83_FR_53686 83 FR 53481 - Determination of Regulatory Review Period for Purposes of Patent Extension; NUPLAZID

83 FR 53481 - Determination of Regulatory Review Period for Purposes of Patent Extension; NUPLAZID

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 205 (October 23, 2018)

Page Range53481-53483
FR Document2018-23057

The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for NUPLAZID and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of applications to the Director of the U.S. Patent and Trademark Office (USPTO), Department of Commerce, for the extension of a patent which claims that human drug product.

Federal Register, Volume 83 Issue 205 (Tuesday, October 23, 2018)
[Federal Register Volume 83, Number 205 (Tuesday, October 23, 2018)]
[Notices]
[Pages 53481-53483]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-23057]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket Nos. FDA-2017-E-3617, FDA-2017-E-3619, and FDA-2017-E-3618]


Determination of Regulatory Review Period for Purposes of Patent 
Extension; NUPLAZID

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or the Agency) has 
determined the regulatory review period for NUPLAZID and is publishing 
this notice of that determination as required by law. FDA has made the 
determination because of the submission of applications to the Director 
of the U.S. Patent and Trademark Office (USPTO), Department of 
Commerce, for the extension of a patent which claims that human drug 
product.

DATES: Anyone with knowledge that any of the dates as published (see 
the SUPPLEMENTARY INFORMATION section) are incorrect may submit either 
electronic or written comments and ask for a redetermination by 
December 24, 2018. Furthermore, any interested person may petition FDA 
for a determination regarding whether the applicant for extension acted 
with due diligence during the regulatory review period by April 22, 
2019. See ``Petitions'' in the SUPPLEMENTARY INFORMATION section for 
more information.

ADDRESSES: You may submit comments as follows. Please note that late, 
untimely filed comments will not be considered. Electronic comments 
must be submitted on or before December 24, 2018. The https://www.regulations.gov electronic filing system will accept comments until 
11:59 p.m. Eastern Time at the end of December 24, 2018. Comments 
received by mail/hand delivery/courier (for written/paper submissions) 
will be considered timely if they are postmarked or the delivery 
service acceptance receipt is on or before that date.

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

[[Page 53482]]

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket Nos. 
FDA-2017-E-3617, FDA-2017-E-3619, and FDA-2017-E-3618 for 
``Determination of Regulatory Review Period for Purposes of Patent 
Extension; NUPLAZID.'' Received comments, those filed in a timely 
manner (see ADDRESSES), will be placed in the docket and, except for 
those submitted as ``Confidential Submissions,'' publicly viewable at 
https://www.regulations.gov or at the Dockets Management Staff between 
9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on https://www.regulations.gov. 
Submit both copies to the Dockets Management Staff. If you do not wish 
your name and contact information to be made publicly available, you 
can provide this information on the cover sheet and not in the body of 
your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with Sec.  10.20 (21 CFR 10.20) and 
other applicable disclosure law. For more information about FDA's 
posting of comments to public dockets, see 80 FR 56469, September 18, 
2015, or access the information at: https://www.thefederalregister.org/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane, 
Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Beverly Friedman, Office of Regulatory 
Policy, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 
51, Rm. 6250, Silver Spring, MD 20993, 301-796-3600.

SUPPLEMENTARY INFORMATION:

