83_FR_49229 83 FR 49040 - Wireline Competition Bureau Seeks Comment on Procedures To Identify and Resolve Location Discrepancies in Eligible Census Blocks Within Winning Bid Areas

83 FR 49040 - Wireline Competition Bureau Seeks Comment on Procedures To Identify and Resolve Location Discrepancies in Eligible Census Blocks Within Winning Bid Areas

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 83, Issue 189 (September 28, 2018)

Page Range49040-49046
FR Document2018-21091

In this document, Wireline Competition Bureau seeks comment on several proposals to implement a process for resolving location discrepancies at issue for Phase II auction support recipients.

Federal Register, Volume 83 Issue 189 (Friday, September 28, 2018)
[Federal Register Volume 83, Number 189 (Friday, September 28, 2018)]
[Proposed Rules]
[Pages 49040-49046]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-21091]


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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 54

[WC Docket No. 10-90; DA 18-929]


Wireline Competition Bureau Seeks Comment on Procedures To 
Identify and Resolve Location Discrepancies in Eligible Census Blocks 
Within Winning Bid Areas

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

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SUMMARY: In this document, Wireline Competition Bureau seeks comment on 
several proposals to implement a process for resolving location 
discrepancies at issue for Phase II auction support recipients.

DATES: Comments are due on or before October 29, 2018 and reply 
comments are due on or before November 13, 2018.

ADDRESSES: You may submit comments, identified by WC Docket No. 10-90 
by the following method:
     Electronic Filers: Comments may be filed electronically 
using the internet by accessing the ECFS: http://fjallfoss.fcc.gov/ecfs2/.
    For detailed instructions for submitting comments and additional 
information on the rulemaking process, see the SUPPLEMENTARY 
INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Alexander Minard, Wireline Competition 
Bureau at (202) 418-7400 or TTY (202) 418-0484.

SUPPLEMENTARY INFORMATION: This is a synopsis of the Wireline 
Competition Bureau's document in WC Docket No. 10-90; DA 18-929, 
released September

[[Page 49041]]

10, 2018. The complete text of this document is available for 
inspection and copying during normal business hours in the FCC 
Reference Information Center, Portals II, 445 12th Street SW, Room CY-
A257, Washington, DC 20554 or at the following internet address: 
https://www.fcc.gov/document/wcb-seeks-comment-caf-phase-ii-location-discrepancy-procedures.

I. Introduction

    1. In this Public Notice, the Wireline Competition Bureau (Bureau) 
seeks comment on several proposals to implement a process for resolving 
location discrepancies at issue for Phase II auction support 
recipients. Specifically, the Bureau seeks comment on approaches to 
identify and resolve apparent discrepancies between the number of 
model-determined funded locations that Phase II auction support 
recipients are expected to serve (funded locations) and the actual 
number of locations that support recipients can serve (actual 
locations). The Bureau undertakes this action pursuant to the 2018 
Phase II Auction Reconsideration Order, 83 FR 15982, April 13, 2018, 
which directed the Bureau to implement a review process to evaluate 
requests by Phase II auction support recipients who might seek 
adjustments in defined deployment obligations in exchange for 
corresponding reductions in support in circumstances where there are 
not enough actual locations for the provider to serve.
    2. Pursuant to the process set forth by the Commission, the Bureau 
must: (1) Collect probative evidence of actual locations from those 
Phase II auction support recipients choosing to participate in this 
process (participants) (including evidence demonstrating that the 
participants could find no additional actual locations other than those 
identified with location data); (2) make all such evidence available 
for review by relevant stakeholders and specify the types of evidence 
that such stakeholders should submit to challenge such evidence; (3) 
adjudicate individual claims for relief based on a preponderance of the 
evidence standard; (4) issue an order when appropriate to reduce 
deployment obligations and authorized support (on a pro rata basis); 
and, (5) conduct future audits of evidence submitted by participants. 
While the Commission set some parameters for certain aspects of this 
process, it also directed the Bureau to adopt requirements and issue 
guidance necessary for implementation, consistent with prior Commission 
direction regarding funded location adjustments. The Commission 
directed the Bureau to ``release a public notice or order (following 
its issuance of a notice and opportunity for comment) detailing 
instructions, deadlines, and requirements for filing valid geolocation 
data and evidence for both [participants] and commenters.''

II. Discussion

    3. Definition of an Actual Location. The Bureau seeks comment on 
how it should define an actual location for purposes of this review 
process. In the CAM Inputs Order, 79 FR 29111, May 21, 2014, the Bureau 
defined funded locations as residential and small business locations 
and excluded enterprise locations assumed to be served with higher 
bandwidth dedicated fiber, such as community anchor institutions, 
certain large businesses, and wireless towers assumed to be served with 
higher bandwidth dedicated fiber. In the Phase II Auction 
Reconsideration Order, the Commission stressed that a CAM location is a 
residential housing unit or small business served with mass market 
services and rejected commenters' arguments in favor of a more 
expansive definition. In addition, a location need not be occupied when 
being reported as a served location, but it cannot be abandoned, 
derelict, condemned, or otherwise uninhabitable.
    4. In general, CAF support recipients cannot report unfinished 
residential or business locations or ongoing or future real estate 
developments as served locations in satisfaction of build-out 
requirements. Given that this review process, however, will provide the 
basis for a participant's deployment obligation over a 10-year support 
term, the Bureau seeks comment on whether actual locations should 
include prospective developments that have a reasonable certainty of 
coming into existence within the support term. The Bureau seeks comment 
on the potential evidentiary obstacles to implementing this 
modification. How might participants learn of such prospective 
developments and the number of future locations associated with them? 
Do development plans routinely indicate the number of residential and 
business units? Is such information available from local governments 
and authorities, and does the amount and type of information available 
from such entities vary to a degree that could provide an unfair 
advantage or disadvantage to participants based on their geographic 
areas? As an alternative, should the Bureau rely on relevant 
stakeholders to submit evidence of such locations in their submissions?
    5. Reliability and Validity of Data. In the Phase II Auction 
Reconsideration Order, the Commission required participants not only to 
submit location data but also to provide evidence demonstrating that 
they could not find any additional actual locations in their eligible 
areas within the state. In doing so, the Commission expressed concern 
that participants would otherwise report only ``cherry pick[ed]'' 
locations, i.e., the easiest and least expensive locations to serve, 
and omit all other locations. The Commission directed the Bureau to 
identify the information that must be submitted to fulfill this 
purpose. The Bureau expects that such information must demonstrate the 
completeness, reliability, and validity of the actual location data 
submitted by participants. Accordingly, the Bureau proposes that 
participants in this review process submit a description in narrative 
form of the methodologies used to identify structures within their 
eligible areas and distinguishing actual locations from other kinds of 
structures.
    6. The Bureau seeks comment on whether to require that participants 
use a particular method to identify the geocoordinates and addresses of 
actual locations or permit carriers to choose their method(s) and 
correct for inaccuracies. For purposes of reporting deployed locations, 
USAC has published guidance on three generally accepted methods of 
geolocation, i.e., (1) GPS in the field, (2) desktop geolocation using 
web-based maps and imagery, and (3) automated address geocoding 
(frequently reliant on third-party address data). Each of these methods 
will produce variable levels of accuracy in terms of identifying the 
specific situs of the location. For example, desktop geolocation and, 
to an even greater extent, automated address geocoding may produce 
interpolated geocoordinates and addresses that do not describe a situs 
with the required level of granularity to produce accurate results. 
Such inaccuracies, in turn, increase the likelihood that the list of 
actual locations produced by participants will exclude certain 
locations, such as those adjacent to ineligible areas or those that 
include multiple dwelling units (MDUs). However, the potential 
shortcomings of geolocation methods may be minimized through specific 
practices.
    7. The Bureau seeks comment on methodological and evidentiary 
standards necessary to ensure that participants have used geolocation 
method(s) consistently and comprehensively to accurately identify all 
actual locations in eligible areas within the state. How would such

[[Page 49042]]

