83_FR_50172 83 FR 49980 - Request OMB Clearance for Agency Request for Reinstatement of a Previously Approved Information Collection: Foreign Air Carrier Application for Statement of Authorization

83 FR 49980 - Request OMB Clearance for Agency Request for Reinstatement of a Previously Approved Information Collection: Foreign Air Carrier Application for Statement of Authorization

DEPARTMENT OF TRANSPORTATION
Office of the Secretary

Federal Register Volume 83, Issue 192 (October 3, 2018)

Page Range49980-49981
FR Document2018-20494

In compliance with the Paperwork Reduction Act of 1995, the Department of Transportation, Office of the Secretary invite the general public, industry and other governmental parties to comment on the Foreign Air Carrier Application for Statement of Authorization. The pre-existing information collection request previously approved by the Office of Management and Budget (OMB) expired on May 31, 2017.

Federal Register, Volume 83 Issue 192 (Wednesday, October 3, 2018)
[Federal Register Volume 83, Number 192 (Wednesday, October 3, 2018)]
[Notices]
[Pages 49980-49981]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-20494]


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DEPARTMENT OF TRANSPORTATION

Office of the Secretary

[Docket No. DOT-OST-2013-0074]


Request OMB Clearance for Agency Request for Reinstatement of a 
Previously Approved Information Collection: Foreign Air Carrier 
Application for Statement of Authorization

AGENCY: Department of Transportation (DOT), Office of the Secretary 
(OST).

ACTION: Notice and request for comments.

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SUMMARY: In compliance with the Paperwork Reduction Act of 1995, the 
Department of Transportation, Office of the Secretary invite the 
general public, industry and other governmental parties to comment on 
the Foreign Air Carrier Application for Statement of Authorization. The 
pre-existing information collection request previously approved by the 
Office of Management and Budget (OMB) expired on May 31, 2017.

DATES: Written comments should be submitted by December 3, 2018.

FOR FURTHER INFORMATION CONTACT: Darren Jaffe, (202) 366-2512, Office 
of International Aviation, U.S. Department of Transportation, 1200 New 
Jersey Avenue SE, Room W86-441, Washington, DC 20590. Office hours are 
from 9 a.m. to 5:30 p.m., Monday through Friday, except Federal 
holidays.

ADDRESSES: You may submit a comment to Docket No. DOT-OST-2013-0074 
through one of the following methods:
    Website: http://www.regulations.gov. Follow the instructions for 
submitting comments on the FDMS electronic docket site.
    Fax: 1-202-493-2251.
    Mail: Docket Management Facility; U.S. Department of 
Transportation, 1200 New Jersey Avenue SE, West Building, Room W12-140, 
Washington, DC 20590.
    Hand Delivery: Room W12-140 on the ground level of the West 
Building, 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and 
5 p.m., Monday through Friday, except Wednesday and Federal Holidays.
    Instructions: All comments must include the agency name and FDMS 
Docket No. DOT-OST-2013-0074. Note that all comments received will be 
posted without change to http://www.regulations.gov, including any 
personal information provided. You should know that anyone is able to 
search the electronic form of all comments received into any of our 
dockets by the name of the individual submitting the comment (or 
signing the comment, if submitted on behalf of an association, 
business, labor union, etc.) You may review DOT's complete Privacy Act 
Statement in the Federal Register published on February 3, 2006 (71 FR 
5780), or you may visit http://www.regulations.gov.
    Docket: For access to the docket to read background documents or 
comments, go to http://www.regulations.gov at any time or to Room W12-
140 on the ground level of the West Building, 1200 New Jersey Avenue 
SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, 
except Wednesday and Federal holidays.
    If you wish to receive confirmation of receipt of your written 
comments, please include a self-addressed, stamped postcard with the 
following statement: ``Comments on Docket No. DOT-OST-2013-0074.'' The 
Docket Clerk will date stamp the postcard prior to returning it to you 
via the U.S. mail. Please note that due to delays in the delivery of 
U.S. mail to Federal offices in Washington, DC, we recommend that 
persons consider an alternative method (internet, fax, or professional 
delivery service) to submit comments to the docket and to ensure their 
timely receipt at U.S. DOT.

