83 FR 60539 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 83, Issue 227 (November 26, 2018)

Page Range		60539-60540
FR Document		2018-25748

Federal Register, Volume 83 Issue 227 (Monday, November 26, 2018)

[Federal Register Volume 83, Number 227 (Monday, November 26, 2018)]
[Notices]
[Pages 60539-60540]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-25748]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  2 p.m. on Thursday, November 29, 2018.

PLACE:  The meeting will be held at the Commission's headquarters, 100 
F Street NE, Washington, DC 20549.

[[Page 60540]]


STATUS:  This meeting will be closed to the public.

MATTERS TO BE CONSIDERED:  Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), 
permit consideration of the scheduled matters at the closed meeting.
    Commissioner Peirce, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:

    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: November 20, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-25748 Filed 11-21-18; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 83, No. 227 / Monday, November 26, 2018 / Notices 60539

processes, create more equivalent C. Self-Regulatory Organization’s Paper Comments
governance processes among them, and Statement on Comments on the
• Send paper comments in triplicate
also provide clarity to the Exchange’s Proposed Rule Change Received From
to Secretary, Securities and Exchange
members, which is beneficial to both Members, Participants, or Others
Commission, 100 F Street, NE,
investors and the public interest. At the Washington, DC 20549–1090.
same time, the Exchange will continue No written comments were solicited
or received with respect to the proposed All submissions should refer to File
to operate as a separate self-regulatory Number SR–NYSEAMER–2018–49. This
rule change.
organization and to have rules, file number should be included on the
membership rosters and listings distinct III. Date of Effectiveness of the subject line if email is used. To help the
from the rules, membership rosters and Proposed Rule Change and Timing for Commission process and review your
listings of the other NYSE Group Commission Action comments more efficiently, please use
Exchanges. only one method. The Commission will
The Exchange has filed the proposed
For the same reason, the Exchange rule change pursuant to Section post all comments on the Commission’s
believes that the greater consistency 19(b)(3)(A)(iii) of the Act 19 and Rule internet website (http://www.sec.gov/
among the governing documents of the 19b–4(f)(6) thereunder.20 Because the rules/sro.shtml). Copies of the
NYSE Group Exchanges, ICE and ICE proposed rule change does not: (i) submission, all subsequent
Holdings would promote the Significantly affect the protection of amendments, all written statements
maintenance of a fair and orderly investors or the public interest; (ii) with respect to the proposed rule
market, the protection of investors and impose any significant burden on change that are filed with the
the protection of the public interest. competition; and (iii) become operative Commission, and all written
Indeed, the proposed amendments prior to 30 days from the date on which communications relating to the
would make the corporate requirements it was filed, or such shorter time as the proposed rule change between the
Commission may designate, if Commission and any person, other than
and administrative processes relating to
consistent with the protection of those that may be withheld from the
the Board and ROC more similar to
investors and the public interest, the public in accordance with the
