83 FR 52283 - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Adopt a New Rebate for Certain Manual Transactions Initiated From the Trading Floor
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 200 (October 16, 2018)
Federal Register Volume 83, Issue 200 (October 16, 2018)
| Page Range | 52283-52285 | |
| FR Document | 2018-22424 |
[Federal Register Volume 83, Number 200 (Tuesday, October 16, 2018)] [Notices] [Pages 52283-52285] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-22424] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-84391; File No. SR-BOX-2018-34] Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (``BOX'') Facility To Adopt a New Rebate for Certain Manual Transactions Initiated From the Trading Floor October 10, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on September 27, 2018, BOX Exchange LLC (the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Exchange filed the proposed rule change pursuant to Section 19(b)(3)(A)(ii) of the Act,\3\ and Rule 19b-4(f)(2) thereunder,\4\ which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to [[Page 52284]] solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A)(ii). \4\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change The Exchange is filing with the Securities and Exchange Commission (``Commission'') a proposed rule change to amend the Fee Schedule to amend the Fee Schedule on the BOX Options Market LLC (``BOX'') facility. While changes to the fee schedule pursuant to this proposal will be effective upon filing, the changes will become operative on October 1, 2018. The text of the proposed rule change is available from the principal office of the Exchange, at the Commission's Public Reference Room and also on the Exchange's internet website at http://boxexchange.com. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend the Fee Schedule for trading on BOX to adopt a new rebate for manual transactions initiated from the Trading Floor. Specifically, the Exchange proposes that on each trading day, Floor Brokers will be eligible to receive a $500 rebate for presenting certain Strategy QOO Orders on the Trading Floor.\5\ The rebate will be applied once the current $1,000 Fee Cap for all reversal, conversion, jelly roll, and box spread strategies \6\ is met.\7\ --------------------------------------------------------------------------- \5\ Eligibility to receive the $500 rebate relies on the Floor Broker's customer reaching the $1,000 Strategy Order Fee Cap each trading day. \6\ A ``reversal strategy'' is established by combining a short security position with a short put and a long call position that shares the same strike and expiration. A ``conversion strategy'' is established by combining a long position in the underlying security with a long put and a short call position that shares the same strike and expiration. A ``jelly roll strategy'' is created by entering into two separate positions simultaneously. One position involves buying a put and selling a call with the same strike price and expiration. The second position involves selling a put and buying a call, with the same strike price, but with a different expiration from the first position. A ``box spread strategy'' is a strategy that synthesizes long and short stock positions to create a profit. Specifically, a long call and short put at one strike is combined with a short call and long put at a different strike to create synthetic long and synthetic short stock positions, respectively. \7\ The $1,000 Fee Cap is applied to customer orders sent to a Floor Broker on the BOX Trading Floor. For example, when Customer A sends certain Strategy QOO Orders to Floor Broker 1 on the Trading Floor, Customer A's fees for these orders will be capped at $1,000 per day. If Customer A reaches the $1,000 Fee Cap, Floor Broker 1, who entered these orders on behalf of Customer A into the BOX system, will receive the $500 rebate. Customer B may also send certain Strategy QOO Orders to Floor Broker 1 for execution on the BOX Trading Floor. Customer B's fees for these orders will also be capped at $1,000 per day and Floor Broker 1, who entered these orders, will receive the $500 rebate if Customer B reaches the $1,000 daily Fee Cap. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes that the proposal is consistent with the requirements of Section 6(b) of the Act, in general, and Section 6(b)(4) and 6(b)(5)of the Act,\8\ in particular, in that it provides for the equitable allocation of reasonable dues, fees, and other charges among BOX Participants and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers. --------------------------------------------------------------------------- \8\ 15 U.S.C. 78f(b)(4) and (5). --------------------------------------------------------------------------- The Exchange believes that the proposed Strategy QOO Order Rebate is reasonable, equitable and not unfairly discriminatory. The Exchange believes the proposed rebate is reasonable when compared to rebates assessed at another options exchange.