83_FR_48987 83 FR 48799 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy's Office of Naval Research Arctic Research Activities

83 FR 48799 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy's Office of Naval Research Arctic Research Activities

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 188 (September 27, 2018)

Page Range48799-48809
FR Document2018-21070

In accordance with the regulations implementing the Marine Mammal Protection Act (MMPA) as amended, notification is hereby given that NMFS has issued an incidental harassment authorization (IHA) to the U.S. Navy's Office of Naval Research (ONR) to incidentally harass, by Level B harassment only, marine mammals during research activities associated with the Arctic Research Activities project in the Beaufort and Chukchi Seas. The Navy's activities are considered military readiness activities pursuant to the MMPA, as amended by the National Defense Authorization Act for Fiscal Year 2004 (NDAA).

Federal Register, Volume 83 Issue 188 (Thursday, September 27, 2018)
[Federal Register Volume 83, Number 188 (Thursday, September 27, 2018)]
[Notices]
[Pages 48799-48809]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-21070]


-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XG030


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to U.S. Navy's Office of Naval 
Research Arctic Research Activities

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; issuance of an incidental harassment authorization.

-----------------------------------------------------------------------

SUMMARY: In accordance with the regulations implementing the Marine 
Mammal Protection Act (MMPA) as amended, notification is hereby given 
that NMFS has issued an incidental harassment authorization (IHA) to 
the U.S. Navy's Office of Naval Research (ONR) to incidentally harass, 
by Level B harassment only, marine mammals during research activities 
associated with the Arctic Research Activities project in the Beaufort 
and Chukchi Seas. The Navy's activities are considered military 
readiness activities pursuant to the MMPA, as amended by the National 
Defense Authorization Act for Fiscal Year 2004 (NDAA).

DATES: This Authorization is effective from September 20, 2018, through 
September 19, 2019.

FOR FURTHER INFORMATION CONTACT: Amy Fowler, Office of Protected 
Resources, NMFS, (301) 427-8401. Electronic copies of the application 
and supporting documents, as well as a list of the references cited in 
this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities. In case of problems 
accessing these documents, please call the contact listed above.

SUPPLEMENTARY INFORMATION: 

Background

    The MMPA prohibits the ``take'' of marine mammals, with certain 
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to 
allow, upon request, the incidental, but not intentional, taking of 
small numbers of marine mammals by U.S. citizens who engage in a 
specified activity (other than commercial fishing) within a specified 
geographical region if certain findings are made and either regulations 
are issued or, if the taking is limited to harassment, a notice of a 
proposed incidental take authorization may be provided to the public 
for review.
    Authorization for incidental takings shall be granted if NMFS finds 
that the taking will have a negligible impact on the species or 
stock(s) and will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for taking for subsistence uses 
(where relevant). Further, NMFS must prescribe the permissible methods 
of taking and other ``means of effecting the least practicable 
[adverse] impact'' on the affected species or stocks and their habitat, 
paying particular attention to rookeries, mating grounds, and areas of 
similar significance, and on the availability of such species or stocks 
for taking for certain subsistence uses (referred to in shorthand as 
``mitigation''); and requirements pertaining to the monitoring and 
reporting of such takings.
    The NDAA (Pub. L. 108-136) removed the ``small numbers'' and 
``specified geographical region'' limitations indicated above and 
amended the definition of ``harassment'' as it applies to a ``military 
readiness activity.'' The activity for which incidental take of marine 
mammals has been authorized qualifies as a military readiness activity. 
The Navy's action constitutes a military readiness activity because 
these scientific research activities directly support the adequate and 
realistic testing of military equipment, vehicles, weapons, and sensors 
for proper operation and suitability for combat use by providing 
critical data on the changing natural and physical environment in which 
such materiel will be assessed and deployed. This scientific research 
also directly supports fleet training and operations by providing up to 
date information and data on the natural and physical environment 
essential to training and operations. The definitions of all applicable 
MMPA statutory terms cited above are included in the relevant sections 
below.

Summary of Request

    On April 6, 2018, NMFS received a request from ONR for an IHA to 
take marine mammals incidental to Arctic Research Activities in the 
Beaufort and Chukchi Seas. ONR's application was determined adequate 
and complete on August 7, 2018. ONR's request is for take of beluga 
whales (Delphinapterus leucas), bearded seals (Erignathus barbatus), 
and ringed seals (Pusa hispida hispida) by Level B harassment only. 
Neither ONR nor NMFS expects serious injury or mortality to result from 
this activity and, therefore, an IHA is appropriate.
    This IHA covers one year of a larger project for which ONR intends 
to request take authorization for subsequent facets of the project. 
This IHA is valid from September 20, 2018, through September 19, 2019. 
The larger three-year project involves several scientific objectives 
which support the Arctic and Global Prediction Program, as well as the 
Ocean Acoustics Program and the Naval Research Laboratory, for which 
ONR is the parent command.

Description of Activity

Overview

    ONR's Arctic Research Activities involve scientific experiments 
conducted in support of the Arctic and Global Prediction Program, the

[[Page 48800]]

Stratified Ocean Dynamics of the Arctic (SODA), Arctic Mobile Observing 
System (AMOS), Ocean Acoustics field work, and Naval Research 
Laboratory (NRL) in the Beaufort and Chukchi Seas in 2018 and 2019. The 
study area for the Arctic Research Activities is located in the U.S. 
Exclusive Economic Zone (EEZ) and the high seas north of Alaska (see 
Figure 1-1 in the IHA application). The total area of the study area is 
257,723 square miles (mi\2\) (667,500 square kilometers (km\2\)).
    Beginning in late September 2018, the U.S. Coast Guard Cutter (CGC) 
HEALY and the Research Vessel (R/V) Sikuliaq will be used to tow and 
deploy acoustic sources. CGC HEALY may also be required to perform 
icebreaking to deploy the moored and ice-tethered acoustic sources. A 
maximum of four research cruises (one cruise per vessel in each 
calendar year) of up to 30 days are expected. Each vessel may tow 
sources for up to 8 hours per day for 15 days during each cruise in 
open water or marginal ice. Once deployed, moored and drifting sources 
would operate intermittently each day for up to three years (only the 
first year is authorized by this IHA). Icebreaking may occur on up to 4 
days.
    A detailed description of the planned Arctic Research Activities 
project is provided in the Federal Register notice for the proposed IHA 
(83 FR 40234; August 14, 2018). Since that time, no changes have been 
made to the planned Arctic Research Activities. Therefore, a detailed 
description is not provided here. Please refer to that Federal Register 
notice for the description of the specified activity.

Comments and Responses

    A notice of NMFS's proposal to issue an IHA to ONR was published in 
the Federal Register on August 14, 2018 (83 FR 40234). That notice 
described, in detail, ONR's activity, the marine mammal species that 
may be affected by the activity, and the anticipated effects on marine 
mammals. During the 30-day public comment period, NMFS received a 
comment from the Marine Mammal Commission (Commission).
    Comment 1: The Commission noted that the Navy used cutoff distances 
instead of relying on Bayesian biphasic dose response functions (BRFs) 
to inform take estimates. The Commission asserted that the cutoff 
distances used by the Navy are unsubstantiated and that the Navy 
arbitrarily set a cutoff distance of 10 kilometers (km) for pinnipeds, 
which could effectively eliminate a large portion of the estimated 
number of takes. The Commission, therefore, recommended that the Navy 
refrain from using cut-off distances in conjunction with the Bayesian 
BRFs.
    Response: We disagree with the Navy's recommendation. The 
derivation of the behavioral response functions and associated cutoff 
distances is provided in the Navy's Criteria and Thresholds for U.S. 
Navy Acoustic and Explosive Effects Analysis (Phase III) technical 
report (Navy 2017a). The consideration of proximity (distance cutoff) 
was part of criteria developed in consultation with NMFS and was 
applied within the Navy's BRF. Distance cutoffs beyond which the 
potential of significant behavioral responses were considered to be 
unlikely were used in conducting analysis for ONR's Arctic Research 
Activities. The Navy's BRF applied within these distances is an 
appropriate method for providing a realistic (but still conservative 
where some uncertainties exist) estimate of impact and potential take 
for these activities.
    Comment 2: The Commission also noted that a standard requirement 
for coordinating vessel presence in the Beaufort Sea with the Alaska 
Eskimo Whaling Commission (AEWC) to ensure that ONR vessels do not 
disrupt subsistence hunting was left out of the proposed IHA.
    Response: NMFS has included this requirement to coordinate with the 
AEWC in the final authorization.

Description of Marine Mammals in the Area of Specified Activities

    Sections 3 and 4 of the application summarize available information 
regarding status and trends, distribution and habitat preferences, and 
behavior and life history, of the potentially affected species. 
Additional information regarding population trends and threats may be 
found in NMFS's Stock Assessment Reports (SAR; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region) and more general information about 
these species (e.g., physical and behavioral descriptions) may be found 
on NMFS's website (https://www.fisheries.noaa.gov/find-species).
    Table 1 lists all species with expected potential for occurrence in 
the study area and summarizes information related to the population or 
stock, including regulatory status under the MMPA and the Endangered 
Species Act (ESA) and potential biological removal (PBR), where known. 
For taxonomy, we follow Committee on Taxonomy (2017). PBR is defined by 
the MMPA as the maximum number of animals, not including natural 
mortalities, that may be removed from a marine mammal stock while 
allowing that stock to reach or maintain its optimum sustainable 
population (as described in NMFS's SARs). While no mortality is 
anticipated or authorized here, PBR and annual serious injury and 
mortality from anthropogenic sources are included here as gross 
indicators of the status of the species and other threats.
    Marine mammal abundance estimates presented in this document 
represent the total number of individuals that make up a given stock or 
the total number estimated within a particular study or survey area. 
NMFS's stock abundance estimates for most species represent the total 
estimate of individuals within the geographic area, if known, that 
comprises that stock. For some species, this geographic area may extend 
beyond U.S. waters. All managed stocks in this region are assessed in 
NMFS's U.S. 2017 SARs (e.g., Muto et al., 2018, Carretta et al., 2018). 
All values presented in Table 1 are the most recent available at the 
time of publication and are available in the 2017 SARs (Muto et al., 
2018; Carretta et al., 2018).

                                         Table 1--Marine Mammal Species Potentially Present in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                         ESA/MMPA status;    Stock abundance (CV,
             Common name                  Scientific name               Stock             strategic (Y/N)      Nmin, most recent       PBR     Annual M/
                                                                                                \1\          abundance survey) \2\               SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                          Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
    Gray whale......................  Eschrichtius robustus..  Eastern North Pacific..  -/-; N              20,900 (0.05, 20,125,         624       4.25
                                                                                                             2011).
Family Balaenidae:

[[Page 48801]]

 
    Bowhead whale...................  Balaena mysticetus.....  Western Arctic.........  E/D; Y              16,820 (0.052, 16,100,        161         43
                                                                                                             2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                            Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
    Beluga whale....................  Delphinapterus leucas..  Beaufort Sea...........  -/-; N              39,258 (0.229, N/A,     Undet.\4\        139
                                                                                                             1992).
    Beluga whale....................  Delphinapterus leucas..  Eastern Chukchi Sea....  -/-; N              20,752 (0.70, 12.194,         244         67
                                                                                                             2012).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
    Bearded seal \5\................  Erignathus barbatus....  Alaska.................  T/D; Y              299,174 (-, 273,676,        8,210        391
                                                                                                             2013).
    Ribbon seal.....................  Histriophoca fasciata..  Alaska.................  -/-; N              184,000 (-, 163,086,        9,785        3.8
                                                                                                             2013).
    Ringed seal \5\.................  Pusa hispida hispida...  Alaska.................  T/D; Y              170,000 (-, 170,000,        5,100      1,054
                                                                                                             2013).
    Spotted seal....................  Phoca largha...........  Alaska.................  -/-; N              461,625 (-, 423,237,       12,697        329
                                                                                                             2013).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
  under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
  exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region/. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
  associated with estimated mortality due to commercial fisheries is presented in some cases.
\4\ The 2016 guidelines for preparing SARs state that abundance estimates older than 8 years should not be used to calculate PBR due to a decline in the
  reliability of an aged estimate. Therefore, the PBR for this stock is considered undetermined.
\5\ Abundances and associated values for bearded and ringed seals are for the U.S. population in the Bering Sea only.
Note--Italicized species are not expected or authorized to be taken.

    A detailed description of the species likely to be affected by the 
Arctic Research Activities, including brief information regarding 
population trends and threats, and information regarding local 
occurrence, were provided in the Federal Register notice for the 
proposed IHA (83 FR 40234; August 14, 2018). Since that time, we are 
not aware of any changes in the status of these species and stocks; 
therefore, detailed descriptions are not provided here. Please refer to 
that Federal Register notice for those descriptions. Please also refer 
to NMFS' website (https://www.fisheries.noaa.gov/find-species) for 
generalized species accounts.

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    The effects of underwater noise from the towed and deployed 
acoustic sources, as well as icebreaking, have the potential to result 
in behavioral harassment of marine mammals in the vicinity of the study 
area. The Federal Register notice for the proposed IHA (83 FR 40234; 
August 14, 2018) included a discussion of the effects of anthropogenic 
noise on marine mammals and their habitat, therefore that information 
is not repeated here; please refer to the Federal Register notice (83 
FR 40234; August 14, 2018) for that information.

Estimated Take

    This section provides an estimate of the number of incidental takes 
authorized through this IHA, which will inform both NMFS' consideration 
of the negligible impact determination.
    Harassment is the only type of take expected to result from these 
activities. For this military readiness activity, the MMPA defines 
``harassment'' as: (i) Any act that injures or has the significant 
potential to injure a marine mammal or marine mammal stock in the wild 
(Level A harassment); or (ii) Any act that disturbs or is likely to 
disturb a marine mammal or marine mammal stock in the wild by causing 
disruption of natural behavioral patterns, including, but not limited 
to, migration, surfacing, nursing, breeding, feeding, or sheltering, to 
a point where such behavioral patterns are abandoned or significantly 
altered (Level B harassment).
    Authorized takes would be by Level B harassment only, in the form 
of disruption of behavioral patterns and temporary threshold shift 
(TTS) for individual marine mammals resulting from exposure to acoustic 
transmissions and icebreaking noise. Based on the nature of the 
activity, Level A harassment is neither anticipated nor authorized.
    Generally speaking, we estimate take by considering: (1) Acoustic 
thresholds above which NMFS believes the best available science 
indicates marine mammals will be behaviorally harassed or incur some 
degree of permanent hearing impairment; (2) the area or volume of water 
that will be ensonified above these levels in a day; (3) the density or 
occurrence of marine mammals within these ensonified areas; and, (4) 
and the number of days of activities. We note that while these basic 
factors can contribute to a basic calculation to provide an initial 
prediction of takes, additional information that can qualitatively 
inform take estimates is also sometimes available (e.g., previous 
monitoring results or average group size). For this IHA, ONR employed a 
sophisticated model known as the Navy Acoustic Effects Model (NAEMO) 
for assessing the impacts of underwater sound. Below, we describe the 
factors considered here in more detail and present the authorized 
takes.

