Security
                                              F. Unfunded Mandates Reform Act                                                                            October 1, 2018 effective date makes it
                                              G. Taking of Private Property                        Delegation No. 0170.1 (II)(57)).
                                              H. Civil Justice Reform
                                                                                                                                                         clear that as of that date vessels that
                                                                                                   B. Regulatory History                                 operate on voyages exclusively within a
                                              I. Protection of Children
                                              J. Indian Tribal Governments                            On May 9, 2018, the Coast Guard                    single COTP Zone no longer need to
                                              K. Energy Effects                                    published a notice of proposed                        obtain or retain information that would
                                              L. Technical Standards                               rulemaking (NPRM) (83 FR 21214) in                    have been required for the Annual
                                              M. Environment                                       the Federal Register. In the NPRM, we                 Ballast Water Summary Report for
                                                                                                   proposed to amend our regulations on                  calendar year 2018. Also, it would be
                                           I. Abbreviations
                                                                                                   ballast water management by                           contrary to public interest to continue to
                                           ANS Aquatic nuisance species                            eliminating the requirement for vessels               impose a requirement into the month of
                                           BLS Bureau of Labor Statistics                          operating on voyages exclusively within               October when the requirement to report
                                           BWM Ballast water management                            a single Captain of the Port (COTP) Zone              those data in March 2019 has been
                                           CFR Code of Federal Regulations                                                                               removed.
                                                                                                   to submit an Annual Ballast Water
                                           COI Collection of Information
                                           COTP Captain of the Port                                Summary Report for calendar year 2018.                C. Purpose of the Rule
                                           DHS Department of Homeland Security                     Ten individuals or organizations
                                           FR Federal Register                                     submitted comments relevant to the                       The purpose of this rule is to remove
                                           ICR Information Collection Request                      NPRM during the comment period that                   an unnecessary burden. The Coast
                                           NANPCA Nonindigenous Aquatic Nuisance                   ended June 9, 2018.                                   Guard determined that the annual
                                             Prevention and Control Act of 1990                       Coast Guard regulations regarding                  reporting requirement in 33 CFR
                                           NBIC National Ballast Information                       BWM are located in 33 CFR part 151,                   151.2060(e) for vessels operating in a
                                             Clearinghouse                                         subparts C (§§ 151.1500 through                       single Captain of the Port (COTP) Zone
                                           NISA National Invasive Species Act of 1996              151.1518) and D (§§ 151.2000 through                  is unnecessary for us to analyze and
                                           NPRM Notice of proposed rulemaking                                                                            understand ballast water management
                                           OMB Office of Management and Budget
                                                                                                   151.2080). The existing regulations we
                                                                                                   are amending, §§ 151.2015 and                         practices. As stated in the NPRM, the
                                           Pub. L. Public Law                                                                                            Coast Guard reviewed the 2016 annual
                                           RA Regulatory analysis                                  151.2060, were issued in 2015 and
                                           REC Record of Environmental                             concern BWM reporting and                             reports and concluded that the reports
                                             Consideration                                         recordkeeping requirements. See                       do not contribute to the quality and
                                           § Section                                               ‘‘Ballast Water Management Reporting                  breadth of BWM data as originally
                                           U.S.C. United States Code                               and Recordkeeping’’ final rule (80 FR                 intended because the current annual
                                                                                                   73105, Nov. 24, 2015). We noted in the                reporting data fields are too simplistic to
                                           II. Basis and Purpose, and Regulatory                                                                         capture vessel movements and
                                           History                                                 NPRM that we received
                                                                                                   recommendations to issue a rule like the              ballasting operations in the necessary
                                              In this section we identify our                      one we proposed in the NPRM. These                    level of detail. (83 FR 21214, 21216) Our
                                           statutory authority for this rule, the                  three recommendations were in                         amendments to 33 CFR 151.2015 and
                                           regulatory history of this rulemaking                   response to our June 8, 2017 (82 FR                   151.2060 are in accordance with 16
                                           and the regulations we are amending,                    26632), request to the public to identify             U.S.C. 4711(e), which authorizes the
                                           this rule’s effective date, and the                     rules that should be repealed, replaced,              Secretary to revise such regulations, as
                                           problem we intend this rule to address.                 or modified to alleviate unnecessary                  necessary, on the basis of best scientific
                                                                                                   regulatory burdens.1                                  information, and in accordance with
                                           A. Legal Authority                                                                                            criteria developed by the ANS Task
                                                                                                      Pursuant to 5 U.S.C. 553(d)(1) and
                                             The Nonindigenous Aquatic Nuisance                    (d)(3), the Coast Guard is making this                Force.
                                           Prevention and Control Act of 1990                                                                               The 2015 final rule established a 3-
                                                                                                   rule effective less than 30 days after
                                           (NANPCA, Pub. L. 101–646), as                                                                                 year requirement starting in 2016 for the
                                                                                                   publication in the Federal Register.
                                           amended by the National Invasive                                                                              master, owner, operator, agent, or
                                                                                                   Under 5 U.S.C. 553(d)(1), agencies may
                                           Species Act of 1996 (NISA, Pub. L. 104–                                                                       person in charge of certain vessels with
                                                                                                   make a rule effective less than 30 days
                                           332), requires the Secretary of the                                                                           ballast tanks to submit an annual report
                                                                                                   after publication if the rule is ‘‘a
                                           Department of Homeland Security                                                                               of their BWM practices. The
                                                                                                   substantive rule which grants or
                                           (DHS) to ensure, to the maximum extent                                                                        requirement applies to U.S. non-
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                                                                                                   recognizes an exemption or relieves a
                                           practicable, that aquatic nuisance                                                                            recreational vessels that operate on
                                                                                                   restriction.’’ This rule relieves a
                                           species (ANS) are not discharged into                                                                         voyages exclusively between ports or
                                                                                                   restriction by allowing vessels operating
                                           waters of the United States from vessels                                                                      places within a single COTP Zone. The
                                           (16 U.S.C. 4701 et seq.). These statutes                 1 See items –0102, –0143, and –0147 in docket        annual reports contain information,
                                           also direct the Secretary to issue                      USCG–2017–0480, Evaluation of Existing Coast          specified in § 151.2060(f), about the
                                           regulations and collect records                         Guard Regulations and Collections of Information.     vessel, the number of ballast tanks on


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                                           47286        Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations

                                           board, total ballast water capacity, and                multiple COTP Zones.2 We have                            The Coast Guard will consider future
                                           a record of ballast water loadings and                  concluded that the annual reports do                  improvements to reporting requirements
                                           discharges. The reports are submitted to                not effectively contribute to the quality             and forms. The Coast Guard’s
                                           the National Ballast Information                        and breadth of BWM data to the extent                 investment in ballast water management
                                           Clearinghouse (NBIC).                                   necessary for us to make the                          research and data collection is
                                              Under current regulations, the annual                determination, including determining                  significant. There are currently multiple
                                           report for calendar year 2018 is due on                 whether there are any ill effects. The                existing sources of information that
                                           March 31, 2019. This rule will eliminate                information called for in the report is a             effectively contribute to the quality and
                                           the annual reporting requirement in                     simplistic summary of discharges rather               breadth of BWM data. The Coast Guard,
                                           § 151.2060(e) before the 2018 report is                 than detailed information on the                      in partnership with other federal
                                           due.                                                    volume, number, and location of                       agencies, has coordinated a shared
                                                                                                   discharges. This level of detail is                   approach to ballast water management
                                           III. Discussion of Comments                                                                                   and data collection.
                                                                                                   insufficient to determine whether this
                                              The Coast Guard received 11 public                   population of vessels presents a threat                  As stated in the NPRM, the annual
                                           submissions in response to the NPRM,                    of spreading ANS and, as explained                    reporting requirement failed to meet the
                                           10 of which were germane to the                         later in this document, we are unable to              objective, which was to serve as a
                                           proposed rule. Of those 10 submissions,                 improve the reporting fields before the               minimally burdensome method of
                                           7 supported the proposed rule and 3                     reporting requirement expires.                        gathering data to help the Coast Guard
                                           opposed it. The Coast Guard appreciates                 Accordingly, we are issuing this final                determine whether vessels that operate
                                           these commenters taking the time to                     rule to relieve an unnecessary burden by              solely in a single COTP zone should be
                                           submit comments.                                        eliminating the annual report                         subject to the same or similar BWM
                                              In the following discussion, we                      requirement for calendar year 2018.                   regulations as those applying to vessels
                                           summarize the reasons or information                       This same commenter suggested that                 operating in multiple COTP zones. A
                                           some commenters gave in support of                                                                            discussion of the objective can be found
                                                                                                   the staff resources necessary to remove
                                           their position or recommendation. After                                                                       in the preamble of the 2015 final rule
                                                                                                   the annual reporting requirement for
                                           each summary, we state our response.                                                                          (80 FR 73105, 73106). The 2016 and
                                                                                                   2018 is sharply higher than the total
                                              Most of the seven commenters who                                                                           2017 annual reports do not contribute to
                                                                                                   savings we estimated for this final rule
                                           wrote in support of the rule tended not                                                                       the quality and breadth of BWM data,
                                                                                                   in the NPRM. We disagree with the
                                           to provide detailed reasons for their                                                                         nor do they contribute to a better
                                                                                                   premise that this deregulatory effort was
                                           support. They said that the annual                                                                            understanding of patterns of ballast
                                                                                                   not worth doing. The Coast Guard
                                           report had no value or was unnecessary                                                                        water management and discharge,
                                                                                                   received multiple requests from the
                                           and burdensome, that vessels operating                                                                        including in Hawaii and the Honolulu
                                                                                                   public to remove this reporting
                                           in a limited geographic area pose a low                                                                       COTP Zone.
                                                                                                   requirement. This rule will not require                  This same public interest group stated
                                           risk of introducing ANS, or simply                      additional Coast Guard resources to                   that the exemption for vessels traveling
                                           indicated their support for the rule as                 implement and will be budget neutral.                 within a single COTP Zone from ballast
                                           proposed. One commenter pointed out                     Executive Order 12866 calls for agencies              water management and annual reporting
                                           that the annual reports do not have a                   not to impose unreasonable costs on                   requirements may make some sense for
                                           field to indicate if the vessel is using                society. Having concluded the annual                  some parts of the United States, but not
                                           ballast water from a U.S. public water                  reporting requirement is an unnecessary               for the Honolulu COTP Zone, which
                                           system. The Coast Guard is removing                     burden, it would be unreasonable to                   includes many islands, some separated
                                           the reporting requirement because the                   impose its cost on those required to                  by thousands of miles. This group stated
                                           annual reports did not provide data to                  comply with 33 CFR 151.2060(e).                       that the areas of ocean between each of
                                           help the Coast Guard determine whether                     A public interest group that focuses               these islands serve as barriers that result
                                           vessels that operate solely in a single                 on Hawaii suggested that the Coast                    in unique marine communities for each
                                           COTP Zone should be subject to the                      Guard revise the reporting form instead               of the islands, yet ballast water and
                                           same or similar BWM regulations as                      of eliminating the reporting requirement              vessel biofouling provide species the
                                           those applicable to vessels operating in                if the requirement does not provide                   opportunity to move thousands of miles
                                           multiple COTP Zones.                                    necessary information or, alternatively,              to new areas within the COTP Zone. It
                                              One commenter who opposed the                        identify a different way to assess risk               also stated that it is not clear whether
                                           proposed rule stated that, without                      and mitigation measures. Although we                  the unique and non-contiguous nature
                                           information, there is no way to                         have described weaknesses in the                      of the Honolulu COTP Zone was
                                           determine any adverse or advantageous                   annual reports, the Coast Guard has not               considered during the National
                                           results and that the annual reports                     identified revisions to the reporting                 Environmental Policy Act review or in
                                           should continue so we can be certain of                 form that would effectively contribute to             the drafting of the proposed rule. The
                                           no ill effects. We have received and                    the quality and breadth of existing BWM               commenter believed that the Coast
                                           reviewed annual reports for 2016 and                    data and could be implemented in time                 Guard should provide an analysis of the
                                           2017 and have concluded that they do                    for the final reporting deadline. The                 proposed rule’s impact on the vast and
                                           not contribute to the quality and breadth               reporting requirement itself would                    diverse ecologies of the Honolulu COTP
                                           of BWM data as we originally intended.                  expire before we could identify better                Zone.
                                           The objective of our annual reporting                   reporting parameters and implement                       The public interest group’s comment
                                           requirement was to gather sufficient                    them in regulation. In that situation, it             begins by referencing two separate
                                           data—without imposing an undue                          is important to remove an unnecessary                 issues. One issue is the requirement to
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                                           burden on vessels that were otherwise                   burden in a timely manner before the                  conduct ballast water management. The
                                           not required to report—to determine                     affected population has to submit its                 other issue is the requirement to submit
                                           whether vessels that operate solely in a                2018 annual reports.                                  ballast water annual reports.
                                           single COTP Zone should be subject to                                                                            In our NPRM, we did not propose to
                                           the same or similar BWM regulations as                    2 From the preamble of the 2015 final rule, 80 FR   amend any ballast water management
                                           those applicable to vessels operating in                73105, 73106, November 24, 2015.                      requirements, and this final rule does


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                                                        Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations                                       47287