SUPPLEMENTARY INFORMATION:
    OMB Control No. 2106-0035.
    Title: Foreign Air Carrier Application for Statement of 
Authorization.
    Form No.: Form OST 4540.
    Type of Review: Reinstatement of a Previously Approved Information 
Collection.
    Respondents: Foreign Air Carriers.
    Number of Respondents: Approximately 100.
    Estimated Time per Response: 2.25 hours per application.
    Total Annual Burden: 1,000 hours.
    Abstract: Applicants use Form OST 4540 to request statements of 
authorization to conduct numerous types of operations authorized under 
Title 14, CFR part 212. The form requires basic information regarding 
the carrier(s) conducting the operation, the party filing the form, the 
operations being conducted, the number of third- and fourth-freedom 
flights conducted in the last twelve-month period, and certification of 
reciprocity from the carrier's homeland government. DOT analysts will 
use the information collected to determine if applications for fifth-
freedom operations meet the public interest requirements necessary to 
authorize such applications.
    Burden Statement: We estimate that the industry-wide total hour 
burden for this collection to be approximately 1,000 hours or 
approximately 2.25 hours per application. Conservatively, we estimate 
the compilation of background information will require 1.75 hours, and 
the completion and submission of OST Form 4540 will require thirty (30) 
minutes. Reporting the number of third- and fourth-freedom operations 
conducted by an applicant carrier will require collection of flight 
data, and detailed analysis to determine which flights conducted by the 
carrier are third- and fourth-freedom. Applicants should be able to use 
data collected for the Department's T-100 program to provide this 
information (under this program, carriers are required periodically to 
compile and report certain traffic data to the Department, as more 
fully described in the Docket referenced in footnote 1 below). The 
Bureau of Transportation Statistics (BTS) provide carriers with a 
computer program that allows them to compile and monitor, among other 
things, flight origin and destination data, to be used in making the 
carriers' T-100 submissions.\1\ We estimated that carriers will require 
1.25 hours per application \2\ to compile and analyze the data 
necessary to disclose the number of third- and fourth-freedom flights 
conducted within the twelve-month period preceding the filing of an 
application.
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    \1\ The rule-making associated with the T-100 program can be 
found on the Federal Docket Management System (FDMS) at http://www.regulations.gov, in Docket DOT-OST-1998-4043. Information 
regarding burden hours is on file in the Office of Aviation Analysis 
(X-50).
    \2\ The Office of Aviation Analysis (X-50) estimated that small-
carriers would require 1 burden hour per report, and large carriers 
would require 3 burden hours per report to analyze and report T-100 
program data. Considering that the data required in this information 
collection can be derived from data already collected, we have taken 
an average of the estimated time required, and conservatively 
shortened the time by 45 minutes because no new data entry will be 
required.
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    Foreign carriers will also have to provide evidence that their 
homeland government will afford reciprocity to U.S. carriers seeking 
authority for the similar fifth-, sixth- and seventh-freedom 
operations. Carriers may cite certifications submitted by carriers from 
the same homeland if that homeland

[[Page 49981]]

issued such certification within the preceding six-month period. 
Approximately 100 carriers from roughly 30 distinct homelands use OST 
Form 4540 to apply for statements of authorization annually. We 
estimate that one foreign carrier from any given homeland will expend 
roughly 4 hours every six-months to obtain certification from its 
homeland governments.\3\ We have apportioned 30 minutes to each 
application to account for the time required to obtain certifications 
from homeland governments.
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    \3\ Calculation: (4 burden hours per application) x (30 foreign 
homelands) x (2 requests per year) = 240 annual burden hours. 
Apportioning 240 annual burden hours equally among an average of 430 
applications annually = approximately 30 burden minutes per 
application.
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    We have no empirical data to indicate how much time is required for 
a person to complete OST Form 4540; however, anecdotal evidence reveals 
that respondents spend thirty (30) minutes or less completing the form 
and brief justification. In some cases, respondents spend a limited 
amount of time, less than ten (10) minutes, reviewing the form before 
sending it via facsimile or email to the Department. In the interest of 
providing a conservative estimate so as to not understate the burden 
hours, we estimate the hour burden for completing OST Form 4540 as 
thirty (30) minutes.
    Public Comments Invited: You are asked to comment on any aspect of 
this information collection, including: (1) Whether the proposed 
collection is necessary for the Office of the Secretary's performance; 
(2) the accuracy of the estimated burden; (3) ways for the Office of 
the Secretary to enhance the quality, usefulness, and clarity of the 
collected information; and (4) ways that the burden could be minimized 
without reducing the quality of the collected information. The agency 
will summarize and/or include your comments in the request for OMB's 
clearance of this information collection.
    All responses to this notice will be summarized and included in the 
request for OMB approval. All comments will also become a matter of 
public record.