standards differ if the Bureau were to allow any of the three 
geolocation methods or combinations of such methods? For example, 
should the Bureau require participants submitting location data based 
on GPS field research to also submit grid data, mileage receipts, 
weekly logs, or some other kind of evidence to demonstrate that they 
used GPS to identify every actual location? Should the Bureau require 
participants relying on desktop geolocation or automated address 
geocoding to use more than one application or source? Should the Bureau 
require such participants to disclose details about the application/
source data, such as how and when such data were collected? Should the 
Bureau require participants using such methods to test the reliability 
and validity of the source/application data when applied to their 
specific eligible areas? Should the Bureau require all participants 
(regardless of geolocation method) to submit photographic evidence 
demonstrating the reasons for excluding structures from their list? The 
Bureau seeks comment on these proposals.
    8. In the Phase II Auction Reconsideration Order, the Commission 
explained that as part of this review process, ``[r]elevant 
stakeholders would have the opportunity to review and comment on the 
information [submitted by participants] and to identify other locations 
. . . .'' The Bureau seeks comment on how the Bureau should define 
``relevant stakeholders.'' Specifically, the Bureau proposes that state 
and local authorities and Tribal governments as representatives of 
individuals residing in supported areas be allowed to file comments as 
part of the process. Should the Bureau accept comments from individuals 
as well? Should the Bureau accept comments from potential customers of 
participants? If the Bureau were to adopt a broad definition of 
``relevant stakeholder'' that includes all potential customers, how 
does the Bureau verify that the commenter is a potential customer? 
Should the Bureau avoid collecting personally identifiable information 
(PII)? As further discussed below, would a protective order 
sufficiently protect participants from the premature disclosure and/or 
misuse of their data?
    9. The Bureau seeks comment on the evidence that must be submitted 
by relevant stakeholders to effectively rebut or refute the 
participant's contentions. The Bureau expects that stakeholders will 
identify specific locations that they assert are wrongfully omitted 
from the participant's list of actual locations. The Bureau proposes 
that stakeholders seeking to report specific locations omitted from the 
participant's list must submit the same kind of location evidence that 
the Bureau requires of participants, i.e., latitude and longitude 
coordinates and addresses (or geographic markers if addresses are 
unavailable), as well as some additional evidence supporting the 
existence and placement of the location. The Bureau seeks comment on 
other forms of evidence that could also prove the existence or situs of 
individual locations. For example, should the Commission accept billing 
statements, property records, images or pictures of houses at a 
specific address or intersection? Should the Bureau accept screenshots 
of houses from Google maps or other publicly available mapping 
services? How would the Bureau evaluate and weigh such evidence?
    10. The Bureau proposes to dismiss any challenge that lacks some 
evidentiary showing. The Bureau also proposes not to allow stakeholders 
to submit alternative evidence of locations based on public or private 
data sources that the stakeholder cannot conclusively demonstrate to be 
significantly more accurate than the recipient's data sources. The 
Bureau seeks comment on these proposals.
    11. The Bureau proposes that evidence of omitted locations from 
relevant stakeholders be submitted in a similar format to the data on 
actual locations submitted by Phase II auction support recipients. The 
Bureau intends to review the information submitted by relevant 
stakeholders and modify lists of actual locations as part of its final 
adjudicatory decision.
    12. HUBB Reporting of Location Evidence. The Bureau proposes that 
participants report tabular data on actual locations, including 
addresses and geographic coordinates. The Bureau proposes that 
participants submit such data in the HUBB or a similar web-based data 
submission application managed by USAC. There are several advantages to 
this approach. First, the technology used in the HUBB is designed to 
accept addresses and geographic coordinates for specific locations. 
Second, the HUBB provides certain data validations, including checks to 
ensure entries are not duplicates and are located within specific 
census blocks. Thus, the HUBB facilitates timely correction of data 
submission errors prior to the close of a filing deadline. Third, the 
Bureau and USAC have released specific guidance for the reporting of 
served locations, which may be adapted to the reporting of actual 
location data for purposes of this review process. Fourth, the use of 
the HUBB will help alleviate the burden associated with reporting data 
on served locations (which all Phase II auction support recipients will 
need to submit in future years) because such data should be readily 
convertible to the served location evidence. In this regard, while 
there is no specific requirement that participants deploy to their 
reported actual locations in future years, the Bureau expects that, in 
most instances and absent significant future demographic changes, there 
will be an overlap between actual locations and served locations. As 
further discussed below, this overlap should be useful for auditing 
purposes. Finally, the HUBB permits controlled access to data, which 
obviates the need to create a separate service for this purpose and 
limits potential delays associated with such a service. As discussed 
below, controlled access will also help the Bureau protect location 
data that may implicate privacy concerns.
    13. The Bureau seeks comment on these and other ways the web-based 
functionality may be used to facilitate the submission of actual 
location evidence and ways that the HUBB may be adapted to fulfill this 
purpose. The Bureau also seeks comment on whether participants may face 
specific obstacles or burdens in submitting location data 
electronically into the HUBB or a similar system.
    14. In the Phase II Auction Reconsideration Order, the Commission 
requires participants to file actual location data ``within a year'' of 
the publication of the Phase II auction closing public notice. The 
Bureau proposes applying this deadline to all evidence that the Bureau 
ultimately requires of participants.
    15. The Bureau proposes to open a window, 14 days before this 
deadline and ending on the deadline, for participants to certify, under 
penalty of perjury, the truth and accuracy of their location data and 
associated petition. The certification will be mandatory and must be 
signed by an individual with relevant knowledge (such as an officer of 
the company), certifying under penalty of perjury that the participant 
has engaged in due diligence to verify statements and evidence 
presented in this challenge process and that such information is 
accurate to the best of the certifying party's knowledge and belief. By 
opening a filing window rather than permitting participants to certify 
their data and information at any time during the first year, the 
Bureau would help ensure that a participant's data reflects the most 
recent facts on the ground and that the participant does not omit new 
or prospective building developments

[[Page 49043]]

coming into being toward the end of the one-year time frame for 
compiling and submitting such evidence.
    16. Alternatively, the Bureau could permit certifications at any 
time prior to the final deadline but would also require participants to 
monitor their supported areas within the state, add any new locations 
(or potential developments) or remove any locations determined to be 
ineligible prior to the two-week time frame proposed above and 
recertify their data. The Bureau emphasizes that regardless of when 
participants submit their data and information, they will have a good 
faith obligation to amend or correct data that they later discover to 
be inaccurate or incomplete. Such obligation will extend until 
completion of the 10-year funding term. The Bureau seeks comment on 
these options.
    17. The Bureau proposes that it reviews the actual location 
evidence submitted by Phase II Auction support recipients and, within 
60 days of their filing deadline, announce prima facie cases for 
adjustment based on the submission of relevant and complete data. The 
Bureau proposes that relevant stakeholders will then have 90 days to 
submit evidence and rebuttals. Like the data and related filings of 
participants in this review process, any submission by a relevant 
stakeholder must be signed by an individual with relevant knowledge, 
certifying under penalty of perjury, that the information presented is 
accurate to the best of his or her knowledge and belief. Once this 90-
day timeframe expires, the participant will have 15 days to submit a 
reply. The Bureau seeks comment on the proposed timeframes by which 
relevant stakeholders must submit their evidence to challenge 
participant's data and by which participants may reply to such 
challenge. Specifically, the Bureau seeks comment on whether these 
proposed timeframes adequately serve our goal of providing a meaningful 
opportunity for challenge, while concluding this challenge process in a 
reasonable timeframe. The Bureau proposes that strict adherence to 
these deadlines is necessary to provide an adequate opportunity for 
relevant stakeholders and participants to contest data and findings.
    18. Consistent with standards of review adopted for similar review 
processes, the Commission adopted a preponderance of the evidence 
standard to evaluate the merits of participants' claims for adjustment 
of their defined deployment obligations. The Bureau also proposes that 
participants bear the burden of persuasion. Accordingly, if the Bureau 
finds that the participant has failed to demonstrate that it is more 
likely than not that the CAM-estimated number of funded locations do 
not reflect the facts on the ground, the Bureau will not modify the 
defined deployment obligation. The Bureau notes that placing the burden 
of persuasion on the participant encourages the participant to fully 
present its evidence and further tempers any incentive to ``cherry 
pick'' locations.
    19. The Commission has directed that, in circumstances where the 
Bureau determines that modification of the participant's number of 
funded locations is warranted, it must reduce the authorized support on 
a pro rata basis. As part of its adjudicatory order, the Bureau will 
re-authorize support at the new reduced amount. The Bureau proposes 
that, given the timing of this review process, if the participant has 
already been authorized to receive support, the Bureau will also order 
a reduction in future payments for the remainder of the support term 
proportionally to reflect the total amount of reduction. The Bureau 
also proposes to allow participants to promptly adjust their letters of 
credit to reflect the new authorized funding amount once the Bureau's 
order modifying the authorized support is issued. The Bureau seeks 
comment on these proposals.
    20. The Bureau notes that the Commission treats location data for 
served locations as non-confidential and has required the public 
disclosure of such information. The public interest in accessing these 
data to ensure transparency and oversight, however, is significantly 
greater than in accessing evidence of actual locations, particularly 
before the Bureau issues an order concluding its adjudication of the 
individual merits of a participant's claim. Further, unlike evidence of 
served locations, unverified lists of actual locations and related 
evidence may indirectly reveal future deployment plans or other 
information that could be used to the competitive disadvantage of 
participants. The responsive comments of relevant stakeholders could 
potentially link addresses or other information to specific 
individuals. Such data, if published, could raise important privacy 
concerns and trigger statutory protections against agency disclosures, 
such as outlined in the Privacy Act of 1974.
    21. The Bureau seeks comment on what steps it should take to ensure 
that privacy and competitive interests are not compromised. Should the 
Commission adopt a protective order to control stakeholders' use of 
participants' information pending completion of the review process? 
Should the Bureau require participants and/or relevant stakeholders to 
seek confidential treatment of their information pursuant to section 
0.459 of the Commission's rules or should the Bureau adopt a 
presumption that such information is confidential, at least until the 
adjudicatory process is complete? Should or must the Bureau review and 
aggregate this evidence and release it for public consumption after the 
Bureau adjudicates the request? Should or must the Bureau release such 
evidence and findings for all participants at the same time, or can it 
do so on a rolling basis as it resolves individual requests for relief? 
The Bureau seeks comment on these issues.
    22. Phase II auction support recipients, like all recipients of 
high-cost support, are subject to compliance audits and other 
investigations to ensure compliance with program rules and orders. As 
USF administrator, USAC has the authority and responsibility to audit 
USF payments. The Commission has designated the Managing Director as 
the agency official responsible for ensuring ``that systems for audit 
follow-up and resolution are documented and in place, that timely 
responses are made to all audit reports, and that corrective actions 
are taken.'' The Commission resolves contested audit recommendations 
and findings, either on appeal from the Bureau or directly, if the 
challenge raises novel questions of fact, law, or policy.
    23. In the Phase II Auction Reconsideration Order, the Commission 
also specified that any data submitted by participants pursuant to this 
review process is subject to potential future audit. The Commission 
directed the Bureau to adopt parameters of such an audit process. 
Accordingly, the Bureau seeks comment on this audit process. 
Specifically, should the Bureau define circumstances that will trigger 
an audit, such as defaulting on deployment obligations in subsequent 
years? Should an audit be triggered if a participant frequently 
misreports served locations evidence? Should an audit be triggered if, 
at the end of the support term, the reported served locations differ 
significantly from the reported actual locations--for instance, if 30 
percent (or some higher percentage) of the reported served locations 
are not included on the actual locations list? Should the Bureau audit 
all participants within a set time frame, for instance, in the two 
years following any modification to a defined deployment obligation?
    24. Under section 54.320(b) of the Commission's rules, all 
recipients of

[[Page 49044]]

high-cost support must maintain all records required to demonstrate to 
auditors that the support received was consistent with the universal 
service high-cost program rules and must maintain such records for a 
minimum of 10 years from the receipt of funding. Are the current record 
retention requirements adequate to facilitate audits of participants? 
Are any additional measures necessary to ensure that participants 
retain and provide the relevant and complete documentation to auditors 
upon request?
    25. If, during the audit, it is discovered that the participant 
failed to report actual locations when it certified its data, what are 
the appropriate consequences? Should the Bureau retroactively require 
that the participant deploy to the CAM estimated number of locations 
despite the reduction in support? If the participant then defaults by 
failing to build to the CAM estimated number of locations, should the 
participant be required to refund support in accordance with default 
procedures? Should the Bureau treat the participant as if it has 
defaulted on its deployment obligations in total and seek recovery of 
all authorized support? Should consequences differ if it is determined 
that the participant intentionally omitted actual locations or was 
grossly negligent in researching locations? The Bureau notes that if it 
determines that the participant intentionally or negligently 
misrepresented actual locations, the filing may trigger possible 
forfeiture penalties.
    26. The Bureau seeks comment on these proposals and on any 
alternatives. If commenters believe different procedures would better 
serve the Commission's goals of granting Phase II auction support 
recipients relief from defined deployment obligations that may be 
impossible to fulfill (as opposed to merely difficult or more expensive 
to fulfill), and providing funding recipients with some certainty about 
their defined deployment obligations as they plan deployments for 
future years (without prematurely excluding ongoing developments), they 
should provide a detailed description of their preferred alternative. 
The Bureau welcomes suggested alternatives that minimize the impact of 
these proposals on small businesses, as well as comments regarding the 
cost and benefits of implementing these proposals.

