83_FR_56970 83 FR 56750 - Flexible Vinyl Alliance; Filing of Food Additive Petition

83 FR 56750 - Flexible Vinyl Alliance; Filing of Food Additive Petition

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 83, Issue 220 (November 14, 2018)

Page Range56750-56758
FR Document2018-24657

The Food and Drug Administration (FDA or we) is announcing that we have filed a petition, submitted by the Flexible Vinyl Alliance (FVA), requesting that we amend our food additive regulations to no longer provide for the use of 26 ortho-phthalates in various food- contact applications because these uses have been permanently abandoned.

Federal Register, Volume 83 Issue 220 (Wednesday, November 14, 2018)
[Federal Register Volume 83, Number 220 (Wednesday, November 14, 2018)]
[Proposed Rules]
[Pages 56750-56758]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-24657]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Parts 175, 176, 177, and 178

[Docket No. FDA-2018-F-3757]


Flexible Vinyl Alliance; Filing of Food Additive Petition

AGENCY: Food and Drug Administration, HHS.

ACTION: Notification of petition.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is announcing 
that we have filed a petition, submitted by the Flexible Vinyl Alliance 
(FVA), requesting that we amend our food additive regulations to no 
longer provide for the use of 26 ortho-phthalates in various food-
contact applications because these uses have been permanently 
abandoned.

DATES: The food additive petition was filed on July 3, 2018. Submit 
either electronic or written comments by January 14, 2019.

ADDRESSES: You may submit comments as follows. Please note that late, 
untimely filed comments will not be considered. Electronic comments 
must be submitted on or before January 14, 2019. The https://www.regulations.gov electronic filing system will accept comments until 
11:59 p.m. Eastern Time at the end of January 14, 2019. Comments 
received by mail/hand delivery/courier (for written/paper submissions) 
will be considered timely if they are postmarked or the delivery 
service acceptance receipt is on or before that date.

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: https://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to https://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such

[[Page 56751]]

as a manufacturing process. Please note that if you include your name, 
contact information, or other information that identifies you in the 
body of your comments, that information will be posted on https://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Dockets Management Staff (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Dockets 
Management Staff, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2018-F-3757 for ``Flexible Vinyl Alliance; Filing of Food Additive 
Petition.'' Received comments will be placed in the docket and, except 
for those submitted as ``Confidential Submissions,'' publicly viewable 
at https://www.regulations.gov or at the Dockets Management Staff 
between 9 a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions: To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' We will review 
this copy, including the claimed confidential information, in our 
consideration of comments. The second copy, which will have the claimed 
confidential information redacted/blacked out, will be available for 
public viewing and posted on https://www.regulations.gov. Submit both 
copies to the Dockets Management Staff. If you do not wish your name 
and contact information to be made publicly available, you can provide 
this information on the cover sheet and not in the body of your 
comments and you must identify this information as ``confidential.'' 
Any information marked as ``confidential'' will not be disclosed except 
in accordance with 21 CFR 10.20 and other applicable disclosure law. 
For more information about FDA's posting of comments to public dockets, 
see 80 FR 56469, September 18, 2015, or access the information at: 
https://www.thefederalregister.org/fdsys/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
    Docket: For access to the docket to read background documents or 
comments received, go to https://www.regulations.gov and insert the 
docket number found in brackets in the heading of this document into 
the ``Search'' box and follow the prompts, and/or go to the Dockets 
Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.

FOR FURTHER INFORMATION CONTACT: Stephen DiFranco, Center for Food 
Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus 
Dr., College Park, MD 20740, 240-402-2710.

SUPPLEMENTARY INFORMATION:

I. Background

    Under section 409(b)(5) of the Federal Food, Drug, and Cosmetic Act 
(FD&C Act) (21 U.S.C. 348(b)(5)), we are giving notice that we have 
filed a food additive petition (FAP 8B4820), submitted by FVA, c/o 
Keller and Heckman, LLP., 1001 G St. NW, Suite 500 West, Washington, DC 
20001. The petition requests that we amend our food additive 
regulations in parts 175, 176, 177, and 178 (21 CFR parts 175, 176, 
177, and 178) to revoke the approvals for 26 substances that the 
petition identifies as ortho-phthalates. The petition requests that we 
revoke the approvals because the food additive uses have been 
permanently abandoned. The substances affected by this petition and 
their corresponding Chemical Abstracts Service (CAS) numbers (when 
available) are listed in table 1. Some of the substances are the 
subject of approvals in multiple food additive regulations for 
different uses, and the petition identifies the regulations that 
authorize the food additive use of the substances. Therefore, we are 
also listing the regulations that would be affected by this FAP (see 
tables 2-19). For each regulation that would be affected, we list the 
specific ortho-phthalates that the regulation authorizes. The petition 
asserts that the uses of the ortho-phthalates identified in tables 2-19 
have been abandoned. If the FAP is granted in full, none of the ortho-
phthalates listed in table 1 would be authorized for food additive use 
in FDA's food additive regulations. Some of the substances are the 
subject of prior sanction authorizations. The FAP does not pertain to 
those prior sanction uses.

      Table 1--Ortho-Phthalates That Would Be Affected by This FAP
------------------------------------------------------------------------
                      Food Additive                           CAS No.
------------------------------------------------------------------------
Dimethyl phthalate (dimethyl orthophthalate)............        131-11-3
Diphenyl phthalate......................................         84-62-8
Methyl phthalyl ethyl glycolate (1,2-                            85-71-2
 Benzenedicarboxylicacid, 1-(2-ethoxy-2-oxoethyl) 2-
 methyl ester)..........................................
Diethyl phthalate.......................................         84-66-2
Diphenylguanidine phthalate \1\.........................      17573-13-6
Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl           84-72-0
 phthalate).............................................
Diallyl phthalate.......................................        131-17-9
Diisobutyl phthalate....................................         84-69-5
Butyl benzyl phthalate..................................         85-68-7
Di-n-butyl phthalate....................................         84-74-2
Butyl phthalyl butyl glycolate \2\ (Butyl                        85-70-1
 carbobutoxymethyl phthalate)...........................
Dihexyl phthalate (Di-n-hexyl phthalate)................         84-75-3
Di(butoxyethyl) phthalate (Bis(2-n-butoxyethyl)                 117-83-9
 phthalate).............................................
Dimethylcyclohexyl phthalate............................       1322-94-7
Diisooctyl phthalate....................................      27554-26-3
Dioctyl phthalate (Di-n-octyl phthalate)................        117-84-0
Butyloctyl phthalate (n-butyl n-octyl phthalate)........         84-78-6
Di(2-ethylhexyl) hexahydrophthalate \1\.................         84-71-9
Amyl decyl phthalate (n-amyl n-decyl phthalate).........       7493-81-4
Butyl decyl phthalate (n-butyl n-decyl phthalate).......         89-19-0

[[Page 56752]]

 
Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-          119-07-3
 decyl phthalate).......................................
Didecyl phthalate (Di-n-decyl phthalate)................         84-77-5
Dodecyl phthalate.......................................      21577-80-0
Dihydroabietyl phthalate................................      26760-71-4
Castor oil phthalate, hydrogenated......................             N/A
Castor oil phthalate with adipic acid and fumaric acid-       68650-73-7
 diethylene glycol......................................
------------------------------------------------------------------------
\1\ We note that while these substances are not chemically classified as
  ortho-phthalates, they are included in FAP 8B4820. The FAP describes
  all of the substances as ortho-phthalates, although for these
  substances that characterization is incorrect.
\2\ Substance is named Butyl phthalate butyl glycolate in 21 CFR
  175.105. We believe this is a typographical error, and it should be
  named butyl phthalyl butyl glycolate or butyl carbobutoxymethyl
  phthalate.

    The petition identifies Sec.  175.105, ``Adhesives'' (21 CFR 
175.105) as being impacted by the FAP. Specifically, the petition 
identifies the use of the substances listed in table 2 as being 
impacted.

  Table 2--Ortho-Phthalates Authorized by Sec.   175.105 That Would Be
                          Affected by This FAP
                             [``Adhesives'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Dimethyl phthalate (dimethyl orthophthalate)............        131-11-3
Diphenyl phthalate......................................         84-62-8
Methyl phthalyl ethyl glycolate                                  85-71-2
 (1,2Benzenedicarboxylicacid, 1-(2-ethoxy-2-oxoethyl) 2-
 methyl ester)..........................................
Diethyl phthalate.......................................         84-66-2
Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl           84-72-0
 phthalate).............................................
Diallyl phthalate.......................................        131-17-9
Diisobutyl phthalate....................................         84-69-5
Butyl benzyl phthalate..................................         85-68-7
Di-n-butyl phthalate \1\................................         84-74-2
Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl          85-70-1
 phthalate) \2\.........................................
Dihexyl phthalate (Di-n-hexyl phthalate)................         84-75-3
Di(butoxyethyl) phthalate (Bis(2-n-butoxyethyl)                 117-83-9
 phthalate).............................................
Diisooctyl phthalate....................................      27554-26-3
Dioctyl phthalate (Di-n-octyl phthalate)................        117-84-0
Butyloctyl phthalate (n-butyl n-octyl phthalate)........         84-78-6
Di(2-ethylhexyl) hexahydrophthalate.....................         84-71-9
Butyl decyl phthalate (n-butyl n-decyl phthalate) \3\...         89-19-0
Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-          119-07-3
 decyl phthalate).......................................
Dihydroabietyl phthalate................................      26760-71-4
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   175.105 as dibutyl
  phthalate. These terms are synonymous, referring to the same chemical
  substance.
\2\ Although the petitioner refers to this substance as Butyl phthalyl
  butyl glycolate phthalate in the petition, it is listed in Sec.
  175.105 as Butyl phthalate butyl glycolate. These terms are
  synonymous, referring to the same chemical substance.
\3\ Although the petitioner refers to this substance as Butyl decyl
  phthalate in the petition, it is listed in Sec.   175.105 as
  Butyldecyl phthalate. These terms are synonymous, referring to the
  same chemical substance.

    The petition identifies Sec.  175.300, ``Resinous and polymeric 
coatings'' (21 CFR 175.300), as being impacted by the FAP. 
Specifically, the petition identifies the use of the ortho-phthalates 
listed in table 3 as being impacted.

  Table 3--Ortho-Phthalates Authorized by Sec.   175.300 That Would Be
                          Affected by This FAP
                  [``Resinous and polymeric coatings'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diethyl phthalate.......................................         84-66-2
Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl           84-72-0
 phthalate).............................................
Di-n-butyl phthalate \1\................................         84-74-2
Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl          85-70-1
 phthalate).............................................
Diisooctyl phthalate....................................      27554-26-3
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   175.300 as dibutyl
  phthalate. These terms are synonymous, referring to the same chemical
  substance.