[[Page 48802]]

Acoustic Thresholds

    Using the best available science, NMFS has developed acoustic 
thresholds that identify the received level of underwater sound above 
which exposed marine mammals would be reasonably expected to be 
behaviorally harassed or incur TTS of some degree (equated to Level B 
harassment) or to incur a permanent threshold shift (PTS) of some 
degree (equated to Level A harassment).
    Level B Harassment for non-explosive sources--In coordination with 
NMFS, the Navy developed behavioral thresholds to support environmental 
analyses for the Navy's testing and training military readiness 
activities utilizing active sonar sources; these behavioral harassment 
thresholds are used here to evaluate the potential effects of the 
active sonar components of the planned action. The response of a marine 
mammal to an anthropogenic sound will depend on the frequency, 
duration, temporal pattern and amplitude of the sound as well as the 
animal's prior experience with the sound and the context in which the 
sound is encountered (i.e., what the animal is doing at the time of the 
exposure). The distance from the sound source and whether it is 
perceived as approaching or moving away can also affect the way an 
animal responds to a sound (Wartzok et al. 2003). For marine mammals, a 
review of responses to anthropogenic sound was first conducted by 
Richardson et al. (1995). Reviews by Nowacek et al. (2007) and Southall 
et al. (2007) addressed additional studies and focus on observations 
where the received sound level of the exposed marine mammal(s) was 
known or could be estimated. Multi-year research efforts have conducted 
sonar exposure studies for odontocetes and mysticetes (Miller et al. 
2012; Sivle et al. 2012). Several studies with captive animals have 
provided data under controlled circumstances for odontocetes and 
pinnipeds (Houser et al. 2013a; Houser et al. 2013b). Moretti et al. 
(2014) published a beaked whale dose-response curve based on passive 
acoustic monitoring of beaked whales during U.S. Navy training activity 
at Atlantic Underwater Test and Evaluation Center during actual Anti-
Submarine Warfare exercises. This new information necessitated the 
update of the behavioral response criteria for the U.S. Navy's 
environmental analyses.
    Southall et al. (2007) synthesized data from many past behavioral 
studies and observations to determine the likelihood of behavioral 
reactions at specific sound levels. While in general, the louder the 
sound source the more intense the behavioral response, it was clear 
that the proximity of a sound source and the animal's experience, 
motivation, and conditioning were also critical factors influencing the 
response (Southall et al. 2007). After examining all of the available 
data, the authors felt that the derivation of thresholds for behavioral 
response based solely on exposure level was not supported because 
context of the animal at the time of sound exposure was an important 
factor in estimating response. Nonetheless, in some conditions, 
consistent avoidance reactions were noted at higher sound levels 
depending on the marine mammal species or group, allowing conclusions 
to be drawn.
    Odontocete behavioral criteria for U.S. Navy non-impulsive, 
intermittent sources were updated based on controlled exposure studies 
for dolphins and sea mammals, sonar, and safety (3S) studies where 
odontocete behavioral responses were reported after exposure to sonar 
(Antunes et al., 2014; Houser et al., 2013b); Miller et al., 2011; 
Miller et al., 2014; Miller et al., 2012). For the 3S study the sonar 
outputs included 1-2 kilohertz (kHz) up- and down-sweeps and 6-7 kHz 
up-sweeps; source levels were ramped up from 152-158 decibels (dB) re 1 
microPascal ([micro]Pa) to a maximum of 198-214 re 1 [micro]Pa at 1 m. 
Sonar signals were ramped up over several pings while the vessel 
approached the mammals. The study did include some control passes of 
ships with the sonar off to discern the behavioral responses of the 
mammals to vessel presence alone versus active sonar. The controlled 
exposure studies included exposing the Navy's trained bottlenose 
dolphins to mid-frequency sonar while they were in a pen. Mid-frequency 
sonar was played at 6 different exposure levels from 125-185 dB re 1 
[micro]Pa (root mean square (rms)). The behavioral response function 
for odontocetes resulting from the studies described above has a 50 
percent probability of response at 157 dB re 1 [micro]Pa. Additionally, 
distance cutoffs (20 km for MF cetaceans and 10 km for pinnipeds) were 
applied to exclude exposures beyond which the potential of significant 
behavioral responses is considered to be unlikely.
    The pinniped behavioral threshold was updated based on controlled 
exposure experiments on the following captive animals: hooded seal, 
gray seal, and California sea lion (G[ouml]tz et al. 2010; Houser et 
al. 2013a; Kvadsheim et al. 2010). Hooded seals were exposed to 
increasing levels of sonar until an avoidance response was observed, 
while the grey seals were exposed first to a single received level 
multiple times, then an increasing received level. Each individual 
California sea lion was exposed to the same received level ten times. 
These exposure sessions were combined into a single response value, 
with an overall response assumed if an animal responded in any single 
session. The resulting behavioral response function for pinnipeds has a 
50 percent probability of response at 166 dB re 1 [mu]Pa. Additional 
details regarding these criteria may be found in the technical report, 
Criteria and Thresholds for U.S. Navy Acoustic and Explosive Effects 
Analysis (2017a) which may be found at: http://aftteis.com/Portals/3/docs/newdocs/Criteria%20and%20Thresholds_TR_Submittal_05262017.pdf. 
This technical report was included as part of the Navy's Atlantic Fleet 
Training and Testing Draft Environmental Impact Statement/Overseas 
Environmental Impact Statement (EIS/OEIS) (Navy 2017b) which is located 
at: http://www.aftteis.com/.
    NMFS adopted the Navy's approach to estimating incidental take by 
Level B harassment from the active acoustic sources for this action, 
which includes use of these dose response functions. The Navy's dose 
response functions were developed to estimate take from sonar and 
similar transducers and are not applicable to icebreaking. NMFS 
predicts that marine mammals are likely to be behaviorally harassed in 
a manner we consider Level B harassment when exposed to underwater 
anthropogenic noise above received levels of 120 dB re 1 [mu]Pa (rms) 
for continuous (e.g., vibratory pile-driving, drilling, icebreaking) 
and above 160 dB re 1 [mu]Pa (rms) for non-explosive impulsive (e.g., 
seismic airguns) or non-impulsive, intermittent (e.g., scientific 
sonar) sources. Thus, take of marine mammals by Level B harassment due 
to icebreaking has been calculated using the Navy's NAEMO model using 
the 120 dB re 1 [micro]Pa (rms) received level threshold for behavioral 
response.
    Level A harassment for non-explosive sources--NMFS' Technical 
Guidance for Assessing the Effects of Anthropogenic Sound on Marine 
Mammal Hearing (Version 2.0) (Technical Guidance, 2018) identifies dual 
criteria to assess auditory injury (Level A harassment) to five 
different marine mammal groups (based on hearing sensitivity) as a 
result of exposure to noise from two different types of sources 
(impulsive or non-impulsive). ONR's planned activities involve only 
non-impulsive sources.
    These thresholds are provided in Table 2 below. The references, 
analysis,

[[Page 48803]]

and methodology used in the development of the thresholds are described 
in NMFS 2018 Technical Guidance, which may be accessed at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.

                             Table 2--Injury (PTS) Thresholds for Underwater Sounds
----------------------------------------------------------------------------------------------------------------
                                                             PTS onset acoustic thresholds *
             Hearing group              ------------------------------------------------------------------------
                                                  Impulsive                         Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans...........  Cell 1: Lpk,flat: 219 dB;   Cell 2: LE,LF,24h: 199 dB.
                                          LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans...........  Cell 3: Lpk,flat: 230 dB;   Cell 4: LE,MF,24h: 198 dB.
                                          LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans..........  Cell 5: Lpk,flat: 202 dB;   Cell 6: LE,HF,24h: 173 dB.
                                          LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater).....  Cell 7: Lpk,flat: 218 dB;   Cell 8: LE,PW,24h: 201 dB.
                                          LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater)....  Cell 9: Lpk,flat: 232 dB;   Cell 10: LE,OW,24h: 219 dB.
                                          LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
  calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
  threshold associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
  has a reference value of 1 [micro]Pa2s. In this Table, thresholds are abbreviated to reflect American National
  Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
  frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
  being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
  hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
  designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
  that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
  exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
  is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
  exceeded.

Quantitative Modeling

    The Navy performed a quantitative analysis to estimate the number 
of marine mammals that could be harassed by the underwater acoustic 
transmissions during the planned action. Inputs to the quantitative 
analysis included marine mammal density estimates, marine mammal depth 
occurrence distributions (Navy 2017a), oceanographic and environmental 
data, marine mammal hearing data, and criteria and thresholds for 
levels of potential effects. The quantitative analysis consists of 
computer modeled estimates and a post-model analysis to determine the 
number of potential animal exposures. The model calculates sound energy 
propagation from the planned non-impulsive acoustic sources and 
icebreaking, the sound received by animat (virtual animal) dosimeters 
representing marine mammals distributed in the area around the modeled 
activity, and whether the sound received by animats exceeds the 
thresholds for effects.
    The Navy developed a set of software tools and compiled data for 
estimating acoustic effects on marine mammals without consideration of 
behavioral avoidance or mitigation. These tools and data sets serve as 
integral components of NAEMO. In NAEMO, animats are distributed non-
uniformly based on species-specific density, depth distribution, and 
group size information and animats record energy received at their 
location in the water column. A fully three-dimensional environment is 
used for calculating sound propagation and animat exposure in NAEMO. 
Site-specific bathymetry, sound speed profiles, wind speed, and bottom 
properties are incorporated into the propagation modeling process. 
NAEMO calculates the likely propagation for various levels of energy 
(sound or pressure) resulting from each source used during the training 
event.
    NAEMO then records the energy received by each animat within the 
energy footprint of the event and calculates the number of animats 
having received levels of energy exposures that fall within defined 
impact thresholds. Predicted effects on the animats within a scenario 
are then tallied and the highest order effect (based on severity of 
criteria; e.g., PTS over TTS) predicted for a given animat is assumed. 
Each scenario, or each 24-hour period for scenarios lasting greater 
than 24 hours (which NMFS recommends in order to ensure more consistent 
quantification of take across actions), is independent of all others, 
and therefore, the same individual marine animal (as represented by an 
animat in the model environment) could be impacted during each 
independent scenario or 24-hour period. In few instances, although the 
activities themselves all occur within the study area, sound may 
propagate beyond the boundary of the study area. Any exposures 
occurring outside the boundary of the study area are counted as if they 
occurred within the study area boundary. NAEMO provides the initial 
estimated impacts on marine species with a static horizontal 
distribution (i.e., animats in the model environment do not move 
horizontally).
    There are limitations to the data used in the acoustic effects 
model, and the results must be interpreted within this context. While 
the best available data and appropriate input assumptions have been 
used in the modeling, when there is a lack of definitive data to 
support an aspect of the modeling, conservative modeling assumptions 
have been chosen (i.e., assumptions that may result in an overestimate 
of acoustic exposures):
     Animats are modeled as being underwater, stationary, and 
facing the source and therefore always predicted to receive the maximum 
potential sound level at a given location (i.e., no porpoising or 
pinnipeds' heads above water);
     Animats do not move horizontally (but change their 
position vertically within the water column), which may overestimate 
physiological effects such as hearing loss, especially for slow moving 
or stationary sound sources in the model;
     Animats are stationary horizontally and therefore do not 
avoid the sound source, unlike in the wild where animals would most 
often avoid exposures at higher sound levels, especially those 
exposures that may result in PTS;
     Multiple exposures within any 24-hour period are 
considered one continuous exposure for the purposes of calculating 
potential threshold shift, because there are not sufficient data to 
estimate a hearing recovery function for the time between exposures; 
and
     Mitigation measures were not considered in the model. In 
reality, sound-producing activities would be reduced, stopped, or 
delayed if marine mammals are detected by visual monitoring.

[[Page 48804]]

    Because of these inherent model limitations and simplifications, 
model-estimated results were further analyzed, considering such factors 
as the range to specific effects, avoidance, and the likelihood of 
successfully implementing mitigation measures. This analysis uses a 
number of factors in addition to the acoustic model results to predict 
acoustic effects on marine mammals.
    The underwater radiated noise signature for icebreaking in the 
central Arctic Ocean by CGC HEALY during different types of ice cover 
was characterized in Roth et al. (2013). The radiated noise signatures 
were characterized for various fractions of ice cover (represented as 
the proportion of ice out of 10, with 10/10 being total ice coverage). 
For modeling, the 8/10 and 3/10 ice cover were used based on the data 
available. Each modeled day of icebreaking consisted of 16 hours of 8/
10 ice cover and 8 hours of 3/10 ice cover, which was considered a 
fairly conservative way of representing the expected ice cover based on 
what is known. Icebreaking was modeled for 4 days each year. The sound 
signature of each of the ice coverage levels was broken into 1-octave 
bins (Table 3). In the model, each bin was included as a separate 
source on the modeled vessel. When these independent sources go active 
concurrently, they simulate the sound signature of CGC HEALY. The 
modeled source level summed across these bins was 196.2 dB for the 8/10 
signature and 189.3 dB for the 3/10 ice signature. These source levels 
are a good approximation of the icebreaker's observed source level 
(Roth et al., 2013). Each frequency and source level was modeled as an 
independent source, and applied simultaneously to all of the animats 
within the model environment. Each second was summed across frequency 
to estimate sound pressure level (SPLrms). This value was 
incorporated into NAEMO using NMFS' 120 dB re 1 [micro]Pa continuous 
sound source threshold to estimate Level B harassment. For PTS and TTS 
determinations, sound exposure levels were summed over the duration of 
the test and the transit to the deep water deployment level.

 Table 3--Modeled Bins for Icebreaking in Fractional Ice Coverage on CGC
                                  HEALY
------------------------------------------------------------------------
                                         8/10 Ice           3/10 Ice
                                     coverage  (full        coverage
                                          power)        (quarter power)
          Frequency  (Hz)          -------------------------------------
                                       Source level       Source level
                                           (dB)               (dB)
------------------------------------------------------------------------
25................................                189                187
50................................                188                182
100...............................                189                179
200...............................                190                177
400...............................                188                175
800...............................                183                170
1,600.............................                177                166
3,200.............................                176                171
6,400.............................                172                168
12,800............................                167                164
------------------------------------------------------------------------

    For the other non-impulsive sources, NAEMO calculates the SPL and 
SEL for each active emission during an event. This is done by taking 
the following factors into account over the propagation paths: 
Bathymetric relief and bottom types, sound speed, and attenuation 
contributors such as absorption, bottom loss, and surface loss. 
Platforms such as a ship using one or more sound sources are modeled in 
accordance with relevant vehicle dynamics and time durations by moving 
them across an area whose size is representative of the testing event's 
operational area. Table 4 provides range to effects for non-impulsive 
sources and icebreaking noise planned for the Arctic research 
activities to mid-frequency cetacean and pinniped specific criteria. 
Marine mammals within these ranges would be predicted to receive the 
associated effect. Range to effects is important information in not 
only predicting non-impulsive acoustic impacts, but also in verifying 
the accuracy of model results against real-world situations and 
determining adequate mitigation ranges to avoid higher level effects, 
especially physiological effects in marine mammals. Therefore, the 
ranges in Table 4 provide realistic maximum distances over which the 
specific effects from the use of non-impulsive sources during the 
planned action would be possible.

                                          Table 4--Range to PTS, TTS, and Behavioral Effects in the Study Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                            Range to behavioral effects      Range to TTS effects (m)        Range to PTS effects (m)
                                                                        (m)              ---------------------------------------------------------------
                         Source                          --------------------------------
                                                            MF cetacean      Pinniped       MF cetacean      Pinniped       MF cetacean      Pinniped
--------------------------------------------------------------------------------------------------------------------------------------------------------
LF4 towed source........................................          20,000          10,000               0               1               0               0
LF5 towed source........................................          20,000          10,000               0               1               0               0
MF9 towed source........................................          20,000          10,000               4              50               0               4
Navigation and real-time sensing sources................          20,000          10,000               0               6               0               0
Tomography sources......................................          20,000          10,000               0               2               0               0
Spherical Wave source...................................          20,000          10,000               0               0               0               0
Icebreaking noise.......................................           4,275           4,525               3              12               0               0
--------------------------------------------------------------------------------------------------------------------------------------------------------


[[Page 48805]]

    A behavioral response study conducted on and around the Navy range 
in Southern California (SOCAL BRS) observed reactions to sonar and 
similar sound sources by several marine mammal species, including 
Risso's dolphins (Grampus griseus), a mid-frequency cetacean (DeRuiter 
et al., 2013; Goldbogen et al., 2013; Southall et al., 2011; Southall 
et al., 2012; Southall et al., 2013; Southall et al., 2014). In 
preliminary analysis, none of the Risso's dolphins exposed to simulated 
or real mid-frequency sonar demonstrated any overt or obvious responses 
(Southall et al., 2012, Southall et al., 2013). In general, although 
the responses to the simulated sonar were varied across individuals and 
species, none of the animals exposed to real Navy sonar responded; 
these exposures occurred at distances beyond 10 km, and were up to 100 
km away (DeRuiter et al., 2013; B. Southall pers. comm.). These data 
suggest that most odontocetes (not including beaked whales and harbor 
porpoises) likely do not exhibit significant behavioral reactions to 
sonar and other transducers beyond approximately 10 km. Therefore, the 
Navy uses a cutoff distance for odontocetes of 10 km for moderate 
source level, single platform training and testing events, and 20 km 
for all other events, including the planned Arctic Research Activities 
(Navy 2017a).
    Southall et al. (2007) report that pinnipeds do not exhibit strong 
reactions to SPLs up to 140 dB re 1 [micro]Pa from non-impulsive 
sources. While there are limited data on pinniped behavioral responses 
beyond about 3 km in the water, the Navy uses a distance cutoff of 5 km 
for moderate source level, single platform training and testing events, 
and 10 km for all other events, including the planned Arctic Research 
Activities (Navy 2017a).
    NMFS and the Navy conservatively implemented a distance cutoff of 
5.4 nmi (10 km) for pinnipeds, and 10.8 nmi (20 km) for mid-frequency 
cetaceans (Navy 2017a). Regardless of the received level at that 
distance, take is not estimated to occur beyond 10 and 20 km from the 
source for pinnipeds and cetaceans, respectively. Not all sources are 
likely to result in TTS or PTS for pinnipeds or MF cetaceans. These 
sources show a range to effects of 0 m (Table 4).
    As discussed above, within NAEMO animats do not move horizontally 
or react in any way to avoid sound. Furthermore, mitigation measures 
that reduce the likelihood of physiological impacts are not considered 
in quantitative analysis. Therefore, the model may overestimate 
acoustic impacts, especially physiological impacts near the sound 
source. The behavioral criteria used as a part of this analysis 
acknowledges that a behavioral reaction is likely to occur at levels 
below those required to cause hearing loss. At close ranges and high 
sound levels approaching those that could cause PTS, avoidance of the 
area immediately around the sound source is the assumed behavioral 
response for most cases.
    In previous environmental analyses, the Navy has implemented 
analytical factors to account for avoidance behavior and the 
implementation of mitigation measures. The application of avoidance and 
mitigation factors has only been applied to model-estimated PTS 
exposures given the short distance over which PTS is estimated. Given 
that no PTS exposures were estimated during the modeling process for 
this planned action, the quantitative consideration of avoidance and 
mitigation factors were not included in this analysis.
    If exposure were to occur, beluga whales, bearded seals, and ringed 
seals could exhibit behavioral responses. Additionally, ringed seals 
may exhibit a TTS. For the reasons included above, Level A harassment 
is not anticipated for any of the exposed species or stocks.
    Table 5 shows the exposures expected for the beluga whale, bearded 
seal, and ringed seal based on NAEMO modeled results. While density 
estimates for the two stocks of beluga whales are equal (Kaschner et 
al., 2006; Kaschner 2004), take of the Eastern Chukchi Sea beluga whale 
stock has been reduced to account for the lower overlap of this stock's 
range with the study area.

