83 FR 53337 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 204 (October 22, 2018)

Page Range		53337-53337
FR Document		2018-22943

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a telephonic public meeting. The public is invited to submit written statements to the Committee.

Federal Register, Volume 83 Issue 204 (Monday, October 22, 2018)

[Federal Register Volume 83, Number 204 (Monday, October 22, 2018)]
[Notices]
[Page 53337]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-22943]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10568; 34-84441; File No. 265-28]


Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of telephonic meeting of Securities and Exchange 
Commission Dodd-Frank Investor Advisory Committee.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a telephonic public meeting. The public is invited to 
submit written statements to the Committee.

DATES: The meeting will be held on Wednesday, November 7, 2018 from 
2:00 p.m. until 3:30 p.m. (ET) and will be open to the public via 
telephone at 1-800-260-0702, participant code 455778. Written 
statements should be received on or before November 7, 2018.

ADDRESSES: Written statements may be submitted by any of the following 
methods:

Electronic Statements

    [ssquf] Use the Commission's internet submission form (http://www.sec.gov/rules/other.shtml); or
    [ssquf] Send an email message to rules-comments@sec.gov. Please 
include File No. 265-28 on the subject line; or

Paper Statements

    [ssquf] Send paper statements to Brent J. Fields, Secretary, 
Securities and Exchange Commission, 100 F Street NE, Washington, DC 
20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for website viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE, Room 1503, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change. Persons submitting comments are cautioned that we do not redact 
or edit personal identifying information from comment submissions. You 
should submit only information that you wish to make available 
publicly.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel, 
Office of the Investor Advocate, at (202) 551-3302, Securities and 
Exchange Commission, 100 F Street NE, Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public via 
telephone. Persons needing special accommodations to take part because 
of a disability should notify the contact person listed in the section 
above entitled FOR FURTHER INFORMATION CONTACT.
    The agenda for the meeting includes: Welcome remarks; a discussion 
of the Commission's Proposed Regulation Best Interest and Proposed Form 
CRS Relationship Summary (which may include a recommendation of the 
Investor as Purchaser subcommittee).

    Dated: October 17, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-22943 Filed 10-19-18; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 204 / Monday, October 22, 2018 / Notices 53337

regarding when off-floor transfers are 455778. Written statements should be SECURITIES AND EXCHANGE
permissible, whether netting is received on or before November 7, 2018. COMMISSION
permitted, and the transfer price of an ADDRESSES: Written statements may be
off-floor transfer. The Commission [Release No. 34–84436; File No. SR–CBOE–
submitted by any of the following 2018–062]
believes that those additional provisions
methods:
are designed to perfect the mechanism Self-Regulatory Organizations; Cboe
of a free and open market and a national Electronic Statements
Exchange, Inc.; Order Approving a
market system, and, in general, to
protect investors and the public interest. D Use the Commission’s internet Proposed Rule Change To Amend Rule
submission form (http://www.sec.gov/ 6.2, Interpretation and Policy .01,
In addition, the Commission believes Concerning Strategy Orders
that the requirement for the parties to rules/other.shtml); or
provide written notice to the Exchange D Send an email message to rules- October 16, 2018.
and maintain detailed records of each comments@sec.gov. Please include File
transfer will ensure that the Exchange is No. 265–28 on the subject line; or I. Introduction
made aware of off-floor transfers and is Paper Statements On August 24, 2018, Cboe Exchange,
able to review them for compliance with Inc. (‘‘Exchange’’) filed with the
applicable rules. D Send paper statements to Brent J. Securities and Exchange Commission
With respect to the elimination of the Fields, Secretary, Securities and (‘‘Commission’’), pursuant to Section
on-floor transfer package procedure, the Exchange Commission, 100 F Street NE, 19(b)(1) of the Securities Exchange Act
Commission notes that TPHs will Washington, DC 20549–1090. of 1934 (‘‘Act’’) 1 and Rule 19b–4
continue to be able to transact on the All submissions should refer to File No. thereunder,2 a proposal to amend
Exchange using the regular auction 265–28. This file number should be Exchange Rule 6.2, Interpretation and
market process. included on the subject line if email is Policy .01, concerning strategy orders.
IV. Conclusion used. To help us process and review The proposed rule change was
your statement more efficiently, please published for comment in the Federal
It is therefore ordered, pursuant to Register on September 12, 2018.3 The
Section 19(b)(2) of the Act,21 that the use only one method.
Commission received no comment
proposed rule change (SR–CBOE–2018– Statements also will be available for letters regarding the proposed rule
060) be, and hereby is, approved. website viewing and printing in the change. This order approves the
Commission’s Public Reference Room, proposed rule change.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated 100 F Street NE, Room 1503,
authority.22 Washington, DC 20549, on official II. Description of the Proposed Rule
Eduardo A. Aleman, business days between the hours of Change
Assistant Secretary.
10:00 a.m. and 3:00 p.m. All statements Exchange Rule 6.2, Interpretation and
received will be posted without change. Policy .01 sets forth the modified
[FR Doc. 2018–22908 Filed 10–19–18; 8:45 am]
Persons submitting comments are Hybrid Opening System (‘‘HOSS’’)
BILLING CODE 8011–01–P
cautioned that we do not redact or edit procedure for the option series used to
personal identifying information from calculate the exercise or final settlement
SECURITIES AND EXCHANGE comment submissions. You should value for expiring volatility index
COMMISSION submit only information that you wish derivatives.4 As described in the
to make available publicly. Notice,5 the Exchange notes that market
[Release Nos. 33–10568; 34–84441; File No.
265–28] FOR FURTHER INFORMATION CONTACT: participants seeking to replicate the
Marc Oorloff Sharma, Chief Counsel, exposure of their expiring VIX
Investor Advisory Committee Meeting Office of the Investor Advocate, at (202) derivatives generally do so with
551–3302, Securities and Exchange portfolios of constituent SPX options
AGENCY: Securities and Exchange Commission, 100 F Street NE, referred to as ‘‘strategy orders,’’ which
Commission. Washington, DC 20549. they submit for execution in the
ACTION: Notice of telephonic meeting of modified HOSS opening procedure on
Securities and Exchange Commission SUPPLEMENTARY INFORMATION: The
VIX exercise settlement value
Dodd-Frank Investor Advisory meeting will be open to the public via
determination days.6 As with any
Committee. telephone. Persons needing special
accommodations to take part because of 1 15 U.S.C. 78s(b)(1).
SUMMARY: The Securities and Exchange a disability should notify the contact 2 17 CFR 240.19b–4.
Commission Investor Advisory person listed in the section above 3 See Securities Exchange Act Release No. 84045