    The petition identifies Sec.  175.320, ``Resinous and polymeric 
coating for polyolefin films'' (21 CFR 175.320), as being impacted by 
the FAP. Specifically, the petition identifies the use of the ortho-
phthalates listed in table 4 as being impacted.

[[Page 56753]]



  Table 4--Ortho-phthalates Authorized by Sec.   175.320 That Would Be
                          Affected by This FAP
       [``Resinous and polymeric coatings for polyolefin films'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diethyl phthalate.......................................         84-66-2
Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl           84-72-0
 phthalate).............................................
Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl          85-70-1
 phthalate).............................................
------------------------------------------------------------------------

    The petition identifies Sec.  175.380, ``Xylene-formaldehyde resins 
condensed with 4,4'-isopropylidenediphenol-epichlorohydrin epoxy 
resins'' (21 CFR 175.380), as being impacted by the FAP. Specifically, 
the petition identifies the use of the ortho-phthalates listed in table 
5 as being impacted. Although the regulation in Sec.  175.380 does not 
directly refer to these ortho-phthalates, the regulation authorizes 
their use by cross-referencing Sec.  175.300(b)(3). Although use of 
ortho-phthalates authorized by Sec.  175.380 would be affected by the 
FAP, the FAP would not require the regulatory text in Sec.  175.380 to 
be amended.

  Table 5--Ortho-Phthalates Authorized by Sec.   175.380 That Would Be
                          Affected by This FAP
[``Xylene-formaldehyde resins condensed with 4,4'-isopropylidenediphenol-
                     epichlorohydrin epoxy resins'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diethyl phthalate.......................................         84-66-2
Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl           84-72-0
 phthalate).............................................
Di-n-butyl phthalate \1\................................         84-74-2
Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl          85-70-1
 phthalate) \2\.........................................
Diisooctyl phthalate....................................      27554-26-3
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   175.300(b)(3) as
  dibutyl phthalate. These terms are synonymous, referring to the same
  chemical substance.

    The petition identifies Sec.  175.390, ``Zinc-silicon dioxide 
matrix coatings'' (21 CFR 175.390) as being impacted by the FAP. 
Specifically, the petition identifies the use of the ortho-phthalates 
listed in table 6 as being impacted by the FAP. Although the regulation 
in Sec.  175.390 does not directly refer to these ortho-phthalates, the 
regulation authorizes their use by cross-referencing Sec.  175.300. 
Although use of ortho-phthalates authorized by Sec.  175.390 would be 
affected by the FAP, the FAP would not require the regulatory text in 
Sec.  175.390 to be amended.

  Table 6--Ortho-Phthalates Authorized by Sec.   175.390 That Would Be
                          Affected by This FAP
               [``Zinc-silicon dioxide matrix coatings'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diethyl phthalate.......................................         84-66-2
Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl           84-72-0
 phthalate).............................................
Di-n-butyl phthalate \1\................................         84-74-2
Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl          85-70-1
 phthalate).............................................
Diisooctyl phthalate....................................      27554-26-3
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   175.300 as dibutyl
  phthalate. These terms are synonymous, referring to the same chemical
  substance.

    The petition identifies Sec.  176.170, ``Components of paper and 
paperboard in contact with aqueous and fatty foods'' (21 CFR 176.170) 
as being affected by the FAP. Specifically, the petition identifies the 
use of the ortho-phthalates listed in table 7 as being impacted.

  Table 7--Ortho-Phthalates Authorized by Sec.   176.170 That Would Be
                          Affected By This FAP
 [``Components of paper and paperboard in contact with aqueous and fatty
                                foods'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Butyl benzyl phthalate \1\..............................         85-68-7
Di-n-butyl phthalate \2\................................         84-74-2
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as Butyl benzyl
  phthalate in the petition, it is listed in Sec.   176.170 as
  Butylbenzyl phthalate. These terms are synonymous, referring to the
  same chemical substance.
\2\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   176.170 as dibutyl
  phthalate. These terms are synonymous, referring to the same chemical
  substance.

    The petition identifies Sec.  176.180, ``Components of paper and 
paperboard in contact with dry food'' (21 CFR 176.180) as being 
impacted by the FAP. Specifically, the petition identifies the use of 
the ortho-phthalates listed in

[[Page 56754]]

table 8 as being impacted. Although the regulation in Sec.  176.180 
does not directly refer to all of these ortho-phthalates, the 
regulation authorizes the use of all of them either directly or by 
cross-referencing Sec.  176.170.

  Table 8--Ortho-Phthalates Authorized by Sec.   176.180 That Would Be
                          Affected by This FAP
    [``Components of paper and paperboard in contact with dry food'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diallyl phthalate.......................................        131-17-9
Butyl benzyl phthalate..................................         85-68-7
Di-n-butyl phthalate \1\................................         84-74-2
Didecyl phthalate (Di-n-decyl phthalate)................         84-77-5
Dodecyl phthalate.......................................      21577-80-0
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   176.170 as dibutyl
  phthalate. These terms are synonymous, referring to the same chemical
  substance.

    The petition identifies Sec.  176.300, ``Slimicides'' (21 CFR 
176.300), as being impacted by the FAP. Specifically, the petition 
identifies the ortho-phthalates listed in table 9 as being impacted, 
some of which are permitted as a result of being listed in Sec. Sec.  
176.170 and 176.180.

  Table 9--Ortho-Phthalates Authorized by Sec.   176.300 That Would Be
                          Affected by This FAP
                            [``Slimicides'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diallyl phthalate.......................................        131-17-9
Butyl benzyl phthalate..................................         85-68-7
Di-n-butyl phthalate....................................         84-74-2
Didecyl phthalate (Di-n-decyl phthalate)................         84-77-5
Dodecyl phthalate.......................................      21577-80-0
------------------------------------------------------------------------

    The petition identifies Sec.  177.1010, ``Acrylic and modified 
acrylic plastics, semirigid and rigid'' (21 CFR 177.1010) as being 
impacted by the FAP. Specifically, the petition identifies the use of 
the ortho-phthalate listed in table 10 as being impacted.

 Table 10--Ortho-Phthalates Authorized by Sec.   177.1010 That Would Be
                          Affected by This FAP
    [``Acrylic and modified acrylic plastics, semirigid and rigid'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Dimethyl phthalate (dimethyl orthophthalate)............        131-11-3
------------------------------------------------------------------------

    The petition identifies Sec.  177.1200, ``Cellophane'' (21 CFR 
177.1200) as being impacted by the FAP. Specifically, the petition 
identifies the use of the ortho-phthalates listed in table 11 as being 
impacted.

 Table 11--Ortho-Phthalates Authorized by Sec.   177.1200 That Would Be
                          Affected by This FAP
                            [``Cellophane'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diisobutyl phthalate....................................         84-69-5
Di-n-butyl phthalate \1\................................         84-74-2
Dimethylcyclohexyl phthalate............................       1322-94-7
Castor oil phthalate, hydrogenated......................             N/A
Castor oil phthalate with adipic acid and fumaric acid-       68650-73-7
 diethylene glycol......................................
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   177.1200 as
  dibutylphthalate. These terms are synonymous, referring to the same
  chemical substance.

    The petition identifies Sec.  177.1210, ``Closures with sealing 
gaskets for food containers'' (21 CFR 177.1210), as being impacted by 
the FAP. Specifically, the petition identifies the first five ortho-
phthalates listed in table 12 as being impacted based on the 
authorization of their use in Sec.  177.1210. Although the regulation 
in Sec.  177.1210 does not directly refer to these ortho-phthalates, 
the regulation authorizes their use by cross-referencing authorizations 
in 21 CFR parts 174-178 and Sec.  179.45 (21 CFR 179.45). In addition 
to the first five ortho-phthalates in table 12 that the petition 
identifies as being authorized under Sec.  177.1210, Sec.  177.1210 
also authorizes the use of the remaining substances that are listed in 
table 12. We have listed these remaining substances in table 12 because 
the petition seeks to revoke the food additive approvals for these 
substances, and Sec.  177.1210 authorizes their food additive use by

[[Page 56755]]

cross-referencing authorizations in parts 174-178 and Sec.  179.45. 
Although use of the substances authorized by Sec.  177.1210 that are 
listed in table 12 would be affected by the FAP, the FAP would not 
require the regulatory text in Sec.  177.1210 to be amended.

 Table 12--Ortho-Phthalates Authorized by Sec.   177.1210 That Would Be
                          Affected by This FAP
         [``Closures with sealing gaskets for food containers'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diethyl phthalate.......................................         84-66-2
Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl           84-72-0
 phthalate).............................................
Di-n-butyl phthalate....................................         84-74-2
Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl          85-70-1
 phthalate).............................................
Diisooctyl phthalate....................................      27554-26-3
Dimethyl phthalate (dimethyl orthophthalate)............        131-11-3
Diphenyl phthalate......................................         84-62-8
Methyl phthalyl ethyl glycolate (1,2-                            85-71-2
 Benzenedicarboxylicacid, 1-(2-ethoxy-2-oxoethyl) 2-
 methyl ester)..........................................
Diphenylguanidine phthalate.............................      17573-13-6
Diallyl phthalate.......................................        131-17-9
Diisobutyl phthalate....................................         84-69-5
Butyl benzyl phthalate..................................         85-68-7
Dihexyl phthalate (Di-n-hexyl phthalate)................         84-75-3
Di(butoxyethyl) phthalate (Bis(2-n-butoxyethyl)                 117-83-9
 phthalate).............................................
Dimethylcyclohexyl phthalate............................       1322-94-7
Dioctyl phthalate (Di-n-octyl phthalate)................        117-84-0
Butyloctyl phthalate (n-butyl n-octyl phthalate)........         84-78-6
Di(2-ethylhexyl) hexahydrophthalate.....................         84-71-9
Amyl decyl phthalate (n-amyl n-decyl phthalate).........       7493-81-4
Butyl decyl phthalate (n-butyl n-decyl phthalate).......         89-19-0
Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-          119-07-3
 decyl phthalate).......................................
Didecyl phthalate (Di-n-decyl phthalate)................         84-77-5
Dodecyl phthalate.......................................      21577-80-0
Dihydroabietyl phthalate................................      26760-71-4
Castor oil phthalate, hydrogenated......................             N/A
Castor oil phthalate with adipic acid and fumaric acid-       68650-73-7
 diethylene glycol......................................
------------------------------------------------------------------------

    The petition identifies Sec.  177.1400, ``Hydoxyethyl cellulose 
film, water-insoluble'' (21 CFR 177.1400), as being impacted by the 
FAP. Specifically, the petition identifies the use of the ortho-
phthalates listed in table 13 as being impacted. Although the 
regulation in Sec.  177.1400 does not directly refer to these ortho-
phthalates, the regulation authorizes their use by cross-referencing 
Sec.  177.1200(c). Although use of the ortho-phthalates authorized by 
Sec.  177.1400 would be affected by the FAP, the FAP would not require 
the regulatory text in Sec.  175.1400 to be amended.