those of CHX, which have been provisions of 5 U.S.C. 552, will be
established as fair and designed to proposed rule change has become
effective pursuant to Section 19(b)(3)(A) available for website viewing and
protect investors and the public printing in the Commission’s Public
interest.18 of the Act and Rule 19b–4(f)(6)(iii)
thereunder. Reference Room, 100 F Street NE,
The proposed amendments to effect Washington, DC 20549, on official
non-substantive technical and At any time within 60 days of the business days between the hours of
conforming changes would remove filing of such proposed rule change, the 10:00 a.m. and 3:00 p.m. Copies of the
impediments to and perfect the Commission summarily may filing also will be available for
temporarily suspend such rule change if inspection and copying at the principal
mechanism of a free and open market by
it appears to the Commission that such office of the Exchange. All comments
ensuring that persons subject to the
action is necessary or appropriate in the received will be posted without change.
Exchange’s jurisdiction, regulators, and
public interest, for the protection of Persons submitting comments are
the investing public can more easily investors, or otherwise in furtherance of
navigate and understand the governing cautioned that we do not redact or edit
the purposes of the Act. If the personal identifying information from
documents. The Exchange further Commission takes such action, the
believes that the proposed amendments comment submissions. You should
Commission shall institute proceedings submit only information that you wish
would not be inconsistent with the under Section 19(b)(2)(B) 21 of the Act to to make available publicly. All
public interest and the protection of determine whether the proposed rule submissions should refer to File
investors because investors will not be change should be approved or Number SR–NYSEAMER–2018–49 and
harmed and in fact would benefit from disapproved. should be submitted on or before
increased transparency and clarity, December 17, 2018.
thereby reducing potential confusion. IV. Solicitation of Comments
For the Commission, by the Division of
B. Self-Regulatory Organization’s Interested persons are invited to Trading and Markets, pursuant to delegated
Statement on Burden on Competition submit written data, views, and authority.22
arguments concerning the foregoing, Eduardo A. Aleman,
The Exchange does not believe that including whether the proposed rule Assistant Secretary.
the proposed rule change will impose change is consistent with the Act. [FR Doc. 2018–25738 Filed 11–23–18; 8:45 am]
any burden on competition that is not Comments may be submitted by any of
BILLING CODE 8011–01–P
necessary or appropriate in furtherance the following methods:
of the purposes of the Exchange Act. Electronic Comments
The proposed rule change is not SECURITIES AND EXCHANGE
intended to address competitive issues • Use the Commission’s internet COMMISSION
but rather is concerned solely with the comment form (http://www.sec.gov/
corporate governance and rules/sro.shtml); or Sunshine Act Meetings
administration of the Exchange. • Send an email to rule-comments@
TIME AND DATE:2 p.m. on Thursday,
sec.gov. Please include File Number SR–
November 29, 2018.
NYSEAMER–2018–49 on the subject
line. PLACE: The meeting will be held at the
18 See, e.g. NYSE Chicago Release, supra note 3;
Commission’s headquarters, 100 F
and Exchange Act Release Nos. 83303 (May 22, 19 15 U.S.C. 78s(b)(3)(A)(iii). Street NE, Washington, DC 20549.
2018), 83 FR 24517 (May 29, 2018) (SR–CHX–2018– 20 17 CFR 240.19b–4(f)(6).
004). 21 15 U.S.C. 78s(b)(2)(B). 22 17 CFR 200.30–3(a)(12).

