83 FR 50713 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 195 (October 9, 2018)

Page Range		50713-50713
FR Document		2018-21833

Federal Register, Volume 83 Issue 195 (Tuesday, October 9, 2018)

[Federal Register Volume 83, Number 195 (Tuesday, October 9, 2018)]
[Notices]
[Page 50713]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-21833]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

Extension:
    Rule 17f-1(b); SEC File No. 270-028, OMB Control No. 3235-0032

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
previously approved collection of information provided for in Rule 17f-
1(b) (17 CFR 240.17f-1(b)), under the Securities Exchange Act of 1934 
(15 U.S.C. 78a et seq.).
    Under Rule 17f-1(b) under the Exchange Act, approximately 10,000 
entities in the securities industry are registered in the Lost and 
Stolen Securities Program (``Program''). Registration fulfills a 
statutory requirement that entities report and inquire about missing, 
lost, counterfeit, or stolen securities. Registration also allows 
entities in the securities industry to gain access to a confidential 
database that stores information for the Program.
    The Commission staff estimates that 10 new entities will register 
in the Program each year. The staff estimates that the average number 
of hours necessary to comply with Rule 17f-1(b) is one-half hour. 
Accordingly, the staff estimates that the total annual burden for all 
participants is 5 hours (10 x one-half hour). The Commission staff 
estimates that compliance staff work at subject entities results in an 
internal cost of compliance, at an estimated hourly wage of $283, of 
$141.50 per year per entity (.5 hours x $283 per hour = $141.50 per 
year). Therefore, the aggregate annual internal cost of compliance is 
approximately $1,415 ($141.50 x 10 = $1,415).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following website: www.reginfo.gov. Comments should 
be directed to: (i) Desk Officer for the Securities and Exchange 
Commission, Office of Information and Regulatory Affairs, Office of 
Management and Budget, Room 10102, New Executive Office Building, 
Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Charles Riddle, Acting Director/
Chief Information Officer, Securities and Exchange Commission, c/o 
Candace Kenner, 100 F Street NE, Washington, DC 20549, or by sending an 
email to: [email protected]. Comments must be submitted to OMB within 
30 days of this notice.

    Dated: October 3, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-21833 Filed 10-5-18; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 195 / Tuesday, October 9, 2018 / Notices 50713

