83 FR 5287 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 25 (February 6, 2018)

Page Range		5287-5287
FR Document		2018-02392

Federal Register, Volume 83 Issue 25 (Tuesday, February 6, 2018)

[Federal Register Volume 83, Number 25 (Tuesday, February 6, 2018)]
[Notices]
[Page 5287]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-02392]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Thursday, February 8, 2018.

PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Peirce, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: February 1, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-02392 Filed 2-2-18; 11:15 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 25 / Tuesday, February 6, 2018 / Notices 5287

to 90 days as the Commission may Commissioner Peirce, as duty officer, The text of the proposed rule change
designate if it finds such longer period voted to consider the items listed for the is available on the Exchange’s website at
to be appropriate and publishes its closed meeting in closed session. http://nasdaqphlx.cchwallstreet.com/,
reasons for so finding or as to which the The subject matters of the closed at the principal office of the Exchange,
self-regulatory organization consents, meeting will be: and at the Commission’s Public
the Commission shall either approve the Institution and settlement of Reference Room.
proposed rule change, disapprove the injunctive actions;
Institution and settlement of II. Self-Regulatory Organization’s
proposed rule change, or institute
administrative proceedings; and Statement of the Purpose of, and
proceedings to determine whether the
Other matters relating to enforcement Statutory Basis for, the Proposed Rule
proposed rule change should be
proceedings. Change
disapproved. The 45th day after
publication of the notice for this At times, changes in Commission In its filing with the Commission, the
proposed rule change is February 2, priorities require alterations in the Exchange included statements
2018. The Commission is extending this scheduling of meeting items. concerning the purpose of and basis for
45-day time period. CONTACT PERSON FOR MORE INFORMATION: the proposed rule change and discussed
The Commission finds that it is For further information and to ascertain any comments it received on the
appropriate to designate a longer period what, if any, matters have been added, proposed rule change. The text of these
within which to take action on the deleted or postponed; please contact statements may be examined at the
proposed rule change so that it has Brent J. Fields from the Office of the places specified in Item IV below. The
sufficient time to consider the proposed Secretary at (202) 551–5400. Exchange has prepared summaries, set
rule change. Accordingly, the forth in sections A, B, and C below, of
Dated: February 1, 2018.
Commission, pursuant to Section the most significant aspects of such
Brent J. Fields, statements.
19(b)(2) of the Act,5 designates March
19, 2018, as the date by which the Secretary.
[FR Doc. 2018–02392 Filed 2–2–18; 11:15 am]
A. Self-Regulatory Organization’s
Commission shall either approve or Statement of the Purpose of, and
disapprove, or institute proceedings to BILLING CODE 8011–01–P
Statutory Basis for, the Proposed Rule
determine whether to disapprove, the Change
proposed rule change (File Number SR–
BOX–2017–36). SECURITIES AND EXCHANGE 1. Purpose
COMMISSION
For the Commission, by the Division of The Exchange proposes to relocate
Trading and Markets, pursuant to delegated [Release No. 34–82609; File No. SR–Phlx– Execution Protections currently located
authority.6 2018–12] at Phlx Rule 1080(p) to new Phlx Rule
Eduardo A. Aleman, 1099 and entitle the rule ‘‘Order
Self-Regulatory Organizations; Nasdaq Protections.’’ The Exchange also
Assistant Secretary.
PHLX LLC; Notice of Filing and proposes to conform certain rule text
[FR Doc. 2018–02269 Filed 2–5–18; 8:45 am]
Immediate Effectiveness of Proposed within the current rule throughout new
BILLING CODE 8011–01–P Rule Change To Relocate the Rule 1099.
Execution Protections Rule The Exchange proposes to utilize the
SECURITIES AND EXCHANGE January 31, 2018. term ‘‘System’’ throughout new Rule
COMMISSION Pursuant to Section 19(b)(1) of the 1099 instead of the terms ‘‘Phlx XL’’ or
Securities Exchange Act of 1934 ‘‘system.’’ 3 The Exchange also proposes
Sunshine Act Meetings (‘‘Act’’),1 and Rule 19b–4 thereunder,2 to remove the term ‘‘Phlx’’ and replace
notice is hereby given that on January it with the word ‘‘Exchange.’’ These
TIME AND DATE: 2:00 p.m. on Thursday, non-substantive rule changes are meant
February 8, 2018. 24, 2018, Nasdaq PHLX LLC (‘‘Phlx’’ or
‘‘Exchange’’) filed with the Securities to simply conform terms within the new
PLACE: Closed Commission Hearing Rule for consistency.
and Exchange Commission
Room 10800. (‘‘Commission’’) the proposed rule Locating these order protection rules
STATUS: This meeting will be closed to change as described in Items I and II within new Rule 1099 will make them
the public. below, which Items have been prepared easier to locate and also shorten the
MATTERS TO BE CONSIDERED: by the Exchange. The Commission is length of Rule 1080 for ease of reading
Commissioners, Counsel to the publishing this notice to solicit that rule.
Commissioners, the Secretary to the comments on the proposed rule change The Exchange also proposes to update
Commission, and recording secretaries from interested persons. cross-references to Rule 1080(p) to Rule
will attend the closed meeting. Certain 1099.4
staff members who have an interest in I. Self-Regulatory Organization’s
Statement of the Terms of Substance of 2. Statutory Basis
the matters also may be present.
The General Counsel of the the Proposed Rule Change The Exchange believes that its
Commission, or his designee, has The Exchange proposes to relocate proposal is consistent with Section 6(b)
certified that, in his opinion, one or Execution Protections currently located of the Act,5 in general, and furthers the
more of the exemptions set forth in 5 at Phlx Rule 1080(p) to new Phlx Rule objectives of Section 6(b)(5) of the Act,6
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) 1099 and entitle the rule ‘‘Order in particular, in that it is designed to
daltland on DSKBBV9HB2PROD with NOTICES

and (10) and 17 CFR 200.402(a)(3), Protections.’’ The Exchange proposes to promote just and equitable principles of
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and amend certain words within the current 3 System is defined at Phlx Rule 1000(45).
(a)(10), permit consideration of the rule text to conform the language within 4 The Exchange proposes to amend cross-
scheduled matters at the closed meeting. this Rule 1080(p). references in Rule 1082 (Firm Quotations) and Rule
1098 (Complex Orders on the System).
5 Id. 1 15 U.S.C. 78s(b)(1). 5 15 U.S.C. 78f(b).
6 17 CFR 200.30–3(a)(31). 2 17 CFR 240.19b–4. 6 15 U.S.C. 78f(b)(5).

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Document Created: 2018-02-06 00:30:39
Document Modified: 2018-02-06 00:30:39

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Thursday, February 8, 2018.
FR Citation		83 FR 5287