    Issued in Washington, DC, on September 14, 2018.
Brian J. Hedberg,
Director, Office of the International Aviation.
[FR Doc. 2018-20494 Filed 10-2-18; 8:45 am]
 BILLING CODE 4910-9X-P



                                               49980                      Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Notices

                                                 Authority: The Paperwork Reduction Act                   Instructions: All comments must                    and fourth-freedom flights conducted in
                                               of 1995; 44 U.S.C. Chapter 35, as amended;              include the agency name and FDMS                      the last twelve-month period, and
                                               and 49 CFR 1.95.                                        Docket No. DOT–OST–2013–0074. Note                    certification of reciprocity from the
                                                 Issued in Washington, DC on September                 that all comments received will be                    carrier’s homeland government. DOT
                                               28, 2018.                                               posted without change to http://                      analysts will use the information
                                               Jeff Michael,                                           www.regulations.gov, including any                    collected to determine if applications
                                               Associate Administrator, Research and                   personal information provided. You                    for fifth-freedom operations meet the
                                               Program Development.                                    should know that anyone is able to                    public interest requirements necessary
                                               [FR Doc. 2018–21540 Filed 10–2–18; 8:45 am]             search the electronic form of all                     to authorize such applications.
                                               BILLING CODE 4910–59–P                                  comments received into any of our                        Burden Statement: We estimate that
                                                                                                       dockets by the name of the individual                 the industry-wide total hour burden for
                                                                                                       submitting the comment (or signing the                this collection to be approximately
                                               DEPARTMENT OF TRANSPORTATION                            comment, if submitted on behalf of an                 1,000 hours or approximately 2.25 hours
                                                                                                       association, business, labor union, etc.)             per application. Conservatively, we
                                               Office of the Secretary                                 You may review DOT’s complete                         estimate the compilation of background
                                               [Docket No. DOT–OST–2013–0074]                          Privacy Act Statement in the Federal                  information will require 1.75 hours, and
                                                                                                       Register published on February 3, 2006                the completion and submission of OST
                                               Request OMB Clearance for Agency                        (71 FR 5780), or you may visit http://                Form 4540 will require thirty (30)
                                               Request for Reinstatement of a                          www.regulations.gov.                                  minutes. Reporting the number of third-
                                               Previously Approved Information                            Docket: For access to the docket to                and fourth-freedom operations
                                               Collection: Foreign Air Carrier                         read background documents or                          conducted by an applicant carrier will
                                               Application for Statement of                            comments, go to http://                               require collection of flight data, and
                                               Authorization                                           www.regulations.gov at any time or to                 detailed analysis to determine which
                                                                                                       Room W12–140 on the ground level of                   flights conducted by the carrier are
                                               AGENCY: Department of Transportation                                                                          third- and fourth-freedom. Applicants
                                               (DOT), Office of the Secretary (OST).                   the West Building, 1200 New Jersey
                                                                                                       Avenue SE, Washington, DC, between 9                  should be able to use data collected for
                                               ACTION: Notice and request for                                                                                the Department’s T–100 program to
                                                                                                       a.m. and 5 p.m., Monday through
                                               comments.                                                                                                     provide this information (under this
                                                                                                       Friday, except Wednesday and Federal
                                                                                                       holidays.                                             program, carriers are required
                                               SUMMARY:   In compliance with the
                                                                                                          If you wish to receive confirmation of             periodically to compile and report
                                               Paperwork Reduction Act of 1995, the
                                                                                                       receipt of your written comments,                     certain traffic data to the Department, as
                                               Department of Transportation, Office of
                                                                                                       please include a self-addressed,                      more fully described in the Docket
                                               the Secretary invite the general public,                                                                      referenced in footnote 1 below). The
                                               industry and other governmental parties                 stamped postcard with the following
                                                                                                       statement: ‘‘Comments on Docket No.                   Bureau of Transportation Statistics
                                               to comment on the Foreign Air Carrier                                                                         (BTS) provide carriers with a computer
                                               Application for Statement of                            DOT–OST–2013–0074.’’ The Docket
                                                                                                       Clerk will date stamp the postcard prior              program that allows them to compile
                                               Authorization. The pre-existing                                                                               and monitor, among other things, flight
                                               information collection request                          to returning it to you via the U.S. mail.
                                                                                                       Please note that due to delays in the                 origin and destination data, to be used
                                               previously approved by the Office of                                                                          in making the carriers’ T–100
                                               Management and Budget (OMB) expired                     delivery of U.S. mail to Federal offices
                                                                                                                                                             submissions.1 We estimated that carriers
                                               on May 31, 2017.                                        in Washington, DC, we recommend that
                                                                                                                                                             will require 1.25 hours per application 2
                                               DATES: Written comments should be                       persons consider an alternative method
                                                                                                                                                             to compile and analyze the data
                                               submitted by December 3, 2018.                          (internet, fax, or professional delivery
                                                                                                                                                             necessary to disclose the number of
                                               FOR FURTHER INFORMATION CONTACT:
                                                                                                       service) to submit comments to the
                                                                                                                                                             third- and fourth-freedom flights
                                               Darren Jaffe, (202) 366–2512, Office of                 docket and to ensure their timely receipt
                                                                                                                                                             conducted within the twelve-month
                                               International Aviation, U.S. Department                 at U.S. DOT.
                                                                                                                                                             period preceding the filing of an
                                               of Transportation, 1200 New Jersey                      SUPPLEMENTARY INFORMATION:                            application.
                                               Avenue SE, Room W86–441,                                   OMB Control No. 2106–0035.                            Foreign carriers will also have to
                                               Washington, DC 20590. Office hours are                     Title: Foreign Air Carrier Application             provide evidence that their homeland
                                               from 9 a.m. to 5:30 p.m., Monday                        for Statement of Authorization.                       government will afford reciprocity to
                                               through Friday, except Federal holidays.                   Form No.: Form OST 4540.                           U.S. carriers seeking authority for the
                                               ADDRESSES: You may submit a comment                        Type of Review: Reinstatement of a                 similar fifth-, sixth- and seventh-
                                               to Docket No. DOT–OST–2013–0074                         Previously Approved Information                       freedom operations. Carriers may cite
                                               through one of the following methods:                   Collection.                                           certifications submitted by carriers from
                                                  Website: http://www.regulations.gov.                    Respondents: Foreign Air Carriers.                 the same homeland if that homeland
                                               Follow the instructions for submitting                     Number of Respondents:
                                               comments on the FDMS electronic                         Approximately 100.                                      1 The rule-making associated with the T–100

