83 FR 51040 - Reporting and Recordkeeping Requirements Under OMB Review

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 83, Issue 196 (October 10, 2018)

Page Range		51040-51041
FR Document		2018-21975

The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA) which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public of that submission.

Federal Register, Volume 83 Issue 196 (Wednesday, October 10, 2018)

[Federal Register Volume 83, Number 196 (Wednesday, October 10, 2018)]
[Notices]
[Pages 51040-51041]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-21975]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-Day notice.

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SUMMARY: The Small Business Administration (SBA) is publishing this 
notice to comply with requirements of the Paperwork Reduction Act (PRA) 
which requires agencies to submit proposed reporting and recordkeeping 
requirements to OMB for review and approval, and to publish a notice in 
the Federal Register notifying the public of that submission.

DATES: Submit comments on or before November 9, 2018.

ADDRESSES: Comments should refer to the information collection by name 
and/or OMB Control Number and should be sent to: Agency Clearance 
Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW, 
5th Floor,

[[Page 51041]]

Washington, DC 20416; and SBA Desk Officer, Office of Information and 
Regulatory Affairs, Office of Management and Budget, New Executive 
Office Building, Washington, DC 20503.

FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, 
(202) 205-7030 [email protected].
    Copies: A copy of the Form OMB 83-1, supporting statement, and 
other documents submitted to OMB for review may be obtained from the 
Agency Clearance Officer.

SUPPLEMENTARY INFORMATION: SBA Form 2428 is used by Small Business 
Investment Companies (SBICs) requesting a determination of eligibility 
for SBA leverage in form of a deferred interest ``Energy Saving 
Debenture'' to be used only in making an ``Energy Saving Qualified 
Investment''. Eligibility is based on whether a Small Business to be 
financed with leverage proceeds is ``primarily engaged'' in Energy 
Savings Activities as defined in the SBIC program regulations. An SBIC 
must provide supporting evidence of Small Business eligibility, and the 
Small Business must certify the information is true and correct.

Solicitation of Public Comments

    Comments may be submitted on (a) whether the collection of 
information is necessary for the agency to properly perform its 
functions; (b) whether the burden estimates are accurate; (c) whether 
there are ways to minimize the burden, including through the use of 
automated techniques or other forms of information technology; and (d) 
whether there are ways to enhance the quality, utility, and clarity of 
the information.

Summary of Information Collections

    Title: Financing Eligibility Statement for Usage of Energy Saving 
Debenture.
    Description of Respondents: Small Business Investment Companies.
    Form Number: SBA Form 2428.
    Estimated Annual Respondents: 5.
    Estimated Annual Responses: 5.
    Estimated Annual Hour Burden: 50.

Curtis Rich,
Management Analyst.
[FR Doc. 2018-21975 Filed 10-9-18; 8:45 am]
 BILLING CODE 8025-01-P