III. Procedural Matters

A. Initial Paperwork Reduction Act

    27. This document contains proposed modified information collection 
requirements. The Commission, as part of its continuing effort to 
reduce paperwork burdens, invites the general public and the Office of 
Management and Budget (OMB) to comment on the information collection 
requirements contained in this document, as required by the Paperwork 
Reduction Act of 1995, Public Law 104-13. In addition, pursuant to the 
Small Business Paperwork Relief Act of 2002, Public Law 107-198, see 44 
U.S.C. 3506(c)(4), the Commission seeks specific comment on how it 
might further reduce the information collection burden for small 
business concerns with fewer than 25 employees.
    28. As required by the Regulatory Flexibility Act of 1980, as 
amended (RFA), the Commission has prepared this Initial Regulatory 
Flexibility Analysis (IRFA) of the possible significant economic impact 
on a substantial number of small entities by the policies and rules 
proposed in this Public Notice. Written comments are requested on this 
IRFA. Comments must be identified as responses to the IRFA and must be 
filed by the deadlines for comments on the Public Notice. The 
Commission will send a copy of the Public Notice, including this IRFA, 
to the Chief Counsel for Advocacy of the Small Business Administration 
(SBA). In addition, the Public Notice and IRFA (or summaries thereof) 
will be published in the Federal Register.
    29. The Bureau is implementing a process, adopted by the Commission 
in its Phase II Auction Reconsideration Order, for the modification of 
defined deployment obligations where the number of locations within a 
funding recipient's bid areas within the state (actual locations) fall 
short of the CAM-estimated number of locations (funded locations). The 
Commission directed the Bureau to gather evidence of, actual locations 
from Phase II auction support recipients participating in this review 
process (participants), included addresses and geocoded data (actual 
location data) within one year of the release of the Phase II auction 
closing public notice as well as additional evidence, as specified by 
the Bureau, demonstrating no additional actual locations could be 
found; to enable relevant stakeholders to challenge such evidence and 
submit additional evidence of actual locations; to adjudicate 
participants' claims for relief based on a preponderance of the 
evidence standard; and, where such standard has been met, to reduce 
participants' obligations and support on a pro rata basis. The 
Commission also specified the data and information submitted by 
participants in support of their claims for relief are subject to 
future audit. The Commission directed the Bureau to adopt rules, 
requirements, deadlines, and other measures necessary to implement its 
review process after providing public notice and seeking public 
comment.\7\
    30. This Public Notice proposes that participants file actual 
location data in the High Cost Broadband Portal (HUBB) maintained by 
the Universal Service Administrative Company (USAC), and separately 
file a narrative petition detailing the reliability and validity of 
such data to demonstrate that no additional locations may be found. 
This Public Notice seeks comment on the various forms of evidence that 
should be considered for purposes of determining reliability and 
validity as well as the kinds of evidence that relevant stakeholders 
should submit to effectively challenge participants' evidence. The 
Bureau emphasizes that it will not consider assertions about actual 
locations that are offered without supporting evidence. The Bureau 
clarifies the Commission's one-year deadline for the submission of 
location data and proposes that participants file their associated 
petitions by this deadline. The Bureau also proposes specific deadlines 
for the filing of petitions by relevant stakeholders and the filing of 
replies. The Bureau proposes that both participants and relevant 
stakeholders certify, under penalty of perjury, the truth and accuracy 
of all such submissions. In addition, the Bureau seeks comment on 
various proposals relating to the adjudication of requests for support 
modifications and future auditing processes relating to participants' 
submissions.
    31. The RFA directs agencies to provide a description of, and where 
feasible, an estimate of the number of small entities that may be 
affected by the proposed rule revisions, if adopted. The RFA generally 
defines the term ``small entity'' as having the same meaning as the 
terms ``small business,'' ``small organization,'' and ``small 
governmental jurisdiction.'' In addition, the term ``small business'' 
has the same meaning as the term ``small-business concern'' under the 
Small Business Act. A ``small-business concern'' is one which: (1) Is 
independently owned and operated; (2) is not dominant in its field of 
operation; and (3) satisfies any additional criteria established by the 
SBA.
    32. Our actions, over time, may affect small entities that are not 
easily categorized at present. The Bureau therefore describes here, at 
the outset, three comprehensive small entity size

[[Page 49045]]

standards that could be directly affected herein. First, while there 
are industry specific size standards for small businesses that are used 
in the regulatory flexibility analysis, according to data from the 
SBA's Office of Advocacy, in general a small business is an independent 
business having fewer than 500 employees. These types of small 
businesses represent 99.9% of all businesses in the United States which 
translates to 28.8 million businesses.
    33. Next, the type of small entity described as a ``small 
organization'' is generally ``any not-for-profit enterprise which is 
independently owned and operated and is not dominant in its field.'' 
Nationwide, as of August 2016, there were approximately 356,494 small 
organizations based on registration and tax data filed by nonprofits 
with the Internal Revenue Service (IRS).
    34. Finally, the small entity described as a ``small governmental 
jurisdiction'' is defined generally as ``governments of cities, towns, 
townships, villages, school districts, or special districts, with a 
population of less than fifty thousand.'' U.S. Census Bureau data from 
the 2012 Census of Governments indicate that there were 90,056 local 
governmental jurisdictions consisting of general purpose governments 
and special purpose governments in the United States. Of this number 
there were 37, 132 General purpose governments (county, municipal and 
town or township) with populations of less than 50,000 and 12,184 
Special purpose governments (independent school districts and special 
districts) with populations of less than 50,000. The 2012 U.S. Census 
Bureau data for most types of governments in the local government 
category show that the majority of these governments have populations 
of less than 50,000. Based on this data the Bureau estimates that at 
least 49,316 local government jurisdictions fall in the category of 
``small governmental jurisdictions.''
    35. In this Public Notice, the Bureau seeks public comment on 
procedures for implementing a review process for the modification of 
funding awarded under the Connect America Phase II auction. Certain 
proposals could result in additional reporting requirements.
    36. If the Bureau implements the Phase II challenge process 
articulated above, commenters, including small entities, wishing to 
participate would be required to comply with the listed reporting and 
evidentiary standards. This includes filing a challenge along with 
supporting evidence and serving a copy of the challenge on any 
challenged party within a specified timeframe.
    37. The RFA requires an agency to describe any significant, 
specifically small business, alternatives that it has considered in 
reaching its proposed approach, which may include the following four 
alternatives (among others): ``(1) the establishment of differing 
compliance or reporting requirements or timetables that take into 
account the resources available to small entities; (2) the 
clarification, consolidation, or simplification of compliance and 
reporting requirements under the rules for such small entities; (3) the 
use of performance rather than design standards; and (4) an exemption 
from coverage of the rule, or any part thereof, for such small 
entities.''
    38. The Public Notice seeks comment from all interested parties. 
The Commission is aware that some of the proposals under consideration 
may impact small entities. Small entities are encouraged to bring to 
the Commission's attention any specific concerns they may have with the 
proposals outlined in the Public Notice, and the Commission will 
consider alternatives that reduce the burden on small entities.
    39. The Commission expects to consider the economic impact on small 
entities, as identified in comments filed in response to the Public 
Notice, in reaching its final conclusions and taking action in this 
proceeding. The reporting requirements in the Public Notice could have 
an impact on both small and large entities. The Commission believes 
that any impact of such requirements is outweighed by the accompanying 
public benefits. Further, these requirements are necessary to ensure 
that the statutory goals of Section 254 of the Act are met without 
waste, fraud, or abuse.
    40. In the Public Notice, the Commission seeks comment on several 
issues and measures that may apply to small entities in a unique 
fashion. Small entities may be more likely to seek relief from their 
obligations to serve the CAM-estimated number of funded locations. 
Small entities may also be more likely to challenge participants' 
requests for relief. The Bureau will consider comments from small 
entities as to whether a different standard should apply.
    41. Permit but Disclose Ex Parte Contact. For the purposes of the 
Commission's ex parte rules, information filed in this proceeding will 
be treated as initiating a permit-but-disclose proceeding under the 
Commission's rules. Persons making ex parte presentations must file a 
copy of any written presentation or a memorandum summarizing any oral 
presentation within two business days after the presentation (unless a 
different deadline applicable to the Sunshine period applies). Persons 
making oral ex parte presentations are reminded that memoranda 
summarizing the presentation must (1) list all persons attending or 
otherwise participating in the meeting at which the ex parte 
presentation was made, and (2) summarize all data presented and 
arguments made during the presentation. If the presentation consisted 
in whole or in part of the presentation of data or arguments already 
reflected in the presenter's written comments, memoranda or other 
filings in the proceeding, the presenter may provide citations to such 
data or arguments in his or her prior comments, memoranda, or other 
filings (specifying the relevant page and/or paragraph numbers where 
such data or arguments can be found) in lieu of summarizing them in the 
memorandum. Documents shown or given to Commission staff during ex 
parte meetings are deemed to be written ex parte presentations and must 
be filed consistent with rule 1.1206(b). In proceedings governed by 
rule 1.49(f) or for which the Commission has made available a method of 
electronic filing, written ex parte presentations and memoranda 
summarizing oral ex parte presentations, and all attachments thereto, 
must be filed through the electronic comment filing system available 
for that proceeding, and must be filed in their native format (e.g., 
.doc, .xml, .ppt, searchable.pdf). Participants in this proceeding 
should familiarize themselves with the Commission's ex parte rules.

