83 FR 48605 - Agency Information Collection Activities Under OMB Review
COMMODITY FUTURES TRADING COMMISSION Federal Register Volume 83, Issue 187 (September 26, 2018)
Federal Register Volume 83, Issue 187 (September 26, 2018)
| Page Range | 48605-48606 | |
| FR Document | 2018-20948 |
[Federal Register Volume 83, Number 187 (Wednesday, September 26, 2018)] [Notices] [Pages 48605-48606] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-20948] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities Under OMB Review AGENCY: Commodity Futures Trading Commission. ACTION: Notice. ----------------------------------------------------------------------- SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (PRA), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden. DATES: Comments must be submitted on or before October 26, 2018. ADDRESSES: Comments regarding the burden estimate or any other aspect of the information collection, including suggestions for reducing the burden, may be submitted directly to the Office of Information and Regulatory Affairs (OIRA) in OMB within 30 days of this notice's publication by either of the following methods. Please identify the comments by ``OMB Control No. 3038-0076.''By email addressed to: [email protected] or By mail addressed to: the Office of Information and Regulatory Affairs, Office of Management and Budget, Attention Desk Officer for the Commodity Futures Trading Commission, 725 17th Street NW, Washington DC 20503. A copy of all comments submitted to OIRA should be sent to the Commodity Futures Trading Commission (the ``Commission'') by either of the following methods. The copies should refer to ``OMB Control No. 3038-0076.'' By mail addressed to: Christopher Kirkpatrick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581; By Hand Delivery/Courier to the same address; or Through the Commission's website at https://comments.cftc.gov. Please follow the instructions for submitting comments through the website. A copy of the supporting statement for the collection of information discussed herein may be obtained by visiting https://RegInfo.gov. All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to https://www.cftc.gov. You should submit only information that you wish to make available publicly. If you wish the Commission to consider information that you believe is exempt from disclosure under the Freedom of Information Act, a petition for confidential treatment of the exempt information may be submitted according to the procedures established in Sec. 145.9 of the Commission's regulations.\1\ The Commission reserves the right, but shall have no obligation, to review, pre-screen, filter, redact, refuse or remove any or all of your submission from https://www.cftc.gov that it may deem to be inappropriate for publication, such as obscene language. All submissions that have been redacted or removed that contain comments on the merits of the ICR will be retained in the public comment file and will be considered as required under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. --------------------------------------------------------------------------- \1\ 17 CFR 145.9. FOR FURTHER INFORMATION CONTACT: Eileen Chotiner, Senior Compliance Analyst, Division of Clearing and Risk, Commodity Futures Trading --------------------------------------------------------------------------- Commission, (202) 418-5467; email: [email protected]. SUPPLEMENTARY INFORMATION: Title: Part 39, Risk Management Requirements for Derivatives Clearing Organizations, (OMB Control No. 3038-0076). This is a request for extension and revision of a currently approved information collection. Abstract: Commission Regulations 39.12, 39.13, 39.14, 39.15, 39.16 and 39.18 establish risk management requirements for registered derivatives clearing organizations (``DCOs''). Regulation 39.3 requires any person seeking to register as a DCO to submit a completed Form DCO as provided in the appendix to part 39, accompanied by all applicable exhibits. The Commission will use the information in this collection to assess compliance of DCOs and DCO applicants with requirements for DCOs prescribed in the Commodity Exchange Act and Commission regulations. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. On July 13, 2018, the Commission published in the Federal Register notice of the proposed extension of this information collection and provided 60 days for public comment on the proposed extension, 83 FR 32638 (``60-Day Notice''). The Commission did not receive any relevant comments on the 60-Day Notice. Burden Statement: For this collection, the Commission is revising its burden estimate for 16 registered DCOs and 3 potential DCO applicants, as follows: 1. Collection 3038-0076--Derivatives Clearing Organization Applicants Reporting Requirement (Regulation 39.3 and Form DCO). [[Page 48606]] ---------------------------------------------------------------------------------------------------------------- Estimated Reports Total annual average number Estimated total Estimated number of respondents per year annually by responses of hours per annual burden each response hours ---------------------------------------------------------------------------------------------------------------- 3........................................... 