I. Background

    The Drug Price Competition and Patent Term Restoration Act of 1984 
(Pub. L. 98-417) and the Generic Animal Drug and Patent Term 
Restoration Act (Pub. L. 100-670) generally provide that a patent may 
be extended for a period of up to 5 years so long as the patented item 
(human drug product, animal drug product, medical device, food 
additive, or color additive) was subject to regulatory review by FDA 
before the item was marketed. Under these acts, a product's regulatory 
review period forms the basis for determining the amount of extension 
an applicant may receive.
    A regulatory review period consists of two periods of time: A 
testing phase and an approval phase. For human drug products, the 
testing phase begins when the exemption to permit the clinical 
investigations of the drug becomes effective and runs until the 
approval phase begins. The approval phase starts with the initial 
submission of an application to market the human drug product and 
continues until FDA grants permission to market the drug product. 
Although only a portion of a regulatory review period may count toward 
the actual amount of extension that the Director of USPTO may award 
(for example, half the testing phase must be subtracted as well as any 
time that may have occurred before the patent was issued), FDA's 
determination of the length of a regulatory review period for a human 
drug product will include all of the testing phase and approval phase 
as specified in 35 U.S.C. 156(g)(1)(B).
    FDA has approved for marketing the human drug product, NUPLAZID 
(pimavanserin tartrate). NUPLAZID is indicated for treatment of 
hallucinations and delusions associated with Parkinson's disease 
psychosis. Subsequent to this approval, the USPTO received patent term 
restoration applications for NUPLAZID (U.S. Patent Nos. 7,601,740; 
7,659,285; and 7,732,615) from ACADIA Pharmaceuticals Inc., and the 
USPTO requested FDA's assistance in determining the patents' 
eligibility for patent term restoration. In a letter dated September 
20, 2017, FDA advised the USPTO that this human drug product had 
undergone a regulatory review period and that the approval of NUPLAZID 
represented the first permitted commercial marketing or use of the 
product. Thereafter, the USPTO requested that FDA determine the 
product's regulatory review period.

II. Determination of Regulatory Review Period

    FDA has determined that the applicable regulatory review period for 
NUPLAZID is 4,557 days. Of this time, 4,315 days occurred during the 
testing phase of the regulatory review period, while 242 days occurred 
during the approval phase. These periods of time were derived from the 
following dates:
    1. The date an exemption under section 505(i) of the Federal Food, 
Drug, and Cosmetic Act (FD&C Act) (21 U.S.C. 355(i)) became effective: 
November 9, 2003. FDA has verified the applicant's claim that the date 
the investigational new drug application became effective was November 
9, 2003.
    2. The date the application was initially submitted with respect to 
the human drug product under section 505(b) of the FD&C Act: September 
1, 2015. FDA has verified the applicant's claim that the new drug 
application (NDA) for NUPLAZID (NDA 207-318) was initially submitted on 
September 1, 2015.
    3. The date the application was approved: April 29, 2016. FDA has 
verified the applicant's claim that NDA 207-318 was approved on April 
29, 2016.
    This determination of the regulatory review period establishes the 
maximum potential length of a patent extension. However, the USPTO 
applies several statutory limitations in its calculations of the actual 
period for patent extension. In its applications for patent extension, 
this applicant seeks 1,197 days, 1,256 days, or 1,316 days of patent 
term extension.

III. Petitions

    Anyone with knowledge that any of the dates as published are 
incorrect may submit either electronic or written comments and, under 
21 CFR 60.24, ask for a redetermination (see DATES). Furthermore, as 
specified in Sec.  60.30 (21 CFR 60.30), any interested person may 
petition FDA for a determination

[[Page 53483]]

regarding whether the applicant for extension acted with due diligence 
during the regulatory review period. To meet its burden, the petition 
must comply with all the requirements of Sec.  60.30, including but not 
limited to: Must be timely (see DATES), must be filed in accordance 
with Sec.  10.20, must contain sufficient facts to merit an FDA 
investigation, and must certify that a true and complete copy of the 
petition has been served upon the patent applicant. (See H. Rept. 857, 
part 1, 98th Cong., 2d sess., pp. 41-42, 1984.) Petitions should be in 
the format specified in 21 CFR 10.30.
    Submit petitions electronically to https://www.regulations.gov at 
Docket No. FDA-2013-S-0610. Submit written petitions (two copies are 
required) to the Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.