                                                                Table 5--Authorized Takes
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                              Density
                                                             estimate         Level B         Level B
                                                           within study     harassment      harassment        Level A          Total       Percentage of
                         Species                           area (animals  from towed and       from         harassment      authorized      stock taken
                                                          per square km)     deployed       icebreaking                        take
                                                                \1\           sources
--------------------------------------------------------------------------------------------------------------------------------------------------------
Beluga Whale (Beaufort Sea Stock).......................          0.0087              60              24               0              84            0.21
Beluga Whale (Eastern Chukchi Sea stock)................          0.0087               6               2               0               8            0.04
Bearded Seal............................................          0.0332               5               0               0               5           <0.01
Ringed Seal.............................................          0.3760           1,826           1,245               0           3,071            1.81
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Kaschner et al. (2006); Kaschner (2004).

Effects of Specified Activities on Subsistence Uses of Marine Mammals

    Subsistence hunting is important for many Alaska Native 
communities. A study of the North Slope villages of Nuiqsut, Kaktovik, 
and Barrow identified the primary resources used for subsistence and 
the locations for harvest (Stephen R. Braund & Associates 2010), 
including terrestrial mammals (caribou, moose, wolf, and wolverine), 
birds (geese and eider), fish (Arctic cisco, Arctic char/Dolly Varden 
trout, and broad whitefish), and marine mammals (bowhead whale, ringed 
seal, bearded seal, and walrus). Bearded seals, ringed seals, and 
beluga whales are located within the study area during the planned 
action. The permitted sources would be placed outside of the range for 
subsistence hunting and the study plans have been communicated to the 
Native communities. The closest active acoustic source within the study 
area (aside from the de minimis sources), is approximately 141 mi (227 
km) from land. As stated above, the range to effects for acoustic 
sources in this experiment is relatively small (20 km). In addition, 
the planned action would not remove individuals from the population. 
Therefore, there would be no impacts caused by this action to the 
availability of bearded seal, ringed seal, or beluga whale for 
subsistence hunting. Therefore, subsistence uses of marine mammals 
would not be impacted by the planned action.

Mitigation

    In order to issue an IHA under section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and

[[Page 48806]]

other means of effecting the least practicable impact on such species 
or stock and its habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance, and on the 
availability of such species or stock for taking for certain 
subsistence uses. (As explained above, subsistence uses of marine 
mammals will not be affected.) NMFS regulations require applicants for 
incidental take authorizations to include information about the 
availability and feasibility (economic and technological) of equipment, 
methods, and manner of conducting such activity or other means of 
effecting the least practicable adverse impact upon the affected 
species or stocks and their habitat (50 CFR 216.104(a)(11)). The NDAA 
for FY 2004 amended the MMPA as it relates to military readiness 
activities and the incidental take authorization process such that 
``least practicable impact'' shall include consideration of personnel 
safety, practicality of implementation, and impact on the effectiveness 
of the military readiness activity.
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, as well as subsistence uses where applicable, we 
carefully consider two primary factors:
    (1) The manner in which, and the degree to which, the successful 
implementation of the measure(s) is expected to reduce impacts to 
marine mammals, marine mammal species or stocks, and their habitat, as 
well as subsistence uses. This considers the nature of the potential 
adverse impact being mitigated (likelihood, scope, range). It further 
considers the likelihood that the measure will be effective if 
implemented (probability of accomplishing the mitigating result if 
implemented as planned) the likelihood of effective implementation 
(probability implemented as planned); and
    (2) The practicability of the measures for applicant 
implementation, which may consider such things as cost, impact on 
operations, and, in the case of a military readiness activity, 
personnel safety, practicality of implementation, and impact on the 
effectiveness of the military readiness activity.

Mitigation for Marine Mammals and Their Habitat

    Ships operated by or for the Navy have personnel assigned to stand 
watch at all times, day and night, when moving through the water. While 
in transit, ships must use extreme caution and proceed at a safe speed 
such that the ship can take proper and effective action to avoid a 
collision with any marine mammal and can be stopped within a distance 
appropriate to the prevailing circumstances and conditions.
    Exclusion zones for active acoustics involve turning off towed 
sources when a marine mammal is sighted within 200 yards (yd; 183 m) 
from the source. Active transmission will re-commence if any one of the 
following conditions are met: (1) The animal is observed exiting the 
exclusion zone, (2) the animal is thought to have exited the exclusion 
zone based on its course and speed and relative motion between the 
animal and the source, (3) the exclusion zone has been clear from any 
additional sightings for a period of 15 minutes for pinnipeds and 30 
minutes for cetaceans, or (4) the ship has transited more than 400 yd 
(366 m) beyond the location of the last sighting.
    During mooring deployment, visual observation must start 30 minutes 
prior to and continue throughout the deployment within an exclusion 
zone of 60 yd (55 m) around the deployed mooring. Deployment will stop 
if a marine mammal is visually detected within the exclusion zone. 
Deployment will re-commence if any one of the following conditions are 
met: (1) The animal is observed exiting the exclusion zone, (2) the 
animal is thought to have exited the exclusion zone based on its course 
and speed, or (3) the exclusion zone has been clear from any additional 
sightings for a period of 15 minutes for pinnipeds and 30 minutes for 
cetaceans. Visual monitoring will continue through 30 minutes following 
the deployment of sources.
    Ships must avoid approaching marine mammals head on and maneuver to 
maintain an exclusion zone of 500 yd (457 m) around observed whales, 
and 200 yd (183 m) around all other marine mammals, provided it is safe 
to do so in ice free waters.
    Moored and drifting sources are left in place and cannot be turned 
off until the following year during ice free months. Once they are 
programmed, they will operate at the specified pulse lengths and duty 
cycles until they are either turned off the following year or there is 
failure of the battery and are not able to operate. Due to the ice 
covered nature of the Arctic, it is not possible to recover the sources 
or interfere with their transmit operations in the middle of the year.
    These requirements do not apply if a vessel's safety is at risk, 
such as when a change of course would create an imminent and serious 
threat to safety, person, vessel, or aircraft, and to the extent 
vessels are restricted in their ability to maneuver. No further action 
is necessary if a marine mammal other than a whale continues to 
approach the vessel after there has already been one maneuver and/or 
speed change to avoid the animal. Avoidance measures should continue 
for any observed whale in order to maintain an exclusion zone of 500 yd 
(457 m).
    All personnel conducting on-ice experiments, as well as all 
aircraft operating in the study area, are required to maintain a 
separation distance of 1,000 ft (305 m) from any sighted pinniped.
    All ships are required to coordinate with the Alaska Eskimo Whaling 
Commission (AEWC) using established check-in and communication 
procedures when vessels approach subsistence hunting areas.
    Based on our evaluation of the applicant's planned measures, NMFS 
has determined that the mitigation measures provide the means of 
effecting the least practicable impact on the affected species or 
stocks and their habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance, and on the 
availability of such species or stock for subsistence uses.

Monitoring and Reporting

    In order to issue an IHA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, ``requirements pertaining to 
the monitoring and reporting of such taking.'' The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for 
authorizations must include the suggested means of accomplishing the 
necessary monitoring and reporting that will result in increased 
knowledge of the species and of the level of taking or impacts on 
populations of marine mammals that are expected to be present in the 
action area. Effective reporting is critical both to compliance as well 
as ensuring that the most value is obtained from the required 
monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density).
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient

[[Page 48807]]

noise); (2) affected species (e.g., life history, dive patterns); (3) 
co-occurrence of marine mammal species with the action; or (4) 
biological or behavioral context of exposure (e.g., age, calving or 
feeding areas).
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors.
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks.
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat).
     Mitigation and monitoring effectiveness.
    While underway, the ships (including non-Navy ships operating on 
behalf of the Navy) utilizing active acoustics and towed in-water 
devices will have at least one watch person during activities. Watch 
personnel undertake extensive training in accordance with the U.S. Navy 
Lookout Training Handbook or civilian equivalent, including on the job 
instruction and a formal Personal Qualification Standard program (or 
equivalent program for supporting contractors or civilians), to certify 
that they have demonstrated all necessary skills (such as detection and 
reporting of floating or partially submerged objects). Their duties may 
be performed in conjunction with other job responsibilities, such as 
navigating the ship or supervising other personnel. While on watch, 
personnel employ visual search techniques, including the use of 
binoculars, using a scanning method in accordance with the U.S. Navy 
Lookout Training Handbook or civilian equivalent. A primary duty of 
watch personnel is to detect and report all objects and disturbances 
sighted in the water that may be indicative of a threat to the ship and 
its crew, such as debris, or surface disturbance. Per safety 
requirements, watch personnel also report any marine mammals sighted 
that have the potential to be in the direct path of the ship as a 
standard collision avoidance procedure.
    The U.S. Navy has coordinated with NMFS to develop an overarching 
program plan in which specific monitoring would occur. This plan is 
called the Integrated Comprehensive Monitoring Program (ICMP) (Navy 
2011). The ICMP was developed in direct response to Navy permitting 
requirements established through various environmental compliance 
efforts. As a framework document, the ICMP applies by regulation to 
those activities on ranges and operating areas for which the Navy is 
seeking or has sought incidental take authorizations. The ICMP is 
intended to coordinate monitoring efforts across all regions and to 
allocate the most appropriate level and type of effort based on a set 
of standardized research goals, and in acknowledgement of regional 
scientific value and resource availability.
    The ICMP is focused on Navy training and testing ranges where the 
majority of Navy activities occur regularly as those areas have the 
greatest potential for being impacted. ONR's Arctic Research Activities 
in comparison is a less intensive test with little human activity 
present in the Arctic. Human presence is limited to a minimal amount of 
days for possible towed source operations and source deployments, in 
contrast to the large majority (>95%) of time that the sources will be 
left behind and operate autonomously. Therefore, a dedicated monitoring 
project is not warranted.
    ONR previously conducted experiments in the Beaufort Sea as part of 
the Canadian Basin Acoustic Propagation Experiments (CANAPE) project in 
2016 and 2017. The goal of the CANAPE project was to determine the 
fundamental limits to the use of acoustic methods and signal processing 
imposed by ice and ocean processes in the changing Arctic. The CANAPE 
project included ten moored receiver arrays (frequencies ranging from 
200 Hz to 16 kHz) that recorded 24 hours per day for one year. 
Recordings from the CANAPE arrays are currently being compiled and 
analyzed by Defense Research and Development Canada, University of 
Delaware, and Woods Hole Oceanographic Institute (WHOI). Researchers 
from WHOI are planning to do marine mammal analysis of the recordings, 
including density estimation. ONR is planning to release the marine 
mammal data collected from the CANAPE receivers to other researchers.
    As part of the planned Arctic Research Activities, ONR is deploying 
a moored receiver array similar to those used in CANAPE. The receiver 
array would be deployed during the SODA research cruises in 2018 and be 
recovered one year later. While a single array is a modest effort 
compared to the ten arrays used in CANAPE, it would provide new marine 
mammal monitoring data for the 2018-2019 time frame. The array would be 
deployed at one of the locations labeled on Figure 1-1 in the IHA 
application. There would be no active sources associated with the 
array. Once the array is recovered, the recordings would be shared 
alongside the CANAPE data.
    The Navy is committed to documenting and reporting relevant aspects 
of research and testing activities to verify implementation of 
mitigation, comply with permits, and improve future environmental 
assessments. If any injury or death of a marine mammal is observed 
during the 2018-19 Arctic Research Activities, the Navy will 
immediately halt the activity and report the incident to the Office of 
Protected Resources, NMFS, and the Alaska Regional Stranding 
Coordinator, NMFS. The following information must be provided:
     Time, date, and location of the discovery;
     Species identification (if known) or description of the 
animal(s) involved;
     Condition of the animal(s) (including carcass condition if 
the animal is dead);
     Observed behaviors of the animal(s), if alive;
     If available, photographs or video footage of the 
animal(s); and
     General circumstances under which the animal(s) was 
discovered (e.g., during use of towed acoustic sources, deployment of 
moored or drifting sources, during on-ice experiments, or by transiting 
vessel).
    ONR will provide NMFS with a draft exercise monitoring report 
within 90 days of the conclusion of the planned activity. The draft 
exercise monitoring report will include data regarding acoustic source 
use and any mammal sightings or detection will be documented. The 
report will include the estimated number of marine mammals taken during 
the activity. The report will also include information on the number of 
shutdowns recorded. If no comments are received from NMFS within 30 
days of submission of the draft final report, the draft final report 
will constitute the final report. If comments are received, a final 
report must be submitted within 30 days after receipt of comments.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as ``an impact resulting from 
the specified activity that cannot be reasonably expected to, and is 
not reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival'' (50 CFR 216.103). 
A negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-

[[Page 48808]]

level effects). An estimate of the number of takes alone is not enough 
information on which to base an impact determination. In addition to 
considering estimates of the number of marine mammals that might be 
``taken'' through harassment, NMFS considers other factors, such as the 
likely nature of any responses (e.g., intensity, duration), the context 
of any responses (e.g., critical reproductive time or location, 
migration), as well as effects on habitat, and the likely effectiveness 
of the mitigation. We also assess the number, intensity, and context of 
estimated takes by evaluating this information relative to population 
status. Consistent with the 1989 preamble for NMFS's implementing 
regulations (54 FR 40338; September 29, 1989), the impacts from other 
past and ongoing anthropogenic activities are incorporated into this 
analysis via their impacts on the environmental baseline (e.g., as 
reflected in the regulatory status of the species, population size and 
growth rate where known, ongoing sources of human-caused mortality, or 
ambient noise levels).
    Underwater acoustic transmissions associated with the Arctic 
Research Activities, as outlined previously, have the potential to 
result in Level B harassment of beluga whales, ringed seals, and 
bearded seals in the form of TTS and behavioral disturbance. No serious 
injury, mortality, or Level A harassment are anticipated to result from 
this activity.
    Minimal takes of marine mammals by Level B harassment would be due 
to TTS since the range to TTS effects is small at only 50 m or less 
while the behavioral effects range is significantly larger extending up 
to 20 km (Table 4). TTS is a temporary impairment of hearing and can 
last from minutes or hours to days (in cases of strong TTS). In many 
cases, however, hearing sensitivity recovers rapidly after exposure to 
the sound ends. Though TTS may occur in a single ringed seal, the 
overall fitness of the individual seal is unlikely to be affected and 
negative impacts to the entire stock of ringed seals are not 
anticipated.
    Effects on individuals that are taken by Level B harassment could 
include alteration of dive behavior, alteration of foraging behavior, 
effects to breathing rates, interference with or alteration of 
vocalization, avoidance, and flight. More severe behavioral responses 
are not anticipated due to the localized, intermittent use of active 
acoustic sources. Most likely, individuals will simply be temporarily 
displaced by moving away from the sound source. As described previously 
in the behavioral effects section, seals exposed to non-impulsive 
sources with a received sound pressure level within the range of 
calculated exposures (142-193 dB re 1 [micro]Pa), have been shown to 
change their behavior by modifying diving activity and avoidance of the 
sound source (G[ouml]tz et al., 2010; Kvadsheim et al., 2010). Although 
a minor change to a behavior may occur as a result of exposure to the 
sound sources associated with the planned action, these changes would 
be within the normal range of behaviors for the animal (e.g., the use 
of a breathing hole further from the source, rather than one closer to 
the source, would be within the normal range of behavior). Thus, even 
repeated Level B harassment of some small subset of the overall stock 
is unlikely to result in any significant realized decrease in fitness 
for the affected individuals, and would not result in any adverse 
impact to the stock as a whole.
    The project is not expected to have significant adverse effects on 
marine mammal habitat. While the activities may cause some fish to 
leave the area of disturbance, temporarily impacting marine mammals' 
foraging opportunities, this would encompass a relatively small area of 
habitat leaving large areas of existing fish and marine mammal foraging 
habitat unaffected. Icebreaking may temporarily affect the availability 
of pack ice for seals to haul out but the proportion of ice disturbed 
is small relative to the overall amount of available ice habitat. 
Icebreaking will not occur during the time of year when ringed seals 
are expected to be within subnivean lairs or pupping (Chapskii 1940; 
McLaren 1958; Smith and Stirling 1975). As such, the impacts to marine 
mammal habitat are not expected to cause significant or long-term 
negative consequences.
    In summary and as described above, the following factors primarily 
support our determination that the impacts resulting from this activity 
are not expected to adversely affect the species or stock through 
effects on annual rates of recruitment or survival:
     No injury, serious injury, or mortality is anticipated or 
authorized;
     Behavioral Impacts will be limited to Level B harassment 
of a relatively minor nature;
     Minimal takes by Level B harassment will be due to TTS; 
and
     There will be no permanent or significant loss or 
modification of marine mammal prey or habitat.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the monitoring and mitigation 
measures, NMFS finds that the total marine mammal take from the planned 
activity will have a negligible impact on all affected marine mammal 
species or stocks.

