83_FR_53729 83 FR 53524 - Sunshine Act Meetings

83 FR 53524 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 205 (October 23, 2018)

Page Range53524-53524
FR Document2018-23177

Federal Register, Volume 83 Issue 205 (Tuesday, October 23, 2018)
[Federal Register Volume 83, Number 205 (Tuesday, October 23, 2018)]
[Notices]
[Page 53524]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-23177]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 3:00 p.m. on Thursday, October 25, 2018.

PLACE: The meeting will be held at the Commission's headquarters, 100 F 
Street NE, Washington, DC 20549.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Jackson, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims;
    Adjudicatory matters; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: October 18, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-23177 Filed 10-19-18; 11:15 am]
 BILLING CODE 8011-01-P



                                               53524                          Federal Register / Vol. 83, No. 205 / Tuesday, October 23, 2018 / Notices

                                               C. Self-Regulatory Organization’s                       proposed rule change between the                        The subject matters of the closed
                                               Statement on Comments on the                            Commission and any person, other than                 meeting will be:
                                               Proposed Rule Change Received From                      those that may be withheld from the                     Institution and settlement of
                                               Members, Participants, or Others                        public in accordance with the                         injunctive actions;
                                                 The Exchange has not solicited, and                   provisions of 5 U.S.C. 552, will be                     Institution and settlement of
                                               does not intend to solicit, comments on                 available for website viewing and                     administrative proceedings;
                                               this proposed rule change. The                          printing in the Commission’s Public                     Resolution of litigation claims;
                                               Exchange has not received any written                   Reference Room, 100 F Street NE,                        Adjudicatory matters; and
                                               comments from members or other                          Washington, DC 20549, on official                       Other matters relating to enforcement
                                               interested parties.                                     business days between the hours of                    proceedings.
                                                                                                       10:00 a.m. and 3:00 p.m. Copies of this                 At times, changes in Commission
                                               III. Date of Effectiveness of the                       filing will also be available for                     priorities require alterations in the
                                               Proposed Rule Change and Timing for                     inspection and copying at the principal               scheduling of meeting items.
                                               Commission Action                                       office of the Exchange. All comments                  CONTACT PERSON FOR MORE INFORMATION:
                                                  The foregoing rule change has become                 received will be posted without change.               For further information and to ascertain
                                               effective pursuant to Section 19(b)(3)(A)               Persons submitting comments are                       what, if any, matters have been added,
                                               of the Act 10 and paragraph (f) of Rule                 cautioned that we do not redact or edit               deleted or postponed; please contact
                                               19b–4 thereunder.11 At any time within                  personal identifying information from                 Brent J. Fields from the Office of the
                                               60 days of the filing of the proposed rule              comment submissions. You should                       Secretary at (202) 551–5400.
                                               change, the Commission summarily may                    submit only information that you wish
                                                                                                                                                               Dated: October 18, 2018.
                                               temporarily suspend such rule change if                 to make available publicly. All
                                               it appears to the Commission that such                                                                        Brent J. Fields,
                                                                                                       submissions should refer to File
                                               action is necessary or appropriate in the               Number SR–CboeEDGX–2018–047 and                       Secretary.
                                               public interest, for the protection of                  should be submitted on or before                      [FR Doc. 2018–23177 Filed 10–19–18; 11:15 am]
                                               investors, or otherwise in furtherance of               November 13, 2018.                                    BILLING CODE 8011–01–P
                                               the purposes of the Act.                                  For the Commission, by the Division of
                                               IV. Solicitation of Comments                            Trading and Markets, pursuant to delegated
                                                                                                       authority.12                                          SECURITIES AND EXCHANGE
                                                 Interested persons are invited to                                                                           COMMISSION
                                                                                                       Eduardo A. Aleman,
                                               submit written data, views, and                                                                               [Release No. 34–84444; File No. SR–NYSE–
                                                                                                       Assistant Secretary.
                                               arguments concerning the foregoing,                                                                           2018–49]
                                               including whether the proposed rule                     [FR Doc. 2018–23038 Filed 10–22–18; 8:45 am]
                                               change is consistent with the Act.                      BILLING CODE 8011–01–P
                                                                                                                                                             Self-Regulatory Organizations; New