                                           not relieve ship owners and operators of                   A Hawaii state agency commented                    calendar year do not provide enough
                                           any existing mandatory ballast water                    that the Honolulu COTP Zone                           detail on vessel movement or ballasting
                                           management practices. As we plan to do                  (described in 33 CFR 3.70–10) stretches               operations. The Coast Guard also
                                           with other comments not directed at the                 across a vast and ecologically diverse                disagrees that this is the only source of
                                           annual reporting requirement, we will                   expanse of the Pacific Ocean and that                 relevant information, and notes that
                                           take this comment into consideration for                the unique geographic circumstances of                states may require vessels in their
                                           possible future action. However, we did                 Hawaii (and other Pacific Islands within              jurisdiction to start submitting more
                                           not revise this final rule in response to               U.S. jurisdiction) make this annual                   detailed data for their own uses.
                                           it, because this rulemaking is narrowly                 reporting requirement of particular                      As stated in the NPRM (83 FR 21216)
                                           focused on removing an annual                           value to the state of Hawaii. Certain                 and earlier in this section, the Coast
                                           reporting requirement that the Coast                    islands in the Honolulu COTP Zone are                 Guard views the existing reporting
                                           Guard has concluded does not provide                    more than 2,500 miles from each other.                requirement as not meeting the
                                           useful information. The reporting                       The agency urges the Coast Guard to                   necessary objective for any COTP Zone,
                                           requirement was intended to obtain data                 reject the proposed rule because it says              including the Honolulu COTP Zone.
                                           that would lead to a better                             information obtained from the annual                  Therefore, in this final rule, we have
                                           understanding of patterns of ballast                    report required under 33 CFR 151.2060                 eliminated the annual and final
                                           water management and discharge. The                     is the only way to track and understand               reporting requirements for calendar year
                                           Coast Guard considers the requirement                   the possible threat these vessels pose in             2018.
                                           for the 2018 annual report to be unduly                 terms of ballast water discharge. They                   In calling for a permanent annual
                                           burdensome because the data submitted                   stated this information will also become              reporting system for these vessels, the
                                           in annual reports from vessels operating                an integral part of the ‘‘best scientific             Hawaii state agency requested that all
                                           exclusively in one COTP Zone have not                   information available’’ that is required              avenues of receiving and documenting
                                           been helpful in analyzing trends in                     as guidance in developing future Coast                information regarding ballast water as a
                                           transport, management, or discharge of                  Guard regulations.                                    vector for aquatic invasive species be
                                           ballast water.                                             This Hawaii state agency points to                 retained to ensure that future
                                                                                                   differences between COTP Zones in                     regulations are based on the full
                                              The preliminary Record of
                                                                                                   other jurisdictions and the COTP                      spectrum of facts presented. Instead of
                                           Environmental Consideration (REC) for
                                                                                                   Honolulu Zone. Noting that Hawaii is                  removing a reporting requirement, this
                                           the NPRM did not mention Hawaii or
                                                                                                   the only purely archipelagic state in the             commenter stated that shortcomings of
                                           the Honolulu COTP Zone, but the REC
                                                                                                   United States, the agency requests not                the current system should be used to
                                           for this final rule does respond to these
                                                                                                   only that the 2018 annual reporting                   inform the development of future
                                           comments. Again, this rule is narrowly                                                                        regulations. Finally, the state agency
                                                                                                   requirement be kept in place, but that
                                           focused on removing the requirement to                                                                        commented that if the annual reports
                                                                                                   annual reporting be made permanent.
                                           file a 2018 annual report.                                                                                    were freely accessible to state
                                                                                                   This state agency views vessel ballast
                                              Finally, this commenter states that                  water and biofouling as the only vector               government entities through the NBIC
                                           ballast water reports should be available               for most aquatic invasive species to                  website, these annual reports could help
                                           to the states, and that the Coast Guard                 reach Hawaiian waters because each                    guide the development of state
                                           should also be sampling ballast                         county in Hawaii is separated by deep                 regulations.
                                           discharges to verify whether ballast                    channels of open ocean. It views these                   The Coast Guard agrees that there are
                                           water mitigation measures detailed in                   annual reports as an integral part of                 lessons to be learned from the
                                           annual reports are effective. For                       their understanding of the movement of                shortcomings in the annual reporting
                                           information related to ballast water                    ballast water into and between the                    requirement. We may consider in the
                                           reports, states and interested persons                  islands in the Hawaiian Archipelago                   future whether a different, possibly
                                           may contact the NBIC for information                    and vital to the protection of Hawaiian               permanent, reporting requirement is
                                           through its website.3                                   aquatic resources.                                    appropriate, but it would take time to
                                              Regarding the sampling of ballast                       The Coast Guard appreciates the                    evaluate what fields to include and then
                                           water discharges, it would be                           unique geographic circumstances of                    to offer proposed changes for public
                                           impracticable under the current annual                  Hawaii identified in this comment. The                notice and comment. To attempt to do
                                           reporting requirement for the Coast                     comments we received with respect to                  that in this rulemaking would prevent
                                           Guard to sample ballast discharges                      the Honolulu COTP Zone caused us to                   us from removing an unnecessary
                                           because vessel owners and operators are                 reexamine how we describe COTP                        burden within the limited time frame
                                           not required to report in advance when                  Zones for purposes of ballast water                   we have to do so. We do not believe the
                                           they discharge their ballast water. Also,               regulations intended to prevent the                   2018 annual report will contribute to a
                                           the annual report does not require                      discharge of ANS into waters of the                   comprehensive understanding of the
                                           detailed information about mitigation                   United States from vessels. But, the                  threats posed by ballast water.
                                           measures. As a possible future action,                  reporting requirement did not produce                 Accordingly, we do not believe that we
                                           we may consider changing the annual                     data to help the Coast Guard understand               should continue to impose the
                                           reporting requirement to include more                   trends in transport, management, or                   unnecessary burden of requiring a 2018
                                           on mitigation measures and to facilitate                discharge of ballast water. As stated                 annual report. Therefore, this final rule
                                           discharge sampling, but such changes                    earlier in this preamble, the 2016 and                eliminates the annual and final
                                           would need to go through notice-and-                    2017 annual reports do not contribute to              reporting requirements for calendar year
                                           comment rulemaking and that would                       the quality and breadth of BWM data,                  2018. All other reporting and
                                           take more time to complete than the                     nor do they contribute to a better                    recordkeeping requirements remain in
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                                           limited time we have to effectively                     understanding of patterns of ballast                  effect. In addition, states may contact
                                           remove the 2018 annual report                           water management and discharge,                       the NBIC regarding access to
                                           requirement.                                            including in Hawaii and the Honolulu                  information from annual reports.
                                                                                                   COTP Zone. The aggregate volumes of                      One commenter recommended that
                                             3 Visit NBIC website at: http://invasions.si.edu/     ballast water taken up and discharged                 the Coast Guard make ballast water
                                           nbic/index.html.                                        by each vessel over the course of a                   reporting an annual requirement for all


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                                           47288        Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations

                                           vessels operating on the Great Lakes and                a single COTP Zone that they are not                  A. Regulatory Planning and Review
                                           allow for an aggregate total rather than                subject to the reporting requirements in                 Executive Orders 12866 (Regulatory
                                           a tank-by-tank accounting. If the Coast                 § 151.2060.                                           Planning and Review) and 13563
                                           Guard does not implement annualized                        We have amended Table 1 to                         (Improving Regulation and Regulatory
                                           submissions for vessels operating on the                § 151.2015, which lists specific                      Review) direct agencies to assess the
                                           Great Lakes, the commenter                              exemptions for types of vessels.                      costs and benefits of available regulatory
                                           recommended that we modify the                          Specifically, we are amending the                     alternatives and, if regulation is
                                           Equivalent Reporting Program                            column ‘‘151.2060 (Reporting)’’ to                    necessary, to select regulatory
                                           requirement of 10 or more arrivals per                  reflect that vessels operating exclusively            approaches that maximize net benefits
                                           month. These recommendations would                      on voyages between ports or places                    (including potential economic,
                                           affect the BWM reporting requirements                   within a single COTP Zone are exempt                  environmental, public health and safety
                                           for vessels that travel between COTP                    from the reporting requirements in                    effects, distributive impacts, and
                                           Zones and are therefore outside the                     § 151.2060.                                           equity). Executive Order 13563
                                           scope of this rulemaking, which focuses
                                                                                                      We also added a footnote to the same               emphasizes the importance of
                                           on eliminating an annual reporting
                                                                                                   table for non-seagoing vessels. This                  quantifying both costs and benefits, of
                                           requirement for vessels that operate
                                                                                                   footnote replaced the current lengthy                 reducing costs, of harmonizing rules,
                                           exclusively in one COTP Zone.
                                              The commenter also expressed a                       qualifying language in the ‘‘151.2070                 and of promoting flexibility. Executive
                                           concern that the NBIC’s web-based                       (Recordkeeping)’’ column of the table                 Order 13771 (Reducing Regulation and
                                           reporting form allows only one log-in                   for those non-seagoing vessels that                   Controlling Regulatory Costs) directs
                                           per company. This concern is also                       operate exclusively on voyages between                agencies to reduce regulation and
                                           beyond the scope of this rulemaking,                    ports or places within a single COTP                  control regulatory costs and provides
                                           but the Coast Guard will take it into                   Zone. We extend the footnote to the                   that ‘‘for every one new regulation
                                           consideration for future improvements.                  table’s ‘‘151.2060 (Reporting)’’ column               issued, at least two prior regulations be
                                              One company that supported our                       in that row based on our amendment to                 identified for elimination, and that the
                                           proposed rule appeared to believe that                  § 151.2015(c). Non-seagoing vessels are               cost of planned regulations be prudently
                                           the amendments to § 151.2015 created a                  the only category of vessels in the table             managed and controlled through a
                                           new exemption from reporting                            that may need this potential exemption                budgeting process.’’
                                           requirements. We want to make clear                     reminder because the other categories of                 The Office of Management and Budget
                                           that our amendment to the table in                      vessels are either exempt or operate in               (OMB) has not designated this rule a
                                           § 151.2015 is a conforming change in                    multiple COTP Zones.                                  ‘‘significant regulatory action,’’ under
                                           response to our change in § 151.2060(b).                                                                      section 3(f) of Executive Order 12866.
                                                                                                      Section 151.2060. Section 151.2060(e)              Accordingly, OMB has not reviewed it.
                                           Under this final rule, as well as under                 and (f) applied only to vessels operating
                                           existing regulations, vessels operating                                                                       DHS considers this rule to be an
                                                                                                   exclusively on voyages between ports or               Executive Order 13771 deregulatory
                                           exclusively in a single COTP Zone are                   places within a single COTP Zone. We
                                           not required to comply with                                                                                   action. See the OMB Memorandum
                                                                                                   have removed § 151.2060(e) and (f).                   ‘‘Guidance Implementing Executive
                                           § 151.2060(b) reporting requirements.                   Paragraph (e) contained the requirement
                                              In this final rule, we made no changes                                                                     Order 13771, Titled ‘Reducing
                                                                                                   to submit the Annual Ballast Water                    Regulation and Controlling Regulatory
                                           from the proposed rule based on our
                                                                                                   Summary Report to the NBIC, and                       Costs’ ’’ (April 5, 2017). A regulatory
                                           consideration of comments we received
                                                                                                   paragraph (f) described the information               analysis (RA) follows.
                                           on the NPRM.
                                                                                                   to be included in that report. The only                  The Coast Guard received no
                                           IV. Discussion of the Rule                              remaining reporting requirement in                    comments regarding the RA. However,
                                              This final rule removes the Annual                   § 151.2060 is now based in paragraph                  the Coast Guard did receive revised data
                                           Ballast Water Summary Report                            (b). That paragraph contained language                from the NBIC for year 2017. The
                                           requirement for vessels equipped with                   exempting vessels operating exclusively               updated data increase the affected
                                           ballast tanks that operate exclusively in               on voyages between ports or places                    population by 112 vessels, bringing the
                                           a single COTP Zone so that they will not                within a single COTP Zone. We are                     total affected population to 278 vessels.
                                           be required to file the 2018 annual                     deleting that language because it is now              We have amended the final rule RA to
                                           report. In this section, we describe the                unnecessary. With the removal of                      reflect the new information from NBIC.
                                           changes we are making to 33 CFR                         § 151.2060(e) and (f), we can now state                  This is a deregulatory rulemaking that
                                           151.2015 and 151.2060 to accomplish                     in § 151.2015(c) that vessels operating               removes reporting requirements for
                                           the removal of this reporting                           exclusively on voyages between ports or               vessels with ballast tanks operating
                                           requirement. The text of this final rule                places within a single COTP Zone are                  exclusively within a single COTP. The
                                           is the same as we proposed in the                       exempt from any and all reporting                     removal of the reporting requirement
                                           NPRM.                                                   requirements in § 151.2060. With our                  will provide a one-time cost savings for
                                              Section 151.2015. Currently                          amendment to § 151.2060(b), vessels                   those vessels affected by this
                                           § 151.2015(c) exempts vessels that                      subject to the reporting requirements of              deregulatory action. We estimate an
                                           operate exclusively on voyages between                  paragraph (b) will not need to first read             industry cost saving of $5,796 (non-
                                           ports or places within a single COTP                    through an exemption that does not                    discounted), and individual vessel cost
                                           Zone from the ballast water                             apply to them.                                        savings of $20.85. We provide a detailed
                                           management requirements in § 151.2025                   V. Regulatory Analyses                                analysis of the cost savings associated
                                           and from the recordkeeping                                                                                    with this deregulatory rule below. This
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                                           requirements in § 151.2070. We have                       We developed this rule after                        final rule will not impose costs on
                                           added the reporting requirements in                     considering numerous statutes and                     industry.
                                           § 151.2060 to this list of exemptions in                Executive orders related to rulemaking.                  The Coast Guard considers all
                                           § 151.2015(c). This makes it clear to                   Below we summarize our analyses                       estimates and analysis in this RA final.
                                           vessels that operate exclusively on                     based on these statutes or Executive                  Table 1 presents a summary of the
                                           voyages between ports or places within                  orders.                                               economic impact of the final rule.


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                                                              Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations                                                                                                                    47289

                                                                                                 TABLE 1—SUMMARY OF THE ECONOMIC IMPACT OF THE FINAL RULE
                                                       Change                                                   Description                                          Affected population                        Cost savings                                  Benefits

                                           Eliminate the require-                  Owners or operators of vessels with ballast                                    70 owners or opera-                    No Costs. One-time                       The final rule removes
                                              ment for vessels op-                  tanks and operating exclusively on voy-                                         tors of 278 vessels                    industry savings of                      the reporting re-
                                              erating exclusively                   ages between ports and places within one                                        operating in one                       $5,796.                                  quirement for the
                                              within a single                       COTP Zone will not have to report their                                         COTP Zone.                                                                      remainder of 2018
                                              COTP Zone to re-                      ballast management practices for the final                                                                                                                      and provides a one-
                                              port ballast man-                     year of a 3-year requirement to report                                                                                                                          time partial year
                                              agement practices                     ballasting operations.                                                                                                                                          savings for owners
                                              to the NBIC.                                                                                                                                                                                          or operators.



                                             Under this final rule, the Coast Guard                                            TABLE 2—U.S.-FLAGGED VESSELS                                              hour.5 We calculated the load factor
                                           will no longer require owners or                                                    OPERATING EXCLUSIVELY WITHIN A                                            from data collected in the Employer
                                           operators of vessels with ballast tanks                                             SINGLE COTP ZONE AFFECTED BY                                              Cost for Employee Compensation survey
                                           operating exclusively on voyages                                                    THIS FINAL RULE—Continued                                                 conducted by the BLS and applied it to
                                           between ports or places within a single                                                                                                                       the mean hourly wage rate to obtain a
                                           COTP Zone to submit an annual                                                                                                              Affected           fully loaded wage rate, which more
                                           summary report of their ballast water                                                            Vessel type                              population          accurately represents the employer’s
                                           management practices.                                                                                                                   NPRM         FR       cost per hour for an employee’s work.6
                                             Starting with the 2016 annual report,                                                                                                                       The load factor we used for this
                                           owners or operators of vessels affected                                          General Cargo ................................         ..........        1   economic analysis is 1.52.7 8 The loaded
                                           by the 2015 final rule provision in                                                                                                                           mean hourly wage rate used to assess
                                                                                                                                 Total .........................................       166      278
                                           § 151.2060(e) have submitted annual                                                                                                                           the savings estimates for this final rule
                                           summary reports, as required, to the                                               Source: NBIC Data https://invasions.si.edu/nbic/.                          is calculated at $59.57 ($39.19 × 1.52).
                                           NBIC. These summary reports were                                                                                                                                 We anticipate that by eliminating the
                                           used to estimate the number of vessels                                              We estimated in the 2015 final rule                                       reporting requirement from the last
                                           that operated and the amount of ballast                                          that the total annual amount of burden                                       quarter of the year, this final rule will
                                           water discharged within a single COTP                                            hours for owners or operators                                                reduce industry’s economic burden by
                                           Zone. Based on the data received and                                             completing the reporting requirement at                                      97.3 hours (278 vessels × 0.35 hours).
                                           analyzed by the NBIC, the Coast Guard                                            40 minutes per vessel per year. We                                           We calculate the dollar value saved to
                                           was able to determine the actual number                                          break down those 40 minutes as 25                                            be $20.85 per vessel ($59.57 wage × 0.35
                                           of vessels affected by the 2015 final rule.                                      minutes to account for time needed                                           hours). The estimated one-time total
                                           The NBIC data confirms that 70 owners                                            throughout the year to record ballast                                        savings for removing the reporting
                                           or operators of 278 U.S.-flagged vessels 4                                       management operations, and 15 minutes                                        requirement for the 278 vessels
                                           have reported ballasting operations in                                           for time needed by owners or operators                                       operating exclusively between ports or
                                           accordance with § 151.2060(e). Table 2                                           to aggregate and calculate the recorded                                      places within a single COTP Zone is
                                           presents the vessel types and number of                                          ballast water discharge information and                                      $5,796 ($20.85 per vessel savings × 278
                                           these vessels.                                                                   to complete the electronic form                                              vessels), non-discounted. Table 3
                                                                                                                            submitted to the NBIC.                                                       presents the total savings to the affected
                                               TABLE 2—U.S.-FLAGGED VESSELS                                                                                                                              population.
                                               OPERATING EXCLUSIVELY WITHIN A                                                  This final rule, which becomes
                                                                                                                            effective October 1, 2018, allows the                                                 TABLE 3—TOTAL SAVINGS FOR
                                               SINGLE COTP ZONE AFFECTED BY
                                                                                                                            Coast Guard to stop enforcing of the                                                       AFFECTED VESSELS
                                               THIS FINAL RULE
                                                                                                                            requirements of § 151.2060(e) at the end
                                                                                                     Affected               of fiscal year 2018, which is September                                       Hourly Wage Paid to Employee ..................                     $39.19
                                                                                                    population              30, 2018. The current regulation                                              Load Factor to Account for Cost of Benefits                           1.52
                                                            Vessel type
                                                                                                                                                                                                          Loaded Wage ..............................................          $59.57
                                                                                                 NPRM            FR         requires annual reports only through the                                      Hours Saved Per Vessel .............................                  0.35
                                                                                                                            calendar year 2018. Therefore, any                                            Savings per Vessel (Hours × Loaded Wage
                                           Tanker—Other ................................                  1            1                                                                                    Rate) ........................................................    $20.85
                                           Tug only ..........................................          57         126      realized savings from this final rule will
                                           Offshore supply vessel ...................                   38           41     account for the last 3 months of
                                                                                                                                                                                                           5 Information about the wage rates for Captains,
                                           Other (research, fishing, etc.) .........                    21           24     calendar year 2018. We estimate that the
                                           Passenger .......................................              2            7                                                                                 Mates and Vessel Pilots (53–5021) can be found at
                                           Bulk Carries ....................................              2    ..........   total time saved by this final rule will                                     https://www.bls.gov/oes/2016/may/oes535021.htm.
                                           Tug—Barge Combo ........................               ..........           1    be 21.25 minutes per vessel (15 minutes                                        6 A loaded wage rate is what a company pays per

