83 FR 56888 - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Derivative Securities Traded Under Unlisted Trading Privileges
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 220 (November 14, 2018)
Federal Register Volume 83, Issue 220 (November 14, 2018)
| Page Range | 56888-56890 | |
| FR Document | 2018-24733 |
[Federal Register Volume 83, Number 220 (Wednesday, November 14, 2018)] [Notices] [Pages 56888-56890] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-24733] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-84546; File No. SR-BX-2018-051] Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Derivative Securities Traded Under Unlisted Trading Privileges November 7, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on October 26, 2018, Nasdaq BX, Inc. (``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the Exchange's Rule 4421 related to derivative securities traded under unlisted trading privileges (``UTP'') to: (i) Remove the requirement in Rule 4421(a)(1) for the Exchange to file with the Commission a Form 19b-4(e) for each ``new derivative securities product'' as defined in Rule 19b-4(e) under the Act \3\ (``Derivative Security'') traded under UTP; (ii) add a word that was inadvertently omitted in the previous version of Rule 4421(a)(2); and (iii) renumber the remaining provisions of Rule 4421(a) to maintain an organized rule structure. The Exchange has designated this rule change as ``non-controversial'' under Section 19(b)(3)(A) of the Act \4\ and provided the Commission with the notice required by Rule 19b-4(f)(6) thereunder.\5\ --------------------------------------------------------------------------- \3\ 17 CFR 240.19b-4(e). \4\ 15 U.S.C. 78s(b)(3)(A). \5\ 17 CFR 240.19b-4(f)(6). --------------------------------------------------------------------------- The text of the proposed rule change is available on the Exchange's website at http://nasdaqbx.cchwallstreet.com/, at the principal office of the Exchange, and [[Page 56889]] at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of the proposed rule change is to amend Rule 4421 related to derivative securities traded under UTP by: (i) Removing the requirement in Rule 4421(a)(1) for the Exchange to file with the Commission a Form 19b-4(e) for each Derivative Security; (ii) adding a word that was inadvertently omitted in the previous version of Rule 4421(a)(2); and (iii) renumbering the remaining rules of Rule 4421(a) to maintain an organized rule structure, as described below. Rule 4421(a)(1) sets forth the requirement for the Exchange to file with the Commission a Form 19b-4(e) with respect to each Derivative Security that is traded under UTP. However, the Exchange believes that it should not be necessary to file a Form 19b-4(e) with the Commission if it begins trading a Derivative Security on a UTP basis because Rule 19b-4(e)(1) under the Act refers to the ``listing and trading'' of a ``new derivative securities product.'' The Exchange believes that the requirements of that Rule refer to when an exchange lists and trades a Derivative Security, and not when an exchange seeks only to trade such product on a UTP basis pursuant to Rule 12f-2 under the Act.\6\ Therefore, the Exchange proposes to delete the requirement in current Rule 4421(a)(1) for the Exchange to file a Form 19b-4(e) with the Commission with respect to each Derivative Security it begins trading on a UTP basis. --------------------------------------------------------------------------- \6\ 17 CFR 240.12f-2. --------------------------------------------------------------------------- Rule 4421(a)(2) sets forth the requirement for the Exchange to distribute an information circular prior to the commencement of trading a Derivative Security on a UTP basis. The Exchange proposes to add a ``the'' that was inadvertently omitted in the previous version of clause (c) of Rule 4421(a)(2) to enhance the readability of the Rule. This change is not substantive. Lastly, as a result of the deletion of current Rule 4421(a)(1), the Exchange proposes to renumber current Rules 4421(a)(2)-(6), as Rules 4421(a)(1)-(5) respectively. 2. Statutory Basis The Exchange believes that the proposed rule change is consistent with the provisions of Section 6(b) \7\ of the Act, in general, and furthers the objectives of Section 6(b)(5) of the Act \8\ in particular, in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. Specifically, eliminating the requirement to file a Form 19b-4(e) for each Derivative Security is consistent with the Act because the regulatory requirement was not intended to apply in the context of Derivative Securities trading on a UTP basis. The proposal, moreover, will provide for a more efficient process for adding Derivative Securities to trading on the Exchange on a UTP basis. --------------------------------------------------------------------------- \7\ 15 U.S.C. 78f(b). \8\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- In addition, the Exchange notes that the Commission recently approved a substantially identical proposed rule change filed by NYSE National, Inc. (``NYSE National'').