51040 Federal Register / Vol. 83, No. 196 / Wednesday, October 10, 2018 / Notices

B. Self-Regulatory Organization’s October 1, 2018 to coincide with the submission, all subsequent
Statement on Burden on Competition effective date of FINRA’s proposed rule amendments, all written statements
The Exchange does not believe that change on which the proposal is with respect to the proposed rule
the proposed rule change will impose based.61 The waiver of the operative change that are filed with the
any burden on competition that is not delay would make the Exchange’s Commission, and all written
necessary or appropriate in furtherance qualification requirements consistent communications relating to the
of the purposes of the Act. The with those of FINRA, as of October 1, proposed rule change between the
proposed amendments are intended to 2018. Therefore, the Commission Commission and any person, other than
promote transparency in the Exchange’s believes that the waiver of the 30-day those that may be withheld from the
rules, and consistency with the rules of operative delay is consistent with the public in accordance with the
other SROs with respect to the protection of investors and the public provisions of 5 U.S.C. 552, will be
examination, qualification, and interest and hereby waives the 30-day available for website viewing and
continuing education requirements operative delay and designates the printing in the Commission’s Public
applicable to ETP Holders and their proposal operative on October 1, 2018.62 Reference Room, 100 F Street NE,
registered personnel. The Exchange At any time within 60 days of the Washington, DC 20549, on official
believes that in that regard that any filing of the proposed rule change, the business days between the hours of
burden on competition would be clearly Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the
outweighed by the important regulatory temporarily suspend such rule change if filing also will be available for
goal of ensuring clear and consistent it appears to the Commission that such inspection and copying at the principal
requirements applicable across SROs, action is necessary or appropriate in the office of the Exchange. All comments
avoiding duplication, and mitigating public interest, for the protection of received will be posted without change.
any risk of SROs implementing different investors, or otherwise in furtherance of Persons submitting comments are
standards in these important areas. the purposes of the Act. If the cautioned that we do not redact or edit
Further, the Exchange does not Commission takes such action, the personal identifying information from
believe that the proposed amendments Commission shall institute proceedings comment submissions. You should
will affect competition among securities under Section 19(b)(2)(B) 63 of the Act to submit only information that you wish
markets since all SROs are expected to determine whether the proposed rule to make available publicly. All
adopt similar rules with uniform change should be approved or submissions should refer to File
standards for qualification, registration disapproved. Number SR–NYSENAT–2018–21 and
and continuing education requirements. IV. Solicitation of Comments should be submitted on or before
October 31, 2018.
C. Self-Regulatory Organization’s Interested persons are invited to
Statement on Comments on the For the Commission, by the Division of
submit written data, views, and
Proposed Rule Change Received From Trading and Markets, pursuant to delegated
arguments concerning the foregoing, authority.64
Members, Participants, or Others including whether the proposed rule
Eduardo A. Aleman,
No written comments were solicited change is consistent with the Act.
Assistant Secretary.
or received with respect to the proposed Comments may be submitted by any of
rule change. the following methods: [FR Doc. 2018–21903 Filed 10–9–18; 8:45 am]
BILLING CODE 8011–01–P
III. Date of Effectiveness of the Electronic comments
Proposed Rule Change and Timing for • Use the Commission’s internet
Commission Action comment form (http://www.sec.gov/ SMALL BUSINESS ADMINISTRATION
Because the proposed rule change rules/sro.shtml); or
does not: (i) Significantly affect the • Send an email to rule-comments@ Reporting and Recordkeeping
protection of investors or the public sec.gov. Please include File Number SR– Requirements Under OMB Review
interest; (ii) impose any significant NYSENAT–2018–21 on the subject line.
AGENCY: Small Business Administration.
burden on competition; and (iii) become
Paper comments ACTION: 30-Day notice.
operative prior to 30 days from the date
on which it was filed, or such shorter • Send paper comments in triplicate
SUMMARY: The Small Business
time as the Commission may designate, to Secretary, Securities and Exchange
Administration (SBA) is publishing this
if consistent with the protection of Commission, 100 F Street NE,
notice to comply with requirements of
investors and the public interest, the Washington, DC 20549–1090.
All submissions should refer to File the Paperwork Reduction Act (PRA)
proposed rule change has become
Number SR–NYSENAT–2018–21. This which requires agencies to submit
effective pursuant to Section 19(b)(3)(A)
file number should be included on the proposed reporting and recordkeeping
of the Act and Rule 19b–4(f)(6)
subject line if email is used. To help the requirements to OMB for review and
thereunder.
A proposed rule change filed under Commission process and review your approval, and to publish a notice in the
Rule 19b–4(f)(6) normally does not comments more efficiently, please use Federal Register notifying the public of
become operative for 30 days from the only one method. The Commission will that submission.
date of filing. However, Rule 19b– post all comments on the Commission’s DATES: Submit comments on or before
4(f)(6)(iii) 60 permits the Commission to internet website (http://www.sec.gov/ November 9, 2018.
designate a shorter time if such action rules/sro.shtml). Copies of the ADDRESSES: Comments should refer to
amozie on DSK3GDR082PROD with NOTICES1