Committee, established pursuant to entitled FOR FURTHER INFORMATION (September 12, 2018), 83 FR 46230 (‘‘Notice’’).
Section 911 of the Dodd-Frank Wall CONTACT. 4 See proposed Exchange Rule 6.2, Interpretation

Street Reform and Consumer Protection and Policy .01(a). These volatility indexes include
The agenda for the meeting includes: the Cboe Volatility Index (‘‘VIX’’) and the Russell
Act of 2010, is providing notice that it Welcome remarks; a discussion of the 2000 Volatility Index. See Notice, supra note 3, at
will hold a telephonic public meeting. Commission’s Proposed Regulation Best 46232, n.3.
The public is invited to submit written Interest and Proposed Form CRS 5 See note 3, supra.

statements to the Committee. Relationship Summary (which may
6 See Notice, supra note 3, at 46232–3. The

exercise settlement value determination day is a
DATES: The meeting will be held on include a recommendation of the
daltland on DSKBBV9HB2PROD with NOTICES

day on which the Exchange determines the exercise
Wednesday, November 7, 2018 from Investor as Purchaser subcommittee). or final settlement value, as applicable, of expiring
2:00 p.m. until 3:30 p.m. (ET) and will volatility index derivatives. See proposed Exchange
Dated: October 17, 2018. Rule 6.2, Interpretation and Policy .01(a). The
be open to the public via telephone at
Brent J. Fields, Exchange notes that because market participants
1–800–260–0702, participant code use strategy orders to convert vega (volatility)
Secretary.
exposure from one instrument (expiring VIX
21 15 U.S.C. 78s(b)(2). [FR Doc. 2018–22943 Filed 10–19–18; 8:45 am] derivative) to another (portfolio of SPX options
22 17 CFR 200.30–3(a)(12). BILLING CODE 8011–01–P Continued

VerDate Sep<11>2014 18:12 Oct 19, 2018 Jkt 247001 PO 00000 Frm 00132 Fmt 4703 Sfmt 4703 E:\FR\FM\22OCN1.SGM 22OCN1

Document Created: 2018-10-20 01:49:48
Document Modified: 2018-10-20 01:49:48

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of telephonic meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee.
Dates		The meeting will be held on Wednesday, November 7, 2018 from 2:00 p.m. until 3:30 p.m. (ET) and will be open to the public via telephone at 1-800-260-0702, participant code 455778. Written statements should be received on or before November 7, 2018.
Contact		Marc Oorloff Sharma, Chief Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.
FR Citation		83 FR 53337