                                           Barge only ......................................            45           77     for submission of report + 6.25 total                                        hour to employ a person, not the hourly wage the
                                                                                                                                                                                                         employee receives. The loaded wage rate includes
                                                                                                                            minutes from the last 3 months of 2018).                                     the cost of benefits (health insurance, vacation,
                                              4 We estimated the population of affected vessels
                                                                                                                            Converting this time to an hourly                                            etc.).
                                           in the 2015 final rule to be 1,280. This was an
                                           estimate based on potential vessels that might                                   equivalent, we arrive at 0.35 hours                                            7 From the BLS, Employer Cost for Employee

                                           operate exclusively within a single COTP Zone.                                   (21.25 minutes ÷ 60 minutes).                                                Compensation survey. Total compensation divided
                                           Since the publication of the 2015 final rule, vessel                                                                                                          by wage and salary compensation.
                                           owners or operators have been providing                                             We anticipate that the person charged                                       8 The load factor for wages is calculated by
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                                           information to the NBIC regarding their ballasting                               with collecting and reporting the                                            dividing total compensation by wages and salaries.
                                           operations and area of operation. From this                                                                                                                   For this report, we used the Transportation and
                                                                                                                            information to NBIC will be a vessel                                         Materials Moving Occupations, Private Industry
                                           information, we are able to determine the actual
                                           vessel population that operates exclusively within                               Captain, Mate, or Pilot. The mean                                            report (Series IDs, CMU2010000520000D and
                                           a single COTP Zone. This final rule, in addition to                              hourly wage rate associated with these                                       CMU2020000520000D) for all workers using the
                                           eliminating § 151.2060(e), also reduces the affected                             professions is reported by the Bureau of                                     multi-screen data search. Using 2016 Q2 data, we
                                           population estimated in the 2015 final rule from                                                                                                              divide $27.55/$18.08 to get the load factor of 1.52.
                                           1,280 to 278 vessels.                                                            Labor Statistics (BLS) to be $39.19 per                                      See https://data.bls.gov/cgi-bin/srgate.



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                                           47290             Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations

                                                 TABLE 3—TOTAL SAVINGS FOR                                      Coast Guard will not retaliate against                  Need for Information: The Coast
                                                AFFECTED VESSELS—Continued                                      small entities that question or complain             Guard is removing the reporting
                                                                                                                about this rule or any policy or action              requirement under § 151.2060(e)
                                           Affected Population .....................................     278
                                                                                                                of the Coast Guard.                                  because the value of information
                                                Total Savings* (Savings per Vessel ×                              Small businesses may send comments                 provided by the affected population did
                                                  Affected Population) .........................       $5,796   on the actions of Federal employees                  not meet the expectations of the Coast
                                             * Represents undiscounted savings totals.                          who enforce, or otherwise determine                  Guard.
                                           Totals may not sum due to rounding.                                  compliance with, Federal regulations to                 Proposed Use of Information: The
                                                                                                                the Small Business and Agriculture                   collection of this BWM data was
                                             This final rule will not have annual
                                                                                                                Regulatory Enforcement Ombudsman                     intended to fill a limited gap in
                                           recurring savings. It does not require
                                                                                                                and the Regional Small Business                      information about vessels operating
                                           additional Coast Guard resources to
                                                                                                                Regulatory Fairness Boards. The                      exclusively within a single COTP Zone.
                                           implement it, and it is budget neutral.
                                                                                                                Ombudsman evaluates these actions                    The data was to measure ballast water
                                           In addition, a one-time savings of $5,796
                                                                                                                annually and rates each agency’s                     practices within a COTP Zone by
                                           in 2018 is equivalent to approximately
                                                                                                                responsiveness to small business. If you             vessels that operated exclusively within
                                           $331 in 2016 dollars using perpetual
                                                                                                                wish to comment on actions by                        a single COTP Zone. We removed
                                           time horizon discounting at 7 percent.
                                                                                                                employees of the Coast Guard, call 1–                § 151.2060(e) and (f) because the data
                                           B. Small Entities                                                    888–REG–FAIR (1–888–734–3247).                       collected did not help the Coast Guard
                                             Under the Regulatory Flexibility Act,                                                                                   to better understand these ballasting
                                                                                                                D. Collection of Information
                                           5 U.S.C. 601–612, we have considered                                                                                      practices.
                                           whether this final rule will have a                                     This rule calls for a change to an                   Description of the Respondents: The
                                           significant economic impact on a                                     existing collection of information (COI)             respondents are the owners or operators
                                           substantial number of small entities.                                under the Paperwork Reduction Act of                 of vessels with ballast water tanks
                                           The term ‘‘small entities’’ comprises                                1995, 44 U.S.C. 3501–3520. As defined                operating exclusively on voyages
                                           small businesses, not-for-profit                                     in 5 CFR 1320.3(c), ‘‘collection of                  between ports or place within a single
                                           organizations that are independently                                 information’’ comprises reporting,                   COTP Zone.
                                           owned and operated and are not                                       recordkeeping, monitoring, posting,                     Number of Respondents: The current
                                           dominant in their fields, and                                        labeling, and other similar actions. The             number of respondents is 9,663.
                                           governmental jurisdictions with                                      title and description of the information             However, in the 2015 final rule, we
                                           populations of less than 50,000.                                     collections, a description of those who              incorrectly estimated the additional
                                             As described in the ‘‘Regulatory                                   must collect the information, and an                 number of respondents in the COI to be
                                           Planning and Review’’ section of this                                estimate of the total annual burden                  1,280. The population of 1,280 was an
                                           RA, we expect that the savings per                                   follow. The estimate covers the time for             overestimation because information
                                           vessel will be $20.85 for the remainder                              reviewing instructions, searching                    about vessels operating exclusively
                                           of 2018. The Coast Guard is eliminating                              existing sources of data, gathering and              within a single COTP Zone had not been
                                           the reporting requirement under                                      maintaining the data needed, and                     documented prior to the 2015 final rule.
                                           § 151.2060(e), which applies to owners                               completing and reviewing the                         For the purpose of maintaining
                                           or operators of vessels operating                                    collection.                                          continuity between the number of
                                           exclusively between ports or places                                     Title: Ballast Water Management                   respondents in the 2015 final rule and
                                           within a single COTP Zone. Based on                                  Reporting and Recordkeeping.                         number of respondents in the overall
                                           our economic assessment of the rule, we                                 OMB Control Number: 1625–0069.                    COI OMB Control Number: 1625–0069,
                                           conclude that this final rule will add no                               Summary of the Collection of                      the Coast Guard estimates changes to
                                           cost burden to industry.                                             Information: This rule modifies the                  the overall COI using the 2015 final rule
                                             Therefore, the Coast Guard certifies                               existing BWM reporting and                           COI values to obtain a net result of
                                           under 5 U.S.C. 605(b) that this rule will                            recordkeeping requirement in                         zero.9 Therefore, in order to revert back
                                           not have a significant economic impact                               § 151.2060(e). In the current regulation,            to the 2015 baseline, we needed to
                                           on a substantial number of small entities                            the Coast Guard requires vessels with                subtract the 1,280 respondents we
                                                                                                                ballast tanks that operate exclusively on            incorrectly estimated in the 2015 final
                                           C. Assistance for Small Entities                                     voyages between ports or places within               rule.10 With this change, we are
                                              Under section 213(a) of the Small                                 a single COTP Zone to submit an annual               maintaining the 2015 baseline of 8,383
                                           Business Regulatory Enforcement                                      summary report on their ballast water                respondents because we would be
                                           Fairness Act of 1996, Public Law 104–                                practices. The final rule published in               subtracting the incorrect estimated
                                           121, we offer to assist small entities in                            2015 requires vessels to report to the               population of 1,280 respondents. The
                                           understanding this rule so that they can                             NBIC for a 3-year period, after which a              incurred cost savings and burden-hour
                                           better evaluate its effects on them and                              sunset clause in the rule has this                   reduction we estimate in this final rule
                                           participate in the rulemaking. If the                                provision expiring at the end of the                 will affect only 278 respondents for the
                                           final rule will affect your small                                    2018 calendar year. This final rule will             last 3 months of this calendar year. After
                                           business, organization, or governmental                              remove the last year of reporting                    this time, the OMB-approved number of
                                           jurisdiction and you have questions                                  requirements for the population affected             respondents would remain at the 2015
                                           concerning its provisions or options for                             by the 2015 final rule and prior to the              baseline level of 8,383 respondents
                                           compliance, please contact the person                                provision’s sunset, thereby returning the            because of the sunset clause in the 2015
                                           in the FOR FURTHER INFORMATION                                       overall COI burden estimates to the                  final rule. We show these calculations,
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                                           CONTACT section of this final rule. The                              2015 final rule’s level.                             for illustrative purposes, in Table 4.