is consistent with the protection of the information collection by name and/
investors and the public interest. The 61 See supra note 5. or OMB Control Number and should be
62 For purposes only of waiving the 30-day
Exchange has asked the Commission to sent to: Agency Clearance Officer, Curtis
operative delay, the Commission has also
waive the 30-day operative delay so that considered the proposed rule’s impact on
Rich, Small Business Administration,
the proposal may become operative on efficiency, competition, and capital formation. See 409 3rd Street SW, 5th Floor,
15 U.S.C. 78c(f).
60 17 CFR 240.19b–4(f)(6)(iii). 63 15 U.S.C. 78s(b)(2)(B). 64 17 CFR 200.30–3(a)(12).

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Federal Register / Vol. 83, No. 196 / Wednesday, October 10, 2018 / Notices 51041

Washington, DC 20416; and SBA Desk SURFACE TRANSPORTATION BOARD employees, a petition for partial
Officer, Office of Information and revocation under 49 U.S.C. 10502(d)
[Docket No. AB 290 (Sub-No. 402X)]
Regulatory Affairs, Office of must be filed.
Management and Budget, New Norfolk Southern Railway Company— Provided no formal expression of
Executive Office Building, Washington, Abandonment Exemption—in the City intent to file an offer of financial
DC 20503. of Detroit, Mich. assistance (OFA) has been received,2
this exemption will be effective on
FOR FURTHER INFORMATION CONTACT: Norfolk Southern Railway Company November 9, 2018, unless stayed
Curtis Rich, Agency Clearance Officer, (NSR) has filed a verified notice of pending reconsideration. Petitions to
(202) 205–7030 curtis.rich@sba.gov. exemption under 49 CFR pt. 1152 stay that do not involve environmental
Copies: A copy of the Form OMB subpart F—Exempt Abandonments to issues,3 formal expressions of intent to
83–1, supporting statement, and other abandon rail service in NSR’s Detroit file an OFA under 49 CFR
documents submitted to OMB for Boat Yard.1 Specifically, NSR seeks to 1152.27(c)(2),4 and trail use/rail banking
abandon: (1) Approximately 0.63 miles requests under 49 CFR 1152.29 must be
review may be obtained from the
of track extending from milepost D 1.38 filed by October 22, 2018. Petitions to
Agency Clearance Officer.
(at switch) to a point without a milepost reopen or requests for public use
SUPPLEMENTARY INFORMATION: SBA Form approximately 3,303 feet to the north; conditions under 49 CFR 1152.28 must
2428 is used by Small Business (2) NSR’s common carrier operating be filed by October 30, 2018, with the
Investment Companies (SBICs) interest over approximately 0.49 miles Surface Transportation Board, 395 E
requesting a determination of eligibility of connecting track jointly owned and Street SW, Washington, DC 20423–0001.
for SBA leverage in form of a deferred operated by NSR and CSX A copy of any petition filed with the
interest ‘‘Energy Saving Debenture’’ to Transportation, Inc. (CSXT), extending Board should be sent to NSR’s
be used only in making an ‘‘Energy from milepost D 1.23 to milepost D 1.72 representative, William A. Mullins,
(near West Jefferson Ave.) in the City of Baker & Miller PLLC, 2401 Pennsylvania
Saving Qualified Investment’’.
Detroit, Mich. (collectively, Line). Ave. NW, Suite 300, Washington, DC
Eligibility is based on whether a Small
CSXT’s right to operate over the jointly 20037.
Business to be financed with leverage If the verified notice contains false or
owned segment between milepost D
proceeds is ‘‘primarily engaged’’ in 1.23 and milepost D 1.72 will be misleading information, the exemption
Energy Savings Activities as defined in unaffected by NSR’s abandonment. The is void ab initio.
the SBIC program regulations. An SBIC Line traverses United States Postal NSR has filed a combined
must provide supporting evidence of Service Zip Codes 48216, 48222 and environmental and historic report that
Small Business eligibility, and the Small 48226. addresses the effects, if any, of the
Business must certify the information is NSR has certified that: (1) It has abandonment on the environment and
true and correct. moved no local or overhead traffic over historic resources. OEA will issue an
the Line for at least two years; (2) environmental assessment (EA) by
Solicitation of Public Comments overhead traffic on the Line, if there October 15, 2018. Interested persons
Comments may be submitted on (a) were any, could be rerouted over other may obtain a copy of the EA by writing
whether the collection of information is lines; (3) no formal complaint filed by to OEA (Room 1100, Surface
a user of rail service on the Line (or by Transportation Board, Washington, DC
necessary for the agency to properly
a state or local government entity acting 20423–0001) or by calling OEA at (202)
perform its functions; (b) whether the
on behalf of such user) regarding 245–0305. Assistance for the hearing
burden estimates are accurate; (c) impaired is available through the
cessation of service over the Line either
whether there are ways to minimize the Federal Information Relay Service at
is pending with the Surface
burden, including through the use of Transportation Board (Board) or any (800) 877–8339. Comments on
automated techniques or other forms of U.S. District Court or has been decided environmental and historic preservation
information technology; and (d) whether in favor of a complainant within the matters must be filed within 15 days
there are ways to enhance the quality, two-year period; and (4) the after the EA becomes available to the
utility, and clarity of the information. requirements at 49 CFR 1105.12 public.
Summary of Information Collections (newspaper publication), 49 CFR
1152.50(d)(1) (notice to governmental 2 The Board modified its OFA procedures