IV. Filing Requirements

    42. Comments and Replies. Pursuant to sections 1.415 and 1.419 of 
the Commission's rules, interested parties may file comments and reply 
comments on or before the dates indicated on the first page of this 
document. Comments may be filed using the Commission's Electronic 
Comment Filing System (ECFS), http://fjallfoss.fcc.gov/ecfs2/.
    43. Paper Filings. Parties who choose to file by paper must file an 
original and one copy of each filing. Filings can be sent by hand or 
messenger delivery, by commercial overnight courier, or by first-class 
or overnight U.S. Postal Service mail. All filings submitted to the FCC 
must be addressed to the Commission's Secretary, Office of the 
Secretary, Federal Communications Commission.
     Hand or Messenger Delivery. All hand-delivered or 
messenger-delivered paper filings for the Commission's Secretary must 
be delivered to FCC

[[Page 49046]]

Headquarters at 445 12th Street SW, Room TW-A325, Washington, DC 20554. 
All hand deliveries must be held together with rubber bands or 
fasteners. Any envelopes must be disposed of before entering the 
building. The filing hours are 8:00 a.m. to 7:00 p.m.
     Commercial Overnight Mail. Commercial overnight mail 
(other than U.S. Postal Service Express Mail and Priority Mail) must be 
sent to 9050 Junction Drive, Annapolis Junction, MD 20701.
     U.S. Postal Service First-Class, Express, and Priority 
Mail. U.S. Postal Service mail must be addressed to 445 12th Street SW, 
Washington DC 20554.
    44. People with Disabilities. To request materials in accessible 
formats for people with disabilities (braille, large print, electronic 
files, audio format), send an email to [email protected] or call the 
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).
    45. For additional information on this proceeding, contact Nissa 
Laughner at (202) 418-1358 or [email protected], of the Wireline 
Competition Bureau, Telecommunications Access Policy Division.

Federal Communications Commission.
Ryan Palmer,
Chief, Telecommunications Access Policy Division, Wireline Competition 
Bureau.
[FR Doc. 2018-21091 Filed 9-27-18; 8:45 am]
 BILLING CODE 6712-01-P



                                                49040                 Federal Register / Vol. 83, No. 189 / Friday, September 28, 2018 / Proposed Rules

                                                requirements, definitions, and                          Comprehensive Centers program grant                   documents of this Department
                                                performance measures would not be a                     include the potential receipt of a grant              published in the Federal Register, in
                                                significant burden for any eligible                     as well as other benefits that may accrue             text or Portable Document Format
                                                applicant, including a small entity.                    to an entity through its development of               (PDF). To use PDF you must have
                                                   Elsewhere in this section under                      an application, such as the use of such               Adobe Acrobat Reader, which is
                                                Paperwork Reduction Act of 1995, we                     application to create partnerships with               available free at the site.
                                                identify and explain burdens                            other entities in order to assist SEAs.                 You may also access documents of the
                                                specifically associated with information                   The Secretary believes that the                    Department published in the Federal
                                                collection requirements.                                proposed priorities, requirements,                    Register by using the article search
                                                   Paperwork Reduction Act of 1995                      definitions, and performance measures                 feature at: www.federalregister.gov.
                                                (PRA): These proposed priorities,                       would not impose any additional                       Specifically, through the advanced
                                                requirements, definitions, and                          burden on a small entity applying for a               search feature at this site, you can limit
                                                performance measures do not contain                     grant than the entity would face in the               your search to documents published by
                                                any information collection                              absence of the proposed action. That is,              the Department.
                                                requirements.                                           the length of the applications those
                                                   Regulatory Flexibility Act                                                                                   Dated: September 24, 2018.
                                                                                                        entities would submit in the absence of
                                                Certification: The Secretary certifies that             the proposed regulatory action and the                Frank Brogan,
                                                this proposed regulatory action would                   time needed to prepare an application                 Assistant Secretary for Elementary and
                                                not have a significant economic impact                  would likely be the same.                             Secondary Education.
                                                on a substantial number of small                           Further, this proposed regulatory                  [FR Doc. 2018–21089 Filed 9–27–18; 8:45 am]
                                                entities. The U.S. Small Business                       action could help a small entity                      BILLING CODE 4000–01–P
                                                Administration Size Standards define                    determine whether it has the interest,
                                                ‘‘small entities’’ as for-profit or                     need, or capacity to implement
                                                nonprofit institutions with total annual                activities under the program and, thus,               FEDERAL COMMUNICATIONS
                                                revenue below $7,000,000 or, if they are                prevent a small entity that does not have             COMMISSION
                                                institutions controlled by small                        such an interest, need, or capacity from
                                                governmental jurisdictions (that are                    absorbing the burden of applying.                     47 CFR Part 54
                                                comprised of cities, counties, towns,                      This proposed regulatory action
                                                                                                                                                              [WC Docket No. 10–90; DA 18–929]
                                                townships, villages, school districts, or               would not have a significant economic
                                                special districts), with a population of                impact on a small entity once it receives             Wireline Competition Bureau Seeks
                                                less than 50,000.                                       a grant because it would be able to meet              Comment on Procedures To Identify
                                                   The small entities that this proposed                the costs of compliance using the funds               and Resolve Location Discrepancies in
                                                regulatory action could affect are                      provided under this program. The                      Eligible Census Blocks Within Winning
                                                eligible research organizations, agencies,              Secretary invites comments from small                 Bid Areas
                                                institutions of higher education, or                    eligible entities as to whether they
                                                partnerships among such entities, or                    believe this proposed regulatory action               AGENCY:  Federal Communications
                                                individuals. The Secretary believes that                would have a significant economic                     Commission.
                                                the costs imposed on an applicant by                    impact on them and, if so, requests                   ACTION: Proposed rule.
                                                the proposed priorities, requirements,                  evidence to support that belief.
                                                definitions, and performance measures                      Intergovernmental Review: This                     SUMMARY:   In this document, Wireline
                                                would be limited to paperwork burden                    program is subject to Executive Order                 Competition Bureau seeks comment on
                                                related to preparing an application and                 12372 and the regulations in 34 CFR                   several proposals to implement a
                                                that the benefits of implementing these                 part 79. One of the objectives of the                 process for resolving location
                                                proposals would outweigh any costs                      Executive order is to foster an                       discrepancies at issue for Phase II
                                                incurred by the applicant.                              intergovernmental partnership and a                   auction support recipients.
                                                   Participation in the Comprehensive                   strengthened federalism. The Executive                DATES: Comments are due on or before
                                                Centers program is voluntary. For this                  order relies on processes developed by                October 29, 2018 and reply comments
                                                reason, the proposed priorities,                        State and local governments for                       are due on or before November 13, 2018.
                                                requirements, definitions, and                          coordination and review of proposed                   ADDRESSES: You may submit comments,
                                                performance measures would impose no                    Federal financial assistance.
                                                burden on small entities unless they                                                                          identified by WC Docket No. 10–90 by
                                                                                                           This document provides early                       the following method:
                                                applied for funding under the                           notification of our specific plans and
                                                Comprehensive Centers program using                                                                              • Electronic Filers: Comments may be
                                                                                                        actions for this program.                             filed electronically using the internet by
                                                the proposed priorities, requirements,                     Accessible Format: Individuals with
                                                definitions, and performance measures.                                                                        accessing the ECFS: http://fjallfoss.
                                                                                                        disabilities can obtain this document in
                                                We expect that in determining whether                                                                         fcc.gov/ecfs2/.
                                                                                                        an accessible format (e.g., braille, large
                                                to apply for Comprehensive Center                                                                                For detailed instructions for
                                                                                                        print, audiotape, or compact disc) on
                                                funds, an eligible entity would evaluate                                                                      submitting comments and additional
                                                                                                        request to the program contact person
                                                the requirements of preparing an                                                                              information on the rulemaking process,
                                                                                                        listed under FOR FURTHER INFORMATION
                                                application and implementing a                                                                                see the SUPPLEMENTARY INFORMATION
                                                                                                        CONTACT.
                                                Comprehensive Center, and any                              Electronic Access to This Document:                section of this document.
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                                                associated costs, and weigh them                        The official version of this document is              FOR FURTHER INFORMATION CONTACT:
                                                against the benefits likely to be achieved              the document published in the Federal                 Alexander Minard, Wireline
                                                by implementing a Center. An eligible                   Register. You may access the official                 Competition Bureau at (202) 418–7400
                                                entity would probably apply only if it                  edition of the Federal Register and the               or TTY (202) 418–0484.
                                                determines that the likely benefits                     Code of Federal Regulations via the                   SUPPLEMENTARY INFORMATION: This is a
                                                exceed the costs of preparing an                        Federal Digital System at: www.gpo.gov/               synopsis of the Wireline Competition
                                                application and implementing a project.                 fdsys. At this site you can view this                 Bureau’s document in WC Docket No.
                                                The likely benefits of applying for a                   document, as well as all other                        10–90; DA 18–929, released September


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                                                                      Federal Register / Vol. 83, No. 189 / Friday, September 28, 2018 / Proposed Rules                                         49041