 Table 13--Ortho-Phthalates Authorized by Sec.   177.1400 That Would Be
                          Affected by This FAP
           [``Hydroxyethyl cellulose film, water-insoluble'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diisobutyl phthalate....................................         84-69-5
Di-n-butyl phthalate \1\................................         84-74-2
Dimethylcyclohexyl phthalate............................       1322-94-7
Castor oil phthalate, hydrogenated......................             N/A
Castor oil phthalate with adipic acid and fumaric acid-       68650-73-7
 diethylene glycol......................................
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   177.1200 as
  dibutylphthalate. These terms are synonymous, referring to the same
  chemical substance.

    The petition identifies Sec.  177.1460, ``Melamine-formaldehyde 
resins in molded articles'' (21 CFR 177.1460), as being impacted by the 
FAP. Specifically, the petition identifies the use of the ortho-
phthalate listed in table 14 as being impacted.

 Table 14--Ortho-Phthalates Authorized by Sec.   177.1460 That Would Be
                          Affected by This FAP
          [``Melamine-formaldehyde resins in molded articles'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Dioctyl phthalate (Di-n-octyl phthalate)................        117-84-0
------------------------------------------------------------------------


[[Page 56756]]

    The petition identifies Sec.  177.1590, ``Polyester elastomers'' 
(21 CFR 177.1590), as being impacted by the FAP. Specifically, the 
petition identifies the use of the ortho-phthalate listed in table 15 
as being impacted.

 Table 15--Ortho-Phthalates Authorized by Sec.   177.1590 That Would Be
                          Affected by This FAP
                       [``Polyester elastomers'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Dimethyl phthalate (dimethyl orthophthalate)............        131-11-3
------------------------------------------------------------------------

    The petition identifies Sec.  177.2420, ``Polyester resins, cross-
linked'' (21 CFR 177.2420), as being impacted by the FAP. Specifically, 
the petition identifies the use of the ortho-phthalates listed in table 
16 as being impacted.

 Table 16--Ortho-Phthalates Authorized by Sec.   177.2420 That Would Be
                          Affected by This FAP
                  [``Polyester resins, cross-linked'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Dimethyl phthalate (dimethyl orthophthalate)............        131-11-3
Butyl benzyl phthalate..................................         85-68-7
Di-n-butyl phthalate....................................         84-74-2
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   177.2420 as dibutyl
  phthalate. These terms are synonymous, referring to the same chemical
  substance.

    The petition identifies Sec.  177.2600, ``Rubber articles for 
repeated use'' (21 CFR 177.2600), as being impacted by the FAP. 
Specifically, the petition identifies the use of the substances listed 
in table 17 as being impacted.

 Table 17--Ortho-Phthalates Authorized by Sec.   177.2600 That Would Be
                          Affected by This FAP
             [``Rubber articles intended for repeated use'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diphenylguanidine phthalate.............................      17573-13-6
Di-n-butyl phthalate \1\................................         84-74-2
Dioctyl phthalate (Di-n-octyl phthalate)................        117-84-0
Amyl decyl phthalate (n-amyl n-decyl phthalate).........       7493-81-4
Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-          119-07-3
 decyl phthalate).......................................
Didecyl phthalate (Di-n-decyl phthalate)................         84-77-5
------------------------------------------------------------------------
\1\ Although the petitioner refers to this substance as di-n-butyl
  phthalate in the petition, it is listed in Sec.   177.1200 as dibutyl
  phthalate. These terms are synonymous, referring to the same chemical
  substance.

    The petition identifies Sec.  178.3740, ``Plasticizers in polymeric 
substances'' (21 CFR 178.3740), as being impacted by the FAP. 
Specifically, the petition identifies the use of the ortho-phthalates 
listed in table 18 as being impacted.

 Table 18--Ortho-Phthalates Authorized by Sec.   178.3740 That Would Be
                          Affected by This FAP
               [``Plasticizers in polymeric substances'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diphenyl phthalate......................................         84-62-8
Butyl benzyl phthalate..................................         85-68-7
Dihexyl phthalate (Di-n-hexyl phthalate)................         84-75-3
------------------------------------------------------------------------

    The petition identifies Sec.  178.3910, ``Surface lubricants used 
in the manufacture of metallic articles'' (21 CFR 178.3910), as being 
impacted by the FAP. Specifically, the petition identifies the use of 
the ortho-phthalate listed in table 19 as being impacted.

 Table 19--Ortho-Phthalates Authorized by Sec.   178.3910 That Would Be
                          Affected by This FAP
  [``Surface lubricants used in the manufacture of metallic articles'']
------------------------------------------------------------------------
                      Food additive                           CAS No.
------------------------------------------------------------------------
Diethyl phthalate.......................................         84-66-2
------------------------------------------------------------------------


[[Page 56757]]

II. Abandonment

    Under section 409(i) of the FD&C Act, we shall by regulation 
prescribe the procedure by which regulations under the foregoing 
provisions of this section may be amended or repealed, and such 
procedure shall conform to the procedure provided in this section for 
the promulgation of such regulations. Our regulations specific to 
administrative actions for food additives provide that the Commissioner 
of Food and Drugs, on his own initiative or on the petition of any 
interested person, under 21 CFR part 10, may propose the issuance of a 
regulation amending or repealing a regulation pertaining to a food 
additive or granting or repealing an exception for such additive (Sec.  
171.130(a) (21 CFR 171.130(a))). These regulations further provide that 
any such petition shall include an assertion of facts, supported by 
data, showing that new information exists with respect to the food 
additive or that new uses have been developed or old uses abandoned, 
that new data are available as to toxicity of the chemical, or that 
experience with the existing regulation or exemption may justify its 
amendment or appeal (Sec.  171.130(b)). New data must be furnished in 
the form specified in 21 CFR 171.1 and 171.100 for submitting petitions 
(id.). Under these regulations, a petitioner may propose that we amend 
a food additive regulation if the petitioner can demonstrate that there 
are ``old uses abandoned'' for the relevant food additive (id.). Such 
abandonment must be complete for any intended uses in the U.S. market. 
While section 409 of the FD&C Act and Sec.  171.130 also provide for 
amending or revoking a food additive regulation based on safety, an 
amendment or revocation based on abandonment is not based on safety but 
is based on the fact that regulatory authorization is no longer 
necessary because the use of that food additive has been abandoned.
    Abandonment may be based on the abandonment of certain authorized 
food additive uses for a substance (e.g., if a substance is no longer 
used in certain product categories), or on the abandonment of all 
authorized food additive uses of a substance (e.g., if a substance is 
no longer being manufactured). If a FAP seeks an amendment to a food 
additive regulation based on the abandonment of certain uses of the 
food additive, such uses must be adequately defined so that both the 
scope of the abandonment and any amendment to the food additive 
regulation are clear.
    As support for the assertion that the food-contact use of the 
ortho-phthalates listed in the petition has been abandoned, the FAP 
includes the results of a survey petitioner sent to its members and 
other firms. The petitioner asked the recipients to verify that they do 
not:
     Currently manufacture the ortho-phthalates listed in table 
1 for use in food contact applications in the United States;
     Currently import the ortho-phthalates listed in table 1 
for use in food contact applications in the United States;
     Intend to manufacture or import the ortho-phthalates 
listed in table 1 for use in food contact applications in the United 
States in the future;
     Currently maintain any inventory of the ortho-phthalates 
listed in table 1 for sale or distribution into commerce that is 
intended to be marketed for use in food contact applications in the 
United States; or
     Possess any knowledge that the ortho-phthalates listed in 
table 1 are used in food contact applications in the United States.
    The FAP describes the petitioner's members as including plasticizer 
manufacturers, compounders, formulators, molders and fabricators of 
polyvinyl chloride (PVC). The petition states that the surveys 
collected include the substantial majority of phthalate and PVC 
manufacturers, as well as the downstream compounders and users of the 
materials.
    In addition, the FAP states that petitioner has confirmed with 
other industry stakeholders that no entities appear to be using or 
marketing the ortho-phthalates listed in table 1 in the food-contact 
applications referenced in tables 2-19. The petition states that other 
industry stakeholders include members of: (1) The Plastics Industry 
Association's (PIA's) Food, Drug and Cosmetic Packaging Materials 
Committee, (2) the Adhesives and Sealants Council, (3) the American 
Beverage Association, (4) the American Forest and Paper Association, 
(5) the Grocery Manufacturers Association, and (6) the High Phthalates 
Panel of the American Chemistry Council. The petition states that no 
member companies from the organizations indicated that they had any 
knowledge that the regulatory clearances in tables 2-19 are relied upon 
for use of the ortho-phthalates listed in table 1. With regard to PIA, 
the petition states that PIA asked its member companies to advise 
whether they have any knowledge that the subject ortho-phthalates are 
being used in food-contact applications.
    The FAP states that the petition captures the substantial majority 
of domestic and international phthalate manufacturers and users.
    We expressly request comments on FVA's request that we amend 
Sec. Sec.  175.105, 175.300, 175.320, 176.170, 176.180, 176.300, 
177.1010, 177.1200, 177.1460, 177.1590, 177.2420, 177.2600, 178.3740, 
and 178.3910 of the food additive regulations to no longer permit the 
food additive use of the substances listed in table 1 because these 
uses have been abandoned. Although the regulatory text in Sec. Sec.  
175.380, 175.390, 177.1210, and 179.1400 would not be amended, these 
regulations would be affected because they authorize certain uses of 
substances listed in table 1 by cross-referencing other regulations. 
Accordingly, we request comments that address whether the use of the 
substances in table 1 (as authorized in the regulations identified in 
tables 2-19) have been completely abandoned. For example, we request 
information on whether food contact materials containing these 
substances are currently being introduced or delivered for introduction 
into the U.S. market. Any comments indicating that the specified uses 
of one or more of the 26 substances have not been abandoned should 
specify the ortho-phthalate(s) (or substances identified in the 
petition as ortho-phthalates). We also recommend including information 
about the use, any relevant regulation(s) authorizing the use, and a 
description of the product that contains the substance(s).
    We are currently unaware of information demonstrating the continued 
use of these substances in the food contact applications listed. We are 
providing the public 60 days to submit comments. We anticipate that 
some interested persons may wish to provide us with certain information 
they consider to be trade secret or confidential commercial information 
(CCI) under Exemption 4 of the Freedom of Information Act (5 U.S.C. 
552). Interested persons may claim information that is submitted to us 
as CCI or trade secret by clearly marking both the document and the 
specific information as ``confidential.'' Information so marked will 
not be disclosed except in accordance with the Freedom of Information 
Act and our disclosure regulations (21 CFR part 20). For electronic 
submissions to https://www.regulations.gov, indicate in the 
``comments'' box of the appropriate docket that your submission 
contains confidential information. Interested persons must also submit 
a copy of the comment that does not contain the information claimed as 
confidential for

[[Page 56758]]

inclusion in the public version of the official record. Information not 
marked confidential will be included in the public version of the 
official record without prior notice.
    We are not requesting comments on the safety of these uses of the 
substances in table 1 because such information is not relevant to 
abandonment, which is the basis of the proposed action. We will not 
consider any comments addressing safety in our evaluation of this FAP. 
In addition to our consideration of this petition, we are considering 
information on the safety of many of the ortho-phthalates listed in 
table 1 as part of our consideration of a petition designated for 
reference as FAP 6B4815 (see 81 FR 31877, May 20, 2016).
    The petitioner has claimed that this action is categorically 
excluded under 21 CFR 25.32(m) because the petition requests an action 
that would prohibit or otherwise restrict or reduce the use of a 
substance in food, food packaging, or cosmetics. In addition, the 
petitioner has stated that, to petitioner's knowledge, no extraordinary 
circumstances exist. If FDA determines a categorical exclusion applies, 
neither an environmental assessment nor an environmental impact 
statement is required. If FDA determines a categorical exclusion does 
not apply, we will request an environmental assessment and make it 
available for public inspection.