Unmitigable Adverse Impact Analysis and Determination

    Impacts to subsistence uses of marine mammals resulting from the 
planned action are not anticipated. The closest active acoustic source 
within the study area is approximately 141 mi (227 km) from land, 
outside of known subsistence use areas. Based on this information, NMFS 
has determined that there will be no unmitigable adverse impact on 
subsistence uses from ONR's planned activities.

National Environmental Policy Act

    In compliance with the National Environmental Policy Act of 1969 
(42 U.S.C. 4321 et seq.), as implemented by the regulations published 
by the Council on Environmental Quality (40 CFR parts 1500-1508), the 
Navy prepared an Environmental Assessment/Overseas Environmental 
Assessment (EA/OEA) to consider the direct, indirect and cumulative 
effects to the human environment resulting from the Arctic Research 
Activities project. NMFS made the Navy's EA/OEA available to the public 
for review and comment, concurrently with the publication of the 
proposed IHA, on the NMFS website (at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities), in relation to its suitability for 
adoption by NMFS in order to assess the impacts to the human 
environment of issuance of an IHA to ONR. Also in compliance with NEPA 
and the CEQ regulations, as well as NOAA Administrative Order 216-6, 
NMFS has reviewed the Navy's EA/OEA, determined it to be sufficient, 
and adopted that EA/OEA and signed a Finding of No Significant Impact 
(FONSI) on September 20, 2018.

Endangered Species Act (ESA)

    Section 7(a)(2) of the ESA of 1973 (16 U.S.C. 1531 et seq.) 
requires that each Federal agency insure that any action it authorizes, 
funds, or carries out is not likely to jeopardize the continued 
existence of any endangered or threatened species or result in the 
destruction or adverse modification of designated critical habitat. To 
ensure ESA compliance for the issuance of IHAs, NMFS consults 
internally, in this case with the NMFS Alaska Regional Office (AKR) 
whenever we propose to

[[Page 48809]]

authorize take for endangered or threatened species.
    The AKR issued a Biological Opinion on September 7, 2018, which 
concluded that ONR's Arctic Research Activities and NMFS's issuance of 
an IHA for those activities are not likely to jeopardize the continued 
existence of the Beringia DPS bearded seal or Arctic ringed seal or 
adversely modify any designated critical habitat.

Authorization

    As a result of these determinations, NMFS has issued an IHA to the 
U.S. Navy's ONR for the Arctic Research Activities in the Beaufort and 
Chukchi Seas from September 20, 2018, through September 19, 2019, 
provided the previously mentioned mitigation, monitoring, and reporting 
requirements are incorporated.

    Dated: September 24, 2018.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2018-21070 Filed 9-26-18; 8:45 am]
 BILLING CODE 3510-22-P



                                                                        Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices                                           48799

                                               NESDIS/CRSRA, 1335 East-West                            amended, notification is hereby given                 ‘‘mitigation’’); and requirements
                                               Highway, G–101, Silver Spring,                          that NMFS has issued an incidental                    pertaining to the monitoring and
                                               Maryland 20910; (301) 713–7077 or                       harassment authorization (IHA) to the                 reporting of such takings.
                                               samira.patel@noaa.gov.                                  U.S. Navy’s Office of Naval Research                     The NDAA (Pub. L. 108–136)
                                                                                                       (ONR) to incidentally harass, by Level B              removed the ‘‘small numbers’’ and
                                               Additional Information and Public
                                                                                                       harassment only, marine mammals                       ‘‘specified geographical region’’
                                               Comments
                                                                                                       during research activities associated                 limitations indicated above and
                                                 Any member of the public who plans                    with the Arctic Research Activities                   amended the definition of ‘‘harassment’’
                                               to attend the open meeting should RSVP                  project in the Beaufort and Chukchi                   as it applies to a ‘‘military readiness
                                               to Samira Patel at (301) 713–7077, or                   Seas. The Navy’s activities are                       activity.’’ The activity for which
                                               samira.patel@noaa.gov by October 15,                    considered military readiness activities              incidental take of marine mammals has
                                               2018. Any member of the public                          pursuant to the MMPA, as amended by                   been authorized qualifies as a military
                                               wishing further information concerning                  the National Defense Authorization Act                readiness activity. The Navy’s action
                                               the meeting or who wishes to submit                     for Fiscal Year 2004 (NDAA).                          constitutes a military readiness activity
                                               oral or written comments should contact                 DATES: This Authorization is effective                because these scientific research
                                               Tahara Dawkins, Designated Federal                                                                            activities directly support the adequate
                                                                                                       from September 20, 2018, through
                                               Officer for ACCRES, NOAA/NESDIS/                                                                              and realistic testing of military
                                                                                                       September 19, 2019.
                                               CRSRA, 1335 East-West Highway,                                                                                equipment, vehicles, weapons, and
                                               G–101, Silver Spring, Maryland 20910;                   FOR FURTHER INFORMATION CONTACT:
                                                                                                       Amy Fowler, Office of Protected                       sensors for proper operation and
                                               (301) 713–3385 or tahara.dawkins@                                                                             suitability for combat use by providing
                                               noaa.gov. Copies of the draft meeting                   Resources, NMFS, (301) 427–8401.
                                                                                                       Electronic copies of the application and              critical data on the changing natural and
                                               agenda will be posted on the                                                                                  physical environment in which such
                                               Commercial Remote Sensing Regulatory                    supporting documents, as well as a list
                                                                                                       of the references cited in this document,             materiel will be assessed and deployed.
                                               Affairs Office at https://                                                                                    This scientific research also directly
                                               www.nesdis.noaa.gov/CRSRA/                              may be obtained online at: https://
                                                                                                       www.fisheries.noaa.gov/national/                      supports fleet training and operations by
                                               accresMeetings.html.                                                                                          providing up to date information and
                                                 ACCRES expects that public                            marine-mammal-protection/incidental-
                                                                                                       take-authorizations-military-readiness-               data on the natural and physical
                                               statements presented at its meetings will
                                                                                                       activities. In case of problems accessing             environment essential to training and
                                               not be repetitive of previously-
                                                                                                       these documents, please call the contact              operations. The definitions of all
                                               submitted oral or written statements. In
                                                                                                       listed above.                                         applicable MMPA statutory terms cited
                                               general, each individual or group
                                                                                                                                                             above are included in the relevant
                                               making an oral presentation may be                      SUPPLEMENTARY INFORMATION:
                                                                                                                                                             sections below.
                                               limited to a total time of five minutes.                Background
                                               Written comments sent to NOAA/                                                                                Summary of Request
                                               NESDIS/CRSRA on or before October                          The MMPA prohibits the ‘‘take’’ of
                                                                                                       marine mammals, with certain                            On April 6, 2018, NMFS received a
                                               10, 2018 will be provided to Committee                                                                        request from ONR for an IHA to take
                                               members in advance of the meeting.                      exceptions. Sections 101(a)(5)(A) and
                                                                                                       (D) of the MMPA (16 U.S.C. 1361 et                    marine mammals incidental to Arctic
                                               Comments received too close to the                                                                            Research Activities in the Beaufort and
                                               meeting date will normally be provided                  seq.) direct the Secretary of Commerce
                                                                                                       (as delegated to NMFS) to allow, upon                 Chukchi Seas. ONR’s application was
                                               to Committee members at the meeting.                                                                          determined adequate and complete on
                                                                                                       request, the incidental, but not
                                               Stephen M. Volz,                                        intentional, taking of small numbers of               August 7, 2018. ONR’s request is for
                                               Assistant Administrator for Satellite and               marine mammals by U.S. citizens who                   take of beluga whales (Delphinapterus
                                               Information Services.                                   engage in a specified activity (other than            leucas), bearded seals (Erignathus
                                               [FR Doc. 2018–21078 Filed 9–26–18; 8:45 am]             commercial fishing) within a specified                barbatus), and ringed seals (Pusa
                                               BILLING CODE 3510–HR–P                                  geographical region if certain findings               hispida hispida) by Level B harassment
                                                                                                       are made and either regulations are                   only. Neither ONR nor NMFS expects
                                                                                                       issued or, if the taking is limited to                serious injury or mortality to result from
                                               DEPARTMENT OF COMMERCE                                  harassment, a notice of a proposed                    this activity and, therefore, an IHA is
                                                                                                       incidental take authorization may be                  appropriate.
                                               National Oceanic and Atmospheric                                                                                This IHA covers one year of a larger
                                                                                                       provided to the public for review.
                                               Administration                                                                                                project for which ONR intends to
                                                                                                          Authorization for incidental takings
                                               RIN 0648–XG030                                          shall be granted if NMFS finds that the               request take authorization for
                                                                                                       taking will have a negligible impact on               subsequent facets of the project. This
                                               Takes of Marine Mammals Incidental to                   the species or stock(s) and will not have             IHA is valid from September 20, 2018,
                                               Specified Activities; Taking Marine                     an unmitigable adverse impact on the                  through September 19, 2019. The larger
                                               Mammals Incidental to U.S. Navy’s                       availability of the species or stock(s) for           three-year project involves several
                                               Office of Naval Research Arctic                         taking for subsistence uses (where                    scientific objectives which support the
                                               Research Activities                                     relevant). Further, NMFS must prescribe               Arctic and Global Prediction Program,
                                                                                                       the permissible methods of taking and                 as well as the Ocean Acoustics Program
                                               AGENCY:  National Marine Fisheries                                                                            and the Naval Research Laboratory, for
                                               Service (NMFS), National Oceanic and                    other ‘‘means of effecting the least
                                                                                                       practicable [adverse] impact’’ on the                 which ONR is the parent command.
                                               Atmospheric Administration (NOAA),
daltland on DSKBBV9HB2PROD with NOTICES




                                               Commerce.                                               affected species or stocks and their                  Description of Activity
                                               ACTION: Notice; issuance of an incidental
                                                                                                       habitat, paying particular attention to
                                                                                                       rookeries, mating grounds, and areas of               Overview
                                               harassment authorization.
                                                                                                       similar significance, and on the                        ONR’s Arctic Research Activities
                                               SUMMARY:  In accordance with the                        availability of such species or stocks for            involve scientific experiments
                                               regulations implementing the Marine                     taking for certain subsistence uses                   conducted in support of the Arctic and
                                               Mammal Protection Act (MMPA) as                         (referred to in shorthand as                          Global Prediction Program, the


                                          VerDate Sep<11>2014   17:20 Sep 26, 2018   Jkt 244001   PO 00000   Frm 00007   Fmt 4703   Sfmt 4703   E:\FR\FM\27SEN1.SGM   27SEN1


                                               48800                          Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices

                                               Stratified Ocean Dynamics of the Arctic                               Comment 1: The Commission noted                                and life history, of the potentially
                                               (SODA), Arctic Mobile Observing                                    that the Navy used cutoff distances                               affected species. Additional information
                                               System (AMOS), Ocean Acoustics field                               instead of relying on Bayesian biphasic                           regarding population trends and threats
                                               work, and Naval Research Laboratory                                dose response functions (BRFs) to                                 may be found in NMFS’s Stock
                                               (NRL) in the Beaufort and Chukchi Seas                             inform take estimates. The Commission                             Assessment Reports (SAR; https://
                                               in 2018 and 2019. The study area for the                           asserted that the cutoff distances used                           www.fisheries.noaa.gov/national/
                                               Arctic Research Activities is located in                           by the Navy are unsubstantiated and                               marine-mammal-protection/marine-
                                               the U.S. Exclusive Economic Zone (EEZ)                             that the Navy arbitrarily set a cutoff                            mammal-stock-assessment-reports-
                                               and the high seas north of Alaska (see                             distance of 10 kilometers (km) for                                region) and more general information
                                               Figure 1–1 in the IHA application). The                            pinnipeds, which could effectively                                about these species (e.g., physical and
                                               total area of the study area is 257,723                            eliminate a large portion of the                                  behavioral descriptions) may be found
                                               square miles (mi2) (667,500 square                                 estimated number of takes. The                                    on NMFS’s website (https://
                                               kilometers (km2)).                                                 Commission, therefore, recommended                                www.fisheries.noaa.gov/find-species).
                                                 Beginning in late September 2018, the                            that the Navy refrain from using cut-off                             Table 1 lists all species with expected
                                               U.S. Coast Guard Cutter (CGC) HEALY                                distances in conjunction with the                                 potential for occurrence in the study
                                               and the Research Vessel (R/V) Sikuliaq                             Bayesian BRFs.                                                    area and summarizes information
                                               will be used to tow and deploy acoustic                               Response: We disagree with the                                 related to the population or stock,
                                               sources. CGC HEALY may also be                                     Navy’s recommendation. The derivation                             including regulatory status under the
                                               required to perform icebreaking to                                 of the behavioral response functions and                          MMPA and the Endangered Species Act
                                               deploy the moored and ice-tethered                                 associated cutoff distances is provided                           (ESA) and potential biological removal
                                               acoustic sources. A maximum of four                                in the Navy’s Criteria and Thresholds                             (PBR), where known. For taxonomy, we
                                               research cruises (one cruise per vessel                            for U.S. Navy Acoustic and Explosive                              follow Committee on Taxonomy (2017).
                                               in each calendar year) of up to 30 days                            Effects Analysis (Phase III) technical                            PBR is defined by the MMPA as the
                                               are expected. Each vessel may tow                                  report (Navy 2017a). The consideration                            maximum number of animals, not
                                               sources for up to 8 hours per day for 15                           of proximity (distance cutoff) was part                           including natural mortalities, that may
                                               days during each cruise in open water                              of criteria developed in consultation                             be removed from a marine mammal
                                               or marginal ice. Once deployed, moored                             with NMFS and was applied within the                              stock while allowing that stock to reach
                                               and drifting sources would operate                                 Navy’s BRF. Distance cutoffs beyond                               or maintain its optimum sustainable
                                               intermittently each day for up to three                            which the potential of significant                                population (as described in NMFS’s
                                               years (only the first year is authorized                           behavioral responses were considered to                           SARs). While no mortality is anticipated
                                               by this IHA). Icebreaking may occur on                             be unlikely were used in conducting                               or authorized here, PBR and annual
                                               up to 4 days.                                                      analysis for ONR’s Arctic Research                                serious injury and mortality from
                                                 A detailed description of the planned                            Activities. The Navy’s BRF applied                                anthropogenic sources are included here
                                               Arctic Research Activities project is                              within these distances is an appropriate                          as gross indicators of the status of the
                                               provided in the Federal Register notice                            method for providing a realistic (but                             species and other threats.
                                               for the proposed IHA (83 FR 40234;                                 still conservative where some
                                               August 14, 2018). Since that time, no                              uncertainties exist) estimate of impact                              Marine mammal abundance estimates
                                               changes have been made to the planned                              and potential take for these activities.                          presented in this document represent
                                               Arctic Research Activities. Therefore, a                              Comment 2: The Commission also                                 the total number of individuals that
                                               detailed description is not provided                               noted that a standard requirement for                             make up a given stock or the total
                                               here. Please refer to that Federal                                 coordinating vessel presence in the                               number estimated within a particular
                                               Register notice for the description of the                         Beaufort Sea with the Alaska Eskimo                               study or survey area. NMFS’s stock
                                               specified activity.                                                Whaling Commission (AEWC) to ensure                               abundance estimates for most species
                                                                                                                  that ONR vessels do not disrupt                                   represent the total estimate of
                                               Comments and Responses                                                                                                               individuals within the geographic area,
                                                                                                                  subsistence hunting was left out of the
                                                 A notice of NMFS’s proposal to issue                             proposed IHA.                                                     if known, that comprises that stock. For
                                               an IHA to ONR was published in the                                    Response: NMFS has included this                               some species, this geographic area may
                                               Federal Register on August 14, 2018 (83                            requirement to coordinate with the                                extend beyond U.S. waters. All managed
                                               FR 40234). That notice described, in                               AEWC in the final authorization.                                  stocks in this region are assessed in
                                               detail, ONR’s activity, the marine                                                                                                   NMFS’s U.S. 2017 SARs (e.g., Muto et
                                               mammal species that may be affected by                             Description of Marine Mammals in the                              al., 2018, Carretta et al., 2018). All
                                               the activity, and the anticipated effects                          Area of Specified Activities                                      values presented in Table 1 are the most
                                               on marine mammals. During the 30-day                                 Sections 3 and 4 of the application                             recent available at the time of
                                               public comment period, NMFS received                               summarize available information                                   publication and are available in the
                                               a comment from the Marine Mammal                                   regarding status and trends, distribution                         2017 SARs (Muto et al., 2018; Carretta
                                               Commission (Commission).                                           and habitat preferences, and behavior                             et al., 2018).
                                                                              TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA
                                                                                                                                                                                               Stock
                                                                                                                                                                             ESA/            abundance
                                                                                                                                                                            MMPA             (CV, Nmin,                Annual
                                                         Common name                              Scientific name                                Stock                      status;                            PBR
                                                                                                                                                                                             most recent               M/SI 3
                                                                                                                                                                           strategic
daltland on DSKBBV9HB2PROD with NOTICES