\9\ Further, the Exchange believes that offering the proposed rebate will allow Floor Brokers to price their services at a level that would enable them to attract this Strategy QOO order flow to the BOX Trading Floor. As such, the Exchange believes that the proposed rebate is reasonable. --------------------------------------------------------------------------- \9\ See Cboe Exchange Inc. (``Cboe'') Fee Schedule Footnote 25. At Cboe, Floor Brokers that execute an average of 15,000 customer and/or professional customer and voluntary professional open-outcry contracts per day over the course of a calendar month in certain underlying symbols will receive a rebate of $9,000 on the Floor Broker's Trading Permit Fees. The Exchange believes that the proposed rebate is similar as Floor Brokers on the BOX Trading Floor may only receive the proposed $500 rebate once its customer sends enough Strategy QOO volume to reach the $1,000 Fee Cap. For example, if Floor Broker 1 executes 4,000 Strategy QOO Order contracts per day for Customer A discussed above, Customer A will meet the $1,000 Fee Cap and Floor Broker 1 will receive the $500 rebate. If instead, Floor Broker 1 only executes 2,000 Strategy QOO Order contracts on behalf of Customer A, Customer A will not reach the $1,000 Fee Cap and Floor Broker 1 will not receive the $500 rebate. In other words, the rebate ultimately relies on Strategy QOO order volume submitted by Floor Brokers on the Trading Floor much like the rebate at Cboe discussed above. The Exchange notes that the proposed rebate will go directly to the Floor Broker and not offset their Floor Broker fees like the rebate at Cboe. The Exchange believes that this difference is minor, as the Floor Broker is receiving a rebate based on customer volume in both circumstances. --------------------------------------------------------------------------- The Exchange believes that the proposed rebate is equitable and not unfairly discriminatory as the rebate is available to all Floor Brokers. Further, the Exchange believes that applying the proposed rebate to Floor Brokers and not to Floor Market Makers is equitable and not unfairly discriminatory as Floor Market Makers only represent their own interest on the Trading Floor and therefore do not need a similar incentive. The Exchange believes that applying the rebate to Floor Brokers and not to the Floor Broker's customers is equitable and not unfairly discriminatory.\10\ As discussed herein, Floor Brokers serve an important function in facilitating the execution of orders via open outcry for customers who do not have their own technology, systems and personnel to participate on the BOX Trading Floor. As such, the Exchange believes that offering the proposed rebate will allow Floor Brokers to price their services at a level that would enable them to attract Strategy QOO order flow from participants who would otherwise utilize other front-end order entry mechanisms offered by the Exchange's competitors instead of incurring the cost in time and resources to install and develop their own internal systems to deliver Strategy QOO orders directly to the Exchange's system. --------------------------------------------------------------------------- \10\ The Exchange notes that it currently offers a rebate to Floor Brokers who present QOO Orders on the BOX Trading Floor on behalf of their customers. The Exchange believes that like the QOO Order Rebate, the proposed rebate is appropriate as the Floor Broker is offering a service to its customers in facilitating the execution of orders via open outcry. The Exchange notes that executions subject to the Strategy QOO Order Fee Cap, and therefore the proposed Strategy QOO Order Floor Broker rebate, are not eligible for the QOO Order Rebate. --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. The [[Page 52285]] Exchange notes that it operates in a highly competitive market in which market participants can readily favor competing venues if they deem rebate opportunities available at other venues to be more favorable. In such an environment, the Exchange must continually adjust its rebates to remain competitive with other exchanges. Because competitors are free to modify their own rebates in response, the Exchange believes that the degree to which rebate changes in this market may impose any burden on competition is limited. For the reasons discussed above, the Exchange believes that the proposed changes do not impose an undue burden on competition. Further, the Exchange does not believe that offering a rebate to Floor Brokers will impose an undue burden on intra-market competition because all Floor Brokers are eligible to transact Strategy QOO Orders and receive a rebate. Further, as discussed above, the Exchange believes that applying the proposed rebate to Floor Brokers and not to Floor Market Makers is appropriate as Floor Market Makers only represent their own interest on the Trading Floor and therefore do not need a similar incentive. Lastly, the Exchange believes that the rebate will promote competition by allowing Floor Brokers to competitively price their services and for the Exchange to remain competitive with other exchanges with trading floors. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Exchange Act \11\ and Rule 19b-4(f)(2) thereunder,\12\ because it establishes or changes a due, or fee. --------------------------------------------------------------------------- \11\ 15 U.S.C. 78s(b)(3)(A)(ii). \12\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend the rule change if it appears to the Commission that the action is necessary or appropriate in the public interest, for the protection of investors, or would otherwise further the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-BOX-2018-34 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SR-BOX-2018-34. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-BOX-2018-34, and should be submitted on or before November 6, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\13\ --------------------------------------------------------------------------- \13\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-22424 Filed 10-15-18; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 83, No. 200 / Tuesday, October 16, 2018 / Notices 52283
necessary or appropriate in furtherance qualification requirements consistent printing in the Commission’s Public
of the purposes of the Act. The with those of FINRA, as of October 1, Reference Room, 100 F Street NE,
proposed amendments are intended to 2018. Therefore, the Commission Washington, DC 20549 on official
promote transparency in the Exchange’s believes that the waiver of the 30-day business days between the hours of
rules, and consistency with the rules of operative delay is consistent with the 10:00 a.m. and 3:00 p.m. Copies of the
other SROs with respect to the protection of investors and the public filing also will be available for
examination, qualification, and interest and hereby waives the 30-day inspection and copying at the principal
continuing education requirements operative delay and designates the office of the Exchange. All comments
applicable to ETP Holders, OTP Holders proposal operative on October 1, 2018.61 received will be posted without change.
or OTP Firms and their registered At any time within 60 days of the Persons submitting comments are
personnel. The Exchange believes that filing of the proposed rule change, the cautioned that we do not redact or edit
in that regard that any burden on Commission summarily may personal identifying information from
competition would be clearly temporarily suspend such rule change if comment submissions. You should
outweighed by the important regulatory it appears to the Commission that such submit only information that you wish
goal of ensuring clear and consistent action is necessary or appropriate in the to make available publicly. All
requirements applicable across SROs, public interest, for the protection of submissions should refer to File
avoiding duplication, and mitigating investors, or otherwise in furtherance of Number SR–NYSEARCA–2018–71 and
any risk of SROs implementing different the purposes of the Act. should be submitted on or before
standards in these important areas. IV. Solicitation of Comments November 6,2018.
Further, the Exchange does not For the Commission, by the Division of
believe that the proposed amendments Interested persons are invited to
submit written data, views, and Trading and Markets, pursuant to delegated
will affect competition among securities authority.62
markets since all SROs are expected to arguments concerning the foregoing,
including whether the proposed rule Eduardo A. Aleman,
adopt similar rules with uniform
change is consistent with the Act. Assistant Secretary.
standards for qualification, registration
and continuing education requirements. Comments may be submitted by any of [FR Doc. 2018–22430 Filed 10–15–18; 8:45 am]
the following methods: BILLING CODE 8011–01–P
C. Self-Regulatory Organization’s
Statement on Comments on the Electronic Comments
Proposed Rule Change Received From • Use the Commission’s internet SECURITIES AND EXCHANGE
Members, Participants, or Others comment form (http://www.sec.gov/ COMMISSION
No written comments were solicited rules/sro.shtml); or
• Send an email to rule-comments@
or received with respect to the proposed [Release No. 34–84391; File No. SR–BOX–
sec.gov. Please include File Number SR–
rule change. 2018–34]
NYSEARCA–2018–71 on the subject
III. Date of Effectiveness of the line. Self-Regulatory Organizations; BOX
Proposed Rule Change and Timing for Paper Comments Exchange LLC; Notice of Filing and
Commission Action Immediate Effectiveness of a Proposed
• Send paper comments in triplicate
Because the foregoing proposed rule Rule Change To Amend the Fee
to Secretary, Securities and Exchange
change does not: (i) Significantly affect Schedule on the BOX Options Market
Commission, 100 F Street NE,
the protection of investors or the public LLC (‘‘BOX’’) Facility To Adopt a New
Washington, DC 20549–1090.
interest; (ii) impose any significant Rebate for Certain Manual
All submissions should refer to File Transactions Initiated From the
burden on competition; and (iii) become
Number SR–NYSEARCA–2018–71. This Trading Floor
operative for 30 days from the date on
file number should be included on the
which it was filed, or such shorter time
subject line if email is used. To help the October 10, 2018.