    Dated: November 6, 2018.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2018-24657 Filed 11-13-18; 8:45 am]
BILLING CODE 4164-01-P



     56750             Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules

     without prescribing multiple engineering                particular crosswalk requires translation from          (703) 600–0383
     requirements.                                           three performance characteristics to one              [FR Doc. 2018–24697 Filed 11–13–18; 8:45 am]
                                                             product efficiency measure, and each of
     C. The Combined Metric Is Easier for                                                                          BILLING CODE 6450–01–P
                                                             those performance characteristic standards
     Consumers To Use and Understand
                                                             are currently further divided into separate
        AFUE2 is easier for consumers to                     product classes. It will likely be necessary to
     understand. It is difficult for the average             adjust the calculated baseline efficiencies to        DEPARTMENT OF HEALTH AND
     consumer to distinguish between the fuel                ensure that the maximum permissible energy            HUMAN SERVICES
     efficiency of a furnace, the electric efficiency        use of the furnace reflects minimally
     of the furnace fans and the watts saved or lost         compliant furnaces at each product class for          Food and Drug Administration
     during stand-by or off-mode. The average                each metric.
     consumer considers three separate measures                 For example, minimally compliant non-              21 CFR Parts 175, 176, 177, and 178
     for a single product unnecessarily complex              weatherized natural gas furnaces are
     and unhelpful. A single metric will serve as            currently rated with an AFUE of 80%. Based            [Docket No. FDA–2018–F–3757]
     an easy basis of comparison between all fuel            on preliminary estimates, after the
     furnace types. A simple label can concisely                                                                   Flexible Vinyl Alliance; Filing of Food
                                                             application of the degradation factor, the
     represent the single efficiency metric and                                                                    Additive Petition
                                                             baseline efficiencies for the AFUE2 rating is
     provide approximate costs of operation,
                                                             77%.13 The FER and stand-by loss
     which is a chief concern of consumers.                                                                        AGENCY:    Food and Drug Administration,
                                                             regulations also specify different product
        The AFUE2 test method and metric
                                                             classes for which the minimally compliant
                                                                                                                   HHS.
     improves consumer utility of the efficiency                                                                   ACTION:   Notification of petition.
                                                             product will also have to be measured and
     information. Furnace manufacturers question
     the technical viability of the FER test                 averaged. Using this data, the baseline
                                                             minimum efficiencies can be adjusted                  SUMMARY:    The Food and Drug
     procedure and metric. A separate regulation                                                                   Administration (FDA or we) is
     for ventilation energy disproportionately               upward to ensure all current energy use is
     emphasizes the electrical consumption of a              appropriately captured. More testing is               announcing that we have filed a
     furnace, when the fuel consumption is much              required to assign values to this                     petition, submitted by the Flexible
     more significant to consumers. A                        methodology.                                          Vinyl Alliance (FVA), requesting that
     representative proportion of energy use by                 Crosswalks can create havoc in the market          we amend our food additive regulations
     both parts is described by AFUE2.                       if not carefully executed. AHRI urges DOE to          to no longer provide for the use of 26
                                                             work with stakeholders to ensure a precise            ortho-phthalates in various food-contact
     IV. Metric Changes Require a Crosswalk                  and simple transition from ‘‘AFUE + FER +             applications because these uses have
        AHRI requests that DOE adopt the AFUE2               Stand-by/off-mode’’ to ‘‘AFUE2.’’ For clarity,
                                                             AHRI recommends that the baseline
                                                                                                                   been permanently abandoned.
     test procedure pursuant to a notice-and-
     comment rulemaking. The Department has                  efficiency for translation is the AFUE                DATES: The food additive petition was
     statutory authority to amend test procedures            minimum for each residential furnace                  filed on July 3, 2018. Submit either
     under 42 U.S.C. 6293(e) of EPCA. The statute            product class. Maintaining the established            electronic or written comments by
     prescribes steps to establish a crosswalk from          product class structure for residential               January 14, 2019.
     the previous metric to the new metric.                  furnaces will have the least disruptive impact        ADDRESSES: You may submit comments
     Specifically, EPCA states that DOE ‘‘shall              on the market. As described above, these
     determine, in the rulemaking carried out
                                                                                                                   as follows. Please note that late,
                                                             baseline efficiencies can be adjusted to
     with respect to prescribing such procedure,             ensure that maximum energy use and
                                                                                                                   untimely filed comments will not be
     to what extent, if any, the proposed test               minimum efficiencies remain steady, but the           considered. Electronic comments must
     procedure would alter the measured energy               decades-old definitions and classifications           be submitted on or before January 14,
     efficiency . . . of a covered product as                remain constant for ease of market adoption.          2019. The https://www.regulations.gov
     determined under the existing test                                                                            electronic filing system will accept
     procedure.’’                                            V. AHRI Requests a Prompt Response
                                                                                                                   comments until 11:59 p.m. Eastern Time
        The transition from three independent                  Finally, AHRI requests that DOE act                 at the end of January 14, 2019.
     metrics to one integrated product metric will           promptly to initiate a notice-and-comment             Comments received by mail/hand
     demonstrably ‘‘alter the measured                       rulemaking to adopt the proffered test
     efficiency.’’ As such, DOE ‘‘shall amend the
                                                                                                                   delivery/courier (for written/paper
                                                             procedure and metric as soon as possible.
     applicable energy conservation standard                                                                       submissions) will be considered timely
                                                             The FER minimum efficiency standards go
     during the rulemaking carried out with                  into effect in July of 2019, and DOE will have
                                                                                                                   if they are postmarked or the delivery
     respect to such test procedure. In                      to expedite the release of a notice of                service acceptance receipt is on or
     determining the amended energy                          proposed rulemaking to ensure that                    before that date.
     conservation standard, the Secretary shall              manufacturers do not have to comply with
     measure, pursuant to the amended test                                                                         Electronic Submissions
                                                             one metric and test procedure while
     procedure, the energy efficiency . . . of a             preparing to comply with another. AHRI                  Submit electronic comments in the
     representative sample of covered products               appreciates the consideration that DOE will           following way:
     that minimally comply with the existing                 give this petition and thanks the Department            • Federal eRulemaking Portal:
     standard. The average of such energy                    in advance for its attention to this petition.
     efficiency . . . determined under the
                                                                                                                   https://www.regulations.gov. Follow the
     amended test procedure shall constitute the               Signed,                                             instructions for submitting comments.
     amended conservation standard for the                   Caroline Davidson-Hood,                               Comments submitted electronically,
     applicable covered products.’’                          General Counsel.                                      including attachments, to https://
        AHRI has begun analyzing testing data to             Air-Conditioning, Heating, and Refrigeration          www.regulations.gov will be posted to
     assist in the development of the required                 Institute                                           the docket unchanged. Because your
     crosswalk. A representative sample of                   2311 Wilson Boulevard, Suite 400                      comment will be made public, you are
     furnaces that are ‘‘minimally compliant’’               Arlington, Virginia 22201                             solely responsible for ensuring that your
     with energy conservation minimums at each               CDavidson-Hood@ahrinet.org                            comment does not include any
     furnace product class will be tested, rated,
     and averaged. This average will provide a
                                                                                                                   confidential information that you or a
                                                               13 The 3% degradation factor is based on
     degradation factor that can be applied to all                                                                 third party may not wish to be posted,
                                                             preliminary findings. AHRI will provide more
     furnaces within that product class to ensure            substantial testing to support a degradation factor
                                                                                                                   such as medical information, your or
     equivalence across product lines with the               as more tests are conducted. The preliminary value    anyone else’s Social Security number, or
     current AFUE metric. Uniquely, this                     will likely change with more data.                    confidential business information, such


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                              Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules                                                                                               56751