    Dated: October 17, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-23057 Filed 10-22-18; 8:45 am]
 BILLING CODE 4164-01-P



                                                                            Federal Register / Vol. 83, No. 205 / Tuesday, October 23, 2018 / Notices                                         53481

                                                  FDA estimates that the confirmation                  to be for products subject to the                     Director of the U.S. Patent and
                                               or updating of establishment registration               deeming compliance period.                            Trademark Office (USPTO), Department
                                               and product listing information as                         Based on FDA’s experience and the                  of Commerce, for the extension of a
                                               required by section 905 of the FD&C Act                 actual number of product ingredient                   patent which claims that human drug
                                               will take 10 minutes annually per                       listings submitted over the past 3 years,             product.
                                               confirmation or update per                              FDA estimates that 35 establishments
                                               establishment. Based on FDA’s                           will each submit two reports (one every               DATES:  Anyone with knowledge that any
                                               experience with current establishment                   6 months). FDA also estimates that the                of the dates as published (see the
                                               registration and product listings                       confirmation or updating of product                   SUPPLEMENTARY INFORMATION section) are
                                               submitted to the Agency, the Agency                     (ingredient) listing information required             incorrect may submit either electronic
                                               estimates that on average 3,578                         by section 904(c) of the FD&C Act is                  or written comments and ask for a
                                               establishments will each submit one                     expected to take 0.40 hour (24 minutes)               redetermination by December 24, 2018.
                                               confirmation or updated report each                     and will take 48 minutes annually for                 Furthermore, any interested person may
                                               year, which is expected to take 0.16                    two confirmations or updates per                      petition FDA for a determination
                                               hour (10 minutes) for a total 572 burden                establishment, for a total 28 burden                  regarding whether the applicant for
                                               hours.                                                  hours. FDA estimates that obtaining a                 extension acted with due diligence
                                                  FDA estimates that we have received                  DUNS (data universal numbering                        during the regulatory review period by
                                               most tobacco product ingredient                         system) number will take 30 minutes.                  April 22, 2019. See ‘‘Petitions’’ in the
                                               submissions for large manufacturers of                  FDA assumes that all new establishment                SUPPLEMENTARY INFORMATION section for
                                               deemed products. Small manufacturers’                   facilities that will be required to                   more information.
                                               deadline for ingredient submissions is                  initially register under section 905 of
                                                                                                                                                             ADDRESSES:   You may submit comments
                                               November 2018. This is based on the                     the FD&C Act would obtain a DUNS
                                                                                                       number. FDA estimates that up to 100                  as follows. Please note that late,
                                               counts we have to date (July 2018),                                                                           untimely filed comments will not be
                                               including statutorily regulated products                establishments that would need to
                                                                                                       obtain this number each year. The total               considered. Electronic comments must
                                               (based on information in our tracking                                                                         be submitted on or before December 24,
                                               system).                                                industry burden to obtain a DUNS
                                                                                                       number is 50 hours.                                   2018. The https://www.regulations.gov
                                                  FDA estimates that the submission of                                                                       electronic filing system will accept
                                                                                                          FDA estimates the total burden for
                                               ingredient listings required by section                                                                       comments until 11:59 p.m. Eastern Time
                                                                                                       this collection to be 830 hours. We have
                                               904(a)(1) of the FD&C Act for each                                                                            at the end of December 24, 2018.
                                                                                                       adjusted our burden estimate, which has
                                               establishment will take 2 hours initially.                                                                    Comments received by mail/hand
                                                                                                       resulted in a decrease of 93,086 hours to
                                               Because this burden estimate covers a                                                                         delivery/courier (for written/paper
                                                                                                       the currently approved burden. Based
                                               timeframe of 3 years, we anticipate                                                                           submissions) will be considered timely
                                                                                                       on data we reviewed from the past 3