                                                                                                                                                                                             abundance
                                                                                                                                                                            (Y/N) 1           survey) 2

                                                                                                    Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)

                                               Family Eschrichtiidae:
                                                  Gray whale .........................   Eschrichtius robustus ................   Eastern North Pacific ................   -/-; N      20,900 (0.05, 20,125,     624      4.25
                                                                                                                                                                                         2011).
                                               Family Balaenidae:



                                          VerDate Sep<11>2014      17:20 Sep 26, 2018       Jkt 244001    PO 00000      Frm 00008      Fmt 4703     Sfmt 4703     E:\FR\FM\27SEN1.SGM       27SEN1


                                                                                    Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices                                                                              48801

                                                                    TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA—Continued
                                                                                                                                                                                                                    Stock
                                                                                                                                                                                                 ESA/             abundance
                                                                                                                                                                                                MMPA              (CV, Nmin,                  Annual
                                                         Common name                                        Scientific name                                      Stock                          status;           most recent
                                                                                                                                                                                                                                    PBR       M/SI 3
                                                                                                                                                                                               strategic          abundance
                                                                                                                                                                                                (Y/N) 1            survey) 2

                                                    Bowhead whale ..................             Balaena mysticetus ...................       Western Arctic ..........................        E/D; Y      16,820 (0.052, 16,100,      161         43
                                                                                                                                                                                                             2011).

                                                                                                                 Superfamily Odontoceti (toothed whales, dolphins, and porpoises)

                                               Family Delphinidae:
                                                  Beluga whale ......................            Delphinapterus leucas ..............         Beaufort Sea .............................       -/-; N      39,258 (0.229, N/A,      Undet.4       139
                                                                                                                                                                                                             1992).
                                                    Beluga whale ......................          Delphinapterus leucas ..............         Eastern Chukchi Sea ................             -/-; N      20,752 (0.70, 12.194,       244         67
                                                                                                                                                                                                             2012).

                                                                                                                                   Order Carnivora—Superfamily Pinnipedia

                                               Family Phocidae (earless seals):
                                                  Bearded seal 5 ....................            Erignathus barbatus ..................       Alaska .......................................   T/D; Y      299,174 (-,   273,676,    8,210        391
                                                                                                                                                                                                             2013).
                                                    Ribbon seal .........................        Histriophoca fasciata ................       Alaska .......................................   -/-; N      184,000 (-,   163,086,    9,785        3.8
                                                                                                                                                                                                             2013).
                                                    Ringed    seal 5   .......................   Pusa hispida hispida .................       Alaska .......................................   T/D; Y      170,000 (-,   170,000,    5,100      1,054
                                                                                                                                                                                                             2013).
                                                    Spotted seal ........................        Phoca largha .............................   Alaska .......................................   -/-; N      461,625 (-,   423,237,   12,697        329
                                                                                                                                                                                                             2013).
                                                 1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
                                               ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
                                               which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
                                               designated under the MMPA as depleted and as a strategic stock.
                                                 2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-
                                               reports-region/. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
                                                 3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fish-
                                               eries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
                                               mortality due to commercial fisheries is presented in some cases.
                                                 4 The 2016 guidelines for preparing SARs state that abundance estimates older than 8 years should not be used to calculate PBR due to a decline in the reliability
                                               of an aged estimate. Therefore, the PBR for this stock is considered undetermined.
                                                 5 Abundances and associated values for bearded and ringed seals are for the U.S. population in the Bering Sea only.
                                                 Note—Italicized species are not expected or authorized to be taken.


                                                  A detailed description of the species                                     please refer to the Federal Register                                        from exposure to acoustic transmissions
                                               likely to be affected by the Arctic                                          notice (83 FR 40234; August 14, 2018)                                       and icebreaking noise. Based on the
                                               Research Activities, including brief                                         for that information.                                                       nature of the activity, Level A
                                               information regarding population trends                                                                                                                  harassment is neither anticipated nor
                                                                                                                            Estimated Take
                                               and threats, and information regarding                                                                                                                   authorized.
                                               local occurrence, were provided in the                                         This section provides an estimate of                                         Generally speaking, we estimate take
                                               Federal Register notice for the proposed                                     the number of incidental takes                                              by considering: (1) Acoustic thresholds
                                               IHA (83 FR 40234; August 14, 2018).                                          authorized through this IHA, which will                                     above which NMFS believes the best
                                               Since that time, we are not aware of any                                     inform both NMFS’ consideration of the                                      available science indicates marine
                                               changes in the status of these species                                       negligible impact determination.                                            mammals will be behaviorally harassed
                                               and stocks; therefore, detailed                                                Harassment is the only type of take                                       or incur some degree of permanent
                                               descriptions are not provided here.                                          expected to result from these activities.                                   hearing impairment; (2) the area or
                                               Please refer to that Federal Register                                        For this military readiness activity, the                                   volume of water that will be ensonified
                                               notice for those descriptions. Please also                                   MMPA defines ‘‘harassment’’ as: (i) Any                                     above these levels in a day; (3) the
                                               refer to NMFS’ website (https://                                             act that injures or has the significant                                     density or occurrence of marine
                                               www.fisheries.noaa.gov/find-species) for                                     potential to injure a marine mammal or                                      mammals within these ensonified areas;
                                               generalized species accounts.                                                marine mammal stock in the wild (Level                                      and, (4) and the number of days of
                                               Potential Effects of Specified Activities                                    A harassment); or (ii) Any act that                                         activities. We note that while these
                                               on Marine Mammals and Their Habitat                                          disturbs or is likely to disturb a marine                                   basic factors can contribute to a basic
                                                                                                                            mammal or marine mammal stock in the                                        calculation to provide an initial
                                                 The effects of underwater noise from                                       wild by causing disruption of natural                                       prediction of takes, additional
                                               the towed and deployed acoustic                                              behavioral patterns, including, but not                                     information that can qualitatively
                                               sources, as well as icebreaking, have the                                    limited to, migration, surfacing, nursing,                                  inform take estimates is also sometimes
                                               potential to result in behavioral                                            breeding, feeding, or sheltering, to a                                      available (e.g., previous monitoring
                                               harassment of marine mammals in the                                          point where such behavioral patterns                                        results or average group size). For this
daltland on DSKBBV9HB2PROD with NOTICES




                                               vicinity of the study area. The Federal                                      are abandoned or significantly altered                                      IHA, ONR employed a sophisticated
                                               Register notice for the proposed IHA (83                                     (Level B harassment).                                                       model known as the Navy Acoustic
                                               FR 40234; August 14, 2018) included a                                          Authorized takes would be by Level B                                      Effects Model (NAEMO) for assessing
                                               discussion of the effects of                                                 harassment only, in the form of                                             the impacts of underwater sound.
                                               anthropogenic noise on marine                                                disruption of behavioral patterns and                                       Below, we describe the factors
                                               mammals and their habitat, therefore                                         temporary threshold shift (TTS) for                                         considered here in more detail and
                                               that information is not repeated here;                                       individual marine mammals resulting                                         present the authorized takes.


                                          VerDate Sep<11>2014        17:20 Sep 26, 2018             Jkt 244001      PO 00000        Frm 00009       Fmt 4703        Sfmt 4703        E:\FR\FM\27SEN1.SGM        27SEN1


                                               48802                    Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices

                                               Acoustic Thresholds                                     sound source the more intense the                     single received level multiple times,
                                                  Using the best available science,                    behavioral response, it was clear that                then an increasing received level. Each
                                               NMFS has developed acoustic                             the proximity of a sound source and the               individual California sea lion was
                                               thresholds that identify the received                   animal’s experience, motivation, and                  exposed to the same received level ten
                                               level of underwater sound above which                   conditioning were also critical factors               times. These exposure sessions were
                                               exposed marine mammals would be                         influencing the response (Southall et al.             combined into a single response value,
                                               reasonably expected to be behaviorally                  2007). After examining all of the                     with an overall response assumed if an
                                               harassed or incur TTS of some degree                    available data, the authors felt that the             animal responded in any single session.
                                               (equated to Level B harassment) or to                   derivation of thresholds for behavioral               The resulting behavioral response
                                               incur a permanent threshold shift (PTS)                 response based solely on exposure level               function for pinnipeds has a 50 percent
                                               of some degree (equated to Level A                      was not supported because context of                  probability of response at 166 dB re 1
                                               harassment).                                            the animal at the time of sound                       mPa. Additional details regarding these
                                                  Level B Harassment for non-explosive                 exposure was an important factor in                   criteria may be found in the technical
                                               sources—In coordination with NMFS,                      estimating response. Nonetheless, in                  report, Criteria and Thresholds for U.S.
                                               the Navy developed behavioral                           some conditions, consistent avoidance                 Navy Acoustic and Explosive Effects
                                               thresholds to support environmental                     reactions were noted at higher sound                  Analysis (2017a) which may be
                                               analyses for the Navy’s testing and                     levels depending on the marine                        found at: http://aftteis.com/Portals/3/
                                               training military readiness activities                  mammal species or group, allowing                     docs/newdocs/
                                               utilizing active sonar sources; these                   conclusions to be drawn.                              Criteria%20and%20Thresholds_TR_
                                                                                                          Odontocete behavioral criteria for                 Submittal_05262017.pdf. This technical
                                               behavioral harassment thresholds are
                                                                                                       U.S. Navy non-impulsive, intermittent                 report was included as part of the
                                               used here to evaluate the potential
                                                                                                       sources were updated based on                         Navy’s Atlantic Fleet Training and
                                               effects of the active sonar components of               controlled exposure studies for dolphins              Testing Draft Environmental Impact
                                               the planned action. The response of a                   and sea mammals, sonar, and safety (3S)               Statement/Overseas Environmental
                                               marine mammal to an anthropogenic                       studies where odontocete behavioral                   Impact Statement (EIS/OEIS) (Navy
                                               sound will depend on the frequency,                     responses were reported after exposure                2017b) which is located at: http://
                                               duration, temporal pattern and                          to sonar (Antunes et al., 2014; Houser et             www.aftteis.com/.
                                               amplitude of the sound as well as the                   al., 2013b); Miller et al., 2011; Miller et             NMFS adopted the Navy’s approach
                                               animal’s prior experience with the                      al., 2014; Miller et al., 2012). For the 3S           to estimating incidental take by Level B
                                               sound and the context in which the                      study the sonar outputs included 1–2                  harassment from the active acoustic
                                               sound is encountered (i.e., what the                    kilohertz (kHz) up- and down-sweeps                   sources for this action, which includes
                                               animal is doing at the time of the                      and 6–7 kHz up-sweeps; source levels                  use of these dose response functions.
                                               exposure). The distance from the sound                  were ramped up from 152–158 decibels                  The Navy’s dose response functions
                                               source and whether it is perceived as                   (dB) re 1 microPascal (mPa) to a                      were developed to estimate take from
                                               approaching or moving away can also                     maximum of 198–214 re 1 mPa at 1 m.                   sonar and similar transducers and are
                                               affect the way an animal responds to a                  Sonar signals were ramped up over                     not applicable to icebreaking. NMFS
                                               sound (Wartzok et al. 2003). For marine                 several pings while the vessel                        predicts that marine mammals are likely
                                               mammals, a review of responses to                       approached the mammals. The study                     to be behaviorally harassed in a manner
                                               anthropogenic sound was first                           did include some control passes of ships              we consider Level B harassment when
                                               conducted by Richardson et al. (1995).                  with the sonar off to discern the                     exposed to underwater anthropogenic
                                               Reviews by Nowacek et al. (2007) and                    behavioral responses of the mammals to                noise above received levels of 120 dB re
                                               Southall et al. (2007) addressed                        vessel presence alone versus active                   1 mPa (rms) for continuous (e.g.,
                                               additional studies and focus on                         sonar. The controlled exposure studies                vibratory pile-driving, drilling,
                                               observations where the received sound                   included exposing the Navy’s trained                  icebreaking) and above 160 dB re 1 mPa
                                               level of the exposed marine mammal(s)                   bottlenose dolphins to mid-frequency                  (rms) for non-explosive impulsive (e.g.,
                                               was known or could be estimated.                        sonar while they were in a pen. Mid-                  seismic airguns) or non-impulsive,
                                               Multi-year research efforts have                        frequency sonar was played at 6                       intermittent (e.g., scientific sonar)
                                               conducted sonar exposure studies for                    different exposure levels from 125–185                sources. Thus, take of marine mammals
                                               odontocetes and mysticetes (Miller et al.               dB re 1 mPa (root mean square (rms)).                 by Level B harassment due to
                                               2012; Sivle et al. 2012). Several studies               The behavioral response function for                  icebreaking has been calculated using
                                               with captive animals have provided                      odontocetes resulting from the studies                the Navy’s NAEMO model using the 120
                                               data under controlled circumstances for                 described above has a 50 percent                      dB re 1 mPa (rms) received level
                                               odontocetes and pinnipeds (Houser et                    probability of response at 157 dB re 1                threshold for behavioral response.
                                               al. 2013a; Houser et al. 2013b). Moretti                mPa. Additionally, distance cutoffs (20                 Level A harassment for non-explosive
                                               et al. (2014) published a beaked whale                  km for MF cetaceans and 10 km for                     sources—NMFS’ Technical Guidance
                                               dose-response curve based on passive                    pinnipeds) were applied to exclude                    for Assessing the Effects of
                                               acoustic monitoring of beaked whales                    exposures beyond which the potential                  Anthropogenic Sound on Marine
                                               during U.S. Navy training activity at                   of significant behavioral responses is                Mammal Hearing (Version 2.0)
                                               Atlantic Underwater Test and                            considered to be unlikely.                            (Technical Guidance, 2018) identifies
                                               Evaluation Center during actual Anti-                      The pinniped behavioral threshold                  dual criteria to assess auditory injury
                                               Submarine Warfare exercises. This new                   was updated based on controlled                       (Level A harassment) to five different
                                               information necessitated the update of                  exposure experiments on the following                 marine mammal groups (based on
daltland on DSKBBV9HB2PROD with NOTICES




                                               the behavioral response criteria for the                captive animals: hooded seal, gray seal,              hearing sensitivity) as a result of
                                               U.S. Navy’s environmental analyses.                     and California sea lion (Götz et al. 2010;           exposure to noise from two different
                                                  Southall et al. (2007) synthesized data              Houser et al. 2013a; Kvadsheim et al.                 types of sources (impulsive or non-
                                               from many past behavioral studies and                   2010). Hooded seals were exposed to                   impulsive). ONR’s planned activities
                                               observations to determine the likelihood                increasing levels of sonar until an                   involve only non-impulsive sources.
                                               of behavioral reactions at specific sound               avoidance response was observed, while                  These thresholds are provided in
                                               levels. While in general, the louder the                the grey seals were exposed first to a                Table 2 below. The references, analysis,


                                          VerDate Sep<11>2014   17:20 Sep 26, 2018   Jkt 244001   PO 00000   Frm 00010   Fmt 4703   Sfmt 4703   E:\FR\FM\27SEN1.SGM   27SEN1


                                                                          Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices                                                                      48803

                                               and methodology used in the                               Guidance, which may be accessed at:                                   marine-mammal-acoustic-technical-
                                               development of the thresholds are                         https://www.fisheries.noaa.gov/                                       guidance.
                                               described in NMFS 2018 Technical                          national/marine-mammal-protection/

                                                                                      TABLE 2—INJURY (PTS) THRESHOLDS FOR UNDERWATER SOUNDS
                                                                                                                                                              PTS onset acoustic thresholds *
                                                                       Hearing group
                                                                                                                                                         Impulsive                                              Non-impulsive

                                               Low-Frequency (LF) Cetaceans ......................................   Cell   1:   Lpk,flat:   219   dB;   LE,LF,24h: 183 dB .........................   Cell   2: LE,LF,24h: 199 dB.
                                               Mid-Frequency (MF) Cetaceans ......................................   Cell   3:   Lpk,flat:   230   dB;   LE,MF,24h: 185 dB ........................    Cell   4: LE,MF,24h: 198 dB.
                                               High-Frequency (HF) Cetaceans .....................................   Cell   5:   Lpk,flat:   202   dB;   LE,HF,24h: 155 dB ........................    Cell   6: LE,HF,24h: 173 dB.
                                               Phocid Pinnipeds (PW) (Underwater) .............................      Cell   7:   Lpk,flat:   218   dB;   LE,PW,24h: 185 dB .......................     Cell   8: LE,PW,24h: 201 dB.
                                               Otariid Pinnipeds (OW) (Underwater) .............................     Cell   9:   Lpk,flat:   232   dB;   LE,OW,24h: 203 dB .......................     Cell   10: LE,OW,24h: 219 dB.
                                                  * Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impul-
                                               sive sound has the potential of exceeding the peak sound pressure level threshold associated with impulsive sounds, these thresholds should
                                               also be considered.
                                                  Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1 μPa2s.
                                               In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
                                               is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
                                               included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
                                               with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
                                               cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
                                               thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
                                               action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.