effective July 29, 2017. Among other things, the
Title: Financing Eligibility Statement agencies), 49 CFR 1105.11 (transmittal OFA process now requires potential offerors, in
for Usage of Energy Saving Debenture. letter), and 49 CFR 1105.7 and 1105.8 their formal expression of intent, to make a
(environment and historic report), have preliminary financial responsibility showing based
Description of Respondents: Small on a calculation using information contained in the
been met.
Business Investment Companies. As a condition to this exemption, any carrier’s filing and publicly available information.
See Offers of Financial Assistance, EP 729 (STB
Form Number: SBA Form 2428. employee adversely affected by the served June 29, 2017); 82 FR 30,997 (July 5, 2017).
Estimated Annual Respondents: 5. abandonment shall be protected under 3 The Board will grant a stay if an informed

Oregon Short Line Railroad— decision on environmental issues (whether raised
Estimated Annual Responses: 5. Abandonment Portion Goshen Branch by a party or by the Board’s Office of Environmental
Analysis (OEA) in its independent investigation)
Estimated Annual Hour Burden: 50. Between Firth & Ammon, in Bingham & cannot be made before the exemption’s effective
Bonneville Counties, Idaho, 360 I.C.C. date. See Exemption of Out-of-Serv. Rail Lines, 5
Curtis Rich, I.C.C.2d 377 (1989). Any request for a stay should
91 (1979). To address whether this
amozie on DSK3GDR082PROD with NOTICES1

Management Analyst. be filed as soon as possible so that the Board may
condition adequately protects affected take appropriate action before the exemption’s
[FR Doc. 2018–21975 Filed 10–9–18; 8:45 am]
effective date.
BILLING CODE 8025–01–P 1 NSR states that it believes its Detroit Boat Yard 4 Each OFA must be accompanied by the filing

track is excepted track under 49 U.S.C. 10906 but fee, which is currently set at $1,800. See
it is seeking abandonment authority for that track Regulations Governing Fees for Servs. Performed in
‘‘out of an abundance of caution, as some historical Connection with Licensing & Related Servs.—2017
operation over the tracks may have exhibited some Update, EP 542 (Sub-No. 25), slip op. App. B at 13
limited indicia of jurisdictional operations.’’ (STB served Aug. 8, 2018).

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Document Created: 2018-10-10 17:37:31
Document Modified: 2018-10-10 17:37:31

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		30-Day notice.
Dates		Submit comments on or before November 9, 2018.
Contact		Curtis Rich, Agency Clearance Officer, (202) 205-7030 [email protected]
FR Citation		83 FR 51040