     as a manufacturing process. Please note                                    submission. You should submit two                                           SUPPLEMENTARY INFORMATION:
     that if you include your name, contact                                     copies total. One copy will include the
     information, or other information that                                     information you claim to be confidential                                    I. Background
     identifies you in the body of your                                         with a heading or cover note that states                                       Under section 409(b)(5) of the Federal
     comments, that information will be                                         ‘‘THIS DOCUMENT CONTAINS                                                    Food, Drug, and Cosmetic Act (FD&C
     posted on https://www.regulations.gov.                                     CONFIDENTIAL INFORMATION.’’ We                                              Act) (21 U.S.C. 348(b)(5)), we are giving
       • If you want to submit a comment                                        will review this copy, including the                                        notice that we have filed a food additive
     with confidential information that you                                     claimed confidential information, in our
                                                                                                                                                            petition (FAP 8B4820), submitted by
     do not wish to be made available to the                                    consideration of comments. The second
                                                                                                                                                            FVA, c/o Keller and Heckman, LLP.,
     public, submit the comment as a                                            copy, which will have the claimed
                                                                                                                                                            1001 G St. NW, Suite 500 West,
     written/paper submission and in the                                        confidential information redacted/
                                                                                                                                                            Washington, DC 20001. The petition
     manner detailed (see ‘‘Written/Paper                                       blacked out, will be available for public
                                                                                viewing and posted on https://                                              requests that we amend our food
     Submissions’’ and ‘‘Instructions’’).
                                                                                www.regulations.gov. Submit both                                            additive regulations in parts 175, 176,
     Written/Paper Submissions                                                  copies to the Dockets Management Staff.                                     177, and 178 (21 CFR parts 175, 176,
       Submit written/paper submissions as                                      If you do not wish your name and                                            177, and 178) to revoke the approvals
     follows:                                                                   contact information to be made publicly                                     for 26 substances that the petition
       • Mail/Hand delivery/Courier (for                                        available, you can provide this                                             identifies as ortho-phthalates. The
     written/paper submissions): Dockets                                        information on the cover sheet and not                                      petition requests that we revoke the
     Management Staff (HFA–305), Food and                                       in the body of your comments and you                                        approvals because the food additive
     Drug Administration, 5630 Fishers                                          must identify this information as                                           uses have been permanently abandoned.
     Lane, Rm. 1061, Rockville, MD 20852.                                       ‘‘confidential.’’ Any information marked                                    The substances affected by this petition
       • For written/paper comments                                             as ‘‘confidential’’ will not be disclosed                                   and their corresponding Chemical
     submitted to the Dockets Management                                        except in accordance with 21 CFR 10.20                                      Abstracts Service (CAS) numbers (when
     Staff, FDA will post your comment, as                                      and other applicable disclosure law. For                                    available) are listed in table 1. Some of
     well as any attachments, except for                                        more information about FDA’s posting                                        the substances are the subject of
     information submitted, marked and                                          of comments to public dockets, see 80                                       approvals in multiple food additive
     identified, as confidential, if submitted                                  FR 56469, September 18, 2015, or access                                     regulations for different uses, and the
     as detailed in ‘‘Instructions.’’                                           the information at: https://www.gpo.gov/                                    petition identifies the regulations that
       Instructions: All submissions received                                   fdsys/pkg/FR-2015-09-18/pdf/2015-                                           authorize the food additive use of the
     must include the Docket No. FDA–                                           23389.pdf.                                                                  substances. Therefore, we are also
     2018–F–3757 for ‘‘Flexible Vinyl                                              Docket: For access to the docket to                                      listing the regulations that would be
     Alliance; Filing of Food Additive                                          read background documents or                                                affected by this FAP (see tables 2–19).
     Petition.’’ Received comments will be                                      comments received, go to https://                                           For each regulation that would be
     placed in the docket and, except for                                       www.regulations.gov and insert the                                          affected, we list the specific ortho-
     those submitted as ‘‘Confidential                                          docket number found in brackets in the                                      phthalates that the regulation
     Submissions,’’ publicly viewable at                                        heading of this document into the                                           authorizes. The petition asserts that the
     https://www.regulations.gov or at the                                      ‘‘Search’’ box and follow the prompts,                                      uses of the ortho-phthalates identified
     Dockets Management Staff between 9                                         and/or go to the Dockets Management                                         in tables 2–19 have been abandoned. If
     a.m. and 4 p.m., Monday through                                            Staff, 5630 Fishers Lane, Rm. 1061,                                         the FAP is granted in full, none of the
     Friday.                                                                    Rockville, MD 20852.                                                        ortho-phthalates listed in table 1 would
       • Confidential Submissions: To                                           FOR FURTHER INFORMATION CONTACT:                                            be authorized for food additive use in
     submit a comment with confidential                                         Stephen DiFranco, Center for Food                                           FDA’s food additive regulations. Some
     information that you do not wish to be                                     Safety and Applied Nutrition, Food and                                      of the substances are the subject of prior
     made publicly available, submit your                                       Drug Administration, 5001 Campus Dr.,                                       sanction authorizations. The FAP does
     comments only as a written/paper                                           College Park, MD 20740, 240–402–2710.                                       not pertain to those prior sanction uses.

                                                 TABLE 1—ORTHO-PHTHALATES THAT WOULD BE AFFECTED BY THIS FAP
                                                                                            Food Additive                                                                                                    CAS No.

     Dimethyl phthalate (dimethyl orthophthalate) ......................................................................................................................................                       131–11–3
     Diphenyl phthalate ...............................................................................................................................................................................         84–62–8
     Methyl phthalyl ethyl glycolate (1,2-Benzenedicarboxylicacid, 1-(2-ethoxy-2-oxoethyl) 2-methyl ester) ............................................                                                         85–71–2
     Diethyl phthalate ..................................................................................................................................................................................       84–66–2
     Diphenylguanidine phthalate 1 .............................................................................................................................................................             17573–13–6
     Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl phthalate) ......................................................................................................                                   84–72–0
     Diallyl phthalate ...................................................................................................................................................................................     131–17–9
     Diisobutyl phthalate .............................................................................................................................................................................         84–69–5
     Butyl benzyl phthalate .........................................................................................................................................................................           85–68–7
     Di-n-butyl phthalate ..............................................................................................................................................................................        84–74–2
     Butyl phthalyl butyl glycolate 2 (Butyl carbobutoxymethyl phthalate) ..................................................................................................                                    85–70–1
     Dihexyl phthalate (Di-n-hexyl phthalate) .............................................................................................................................................                     84–75–3
     Di(butoxyethyl) phthalate (Bis(2-n-butoxyethyl) phthalate) .................................................................................................................                              117–83–9
     Dimethylcyclohexyl phthalate ..............................................................................................................................................................              1322–94–7
     Diisooctyl phthalate ..............................................................................................................................................................................     27554–26–3
     Dioctyl phthalate (Di-n-octyl phthalate) ...............................................................................................................................................                  117–84–0
     Butyloctyl phthalate (n-butyl n-octyl phthalate) ...................................................................................................................................                       84–78–6
     Di(2-ethylhexyl) hexahydrophthalate 1 .................................................................................................................................................                    84–71–9
     Amyl decyl phthalate (n-amyl n-decyl phthalate) ................................................................................................................................                         7493–81–4
     Butyl decyl phthalate (n-butyl n-decyl phthalate) ................................................................................................................................                         89–19–0



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     56752                    Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules

                                     TABLE 1—ORTHO-PHTHALATES THAT WOULD BE AFFECTED BY THIS FAP—Continued
                                                                                            Food Additive                                                                                                    CAS No.

     Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-decyl phthalate) ...............................................................................................                                    119–07–3
     Didecyl phthalate (Di-n-decyl phthalate) .............................................................................................................................................                     84–77–5
     Dodecyl phthalate ................................................................................................................................................................................      21577–80–0
     Dihydroabietyl phthalate ......................................................................................................................................................................         26760–71–4
     Castor oil phthalate, hydrogenated .....................................................................................................................................................                       N/A
     Castor oil phthalate with adipic acid and fumaric acid-diethylene glycol ............................................................................................                                   68650–73–7
        1 We note that while these substances are not chemically classified as ortho-phthalates, they are included in FAP 8B4820. The FAP describes
     all of the substances as ortho-phthalates, although for these substances that characterization is incorrect.
        2 Substance is named Butyl phthalate butyl glycolate in 21 CFR 175.105. We believe this is a typographical error, and it should be named butyl
     phthalyl butyl glycolate or butyl carbobutoxymethyl phthalate.


        The petition identifies § 175.105,                                      impacted by the FAP. Specifically, the                                      substances listed in table 2 as being
     ‘‘Adhesives’’ (21 CFR 175.105) as being                                    petition identifies the use of the                                          impacted.

                        TABLE 2—ORTHO-PHTHALATES AUTHORIZED BY § 175.105 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                                          [‘‘Adhesives’’]

                                                                                             Food additive                                                                                                   CAS No.

     Dimethyl phthalate (dimethyl orthophthalate) ......................................................................................................................................                       131–11–3
     Diphenyl phthalate ...............................................................................................................................................................................         84–62–8
     Methyl phthalyl ethyl glycolate (1,2Benzenedicarboxylicacid, 1-(2-ethoxy-2-oxoethyl) 2-methyl ester) .............................................                                                         85–71–2
     Diethyl phthalate ..................................................................................................................................................................................       84–66–2
     Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl phthalate) ......................................................................................................                                   84–72–0
     Diallyl phthalate ...................................................................................................................................................................................     131–17–9
     Diisobutyl phthalate .............................................................................................................................................................................         84–69–5
     Butyl benzyl phthalate .........................................................................................................................................................................           85–68–7
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................         84–74–2
     Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl phthalate) 2 ..................................................................................................                                    85–70–1
     Dihexyl phthalate (Di-n-hexyl phthalate) .............................................................................................................................................                     84–75–3
     Di(butoxyethyl) phthalate (Bis(2-n-butoxyethyl) phthalate) .................................................................................................................                              117–83–9
     Diisooctyl phthalate ..............................................................................................................................................................................     27554–26–3
     Dioctyl phthalate (Di-n-octyl phthalate) ...............................................................................................................................................                  117–84–0
     Butyloctyl phthalate (n-butyl n-octyl phthalate) ...................................................................................................................................                       84–78–6
     Di(2-ethylhexyl) hexahydrophthalate ...................................................................................................................................................                    84–71–9
     Butyl decyl phthalate (n-butyl n-decyl phthalate) 3 ..............................................................................................................................                         89–19–0
     Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-decyl phthalate) ...............................................................................................                                    119–07–3
     Dihydroabietyl phthalate ......................................................................................................................................................................         26760–71–4
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 175.105 as dibutyl phthalate. These terms
     are synonymous, referring to the same chemical substance.
       2 Although the petitioner refers to this substance as Butyl phthalyl butyl glycolate phthalate in the petition, it is listed in § 175.105 as Butyl
     phthalate butyl glycolate. These terms are synonymous, referring to the same chemical substance.
       3 Although the petitioner refers to this substance as Butyl decyl phthalate in the petition, it is listed in § 175.105 as Butyldecyl phthalate. These
     terms are synonymous, referring to the same chemical substance.


        The petition identifies § 175.300,                                      CFR 175.300), as being impacted by the                                      the use of the ortho-phthalates listed in
     ‘‘Resinous and polymeric coatings’’ (21                                    FAP. Specifically, the petition identifies                                  table 3 as being impacted.

                        TABLE 3—ORTHO-PHTHALATES AUTHORIZED BY § 175.300 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                        [‘‘Resinous and polymeric coatings’’]

                                                                                             Food additive                                                                                                   CAS No.

     Diethyl phthalate ..................................................................................................................................................................................       84–66–2
     Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl phthalate) ......................................................................................................                                   84–72–0
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................         84–74–2
     Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl phthalate) ....................................................................................................                                    85–70–1
     Diisooctyl phthalate ..............................................................................................................................................................................     27554–26–3
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 175.300 as dibutyl phthalate. These terms
     are synonymous, referring to the same chemical substance.


        The petition identifies § 175.320,                                      being impacted by the FAP.                                                  use of the ortho-phthalates listed in
     ‘‘Resinous and polymeric coating for                                       Specifically, the petition identifies the                                   table 4 as being impacted.
     polyolefin films’’ (21 CFR 175.320), as




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                              Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules                                                                                              56753

                        TABLE 4—ORTHO-PHTHALATES AUTHORIZED BY § 175.320 THAT WOULD BE AFFECTED BY THIS FAP
                                                                          [‘‘Resinous and polymeric coatings for polyolefin films’’]

                                                                                            Food additive                                                                                                   CAS No.