                                               Quantitative Modeling                                     specific bathymetry, sound speed                                      results must be interpreted within this
                                                  The Navy performed a quantitative                      profiles, wind speed, and bottom                                      context. While the best available data
                                               analysis to estimate the number of                        properties are incorporated into the                                  and appropriate input assumptions have
                                               marine mammals that could be harassed                     propagation modeling process. NAEMO                                   been used in the modeling, when there
                                               by the underwater acoustic                                calculates the likely propagation for                                 is a lack of definitive data to support an
                                               transmissions during the planned                          various levels of energy (sound or                                    aspect of the modeling, conservative
                                               action. Inputs to the quantitative                        pressure) resulting from each source                                  modeling assumptions have been
                                                                                                         used during the training event.                                       chosen (i.e., assumptions that may
                                               analysis included marine mammal
                                                                                                            NAEMO then records the energy                                      result in an overestimate of acoustic
                                               density estimates, marine mammal
                                                                                                         received by each animat within the                                    exposures):
                                               depth occurrence distributions (Navy                                                                                               • Animats are modeled as being
                                               2017a), oceanographic and                                 energy footprint of the event and
                                                                                                         calculates the number of animats having                               underwater, stationary, and facing the
                                               environmental data, marine mammal                                                                                               source and therefore always predicted to
                                               hearing data, and criteria and thresholds                 received levels of energy exposures that
                                                                                                         fall within defined impact thresholds.                                receive the maximum potential sound
                                               for levels of potential effects. The                                                                                            level at a given location (i.e., no
                                               quantitative analysis consists of                         Predicted effects on the animats within
                                                                                                         a scenario are then tallied and the                                   porpoising or pinnipeds’ heads above
                                               computer modeled estimates and a post-                                                                                          water);
                                               model analysis to determine the number                    highest order effect (based on severity of
                                                                                                                                                                                  • Animats do not move horizontally
                                               of potential animal exposures. The                        criteria; e.g., PTS over TTS) predicted
                                                                                                                                                                               (but change their position vertically
                                               model calculates sound energy                             for a given animat is assumed. Each
                                                                                                                                                                               within the water column), which may
                                               propagation from the planned non-                         scenario, or each 24-hour period for
                                                                                                                                                                               overestimate physiological effects such
                                               impulsive acoustic sources and                            scenarios lasting greater than 24 hours
                                                                                                                                                                               as hearing loss, especially for slow
                                               icebreaking, the sound received by                        (which NMFS recommends in order to
                                                                                                                                                                               moving or stationary sound sources in
                                               animat (virtual animal) dosimeters                        ensure more consistent quantification of                              the model;
                                               representing marine mammals                               take across actions), is independent of                                  • Animats are stationary horizontally
                                               distributed in the area around the                        all others, and therefore, the same                                   and therefore do not avoid the sound
                                               modeled activity, and whether the                         individual marine animal (as                                          source, unlike in the wild where
                                               sound received by animats exceeds the                     represented by an animat in the model                                 animals would most often avoid
                                               thresholds for effects.                                   environment) could be impacted during                                 exposures at higher sound levels,
                                                  The Navy developed a set of software                   each independent scenario or 24-hour                                  especially those exposures that may
                                               tools and compiled data for estimating                    period. In few instances, although the                                result in PTS;
                                               acoustic effects on marine mammals                        activities themselves all occur within                                   • Multiple exposures within any 24-
                                               without consideration of behavioral                       the study area, sound may propagate                                   hour period are considered one
                                               avoidance or mitigation. These tools and                  beyond the boundary of the study area.                                continuous exposure for the purposes of
                                               data sets serve as integral components of                 Any exposures occurring outside the                                   calculating potential threshold shift,
                                               NAEMO. In NAEMO, animats are                              boundary of the study area are counted                                because there are not sufficient data to
                                               distributed non-uniformly based on                        as if they occurred within the study area                             estimate a hearing recovery function for
daltland on DSKBBV9HB2PROD with NOTICES




                                               species-specific density, depth                           boundary. NAEMO provides the initial                                  the time between exposures; and
                                               distribution, and group size information                  estimated impacts on marine species                                      • Mitigation measures were not
                                               and animats record energy received at                     with a static horizontal distribution (i.e.,                          considered in the model. In reality,
                                               their location in the water column. A                     animats in the model environment do                                   sound-producing activities would be
                                               fully three-dimensional environment is                    not move horizontally).                                               reduced, stopped, or delayed if marine
                                               used for calculating sound propagation                       There are limitations to the data used                             mammals are detected by visual
                                               and animat exposure in NAEMO. Site-                       in the acoustic effects model, and the                                monitoring.


                                          VerDate Sep<11>2014    17:20 Sep 26, 2018   Jkt 244001   PO 00000    Frm 00011     Fmt 4703         Sfmt 4703     E:\FR\FM\27SEN1.SGM         27SEN1


                                               48804                               Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices

                                                  Because of these inherent model                                            coverage). For modeling, the 8/10 and                                         signature and 189.3 dB for the 3/10 ice
                                               limitations and simplifications, model-                                       3/10 ice cover were used based on the                                         signature. These source levels are a good
                                               estimated results were further analyzed,                                      data available. Each modeled day of                                           approximation of the icebreaker’s
                                               considering such factors as the range to                                      icebreaking consisted of 16 hours of                                          observed source level (Roth et al., 2013).
                                               specific effects, avoidance, and the                                          8/10 ice cover and 8 hours of 3/10 ice                                        Each frequency and source level was
                                               likelihood of successfully implementing                                       cover, which was considered a fairly                                          modeled as an independent source, and
                                               mitigation measures. This analysis uses                                       conservative way of representing the                                          applied simultaneously to all of the
                                               a number of factors in addition to the                                        expected ice cover based on what is                                           animats within the model environment.
                                               acoustic model results to predict                                             known. Icebreaking was modeled for 4                                          Each second was summed across
                                               acoustic effects on marine mammals.                                           days each year. The sound signature of                                        frequency to estimate sound pressure
                                                  The underwater radiated noise                                              each of the ice coverage levels was                                           level (SPLrms). This value was
                                               signature for icebreaking in the central                                      broken into 1-octave bins (Table 3). In                                       incorporated into NAEMO using NMFS’
                                               Arctic Ocean by CGC HEALY during                                              the model, each bin was included as a                                         120 dB re 1 mPa continuous sound
                                               different types of ice cover was                                              separate source on the modeled vessel.                                        source threshold to estimate Level B
                                               characterized in Roth et al. (2013). The                                      When these independent sources go                                             harassment. For PTS and TTS
                                               radiated noise signatures were                                                active concurrently, they simulate the                                        determinations, sound exposure levels
                                               characterized for various fractions of ice                                    sound signature of CGC HEALY. The                                             were summed over the duration of the
                                               cover (represented as the proportion of                                       modeled source level summed across                                            test and the transit to the deep water
                                               ice out of 10, with 10/10 being total ice                                     these bins was 196.2 dB for the 8/10                                          deployment level.

                                                                         TABLE 3—MODELED BINS FOR ICEBREAKING IN FRACTIONAL ICE COVERAGE ON CGC HEALY
                                                                                                                                                                                                                          8/10 Ice                   3/10 Ice
                                                                                                                                                                                                                         coverage                   coverage
                                                                                                                        Frequency                                                                                       (full power)             (quarter power)
                                                                                                                           (Hz)
                                                                                                                                                                                                                        Source level              Source level
                                                                                                                                                                                                                           (dB)                      (dB)

                                               25 .................................................................................................................................................................                    189                    187
                                               50 .................................................................................................................................................................                    188                    182
                                               100 ...............................................................................................................................................................                     189                    179
                                               200 ...............................................................................................................................................................                     190                    177
                                               400 ...............................................................................................................................................................                     188                    175
                                               800 ...............................................................................................................................................................                     183                    170
                                               1,600 ............................................................................................................................................................                      177                    166
                                               3,200 ............................................................................................................................................................                      176                    171
                                               6,400 ............................................................................................................................................................                      172                    168
                                               12,800 ..........................................................................................................................................................                       167                    164



                                                  For the other non-impulsive sources,                                       them across an area whose size is                                             accuracy of model results against real-
                                               NAEMO calculates the SPL and SEL for                                          representative of the testing event’s                                         world situations and determining
                                               each active emission during an event.                                         operational area. Table 4 provides range                                      adequate mitigation ranges to avoid
                                               This is done by taking the following                                          to effects for non-impulsive sources and                                      higher level effects, especially
                                               factors into account over the                                                 icebreaking noise planned for the Arctic                                      physiological effects in marine
                                               propagation paths: Bathymetric relief                                         research activities to mid-frequency                                          mammals. Therefore, the ranges in
                                               and bottom types, sound speed, and                                            cetacean and pinniped specific criteria.                                      Table 4 provide realistic maximum
                                               attenuation contributors such as                                              Marine mammals within these ranges                                            distances over which the specific effects
                                               absorption, bottom loss, and surface                                          would be predicted to receive the                                             from the use of non-impulsive sources
                                               loss. Platforms such as a ship using one                                      associated effect. Range to effects is                                        during the planned action would be
                                               or more sound sources are modeled in                                          important information in not only                                             possible.
                                               accordance with relevant vehicle                                              predicting non-impulsive acoustic
                                               dynamics and time durations by moving                                         impacts, but also in verifying the

                                                                                     TABLE 4—RANGE TO PTS, TTS, AND BEHAVIORAL EFFECTS IN THE STUDY AREA
                                                                                                                     Range to behavioral effects (m)                            Range to TTS effects (m)                        Range to PTS effects (m)
                                                                          Source
                                                                                                                      MF cetacean                    Pinniped                MF cetacean                    Pinniped           MF cetacean            Pinniped

                                               LF4 towed source ....................................                             20,000                     10,000                               0                      1                    0                     0
                                               LF5 towed source ....................................                             20,000                     10,000                               0                      1                    0                     0
                                               MF9 towed source ...................................                              20,000                     10,000                               4                     50                    0                     4
                                               Navigation and real-time sensing sources                                          20,000                     10,000                               0                      6                    0                     0
daltland on DSKBBV9HB2PROD with NOTICES




                                               Tomography sources ...............................                                20,000                     10,000                               0                      2                    0                     0
                                               Spherical Wave source ............................                                20,000                     10,000                               0                      0                    0                     0
                                               Icebreaking noise .....................................                            4,275                      4,525                               3                     12                    0                     0




                                          VerDate Sep<11>2014          17:20 Sep 26, 2018          Jkt 244001       PO 00000        Frm 00012        Fmt 4703       Sfmt 4703        E:\FR\FM\27SEN1.SGM              27SEN1


                                                                                 Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices                                                  48805

                                                  A behavioral response study                                       reactions to SPLs up to 140 dB re 1 mPa               levels approaching those that could
                                               conducted on and around the Navy                                     from non-impulsive sources. While                     cause PTS, avoidance of the area
                                               range in Southern California (SOCAL                                  there are limited data on pinniped                    immediately around the sound source is
                                               BRS) observed reactions to sonar and                                 behavioral responses beyond about 3 km                the assumed behavioral response for
                                               similar sound sources by several marine                              in the water, the Navy uses a distance                most cases.
                                               mammal species, including Risso’s                                    cutoff of 5 km for moderate source level,               In previous environmental analyses,
                                               dolphins (Grampus griseus), a mid-                                   single platform training and testing                  the Navy has implemented analytical
                                               frequency cetacean (DeRuiter et al.,                                 events, and 10 km for all other events,               factors to account for avoidance
                                               2013; Goldbogen et al., 2013; Southall et                            including the planned Arctic Research                 behavior and the implementation of
                                               al., 2011; Southall et al., 2012; Southall                           Activities (Navy 2017a).                              mitigation measures. The application of
                                               et al., 2013; Southall et al., 2014). In                                NMFS and the Navy conservatively                   avoidance and mitigation factors has
                                               preliminary analysis, none of the Risso’s                            implemented a distance cutoff of 5.4                  only been applied to model-estimated
                                               dolphins exposed to simulated or real                                nmi (10 km) for pinnipeds, and 10.8                   PTS exposures given the short distance
                                               mid-frequency sonar demonstrated any                                 nmi (20 km) for mid-frequency                         over which PTS is estimated. Given that
                                               overt or obvious responses (Southall et                              cetaceans (Navy 2017a). Regardless of                 no PTS exposures were estimated
                                               al., 2012, Southall et al., 2013). In                                the received level at that distance, take
                                                                                                                                                                          during the modeling process for this
                                               general, although the responses to the                               is not estimated to occur beyond 10 and
                                                                                                                                                                          planned action, the quantitative
                                               simulated sonar were varied across                                   20 km from the source for pinnipeds
                                                                                                                                                                          consideration of avoidance and
                                               individuals and species, none of the                                 and cetaceans, respectively. Not all
                                                                                                                                                                          mitigation factors were not included in
                                               animals exposed to real Navy sonar                                   sources are likely to result in TTS or
                                                                                                                                                                          this analysis.
                                               responded; these exposures occurred at                               PTS for pinnipeds or MF cetaceans.
                                               distances beyond 10 km, and were up to                               These sources show a range to effects of                If exposure were to occur, beluga
                                               100 km away (DeRuiter et al., 2013; B.                               0 m (Table 4).                                        whales, bearded seals, and ringed seals
                                               Southall pers. comm.). These data                                       As discussed above, within NAEMO                   could exhibit behavioral responses.
                                               suggest that most odontocetes (not                                   animats do not move horizontally or                   Additionally, ringed seals may exhibit a
                                               including beaked whales and harbor                                   react in any way to avoid sound.                      TTS. For the reasons included above,
                                               porpoises) likely do not exhibit                                     Furthermore, mitigation measures that                 Level A harassment is not anticipated
                                               significant behavioral reactions to sonar                            reduce the likelihood of physiological                for any of the exposed species or stocks.
                                               and other transducers beyond                                         impacts are not considered in                           Table 5 shows the exposures expected
                                               approximately 10 km. Therefore, the                                  quantitative analysis. Therefore, the                 for the beluga whale, bearded seal, and
                                               Navy uses a cutoff distance for                                      model may overestimate acoustic                       ringed seal based on NAEMO modeled
                                               odontocetes of 10 km for moderate                                    impacts, especially physiological                     results. While density estimates for the
                                               source level, single platform training                               impacts near the sound source. The                    two stocks of beluga whales are equal
                                               and testing events, and 20 km for all                                behavioral criteria used as a part of this            (Kaschner et al., 2006; Kaschner 2004),
                                               other events, including the planned                                  analysis acknowledges that a behavioral               take of the Eastern Chukchi Sea beluga
                                               Arctic Research Activities (Navy 2017a).                             reaction is likely to occur at levels                 whale stock has been reduced to
                                                  Southall et al. (2007) report that                                below those required to cause hearing                 account for the lower overlap of this
                                               pinnipeds do not exhibit strong                                      loss. At close ranges and high sound                  stock’s range with the study area.