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60540 Federal Register / Vol. 83, No. 227 / Monday, November 26, 2018 / Notices

STATUS: This meeting will be closed to of information to the Office of Form T–1, SEC File No. 270–121, OMB
the public. Management and Budget for extension Control No. 3235–0110.
MATTERS TO BE CONSIDERED: and approval.
Form T–6 (17 CFR 269.9) is an Notice is hereby given that, pursuant
Commissioners, Counsel to the
application for eligibility and to the Paperwork Reduction Act of 1995
Commissioners, the Secretary to the
qualification for a foreign person or (44 U.S.C. 3501 et seq.), the Securities
Commission, and recording secretaries
corporation under the Trust Indenture and Exchange Commission
will attend the closed meeting. Certain
Act of 1939 (15 U.S.C. 77aaa et seq.). (‘‘Commission’’) is soliciting comments
staff members who have an interest in
Form T–6 provides the basis for on the collection of information
the matters also may be present.
The General Counsel of the determining whether a foreign person or summarized below. The Commission
Commission, or his designee, has corporation is eligible to serve as a plans to submit this existing collection
certified that, in his opinion, one or trustee for qualified indenture. Form T– of information to the Office of
more of the exemptions set forth in 5 6 takes approximately 17 burden hours Management and Budget for extension
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) per response and is filed by and approval.
and (10) and 17 CFR 200.402(a)(3), approximately one respondent annually. Form T–1 (17 CFR 269.1) is a
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and We estimate that 25% of the 17 hours statement of eligibility and qualification
(a)(10), permit consideration of the (4.25 hours) is prepared by the filer for under the Trust Indenture Act of 1939
scheduled matters at the closed meeting. an annual reporting burden of 4 hours (15 U.S.C. 77aaa et seq.) of a corporation
Commissioner Peirce, as duty officer, (4.25 hours per response × 1 response). designated to act as a trustee under an
voted to consider the items listed for the Written comments are invited on: (a) indenture. The information is used to
closed meeting in closed session. Whether this proposed collection of determine whether the corporation is
The subject matters of the closed information is necessary for the proper qualified to serve as a trustee. Form T–
meeting will be: performance of the functions of the
1 takes approximately 15 hours per
agency, including whether the
Institution and settlement of injunctive response to prepare and is filed by
information will have practical utility;
actions; approximately 2 respondents. We
Institution and settlement of administrative (b) the accuracy of the agency’s estimate
estimate that 25% of the 15 hours (4
proceedings; of the burden imposed by the collection
hours per response) is prepared by the
Resolution of litigation claims; and of information; (c) ways to enhance the
quality, utility, and clarity of the company for a total reporting burden of
Other matters relating to enforcement
proceedings. information collected; and (d) ways to 8 hours (4 hours per response × 2
minimize the burden of the collections responses).
At times, changes in Commission
priorities require alterations in the of information on respondents, Written comments are invited on: (a)
scheduling of meeting items. including through the use of automated Whether this proposed collection of
CONTACT PERSON FOR MORE INFORMATION:
collection techniques or other forms of information is necessary for the
For further information and to ascertain information technology. Consideration performance of the functions of the
what, if any, matters have been added, will be given to comments and agency, including whether the
suggestions submitted in writing within information will have practical utility;
deleted or postponed; please contact
60 days of this publication. (b) the accuracy of the agency’s estimate
Brent J. Fields from the Office of the
An agency may not conduct or of the burden imposed by the collection
Secretary at (202) 551–5400. sponsor, and a person is not required to of information; (c) ways to enhance the
Dated: November 20, 2018. respond to, a collection of information quality, utility, and clarity of the
Brent J. Fields, unless it displays a currently valid information collected; and (d) ways to
Secretary. control number. minimize the burden of the collection of
[FR Doc. 2018–25748 Filed 11–21–18; 11:15 am] Please direct your written comment to information on respondents, including
BILLING CODE 8011–01–P
Charles Riddle, Acting Director/Chief through the use of automated collection
Information Officer, Securities and techniques or other forms of information
Exchange Commission, c/o Candace technology. Consideration will be given
SECURITIES AND EXCHANGE Kenner, 100 F Street NE, Washington, to comments and suggestions submitted
COMMISSION DC 20549 or send an email to: PRA_ in writing within 60 days of this
Mailbox@sec.gov. publication.
Proposed Collection; Comment Dated: November 20, 2018.
Request An agency may not conduct or
Eduardo A. Aleman, sponsor, and a person is not required to
Upon Written Request Copies Available Assistant Secretary. respond to, a collection of information
From: Securities and Exchange [FR Doc. 2018–25688 Filed 11–23–18; 8:45 am] unless it displays a currently valid
Commission, Office of FOIA Services, BILLING CODE 8011–01–P control number.
100 F Street NE, Washington, DC Please direct your written comment to
20549–2736. Charles Riddle, Acting Director/Chief
Extension:
SECURITIES AND EXCHANGE
Information Officer, Securities and
Form T–6, SEC File No. 270–344, OMB COMMISSION
Exchange Commission, c/o Candace
Control No. 3235–0391. Kenner, 100 F Street NE, Washington,
Proposed Collection; Comment
Notice is hereby given that, pursuant Request DC 20549 or send an email to: PRA_
to the Paperwork Reduction Act of 1995 Mailbox@sec.gov.
(44 U.S.C. 3501 et seq.), the Securities Upon Written Request Copies Available
From: Securities and Exchange Dated: November 20, 2018.
and Exchange Commission
Commission, Office of FOIA Services, Eduardo A. Aleman,
(‘‘Commission’’) is soliciting comments
on the collection of information 100 F Street NE, Washington, DC Assistant Secretary.
summarized below. The Commission 20549–2736. [FR Doc. 2018–25686 Filed 11–23–18; 8:45 am]
plans to submit this existing collection Extension: BILLING CODE 8011–01–P

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Document Created: 2018-11-24 00:51:48
Document Modified: 2018-11-24 00:51:48

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2 p.m. on Thursday, November 29, 2018.
FR Citation		83 FR 60539