                                                                                                          Estimated Time per Response: 2.25                  program can be found on the Federal Docket
                                               docket site.                                                                                                  Management System (FDMS) at http://
                                                  Fax: 1–202–493–2251.                                 hours per application.                                www.regulations.gov, in Docket DOT–OST–1998–
                                                  Mail: Docket Management Facility;                       Total Annual Burden: 1,000 hours.                  4043. Information regarding burden hours is on file
                                               U.S. Department of Transportation, 1200                    Abstract: Applicants use Form OST                  in the Office of Aviation Analysis (X–50).
                                               New Jersey Avenue SE, West Building,                    4540 to request statements of                           2 The Office of Aviation Analysis (X–50)
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                                                                                                       authorization to conduct numerous                     estimated that small-carriers would require 1
                                               Room W12–140, Washington, DC 20590.                                                                           burden hour per report, and large carriers would
                                                  Hand Delivery: Room W12–140 on the                   types of operations authorized under                  require 3 burden hours per report to analyze and
                                               ground level of the West Building, 1200                 Title 14, CFR part 212. The form                      report T–100 program data. Considering that the
                                               New Jersey Avenue SE, Washington,                       requires basic information regarding the              data required in this information collection can be
                                                                                                                                                             derived from data already collected, we have taken
                                               DC, between 9 a.m. and 5 p.m., Monday                   carrier(s) conducting the operation, the              an average of the estimated time required, and
                                               through Friday, except Wednesday and                    party filing the form, the operations                 conservatively shortened the time by 45 minutes
                                               Federal Holidays.                                       being conducted, the number of third-                 because no new data entry will be required.