                                                10, 2018. The complete text of this                     the Bureau to ‘‘release a public notice or               5. Reliability and Validity of Data. In
                                                document is available for inspection                    order (following its issuance of a notice             the Phase II Auction Reconsideration
                                                and copying during normal business                      and opportunity for comment) detailing                Order, the Commission required
                                                hours in the FCC Reference Information                  instructions, deadlines, and                          participants not only to submit location
                                                Center, Portals II, 445 12th Street SW,                 requirements for filing valid geolocation             data but also to provide evidence
                                                Room CY–A257, Washington, DC 20554                      data and evidence for both [participants]             demonstrating that they could not find
                                                or at the following internet address:                   and commenters.’’                                     any additional actual locations in their
                                                https://www.fcc.gov/document/wcb-                                                                             eligible areas within the state. In doing
                                                seeks-comment-caf-phase-ii-location-                    II. Discussion                                        so, the Commission expressed concern
                                                discrepancy-procedures.                                    3. Definition of an Actual Location.               that participants would otherwise report
                                                                                                        The Bureau seeks comment on how it                    only ‘‘cherry pick[ed]’’ locations, i.e.,
                                                I. Introduction
                                                                                                        should define an actual location for                  the easiest and least expensive locations
                                                   1. In this Public Notice, the Wireline               purposes of this review process. In the               to serve, and omit all other locations.
                                                Competition Bureau (Bureau) seeks                       CAM Inputs Order, 79 FR 29111, May                    The Commission directed the Bureau to
                                                comment on several proposals to                         21, 2014, the Bureau defined funded                   identify the information that must be
                                                implement a process for resolving                       locations as residential and small                    submitted to fulfill this purpose. The
                                                location discrepancies at issue for Phase               business locations and excluded                       Bureau expects that such information
                                                II auction support recipients.                          enterprise locations assumed to be                    must demonstrate the completeness,
                                                Specifically, the Bureau seeks comment                  served with higher bandwidth dedicated                reliability, and validity of the actual
                                                on approaches to identify and resolve                   fiber, such as community anchor                       location data submitted by participants.
                                                apparent discrepancies between the                      institutions, certain large businesses,               Accordingly, the Bureau proposes that
                                                number of model-determined funded                       and wireless towers assumed to be                     participants in this review process
                                                locations that Phase II auction support                 served with higher bandwidth dedicated                submit a description in narrative form of
                                                recipients are expected to serve (funded                fiber. In the Phase II Auction                        the methodologies used to identify
                                                locations) and the actual number of                                                                           structures within their eligible areas and
                                                                                                        Reconsideration Order, the Commission
                                                locations that support recipients can                                                                         distinguishing actual locations from
                                                                                                        stressed that a CAM location is a
                                                serve (actual locations). The Bureau                                                                          other kinds of structures.
                                                                                                        residential housing unit or small
                                                undertakes this action pursuant to the                                                                           6. The Bureau seeks comment on
                                                                                                        business served with mass market
                                                2018 Phase II Auction Reconsideration                                                                         whether to require that participants use
                                                                                                        services and rejected commenters’
                                                Order, 83 FR 15982, April 13, 2018,                                                                           a particular method to identify the
                                                                                                        arguments in favor of a more expansive
                                                which directed the Bureau to implement                                                                        geocoordinates and addresses of actual
                                                                                                        definition. In addition, a location need
                                                a review process to evaluate requests by                                                                      locations or permit carriers to choose
                                                                                                        not be occupied when being reported as
                                                Phase II auction support recipients who                                                                       their method(s) and correct for
                                                                                                        a served location, but it cannot be
                                                might seek adjustments in defined                                                                             inaccuracies. For purposes of reporting
                                                deployment obligations in exchange for                  abandoned, derelict, condemned, or
                                                                                                                                                              deployed locations, USAC has
                                                corresponding reductions in support in                  otherwise uninhabitable.
                                                                                                                                                              published guidance on three generally
                                                circumstances where there are not                          4. In general, CAF support recipients              accepted methods of geolocation, i.e.,
                                                enough actual locations for the provider                cannot report unfinished residential or               (1) GPS in the field, (2) desktop
                                                to serve.                                               business locations or ongoing or future               geolocation using web-based maps and
                                                   2. Pursuant to the process set forth by              real estate developments as served                    imagery, and (3) automated address
                                                the Commission, the Bureau must: (1)                    locations in satisfaction of build-out                geocoding (frequently reliant on third-
                                                Collect probative evidence of actual                    requirements. Given that this review                  party address data). Each of these
                                                locations from those Phase II auction                   process, however, will provide the basis              methods will produce variable levels of
                                                support recipients choosing to                          for a participant’s deployment                        accuracy in terms of identifying the
                                                participate in this process (participants)              obligation over a 10-year support term,               specific situs of the location. For
                                                (including evidence demonstrating that                  the Bureau seeks comment on whether                   example, desktop geolocation and, to an
                                                the participants could find no                          actual locations should include                       even greater extent, automated address
                                                additional actual locations other than                  prospective developments that have a                  geocoding may produce interpolated
                                                those identified with location data); (2)               reasonable certainty of coming into                   geocoordinates and addresses that do
                                                make all such evidence available for                    existence within the support term. The                not describe a situs with the required
                                                review by relevant stakeholders and                     Bureau seeks comment on the potential                 level of granularity to produce accurate
                                                specify the types of evidence that such                 evidentiary obstacles to implementing                 results. Such inaccuracies, in turn,
                                                stakeholders should submit to challenge                 this modification. How might                          increase the likelihood that the list of
                                                such evidence; (3) adjudicate individual                participants learn of such prospective                actual locations produced by
                                                claims for relief based on a                            developments and the number of future                 participants will exclude certain
                                                preponderance of the evidence                           locations associated with them? Do                    locations, such as those adjacent to
                                                standard; (4) issue an order when                       development plans routinely indicate                  ineligible areas or those that include
                                                appropriate to reduce deployment                        the number of residential and business                multiple dwelling units (MDUs).
                                                obligations and authorized support (on                  units? Is such information available                  However, the potential shortcomings of
                                                a pro rata basis); and, (5) conduct future              from local governments and authorities,               geolocation methods may be minimized
                                                audits of evidence submitted by                         and does the amount and type of                       through specific practices.
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                                                participants. While the Commission set                  information available from such entities                 7. The Bureau seeks comment on
                                                some parameters for certain aspects of                  vary to a degree that could provide an                methodological and evidentiary
                                                this process, it also directed the Bureau               unfair advantage or disadvantage to                   standards necessary to ensure that
                                                to adopt requirements and issue                         participants based on their geographic                participants have used geolocation
                                                guidance necessary for implementation,                  areas? As an alternative, should the                  method(s) consistently and
                                                consistent with prior Commission                        Bureau rely on relevant stakeholders to               comprehensively to accurately identify
                                                direction regarding funded location                     submit evidence of such locations in                  all actual locations in eligible areas
                                                adjustments. The Commission directed                    their submissions?                                    within the state. How would such


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                                                49042                 Federal Register / Vol. 83, No. 189 / Friday, September 28, 2018 / Proposed Rules

                                                standards differ if the Bureau were to                  Bureau proposes that stakeholders                     the HUBB will help alleviate the burden
                                                allow any of the three geolocation                      seeking to report specific locations                  associated with reporting data on served
                                                methods or combinations of such                         omitted from the participant’s list must              locations (which all Phase II auction
                                                methods? For example, should the                        submit the same kind of location                      support recipients will need to submit
                                                Bureau require participants submitting                  evidence that the Bureau requires of                  in future years) because such data
                                                location data based on GPS field                        participants, i.e., latitude and longitude            should be readily convertible to the
                                                research to also submit grid data,                      coordinates and addresses (or                         served location evidence. In this regard,
                                                mileage receipts, weekly logs, or some                  geographic markers if addresses are                   while there is no specific requirement
                                                other kind of evidence to demonstrate                   unavailable), as well as some additional              that participants deploy to their
                                                that they used GPS to identify every                    evidence supporting the existence and                 reported actual locations in future years,
                                                actual location? Should the Bureau                      placement of the location. The Bureau                 the Bureau expects that, in most
                                                require participants relying on desktop                 seeks comment on other forms of                       instances and absent significant future
                                                geolocation or automated address                        evidence that could also prove the                    demographic changes, there will be an
                                                geocoding to use more than one                          existence or situs of individual                      overlap between actual locations and
                                                application or source? Should the                       locations. For example, should the                    served locations. As further discussed
                                                Bureau require such participants to                     Commission accept billing statements,                 below, this overlap should be useful for
                                                disclose details about the application/                 property records, images or pictures of               auditing purposes. Finally, the HUBB
                                                source data, such as how and when                       houses at a specific address or                       permits controlled access to data, which
                                                such data were collected? Should the                    intersection? Should the Bureau accept                obviates the need to create a separate
                                                Bureau require participants using such                  screenshots of houses from Google maps                service for this purpose and limits
                                                methods to test the reliability and                     or other publicly available mapping                   potential delays associated with such a
                                                validity of the source/application data                 services? How would the Bureau                        service. As discussed below, controlled
                                                when applied to their specific eligible                 evaluate and weigh such evidence?                     access will also help the Bureau protect
                                                areas? Should the Bureau require all                       10. The Bureau proposes to dismiss                 location data that may implicate privacy
                                                participants (regardless of geolocation                 any challenge that lacks some                         concerns.
                                                method) to submit photographic                          evidentiary showing. The Bureau also                    13. The Bureau seeks comment on
                                                evidence demonstrating the reasons for                  proposes not to allow stakeholders to                 these and other ways the web-based
                                                excluding structures from their list? The               submit alternative evidence of locations              functionality may be used to facilitate
                                                Bureau seeks comment on these                           based on public or private data sources               the submission of actual location
                                                proposals.                                              that the stakeholder cannot conclusively              evidence and ways that the HUBB may
                                                   8. In the Phase II Auction                           demonstrate to be significantly more                  be adapted to fulfill this purpose. The
                                                Reconsideration Order, the Commission                   accurate than the recipient’s data                    Bureau also seeks comment on whether
                                                explained that as part of this review                   sources. The Bureau seeks comment on                  participants may face specific obstacles
                                                process, ‘‘[r]elevant stakeholders would                these proposals.                                      or burdens in submitting location data
                                                have the opportunity to review and                         11. The Bureau proposes that                       electronically into the HUBB or a
                                                comment on the information [submitted                   evidence of omitted locations from                    similar system.
                                                by participants] and to identify other                  relevant stakeholders be submitted in a                 14. In the Phase II Auction
                                                locations . . . .’’ The Bureau seeks                    similar format to the data on actual                  Reconsideration Order, the Commission
                                                comment on how the Bureau should                        locations submitted by Phase II auction               requires participants to file actual
                                                define ‘‘relevant stakeholders.’’                       support recipients. The Bureau intends                location data ‘‘within a year’’ of the
                                                Specifically, the Bureau proposes that                  to review the information submitted by                publication of the Phase II auction
                                                state and local authorities and Tribal                  relevant stakeholders and modify lists of             closing public notice. The Bureau
                                                governments as representatives of                       actual locations as part of its final                 proposes applying this deadline to all
                                                individuals residing in supported areas                 adjudicatory decision.                                evidence that the Bureau ultimately
                                                be allowed to file comments as part of                     12. HUBB Reporting of Location                     requires of participants.
                                                the process. Should the Bureau accept                   Evidence. The Bureau proposes that                      15. The Bureau proposes to open a
                                                comments from individuals as well?                      participants report tabular data on                   window, 14 days before this deadline
                                                Should the Bureau accept comments                       actual locations, including addresses                 and ending on the deadline, for
                                                from potential customers of                             and geographic coordinates. The Bureau                participants to certify, under penalty of
                                                participants? If the Bureau were to                     proposes that participants submit such                perjury, the truth and accuracy of their
                                                adopt a broad definition of ‘‘relevant                  data in the HUBB or a similar web-based               location data and associated petition.
                                                stakeholder’’ that includes all potential               data submission application managed                   The certification will be mandatory and
                                                customers, how does the Bureau verify                   by USAC. There are several advantages                 must be signed by an individual with
                                                that the commenter is a potential                       to this approach. First, the technology               relevant knowledge (such as an officer
                                                customer? Should the Bureau avoid                       used in the HUBB is designed to accept                of the company), certifying under
                                                collecting personally identifiable                      addresses and geographic coordinates                  penalty of perjury that the participant
                                                information (PII)? As further discussed                 for specific locations. Second, the HUBB              has engaged in due diligence to verify
                                                below, would a protective order                         provides certain data validations,                    statements and evidence presented in
                                                sufficiently protect participants from the              including checks to ensure entries are                this challenge process and that such
                                                premature disclosure and/or misuse of                   not duplicates and are located within                 information is accurate to the best of the
                                                their data?                                             specific census blocks. Thus, the HUBB                certifying party’s knowledge and belief.
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                                                   9. The Bureau seeks comment on the                   facilitates timely correction of data                 By opening a filing window rather than
                                                evidence that must be submitted by                      submission errors prior to the close of               permitting participants to certify their
                                                relevant stakeholders to effectively rebut              a filing deadline. Third, the Bureau and              data and information at any time during
                                                or refute the participant’s contentions.                USAC have released specific guidance                  the first year, the Bureau would help
                                                The Bureau expects that stakeholders                    for the reporting of served locations,                ensure that a participant’s data reflects
                                                will identify specific locations that they              which may be adapted to the reporting                 the most recent facts on the ground and
                                                assert are wrongfully omitted from the                  of actual location data for purposes of               that the participant does not omit new
                                                participant’s list of actual locations. The             this review process. Fourth, the use of               or prospective building developments