                                                                                                                          TABLE 5—AUTHORIZED TAKES
                                                                                                                   Density           Level B             Level B
                                                                                                               estimate within     harassment                                                 Total
                                                                                                                                                       harassment          Level A                         Percentage
                                                                       Species                                   study area        from towed                                               authorized
                                                                                                                                                          from           harassment                       of stock taken
                                                                                                                (animals per      and deployed                                                 take
                                                                                                                                                       icebreaking
                                                                                                                square km) 1         sources

                                               Beluga Whale (Beaufort Sea Stock) ........                              0.0087                    60                24                 0              84             0.21
                                               Beluga Whale (Eastern Chukchi Sea
                                                 stock) ....................................................           0.0087                   6                   2                 0               8            0.04
                                               Bearded Seal ...........................................                0.0332                   5                   0                 0               5           <0.01
                                               Ringed Seal .............................................               0.3760               1,826               1,245                 0           3,071            1.81
                                                  1 Kaschner       et al. (2006); Kaschner (2004).


                                               Effects of Specified Activities on                                   mammals (bowhead whale, ringed seal,                  km). In addition, the planned action
                                               Subsistence Uses of Marine Mammals                                   bearded seal, and walrus). Bearded                    would not remove individuals from the
                                                                                                                    seals, ringed seals, and beluga whales                population. Therefore, there would be
                                                 Subsistence hunting is important for                               are located within the study area during              no impacts caused by this action to the
                                               many Alaska Native communities. A                                    the planned action. The permitted                     availability of bearded seal, ringed seal,
                                               study of the North Slope villages of                                 sources would be placed outside of the                or beluga whale for subsistence hunting.
                                               Nuiqsut, Kaktovik, and Barrow                                        range for subsistence hunting and the                 Therefore, subsistence uses of marine
                                               identified the primary resources used                                study plans have been communicated to                 mammals would not be impacted by the
daltland on DSKBBV9HB2PROD with NOTICES




                                               for subsistence and the locations for                                the Native communities. The closest                   planned action.
                                               harvest (Stephen R. Braund & Associates                              active acoustic source within the study               Mitigation
                                               2010), including terrestrial mammals                                 area (aside from the de minimis
                                               (caribou, moose, wolf, and wolverine),                               sources), is approximately 141 mi (227                  In order to issue an IHA under section
                                               birds (geese and eider), fish (Arctic                                km) from land. As stated above, the                   101(a)(5)(D) of the MMPA, NMFS must
                                               cisco, Arctic char/Dolly Varden trout,                               range to effects for acoustic sources in              set forth the permissible methods of
                                               and broad whitefish), and marine                                     this experiment is relatively small (20               taking pursuant to such activity, and


                                          VerDate Sep<11>2014        17:20 Sep 26, 2018        Jkt 244001      PO 00000   Frm 00013   Fmt 4703   Sfmt 4703   E:\FR\FM\27SEN1.SGM   27SEN1


                                               48806                    Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices

                                               other means of effecting the least                      action to avoid a collision with any                  ability to maneuver. No further action is
                                               practicable impact on such species or                   marine mammal and can be stopped                      necessary if a marine mammal other
                                               stock and its habitat, paying particular                within a distance appropriate to the                  than a whale continues to approach the
                                               attention to rookeries, mating grounds,                 prevailing circumstances and                          vessel after there has already been one
                                               and areas of similar significance, and on               conditions.                                           maneuver and/or speed change to avoid
                                               the availability of such species or stock                  Exclusion zones for active acoustics               the animal. Avoidance measures should
                                               for taking for certain subsistence uses.                involve turning off towed sources when                continue for any observed whale in
                                               (As explained above, subsistence uses of                a marine mammal is sighted within 200                 order to maintain an exclusion zone of
                                               marine mammals will not be affected.)                   yards (yd; 183 m) from the source.                    500 yd (457 m).
                                               NMFS regulations require applicants for                 Active transmission will re-commence if                  All personnel conducting on-ice
                                               incidental take authorizations to include               any one of the following conditions are               experiments, as well as all aircraft
                                               information about the availability and                  met: (1) The animal is observed exiting               operating in the study area, are required
                                               feasibility (economic and technological)                the exclusion zone, (2) the animal is                 to maintain a separation distance of
                                               of equipment, methods, and manner of                    thought to have exited the exclusion                  1,000 ft (305 m) from any sighted
                                               conducting such activity or other means                 zone based on its course and speed and                pinniped.
                                               of effecting the least practicable adverse              relative motion between the animal and                   All ships are required to coordinate
                                               impact upon the affected species or                     the source, (3) the exclusion zone has                with the Alaska Eskimo Whaling
                                               stocks and their habitat (50 CFR                        been clear from any additional sightings              Commission (AEWC) using established
                                               216.104(a)(11)). The NDAA for FY 2004                   for a period of 15 minutes for pinnipeds              check-in and communication
                                               amended the MMPA as it relates to                       and 30 minutes for cetaceans, or (4) the              procedures when vessels approach
                                               military readiness activities and the                   ship has transited more than 400 yd                   subsistence hunting areas.
                                               incidental take authorization process                   (366 m) beyond the location of the last                  Based on our evaluation of the
                                               such that ‘‘least practicable impact’’                  sighting.                                             applicant’s planned measures, NMFS
                                               shall include consideration of personnel                   During mooring deployment, visual                  has determined that the mitigation
                                               safety, practicality of implementation,                 observation must start 30 minutes prior               measures provide the means of effecting
                                               and impact on the effectiveness of the                  to and continue throughout the                        the least practicable impact on the
                                               military readiness activity.                            deployment within an exclusion zone of                affected species or stocks and their
                                                  In evaluating how mitigation may or                  60 yd (55 m) around the deployed                      habitat, paying particular attention to
                                               may not be appropriate to ensure the                    mooring. Deployment will stop if a                    rookeries, mating grounds, and areas of
                                               least practicable adverse impact on                     marine mammal is visually detected                    similar significance, and on the
                                               species or stocks and their habitat, as                 within the exclusion zone. Deployment                 availability of such species or stock for
                                               well as subsistence uses where                          will re-commence if any one of the                    subsistence uses.
                                               applicable, we carefully consider two                   following conditions are met: (1) The
                                                                                                       animal is observed exiting the exclusion              Monitoring and Reporting
                                               primary factors:
                                                  (1) The manner in which, and the                     zone, (2) the animal is thought to have                  In order to issue an IHA for an
                                               degree to which, the successful                         exited the exclusion zone based on its                activity, section 101(a)(5)(D) of the
                                               implementation of the measure(s) is                     course and speed, or (3) the exclusion                MMPA states that NMFS must set forth,
                                               expected to reduce impacts to marine                    zone has been clear from any additional               ‘‘requirements pertaining to the
                                               mammals, marine mammal species or                       sightings for a period of 15 minutes for              monitoring and reporting of such
                                               stocks, and their habitat, as well as                   pinnipeds and 30 minutes for cetaceans.               taking.’’ The MMPA implementing
                                               subsistence uses. This considers the                    Visual monitoring will continue through               regulations at 50 CFR 216.104 (a)(13)
                                               nature of the potential adverse impact                  30 minutes following the deployment of                indicate that requests for authorizations
                                               being mitigated (likelihood, scope,                     sources.                                              must include the suggested means of
                                               range). It further considers the                           Ships must avoid approaching marine                accomplishing the necessary monitoring
                                               likelihood that the measure will be                     mammals head on and maneuver to                       and reporting that will result in
                                               effective if implemented (probability of                maintain an exclusion zone of 500 yd                  increased knowledge of the species and
                                               accomplishing the mitigating result if                  (457 m) around observed whales, and                   of the level of taking or impacts on
                                               implemented as planned) the likelihood                  200 yd (183 m) around all other marine                populations of marine mammals that are
                                               of effective implementation (probability                mammals, provided it is safe to do so in              expected to be present in the action
                                               implemented as planned); and                            ice free waters.                                      area. Effective reporting is critical both
                                                  (2) The practicability of the measures                  Moored and drifting sources are left in            to compliance as well as ensuring that
                                               for applicant implementation, which                     place and cannot be turned off until the              the most value is obtained from the
                                               may consider such things as cost,                       following year during ice free months.                required monitoring.
                                               impact on operations, and, in the case                  Once they are programmed, they will                      Monitoring and reporting
                                               of a military readiness activity,                       operate at the specified pulse lengths                requirements prescribed by NMFS
                                               personnel safety, practicality of                       and duty cycles until they are either                 should contribute to improved
                                               implementation, and impact on the                       turned off the following year or there is             understanding of one or more of the
                                               effectiveness of the military readiness                 failure of the battery and are not able to            following:
                                               activity.                                               operate. Due to the ice covered nature                   • Occurrence of marine mammal
                                                                                                       of the Arctic, it is not possible to recover          species or stocks in the area in which
                                               Mitigation for Marine Mammals and                       the sources or interfere with their                   take is anticipated (e.g., presence,
                                               Their Habitat                                           transmit operations in the middle of the              abundance, distribution, density).
daltland on DSKBBV9HB2PROD with NOTICES




                                                  Ships operated by or for the Navy                    year.                                                    • Nature, scope, or context of likely
                                               have personnel assigned to stand watch                     These requirements do not apply if a               marine mammal exposure to potential
                                               at all times, day and night, when                       vessel’s safety is at risk, such as when              stressors/impacts (individual or
                                               moving through the water. While in                      a change of course would create an                    cumulative, acute or chronic), through
                                               transit, ships must use extreme caution                 imminent and serious threat to safety,                better understanding of: (1) Action or
                                               and proceed at a safe speed such that                   person, vessel, or aircraft, and to the               environment (e.g., source
                                               the ship can take proper and effective                  extent vessels are restricted in their                characterization, propagation, ambient


                                          VerDate Sep<11>2014   17:20 Sep 26, 2018   Jkt 244001   PO 00000   Frm 00014   Fmt 4703   Sfmt 4703   E:\FR\FM\27SEN1.SGM   27SEN1


                                                                        Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices                                           48807

                                               noise); (2) affected species (e.g., life                various environmental compliance                      be no active sources associated with the
                                               history, dive patterns); (3) co-occurrence              efforts. As a framework document, the                 array. Once the array is recovered, the
                                               of marine mammal species with the                       ICMP applies by regulation to those                   recordings would be shared alongside
                                               action; or (4) biological or behavioral                 activities on ranges and operating areas              the CANAPE data.
                                               context of exposure (e.g., age, calving or              for which the Navy is seeking or has                     The Navy is committed to
                                               feeding areas).                                         sought incidental take authorizations.                documenting and reporting relevant
                                                  • Individual marine mammal                           The ICMP is intended to coordinate                    aspects of research and testing activities
                                               responses (behavioral or physiological)                 monitoring efforts across all regions and             to verify implementation of mitigation,
                                               to acoustic stressors (acute, chronic, or               to allocate the most appropriate level                comply with permits, and improve
                                               cumulative), other stressors, or                        and type of effort based on a set of                  future environmental assessments. If
                                               cumulative impacts from multiple                        standardized research goals, and in                   any injury or death of a marine mammal
                                               stressors.                                              acknowledgement of regional scientific                is observed during the 2018–19 Arctic
                                                  • How anticipated responses to                       value and resource availability.                      Research Activities, the Navy will
                                               stressors impact either: (1) Long-term                     The ICMP is focused on Navy training               immediately halt the activity and report
                                               fitness and survival of individual                      and testing ranges where the majority of              the incident to the Office of Protected
                                               marine mammals; or (2) populations,                     Navy activities occur regularly as those              Resources, NMFS, and the Alaska
                                               species, or stocks.                                     areas have the greatest potential for                 Regional Stranding Coordinator, NMFS.
                                                  • Effects on marine mammal habitat                   being impacted. ONR’s Arctic Research                 The following information must be
                                               (e.g., marine mammal prey species,                      Activities in comparison is a less                    provided:
                                               acoustic habitat, or other important                    intensive test with little human activity                • Time, date, and location of the
                                               physical components of marine                           present in the Arctic. Human presence                 discovery;
                                               mammal habitat).                                        is limited to a minimal amount of days                   • Species identification (if known) or
                                                  • Mitigation and monitoring                          for possible towed source operations                  description of the animal(s) involved;
                                               effectiveness.                                          and source deployments, in contrast to                   • Condition of the animal(s)
                                                  While underway, the ships (including                 the large majority (>95%) of time that                (including carcass condition if the
                                               non-Navy ships operating on behalf of                   the sources will be left behind and                   animal is dead);
                                               the Navy) utilizing active acoustics and                operate autonomously. Therefore, a                       • Observed behaviors of the
                                               towed in-water devices will have at                     dedicated monitoring project is not                   animal(s), if alive;
                                               least one watch person during activities.               warranted.                                               • If available, photographs or video
                                               Watch personnel undertake extensive                        ONR previously conducted                           footage of the animal(s); and
                                               training in accordance with the U.S.                    experiments in the Beaufort Sea as part                  • General circumstances under which
                                               Navy Lookout Training Handbook or                       of the Canadian Basin Acoustic                        the animal(s) was discovered (e.g.,
                                               civilian equivalent, including on the job               Propagation Experiments (CANAPE)                      during use of towed acoustic sources,
                                               instruction and a formal Personal                       project in 2016 and 2017. The goal of                 deployment of moored or drifting
                                               Qualification Standard program (or                      the CANAPE project was to determine                   sources, during on-ice experiments, or
                                               equivalent program for supporting                       the fundamental limits to the use of                  by transiting vessel).
                                               contractors or civilians), to certify that              acoustic methods and signal processing                   ONR will provide NMFS with a draft
                                               they have demonstrated all necessary                    imposed by ice and ocean processes in                 exercise monitoring report within 90
                                               skills (such as detection and reporting of              the changing Arctic. The CANAPE                       days of the conclusion of the planned
                                               floating or partially submerged objects).               project included ten moored receiver                  activity. The draft exercise monitoring
                                               Their duties may be performed in                        arrays (frequencies ranging from 200 Hz               report will include data regarding
                                               conjunction with other job                              to 16 kHz) that recorded 24 hours per                 acoustic source use and any mammal
                                               responsibilities, such as navigating the                day for one year. Recordings from the                 sightings or detection will be
                                               ship or supervising other personnel.                    CANAPE arrays are currently being                     documented. The report will include
                                               While on watch, personnel employ                        compiled and analyzed by Defense                      the estimated number of marine
                                               visual search techniques, including the                 Research and Development Canada,                      mammals taken during the activity. The
                                               use of binoculars, using a scanning                     University of Delaware, and Woods                     report will also include information on
                                               method in accordance with the U.S.                      Hole Oceanographic Institute (WHOI).                  the number of shutdowns recorded. If
                                               Navy Lookout Training Handbook or                       Researchers from WHOI are planning to                 no comments are received from NMFS
                                               civilian equivalent. A primary duty of                  do marine mammal analysis of the                      within 30 days of submission of the
                                               watch personnel is to detect and report                 recordings, including density                         draft final report, the draft final report
                                               all objects and disturbances sighted in                 estimation. ONR is planning to release                will constitute the final report. If
                                               the water that may be indicative of a                   the marine mammal data collected from                 comments are received, a final report
                                               threat to the ship and its crew, such as                the CANAPE receivers to other                         must be submitted within 30 days after
                                               debris, or surface disturbance. Per safety              researchers.                                          receipt of comments.
                                               requirements, watch personnel also                         As part of the planned Arctic
                                               report any marine mammals sighted that                  Research Activities, ONR is deploying a               Negligible Impact Analysis and
                                               have the potential to be in the direct                  moored receiver array similar to those                Determination
                                               path of the ship as a standard collision                used in CANAPE. The receiver array                       NMFS has defined negligible impact
                                               avoidance procedure.                                    would be deployed during the SODA                     as ‘‘an impact resulting from the
                                                  The U.S. Navy has coordinated with                   research cruises in 2018 and be                       specified activity that cannot be
                                               NMFS to develop an overarching                          recovered one year later. While a single              reasonably expected to, and is not
daltland on DSKBBV9HB2PROD with NOTICES