                                             9 The goal is to revert the COI Control No. 625–                     10 Appendix A of COI OMB Control No. 1625–

                                           0069 back to its original collection prior to the 2015               0069.
                                           ballast water recordkeeping and reporting final rule.



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                                                            Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations                                                                               47291

                                                                                          TABLE 4—SUMMARY OF COLLECTION OF INFORMATION, RESPONDENTS
                                                                                                                                                                                                Current COI        Final rule       New COI
                                                                                                       Reporting items                                                                          respondents         change           values

                                                                                                                 (A)                                                                                (B)               (C)           (B ¥ C)

                                           Voyage Reports ...........................................................................................................................                     8,383                 0        8,383
                                           Annual Reports ............................................................................................................................                    1,280             1,280            0
                                           Compliance Extension Request ..................................................................................................                                    0                 0            0

                                                        Total ...............................................................................................................................             9,663             1,280        8,383



                                              Frequency of Response: The reporting                                     hours (278 vessels × 0.35 hours [3                                        burden of 858 hours. First, we subtract
                                           requirement under this COI is                                               months of savings]). There are three                                      the 858 erroneous burden hours from
                                           scheduled to occur annually. With this                                      items associated with this COI: Voyage                                    the total of 61,819 hours and replace it
                                           final rule, current respondents under                                       reports, annual reports (which are                                        with the correct burden estimate of 97
                                           § 151.2060(e) are no longer required to                                     applicable to this final rule), and                                       hours. This gives us a total burden of
                                           maintain and submit BMW information                                         compliance extension requests. The                                        61,058 hours and represents the
                                           on an annual basis.                                                         voyage reports and compliance                                             corrected amount from which to
                                              Burden of Response: The Coast Guard                                      extension requests are not included in                                    estimate the burden reduction due to
                                           anticipates that the elimination of the                                     this final rule. The burden estimates in                                  the final rule. The final rule will then
                                           rule will decrease burden by                                                this COI stemming from these voyage                                       remove the corrected 97 burden hours
                                           approximately 40 minutes per report for                                                                                                               that should have been included in the
                                                                                                                       reports and compliance requests will be
                                           vessels with ballast water tanks                                                                                                                      2015 COI. After December 31, 2018, the
                                                                                                                       unaffected. Voyage reports account for
                                           operating exclusively on voyages                                                                                                                      burden hours will return to the 2015
                                           between ports or places within a single                                     60,727 hours, annual reports account for
                                                                                                                       858 hours, and compliance extension                                       baseline level of 60,961 hours.
                                           COTP Zone.
                                              Estimate of Total Annual Burden: The                                     requests account for 234 hours, for a                                        Moreover, due to the establishment of
                                           annual reduction in burden is estimated                                     total of 61,819 hours. Essentially, with                                  a sunset clause in the 2015 final rule, all
                                           as follows:                                                                 this final rule, we are accounting for the                                recordkeeping and reporting burden
                                              (a) Annual reduction in burden                                           97.3 burden hours of reduction in                                         associated with this regulation will be
                                           resulting from removing reporting                                           annual reports in the last 3 months of                                    eliminated. This adjustment would only
                                           requirement for vessels operating within                                    this calendar year only, prior to the                                     reduce current Information Collection
                                           a single COTP Zone.                                                         sunset clause becoming effective. To                                      Request (ICR) burden levels prior to the
                                              This final rule will reduce the private                                  capture this change we must first correct                                 2015 final rule. We show the burden
                                           sector burden hours for this COI by 97.3                                    for the erroneously estimated hourly                                      hour calculations in Table 5.

                                                                                        TABLE 5—SUMMARY OF COLLECTION OF INFORMATION, BURDEN HOURS
                                                                                                                                                                                                Current COI        Final rule       New COI
                                                                                                       Reporting items                                                                          respondents         change           values

                                                                                                                 (A)                                                                                (B)               (C)           (B ¥ C)

                                           Voyage Reports ...........................................................................................................................                 60,727                   0        60,727
                                           Annual Reports ............................................................................................................................                   858                 858             0
                                           Compliance Extension Request ..................................................................................................                               234                   0           234

                                                        Total ...............................................................................................................................         61,819                 858       * 60,961
                                             * Although this final rule would subtract 97.3 hours for the last 3 months of this year, after this time, the total hour burden estimate would revert
                                           back to the 2015 baseline level or current OMB inventory amount of 60,961 due to the fact that there will no longer be a need to complete an-
                                           nual reports for vessels traveling exclusively between ports or places within a single COTP Zone.