     Diethyl phthalate ..................................................................................................................................................................................     84–66–2
     Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl phthalate) ......................................................................................................                                 84–72–0
     Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl phthalate) ....................................................................................................                                  85–70–1



        The petition identifies § 175.380,                                      Specifically, the petition identifies the                                  referencing § 175.300(b)(3). Although
     ‘‘Xylene-formaldehyde resins                                               use of the ortho-phthalates listed in                                      use of ortho-phthalates authorized by
     condensed with 4,4’-                                                       table 5 as being impacted. Although the                                    § 175.380 would be affected by the FAP,
     isopropylidenediphenol-                                                    regulation in § 175.380 does not directly                                  the FAP would not require the
     epichlorohydrin epoxy resins’’ (21 CFR                                     refer to these ortho-phthalates, the                                       regulatory text in § 175.380 to be
     175.380), as being impacted by the FAP.                                    regulation authorizes their use by cross-                                  amended.

                       TABLE 5—ORTHO-PHTHALATES AUTHORIZED BY § 175.380 THAT WOULD BE AFFECTED BY THIS FAP
                                    [‘‘Xylene-formaldehyde resins condensed with 4,4’-isopropylidenediphenol-epichlorohydrin epoxy resins’’]

                                                                                            Food additive                                                                                                   CAS No.

     Diethyl phthalate ..................................................................................................................................................................................      84–66–2
     Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl phthalate) ......................................................................................................                                  84–72–0
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................        84–74–2
     Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl phthalate) 2 ..................................................................................................                                   85–70–1
     Diisooctyl phthalate ..............................................................................................................................................................................    27554–26–3
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 175.300(b)(3) as dibutyl phthalate. These
     terms are synonymous, referring to the same chemical substance.


        The petition identifies § 175.390,                                      listed in table 6 as being impacted by                                     § 175.300. Although use of ortho-
     ‘‘Zinc-silicon dioxide matrix coatings’’                                   the FAP. Although the regulation in                                        phthalates authorized by § 175.390
     (21 CFR 175.390) as being impacted by                                      § 175.390 does not directly refer to these                                 would be affected by the FAP, the FAP
     the FAP. Specifically, the petition                                        ortho-phthalates, the regulation                                           would not require the regulatory text in
     identifies the use of the ortho-phthalates                                 authorizes their use by cross-referencing                                  § 175.390 to be amended.

                       TABLE 6—ORTHO-PHTHALATES AUTHORIZED BY § 175.390 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                       [‘‘Zinc-silicon dioxide matrix coatings’’]

                                                                                            Food additive                                                                                                   CAS No.

     Diethyl phthalate ..................................................................................................................................................................................      84–66–2
     Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl phthalate) ......................................................................................................                                  84–72–0
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................        84–74–2
     Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl phthalate) ....................................................................................................                                   85–70–1
     Diisooctyl phthalate ..............................................................................................................................................................................    27554–26–3
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 175.300 as dibutyl phthalate. These terms
     are synonymous, referring to the same chemical substance.


        The petition identifies § 176.170,                                      (21 CFR 176.170) as being affected by                                      identifies the use of the ortho-phthalates
     ‘‘Components of paper and paperboard                                       the FAP. Specifically, the petition                                        listed in table 7 as being impacted.
     in contact with aqueous and fatty foods’’

                       TABLE 7—ORTHO-PHTHALATES AUTHORIZED BY § 176.170 THAT WOULD BE AFFECTED BY THIS FAP
                                                     [‘‘Components of paper and paperboard in contact with aqueous and fatty foods’’]

                                                                                            Food additive                                                                                                   CAS No.

     Butyl benzyl phthalate 1 .......................................................................................................................................................................         85–68–7
     Di-n-butyl phthalate 2 ...........................................................................................................................................................................       84–74–2
       1 Although the petitioner refers to this substance as Butyl benzyl phthalate in the petition, it is listed in § 176.170 as Butylbenzyl phthalate.
     These terms are synonymous, referring to the same chemical substance.
       2 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 176.170 as dibutyl phthalate. These terms
     are synonymous, referring to the same chemical substance.


        The petition identifies § 176.180,                                      in contact with dry food’’ (21 CFR                                         Specifically, the petition identifies the
     ‘‘Components of paper and paperboard                                       176.180) as being impacted by the FAP.                                     use of the ortho-phthalates listed in



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     56754                    Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules

     table 8 as being impacted. Although the                                    refer to all of these ortho-phthalates, the                                 them either directly or by cross-
     regulation in § 176.180 does not directly                                  regulation authorizes the use of all of                                     referencing § 176.170.

                        TABLE 8—ORTHO-PHTHALATES AUTHORIZED BY § 176.180 THAT WOULD BE AFFECTED BY THIS FAP
                                                                  [‘‘Components of paper and paperboard in contact with dry food’’]

                                                                                             Food additive                                                                                                   CAS No.

     Diallyl phthalate ...................................................................................................................................................................................     131–17–9
     Butyl benzyl phthalate .........................................................................................................................................................................           85–68–7
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................         84–74–2
     Didecyl phthalate (Di-n-decyl phthalate) .............................................................................................................................................                     84–77–5
     Dodecyl phthalate ................................................................................................................................................................................      21577–80–0
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 176.170 as dibutyl phthalate. These terms
     are synonymous, referring to the same chemical substance.


        The petition identifies § 176.300,                                      petition identifies the ortho-phthalates                                    of which are permitted as a result of
     ‘‘Slimicides’’ (21 CFR 176.300), as being                                  listed in table 9 as being impacted, some                                   being listed in §§ 176.170 and 176.180.
     impacted by the FAP. Specifically, the

                        TABLE 9—ORTHO-PHTHALATES AUTHORIZED BY § 176.300 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                                          [‘‘Slimicides’’]

                                                                                             Food additive                                                                                                   CAS No.

     Diallyl phthalate ...................................................................................................................................................................................     131–17–9
     Butyl benzyl phthalate .........................................................................................................................................................................           85–68–7
     Di-n-butyl phthalate ..............................................................................................................................................................................        84–74–2
     Didecyl phthalate (Di-n-decyl phthalate) .............................................................................................................................................                     84–77–5
     Dodecyl phthalate ................................................................................................................................................................................      21577–80–0



        The petition identifies § 177.1010,                                     as being impacted by the FAP.                                               use of the ortho-phthalate listed in table
     ‘‘Acrylic and modified acrylic plastics,                                   Specifically, the petition identifies the                                   10 as being impacted.
     semirigid and rigid’’ (21 CFR 177.1010)

                     TABLE 10—ORTHO-PHTHALATES AUTHORIZED BY § 177.1010 THAT WOULD BE AFFECTED BY THIS FAP
                                                                       [‘‘Acrylic and modified acrylic plastics, semirigid and rigid’’]

                                                                                             Food additive                                                                                                   CAS No.

     Dimethyl phthalate (dimethyl orthophthalate) ......................................................................................................................................                       131–11–3



        The petition identifies § 177.1200,                                     being impacted by the FAP.                                                  use of the ortho-phthalates listed in
     ‘‘Cellophane’’ (21 CFR 177.1200) as                                        Specifically, the petition identifies the                                   table 11 as being impacted.

                     TABLE 11—ORTHO-PHTHALATES AUTHORIZED BY § 177.1200 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                                         [‘‘Cellophane’’]

                                                                                             Food additive                                                                                                   CAS No.

     Diisobutyl phthalate .............................................................................................................................................................................         84–69–5
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................         84–74–2
     Dimethylcyclohexyl phthalate ..............................................................................................................................................................              1322–94–7
     Castor oil phthalate, hydrogenated .....................................................................................................................................................                       N/A
     Castor oil phthalate with adipic acid and fumaric acid-diethylene glycol ............................................................................................                                   68650–73–7
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 177.1200 as dibutylphthalate. These
     terms are synonymous, referring to the same chemical substance.


        The petition identifies § 177.1210,                                     regulation in § 177.1210 does not                                           under § 177.1210, § 177.1210 also
     ‘‘Closures with sealing gaskets for food                                   directly refer to these ortho-phthalates,                                   authorizes the use of the remaining
     containers’’ (21 CFR 177.1210), as being                                   the regulation authorizes their use by                                      substances that are listed in table 12. We
     impacted by the FAP. Specifically, the                                     cross-referencing authorizations in 21                                      have listed these remaining substances
     petition identifies the first five ortho-                                  CFR parts 174–178 and § 179.45 (21 CFR                                      in table 12 because the petition seeks to
     phthalates listed in table 12 as being                                     179.45). In addition to the first five                                      revoke the food additive approvals for
     impacted based on the authorization of                                     ortho-phthalates in table 12 that the                                       these substances, and § 177.1210
     their use in § 177.1210. Although the                                      petition identifies as being authorized                                     authorizes their food additive use by


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                              Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules                                                                                               56755

     cross-referencing authorizations in parts                                  that are listed in table 12 would be                                        require the regulatory text in § 177.1210
     174–178 and § 179.45. Although use of                                      affected by the FAP, the FAP would not                                      to be amended.
     the substances authorized by § 177.1210

                     TABLE 12—ORTHO-PHTHALATES AUTHORIZED BY § 177.1210 THAT WOULD BE AFFECTED BY THIS FAP
                                                                            [‘‘Closures with sealing gaskets for food containers’’]

                                                                                             Food additive                                                                                                   CAS No.

