83 FR 52272 - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 200 (October 16, 2018)

Page Range		52272-52272
FR Document		2018-22433

Federal Register, Volume 83 Issue 200 (Tuesday, October 16, 2018)

[Federal Register Volume 83, Number 200 (Tuesday, October 16, 2018)]
[Notices]
[Page 52272]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-22433]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-84397; File No. SR-PEARL-2018-16]


Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of 
Withdrawal of a Proposed Rule Change To Amend the Fee Schedule 
Regarding Connectivity Fees for Members and Non-Members

October 10, 2018.
    On July 31, 2018, MIAX PEARL, LLC (``MIAX PEARL'' or the 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to amend the MIAX PEARL Fee Schedule to increase 
certain connectivity fees. The proposed rule change was immediately 
effective upon filing with the Commission pursuant to Section 
19(b)(3)(A) of the Act.\3\ The proposed rule change was published for 
comment in the Federal Register on August 13, 2018.\4\ The Commission 
received one comment letter on the proposal.\5\ On September 17, 2018, 
pursuant to Section 19(b)(3)(C) of the Act, the Commission: (1) 
Temporarily suspended the proposed rule change; and (2) instituted 
proceedings to determine whether to approve or disapprove the 
proposal.\6\ On October 5, 2018, the Exchange withdrew the proposed 
rule change (SR-PEARL-2018-16).
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A).
    \4\ See Securities Exchange Act Release No. 83785 (August 7, 
2018), 83 FR 40101.
    \5\ See Letter from Tyler Gellasch, Executive Director, The 
Healthy Markets Association, to Brent J. Fields, Secretary, 
Commission, dated September 4, 2018.
    \6\ See Securities Exchange Act Release No. 84177, 83 FR 47953 
(September 21, 2018).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\7\
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    \7\ 17 CFR 200.30-3(a)(12).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-22433 Filed 10-15-18; 8:45 am]
 BILLING CODE 8011-01-P