                                              (b) Reduction of annual burden due to                                    respond to a COI unless it displays a                                     federalism principles and preemption
                                           the elimination of the current rule.                                        currently valid OMB control number.                                       requirements described in Executive
                                              This final rule will result in a                                                                                                                   Order 13132. Our analysis follows.
                                                                                                                       E. Federalism
                                           reduction of annual burden of 97.3                                                                                                                      This final rule will revise the Coast
                                           hours for the last 3 months of the year                                        A rule has implications for federalism                                 Guard’s BWM reporting and
                                           ending December 31, 2018. However,                                          under Executive Order 13132                                               recordkeeping requirements
                                           after correcting for the overestimated                                      (Federalism) if it has a substantial direct                               promulgated under the authority of
                                           burden in the 2015 COI, the reduction                                       effect on States, on the relationship                                     NANPCA, as amended by NISA.
                                           in annual burden hours as reflected in                                      between the national government and                                       Specifically, we are removing the
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                                           the Supporting Statement for this COI is                                    the States, or on the distribution of                                     requirement that an Annual Ballast
                                           858 hours (as explained above).                                             power and responsibilities among the                                      Water Summary Report for calendar
                                              As required by 44 U.S.C. 3507(d), we                                     various levels of government. We have                                     year 2018 be submitted for vessels
                                           will submit a copy of this final rule to                                    analyzed this final rule under Executive                                  operating on voyages exclusively
                                           OMB for its review of the collection of                                     Order 13132 and have determined that                                      between ports or places within a single
                                           information. You are not required to                                        it is consistent with the fundamental                                     COTP Zone. NANPCA, as amended by


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                                           47292        Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations

                                           NISA, contains a ‘‘savings provision’’                  I. Protection of Children                             M. Environment
                                           that saves to States their authority to                                                                         We have analyzed this rule under
                                                                                                      We have analyzed this final rule
                                           ‘‘adopt or enforce control measures’’ for                                                                     Department of Homeland Security
                                                                                                   under Executive Order 13045
                                           ANS (16 U.S.C. 4725). Nothing in the                                                                          Management Directive 023–01 and
                                                                                                   (Protection of Children from
                                           Act would diminish or affect the                                                                              Commandant Instruction M16475.lD
                                                                                                   Environmental Health Risks and Safety
                                           jurisdiction of any State over species of                                                                     (COMDTINST M16475.1D), which guide
                                                                                                   Risks). This rule is not an economically
                                           fish and wildlife. This type of BWM                                                                           the Coast Guard in complying with the
                                                                                                   significant rule and will not create an
                                           reporting and recordkeeping is a                                                                              National Environmental Policy Act of
                                                                                                   environmental risk to health or risk to
                                           ‘‘control measure’’ saved to States under                                                                     1969 (42 U.S.C. 4321–4370f), and have
                                                                                                   safety that might disproportionately
                                           the savings provision and would not be                                                                        made a determination that this action is
                                                                                                   affect children.
                                           preempted unless State law makes                                                                              one of a category of actions that do not
                                           compliance with Coast Guard                             J. Indian Tribal Governments                          individually or cumulatively have a
                                           requirements impossible or frustrates                                                                         significant effect on the human
                                           the purpose of Congress. Additionally,                     This final rule does not have tribal
                                                                                                   implications under Executive Order                    environment. A final Record of
                                           the Coast Guard has long interpreted                                                                          Environmental Consideration
                                           this savings provision to be a                          13175 (Consultation and Coordination
                                                                                                   with Indian Tribal Governments),                      supporting this determination is
                                           congressional mandate for a Federal-                                                                          available in the docket where indicated
                                           State cooperative regime in which                       because it will not have a substantial
                                                                                                   direct effect on one or more Indian                   under the ADDRESSES section of this
                                           Federal preemption under NANPCA, as
                                                                                                   tribes, on the relationship between the               preamble. This rule is categorically
                                           amended by NISA, would be unlikely.
                                                                                                   Federal Government and Indian tribes,                 excluded under paragraph L54 of
                                           The Coast Guard does not intend for the
                                                                                                   or on the distribution of power and                   Appendix A, Table 1 of DHS Instruction
                                           removal of this Federal reporting
                                                                                                   responsibilities between the Federal                  Manual 023–01–001–01, Rev. 01.
                                           requirement to be a determination, or
                                                                                                   Government and Indian tribes.                         Paragraph L54 pertains to regulations
                                           have any implications, with regard to
                                                                                                                                                         which are editorial or procedural. This
                                           the necessity of existing or future state               K. Energy Effects                                     rule involves the removal of the last
                                           BWM reporting requirements.
                                                                                                      We have analyzed this final rule                   year of a 3-year annual ballast water
                                           Therefore, this final rule is consistent
                                                                                                   under Executive Order 13211 (Actions                  reporting requirement.
                                           with the fundamental federalism
                                           principles and preemption requirements                  Concerning Regulations That                           List of Subjects in 33 CFR Part 151
                                           described in Executive Order 13132.                     Significantly Affect Energy Supply,
                                                                                                   Distribution, or Use). We have                          Administrative practice and
                                           F. Unfunded Mandates Reform Act                         determined that it is not a ‘‘significant             procedure, Ballast water management,
                                                                                                   energy action’’ under that order because              Oil pollution, Penalties, Reporting and
                                             The Unfunded Mandates Reform Act
                                                                                                   it is not a ‘‘significant regulatory action’’         recordkeeping requirements, Water
                                           of 1995, 2 U.S.C. 1531–1538, requires
                                                                                                   under Executive Order 12866 and is not                pollution control.
                                           Federal agencies to assess the effects of
                                           their discretionary regulatory actions. In              likely to have a significant adverse effect             For the reasons discussed in the
                                           particular, the Act addresses actions                   on the supply, distribution, or use of                preamble, the Coast Guard amends 33
                                           that may result in the expenditure by a                 energy.                                               CFR part 151, subpart D, as follows:
                                           State, local, or tribal government, in the              L. Technical Standards                                PART 151—VESSELS CARRYING OIL,
                                           aggregate, or by the private sector of
                                                                                                     The National Technology Transfer                    NOXIOUS LIQUID SUBSTANCES,
                                           $100,000,000 (adjusted for inflation) or
                                                                                                   and Advancement Act, codified as a                    GARBAGE, MUNICIPAL OR
                                           more in any 1 year. Although this final
                                                                                                   note to 15 U.S.C. 272, directs agencies               COMMERCIAL WASTE, AND BALLAST
                                           rule will not result in such an
                                                                                                   to use voluntary consensus standards in               WATER
                                           expenditure, we do discuss the effects of
                                           this rule elsewhere in this preamble.                   their regulatory activities unless the
                                                                                                   agency provides Congress, through                     ■ 1. The authority citation for part 151,
                                           G. Taking of Private Property                           OMB, with an explanation of why using                 subpart D, is revised to read as follows:
                                             This final rule will not cause a taking               these standards would be inconsistent                   Authority: 16 U.S.C. 4711; Department of
                                           of private property or otherwise have                   with applicable law or otherwise                      Homeland Security Delegation No.
                                                                                                   impractical. Voluntary consensus                      0170.1(II)(57).
                                           taking implications under Executive
                                           Order 12630 (Governmental Actions and                   standards are technical standards (e.g.,              ■  2. Amend § 151.2015 as follows:
                                           Interference with Constitutionally                      specifications of materials, performance,             ■  a. In paragraph (c), after the text
                                           Protected Property Rights).                             design, or operation; test methods;                   ‘‘(ballast water management (BWM)
                                                                                                   sampling procedures; and related                      requirements),’’ add the text ‘‘151.2060
                                           H. Civil Justice Reform                                 management systems practices) that are                (reporting),’’; and
                                              This final rule meets applicable                     developed or adopted by voluntary                     ■ b. Revise the fourth and sixth rows in
                                           standards in sections 3(a) and 3(b)(2) of               consensus standards bodies.                           table 1 to § 151.2015.
                                           Executive Order 12988 (Civil Justice                      This final rule does not use technical                 The revisions read as follows:
                                           Reform) to minimize litigation,                         standards. Therefore, we did not
                                           eliminate ambiguity, and reduce                         consider the use of voluntary consensus               § 151.2015   Exemptions.
                                           burden.                                                 standards.                                            *        *   *    *    *
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                                                            Federal Register / Vol. 83, No. 182 / Wednesday, September 19, 2018 / Rules and Regulations                                                                              47293

                                                            TABLE 1 TO § 151.2015—TABLE OF 33 CFR 151.2015 SPECIFIC EXEMPTIONS FOR TYPES OF VESSELS
                                                                                                                                                                                151.2025                151.2060              151.2070
                                                                                                                                                                              (management)             (reporting)         (recordkeeping)


                                                    *                   *                  *                    *                                                              *                       *                        *
                                           Vessel operates exclusively on voyages between ports or places within a single COTP                                               Exempt .............   Exempt .............   Exempt.
                                             Zone.