                                               almost all section 904(a)(1) tobacco                                                                          if they are postmarked or the delivery
                                                                                                       years and projecting the number of
                                               ingredient submissions to have been                                                                           service acceptance receipt is on or
                                                                                                       remaining establishments that have not
                                               received before the expiration of the                                                                         before that date.
                                                                                                       registered and submitted product
                                               current approval (prior to 11/8/2018 for
                                                                                                       ingredient listings, we revised the                   Electronic Submissions
                                               small manufacturers and large
                                                                                                       number of respondents and burden
                                               manufacturers, 5/8/18). We are                                                                                  Submit electronic comments in the
                                                                                                       hours in this information collection.
                                               estimating approximately 30                                                                                   following way:
                                               manufacturers may miss their deadline.                    Dated: October 17, 2018.
                                               This is based on estimates of how many                  Leslie Kux,                                             • Federal eRulemaking Portal:
                                               large manufacturers we are aware of that                Associate Commissioner for Policy.                    https://www.regulations.gov. Follow the
                                               have missed their deadline. Because this                [FR Doc. 2018–23056 Filed 10–22–18; 8:45 am]          instructions for submitting comments.
                                               burden estimate covers 3 years, we are                  BILLING CODE 4164–01–P
                                                                                                                                                             Comments submitted electronically,
                                               dividing by 3, to yield 10 respondents                                                                        including attachments, to https://
                                               as a yearly average for this estimate.                                                                        www.regulations.gov will be posted to
                                               Therefore, FDA estimates that 10                        DEPARTMENT OF HEALTH AND                              the docket unchanged. Because your
                                               establishments will initially submit one                HUMAN SERVICES                                        comment will be made public, you are
                                               report annually at 2 hours per report, for                                                                    solely responsible for ensuring that your
                                               a total of 20 hours.                                    Food and Drug Administration                          comment does not include any
                                                  Submissions under 904(c) of the                      [Docket Nos. FDA–2017–E–3617, FDA–                    confidential information that you or a
                                               FD&C Act are for any new product that                   2017–E–3619, and FDA–2017–E–3618]                     third party may not wish to be posted,
                                               is not yet on the market (e.g., if on the                                                                     such as medical information, your or
                                               market due to deeming compliance                        Determination of Regulatory Review                    anyone else’s Social Security number, or
                                               period), newly deemed product                           Period for Purposes of Patent                         confidential business information, such
                                               manufacturers should have submitted                     Extension; NUPLAZID                                   as a manufacturing process. Please note
                                               under section 904(a)(1) of the FD&C Act.                                                                      that if you include your name, contact
                                                                                                       AGENCY:    Food and Drug Administration,              information, or other information that
                                               This includes any statutorily regulated                 HHS.
                                               product that would receive a marketing                                                                        identifies you in the body of your
                                                                                                       ACTION:   Notice.                                     comments, that information will be
                                               authorization and any new deemed
                                               product not subject to the deeming                      SUMMARY:   The Food and Drug                          posted on https://www.regulations.gov.
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                                               compliance period. For deemed product                   Administration (FDA or the Agency) has                  • If you want to submit a comment
                                               categories, while we anticipate receiving               determined the regulatory review period               with confidential information that you
                                               a large number of premarket                             for NUPLAZID and is publishing this                   do not wish to be made available to the
                                               applications, there is a portion of these               notice of that determination as required              public, submit the comment as a
                                               applicants who will have reported their                 by law. FDA has made the                              written/paper submission and in the
                                               ingredients under section 904(a)(1) as                  determination because of the                          manner detailed (see ‘‘Written/Paper
                                               most of these submissions are expected                  submission of applications to the                     Submissions’’ and ‘‘Instructions’’).