                                               Comments may be submitted by any of                                                                           York Stock Exchange LLC; Notice of
                                               the following methods:                                                                                        Filing and Immediate Effectiveness of
                                                                                                       SECURITIES AND EXCHANGE
                                               Electronic Comments                                                                                           Proposed Rule Change To Amend Its
                                                                                                       COMMISSION
                                                                                                                                                             Price List
                                                  • Use the Commission’s internet
                                               comment form (http://www.sec.gov/                       Sunshine Act Meetings                                 October 17, 2018.
                                               rules/sro.shtml); or                                    TIME AND DATE:     3:00 p.m. on Thursday,                Pursuant to Section 19(b)(1) 1 of the
                                                  • Send an email to rule-comments@                                                                          Securities Exchange Act of 1934 (the
                                                                                                       October 25, 2018.
                                               sec.gov. Please include File Number SR–                                                                       ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
                                                                                                       PLACE: The meeting will be held at the
                                               CboeEDGX–2018–047 on the subject                                                                              notice is hereby given that, on October
                                               line.                                                   Commission’s headquarters, 100 F
                                                                                                                                                             4, 2018, New York Stock Exchange LLC
                                                                                                       Street NE, Washington, DC 20549.
                                               Paper Comments                                                                                                (‘‘NYSE’’ or the ‘‘Exchange’’) filed with
                                                                                                       STATUS: This meeting will be closed to                the Securities and Exchange
                                                  • Send paper comments in triplicate                  the public.                                           Commission (the ‘‘Commission’’) the
                                               to Secretary, Securities and Exchange                   MATTERS TO BE CONSIDERED:                             proposed rule change as described in
                                               Commission, 100 F Street NE,                            Commissioners, Counsel to the                         Items I, II, and III below, which Items
                                               Washington, DC 20549–1090.                              Commissioners, the Secretary to the                   have been prepared by the self-
                                               All submissions should refer to File                    Commission, and recording secretaries                 regulatory organization. The
                                               Number SR–CboeEDGX–2018–047. This                       will attend the closed meeting. Certain               Commission is publishing this notice to
                                               file number should be included on the                   staff members who have an interest in                 solicit comments on the proposed rule
                                               subject line if email is used. To help the              the matters also may be present.                      change from interested persons.
                                               Commission process and review your                         The General Counsel of the
                                               comments more efficiently, please use                   Commission, or his designee, has                      I. Self-Regulatory Organization’s
                                               only one method. The Commission will                    certified that, in his opinion, one or                Statement of the Terms of Substance of
                                               post all comments on the Commission’s                   more of the exemptions set forth in 5                 the Proposed Rule Change
                                               internet website (http://www.sec.gov/                   U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)             The Exchange proposes to amend its
                                               rules/sro.shtml). Copies of the                         and (10) and 17 CFR 200.402(a)(3),                    Price List to (1) adopt an alternate way
                                               submission, all subsequent                              (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and        to qualify for the Tier 3 Adding Credit;
khammond on DSK30JT082PROD with NOTICES




                                               amendments, all written statements                      (a)(10), permit consideration of the                  (2) add a new charge for transactions
                                               with respect to the proposed rule                       scheduled matters at the closed meeting.              that remove liquidity from the
                                               change that are filed with the                             Commissioner Jackson, as duty                      Exchange; and (3) make certain non-
                                               Commission, and all written                             officer, voted to consider the items                  substantive, clarifying changes. The
                                               communications relating to the                          listed for the closed meeting in closed
                                                                                                       session.                                                1 15 U.S.C.78s(b)(1).
                                                 10 15 U.S.C. 78s(b)(3)(A).                                                                                    2 15 U.S.C. 78a.
                                                 11 17 CFR 240.19b–4(f).                                 12 17   CFR 200.30–3(a)(12).                          3 17 CFR 240.19b–4.




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Document Created: 2018-10-23 04:15:07
Document Modified: 2018-10-23 04:15:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
Dates3:00 p.m. on Thursday, October 25, 2018.
FR Citation83 FR 53524 

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