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                                                                          Federal Register / Vol. 83, No. 192 / Wednesday, October 3, 2018 / Notices                                         49981

                                               issued such certification within the                    DEPARTMENT OF TRANSPORTATION                          business, labor union, etc.). You may
                                               preceding six-month period.                                                                                   review DOT’s system of records notice
                                               Approximately 100 carriers from                         Office of the Secretary                               for dockets in the Federal Register
                                               roughly 30 distinct homelands use OST                                                                         notice published on January 17, 2008
                                                                                                       [Docket No. OST–2018–0128]
                                               Form 4540 to apply for statements of                                                                          (73 FR 3316–3317).
                                               authorization annually. We estimate                     Privacy Act of 1974; Department of                      Docket: For access to the docket to
                                               that one foreign carrier from any given                 Transportation, Office of the Secretary               read background documents or
                                               homeland will expend roughly 4 hours                    of Transportation; DOT/ALL 26;                        comments received, go to http://
                                               every six-months to obtain certification                Department of Transportation Insider                  www.regulations.gov or to the street
                                               from its homeland governments.3 We                      Threat Program                                        address listed above. Follow the online
                                               have apportioned 30 minutes to each                                                                           instructions for accessing the docket.
                                                                                                       AGENCY:  Office of the Departmental                   FOR FURTHER INFORMATION CONTACT: For
                                               application to account for the time                     Chief Information Officer, Office of the
                                               required to obtain certifications from                                                                        questions, please contact: Claire W.
                                                                                                       Secretary of Transportation, DOT.                     Barrett, Departmental Chief Privacy
                                               homeland governments.
                                                                                                       ACTION: Notice of Privacy Act system of               Officer, Privacy Office, Department of
                                                  We have no empirical data to indicate                records.                                              Transportation, Washington, DC 20590;
                                               how much time is required for a person                                                                        privacy@dot.gov; or (202) 366–8135.
                                               to complete OST Form 4540; however,                     SUMMARY:    In accordance with the
                                                                                                                                                             SUPPLEMENTARY INFORMATION:
                                               anecdotal evidence reveals that                         Privacy Act of 1974, the Department of
                                               respondents spend thirty (30) minutes                   Transportation (DOT) intends to                       I. Background
                                               or less completing the form and brief                   establish a system of records titled,                    In accordance with the Privacy Act of
                                               justification. In some cases, respondents               ‘‘DOT/ALL 26, Insider Threat Program.’’               1974, 5 U.S.C. 552a, the United States
                                               spend a limited amount of time, less                    This system of records will allow DOT                 Department of Transportation (DOT)
                                               than ten (10) minutes, reviewing the                    to administer an insider threat program,              proposes to create a new DOT system of
                                               form before sending it via facsimile or                 including identification of potential                 records titled, ‘‘DOT/ALL–26 Insider
                                               email to the Department. In the interest                external foreign intelligence risks and               Threat Program.’’ This system of records
                                                                                                       insider threats, and to maintain                      is created as a DOT/ALL system because
                                               of providing a conservative estimate so
                                                                                                       information regarding                                 records are maintained for this program
                                               as to not understate the burden hours,
                                                                                                       counterintelligence or insider threat                 by the Office of the Secretary (OST) and
                                               we estimate the hour burden for                         inquiries. This system will be included
                                               completing OST Form 4540 as thirty                                                                            the Federal Aviation Administration
                                                                                                       in the Department of Transportation’s                 (FAA), two DOT components. This
                                               (30) minutes.                                           inventory of record systems.                          system of records notice only applies to
                                                  Public Comments Invited: You are                     DATES: Written comments should be                     records maintained by the Office of the
                                               asked to comment on any aspect of this                  submitted on or before November 2,                    Secretary and the Federal Aviation
                                               information collection, including: (1)                  2018 The Department may publish an                    Administration’s Insider Threat