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                                               53482                        Federal Register / Vol. 83, No. 205 / Tuesday, October 23, 2018 / Notices

                                               Written/Paper Submissions                                  Docket: For access to the docket to                applications for NUPLAZID (U.S. Patent
                                                                                                       read background documents or the                      Nos. 7,601,740; 7,659,285; and
                                                  Submit written/paper submissions as                  electronic and written/paper comments                 7,732,615) from ACADIA
                                               follows:                                                received, go to https://                              Pharmaceuticals Inc., and the USPTO
                                                  • Mail/Hand delivery/Courier (for                    www.regulations.gov and insert the                    requested FDA’s assistance in
                                               written/paper submissions): Dockets                     docket number, found in brackets in the               determining the patents’ eligibility for
                                               Management Staff (HFA–305), Food and                    heading of this document, into the                    patent term restoration. In a letter dated
                                               Drug Administration, 5630 Fishers                       ‘‘Search’’ box and follow the prompts                 September 20, 2017, FDA advised the
                                               Lane, Rm. 1061, Rockville, MD 20852.                    and/or go to the Dockets Management                   USPTO that this human drug product
                                                  • For written/paper comments                         Staff, 5630 Fishers Lane, Rm. 1061,                   had undergone a regulatory review
                                               submitted to the Dockets Management                     Rockville, MD 20852.                                  period and that the approval of
                                               Staff, FDA will post your comment, as                   FOR FURTHER INFORMATION CONTACT:                      NUPLAZID represented the first
                                               well as any attachments, except for                     Beverly Friedman, Office of Regulatory                permitted commercial marketing or use
                                               information submitted, marked and                       Policy, Food and Drug Administration,                 of the product. Thereafter, the USPTO
                                               identified, as confidential, if submitted               10903 New Hampshire Ave., Bldg. 51,                   requested that FDA determine the
                                               as detailed in ‘‘Instructions.’’                        Rm. 6250, Silver Spring, MD 20993,                    product’s regulatory review period.
                                                  Instructions: All submissions received               301–796–3600.                                         II. Determination of Regulatory Review
                                               must include the Docket Nos. FDA–                       SUPPLEMENTARY INFORMATION:                            Period
                                               2017–E–3617, FDA–2017–E–3619, and
                                               FDA–2017–E–3618 for ‘‘Determination                     I. Background                                            FDA has determined that the
                                               of Regulatory Review Period for                                                                               applicable regulatory review period for
                                                                                                          The Drug Price Competition and
                                               Purposes of Patent Extension;                                                                                 NUPLAZID is 4,557 days. Of this time,
                                                                                                       Patent Term Restoration Act of 1984
                                               NUPLAZID.’’ Received comments, those                                                                          4,315 days occurred during the testing
                                                                                                       (Pub. L. 98–417) and the Generic
                                               filed in a timely manner (see                                                                                 phase of the regulatory review period,
                                                                                                       Animal Drug and Patent Term
                                               ADDRESSES), will be placed in the docket                                                                      while 242 days occurred during the
                                                                                                       Restoration Act (Pub. L. 100–670)
                                               and, except for those submitted as                                                                            approval phase. These periods of time
                                                                                                       generally provide that a patent may be
                                               ‘‘Confidential Submissions,’’ publicly                                                                        were derived from the following dates:
                                                                                                       extended for a period of up to 5 years                   1. The date an exemption under
                                               viewable at https://www.regulations.gov                 so long as the patented item (human
                                               or at the Dockets Management Staff                                                                            section 505(i) of the Federal Food, Drug,
                                                                                                       drug product, animal drug product,                    and Cosmetic Act (FD&C Act) (21 U.S.C.
                                               between 9 a.m. and 4 p.m., Monday                       medical device, food additive, or color
                                               through Friday.                                                                                               355(i)) became effective: November 9,