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                                                                      Federal Register / Vol. 83, No. 189 / Friday, September 28, 2018 / Proposed Rules                                         49043

                                                coming into being toward the end of the                 failed to demonstrate that it is more                 information pending completion of the
                                                one-year time frame for compiling and                   likely than not that the CAM-estimated                review process? Should the Bureau
                                                submitting such evidence.                               number of funded locations do not                     require participants and/or relevant
                                                   16. Alternatively, the Bureau could                  reflect the facts on the ground, the                  stakeholders to seek confidential
                                                permit certifications at any time prior to              Bureau will not modify the defined                    treatment of their information pursuant
                                                the final deadline but would also                       deployment obligation. The Bureau                     to section 0.459 of the Commission’s
                                                require participants to monitor their                   notes that placing the burden of                      rules or should the Bureau adopt a
                                                supported areas within the state, add                   persuasion on the participant                         presumption that such information is
                                                any new locations (or potential                         encourages the participant to fully                   confidential, at least until the
                                                developments) or remove any locations                   present its evidence and further tempers              adjudicatory process is complete?
                                                determined to be ineligible prior to the                any incentive to ‘‘cherry pick’’                      Should or must the Bureau review and
                                                two-week time frame proposed above                      locations.                                            aggregate this evidence and release it for
                                                and recertify their data. The Bureau                       19. The Commission has directed that,              public consumption after the Bureau
                                                emphasizes that regardless of when                      in circumstances where the Bureau                     adjudicates the request? Should or must
                                                participants submit their data and                      determines that modification of the                   the Bureau release such evidence and
                                                information, they will have a good faith                participant’s number of funded                        findings for all participants at the same
                                                obligation to amend or correct data that                locations is warranted, it must reduce                time, or can it do so on a rolling basis
                                                they later discover to be inaccurate or                 the authorized support on a pro rata                  as it resolves individual requests for
                                                incomplete. Such obligation will extend                 basis. As part of its adjudicatory order,             relief? The Bureau seeks comment on
                                                until completion of the 10-year funding                 the Bureau will re-authorize support at               these issues.
                                                term. The Bureau seeks comment on                       the new reduced amount. The Bureau                       22. Phase II auction support
                                                these options.                                          proposes that, given the timing of this               recipients, like all recipients of high-
                                                   17. The Bureau proposes that it                      review process, if the participant has                cost support, are subject to compliance
                                                reviews the actual location evidence                    already been authorized to receive                    audits and other investigations to ensure
                                                submitted by Phase II Auction support                   support, the Bureau will also order a                 compliance with program rules and
                                                recipients and, within 60 days of their                 reduction in future payments for the                  orders. As USF administrator, USAC has
                                                filing deadline, announce prima facie                   remainder of the support term                         the authority and responsibility to audit
                                                cases for adjustment based on the                       proportionally to reflect the total                   USF payments. The Commission has
                                                submission of relevant and complete                     amount of reduction. The Bureau also                  designated the Managing Director as the
                                                data. The Bureau proposes that relevant                 proposes to allow participants to                     agency official responsible for ensuring
                                                stakeholders will then have 90 days to                  promptly adjust their letters of credit to            ‘‘that systems for audit follow-up and
                                                submit evidence and rebuttals. Like the                 reflect the new authorized funding                    resolution are documented and in place,
                                                data and related filings of participants                amount once the Bureau’s order                        that timely responses are made to all
                                                in this review process, any submission                  modifying the authorized support is                   audit reports, and that corrective actions
                                                by a relevant stakeholder must be signed                issued. The Bureau seeks comment on                   are taken.’’ The Commission resolves
                                                by an individual with relevant                          these proposals.                                      contested audit recommendations and
                                                knowledge, certifying under penalty of                     20. The Bureau notes that the                      findings, either on appeal from the
                                                perjury, that the information presented                 Commission treats location data for                   Bureau or directly, if the challenge
                                                is accurate to the best of his or her                   served locations as non-confidential and              raises novel questions of fact, law, or
                                                knowledge and belief. Once this 90-day                  has required the public disclosure of                 policy.
                                                timeframe expires, the participant will                 such information. The public interest in                 23. In the Phase II Auction
                                                have 15 days to submit a reply. The                     accessing these data to ensure                        Reconsideration Order, the Commission
                                                Bureau seeks comment on the proposed                    transparency and oversight, however, is               also specified that any data submitted
                                                timeframes by which relevant                            significantly greater than in accessing               by participants pursuant to this review
                                                stakeholders must submit their evidence                 evidence of actual locations,                         process is subject to potential future
                                                to challenge participant’s data and by                  particularly before the Bureau issues an              audit. The Commission directed the
                                                which participants may reply to such                    order concluding its adjudication of the              Bureau to adopt parameters of such an
                                                challenge. Specifically, the Bureau seeks               individual merits of a participant’s                  audit process. Accordingly, the Bureau
                                                comment on whether these proposed                       claim. Further, unlike evidence of                    seeks comment on this audit process.
                                                timeframes adequately serve our goal of                 served locations, unverified lists of                 Specifically, should the Bureau define
                                                providing a meaningful opportunity for                  actual locations and related evidence                 circumstances that will trigger an audit,
                                                challenge, while concluding this                        may indirectly reveal future deployment               such as defaulting on deployment
                                                challenge process in a reasonable                       plans or other information that could be              obligations in subsequent years? Should
                                                timeframe. The Bureau proposes that                     used to the competitive disadvantage of               an audit be triggered if a participant
                                                strict adherence to these deadlines is                  participants. The responsive comments                 frequently misreports served locations
                                                necessary to provide an adequate                        of relevant stakeholders could                        evidence? Should an audit be triggered
                                                opportunity for relevant stakeholders                   potentially link addresses or other                   if, at the end of the support term, the
                                                and participants to contest data and                    information to specific individuals.                  reported served locations differ
                                                findings.                                               Such data, if published, could raise                  significantly from the reported actual
                                                   18. Consistent with standards of                     important privacy concerns and trigger                locations—for instance, if 30 percent (or
                                                review adopted for similar review                       statutory protections against agency                  some higher percentage) of the reported
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                                                processes, the Commission adopted a                     disclosures, such as outlined in the                  served locations are not included on the
                                                preponderance of the evidence standard                  Privacy Act of 1974.                                  actual locations list? Should the Bureau
                                                to evaluate the merits of participants’                    21. The Bureau seeks comment on                    audit all participants within a set time
                                                claims for adjustment of their defined                  what steps it should take to ensure that              frame, for instance, in the two years
                                                deployment obligations. The Bureau                      privacy and competitive interests are                 following any modification to a defined
                                                also proposes that participants bear the                not compromised. Should the                           deployment obligation?
                                                burden of persuasion. Accordingly, if                   Commission adopt a protective order to                   24. Under section 54.320(b) of the
                                                the Bureau finds that the participant has               control stakeholders’ use of participants’            Commission’s rules, all recipients of


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                                                49044                 Federal Register / Vol. 83, No. 189 / Friday, September 28, 2018 / Proposed Rules