1 3 400 1200 ---------------------------------------------------------------------------------------------------------------- 2. Collection 3038-0076--Event-Specific System Safeguards Reporting Requirements for Derivatives Clearing Organizations (Regulations 39.18(g) and (h)). ---------------------------------------------------------------------------------------------------------------- Estimated Reports Total annual average number Estimated total Estimated number of respondents per year annually by responses of hours per annual burden each response hours ---------------------------------------------------------------------------------------------------------------- 16.......................................... 2 32 0.1 3.2 ---------------------------------------------------------------------------------------------------------------- 3. Collection 3038-0076--Recordkeeping Requirements for Derivatives Clearing Organizations. ---------------------------------------------------------------------------------------------------------------- Estimated Reports Total annual average number Estimated total Estimated number of respondents per year annually by responses of hours per annual burden each response hours ---------------------------------------------------------------------------------------------------------------- 16.......................................... 1 16 50 800 ---------------------------------------------------------------------------------------------------------------- Types of Respondents/Affected Entities: Derivatives clearing organizations (DCOs) and applicants for registration as a DCO. Estimated annual number of respondents: 19.\2\ --------------------------------------------------------------------------- \2\ Includes 16 currently registered DCOs (an increase of 2 since the last extension in 2015) and 3 potential applicants. --------------------------------------------------------------------------- Estimated average burden hours per response: 9.\3\ --------------------------------------------------------------------------- \3\ Since burden hours vary widely within the collection, this is the average of burden hours per response for the collection as a whole (aggregate of 450.1 hours/aggregate of 51 responses = 8.82 hours, rounded to 9). --------------------------------------------------------------------------- Estimated total annual burden hours: 2003.\4\ --------------------------------------------------------------------------- \4\ This figure reflects the burden hours aggregated from tables 1, 2, and 3 (1200 + 3.2 + 800) = 2003. --------------------------------------------------------------------------- Frequency of Collection: On occasion. There are no capital costs or operating and maintenance costs associated with this collection. (Authority: 44 U.S.C. 3501 et seq.) Dated: September, 21, 2018. Robert Sidman, Deputy Secretary of the Commission. [FR Doc. 2018-20948 Filed 9-25-18; 8:45 am] BILLING CODE 6351-01-P
![Federal Register / Vol. 83, No. 187 / Wednesday, September 26, 2018 / Notices 48605
Respondents/Affected Entities: (OIRA) in OMB within 30 days of this have been redacted or removed that
Derivatives clearing organizations notice’s publication by either of the contain comments on the merits of the
(DCOs). following methods. Please identify the ICR will be retained in the public
Estimated annual number of comments by ‘‘OMB Control No. 3038– comment file and will be considered as
respondents: 16.5 0076.’’ required under the Administrative
Estimated average burden hours per • By email addressed to: Procedure Act and other applicable
response: 10.6 OIRAsubmissions@omb.eop.gov or laws, and may be accessible under the
Annual responses by each • By mail addressed to: the Office of Freedom of Information Act.
respondent: 256. Information and Regulatory Affairs, FOR FURTHER INFORMATION CONTACT:
Estimated total annual burden hours: Office of Management and Budget, Eileen Chotiner, Senior Compliance
44,054. Attention Desk Officer for the Analyst, Division of Clearing and Risk,
Frequency of Collection: Daily, Commodity Futures Trading Commodity Futures Trading
annually and on occasion. Commission, 725 17th Street NW, Commission, (202) 418–5467; email:
There are no capital costs or operating Washington DC 20503. echotiner@cftc.gov.
and maintenance costs associated with A copy of all comments submitted to
this collection. SUPPLEMENTARY INFORMATION:
OIRA should be sent to the Commodity
Futures Trading Commission (the Title: Part 39, Risk Management
(Authority: 44 U.S.C. 3501 et seq.) Requirements for Derivatives Clearing
‘‘Commission’’) by either of the
Dated: September 21, 2018. Organizations, (OMB Control No. 3038–
following methods. The copies should
Robert Sidman, refer to ‘‘OMB Control No. 3038–0076.’’ 0076). This is a request for extension
Deputy Secretary of the Commission. • By mail addressed to: Christopher and revision of a currently approved
[FR Doc. 2018–20949 Filed 9–25–18; 8:45 am] Kirkpatrick, Secretary of the information collection.