as the Commission may designate, it has
Commission process and review your
become effective pursuant to Section Pursuant to Section 19(b)(1) of the
comments more efficiently, please use
19(b)(3)(A) of the Act 58 and Rule 19b– Securities Exchange Act of 1934 (the
only one method. The Commission will
4(f)(6) thereunder. ‘‘Act’’),1 and Rule 19b–4 thereunder,2
A proposed rule change filed under post all comments on the Commission’s
notice is hereby given that on
Rule 19b–4(f)(6) normally does not internet website (http://www.sec.gov/
September 27, 2018, BOX Exchange LLC
become operative for 30 days from the rules/sro.shtml). Copies of the
(the ‘‘Exchange’’) filed with the
date of filing. However, Rule 19b– submission, all subsequent
Securities and Exchange Commission
4(f)(6)(iii) 59 permits the Commission to amendments, all written statements
(‘‘Commission’’) the proposed rule
designate a shorter time if such action with respect to the proposed rule
change as described in Items I, II, and
is consistent with the protection of change that are filed with the
III below, which Items have been
investors and the public interest. The Commission, and all written
prepared by the Exchange. The
Exchange has asked the Commission to communications relating to the
Exchange filed the proposed rule change
waive the 30-day operative delay so that proposed rule change between the
pursuant to Section 19(b)(3)(A)(ii) of the
the proposal may become operative on Commission and any person, other than
Act,3 and Rule 19b–4(f)(2) thereunder,4
October 1, 2018 to coincide with the those that may be withheld from the
which renders the proposal effective
effective date of FINRA’s proposed rule public in accordance with the
upon filing with the Commission. The
amozie on DSK3GDR082PROD with NOTICES1
change on which the proposal is provisions of 5 U.S.C. 552, will be
Commission is publishing this notice to
based.60 The waiver of the operative available for website viewing and
delay would make the Exchange’s 61 For purposes only of waiving the 30-day
62 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
operative delay, the Commission has also
58 15 U.S.C. 78s(b)(3)(A). 2 17 CFR 240.19b–4.
considered the proposed rule’s impact on
59 17 CFR 240.19b–4(f)(6)(iii). 3 15 U.S.C. 78s(b)(3)(A)(ii).
efficiency, competition, and capital formation. See
60 See supra note 5. 15 U.S.C. 78c(f). 4 17 CFR 240.19b–4(f)(2).
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![Federal Register / Vol. 83, No. 200 / Tuesday, October 16, 2018 / Notices 52285
Exchange notes that it operates in a to determine whether the proposed rule For the Commission, by the Division of
highly competitive market in which should be approved or disapproved. Trading and Markets, pursuant to delegated
market participants can readily favor authority.13
IV. Solicitation of Comments Eduardo A. Aleman,
competing venues if they deem rebate
opportunities available at other venues Interested persons are invited to Assistant Secretary.
to be more favorable. In such an submit written data, views, and [FR Doc. 2018–22424 Filed 10–15–18; 8:45 am]
environment, the Exchange must arguments concerning the foregoing, BILLING CODE 8011–01–P
continually adjust its rebates to remain including whether the proposed rule
competitive with other exchanges. change is consistent with the Act.
Because competitors are free to modify Comments may be submitted by any of SECURITIES AND EXCHANGE
their own rebates in response, the the following methods: COMMISSION
Exchange believes that the degree to
Electronic Comments
which rebate changes in this market [Release No. 34–84395; File No. SR–CBOE–
may impose any burden on competition • Use the Commission’s internet 2018–065]
is limited. For the reasons discussed comment form (http://www.sec.gov/
above, the Exchange believes that the rules/sro.shtml); or Self-Regulatory Organizations; Cboe
proposed changes do not impose an • Send an email to rule-comments@ Exchange, Inc.; Notice of Filing and
undue burden on competition. sec.gov. Please include File Number SR– Immediate Effectiveness of a Proposed
Further, the Exchange does not BOX–2018–34 on the subject line. Rule Change To Amend Its Fees
believe that offering a rebate to Floor Schedule
Brokers will impose an undue burden Paper Comments
October 10, 2018.
on intra-market competition because all • Send paper comments in triplicate
Floor Brokers are eligible to transact Pursuant to Section 19(b)(1) of the
to Secretary, Securities and Exchange
Strategy QOO Orders and receive a Securities Exchange Act of 1934 (the
Commission, 100 F Street NE,
rebate. Further, as discussed above, the ‘‘Act’’),1 and Rule 19b–4 thereunder,2
Washington, DC 20549–1090.