                                                high-cost support must maintain all                     requirements. The Commission, as part                 their claims for relief are subject to
                                                records required to demonstrate to                      of its continuing effort to reduce                    future audit. The Commission directed
                                                auditors that the support received was                  paperwork burdens, invites the general                the Bureau to adopt rules, requirements,
                                                consistent with the universal service                   public and the Office of Management                   deadlines, and other measures necessary
                                                high-cost program rules and must                        and Budget (OMB) to comment on the                    to implement its review process after
                                                maintain such records for a minimum of                  information collection requirements                   providing public notice and seeking
                                                10 years from the receipt of funding. Are               contained in this document, as required               public comment.7
                                                the current record retention                            by the Paperwork Reduction Act of                        30. This Public Notice proposes that
                                                requirements adequate to facilitate                     1995, Public Law 104–13. In addition,                 participants file actual location data in
                                                audits of participants? Are any                         pursuant to the Small Business                        the High Cost Broadband Portal (HUBB)
                                                additional measures necessary to ensure                 Paperwork Relief Act of 2002, Public                  maintained by the Universal Service
                                                that participants retain and provide the                Law 107–198, see 44 U.S.C. 3506(c)(4),                Administrative Company (USAC), and
                                                relevant and complete documentation to                  the Commission seeks specific comment                 separately file a narrative petition
                                                auditors upon request?                                  on how it might further reduce the                    detailing the reliability and validity of
                                                   25. If, during the audit, it is                      information collection burden for small               such data to demonstrate that no
                                                discovered that the participant failed to               business concerns with fewer than 25                  additional locations may be found. This
                                                report actual locations when it certified               employees.                                            Public Notice seeks comment on the
                                                its data, what are the appropriate                         28. As required by the Regulatory                  various forms of evidence that should be
                                                consequences? Should the Bureau                         Flexibility Act of 1980, as amended                   considered for purposes of determining
                                                retroactively require that the participant              (RFA), the Commission has prepared                    reliability and validity as well as the
                                                deploy to the CAM estimated number of                   this Initial Regulatory Flexibility                   kinds of evidence that relevant
                                                locations despite the reduction in                      Analysis (IRFA) of the possible                       stakeholders should submit to
                                                support? If the participant then defaults               significant economic impact on a                      effectively challenge participants’
                                                by failing to build to the CAM estimated                substantial number of small entities by               evidence. The Bureau emphasizes that it
                                                number of locations, should the                         the policies and rules proposed in this               will not consider assertions about actual
                                                participant be required to refund                       Public Notice. Written comments are                   locations that are offered without
                                                support in accordance with default                      requested on this IRFA. Comments must                 supporting evidence. The Bureau
                                                procedures? Should the Bureau treat the                 be identified as responses to the IRFA                clarifies the Commission’s one-year
                                                participant as if it has defaulted on its               and must be filed by the deadlines for                deadline for the submission of location
                                                deployment obligations in total and seek                comments on the Public Notice. The                    data and proposes that participants file
                                                recovery of all authorized support?                     Commission will send a copy of the                    their associated petitions by this
                                                Should consequences differ if it is                     Public Notice, including this IRFA, to                deadline. The Bureau also proposes
                                                determined that the participant                         the Chief Counsel for Advocacy of the                 specific deadlines for the filing of
                                                intentionally omitted actual locations or               Small Business Administration (SBA).                  petitions by relevant stakeholders and
                                                was grossly negligent in researching                    In addition, the Public Notice and IRFA               the filing of replies. The Bureau
                                                locations? The Bureau notes that if it                  (or summaries thereof) will be                        proposes that both participants and
                                                determines that the participant                         published in the Federal Register.                    relevant stakeholders certify, under
                                                intentionally or negligently                               29. The Bureau is implementing a                   penalty of perjury, the truth and
                                                                                                        process, adopted by the Commission in                 accuracy of all such submissions. In
                                                misrepresented actual locations, the
                                                                                                        its Phase II Auction Reconsideration                  addition, the Bureau seeks comment on
                                                filing may trigger possible forfeiture
                                                                                                        Order, for the modification of defined                various proposals relating to the
                                                penalties.
                                                   26. The Bureau seeks comment on                      deployment obligations where the                      adjudication of requests for support
                                                these proposals and on any alternatives.                number of locations within a funding                  modifications and future auditing
                                                If commenters believe different                         recipient’s bid areas within the state                processes relating to participants’
                                                procedures would better serve the                       (actual locations) fall short of the CAM-             submissions.
                                                                                                        estimated number of locations (funded                    31. The RFA directs agencies to
                                                Commission’s goals of granting Phase II
                                                                                                        locations). The Commission directed the               provide a description of, and where
                                                auction support recipients relief from
                                                                                                        Bureau to gather evidence of, actual                  feasible, an estimate of the number of
                                                defined deployment obligations that
                                                                                                        locations from Phase II auction support               small entities that may be affected by
                                                may be impossible to fulfill (as opposed
                                                                                                        recipients participating in this review               the proposed rule revisions, if adopted.
                                                to merely difficult or more expensive to
                                                                                                        process (participants), included                      The RFA generally defines the term
                                                fulfill), and providing funding
                                                                                                        addresses and geocoded data (actual                   ‘‘small entity’’ as having the same
                                                recipients with some certainty about
                                                                                                        location data) within one year of the                 meaning as the terms ‘‘small business,’’
                                                their defined deployment obligations as
                                                                                                        release of the Phase II auction closing               ‘‘small organization,’’ and ‘‘small
                                                they plan deployments for future years
                                                                                                        public notice as well as additional                   governmental jurisdiction.’’ In addition,
                                                (without prematurely excluding ongoing                  evidence, as specified by the Bureau,                 the term ‘‘small business’’ has the same
                                                developments), they should provide a                    demonstrating no additional actual                    meaning as the term ‘‘small-business
                                                detailed description of their preferred                 locations could be found; to enable                   concern’’ under the Small Business Act.
                                                alternative. The Bureau welcomes                        relevant stakeholders to challenge such               A ‘‘small-business concern’’ is one
                                                suggested alternatives that minimize the                evidence and submit additional                        which: (1) Is independently owned and
                                                impact of these proposals on small                      evidence of actual locations; to                      operated; (2) is not dominant in its field
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                                                businesses, as well as comments                         adjudicate participants’ claims for relief            of operation; and (3) satisfies any
                                                regarding the cost and benefits of                      based on a preponderance of the                       additional criteria established by the
                                                implementing these proposals.                           evidence standard; and, where such                    SBA.
                                                III. Procedural Matters                                 standard has been met, to reduce                         32. Our actions, over time, may affect
                                                                                                        participants’ obligations and support on              small entities that are not easily
                                                A. Initial Paperwork Reduction Act                      a pro rata basis. The Commission also                 categorized at present. The Bureau
                                                  27. This document contains proposed                   specified the data and information                    therefore describes here, at the outset,
                                                modified information collection                         submitted by participants in support of               three comprehensive small entity size


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                                                                      Federal Register / Vol. 83, No. 189 / Friday, September 28, 2018 / Proposed Rules                                           49045

                                                standards that could be directly affected                  37. The RFA requires an agency to                  after the presentation (unless a different
                                                herein. First, while there are industry                 describe any significant, specifically                deadline applicable to the Sunshine
                                                specific size standards for small                       small business, alternatives that it has              period applies). Persons making oral ex
                                                businesses that are used in the                         considered in reaching its proposed                   parte presentations are reminded that
                                                regulatory flexibility analysis, according              approach, which may include the                       memoranda summarizing the
                                                to data from the SBA’s Office of                        following four alternatives (among                    presentation must (1) list all persons
                                                Advocacy, in general a small business is                others): ‘‘(1) the establishment of                   attending or otherwise participating in
                                                an independent business having fewer                    differing compliance or reporting                     the meeting at which the ex parte
                                                than 500 employees. These types of                      requirements or timetables that take into             presentation was made, and (2)
                                                small businesses represent 99.9% of all                 account the resources available to small              summarize all data presented and
                                                businesses in the United States which                   entities; (2) the clarification,                      arguments made during the
                                                translates to 28.8 million businesses.                  consolidation, or simplification of                   presentation. If the presentation
                                                   33. Next, the type of small entity                   compliance and reporting requirements                 consisted in whole or in part of the
                                                described as a ‘‘small organization’’ is                under the rules for such small entities;              presentation of data or arguments
                                                generally ‘‘any not-for-profit enterprise               (3) the use of performance rather than                already reflected in the presenter’s
                                                which is independently owned and                        design standards; and (4) an exemption                written comments, memoranda or other
                                                operated and is not dominant in its                     from coverage of the rule, or any part                filings in the proceeding, the presenter
                                                field.’’ Nationwide, as of August 2016,                 thereof, for such small entities.’’                   may provide citations to such data or
                                                there were approximately 356,494 small                     38. The Public Notice seeks comment                arguments in his or her prior comments,
                                                organizations based on registration and                 from all interested parties. The                      memoranda, or other filings (specifying
                                                tax data filed by nonprofits with the                   Commission is aware that some of the                  the relevant page and/or paragraph
                                                Internal Revenue Service (IRS).                         proposals under consideration may                     numbers where such data or arguments
                                                   34. Finally, the small entity described              impact small entities. Small entities are             can be found) in lieu of summarizing
                                                as a ‘‘small governmental jurisdiction’’                encouraged to bring to the                            them in the memorandum. Documents
                                                is defined generally as ‘‘governments of                Commission’s attention any specific                   shown or given to Commission staff
                                                cities, towns, townships, villages,                     concerns they may have with the                       during ex parte meetings are deemed to
                                                school districts, or special districts, with            proposals outlined in the Public Notice,              be written ex parte presentations and
                                                a population of less than fifty                         and the Commission will consider                      must be filed consistent with rule
                                                                                                        alternatives that reduce the burden on                1.1206(b). In proceedings governed by
                                                thousand.’’ U.S. Census Bureau data
                                                                                                        small entities.                                       rule 1.49(f) or for which the
                                                from the 2012 Census of Governments
                                                                                                           39. The Commission expects to                      Commission has made available a
                                                indicate that there were 90,056 local                   consider the economic impact on small
                                                governmental jurisdictions consisting of                                                                      method of electronic filing, written ex
                                                                                                        entities, as identified in comments filed             parte presentations and memoranda
                                                general purpose governments and                         in response to the Public Notice, in
                                                special purpose governments in the                                                                            summarizing oral ex parte
                                                                                                        reaching its final conclusions and taking             presentations, and all attachments
                                                United States. Of this number there                     action in this proceeding. The reporting              thereto, must be filed through the
                                                were 37, 132 General purpose                            requirements in the Public Notice could               electronic comment filing system
                                                governments (county, municipal and                      have an impact on both small and large                available for that proceeding, and must
                                                town or township) with populations of                   entities. The Commission believes that                be filed in their native format (e.g., .doc,
                                                less than 50,000 and 12,184 Special                     any impact of such requirements is                    .xml, .ppt, searchable.pdf). Participants
                                                purpose governments (independent                        outweighed by the accompanying public                 in this proceeding should familiarize
                                                school districts and special districts)                 benefits. Further, these requirements are             themselves with the Commission’s ex
                                                with populations of less than 50,000.                   necessary to ensure that the statutory                parte rules.
                                                The 2012 U.S. Census Bureau data for                    goals of Section 254 of the Act are met
                                                most types of governments in the local                  without waste, fraud, or abuse.                       IV. Filing Requirements
                                                government category show that the                          40. In the Public Notice, the                         42. Comments and Replies. Pursuant
                                                majority of these governments have                      Commission seeks comment on several                   to sections 1.415 and 1.419 of the
                                                populations of less than 50,000. Based                  issues and measures that may apply to                 Commission’s rules, interested parties
                                                on this data the Bureau estimates that at               small entities in a unique fashion. Small             may file comments and reply comments
                                                least 49,316 local government                           entities may be more likely to seek relief            on or before the dates indicated on the
                                                jurisdictions fall in the category of                   from their obligations to serve the CAM-              first page of this document. Comments
                                                ‘‘small governmental jurisdictions.’’                   estimated number of funded locations.                 may be filed using the Commission’s
                                                   35. In this Public Notice, the Bureau                Small entities may also be more likely                Electronic Comment Filing System
                                                seeks public comment on procedures for                  to challenge participants’ requests for               (ECFS), http://fjallfoss.fcc.gov/ecfs2/.
                                                implementing a review process for the                   relief. The Bureau will consider                         43. Paper Filings. Parties who choose
                                                modification of funding awarded under                   comments from small entities as to                    to file by paper must file an original and
                                                the Connect America Phase II auction.                   whether a different standard should                   one copy of each filing. Filings can be
                                                Certain proposals could result in                       apply.                                                sent by hand or messenger delivery, by
                                                additional reporting requirements.                         41. Permit but Disclose Ex Parte                   commercial overnight courier, or by
                                                   36. If the Bureau implements the                     Contact. For the purposes of the                      first-class or overnight U.S. Postal
                                                Phase II challenge process articulated                  Commission’s ex parte rules,                          Service mail. All filings submitted to the
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                                                above, commenters, including small                      information filed in this proceeding will             FCC must be addressed to the
                                                entities, wishing to participate would be               be treated as initiating a permit-but-                Commission’s Secretary, Office of the
                                                required to comply with the listed                      disclose proceeding under the                         Secretary, Federal Communications
                                                reporting and evidentiary standards.                    Commission’s rules. Persons making ex                 Commission.
                                                This includes filing a challenge along                  parte presentations must file a copy of                  • Hand or Messenger Delivery. All
                                                with supporting evidence and serving a                  any written presentation or a                         hand-delivered or messenger-delivered
                                                copy of the challenge on any challenged                 memorandum summarizing any oral                       paper filings for the Commission’s
                                                party within a specified timeframe.                     presentation within two business days                 Secretary must be delivered to FCC