                                                   *                         *                                 *                                *                              *                        *                        *
                                           Non-seagoing vessel ...........................................................................................................   Exempt .............   Applicable 1 .......   Applicable.1

                                                        *                             *                             *                              *                            *                        *                       *
                                               1 Unless     operating exclusively on voyages between ports or places within a single COTP Zone.


                                           § 151.2060        [Amended]                                           ADDRESSES:   To view documents                                       Register. Delaying the effective date
                                           ■ 3. Amend § 151.2060 as follows:                                     mentioned in this preamble as being                                  would be contrary to the rule’s
                                           ■ a. In paragraph (b), remove the words                               available in the docket, go to https://                              objectives of enhancing safety of life on
                                           ‘‘Unless operating exclusively on                                     www.regulations.gov, type USCG–2018–                                 the navigable waters and protection of
                                           voyages between ports or places within                                0859 in the ‘‘SEARCH’’ box and click                                 persons and vessels in vicinity of the
                                           a single COTP Zone, the’’ and add, in                                 ‘‘SEARCH.’’ Click on Open Docket                                     Snowbirds over Fort Erie air show.
                                           their place, the word ‘‘The’’; and                                    Folder on the line associated with this
                                                                                                                 rule.                                                                III. Legal Authority and Need for Rule
                                           ■ b. Remove paragraphs (e) and (f).
                                                                                                                 FOR FURTHER INFORMATION CONTACT: If                                     The Coast Guard is issuing this rule
                                              Dated: September 14, 2018.                                                                                                              under authority in 33 U.S.C. 1231. The
                                                                                                                 you have questions on this rule, call or
                                           J.P. Nadeau,                                                          email LTJG Sean Dolan, Chief                                         Captain of the Port Buffalo (COTP) has
                                           Rear Admiral, U.S. Coast Guard, Assistant                             Waterways Management Division, U.S.                                  determined that potential hazards
                                           Commandant for Prevention Policy.                                     Coast Guard; telephone 716–843–9322,                                 associated with an air show over a
                                           [FR Doc. 2018–20374 Filed 9–18–18; 8:45 am]                           email D09-SMB-SECBuffalo-WWM@                                        navigable waterway pose a significant
                                           BILLING CODE 9110–04–P                                                uscg.mil.                                                            risk to public safety and property within
                                                                                                                                                                                      the immediate location of the show.
                                                                                                                 SUPPLEMENTARY INFORMATION:
                                           DEPARTMENT OF HOMELAND                                                                                                                     IV. Discussion of the Rule
                                                                                                                 I. Table of Abbreviations
                                           SECURITY                                                                                                                                     This rule establishes a safety zone on
                                                                                                                 CFR Code of Federal Regulations
                                                                                                                 DHS Department of Homeland Security
                                                                                                                                                                                      September 19, 2018, from 3:30 p.m.
                                           Coast Guard                                                           FR Federal Register                                                  until 5:30 p.m. The safety zone will
                                                                                                                 NPRM Notice of proposed rulemaking                                   encompass all waters of Lake Erie and
                                           33 CFR Part 165                                                       § Section                                                            the Niagara River starting at position
                                                                                                                 U.S.C. United States Code                                            42°54′01.25″ N, 78°54′21.07″ W, then
                                           [Docket Number USCG–2018–0859]
                                                                                                                 II. Background Information and                                       East to 42°54′01.20″ N, 78°54′17.35″ W,
                                                                                                                 Regulatory History                                                   then South to 42°53′18.18″ N,
                                           RIN 1625–AA00                                                                                                                              78°54′21.94″ W, then West to
                                                                                                                    The Coast Guard is issuing this                                   42°53′18.39″ N, 78°54′43.64″ W, and
                                           Safety Zone; Snowbirds Over Fort Erie,                                temporary rule without prior notice and                              then North along the international
                                           Lake Erie, Niagara River, Buffalo, NY                                 opportunity to comment pursuant to                                   boundary line to the point of origin. The
                                                                                                                 authority under section 4(a) of the                                  duration of the zone is intended to
                                           AGENCY:       Coast Guard, DHS.                                       Administrative Procedure Act (APA) (5                                ensure the safety of spectators and
                                           ACTION:      Temporary final rule.                                    U.S.C. 553(b)). This provision                                       vessels during the Snowbirds over Fort
                                                                                                                 authorizes an agency to issue a rule                                 Erie air show. No vessel or person will
                                           SUMMARY:   The Coast Guard is                                         without prior notice and opportunity to
                                           establishing a temporary safety zone on                                                                                                    be permitted to enter the safety zone
                                                                                                                 comment when the agency for good                                     without obtaining permission from the
                                           Lake Erie and the Niagara River, Buffalo,                             cause finds that those procedures are
                                           NY. This safety zone is intended to                                                                                                        COTP or a designated representative.
                                                                                                                 ‘‘impracticable, unnecessary, or contrary
                                           restrict vessels from a portion of Lake                               to the public interest.’’ Under 5 U.S.C.                             V. Regulatory Analyses
                                           Erie and the Niagara River during the                                 553(b)(B), the Coast Guard finds that                                  We developed this rule after
                                           Snowbirds over Fort Erie air show on                                  good cause exists for not publishing a                               considering numerous statutes and
                                           September 19, 2018. This temporary                                    notice of proposed rulemaking (NPRM)                                 Executive orders related to rulemaking.
                                           safety zone is necessary to protect                                   with respect to this rule due to it being                            Below we summarize our analyses
                                           participants, spectators, and vessels                                 impracticable and contrary to public                                 based on a number of these statutes and
                                           from the hazards associated with aerial                               interest. The final details of this event                            Executive orders, and we discuss First
                                           stunts, low flying aircraft, and aircraft                             were not known to the Coast Guard                                    Amendment rights of protestors.
                                           maneuvers. Entry of vessels or persons                                until there was insufficient time
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                                           into this zone is prohibited unless                                   remaining before the event to publish a                              A. Regulatory Planning and Review
                                           specifically authorized by the Captain of                             NPRM.                                                                   Executive Orders 12866 and 13563
                                           the Port Buffalo (COTP).                                                 Under 5 U.S.C. 553(d)(3), the Coast                               direct agencies to assess the costs and
                                           DATES: This rule is effective from 3:30                               Guard finds that good cause exists for                               benefits of available regulatory
                                           p.m. to 5:30 p.m. on September 19,                                    making this rule effective less than 30                              alternatives and, if regulation is
                                           2018.                                                                 days after publication in the Federal                                necessary, to select regulatory


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Document Created: 2018-09-19 02:55:11
Document Modified: 2018-09-19 02:55:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective October 1, 2018.
ContactFor information about this document call or email Mr. John Morris, Program Manager, Environmental Standards Division, Coast Guard; telephone 202-372-1402, email [email protected]
FR Citation83 FR 47284 
RIN Number1625-AC45
CFR AssociatedAdministrative Practice and Procedure; Ballast Water Management; Oil Pollution; Penalties; Reporting and Recordkeeping Requirements and Water Pollution Control

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