52272 Federal Register / Vol. 83, No. 200 / Tuesday, October 16, 2018 / Notices

Commission takes such action, the should be submitted on or before For the Commission, by the Division of
Commission shall institute proceedings November 6, 2018. Trading and Markets, pursuant to delegated
to determine whether the proposed rule authority.7
For the Commission, by the Division of Eduardo A. Aleman,
change should be approved or Trading and Markets, pursuant to delegated
disapproved. Assistant Secretary.
authority.33
[FR Doc. 2018–22433 Filed 10–15–18; 8:45 am]
IV. Solicitation of Comments Eduardo A. Aleman,
BILLING CODE 8011–01–P
Interested persons are invited to Assistant Secretary.
submit written data, views, and [FR Doc. 2018–22428 Filed 10–15–18; 8:45 am]
arguments concerning the foregoing, BILLING CODE 8011–01–P SECURITIES AND EXCHANGE
including whether the proposed rule COMMISSION
change is consistent with the Act.
[Release No. 34–84389; File No. SR–
Comments may be submitted by any of SECURITIES AND EXCHANGE NYSEARCA–2018–71]
the following methods: COMMISSION
Electronic Comments Self-Regulatory Organizations; NYSE
[Release No. 34–84397; File No. SR– Arca, Inc.; Notice of Filing and
• Use the Commission’s internet PEARL–2018–16] Immediate Effectiveness of
comment form (http://www.sec.gov/ Amendments to Rules Regarding
rules/sro.shtml); or Self-Regulatory Organizations; MIAX Qualification, Registration and
• Send an email to rule-comments@ PEARL, LLC; Notice of Withdrawal of Continuing Education Applicable to
sec.gov. Please include File Number SR– a Proposed Rule Change To Amend Equity Trading Permit Holders,
NYSEARCA–2018–70 on the subject the Fee Schedule Regarding Options Trading Permit Holders or
line. Connectivity Fees for Members and OTP Firms
Paper Comments Non-Members October 10, 2018.
• Send paper comments in triplicate October 10, 2018. Pursuant to Section 19(b)(1) 1 of the
to Secretary, Securities and Exchange Securities Exchange Act of 1934 (the
Commission, 100 F Street NE, On July 31, 2018, MIAX PEARL, LLC ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
Washington, DC 20549–1090. (‘‘MIAX PEARL’’ or the ‘‘Exchange’’) notice is hereby given that, on
filed with the Securities and Exchange September 27, 2018, NYSE Arca, Inc.
All submissions should refer to File
Commission (‘‘Commission’’), pursuant (the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed
Number SR–NYSEARCA–2018–70. This
to Section 19(b)(1) of the Securities with the Securities and Exchange
file number should be included on the
subject line if email is used. To help the Exchange Act of 1934 (‘‘Act’’),1 and Commission (the ‘‘Commission’’) the
Commission process and review your Rule 19b–4 thereunder,2 a proposed rule proposed rule change as described in
comments more efficiently, please use change to amend the MIAX PEARL Fee Items I and II below, which Items have
only one method. The Commission will Schedule to increase certain been prepared by the self-regulatory
post all comments on the Commission’s connectivity fees. The proposed rule organization. The Commission is
internet website (http://www.sec.gov/ change was immediately effective upon publishing this notice to solicit
rules/sro.shtml). Copies of the filing with the Commission pursuant to comments on the proposed rule change
submission, all subsequent Section 19(b)(3)(A) of the Act.3 The from interested persons.
amendments, all written statements proposed rule change was published for I. Self-Regulatory Organization’s
with respect to the proposed rule comment in the Federal Register on Statement of the Terms of Substance of
change that are filed with the August 13, 2018.4 The Commission the Proposed Rule Change
Commission, and all written received one comment letter on the
communications relating to the The Exchange proposes amendments
proposal.5 On September 17, 2018,
proposed rule change between the to the Exchange’s rules regarding
pursuant to Section 19(b)(3)(C) of the
Commission and any person, other than qualification, registration and
Act, the Commission: (1) Temporarily continuing education requirements
those that may be withheld from the suspended the proposed rule change;
public in accordance with the applicable to Equity Trading Permit
and (2) instituted proceedings to (‘‘ETP’’) Holders, Options Trading
provisions of 5 U.S.C. 552, will be determine whether to approve or
available for website viewing and Permit (‘‘OTP’’) Holders or OTP Firms.
disapprove the proposal.6 On October 5, The Exchange’s rule proposal is
printing in the Commission’s Public 2018, the Exchange withdrew the
Reference Room, 100 F Street NE, intended to harmonize its rules with
proposed rule change (SR–PEARL– Financial Regulatory Authority, Inc.
Washington, DC 20549 on official 2018–16).
business days between the hours of (‘‘FINRA’’) rules and thus promote
10:00 a.m. and 3:00 p.m. Copies of the consistency within the securities
filing also will be available for industry, and therefore the Exchange is
inspection and copying at the principal 33 17 CFR 200.30–3(a)(12).
only adopting rules that are relevant to
office of the Exchange. All comments 1 15 U.S.C. 78s(b)(1). the Exchange’s ETP Holders, OTP
received will be posted without change. 2 17 CFR 240.19b–4. Holders or OTP Firms. The Exchange is
Persons submitting comments are 3 15 U.S.C. 78s(b)(3)(A). not adopting registration categories that
are not applicable to ETP Holders, OTP
amozie on DSK3GDR082PROD with NOTICES1

4 See Securities Exchange Act Release No. 83785
cautioned that we do not redact or edit
personal identifying information from (August 7, 2018), 83 FR 40101. Holders or OTP Firms because they do
comment submissions. You should
5 See Letter from Tyler Gellasch, Executive not engage in the type of business that
Director, The Healthy Markets Association, to Brent
submit only information that you wish
J. Fields, Secretary, Commission, dated September 7 17 CFR 200.30–3(a)(12).
to make available publicly. All 4, 2018. 1 15 U.S.C. 78s(b)(1).
submissions should refer to File 6 See Securities Exchange Act Release No. 84177, 2 15 U.S.C. 78a.
Number SR–NYSEARCA–2018–70, and 83 FR 47953 (September 21, 2018). 3 17 CFR 240.19b–4.

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Document Created: 2018-10-15 23:41:59
Document Modified: 2018-10-15 23:41:59

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		83 FR 52272