     Diethyl phthalate ..................................................................................................................................................................................       84–66–2
     Ethyl phthalyl ethyl glycolate (Ethyl carbethoxymethyl phthalate) ......................................................................................................                                   84–72–0
     Di-n-butyl phthalate ..............................................................................................................................................................................        84–74–2
     Butyl phthalyl butyl glycolate (Butyl carbobutoxymethyl phthalate) ....................................................................................................                                    85–70–1
     Diisooctyl phthalate ..............................................................................................................................................................................     27554–26–3
     Dimethyl phthalate (dimethyl orthophthalate) ......................................................................................................................................                       131–11–3
     Diphenyl phthalate ...............................................................................................................................................................................         84–62–8
     Methyl phthalyl ethyl glycolate (1,2-Benzenedicarboxylicacid, 1-(2-ethoxy-2-oxoethyl) 2-methyl ester) ............................................                                                         85–71–2
     Diphenylguanidine phthalate ...............................................................................................................................................................             17573–13–6
     Diallyl phthalate ...................................................................................................................................................................................     131–17–9
     Diisobutyl phthalate .............................................................................................................................................................................         84–69–5
     Butyl benzyl phthalate .........................................................................................................................................................................           85–68–7
     Dihexyl phthalate (Di-n-hexyl phthalate) .............................................................................................................................................                     84–75–3
     Di(butoxyethyl) phthalate (Bis(2-n-butoxyethyl) phthalate) .................................................................................................................                              117–83–9
     Dimethylcyclohexyl phthalate ..............................................................................................................................................................              1322–94–7
     Dioctyl phthalate (Di-n-octyl phthalate) ...............................................................................................................................................                  117–84–0
     Butyloctyl phthalate (n-butyl n-octyl phthalate) ...................................................................................................................................                       84–78–6
     Di(2-ethylhexyl) hexahydrophthalate ...................................................................................................................................................                    84–71–9
     Amyl decyl phthalate (n-amyl n-decyl phthalate) ................................................................................................................................                         7493–81–4
     Butyl decyl phthalate (n-butyl n-decyl phthalate) ................................................................................................................................                         89–19–0
     Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-decyl phthalate) ...............................................................................................                                    119–07–3
     Didecyl phthalate (Di-n-decyl phthalate) .............................................................................................................................................                     84–77–5
     Dodecyl phthalate ................................................................................................................................................................................      21577–80–0
     Dihydroabietyl phthalate ......................................................................................................................................................................         26760–71–4
     Castor oil phthalate, hydrogenated .....................................................................................................................................................                       N/A
     Castor oil phthalate with adipic acid and fumaric acid-diethylene glycol ............................................................................................                                   68650–73–7



        The petition identifies § 177.1400,                                     impacted. Although the regulation in                                        § 177.1400 would be affected by the
     ‘‘Hydoxyethyl cellulose film, water-                                       § 177.1400 does not directly refer to                                       FAP, the FAP would not require the
     insoluble’’ (21 CFR 177.1400), as being                                    these ortho-phthalates, the regulation                                      regulatory text in § 175.1400 to be
     impacted by the FAP. Specifically, the                                     authorizes their use by cross-referencing                                   amended.
     petition identifies the use of the ortho-                                  § 177.1200(c). Although use of the
     phthalates listed in table 13 as being                                     ortho-phthalates authorized by

                     TABLE 13—ORTHO-PHTHALATES AUTHORIZED BY § 177.1400 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                 [‘‘Hydroxyethyl cellulose film, water-insoluble’’]

                                                                                             Food additive                                                                                                   CAS No.

     Diisobutyl phthalate .............................................................................................................................................................................         84–69–5
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................         84–74–2
     Dimethylcyclohexyl phthalate ..............................................................................................................................................................              1322–94–7
     Castor oil phthalate, hydrogenated .....................................................................................................................................................                       N/A
     Castor oil phthalate with adipic acid and fumaric acid-diethylene glycol ............................................................................................                                   68650–73–7
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 177.1200 as dibutylphthalate. These
     terms are synonymous, referring to the same chemical substance.


       The petition identifies § 177.1460,                                      being impacted by the FAP.                                                  use of the ortho-phthalate listed in table
     ‘‘Melamine-formaldehyde resins in                                          Specifically, the petition identifies the                                   14 as being impacted.
     molded articles’’ (21 CFR 177.1460), as

                     TABLE 14—ORTHO-PHTHALATES AUTHORIZED BY § 177.1460 THAT WOULD BE AFFECTED BY THIS FAP
                                                                            [‘‘Melamine-formaldehyde resins in molded articles’’]

                                                                                             Food additive                                                                                                   CAS No.

     Dioctyl phthalate (Di-n-octyl phthalate) ...............................................................................................................................................                  117–84–0




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     56756                    Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules

        The petition identifies § 177.1590,                                     177.1590), as being impacted by the                                        the use of the ortho-phthalate listed in
     ‘‘Polyester elastomers’’ (21 CFR                                           FAP. Specifically, the petition identifies                                 table 15 as being impacted.

                     TABLE 15—ORTHO-PHTHALATES AUTHORIZED BY § 177.1590 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                                 [‘‘Polyester elastomers’’]

                                                                                            Food additive                                                                                                   CAS No.

     Dimethyl phthalate (dimethyl orthophthalate) ......................................................................................................................................                      131–11–3



        The petition identifies § 177.2420,                                     177.2420), as being impacted by the                                        the use of the ortho-phthalates listed in
     ‘‘Polyester resins, cross-linked’’ (21 CFR                                 FAP. Specifically, the petition identifies                                 table 16 as being impacted.

                     TABLE 16—ORTHO-PHTHALATES AUTHORIZED BY § 177.2420 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                           [‘‘Polyester resins, cross-linked’’]

                                                                                            Food additive                                                                                                   CAS No.

     Dimethyl phthalate (dimethyl orthophthalate) ......................................................................................................................................                      131–11–3
     Butyl benzyl phthalate .........................................................................................................................................................................          85–68–7
     Di-n-butyl phthalate ..............................................................................................................................................................................       84–74–2
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 177.2420 as dibutyl phthalate. These
     terms are synonymous, referring to the same chemical substance.


        The petition identifies § 177.2600,                                     CFR 177.2600), as being impacted by the                                    the use of the substances listed in table
     ‘‘Rubber articles for repeated use’’ (21                                   FAP. Specifically, the petition identifies                                 17 as being impacted.

                     TABLE 17—ORTHO-PHTHALATES AUTHORIZED BY § 177.2600 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                 [‘‘Rubber articles intended for repeated use’’]

                                                                                            Food additive                                                                                                   CAS No.

     Diphenylguanidine phthalate ...............................................................................................................................................................            17573–13–6
     Di-n-butyl phthalate 1 ...........................................................................................................................................................................        84–74–2
     Dioctyl phthalate (Di-n-octyl phthalate) ...............................................................................................................................................                 117–84–0
     Amyl decyl phthalate (n-amyl n-decyl phthalate) ................................................................................................................................                        7493–81–4
     Decyl octyl phthalate (Octyldecyl phthalate/n-octyl n-decyl phthalate) ...............................................................................................                                   119–07–3
     Didecyl phthalate (Di-n-decyl phthalate) .............................................................................................................................................                    84–77–5
       1 Although the petitioner refers to this substance as di-n-butyl phthalate in the petition, it is listed in § 177.1200 as dibutyl phthalate. These
     terms are synonymous, referring to the same chemical substance.


        The petition identifies § 178.3740,                                     (21 CFR 178.3740), as being impacted by                                    identifies the use of the ortho-phthalates
     ‘‘Plasticizers in polymeric substances’’                                   the FAP. Specifically, the petition                                        listed in table 18 as being impacted.

                     TABLE 18—ORTHO-PHTHALATES AUTHORIZED BY § 178.3740 THAT WOULD BE AFFECTED BY THIS FAP
                                                                                      [‘‘Plasticizers in polymeric substances’’]

                                                                                            Food additive                                                                                                   CAS No.

     Diphenyl phthalate ...............................................................................................................................................................................       84–62–8
     Butyl benzyl phthalate .........................................................................................................................................................................         85–68–7
     Dihexyl phthalate (Di-n-hexyl phthalate) .............................................................................................................................................                   84–75–3



        The petition identifies § 178.3910,                                     CFR 178.3910), as being impacted by the                                    the use of the ortho-phthalate listed in
     ‘‘Surface lubricants used in the                                           FAP. Specifically, the petition identifies                                 table 19 as being impacted.
     manufacture of metallic articles’’ (21

                     TABLE 19—ORTHO-PHTHALATES AUTHORIZED BY § 178.3910 THAT WOULD BE AFFECTED BY THIS FAP
                                                                  [‘‘Surface lubricants used in the manufacture of metallic articles’’]

                                                                                            Food additive                                                                                                   CAS No.

     Diethyl phthalate ..................................................................................................................................................................................     84–66–2




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                       Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules                                           56757

     II. Abandonment                                         listed in the petition has been                          The FAP states that the petition
        Under section 409(i) of the FD&C Act,                abandoned, the FAP includes the results               captures the substantial majority of
     we shall by regulation prescribe the                    of a survey petitioner sent to its                    domestic and international phthalate
     procedure by which regulations under                    members and other firms. The petitioner               manufacturers and users.
                                                             asked the recipients to verify that they                 We expressly request comments on
     the foregoing provisions of this section
                                                             do not:                                               FVA’s request that we amend
     may be amended or repealed, and such
     procedure shall conform to the                             • Currently manufacture the ortho-                 §§ 175.105, 175.300, 175.320, 176.170,
                                                             phthalates listed in table 1 for use in               176.180, 176.300, 177.1010, 177.1200,
     procedure provided in this section for
                                                             food contact applications in the United               177.1460, 177.1590, 177.2420, 177.2600,
     the promulgation of such regulations.
                                                             States;                                               178.3740, and 178.3910 of the food
     Our regulations specific to
     administrative actions for food additives                  • Currently import the ortho-                      additive regulations to no longer permit
                                                             phthalates listed in table 1 for use in               the food additive use of the substances
     provide that the Commissioner of Food
                                                             food contact applications in the United               listed in table 1 because these uses have
     and Drugs, on his own initiative or on
                                                             States;                                               been abandoned. Although the
     the petition of any interested person,                                                                        regulatory text in §§ 175.380, 175.390,
     under 21 CFR part 10, may propose the                      • Intend to manufacture or import the
                                                             ortho-phthalates listed in table 1 for use            177.1210, and 179.1400 would not be
     issuance of a regulation amending or                                                                          amended, these regulations would be
     repealing a regulation pertaining to a                  in food contact applications in the
                                                             United States in the future;                          affected because they authorize certain
     food additive or granting or repealing an                                                                     uses of substances listed in table 1 by
     exception for such additive (§ 171.130(a)                  • Currently maintain any inventory of
                                                             the ortho-phthalates listed in table 1 for            cross-referencing other regulations.
     (21 CFR 171.130(a))). These regulations                                                                       Accordingly, we request comments that
     further provide that any such petition                  sale or distribution into commerce that
                                                             is intended to be marketed for use in                 address whether the use of the
     shall include an assertion of facts,                                                                          substances in table 1 (as authorized in
     supported by data, showing that new                     food contact applications in the United
                                                             States; or                                            the regulations identified in tables 2–19)
     information exists with respect to the                                                                        have been completely abandoned. For
     food additive or that new uses have                        • Possess any knowledge that the
                                                                                                                   example, we request information on
     been developed or old uses abandoned,                   ortho-phthalates listed in table 1 are
                                                                                                                   whether food contact materials
     that new data are available as to toxicity              used in food contact applications in the
                                                                                                                   containing these substances are
     of the chemical, or that experience with                United States.
                                                                                                                   currently being introduced or delivered
     the existing regulation or exemption                       The FAP describes the petitioner’s
                                                                                                                   for introduction into the U.S. market.
     may justify its amendment or appeal                     members as including plasticizer                      Any comments indicating that the
     (§ 171.130(b)). New data must be                        manufacturers, compounders,                           specified uses of one or more of the 26
     furnished in the form specified in 21                   formulators, molders and fabricators of               substances have not been abandoned
     CFR 171.1 and 171.100 for submitting                    polyvinyl chloride (PVC). The petition                should specify the ortho-phthalate(s) (or
     petitions (id.). Under these regulations,               states that the surveys collected include             substances identified in the petition as
     a petitioner may propose that we amend                  the substantial majority of phthalate and             ortho-phthalates). We also recommend
     a food additive regulation if the                       PVC manufacturers, as well as the                     including information about the use,
     petitioner can demonstrate that there are               downstream compounders and users of                   any relevant regulation(s) authorizing
     ‘‘old uses abandoned’’ for the relevant                 the materials.                                        the use, and a description of the product
     food additive (id.). Such abandonment                      In addition, the FAP states that                   that contains the substance(s).
     must be complete for any intended uses                  petitioner has confirmed with other                      We are currently unaware of
     in the U.S. market. While section 409 of                industry stakeholders that no entities                information demonstrating the
     the FD&C Act and § 171.130 also                         appear to be using or marketing the                   continued use of these substances in the
     provide for amending or revoking a food                 ortho-phthalates listed in table 1 in the             food contact applications listed. We are
     additive regulation based on safety, an                 food-contact applications referenced in               providing the public 60 days to submit
     amendment or revocation based on                        tables 2–19. The petition states that                 comments. We anticipate that some
     abandonment is not based on safety but                  other industry stakeholders include                   interested persons may wish to provide
     is based on the fact that regulatory                    members of: (1) The Plastics Industry                 us with certain information they
     authorization is no longer necessary                    Association’s (PIA’s) Food, Drug and                  consider to be trade secret or
     because the use of that food additive has               Cosmetic Packaging Materials                          confidential commercial information
     been abandoned.                                         Committee, (2) the Adhesives and                      (CCI) under Exemption 4 of the Freedom
        Abandonment may be based on the                      Sealants Council, (3) the American                    of Information Act (5 U.S.C. 552).
     abandonment of certain authorized food                  Beverage Association, (4) the American                Interested persons may claim
     additive uses for a substance (e.g., if a               Forest and Paper Association, (5) the                 information that is submitted to us as
     substance is no longer used in certain                  Grocery Manufacturers Association, and                CCI or trade secret by clearly marking
     product categories), or on the                          (6) the High Phthalates Panel of the                  both the document and the specific
     abandonment of all authorized food                      American Chemistry Council. The                       information as ‘‘confidential.’’
     additive uses of a substance (e.g., if a                petition states that no member                        Information so marked will not be
     substance is no longer being                            companies from the organizations                      disclosed except in accordance with the
     manufactured). If a FAP seeks an                        indicated that they had any knowledge                 Freedom of Information Act and our
     amendment to a food additive                            that the regulatory clearances in tables              disclosure regulations (21 CFR part 20).
     regulation based on the abandonment of                  2–19 are relied upon for use of the                   For electronic submissions to https://
     certain uses of the food additive, such                 ortho-phthalates listed in table 1. With              www.regulations.gov, indicate in the
     uses must be adequately defined so that                 regard to PIA, the petition states that               ‘‘comments’’ box of the appropriate
     both the scope of the abandonment and                   PIA asked its member companies to                     docket that your submission contains
     any amendment to the food additive                      advise whether they have any                          confidential information. Interested
     regulation are clear.                                   knowledge that the subject ortho-                     persons must also submit a copy of the
        As support for the assertion that the                phthalates are being used in food-                    comment that does not contain the
     food-contact use of the ortho-phthalates                contact applications.                                 information claimed as confidential for


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     56758             Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Proposed Rules

     inclusion in the public version of the                  seeking comment on two alternate co-                  instructions. An electronic copy of this
     official record. Information not marked                 proposals to help advance this objective:             document may also be downloaded
     confidential will be included in the                    First, FHWA proposes to amend and                     from the Office of the Federal Register’s
     public version of the official record                   replace the requirements relating to                  home page at: http://www.archives.gov/
     without prior notice.                                   patented and proprietary product                      federal-register and the Government
       We are not requesting comments on                     approvals with a more flexible general                Publishing Office’s web page at: http://
     the safety of these uses of the substances              requirement that enhances fairness,                   www.gpo.gov/fdsys.
     in table 1 because such information is                  open competition, and transparency in
                                                                                                                   Background
     not relevant to abandonment, which is                   the product selection process.
     the basis of the proposed action. We                    Alternatively, the agency proposes                       There are differing practices across
     will not consider any comments                          rescinding the requirements, thereby                  the United States on whether
     addressing safety in our evaluation of                  encouraging further innovation in the                 government entities may specify a
     this FAP. In addition to our                            development of new highway                            patented material, article, or process in
     consideration of this petition, we are                  transportation technology and methods,                the letting of public works contracts
     considering information on the safety of                as well as potentially reducing costs.                through competitive bidding.1 Some
     many of the ortho-phthalates listed in                  DATES: Comments must be received on                   jurisdictions prohibit the practice
     table 1 as part of our consideration of a               or before January 14, 2019. Late-filed                altogether on the grounds that it would
     petition designated for reference as FAP                comments will be considered to the                    inhibit competition, particularly where
     6B4815 (see 81 FR 31877, May 20,                        extent practicable.                                   only one contractor can provide the
     2016).                                                                                                        specified material.2 Other jurisdictions
                                                             ADDRESSES: To ensure that you do not
       The petitioner has claimed that this                                                                        allow the specification as long as the
                                                             duplicate your docket submissions,
     action is categorically excluded under                                                                        use of any other article equally as
                                                             please submit them by only one of the
     21 CFR 25.32(m) because the petition                                                                          suitable is also allowed.3 The Federal
                                                             following means:
     requests an action that would prohibit                     • Federal eRulemaking Portal: Go to                government’s regulations on direct
     or otherwise restrict or reduce the use                 http://www.regulations.gov and follow                 procurement and the uniform
     of a substance in food, food packaging,                 the online instructions for submitting                regulations on Federal financial
     or cosmetics. In addition, the petitioner               comments.                                             assistance take the latter approach.4 In
     has stated that, to petitioner’s                           • Mail: Docket Management Facility,                the majority of States, however, the
     knowledge, no extraordinary                             U.S. Department of Transportation, 1200               practice of specifying a patented
     circumstances exist. If FDA determines                  New Jersey Avenue SE, West Building                   product in government contracts is
     a categorical exclusion applies, neither                Ground Floor Room W12–140,                            allowed.5
     an environmental assessment nor an                      Washington, DC 20590;                                    The Federal-aid Road Act of 1916
     environmental impact statement is                          • Hand Delivery: West Building                     (1916 Act) 6 was silent about patented
     required. If FDA determines a                           Ground Floor, Room W12–140, 1200                      and proprietary products but provided
     categorical exclusion does not apply, we                New Jersey Avenue SE, Washington, DC                  that Federal-aid funded State highway
     will request an environmental                           20590, between 9 a.m. 5 p.m., Monday                  construction was ‘‘subject to the
     assessment and make it available for                    through Friday, except Federal holidays.              inspection and approval of the Secretary
     public inspection.                                      The telephone number is (202) 366–                    of Agriculture, and in accordance with
                                                             9329.                                                 the rules and regulation made pursuant
       Dated: November 6, 2018.
                                                                • Instructions: You must include the               to this Act.’’ 7
     Leslie Kux,                                                                                                      Accordingly, regulations
                                                             agency name and docket number or the
     Associate Commissioner for Policy.                                                                            implementing the 1916 Act were issued
                                                             Regulatory Identification Number (RIN)
     [FR Doc. 2018–24657 Filed 11–13–18; 8:45 am]
                                                             for the rulemaking at the beginning of                on September 1, 1916. Regulation 8,
     BILLING CODE 4164–01–P
                                                             your comments. All comments received                  Section 4 of those rules provided, ‘‘No
                                                             will be posted without change to                      part of the money apportioned under
                                                             www.regulations.gov, including any                    the act shall be used, directly or
     DEPARTMENT OF TRANSPORTATION                            personal information provided.                        indirectly, to pay, or to reimburse a
                                                                                                                   State, county, or local subdivision for
                                                             FOR FURTHER INFORMATION CONTACT: Mr.
     Federal Highway Administration                                                                                the payment of any premium or royalty
                                                             John Huyer, Office of Preconstruction,                on any patented or proprietary material,
                                                             Construction and Pavements, (651) 291–                specification, process, or type of
     23 CFR Parts 630 and 635
                                                             6111 or, Mr. William Winne, Office of                 construction, unless purchased or
     [FHWA Docket No. FHWA–2018–0036]                        the Chief Counsel, (202) 366–1397,                    obtained on open actual competitive
                                                             Federal Highway Administration, 1200                  bidding at the same or a less cost than
     RIN 2125–AF84                                           New Jersey Avenue SE, Washington, DC
                                                             20590. Office hours are from 8 a.m. to
     Construction and Maintenance—                                                                                   1 See generally 10 McQuillin Mun. Corp. § 29.42
                                                             4:30 p.m., e.t., Monday through Friday,               (3d ed.).
     Promoting Innovation in Use of
                                                             except Federal holidays.                                2 Examples include Illinois, Indiana, Kentucky,
     Patented and Proprietary Products                                                                             Louisiana, Massachusetts, and Wisconsin.
                                                             SUPPLEMENTARY INFORMATION:
                                                                                                                     3 Examples include California, Iowa, New Jersey,
     AGENCY: Federal Highway
     Administration (FHWA), Department of                    Electronic Access and Filing                          and New York.
                                                                                                                     4 See 48 CFR 52.211–6 and 2 CFR 200.319(a)(6).
     Transportation (DOT).                                      This document and all comments                       5 Examples include Arizona, Colorado,

     ACTION: Notice of proposed rulemaking                   received may be viewed online through                 Connecticut, Florida, Idaho, Kansas, Maryland,
     (NPRM); request for comments.                           the Federal eRulemaking portal at                     Michigan, Montana, Nebraska, Ohio, Oklahoma,
                                                             http://www.regulations.gov. Electronic                Oregon, Pennsylvania, South Carolina, Texas, and
                                                                                                                   Washington.
     SUMMARY:  This rulemaking would                         submission and retrieval help and                       6 1916 Act, ch. 241, 39 Stat. 355.
     provide greater flexibility to States to                guidelines are available on the website.                7 The Office of Public Roads was the predecessor
     use proprietary or patented materials in                It is available 24 hours each day, 365                agency of FHWA and was part of the Department
     Federal-aid projects. The FHWA is                       days a year. Please follow the                        of Agriculture in 1916.



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Document Created: 2018-11-14 03:32:15
Document Modified: 2018-11-14 03:32:15
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotification of petition.
DatesThe food additive petition was filed on July 3, 2018. Submit either electronic or written comments by January 14, 2019.
ContactStephen DiFranco, Center for Food Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240-402-2710.
FR Citation83 FR 56750 
CFR Citation21 CFR 175
21 CFR 176
21 CFR 177
21 CFR 178

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