Exchange believes that applying the notice is hereby given that on
All submissions should refer to File September 28, 2018, Cboe Exchange,
proposed rebate to Floor Brokers and Number SR–BOX–2018–34. This file
not to Floor Market Makers is Inc. (the ‘‘Exchange’’ or ‘‘Cboe
number should be included on the Options’’) filed with the Securities and
appropriate as Floor Market Makers subject line if email is used. To help the
only represent their own interest on the Exchange Commission (the
Commission process and review your ‘‘Commission’’) the proposed rule
Trading Floor and therefore do not need comments more efficiently, please use
a similar incentive. Lastly, the Exchange change as described in Items I, II, and
only one method. The Commission will III below, which Items have been
believes that the rebate will promote post all comments on the Commission’s
competition by allowing Floor Brokers prepared by the Exchange. The
internet website (http://www.sec.gov/ Commission is publishing this notice to
to competitively price their services and rules/sro.shtml). Copies of the
for the Exchange to remain competitive solicit comments on the proposed rule
submission, all subsequent change from interested persons.
with other exchanges with trading amendments, all written statements
floors. with respect to the proposed rule I. Self-Regulatory Organization’s
C. Self-Regulatory Organization’s change that are filed with the Statement of the Terms of Substance of
Statement on Comments on the Commission, and all written the Proposed Rule Change
Proposed Rule Change Received From communications relating to the Cboe Exchange, Inc. (the ‘‘Exchange’’
Members, Participants, or Others proposed rule change between the or ‘‘Cboe Options’’) proposes to amend
Commission and any person, other than its fees schedule. The text of the
No written comments were either
those that may be withheld from the proposed rule change is also available
solicited or received.
public in accordance with the on the Exchange’s website (http://
III. Date of Effectiveness of the provisions of 5 U.S.C. 552, will be www.cboe.com/AboutCBOE/CBOELegal
Proposed Rule Change and Timing for available for website viewing and RegulatoryHome.aspx), at the
Commission Action printing in the Commission’s Public Exchange’s Office of the Secretary, and
The foregoing rule change has become Reference Room, 100 F Street NE, at the Commission’s Public Reference
effective pursuant to Section Washington, DC 20549 on official Room.
19(b)(3)(A)(ii) of the Exchange Act 11 business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such II. Self-Regulatory Organization’s
and Rule 19b–4(f)(2) thereunder,12 Statement of the Purpose of, and
because it establishes or changes a due, filing also will be available for
inspection and copying at the principal Statutory Basis for, the Proposed Rule
or fee. Change
At any time within 60 days of the office of the Exchange. All comments
filing of the proposed rule change, the received will be posted without change. In its filing with the Commission, the
Commission summarily may Persons submitting comments are Exchange included statements
temporarily suspend the rule change if cautioned that we do not redact or edit concerning the purpose of and basis for
it appears to the Commission that the personal identifying information from the proposed rule change and discussed
action is necessary or appropriate in the comment submissions. You should any comments it received on the
public interest, for the protection of submit only information that you wish proposed rule change. The text of these
amozie on DSK3GDR082PROD with NOTICES1
investors, or would otherwise further to make available publicly. All statements may be examined at the
the purposes of the Act. If the submissions should refer to File places specified in Item IV below. The
Commission takes such action, the Number SR–BOX–2018–34, and should Exchange has prepared summaries, set
Commission shall institute proceedings be submitted on or before November 6, forth in sections A, B, and C below, of
2018.
11 15 U.S.C. 78s(b)(3)(A)(ii). 1 15 U.S.C. 78s(b)(1).
12 17 CFR 240.19b–4(f)(2). 13 17 CFR 200.30–3(a)(12). 2 17 CFR 240.19b–4.
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Document Created: 2018-10-15 23:42:16
Document Modified: 2018-10-15 23:42:16
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 83 FR 52283 |
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