\9\ In particular, the Commission noted in the NYSE National Approval Order that it ``believes that the filing of a Form 19b-4(e) is not required when an Exchange is trading a new derivative securities product on a UTP basis only'' \10\ and it also found that the NYSE National's proposed rule change was ``consistent with the requirements of Section 6(b)(5) of the Act.'' \11\ --------------------------------------------------------------------------- \9\ See Securities Exchange Act Release No. 34-83289 (May 17, 2018), 83 FR 23968 (May 23, 2018) (Order Approving File No. SR- NYSENAT-2018-02) (the ``NYSE National Approval Order''). \10\ See supra note 9, at 23975, n.149. \11\ See supra note 9 at page 23975-6. --------------------------------------------------------------------------- With respect to the addition of a ``the'' that was inadvertently omitted in the previous version of clause (c) of Rule 4421(a)(2), the Exchange believes that this change is consistent with the Act because it will improve the readability and clarity of the Rule. This change is not substantive. Lastly, the Exchange believes that renumbering the current Rules 4421(a)(2)-(6) as Rules 4421(a)(1)-(5) is consistent with the Act because it will allow the Exchange to maintain a clear and organized rule structure, thus preventing investor confusion. For these reasons, the Exchange believes the proposed rule change is consistent with the requirements of Section 6(b)(5) of the Act.\12\ --------------------------------------------------------------------------- \12\ See supra note 8. --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. To the contrary, removing the requirement to file a Form 19b-4(e) will serve to enhance competition by providing for the efficient addition of Derivative Securities for trading under UTP on the Exchange. To the extent that a competitor marketplace believes that the proposed rule change places it at a competitive disadvantage, it may file with the Commission a proposed rule change to adopt the same or similar rule. In addition, the proposal to add a ``the'' that was inadvertently omitted in the previous version of clause (c) of Rule 4421(a)(2) does not impact competition in any respect since it merely corrects a non- substantive rule text error. Lastly, the proposal to renumber the current Rules 4421(a)(2)-(6) as Rules 4421(a)(1)-(5) does not impact competition in any respect since it merely maintains a clear and organized rule structure. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; or (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to [[Page 56890]] Section 19(b)(3)(A) of the Act \13\ and Rule 19b-4(f)(6) thereunder.\14\ --------------------------------------------------------------------------- \13\ 15 U.S.C. 78s(b)(3)(A). \14\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. --------------------------------------------------------------------------- The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative immediately upon filing. Waiving the 30-day delay would permit the Exchange to more efficiently add Derivative Securities to the Exchange under UTP without the unnecessary requirement to file a 19b-4(e) with the Commission. The Commission also notes that because the Exchange is adopting a rule that is substantially identical to a similar NYSE National rule, the proposed change does not present any new or novel issues. Thus, the Commission believes that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest and hereby waives the 30-day operative delay and designates the proposed rule change to be operative upon filing.\15\ --------------------------------------------------------------------------- \15\ For purposes only of waiving the 30-day operative delay, the Commission has also considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-BX-2018-051 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SR-BX-2018-051. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-BX-2018-051 and should be submitted on or before December 5, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\16\ --------------------------------------------------------------------------- \16\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-24733 Filed 11-13-18; 8:45 am] BILLING CODE 8011-01-P
![56888 Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Notices
recommendations to the appointing to negotiated service agreement(s). The This Notice will be published in the
authority regarding the performance of request(s) may propose the addition or Federal Register.
the senior executive. removal of a negotiated service Stacy L. Ruble,
The following have been designated agreement from the market dominant or Secretary.