                                                                                                       additive) was subject to regulatory                   2003. FDA has verified the applicant’s
                                                  • Confidential Submissions—To                        review by FDA before the item was                     claim that the date the investigational
                                               submit a comment with confidential                      marketed. Under these acts, a product’s               new drug application became effective
                                               information that you do not wish to be                  regulatory review period forms the basis              was November 9, 2003.
                                               made publicly available, submit your                    for determining the amount of extension                  2. The date the application was
                                               comments only as a written/paper                        an applicant may receive.                             initially submitted with respect to the
                                               submission. You should submit two                          A regulatory review period consists of             human drug product under section
                                               copies total. One copy will include the                 two periods of time: A testing phase and              505(b) of the FD&C Act: September 1,
                                               information you claim to be confidential                an approval phase. For human drug                     2015. FDA has verified the applicant’s
                                               with a heading or cover note that states                products, the testing phase begins when               claim that the new drug application
                                               ‘‘THIS DOCUMENT CONTAINS                                the exemption to permit the clinical                  (NDA) for NUPLAZID (NDA 207–318)
                                               CONFIDENTIAL INFORMATION.’’ The                         investigations of the drug becomes                    was initially submitted on September 1,
                                               Agency will review this copy, including                 effective and runs until the approval                 2015.
                                               the claimed confidential information, in                phase begins. The approval phase starts                  3. The date the application was
                                               its consideration of comments. The                      with the initial submission of an                     approved: April 29, 2016. FDA has
                                               second copy, which will have the                        application to market the human drug                  verified the applicant’s claim that NDA
                                               claimed confidential information                        product and continues until FDA grants                207–318 was approved on April 29,
                                               redacted/blacked out, will be available                 permission to market the drug product.                2016.
                                               for public viewing and posted on                        Although only a portion of a regulatory                  This determination of the regulatory
                                               https://www.regulations.gov. Submit                     review period may count toward the                    review period establishes the maximum
                                               both copies to the Dockets Management                   actual amount of extension that the                   potential length of a patent extension.
                                               Staff. If you do not wish your name and                 Director of USPTO may award (for                      However, the USPTO applies several
                                               contact information to be made publicly                 example, half the testing phase must be               statutory limitations in its calculations
                                               available, you can provide this                         subtracted as well as any time that may               of the actual period for patent extension.
                                               information on the cover sheet and not                  have occurred before the patent was                   In its applications for patent extension,
                                               in the body of your comments and you                    issued), FDA’s determination of the                   this applicant seeks 1,197 days, 1,256
                                               must identify this information as                       length of a regulatory review period for              days, or 1,316 days of patent term
                                               ‘‘confidential.’’ Any information marked                a human drug product will include all                 extension.
                                               as ‘‘confidential’’ will not be disclosed               of the testing phase and approval phase
                                               except in accordance with § 10.20 (21                   as specified in 35 U.S.C. 156(g)(1)(B).               III. Petitions
                                               CFR 10.20) and other applicable                            FDA has approved for marketing the                    Anyone with knowledge that any of
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                                               disclosure law. For more information                    human drug product, NUPLAZID                          the dates as published are incorrect may
                                               about FDA’s posting of comments to                      (pimavanserin tartrate). NUPLAZID is                  submit either electronic or written
                                               public dockets, see 80 FR 56469,                        indicated for treatment of hallucinations             comments and, under 21 CFR 60.24, ask
                                               September 18, 2015, or access the                       and delusions associated with                         for a redetermination (see DATES).
                                               information at: https://www.gpo.gov/                    Parkinson’s disease psychosis.                        Furthermore, as specified in § 60.30 (21
                                               fdsys/pkg/FR-2015-09-18/pdf/2015-                       Subsequent to this approval, the USPTO                CFR 60.30), any interested person may
                                               23389.pdf.                                              received patent term restoration                      petition FDA for a determination