BILLING CODE 6351–01–P Commission, Commodity Futures Abstract: Commission Regulations
Trading Commission, Three Lafayette 39.12, 39.13, 39.14, 39.15, 39.16 and
Centre, 1155 21st Street NW, 39.18 establish risk management
COMMODITY FUTURES TRADING Washington, DC 20581; requirements for registered derivatives
COMMISSION • By Hand Delivery/Courier to the clearing organizations (‘‘DCOs’’).
same address; or Regulation 39.3 requires any person
Agency Information Collection • Through the Commission’s website seeking to register as a DCO to submit
Activities Under OMB Review at https://comments.cftc.gov. Please a completed Form DCO as provided in
follow the instructions for submitting the appendix to part 39, accompanied
AGENCY: Commodity Futures Trading
comments through the website. by all applicable exhibits. The
Commission.
A copy of the supporting statement for Commission will use the information in
ACTION: Notice. this collection to assess compliance of
the collection of information discussed
SUMMARY: In compliance with the herein may be obtained by visiting DCOs and DCO applicants with
Paperwork Reduction Act of 1995 https://RegInfo.gov. requirements for DCOs prescribed in the
(PRA), this notice announces that the All comments must be submitted in Commodity Exchange Act and
Information Collection Request (ICR) English, or if not, accompanied by an Commission regulations.
abstracted below has been forwarded to English translation. Comments will be An agency may not conduct or
the Office of Management and Budget posted as received to https:// sponsor, and a person is not required to
(OMB) for review and comment. The www.cftc.gov. You should submit only respond to, a collection of information
ICR describes the nature of the information that you wish to make unless it displays a currently valid OMB
information collection and its expected available publicly. If you wish the control number. On July 13, 2018, the
costs and burden. Commission to consider information Commission published in the Federal
that you believe is exempt from Register notice of the proposed
DATES: Comments must be submitted on
disclosure under the Freedom of extension of this information collection
or before October 26, 2018.
Information Act, a petition for and provided 60 days for public
ADDRESSES: Comments regarding the comment on the proposed extension, 83
burden estimate or any other aspect of confidential treatment of the exempt
information may be submitted according FR 32638 (‘‘60-Day Notice’’). The
the information collection, including Commission did not receive any
suggestions for reducing the burden, to the procedures established in § 145.9
of the Commission’s regulations.1 The relevant comments on the 60-Day
may be submitted directly to the Office Notice.
of Information and Regulatory Affairs Commission reserves the right, but shall
have no obligation, to review, pre- Burden Statement: For this collection,
5 Includes 16 currently registered DCOs (an screen, filter, redact, refuse or remove the Commission is revising its burden
increase of 2 since the last extension). any or all of your submission from estimate for 16 registered DCOs and 3
6 Since burden hours vary widely within the
https://www.cftc.gov that it may deem to potential DCO applicants, as follows:
collection (see above tables), this is the average of be inappropriate for publication, such as 1. Collection 3038–0076—Derivatives
burden hours per response for the collection as a Clearing Organization Applicants
whole (aggregate of 2661.7 hours per response/ obscene language. All submissions that
aggregate of 260 responses = 10.24 hours, rounded
Reporting Requirement (Regulation 39.3
to 10). 1 17 CFR 145.9. and Form DCO).
daltland on DSKBBV9HB2PROD with NOTICES
VerDate Sep<11>2014 19:21 Sep 25, 2018 Jkt 244001 PO 00000 Frm 00021 Fmt 4703 Sfmt 4703 E:\FR\FM\26SEN1.SGM 26SEN1](https://thefederalregister.org/doc/83_FR_48792/page/1.svg)
![48606 Federal Register / Vol. 83, No. 187 / Wednesday, September 26, 2018 / Notices
Estimated
Reports average Estimated total
Total annual
Estimated number of respondents per year annually by number of annual burden
responses
each hours per hours
response
3 ....................................................................................................................... 1 3 400 1200
2. Collection 3038–0076—Event- Organizations (Regulations 39.18(g) and
Specific System Safeguards Reporting (h)).
Requirements for Derivatives Clearing
Estimated
Reports average Estimated total
Total annual
Estimated number of respondents per year annually by number of annual burden
responses
each hours per hours
response
16 ..................................................................................................................... 2 32 0.1 3.2
3. Collection 3038–0076—
Recordkeeping Requirements for
Derivatives Clearing Organizations.