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                                                49046                 Federal Register / Vol. 83, No. 189 / Friday, September 28, 2018 / Proposed Rules

                                                Headquarters at 445 12th Street SW,                     retrieval. NMFS is requesting comments                whales (Eubalaena glacialis), the Gulf of
                                                Room TW–A325, Washington, DC                            on this possible action including                     Maine stock of humpback whales
                                                20554. All hand deliveries must be held                 whether opening these areas that are                  (Megaptera novaeangliea), and the
                                                together with rubber bands or fasteners.                currently closed to trap/pot fishing                  Western North Atlantic stock of fin
                                                Any envelopes must be disposed of                       would provide an economic benefit or                  whales (Balaenoptera physalus)—
                                                before entering the building. The filing                incentive for buoy-lineless fishing                   incidentally taken in commercial
                                                hours are 8:00 a.m. to 7:00 p.m.                        development and to assess interest from               fisheries to below the potential
                                                  • Commercial Overnight Mail.                          industry for buoy-lineless fishing in                 biological removal level for each stock.
                                                Commercial overnight mail (other than                   these areas.                                             Currently the Atlantic Large Whale
                                                U.S. Postal Service Express Mail and                    DATES: Information related to this                    Take Reduction Plan (Plan) has two
                                                Priority Mail) must be sent to 9050                     document must be received by close of                 seasonal trap/pot closures:
                                                Junction Drive, Annapolis Junction, MD                  business on October 29, 2018.                         Massachusetts Restricted Area (50 CFR
                                                20701.                                                                                                        229.32(c)(3)) and the Great South
                                                                                                        ADDRESSES: You may submit comments
                                                  • U.S. Postal Service First-Class,                                                                          Channel Trap/Pot Closure (50 CFR
                                                                                                        by any of the following methods:
                                                Express, and Priority Mail. U.S. Postal                                                                       229.32(c)(4)). Massachusetts Restricted
                                                                                                          Electronic Submission: Submit all
                                                Service mail must be addressed to 445                                                                         Area prohibits fishing with, setting, or
                                                                                                        electronic public comments via the
                                                12th Street SW, Washington DC 20554.                                                                          possessing trap/pot gear in this area
                                                                                                        Federal e-rulemaking Portal.
                                                  44. People with Disabilities. To                                                                            unless stowed in accordance with
                                                                                                          1. Go to www.regulations.gov/
                                                request materials in accessible formats                                                                       § 229.2 from February 1 to April 30.
                                                                                                        #!docketDetail;D=www.regulations.gov/
                                                for people with disabilities (braille,                                                                        Great South Channel Trap/Pot Closure
                                                                                                        #!docketDetail;D=NOAA-NMFS-2018-
                                                large print, electronic files, audio                                                                          prohibits fishing with, setting, or
                                                                                                        0082.
                                                format), send an email to fcc504@fcc.gov                                                                      possessing trap/pot gear in this area
                                                                                                          2. Click the ‘‘Comment Now!’’ icon,
                                                or call the Consumer & Governmental                                                                           unless stowed in accordance with
                                                                                                        complete the required fields.
                                                Affairs Bureau at 202–418–0530 (voice),                                                                       § 229.2 from April 1 through June 30.
                                                                                                          3. Enter or attach your comments.
                                                202–418–0432 (tty).                                                                                              In 2003, the Atlantic Large Whale
                                                  45. For additional information on this                -OR-                                                  Take Reduction Team (Team) agreed to
                                                proceeding, contact Nissa Laughner at                     Mail: Submit written comments to                    manage entanglement risk by first
                                                (202) 418–1358 or Nissa.Laughner@                       Michael Pentony, Regional                             reducing the risk associated with
                                                fcc.gov, of the Wireline Competition                    Administrator, National Marine                        groundlines and then reducing the risk
                                                Bureau, Telecommunications Access                                                                             associated with vertical lines in
                                                                                                        Fisheries Service, 55 Great Republic
                                                Policy Division.                                                                                              commercial trap/pot and gillnet gear.
                                                                                                        Drive, Gloucester, MA 01930.
                                                                                                          Instructions: Comments sent by any                  Risk reduction of groundlines was
                                                Federal Communications Commission.
                                                                                                                                                              addressed in October 2007 with the
                                                Ryan Palmer,                                            other method, to any other address or
                                                                                                                                                              implementation of the sinking
                                                Chief, Telecommunications Access Policy                 individual, or received after the end of
                                                                                                                                                              groundline requirement for all fisheries
                                                Division, Wireline Competition Bureau.                  the comment period, may not be
                                                                                                                                                              throughout the east coast (72 FR 57104,
                                                [FR Doc. 2018–21091 Filed 9–27–18; 8:45 am]             considered by NMFS. All comments
                                                                                                                                                              October 5, 2007). In 2009, at the request
                                                                                                        received are part of the public record
                                                BILLING CODE 6712–01–P                                                                                        of the Team, NMFS also investigated the
                                                                                                        and will generally be posted for public
                                                                                                                                                              feasibility of opening a buoy-lineless (or
                                                                                                        viewing on www.regulations.gov
                                                                                                                                                              ropeless) fishing gear testing site in the
                                                DEPARTMENT OF COMMERCE                                  without change. All personal identifying
                                                                                                                                                              Great South Channel trap/pot and
                                                                                                        information (e.g., name, address, etc.),
                                                                                                                                                              gillnet closure area. At the time, the
                                                National Oceanic and Atmospheric                        confidential business information, or                 Agency determined that technological
                                                Administration                                          other sensitive information submitted                 and economic incentives were not
                                                                                                        voluntarily by the sender will be                     sufficient for this to be successful, and
                                                50 CFR Part 229                                         publicly accessible. NMFS will accept                 that other management actions to reduce
                                                                                                        anonymous comments (enter ‘‘N/A’’ in                  entanglement risks caused by vertical
                                                [Docket No. 180702603–8603–01]                          the required fields if you wish to remain             lines should be prioritized.
                                                RIN 0648–BH98                                           anonymous).                                              In 2014, the Plan was amended (79 FR
                                                                                                        FOR FURTHER INFORMATION CONTACT:                      36586, June 27, 2014) to address large
                                                Advance Notice of Proposed                              Allison Rosner NMFS Protected                         whale entanglement risks associated
                                                Rulemaking; Request for Information                     Resources Division, Greater Atlantic                  with vertical line (or buoy lines) from
                                                AGENCY:  National Marine Fisheries                      Region, 978–282–8462, allison.rosner@                 commercial trap/pot fisheries. This
                                                Service (NMFS), National Oceanic and                    noaa.gov or Kristy Long, NMFS Office of               amendment included gear
                                                Atmospheric Administration (NOAA),                      Protected Resources, 301–427–8402,                    modifications, gear setting
                                                Commerce.                                               kristy.long@noaa.gov.                                 requirements, an expanded seasonal
                                                ACTION: Advance notice of proposed                      SUPPLEMENTARY INFORMATION:                            trap/pot closure (Massachusetts
                                                rulemaking.                                                                                                   Restricted Area) and gear marking for
                                                                                                        Background                                            both trap/pot and gillnet fisheries. The
                                                SUMMARY:    NMFS hereby publishes an                       Large whale entanglements resulting                original Massachusetts Restricted Area
                                                advance notice of proposed rulemaking                   in mortalities and serious injuries still             was a seasonal closure from January 1
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                                                to solicit comments on modifying the                    occur at levels that, for North Atlantic              through April 30 for all trap/pot
                                                Atlantic Large Whale Take Reduction                     right whales, exceed the allowable                    fisheries. In a subsequent Plan
                                                Plan’s Massachusetts Trap/Pot                           levels established by the Marine                      amendment, the boundary for the
                                                Restricted Area and the Great South                     Mammal Protection Act (MMPA). Under                   Massachusetts Restricted Area was
                                                Channel Trap/Pot Restricted Area to                     the MMPA, NMFS is required to reduce                  expanded by 900 square miles (2.59
                                                allow trap/pot fishing that does not use                the mortality and serious injury to three             square kilometers), and the start date
                                                vertical buoy lines (referred to as buoy-               strategic large whale stocks—the                      changed to February 1 (79 FR 73848,
                                                lineless or ropeless gear) prior to gear                Western Stock of North Atlantic right                 December 12, 2014).


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Document Created: 2018-09-28 01:22:51
Document Modified: 2018-09-28 01:22:51
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments are due on or before October 29, 2018 and reply comments are due on or before November 13, 2018.
ContactAlexander Minard, Wireline Competition Bureau at (202) 418-7400 or TTY (202) 418-0484.
FR Citation83 FR 49040 

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