as members of the Performance Review the competitive product list, or the [FR Doc. 2018–24725 Filed 11–13–18; 8:45 am]
Board of the U.S. Office of Personnel modification of an existing product BILLING CODE 7710–FW–P
Management: currently appearing on the market
Michael Rigas, Deputy Director, Chair dominant or the competitive product
Kathleen McGettigan, Chief list. SECURITIES AND EXCHANGE
Management Officer Section II identifies the docket
COMMISSION
Andrea Bright, Chief Human Capital
number(s) associated with each Postal [Release No. 34–84546; File No. SR–BX–
Officer 2018–051]
Service request, the title of each Postal
Mark Reinhold, Associate Director for
Employee Services Service request, the request’s acceptance
Self-Regulatory Organizations; Nasdaq
Dennis Coleman, Chief Financial Officer date, and the authority cited by the
BX, Inc.; Notice of Filing and
Charles Phalen, National Background Postal Service for each request. For each
Immediate Effectiveness of Proposed
Investigations Bureau Director request, the Commission appoints an Rule Change Relating to Derivative
Kenneth Zawodny, Associate Director officer of the Commission to represent Securities Traded Under Unlisted
for Retirement Services the interests of the general public in the Trading Privileges
Alan Spielman, Healthcare and proceeding, pursuant to 39 U.S.C. 505
Insurance Director (Public Representative). Section II also November 7, 2018.
establishes comment deadline(s) Pursuant to Section 19(b)(1) of the
Office of Personnel Management.
pertaining to each request. Securities Exchange Act of 1934
Alexys Stanley, (‘‘Act’’),1 and Rule 19b–4 thereunder,2
Regulatory Affairs Analyst. The public portions of the Postal
notice is hereby given that on October
[FR Doc. 2018–24724 Filed 11–13–18; 8:45 am] Service’s request(s) can be accessed via 26, 2018, Nasdaq BX, Inc. (‘‘Exchange’’)
BILLING CODE 6325–45–P
the Commission’s website (http:// filed with the Securities and Exchange
www.prc.gov). Non-public portions of Commission (‘‘Commission’’) the
the Postal Service’s request(s), if any, proposed rule change as described in
POSTAL REGULATORY COMMISSION can be accessed through compliance Items I and II below, which Items have
with the requirements of 39 CFR been prepared by the Exchange. The
[Docket Nos. MC2019–11 and CP2019–10] 3007.301.1 Commission is publishing this notice to
New Postal Product The Commission invites comments on solicit comments on the proposed rule
whether the Postal Service’s request(s) change from interested persons.
AGENCY: Postal Regulatory Commission. in the captioned docket(s) are consistent I. Self-Regulatory Organization’s
ACTION: Notice. with the policies of title 39. For Statement of the Terms of Substance of
request(s) that the Postal Service states the Proposed Rule Change
SUMMARY: The Commission is noticing a concern market dominant product(s),
recent Postal Service filing for the The Exchange proposes to amend the
applicable statutory and regulatory Exchange’s Rule 4421 related to
Commission’s consideration concerning
requirements include 39 U.S.C. 3622, 39 derivative securities traded under
a negotiated service agreement. This
notice informs the public of the filing, U.S.C. 3642, 39 CFR part 3010, and 39 unlisted trading privileges (‘‘UTP’’) to:
invites public comment, and takes other CFR part 3020, subpart B. For request(s) (i) Remove the requirement in Rule
administrative steps. that the Postal Service states concern 4421(a)(1) for the Exchange to file with
competitive product(s), applicable the Commission a Form 19b–4(e) for
DATES: Comments are due: November
statutory and regulatory requirements each ‘‘new derivative securities
15, 2018.
include 39 U.S.C. 3632, 39 U.S.C. 3633, product’’ as defined in Rule 19b–4(e)
ADDRESSES: Submit comments
39 U.S.C. 3642, 39 CFR part 3015, and under the Act 3 (‘‘Derivative Security’’)
electronically via the Commission’s 39 CFR part 3020, subpart B. Comment traded under UTP; (ii) add a word that
Filing Online system at http://
deadline(s) for each request appear in was inadvertently omitted in the
www.prc.gov. Those who cannot submit
section II. previous version of Rule 4421(a)(2); and
comments electronically should contact
(iii) renumber the remaining provisions
the person identified in the FOR FURTHER II. Docketed Proceeding(s) of Rule 4421(a) to maintain an organized
INFORMATION CONTACT section by
1. Docket No(s).: MC2019–11 and rule structure. The Exchange has
telephone for advice on filing
CP2019–10; Filing Title: USPS Request designated this rule change as ‘‘non-
alternatives.
to Add Priority Mail Contract 472 to controversial’’ under Section 19(b)(3)(A)
FOR FURTHER INFORMATION CONTACT: of the Act 4 and provided the
Competitive Product List and Notice of
David A. Trissell, General Counsel, at Commission with the notice required by
202–789–6820. Filing Materials Under Seal; Filing
Rule 19b–4(f)(6) thereunder.5
Acceptance Date: November 6, 2018; The text of the proposed rule change
SUPPLEMENTARY INFORMATION:
Filing Authority: 39 U.S.C. 3642, 39 CFR is available on the Exchange’s website at
Table of Contents 3020.30 et seq., and 39 CFR 3015.5; http://nasdaqbx.cchwallstreet.com/, at
I. Introduction Public Representative: Curtis E. Kidd; the principal office of the Exchange, and
II. Docketed Proceeding(s) Comments Due: November 15, 2018.
1 15 U.S.C. 78s(b)(1).
I. Introduction
1 See 2 17 CFR 240.19b–4.
Docket No. RM2018–3, Order Adopting
The Commission gives notice that the Final Rules Relating to Non-Public Information, 3 17 CFR 240.19b–4(e).
Postal Service filed request(s) for the June 27, 2018, Attachment A at 19–22 (Order No. 4 15 U.S.C. 78s(b)(3)(A).
Commission to consider matters related 4679). 5 17 CFR 240.19b–4(f)(6).
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![56890 Federal Register / Vol. 83, No. 220 / Wednesday, November 14, 2018 / Notices
Section 19(b)(3)(A) of the Act 13 and All submissions should refer to File Arca’’ or ‘‘Exchange’’) filed with the
Rule 19b–4(f)(6) thereunder.14 Number SR–BX–2018–051. This file Securities and Exchange Commission
The Exchange has asked the number should be included on the (‘‘SEC’’ or ‘‘Commission’’) the proposed
Commission to waive the 30-day subject line if email is used. To help the rule change as described in Items I, II,
operative delay so that the proposal may Commission process and review your and III below, which Items have been
become operative immediately upon comments more efficiently, please use prepared by the Exchange. The
filing. Waiving the 30-day delay would only one method. The Commission will Commission is publishing this notice to
permit the Exchange to more efficiently post all comments on the Commission’s solicit comments on the proposed rule
add Derivative Securities to the internet website (http://www.sec.gov/ change from interested persons.
Exchange under UTP without the rules/sro.shtml). Copies of the
unnecessary requirement to file a 19b– submission, all subsequent I. Self-Regulatory Organization’s
4(e) with the Commission. The amendments, all written statements Statement of the Terms of Substance of
Commission also notes that because the with respect to the proposed rule the Proposed Rule Change
Exchange is adopting a rule that is change that are filed with the The Exchange proposes to amend
substantially identical to a similar NYSE Commission, and all written Rule 7.44–E, which sets forth the
National rule, the proposed change does communications relating to the Exchange’s Retail Liquidity Program.
not present any new or novel issues. proposed rule change between the The proposed change is available on the
Thus, the Commission believes that Commission and any person, other than Exchange’s website at www.nyse.com, at
waiver of the 30-day operative delay is those that may be withheld from the the principal office of the Exchange, and
consistent with the protection of public in accordance with the at the Commission’s Public Reference
investors and the public interest and provisions of 5 U.S.C. 552, will be Room.
hereby waives the 30-day operative available for website viewing and
delay and designates the proposed rule printing in the Commission’s Public II. Self-Regulatory Organization’s
change to be operative upon filing.15 Reference Room, 100 F Street NE, Statement of the Purpose of, and
At any time within 60 days of the Washington, DC 20549 on official Statutory Basis for, the Proposed Rule
filing of the proposed rule change, the business days between the hours of Change
Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the In its filing with the Commission, the
temporarily suspend such rule change if filing also will be available for self-regulatory organization included
it appears to the Commission that such inspection and copying at the principal statements concerning the purpose of,
action is necessary or appropriate in the office of the Exchange. All comments and basis for, the proposed rule change
public interest, for the protection of received will be posted without change. and discussed any comments it received
investors, or otherwise in furtherance of Persons submitting comments are on the proposed rule change. The text
the purposes of the Act. cautioned that we do not redact or edit of those statements may be examined at
IV. Solicitation of Comments personal identifying information from the places specified in Item IV below.
comment submissions. You should The Exchange has prepared summaries,
Interested persons are invited to submit only information that you wish set forth in sections A, B, and C below,
submit written data, views, and to make available publicly. All of the most significant parts of such
arguments concerning the foregoing, submissions should refer to File statements.
including whether the proposed rule Number SR–BX–2018–051 and should
change is consistent with the Act. be submitted on or before December 5, A. Self-Regulatory Organization’s
Comments may be submitted by any of 2018. Statement of the Purpose of, and
the following methods: Statutory Basis for, the Proposed Rule
For the Commission, by the Division of Change
Electronic Comments Trading and Markets, pursuant to delegated
authority.16 1. Purpose
• Use the Commission’s internet
Eduardo A. Aleman, The Exchange proposes to amend
comment form (http://www.sec.gov/
rules/sro.shtml); or Assistant Secretary. Rule 7.44–E, which sets forth the
• Send an email to rule-comments@ [FR Doc. 2018–24733 Filed 11–13–18; 8:45 am] Exchange’s Retail Liquidity Program
sec.gov. Please include File Number SR– BILLING CODE 8011–01–P (the ‘‘Program’’), to: (i) Expand the
BX–2018–051 on the subject line. Program’s availability to all securities
traded on the Exchange; (ii) remove
Paper Comments SECURITIES AND EXCHANGE unused functionality by eliminating the
• Send paper comments in triplicate COMMISSION Type 2—Retail Order and no longer
to Secretary, Securities and Exchange [Release No. 34–84547; File No. SR– permit Retail Price Improvement Orders
Commission, 100 F Street NE, NYSEARCA–2018–77] (‘‘RPI’’) to be designated as a Mid-Point
Washington, DC 20549–1090. Liquidity (‘‘MPL’’) Order; 3 and (iii) offer
Self-Regulatory Organizations; NYSE additional functionality to RPI Orders
13 15 U.S.C. 78s(b)(3)(A). Arca, Inc.; Notice of Filing of Proposed by allowing them to include an optional
14 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
Rule Change To Amend Rule 7.44–E offset.
4(f)(6)(iii) requires a self-regulatory organization to
give the Commission written notice of its intent to The Exchange established the
November 7, 2018.
file the proposed rule change, along with a brief Program to attract retail order flow to
Pursuant to Section 19(b)(1) of the
description and text of the proposed rule change, the Exchange, and allow such order
at least five business days prior to the date of filing Securities Exchange Act of 1934
flow to receive potential price
of the proposed rule change, or such shorter time (‘‘Act’’),1 and Rule 19b–4 thereunder,2
as designated by the Commission. The Exchange improvement.4 The Program is currently
notice is hereby given that on October
has satisfied this requirement.
15 For purposes only of waiving the 30-day
26, 2018, NYSE Arca, Inc. (‘‘NYSE 3 Rule 7.31–E(d)(3).
operative delay, the Commission has also 4 See Securities Exchange Act Release No. 71176
16 17 CFR 200.30–3(a)(12).
considered the proposed rule’s impact on (December 23, 2013), 78 FR 79524 (December 30,
1 15 U.S.C. 78s(b)(1).
efficiency, competition, and capital formation. See 2013) (SR–NYSEArca–2013–107) (‘‘RLP Approval
15 U.S.C. 78c(f). 2 17 CFR 240.19b–4. Order’’).
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Document Created: 2018-11-14 03:31:38
Document Modified: 2018-11-14 03:31:38
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 83 FR 56888 |
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