All submissions should refer to File Securities and Exchange Commission Dated: October 3, 2018.
Number SR–MSRB–2018–07. This file (‘‘Commission’’) has submitted to the Eduardo A. Aleman,
number should be included on the Office of Management and Budget Assistant Secretary.
subject line if email is used. To help the (‘‘OMB’’) a request for approval of [FR Doc. 2018–21833 Filed 10–5–18; 8:45 am]
Commission process and review your extension of the previously approved BILLING CODE 8011–01–P
comments more efficiently, please use collection of information provided for in
only one method. The Commission will Rule 17f–1(b) (17 CFR 240.17f–1(b)),
post all comments on the Commission’s under the Securities Exchange Act of SECURITIES AND EXCHANGE
internet website (http://www.sec.gov/ 1934 (15 U.S.C. 78a et seq.). COMMISSION
rules/sro.shtml). Copies of the
Under Rule 17f–1(b) under the [Release No. 34–84343; File No. SR–ICEEU–
submission, all subsequent 2018–013]
amendments, all written statements Exchange Act, approximately 10,000
with respect to the proposed rule entities in the securities industry are Self-Regulatory Organizations; ICE
change that are filed with the registered in the Lost and Stolen Clear Europe Limited; Notice of Filing
Commission, and all written Securities Program (‘‘Program’’). and Immediate Effectiveness of a
communications relating to the Registration fulfills a statutory Proposed Rule Change Relating to
proposed rule change between the requirement that entities report and F&O Risk Policies
Commission and any person, other than inquire about missing, lost, counterfeit,
those that may be withheld from the or stolen securities. Registration also October 2, 2018.
public in accordance with the allows entities in the securities industry Pursuant to Section 19(b)(1) of the
provisions of 5 U.S.C. 552, will be to gain access to a confidential database Securities Exchange Act of 1934
available for website viewing and that stores information for the Program. (‘‘Act’’),1 and Rule 19b–4 thereunder,2
printing in the Commission’s Public notice is hereby given that on
The Commission staff estimates that September 18, 2018, ICE Clear Europe
Reference Room, 100 F Street NE, 10 new entities will register in the
Washington, DC 20549 on official Limited (‘‘ICE Clear Europe’’) filed with
Program each year. The staff estimates the Securities and Exchange
business days between the hours of
that the average number of hours Commission (‘‘Commission’’) the
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for necessary to comply with Rule 17f–1(b) proposed rule changes described in
inspection and copying at the principal is one-half hour. Accordingly, the staff Items I, II, and III below, which Items
office of the MSRB. All comments estimates that the total annual burden have been prepared primarily by ICE
received will be posted without change. for all participants is 5 hours (10 × one- Clear Europe. ICE Clear Europe filed the
Persons submitting comments are half hour). The Commission staff proposed rule changes pursuant to
cautioned that we do not redact or edit estimates that compliance staff work at Section 19(b)(3)(A) of the Act,3 and Rule
personal identifying information from subject entities results in an internal 19b–4(f)(4)(ii) thereunder,4 so that the
comment submissions. You should cost of compliance, at an estimated proposal was immediately effective
hourly wage of $283, of $141.50 per year upon filing with the Commission. The
submit only information that you wish
per entity (.5 hours × $283 per hour = Commission is publishing this notice to
to make available publicly. All
$141.50 per year). Therefore, the solicit comments on the proposed rule
submissions should refer to File
change from interested persons.
Number SR–MSRB–2018–07 and should aggregate annual internal cost of
be submitted on or before October 30, compliance is approximately $1,415 I. Clearing Agency’s Statement of the
2018. ($141.50 × 10 = $1,415). Terms of Substance of the Proposed
For the Commission, pursuant to delegated An agency may not conduct or Rule Change
authority.34 sponsor, and a person is not required to ICE Clear Europe Limited (‘‘ICE Clear
Eduardo A. Aleman, respond to, a collection of information Europe’’ or the ‘‘Clearing House’’)
Assistant Secretary. under the PRA unless it displays a proposes to adopt a new F&O Risk
[FR Doc. 2018–21782 Filed 10–5–18; 8:45 am] currently valid OMB control number. Policy and related procedures to
BILLING CODE 8011–01–P
consolidate and replace certain existing
The public may view background risk policies related to F&O Contracts.
documentation for this information The revisions do not involve any
collection at the following website: changes to the ICE Clear Europe
SECURITIES AND EXCHANGE
COMMISSION www.reginfo.gov. Comments should be Clearing Rules or Procedures.5
directed to: (i) Desk Officer for the
Securities and Exchange Commission, II. Clearing Agency’s Statement of the
Submission for OMB Review;
Office of Information and Regulatory Purpose of, and Statutory Basis for, the
Comment Request
Affairs, Office of Management and Proposed Rule Change
Upon Written Request, Copies Available Budget, Room 10102, New Executive In its filing with the Commission, ICE
From: Securities and Exchange Clear Europe included statements
Office Building, Washington, DC 20503,
Commission, Office of FOIA Services, concerning the purpose of and basis for
or by sending an email to: Shagufta_
100 F Street NE, Washington, DC the proposed rule change and discussed
Ahmed@omb.eop.gov; and (ii) Charles
20549–2736 any comments it received on the
Riddle, Acting Director/Chief
Extension: Information Officer, Securities and proposed rule change. The text of these
amozie on DSK3GDR082PROD with NOTICES1

Rule 17f–1(b); SEC File No. 270–028, OMB
Control No. 3235–0032
Exchange Commission, c/o Candace 1 15 U.S.C. 78s(b)(1).
Kenner, 100 F Street NE, Washington, 2 17 CFR 240.19b–4.
Notice is hereby given that pursuant DC 20549, or by sending an email to: 3 15 U.S.C. 78s(b)(3)(A).
to the Paperwork Reduction Act of 1995 PRA_Mailbox@sec.gov. Comments must 4 17 CFR 240.19b–4(f)(4)(ii).
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the be submitted to OMB within 30 days of 5 Capitalized terms used but not defined herein

this notice. have the meanings specified in the ICE Clear
34 17 CFR 200.30–3(a)(12). Europe Clearing Rules (the ‘‘Rules’’).

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Document Created: 2018-10-06 00:59:01
Document Modified: 2018-10-06 00:59:01

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 50713