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                                                                            Federal Register / Vol. 83, No. 205 / Tuesday, October 23, 2018 / Notices                                          53483

                                               regarding whether the applicant for                     planning to achieve these goals through               Therefore, there is a need for a better
                                               extension acted with due diligence                      increased interactive engagement with                 understanding of premarket testing
                                               during the regulatory review period. To                 manufacturers of OCT devices. FDA                     expectations for OCT devices and
                                               meet its burden, the petition must                      intends to use the voluntary OCT 510(k)               dialogue between FDA and OCT
                                               comply with all the requirements of                     Pilot Program to assess whether the                   manufacturers in order to reduce the
                                               § 60.30, including but not limited to:                  individual testing recommendations                    need for additional data requests during
                                               Must be timely (see DATES), must be                     provided through the pre-submission                   the 510(k) submission review.
                                               filed in accordance with § 10.20, must                  process and increased interactive
                                                                                                       engagement improve the premarket                      II. Description of the Voluntary OCT
                                               contain sufficient facts to merit an FDA
                                                                                                       review process and reduce the overall                 510(k) Pilot Program
                                               investigation, and must certify that a
                                               true and complete copy of the petition                  total time to decision (TTD), a shared                   FDA intends to achieve the goals of
                                               has been served upon the patent                         FDA-industry commitment goal, in                      the voluntary OCT 510(k) Pilot Program,
                                               applicant. (See H. Rept. 857, part 1, 98th              support of the Medical Device User Fee                that are described in Section III, by: (1)
                                               Cong., 2d sess., pp. 41–42, 1984.)                      Amendments of 2017.                                   Communicating and obtaining feedback
                                               Petitions should be in the format                       DATES: FDA is seeking participation in                related to individual recommendations
                                               specified in 21 CFR 10.30.                              the voluntary OCT 510(k) Pilot Program                regarding non-clinical and clinical
                                                  Submit petitions electronically to                   beginning October 23, 2018. See the                   evaluation of OCT devices; and (2)
                                               https://www.regulations.gov at Docket                   ‘‘Voluntary OCT 510(k) Pilot Program                  facilitating discussion between FDA and
                                               No. FDA–2013–S–0610. Submit written                     Procedures’’ section for instructions on              individual OCT device manufacturers
                                               petitions (two copies are required) to the              how to submit a request to participate.               regarding these risk-based testing
                                               Dockets Management Staff (HFA–305),                     The voluntary OCT 510(k) Pilot Program                recommendations. Specifically,
                                               Food and Drug Administration, 5630                      will select the first nine eligible                   participants in the voluntary OCT
                                               Fishers Lane, Rm. 1061, Rockville, MD                   participants.                                         510(k) Pilot Program will have the
                                               20852.                                                  FOR FURTHER INFORMATION CONTACT: Brad
                                                                                                                                                             opportunity to discuss premarket
                                                 Dated: October 17, 2018.                              Cunningham, Center for Devices and                    performance testing recommendations
                                               Leslie Kux,                                             Radiological Health, Food and Drug                    for their OCT device in an interactive
                                                                                                       Administration, 10903 New Hampshire                   format (by phone or in-person meeting)
                                               Associate Commissioner for Policy.
                                                                                                       Ave., Bldg. 66, Rm. 2430, Silver Spring,              with the FDA review team, including
                                               [FR Doc. 2018–23057 Filed 10–22–18; 8:45 am]
                                                                                                       MD 20993, 301–796–6620, email:                        engineers, medical officers, and
                                               BILLING CODE 4164–01–P                                                                                        managers. FDA will interactively
                                                                                                       Bradley.Cunningham@fda.hhs.gov.
                                                                                                                                                             communicate and solicit feedback on its
                                                                                                       SUPPLEMENTARY INFORMATION:
                                                                                                                                                             individual testing recommendations to
                                               DEPARTMENT OF HEALTH AND                                I. Background                                         yield a mutual, clear understanding of
                                               HUMAN SERVICES                                                                                                the information necessary to
                                                                                                          OCT devices are devices for viewing,
                                               Food and Drug Administration                            imaging, measurement, and analysis of                 demonstrate substantial equivalence in
                                                                                                       ocular structures and may be used to aid              a 510(k) submission for the OCT device
                                               [Docket No. FDA–2018–N–3623]
                                                                                                       in the detection and management of                    and to streamline 510(k) submission and
                                                                                                       various ocular diseases. These devices                review.
                                               Fostering Medical Innovation:                                                                                    Participation eligibility in this
                                               Voluntary Pilot Program To Streamline                   are classified under 21 CFR 886.1570
                                                                                                       and are assigned the product code OBO;                voluntary OCT 510(k) Pilot Program is
                                               Review of Premarket Notification                                                                              determined based on the factors listed
                                               (510(k)) Submissions for Ophthalmic                     they are Class II devices requiring
                                                                                                       premarket notification (510(k)) prior to              in Section IV. Due to resource
                                               Optical Coherence Tomography                                                                                  constraints, we intend to limit this
                                               Devices                                                 marketing. In their 510(k) submission,
                                                                                                       for purposes of premarket clearance,                  voluntary pilot program to the first nine
                                               AGENCY:    Food and Drug Administration,                manufacturers must demonstrate                        eligible participants.
                                               HHS.                                                    substantial equivalence to a legally                     To evaluate success of the voluntary
                                               ACTION:   Notice.                                       marketed predicate in terms of intended               OCT 510(k) Pilot Program, we intend to
                                                                                                       use, technological characteristics, and               assess 510(k) TTD and feedback on the
                                               SUMMARY:    The Food and Drug                           performance. This is typically achieved               pre-submission and 510(k) processes
                                               Administration’s (FDA) Center for                       through evaluation of non-clinical and/               from participants in the pilot program.
                                               Devices and Radiological Health, Office                 or clinical data, among other                            This voluntary pilot program is
                                               of Device Evaluation recognizes that an                 information.                                          limited to OCT devices, not already
                                               efficient, risk-based approach to                          Currently, there are no FDA-                       cleared for marketing through 510(k),
                                               regulating ophthalmic Optical                           recognized consensus standards or                     which could be classified under 21 CFR
                                               Coherence Tomography (OCT)                              published guidance documents                          886.1570.
                                               technology will foster innovation                       available that describe performance                   III. Goals of the Voluntary OCT 510(k)
                                               designed to improve ophthalmic                          testing recommendations for OCT                       Pilot Program
                                               healthcare. To make premarket review                    devices. As such, 510(k) submissions,
                                               of OCT devices more efficient, we are                   when initially submitted to FDA, often                  FDA has the following goals for the
                                               announcing a new voluntary OCT                          do not include adequate testing to                    voluntary OCT 510(k) Pilot Program:
                                               Premarket Notification (510(k)) Pilot                   support substantial equivalence. This is                1. Improve consistency and
khammond on DSK30JT082PROD with NOTICES