                                               Whether the proposed collection is                      amended SORN in light of any                          Programs. There are no other
                                               necessary for the Office of the                         comments received. This new system                    components within DOT authorized to
                                               Secretary’s performance; (2) the                        will take effect November 2, 2018.                    administer an insider threat program.
                                               accuracy of the estimated burden; (3)                   ADDRESSES: You may submit comments,                   The term ‘‘DOT Insider Threat Program’’
                                               ways for the Office of the Secretary to                 identified by docket number OST–                      refers to the insider threat program
                                               enhance the quality, usefulness, and                    2018–0128 by any of the following                     administered by both OST and the FAA.
                                               clarity of the collected information; and               methods:                                                 Executive Order 13587, Structural
                                               (4) ways that the burden could be                          • Federal e-Rulemaking Portal: http://             Reforms to Improve the Security of
                                               minimized without reducing the quality                  www.regulations.gov. Follow the                       Classified Networks and the Responsible
                                               of the collected information. The agency                instructions for submitting comments.                 Sharing and Safeguarding of Classified
                                               will summarize and/or include your                         • Mail: Docket Management Facility,                Information, directs Federal
                                               comments in the request for OMB’s                       U.S. Department of Transportation, 1200               departments and agencies to establish
                                               clearance of this information collection.               New Jersey Ave. SE, West Building                     insider threat programs consistent with
                                                                                                       Ground Floor, Room W12–140,                           guidance and standards developed by
                                                  All responses to this notice will be
                                                                                                       Washington, DC 20590–0001.                            the National Insider Threat Task Force,
                                               summarized and included in the request
                                                                                                          • Hand Delivery or Courier: West                   which was established under section 6
                                               for OMB approval. All comments will                     Building Ground Floor, Room W12–140,                  of Executive Order 13587. The National
                                               also become a matter of public record.                  1200 New Jersey Ave. SE, between 9                    Insider Threat Policy and Minimum
                                                 Issued in Washington, DC, on September                a.m. and 5 p.m. ET, Monday through                    Standards for Executive Branch Insider
                                               14, 2018.                                               Friday, except Federal Holidays.                      Threat Programs were issued in
                                               Brian J. Hedberg,                                          • Fax: (202) 493–2251.                             November 2012. As described in
                                               Director, Office of the International Aviation.            Instructions: You must include the                 Executive Order 13587 and the National
                                               [FR Doc. 2018–20494 Filed 10–2–18; 8:45 am]
                                                                                                       agency name and docket number OST–                    Insider Threat Policy and Minimum
                                                                                                       2018–0128. All comments received will                 Standards for Executive Branch Insider
                                               BILLING CODE 4910–9X–P
                                                                                                       be posted without change to http://                   Threat Programs, insider threat
                                                                                                       www.regulations.gov, including any                    programs are intended to deter and
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                                                                                                       personal information provided.                        detect insider threats and mitigate the
                                                 3 Calculation: (4 burden hours per application) ×
                                                                                                          Privacy Act: Anyone is able to search              risks associated with an individual
                                                                                                       the electronic form of all comments                   using his or her authorized access to
                                               (30 foreign homelands) × (2 requests per year) = 240
                                               annual burden hours. Apportioning 240 annual
                                                                                                       received in any of our dockets by the                 Government information and facilities
                                               burden hours equally among an average of 430            name of the individual submitting the                 to do harm to the security of the United
                                               applications annually = approximately 30 burden         comment (or signing the comment, if                   States. This insider threat may include
                                               minutes per application.                                submitted on behalf of an association,                espionage, terrorism, unauthorized


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Document Created: 2018-10-03 02:30:30
Document Modified: 2018-10-03 02:30:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice and request for comments.
DatesWritten comments should be submitted by December 3, 2018.
ContactDarren Jaffe, (202) 366-2512, Office of International Aviation, U.S. Department of Transportation, 1200 New Jersey Avenue SE, Room W86-441, Washington, DC 20590. Office hours are from 9 a.m. to 5:30 p.m., Monday through Friday, except Federal holidays.
FR Citation83 FR 49980 

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