Estimated
Reports average Estimated total
Total annual
Estimated number of respondents per year annually by number of annual burden
responses
each hours per hours
response
16 ..................................................................................................................... 1 16 50 800
Types of Respondents/Affected CONSUMER PRODUCT SAFETY DEPARTMENT OF DEFENSE
Entities: Derivatives clearing COMMISSION
organizations (DCOs) and applicants for Department of the Air Force
registration as a DCO. Sunshine Act Meetings
Notice of Availability of Software and
Estimated annual number of Documentation for Licensing
respondents: 19.2 TIME AND DATE: Wednesday, October 3,
2018, 10:00 a.m.–12:00 p.m. AGENCY: Department of the Air Force,
Estimated average burden hours per Department of Defense.
response: 9.3 PLACE:Hearing Room 420, Bethesda
Towers, 4330 East West Highway, ACTION: Availability of VIGILANT
Estimated total annual burden hours: SPIRIT Software and Documentation for
2003.4 Bethesda, MD.
Licensing.
Frequency of Collection: On occasion. STATUS: Commission Meeting—Open to
the Public. SUMMARY: The Department of the Air
There are no capital costs or operating Force announces the availability of
and maintenance costs associated with MATTER TO BE CONSIDERED: Briefing VIGILANT SPIRIT software and related
this collection. Matter: Final Rule to Revise Current documentation that enables flexible
(Authority: 44 U.S.C. 3501 et seq.) Fireworks Regulation. operator teaming arrangements,
A live webcast of the Meeting can be including single operator control, of
Dated: September, 21, 2018. multiple heterogeneous Unmanned Air
viewed at https://www.cpsc.gov/live.
Robert Sidman, Vehicles (‘‘UAVs’’).
Deputy Secretary of the Commission. CONTACT PERSON FOR MORE INFORMATION:
ADDRESSES: Licensing interests should
[FR Doc. 2018–20948 Filed 9–25–18; 8:45 am] Rockelle Hammond, Office of the be sent to: Office of Research and
BILLING CODE 6351–01–P
Secretariat, Office of the General Technology Applications, 711 HPW/
Counsel, U.S. Consumer Product Safety XPO, 2610 Seventh Street, Wright
Commission, 4330 East West Highway, Patterson AFB, OH 45433; Facsimile:
Bethesda, MD 20814, (301) 504–6833. (937) 656–7959.
2 Includes 16 currently registered DCOs (an Dated: September 24, 2018. FOR FURTHER INFORMATION CONTACT:
increase of 2 since the last extension in 2015) and Alberta E. Mills, Office of Research and Technology
daltland on DSKBBV9HB2PROD with NOTICES
3 potential applicants. Applications, 711 HPW/XPO, 2610
3 Since burden hours vary widely within the Secretary.
Seventh Street, Wright Patterson AFB,
collection, this is the average of burden hours per [FR Doc. 2018–21109 Filed 9–24–18; 4:15 pm]
OH 45433; Facsimile: (937) 656–7959;
response for the collection as a whole (aggregate of BILLING CODE 6355–01–P
450.1 hours/aggregate of 51 responses = 8.82 hours,
or Dr. James D. Kearns, (937) 255–3765.
rounded to 9). SUPPLEMENTARY INFORMATION: The
4 This figure reflects the burden hours aggregated VIGILANT SPIRIT (‘‘VS’’) software suite
from tables 1, 2, and 3 (1200 + 3.2 + 800) = 2003. includes the VS Control Station
VerDate Sep<11>2014 19:21 Sep 25, 2018 Jkt 244001 PO 00000 Frm 00022 Fmt 4703 Sfmt 4703 E:\FR\FM\26SEN1.SGM 26SEN1](https://thefederalregister.org/doc/83_FR_48792/page/2.svg)
Document Created: 2018-09-26 00:47:26
Document Modified: 2018-09-26 00:47:26
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice. | |
| Dates | Comments must be submitted on or before October 26, 2018. | |
| Contact | Eileen Chotiner, Senior Compliance Analyst, Division of Clearing and Risk, Commodity Futures Trading | |
| FR Citation | 83 FR 48605 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR