83 FR 60520 - Proposed Collection; Comment Request
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 227 (November 26, 2018)
Federal Register Volume 83, Issue 227 (November 26, 2018)
| Page Range | 60520-60520 | |
| FR Document | 2018-25683 |
[Federal Register Volume 83, Number 227 (Monday, November 26, 2018)] [Notices] [Page 60520] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-25683] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736. Extension: Form T-3; SEC File No. 270-123, OMB Control No. 3235-0105. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for approval. Form T-3 (17 CFR 269.3) is an application for qualification of an indenture under the Trust Indenture Act of 1939 (15 U.S.C. 77aaa et seq.). The information provided under Form T-3 is used by the Commission to determine whether to qualify an indenture relating to an offering of debt securities that is not required to be registered under the Securities Act of 1933 (15 U.S.C. 77a et seq.). Form T-3 takes approximately 43 hours per response to prepare and is filed by 16 respondents. We estimate that 25% of the 43 burden hours (11 hours per response) is prepared by the filer for a total reporting burden of 176 hours (11 hours per response x 16 responses). Written comments are invited on: (a) Whether this proposed collection of information is necessary for the performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of the burden imposed by the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Please direct your written comments to Charles Riddle, Acting Director/Chief Information Officer, Securities and Exchange Commission, c/o Candace Kenner, 100 F Street NE, Washington, DC 20549; or send an email to: [email protected]. Dated: November 20, 2018. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-25683 Filed 11-23-18; 8:45 am] BILLING CODE 8011-01-P
![60520 Federal Register / Vol. 83, No. 227 / Monday, November 26, 2018 / Notices
Register on October 11, 2018.3 No (‘‘Commission’’) is soliciting comments SECURITIES AND EXCHANGE
comments have been received on the on the collection of information COMMISSION
proposed rule change. summarized below. The Commission
Section 19(b)(2) of the Act 4 provides [Investment Company Act Release No.
plans to submit this existing collection 33296; 812–14934]
that, within 45 days of the publication of information to the Office of
of the notice of the filing of a proposed Management and Budget for approval. Pacific Global ETF Trust and Cadence
rule change, or within such longer Capital Management LLC
period up to 90 days as the Commission Form T–3 (17 CFR 269.3) is an
may designate if it finds such longer application for qualification of an November 19, 2018.
period to be appropriate and publishes indenture under the Trust Indenture Act AGENCY: Securities and Exchange
its reasons for so finding or as to which of 1939 (15 U.S.C. 77aaa et seq.). The Commission (‘‘Commission’’).
the self-regulatory organization information provided under Form T–3 ACTION: Notice.
consents, the Commission shall approve is used by the Commission to determine
the proposed rule change, disapprove whether to qualify an indenture relating Notice of an application for an order
the proposed rule change, or institute to an offering of debt securities that is under section 6(c) of the Investment
proceedings to determine whether the not required to be registered under the Company Act of 1940 (the ‘‘Act’’) for an
proposed rule change should be Securities Act of 1933 (15 U.S.C. 77a et exemption from sections 2(a)(32),
disapproved. The 45th day after seq.). Form T–3 takes approximately 43 5(a)(1), 22(d), and 22(e) of the Act and
publication of the notice for this rule 22c–1 under the Act, under
hours per response to prepare and is
sections 6(c) and 17(b) of the Act for an
proposed rule change is November 25, filed by 16 respondents. We estimate exemption from sections 17(a)(1) and
2018. The Commission is extending this that 25% of the 43 burden hours (11 17(a)(2) of the Act, and under section
45-day time period. hours per response) is prepared by the
The Commission finds that it is 12(d)(1)(J) for an exemption from
filer for a total reporting burden of 176 sections 12(d)(1)(A) and 12(d)(1)(B) of
appropriate to designate a longer period hours (11 hours per response × 16
within which to take action on the the Act. The requested order would
responses). permit (a) index-based series of certain
proposed rule change so that it has
sufficient time to consider the proposed Written comments are invited on: (a) open-end management investment
rule change. Accordingly, the Whether this proposed collection of companies (‘‘Funds’’) to issue shares
Commission, pursuant to Section information is necessary for the redeemable in large aggregations
19(b)(2) of the Act,5 designates January performance of the functions of the (‘‘Creation Units’’); (b) secondary market
9, 2019, as the date by which the agency, including whether the transactions in Fund shares to occur at
Commission should approve, information will have practical utility; negotiated market prices rather than at
disapprove, or institute proceedings to (b) the accuracy of the agency’s estimate net asset value (‘‘NAV’’); (c) certain
determine whether to disapprove the of the burden imposed by the collection Funds to pay redemption proceeds,
proposed rule change (File No. SR– of information; (c) ways to enhance the under certain circumstances, more than
NYSEAMER–2018–39). seven days after the tender of shares for
quality, utility, and clarity of the
redemption; (d) certain affiliated
For the Commission, by the Division of information collected; and (d) ways to
persons of a Fund to deposit securities
Trading and Markets, pursuant to delegated minimize the burden of the collection of
authority.6
into, and receive securities from, the
information on respondents, including Fund in connection with the purchase
Eduardo A. Aleman, through the use of automated collection and redemption of Creation Units; (e)
Assistant Secretary. techniques or other forms of information certain registered management
[FR Doc. 2018–25595 Filed 11–23–18; 8:45 am] technology. Consideration will be given investment companies and unit
BILLING CODE 8011–01–P to comments and suggestions submitted investment trusts outside of the same
in writing within 60 days of this group of investment companies as the
publication. Funds (‘‘Funds of Funds’’) to acquire
SECURITIES AND EXCHANGE shares of the Funds; (f) certain Funds
An agency may not conduct or
COMMISSION (‘‘Feeder Funds’’) to create and redeem
sponsor, and a person is not required to
Proposed Collection; Comment respond to, a collection of information Creation Units in-kind in a master-
Request unless it displays a currently valid feeder structure; and (g) certain Funds
control number. to issue Shares in less than Creation
Upon Written Request Copies Available Unit size to investors participating in a
From: Securities and Exchange Please direct your written comments distribution reinvestment program.
Commission, Office of FOIA Services, to Charles Riddle, Acting Director/Chief Applicants: Pacific Global ETF Trust
100 F Street NE, Washington, DC Information Officer, Securities and (the ‘‘Trust’’), a Delaware statutory trust,
20549–2736. Exchange Commission, c/o Candace that will be registered under the Act as
Extension:
Kenner, 100 F Street NE, Washington, an open-end management investment
Form T–3; SEC File No. 270–123, OMB DC 20549; or send an email to: PRA_ company with multiple series, and
Control No. 3235–0105. Mailbox@sec.gov. Cadence Capital Management LLC (the
Notice is hereby given that, pursuant Dated: November 20, 2018. ‘‘Initial Adviser’’), a Delaware limited
to the Paperwork Reduction Act of 1995 liability company registered as an
Eduardo A. Aleman,
(44 U.S.C. 3501 et seq.), the Securities investment adviser under the
Assistant Secretary. Investment Advisers Act of 1940.
and Exchange Commission [FR Doc. 2018–25683 Filed 11–23–18; 8:45 am] Filing Dates: The application was
3 See Securities Exchange Act Release No. 84364
BILLING CODE 8011–01–P filed on July 24, 2018 and amended on
(October 4, 2018), 83 FR 51535 (October 11, 2018). November 13, 2018.
4 15 U.S.C. 78s(b)(2). Hearing or Notification of Hearing: An
5 Id. order granting the requested relief will
6 17 CFR 200.30–3(a)(31). be issued unless the Commission orders
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Document Created: 2018-11-24 00:51:58
Document Modified: 2018-11-24 00:51:58
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 83 FR 60520 |
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