                                               Program, designed to develop and refine                 evidenced by consistent requests for                  predictability of the 510(k) premarket
                                               individual premarket testing                            additional information (including new                 review process for OCT devices.
                                               recommendations for OCT devices                         data and analyses) across OCT 510(k)                    2. Reduce TTD for OCT 510(k)
                                               through the pre-submission process to                   submissions, which are unforeseen by                  submissions, noting that ‘‘FDA and
                                               yield more consistent premarket                         manufacturers and may greatly                         applicants share the responsibility for
                                               submissions and improve predictability                  contribute to an increase in TTD for an               achieving this objective of reducing the
                                               of the 510(k) review process. We are                    individual 510(k) submission.                         average Total Time to Decision, while


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Document Created: 2018-10-23 04:14:48
Document Modified: 2018-10-23 04:14:48
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesAnyone with knowledge that any of the dates as published (see the SUPPLEMENTARY INFORMATION section) are incorrect may submit either electronic or written comments and ask for a redetermination by December 24, 2018. Furthermore, any interested person may petition FDA for a determination regarding whether the applicant for extension acted with due diligence during the regulatory review period by April 22, 2019. See ``Petitions'' in the SUPPLEMENTARY INFORMATION section for more information.
ContactBeverly Friedman, Office of Regulatory Policy, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 51, Rm. 6250, Silver Spring, MD 20993, 301-796-3600.
FR Citation83 FR 53481 

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