                                               program plan in which specific                          array is a modest effort compared to the              reasonably likely to, adversely affect the
                                               monitoring would occur. This plan is                    ten arrays used in CANAPE, it would                   species or stock through effects on
                                               called the Integrated Comprehensive                     provide new marine mammal                             annual rates of recruitment or survival’’
                                               Monitoring Program (ICMP) (Navy                         monitoring data for the 2018–2019 time                (50 CFR 216.103). A negligible impact
                                               2011). The ICMP was developed in                        frame. The array would be deployed at                 finding is based on the lack of likely
                                               direct response to Navy permitting                      one of the locations labeled on Figure 1–             adverse effects on annual rates of
                                               requirements established through                        1 in the IHA application. There would                 recruitment or survival (i.e., population-


                                          VerDate Sep<11>2014   17:20 Sep 26, 2018   Jkt 244001   PO 00000   Frm 00015   Fmt 4703   Sfmt 4703   E:\FR\FM\27SEN1.SGM   27SEN1


                                               48808                    Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices

                                               level effects). An estimate of the number               effects section, seals exposed to non-                monitoring and mitigation measures,
                                               of takes alone is not enough information                impulsive sources with a received                     NMFS finds that the total marine
                                               on which to base an impact                              sound pressure level within the range of              mammal take from the planned activity
                                               determination. In addition to                           calculated exposures (142–193 dB re 1                 will have a negligible impact on all
                                               considering estimates of the number of                  mPa), have been shown to change their                 affected marine mammal species or
                                               marine mammals that might be ‘‘taken’’                  behavior by modifying diving activity                 stocks.
                                               through harassment, NMFS considers                      and avoidance of the sound source (Götz
                                                                                                                                                             Unmitigable Adverse Impact Analysis
                                               other factors, such as the likely nature                et al., 2010; Kvadsheim et al., 2010).
                                                                                                                                                             and Determination
                                               of any responses (e.g., intensity,                      Although a minor change to a behavior
                                               duration), the context of any responses                 may occur as a result of exposure to the                 Impacts to subsistence uses of marine
                                               (e.g., critical reproductive time or                    sound sources associated with the                     mammals resulting from the planned
                                               location, migration), as well as effects                planned action, these changes would be                action are not anticipated. The closest
                                               on habitat, and the likely effectiveness                within the normal range of behaviors for              active acoustic source within the study
                                               of the mitigation. We also assess the                   the animal (e.g., the use of a breathing              area is approximately 141 mi (227 km)
                                               number, intensity, and context of                       hole further from the source, rather than             from land, outside of known subsistence
                                               estimated takes by evaluating this                      one closer to the source, would be                    use areas. Based on this information,
                                               information relative to population                      within the normal range of behavior).                 NMFS has determined that there will be
                                               status. Consistent with the 1989                        Thus, even repeated Level B harassment                no unmitigable adverse impact on
                                               preamble for NMFS’s implementing                        of some small subset of the overall stock             subsistence uses from ONR’s planned
                                               regulations (54 FR 40338; September 29,                 is unlikely to result in any significant              activities.
                                               1989), the impacts from other past and                  realized decrease in fitness for the                  National Environmental Policy Act
                                               ongoing anthropogenic activities are                    affected individuals, and would not
                                               incorporated into this analysis via their               result in any adverse impact to the stock               In compliance with the National
                                               impacts on the environmental baseline                   as a whole.                                           Environmental Policy Act of 1969 (42
                                               (e.g., as reflected in the regulatory status               The project is not expected to have                U.S.C. 4321 et seq.), as implemented by
                                               of the species, population size and                     significant adverse effects on marine                 the regulations published by the
                                               growth rate where known, ongoing                        mammal habitat. While the activities                  Council on Environmental Quality (40
                                               sources of human-caused mortality, or                   may cause some fish to leave the area                 CFR parts 1500–1508), the Navy
                                               ambient noise levels).                                  of disturbance, temporarily impacting                 prepared an Environmental Assessment/
                                                  Underwater acoustic transmissions                    marine mammals’ foraging                              Overseas Environmental Assessment
                                               associated with the Arctic Research                     opportunities, this would encompass a                 (EA/OEA) to consider the direct,
                                               Activities, as outlined previously, have                relatively small area of habitat leaving              indirect and cumulative effects to the
                                               the potential to result in Level B                      large areas of existing fish and marine               human environment resulting from the
                                               harassment of beluga whales, ringed                     mammal foraging habitat unaffected.                   Arctic Research Activities project.
                                               seals, and bearded seals in the form of                 Icebreaking may temporarily affect the                NMFS made the Navy’s EA/OEA
                                               TTS and behavioral disturbance. No                      availability of pack ice for seals to haul            available to the public for review and
                                               serious injury, mortality, or Level A                   out but the proportion of ice disturbed               comment, concurrently with the
                                               harassment are anticipated to result                    is small relative to the overall amount               publication of the proposed IHA, on the
                                               from this activity.                                     of available ice habitat. Icebreaking will            NMFS website (at https://
                                                  Minimal takes of marine mammals by                   not occur during the time of year when                www.fisheries.noaa.gov/national/
                                               Level B harassment would be due to                      ringed seals are expected to be within                marine-mammal-protection/incidental-
                                               TTS since the range to TTS effects is                   subnivean lairs or pupping (Chapskii                  take-authorizations-military-readiness-
                                               small at only 50 m or less while the                    1940; McLaren 1958; Smith and Stirling                activities), in relation to its suitability
                                               behavioral effects range is significantly               1975). As such, the impacts to marine                 for adoption by NMFS in order to assess
                                               larger extending up to 20 km (Table 4).                 mammal habitat are not expected to                    the impacts to the human environment
                                               TTS is a temporary impairment of                        cause significant or long-term negative               of issuance of an IHA to ONR. Also in
                                               hearing and can last from minutes or                    consequences.                                         compliance with NEPA and the CEQ
                                               hours to days (in cases of strong TTS).                    In summary and as described above,                 regulations, as well as NOAA
                                               In many cases, however, hearing                         the following factors primarily support               Administrative Order 216–6, NMFS has
                                               sensitivity recovers rapidly after                      our determination that the impacts                    reviewed the Navy’s EA/OEA,
                                               exposure to the sound ends. Though                      resulting from this activity are not                  determined it to be sufficient, and
                                               TTS may occur in a single ringed seal,                  expected to adversely affect the species              adopted that EA/OEA and signed a
                                               the overall fitness of the individual seal              or stock through effects on annual rates              Finding of No Significant Impact
                                               is unlikely to be affected and negative                 of recruitment or survival:                           (FONSI) on September 20, 2018.
                                               impacts to the entire stock of ringed                      • No injury, serious injury, or                    Endangered Species Act (ESA)
                                               seals are not anticipated.                              mortality is anticipated or authorized;
                                                  Effects on individuals that are taken                   • Behavioral Impacts will be limited                  Section 7(a)(2) of the ESA of 1973 (16
                                               by Level B harassment could include                     to Level B harassment of a relatively                 U.S.C. 1531 et seq.) requires that each
                                               alteration of dive behavior, alteration of              minor nature;                                         Federal agency insure that any action it
                                               foraging behavior, effects to breathing                    • Minimal takes by Level B                         authorizes, funds, or carries out is not
                                               rates, interference with or alteration of               harassment will be due to TTS; and                    likely to jeopardize the continued
                                               vocalization, avoidance, and flight.                       • There will be no permanent or                    existence of any endangered or
daltland on DSKBBV9HB2PROD with NOTICES




                                               More severe behavioral responses are                    significant loss or modification of                   threatened species or result in the
                                               not anticipated due to the localized,                   marine mammal prey or habitat.                        destruction or adverse modification of
                                               intermittent use of active acoustic                        Based on the analysis contained                    designated critical habitat. To ensure
                                               sources. Most likely, individuals will                  herein of the likely effects of the                   ESA compliance for the issuance of
                                               simply be temporarily displaced by                      specified activity on marine mammals                  IHAs, NMFS consults internally, in this
                                               moving away from the sound source. As                   and their habitat, and taking into                    case with the NMFS Alaska Regional
                                               described previously in the behavioral                  consideration the implementation of the               Office (AKR) whenever we propose to


                                          VerDate Sep<11>2014   17:20 Sep 26, 2018   Jkt 244001   PO 00000   Frm 00016   Fmt 4703   Sfmt 4703   E:\FR\FM\27SEN1.SGM   27SEN1


                                                                        Federal Register / Vol. 83, No. 188 / Thursday, September 27, 2018 / Notices                                                 48809

                                               authorize take for endangered or                        SUPPLEMENTARY INFORMATION:     This                   facilitate high educational standards
                                               threatened species.                                     system of records was temporary and                   and cost effective operations. The Board
                                                 The AKR issued a Biological Opinion                   was decommissioned on June 30, 2014                   will be focusing primarily on the
                                               on September 7, 2018, which concluded                   when responsibility for access and                    internal procedures of Marine Corps
                                               that ONR’s Arctic Research Activities                   security for wedge 1, corridors 3 and 4               University. All sessions of the meeting
                                               and NMFS’s issuance of an IHA for                       at the Pentagon were transferred to                   will be open to the public.
                                               those activities are not likely to                      PFPA. Continued access by personnel                   DATES: The meeting will be held on
                                               jeopardize the continued existence of                   originally covered by PEGASYS                         Thursday, 18 Oct. 2018, from 8:00 a.m.
                                               the Beringia DPS bearded seal or Arctic                 CARDKEY is now addressed by the                       to 4:30 p.m. and Friday, 19 Oct. 2018,
                                               ringed seal or adversely modify any                     Pentagon Facilities Access Control                    from 8:00 a.m. to 12:30 p.m. Eastern
                                               designated critical habitat.                            System, DPFPA 01 (May 13, 2011, 76 FR                 Time Zone.
                                                                                                       28001).                                               ADDRESSES: The meeting will be held at
                                               Authorization
                                                                                                          The Office of the Secretary of Defense             Marine Corps University in Quantico,
                                                 As a result of these determinations,                  system of records notices subject to the              Virginia. The address is: 2076 South
                                               NMFS has issued an IHA to the U.S.                      Privacy Act of 1974, as amended, have                 Street, Quantico, VA 22134.
                                               Navy’s ONR for the Arctic Research                      been published in the Federal Register                FOR FURTHER INFORMATION CONTACT:
                                               Activities in the Beaufort and Chukchi                  and are available from the address in the             Dr. Kim Florich, Director of Faculty
                                               Seas from September 20, 2018, through                   FOR FURTHER INFORMATION CONTACT                       Development and Outreach, Marine
                                               September 19, 2019, provided the                        section or at the Defense Privacy, Civil              Corps University Board of Visitors, 2076
                                               previously mentioned mitigation,                        Liberties, and Transparency Division                  South Street, Quantico, Virginia 22134,
                                               monitoring, and reporting requirements                  website at http://defense.gov/privacy.                703–432–4682.
                                               are incorporated.                                       The proposed systems reports, as                        Dated: September 24, 2018.
                                                 Dated: September 24, 2018.                            required by the Privacy Act of 1974, as
                                                                                                                                                             Meredith Steingold Werner,
                                               Donna S. Wieting,                                       amended, were submitted on August 9,
                                                                                                                                                             Lieutenant Commander, Judge Advocate
                                               Director, Office of Protected Resources,
                                                                                                       2018, to the House Committee on
                                                                                                                                                             General’s Corps, U.S. Navy, Federal Register
                                               National Marine Fisheries Service.                      Oversight and Government Reform, the                  Liaison Officer.
                                               [FR Doc. 2018–21070 Filed 9–26–18; 8:45 am]
                                                                                                       Senate Committee on Homeland
                                                                                                                                                             [FR Doc. 2018–21045 Filed 9–26–18; 8:45 am]
                                                                                                       Security and Governmental Affairs, and
                                               BILLING CODE 3510–22–P                                                                                        BILLING CODE 3810–FF–P
                                                                                                       the Office of Management and Budget
                                                                                                       (OMB) pursuant to Section 6 to OMB
                                                                                                       Circular No. A–108, ‘‘Federal Agency
                                               DEPARTMENT OF DEFENSE                                   Responsibilities for Review, Reporting,               DEPARTMENT OF ENERGY
                                                                                                       and Publication under the Privacy Act,’’              Federal Energy Regulatory
                                               Office of the Secretary                                 revised December 23, 2016 (December                   Commission
                                               [Docket ID: DoD–2018–OS–0068]                           23, 2016, 81 FR 94424).
                                                                                                                                                             [Project No. 6470–006]
                                                                                                       SYSTEM NAME AND NUMBER:
                                               Privacy Act of 1974; System of
                                                                                                         PEGASYS CARDKEY, DWHS D02                           Winooski Hydroelectric Company;
                                               Records
                                                                                                                                                             Notice of Intent To File License
                                               AGENCY:  Office of the Secretary, DoD.                  HISTORY:                                              Application, Filing of Pre-Application
                                               ACTION: Rescindment of a system of                       November 14, 2011, 76 FR 70425;                      Document, and Approving Use of the
                                               records notice.                                         March 18, 2010, 75 FR 13088.                          Traditional Licensing Process
                                                                                                         Dated: September 20, 2018.                            a. Type of Filing: Notice of Intent to
                                               SUMMARY:  The Office of the Secretary of
                                                                                                       Shelly E. Finke,                                      File License Application and Request to
                                               Defense (OSD) proposes to rescind a                                                                           Use the Traditional Licensing Process.
                                               system of records, PEGASYS CARDKEY,                     Alternate OSD Federal Register, Liaison
                                                                                                       Officer, Department of Defense.                         b. Project No.: 6470–006.
                                               DWHS D02. This system was used to                                                                               c. Date Filed: July 31, 2018.
                                                                                                       [FR Doc. 2018–21082 Filed 9–26–18; 8:45 am]
                                               maintain a list of individuals granted                                                                          d. Submitted By: Winooski
                                               room access to areas of the Pentagon                    BILLING CODE 5001–06–P
                                                                                                                                                             Hydroelectric Company.
                                               temporarily under the control of                                                                                e. Name of Project: Winooski 8
                                               Washington Headquarters Services                                                                              Hydroelectric Project.
                                                                                                       DEPARTMENT OF DEFENSE
                                               (WHS).                                                                                                          f. Location: On the Winooski River in
                                               DATES: This action will be effective                    Department of the Navy                                Washington County, Vermont. No
                                               September 27, 2018. This system was                                                                           federal lands are occupied by the project
                                               decommissioned on June 30, 2014 when                    Meeting of the Board of Visitors of                   works or located within the project
                                               the Pentagon Force Protection Agency                    Marine Corps University                               boundary.
                                                                                                                                                               g. Filed Pursuant to: 18 CFR 5.3 of the
                                               (PFPA) accepted access control                          AGENCY:    Department of the Navy, DoD.               Commission’s regulations.
                                               responsibility for these areas. The                                                                             h. Potential Applicant Contact:
                                                                                                       ACTION:    Notice of open meeting.
                                               Pentagon Facilities Access Control                                                                            Mathew Rubin, General Partner,
                                               System, DPFPA 01 applies to those                       SUMMARY:   The Board of Visitors of the               Winooski Hydroelectric Company, 26
                                               individuals who continue to require                     Marine Corps University (BOV MCU)                     State Street, Montpelier, Vermont
daltland on DSKBBV9HB2PROD with NOTICES




                                               access to these spaces.                                 will meet to review, develop and                      05602; (802) 793–5939; or email at
                                               FOR FURTHER INFORMATION CONTACT:                        provide recommendations on all aspects                m@mrubin.biz.
                                               Ms. Luz D. Ortiz, Chief, Records,                       of the academic and administrative                      i. FERC Contact: Mike Tust at (202)
                                               Privacy and Declassification Division                   policies of the University; examine all               502–6522; or email at michael.tust@
                                               (RPDD), 1155 Defense Pentagon,                          aspects of professional military                      ferc.gov.
                                               Washington, DC 20301–1155, or by                        education operations; and provide such                  j. Winooski Hydroelectric Company
                                               phone at (571) 372–0478.                                oversight and advice, as is necessary, to             (Winooski Hydro) filed its request to use


                                          VerDate Sep<11>2014   18:08 Sep 26, 2018   Jkt 244001   PO 00000   Frm 00017   Fmt 4703   Sfmt 4703   E:\FR\FM\27SEN1.SGM   27SEN1



Document Created: 2018-09-27 01:04:31
Document Modified: 2018-09-27 01:04:31
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; issuance of an incidental harassment authorization.
DatesThis Authorization is effective from September 20, 2018, through September 19, 2019.
ContactAmy Fowler, Office of Protected Resources, NMFS, (301) 427-8401. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at: https:// www.fisheries.noaa.gov/national/marine-mammal-protection/incidental- take-authorizations-military-readiness-activities. In case of problems accessing these documents, please call the contact listed above.
FR Citation83 FR 48799 
RIN Number0648-XG03

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR