83_FR_61824 83 FR 61593 - Magnuson-Stevens Act Provisions; Fisheries of the Northeastern United States; Fisheries of the Northeastern United States; Atlantic Herring Fishery; Adjustment to Atlantic Herring Specifications and Sub-Annual Catch Limits for 2019

83 FR 61593 - Magnuson-Stevens Act Provisions; Fisheries of the Northeastern United States; Fisheries of the Northeastern United States; Atlantic Herring Fishery; Adjustment to Atlantic Herring Specifications and Sub-Annual Catch Limits for 2019

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 231 (November 30, 2018)

Page Range61593-61598
FR Document2018-26097

This action proposes an in-season adjustment to the Atlantic herring specifications and sub-annual catch limits for 2019. These adjustments are necessary to reduce 2018 herring catch limits that would otherwise remain in effect for 2019. This action is intended to prevent overfishing of the herring resource while minimizing negative social and economic impacts of reduced catch limits.

Federal Register, Volume 83 Issue 231 (Friday, November 30, 2018)
[Federal Register Volume 83, Number 231 (Friday, November 30, 2018)]
[Proposed Rules]
[Pages 61593-61598]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-26097]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 648

[Docket No. 181031994-8999-01]
RIN 0648-XG608


Magnuson-Stevens Act Provisions; Fisheries of the Northeastern 
United States; Fisheries of the Northeastern United States; Atlantic 
Herring Fishery; Adjustment to Atlantic Herring Specifications and Sub-
Annual Catch Limits for 2019

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

[[Page 61594]]


ACTION: Proposed rule; request for comments.

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SUMMARY: This action proposes an in-season adjustment to the Atlantic 
herring specifications and sub-annual catch limits for 2019. These 
adjustments are necessary to reduce 2018 herring catch limits that 
would otherwise remain in effect for 2019. This action is intended to 
prevent overfishing of the herring resource while minimizing negative 
social and economic impacts of reduced catch limits.

DATES: Public comments must be received by December 31, 2018.

ADDRESSES: You may submit comments on this document, identified by 
NOAA-NMFS-2018-0131, by either of the following methods:
     Electronic Submission: Submit all electronic public 
comments via the Federal e-Rulemaking Portal. Go to 
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2018-0131, click the 
``Comment Now!'' icon, complete the required fields, and enter or 
attach your comments.
     Mail: Submit written comments to Michael Pentony, Regional 
Administrator, 55 Great Republic Drive, Gloucester, MA 01930. Mark the 
outside of the envelope, ``Comments on Adjustments to Atlantic Herring 
Specifications for 2019.''
    Instructions: Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered by us. All comments received are a part of the 
public record and will generally be posted for public viewing on 
www.regulations.gov without change. All personal identifying 
information (e.g., name, address, etc.), confidential business 
information, or otherwise sensitive information submitted voluntarily 
by the sender will be publicly accessible. We will accept anonymous 
comments (enter ``N/A'' in the required fields if you wish to remain 
anonymous).
    Copies of this action, including the Supplemental Environmental 
Assessment and the Regulatory Impact Review/Initial Regulatory 
Flexibility Analysis (SEA/RIR/IRFA) prepared in support of this action, 
are available from Thomas A. Nies, Executive Director, New England 
Fishery Management Council, 50 Water Street, Mill 2, Newburyport, MA 
01950. The supporting documents are also accessible via the internet 
at: https://www.regulations.gov/.

FOR FURTHER INFORMATION CONTACT: Carrie Nordeen, Fishery Policy 
Analyst, 978-281-9272.

SUPPLEMENTARY INFORMATION:

Background

    We implemented 2016-2018 Atlantic herring specifications on 
November 1, 2016 (81 FR 75731), as recommended by the New England 
Fishery Management Council. The specifications included an overfishing 
limit (OFL) of 111,000 mt for 2018. The acceptable biological catch 
(ABC) for 2018 was also set at 111,000 mt. The ABC was based on the 
Council's interim control rule, set equal to the OFL with at least a 
50-percent probability of preventing overfishing, and consistent with 
the Council's Scientific and Statistical Committee's (SSC) advice. The 
annual catch limit (ACL) for 2018 was 104,800 mt.
    In June 2018, a new Northeast Regional Stock Assessment Workshop 
(SAW) for herring, reviewed by the Stock Assessment Review Committee 
(SARC), was completed. The assessment concluded that although herring 
was not overfished and overfishing was not occurring in 2017, poor 
recruitment would likely result in a substantial decline in herring 
biomass. The stock assessment estimated that recruitment had been at 
historic lows during the most recent 5 years (2013-2017). The 
assessment projected that biomass could increase, after reaching a low 
in 2019, if recruitment returns to average levels, but that herring 
catch would need to be reduced, starting in 2018, to prevent 
overfishing and lower the risk of the stock becoming overfished. The 
final assessment summary report is available on the Northeast Fisheries 
Science Center (NEFSC) website (www.nefsc.noaa.gov/publications/).
    The Atlantic Herring Fishery Management Plan (FMP) allows us to 
make in-season adjustments to the herring specifications and sub-ACLs, 
after consultation with the Council, consistent with the Herring FMP's 
objectives and other FMP provisions. In August 2018, at the request of 
the Council, we used an in-season adjustment to reduce the 2018 ACL 
from 104,800 mt to 49,900 mt to reduce the risk of overfishing (83 FR 
42450, August 22, 2018). This ensured at least a 50-percent probability 
of preventing overfishing in 2018. However, assessment projections 
indicated that catch would need to be further reduced in 2019 to 
prevent overfishing and lower the risk of the stock becoming 
overfished.
    By regulation, herring catch limits for 2018, as modified by the 
2018 in-season adjustment, will remain in effect until replaced. At its 
September 2018 meeting, the Council adopted a new ABC control rule for 
the herring fishery developed in Amendment 8 to the Herring FMP and 
recommended we use an in-season adjustment to reduce 2018 herring catch 
limits for 2019 while it develops new specifications starting in 2020. 
The Council was scheduled to begin developing the 2019-2021 herring 
specifications at its September meeting and take final action on the 
new specifications at its December 2018 meeting. The Council planned 
for us to implement the new specifications during 2019, based on the 
new ABC control rule it adopted in Amendment 8. However, because of the 
time required for the Council to prepare the necessary documentation 
and for us to review and approve the control rule in Amendment 8 and 
implement final approved measures, the new specifications would not 
have been effective early enough to prevent catch from exceeding the 
lower catch limits required to prevent overfishing in 2019.

Proposed Adjustments to Herring Specifications

    We are proposing to adjust the current herring specifications and 
sub-ACLs for 2019, consistent with the Herring FMP's objectives of 
preventing overfishing while maximizing social and economic benefits. 
We will strive to publish the final rule as close as possible to the 
start of the new fishing year in January 2019. The 2019 specifications 
and sub-ACLs proposed in this action, as well as the Council's 
recommendations for 2019, are shown in Table 1.

                   Table 1--2019 Atlantic Herring Specification and Sub-ACL Alternatives (mt)
----------------------------------------------------------------------------------------------------------------
                                          Alternative 1--no     Alternative 2--council-  Alternative 3--proposed
                                                action                recommended                 action
----------------------------------------------------------------------------------------------------------------
Overfishing Limit....................  111,000................  30,688.................  30,688
Acceptable Biological Catch..........  111,000................  21,266.................  30,688
Management Uncertainty...............  6,200..................  6,200..................  6,200
Optimum Yield/ACL....................  49,900 *...............  15,065 *...............  24,488 *

[[Page 61595]]

 
Domestic Annual Harvest..............  104,800................  15,065.................  24,488
Border Transfer......................  4,000..................  0......................  0
Domestic Annual Processing...........  100,800................  15,065.................  24,488
U.S. At-Sea Processing...............  0......................  0......................  0
Area 1A Sub-ACL......................  27,743 * (55.6%).......  4,354 * (28.9%)........  7,077 * (28.9%)
Area 1B Sub-ACL......................  2,639 (5.3%)...........  647 (4.3%).............  1,053 (4.3%)
Area 2 Sub-ACL.......................  8,200 (16.4%)..........  4,188 (27.8%)..........  6,808 (27.8%)
Area 3 Sub-ACL.......................  11,318 (22.7%).........  5,876 (39%)............  9,550 (39%)
Fixed Gear Set-Aside.................  295....................  39.....................  64
Research Set-Aside...................  3% of sub-ACLs.........  3% of sub-ACLs.........  3% of sub-ACLs
----------------------------------------------------------------------------------------------------------------
* If New Brunswick weir fishery catch through October 1 is less than 4,000 mt, then 1,000 mt will be subtracted
  from the management uncertainty buffer and added to the ACL and Area 1A Sub-ACL.

    We consulted with the Council on potential 2019 specifications 
during the Council's September 2018 meeting. At that meeting, the 
Council recommended that we:
     Use the most recent assessment and projections to develop 
the 2019 specifications.
     Use the ABC control rule approved by the Council in 
Amendment 8.
     Maintain the sub-annual catch limits for herring 
management areas based on the proportions allocated in the 2016-2018 
specifications package.
    [cir] Area 1A: 28.9 percent.
    [cir] Area 1B: 4.3 percent.
    [cir] Area 2: 27.8 percent.
    [cir] Area 3: 39 percent.
     Proportionally reduce the fixed gear set-aside allocation 
which is based on a small weir fishery west of Cutler, ME.
     Set the border transfer (which allows U.S. vessels to 
transfer herring to Canadian vessels to be processed as food) at 0 mt.
    Based on the best available science, we are proposing to reduce the 
OFL for 2019 to 30,688 mt. The Herring FMP specifies that the OFL must 
be equal to catch resulting from applying the maximum fishing mortality 
threshold to a current or projected estimate of stock size. When the 
stock is not overfished and overfishing is not occurring, this is 
usually the fishing rate supporting maximum sustainable yield. Catch 
that exceeds this amount would result in overfishing. An OFL of 30,388 
mt would ensure at least a 50-percent probability of preventing 
overfishing in 2019. This OFL is based on projections by the SAW/SARC, 
as updated by NOAA's NEFSC staff using 2018 catch, and was recommended 
by both the SSC and the Council.
    The Herring FMP specifies that the ABC may be equal to or less than 
the OFL depending on scientific uncertainty concerning stock size 
estimates, variability around recruitment estimates, and consideration 
of ecosystem issues. For the 2019 ABC reduction, we are proposing to 
continue applying the interim control rule that was used to set ABC in 
recent specifications (2016-2018). Our proposed ABC would have a 50-
percent probability of preventing overfishing in 2019 and would be set 
equal to the OFL. In contrast, the SSC and Council recommended reducing 
the ABC for 2019 based on the new control rule the Council adopted in 
Amendment 8 that accounts for herring's role in the ecosystem. Our 
proposed ABC is 30,688 mt and the SSC/Council recommended ABC is 21,266 
mt.
    Our proposed ABC prevents overfishing and accounts for scientific 
uncertainty in the short-term until we are able to consider the 
Council's recommendation for addressing scientific uncertainty in a 
long-term control rule in Amendment 8. The approach to continue using 
the interim control rule for 2019 is independent of and involves 
different considerations than our consideration of the Council's 
recommended control rule in Amendment 8. We expect the Council to 
submit Amendment 8 to us for review and approval in late 2018. 
Additionally, while the 2018 assessment showed that the probability of 
the stock becoming overfished has increased since the last stock 
assessment, our proposed ABC is intended to reduce the risk of the 
stock becoming overfished.
    We are proposing to maintain the current management uncertainty 
buffer (6,200 mt), as recommended by the Council, so the resulting ACL 
would be 24,488 mt. This ACL is almost 10,000 mt higher than the ACL 
that would result from the Council-recommended ABC (15,065 mt). 
Allowing this additional harvest helps to achieve optimum yield (OY) by 
accounting for social, economic, and ecological factors, specifically 
the need to conserve herring biomass while mitigating severe economic 
hardship on the herring industry. Because the majority of herring catch 
is bait for the lobster fishery, we expect this additional harvest to 
help minimize the negative economic impacts associated with bait 
shortages and higher bait prices on the lobster fishery. The management 
uncertainty buffer, in conjunction with low fishery closure thresholds 
(95 percent of the ACL and 92 percent of a sub-ACL), has prevented 
herring catch from ever exceeding the ABC, which further minimizes the 
probability of overfishing.
    We are proposing to maintain the sub-ACL allocations used in the 
recent specifications (2016-2018) for 2019. This means that 28.9 
percent of the ACL would be allocated to Area 1A, 4.3 percent allocated 
to Area 1B, 27.8 percent allocated to Area 2, and 39 percent allocated 
to Area 3. These sub-ACL allocations were recommended by the Council 
for past specifications, as well as for 2019, because they do not 
substantially impact one stock component (inshore versus offshore) more 
than the other while maximizing opportunities for the fishery to 
achieve OY. Adjusting the sub-ACL allocations for the herring 
management area may have impacts beyond those we considered in this 
action. For that reason, we are seeking public comment on the proposed 
sub-ACL allocation versus other possible sub-ACL allocations that would 
be consistent with the Herring FMP's objectives.
    Based on the Council's recommendations, we are also proposing to 
reduce border transfer to 0 mt and reduce the fixed gear set-aside to 
64 mt for 2019. Border transfer is a processing quota and is the 
maximum amount of herring that can be transshipped to Canada via 
Canadian carrier vessels for human consumption. Border transfer has 
been under-utilized in recent years, and there has been no border 
transfer since 2015. Reducing the border transfer to 0 mt for 2019 
would

[[Page 61596]]

ensure all herring caught in U.S. waters are available to U.S. Federal 
dealers for lobster bait or human consumption. Additionally, we are 
proposing that the fixed gear set-aside be reduced proportionally to 
the Area 1A sub-ACL to 64 mt. The Herring FMP allows up to 500 mt of 
the Area 1A sub-ACL to be allocated for the fixed gear fisheries in 
Area 1A (weirs and stop seines) that occur west of 67[deg]16.8' W long 
(Cutler, Maine). This set-aside is available for harvest by fixed gear 
within the specified area until November 1 of each fishing year. Any 
portion of this allocation that has not been harvested by November 1 is 
transferred back to the sub-ACL allocation for Area 1A. The proposed 
reduction of the fixed gear set aside is intended to allow additional 
herring harvest to be available to both fixed and mobile gears in Area 
1A to help ensure OY is achieved. Like border transfer, the fixed gear 
set-aside has been under-utilized in recent years. Fixed gear landings 
tracked against the set-aside have averaged less than 12 mt in the past 
5 years.
    The Herring FMP requires we adjust for catch overages and underages 
in a subsequent year. Total catch in 2017 did not reach or exceed any 
of the management area sub-ACLs, so typically we would carryover those 
underages, or a portion of the underages, to increase sub-ACLs in 2019. 
However, to help ensure catch does not exceed the ABC/OFL in 2019 and 
to help prevent overfishing, we are proposing to not increase any sub-
ACLs in 2019 based on carryover from underages in 2017.
    All other herring specifications for 2019, including the river 
herring and shad catch caps, would remain unchanged from 2018. While 
our proposed adjustments to the herring specifications in 2019 are 
generally consistent with the Council's recommendations, our proposed 
ABC and the resulting ACL and sub-ACLs are not as conservative as those 
recommended by the Council. However, the specifications proposed in 
this action are expected to prevent overfishing and reduce the risk of 
the stock becoming overfished. We expect that implementing an ABC lower 
than the 30,688 mt ABC proposed in this action would not increase the 
probability of preventing overfishing or the stock from becoming 
overfished enough to outweigh the increased financial hardship on the 
herring and lobster fisheries. If herring specifications are too low, 
they may preclude a viable fishery in 2019 and some businesses may not 
be sustainable and may fail. Our proposed specifications for 2019 are 
intended to balance preventing overfishing and maintaining a viable 
herring fishery to achieve OY, while we consider approval and 
implementation of a long-term ABC control rule in Amendment 8 to the 
Herring FMP.

Herring Research Set-Aside Announcement

    We are soliciting public comment on the Herring Research Set-Aside 
(RSA) program awards for 2019-2021. The Herring RSA Program allocates 
up to 3 percent of each management area sub-ACL annually, as 
established by the Council in Amendment 1 to the Herring FMP (72 FR 
11251, March 12, 2007). Exempted Fishing Permits (EFPs) exempting 
vessels from certain herring management regulations have been routinely 
approved since 2007 to support compensation fishing that funds herring-
related research consistent with RSA priorities identified by the 
Council. By continuing to issue these EFPs we would facilitate 
compensation fishing in support of the projects funded under the 2019 
Herring RSA Program. Herring RSA proposals for 2019 are currently under 
review with the NEFSC, with selections expected in late November or 
early December of this year. RSA compensation fishing may be allowed as 
early as January 2019.
    Consistent with previous herring RSA compensation fishing EFPs, 
vessels would be authorized to harvest herring RSA after a herring 
management area sub-ACL had been caught and the directed herring 
fishery is limited to a 2,000 lb (907.2 kg) limit of herring per day/
trip. It would also allow vessels to harvest RSA during times when the 
sub-ACLs were not seasonally available for harvest, specifically during 
January through May in Area 1A and January through April in Area 1B. 
RSA grant recipients would be required to meet all EFP application 
requirements prior to the issuance of the EFPs.
    If approved, the EFP applicants may request minor modifications and 
extensions to the EFP throughout the year. EFP modifications and 
extensions may be issued without further notice if they are deemed 
essential to facilitate completion of the proposed research and have 
minimal impacts that do not change the scope of the initially approved 
EFP request. Any fishing activity conducted outside the scope of the 
exempted fishing activity would be prohibited.

Classification

    The NMFS Assistant Administrator has determined that this proposed 
rule is consistent with the Herring FMP, national standards and other 
provisions of the Magnuson-Stevens Fishery Conservation and Management 
Act (Magnuson-Stevens Act), and other applicable law.
    This proposed rule is exempt from review under Executive Order 
(E.O.) 12866 because this action contains no implementing regulations.
    NMFS prepared an Initial Regulatory Flexibility Analysis (IRFA) for 
this proposed rule, as required by section 603 of the Regulatory 
Flexibility Act (RFA), 5 U.S.C. 603. The IRFA describes the economic 
impact that this proposed rule would have on small entities, including 
small businesses, and also determines ways to minimize these impacts. 
The IRFA includes this section of the preamble to this rule and 
analyses contained in the SEA/RIR/IRFA for this action. A copy of the 
full analysis is available from the Council (see ADDRESSES). A summary 
of the IRFA follows.

Description of the Reasons Why Action by the Agency Is Being Considered 
and Statement of the Objectives of, and Legal Basis for, the Proposed 
Rule

    This action proposes in-season adjustments to the herring 
specifications and sub-ACLs for 2019. A complete description of the 
reasons why this action is being considered, and the objectives of and 
legal basis for this action, are contained in the preamble to this 
proposed rule and are not repeated here.

Description and Estimate of Number of Small Entities to Which This 
Proposed Rule Would Apply

    The RFA recognizes three kinds of small entities: Small businesses, 
small organizations, and small governmental jurisdictions. For purposes 
of the RFA only, the small business criteria in the finfish fishing 
industry (NAICS 114111) is a firm that is independently owned and 
operated and not dominant in its field of operation, with gross annual 
receipts of $11 million or less. Small organizations and small 
governmental jurisdictions are not directly regulated by this action.
    There are five permit categories in the herring fishery: (1) 
Limited access permit for all management areas (Category A); (2) 
limited access permit for access to Areas 2 and 3 only (Category B); 
(3) limited access incidental catch permit for 25 mt per trip (Category 
C); (4) an open access incidental catch permit for 3 mt per trip 
(Category D); and (5) an open access permit for limited access mackerel 
permit holders authorizing up to 9 mt per trip (Category E) in Areas 2 
and 3.

[[Page 61597]]

    In 2017 there were a total of 1,566 permitted herring vessels. Of 
those, 1,434 were exclusively Category D vessels. Of the remaining 132 
permitted herring vessels, 22 belonged to large businesses. Every 
Category B permit was also authorized for Category C, and all but one 
Category E permitted vessel also carried a Category D authorization. We 
included Category E vessels that also have Category D authorization in 
the analysis. Table 2 presents the counts of permitted vessels by 
category along with their affiliated entity's small or large business 
status (the status of the company that holds the herring permit).

                                                Table 2--Number of Herring Permits by Category, 2015-2017
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                             Number of herring permits
                                                         -----------------------------------------------------------------------------------------------
                Herring permit categories                              2015                            2016                            2017
                                                         -----------------------------------------------------------------------------------------------
                                                               Large           Small           Large           Small           Large           Small
--------------------------------------------------------------------------------------------------------------------------------------------------------
A.......................................................               5              32               5              30               6              30
B/C.....................................................               4               4               4               4               4               4
C (exclusive)...........................................               3              37               3              37               3              37
D (exclusive)...........................................             112            1222             115            1306             114            1320
E.......................................................               9              39               9              40               9              39
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................             133            1334             136            1417             136            1430
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: NMFS.

    Table 3 refines the counts from Table 2 to include only those 
vessels that had revenue from herring at least once in the 3-year 
period of analysis. In 2017, there were 4 large businesses and 69 small 
that had revenue from herring.

                                           Table 3--Number of Herring Permits With Herring Revenue, 2015-2017
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                             Number of herring permits
                                                         -----------------------------------------------------------------------------------------------
                Herring permit categories                              2015                            2016                            2017
                                                         -----------------------------------------------------------------------------------------------
                                                               Large           Small           Large           Small           Large           Small
--------------------------------------------------------------------------------------------------------------------------------------------------------
A.......................................................               4              20               4              19               4              19
B/C.....................................................               0               2               0               2               0               3
C (exclusive)...........................................               0              11               0               9               0              12
D (exclusive)...........................................               0              27               0              29               0              31
E.......................................................               0               4               0               1               0               4
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................               4              64               4              60               4              69
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: NMFS

    Finally, Table 4 defines the small entities affected by this 
proposed action--small businesses with a Herring Category A, B, C, or E 
permit and revenue from herring during the 2015-2017 period of 
analysis. There were 37, 31, and 38 such vessels in 2015, 2016, and 
2017 respectively.

                               Table 4--Affected Small Entities, Permitted Herring Vessels With Herring Revenue, 2015-2017
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                             Number of herring permits
                                                         -----------------------------------------------------------------------------------------------
                Herring permit categories                              2015                            2016                            2017
                                                         -----------------------------------------------------------------------------------------------
                                                               Large           Small           Large           Small           Large           Small
--------------------------------------------------------------------------------------------------------------------------------------------------------
A.......................................................               4              20               4              19               4              19
B/C.....................................................               0               2               0               2               0               3
C (exclusive)...........................................               0              11               0               9               0              12
E.......................................................               0               4               0               1               0               4
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................               4              37               4              31               4              38
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: NMFS.

    To better understand the impact of this action on the affected 
small businesses, we compared the revenue from herring fishing to total 
revenue brought in by the entity (business) that holds the herring 
permit. The 17 to 18 small entities with Category A permits show the 
most dependence on the herring fishery, with 49.75 percent to 62.03 
percent of their revenue coming from herring landings. The 4 small 
Category E permitted entities have the least dependence on the herring 
fishery with less than one percent of total entity revenue coming from 
the herring fishery.

[[Page 61598]]

Description of Projected Reporting, Recordkeeping, and Other Compliance 
Requirements

    This proposed rule does not introduce any new reporting, 
recordkeeping, or other compliance requirements.

Federal Rules Which May Duplicate, Overlap, or Conflict With the 
Proposed Rule

    This action does not duplicate, overlap, or conflict with any other 
Federal rules.

Description of Significant Alternatives to the Proposed Action Which 
Accomplish the Stated Objectives of Applicable Statues and Which 
Minimize Any Significant Economic Impact on Small Entities

    We are proposing to adjust the current herring specifications and 
sub-ACLs for 2019, consistent with the Herring FMP's objectives of 
preventing overfishing while maximizing social and economic benefits. 
Non-preferred alternatives would likely not accomplish these objectives 
for this action as well as the proposed action.
    Alternative 1 would not achieve the stated objectives of the action 
because it has a less than 50-percent probability of preventing 
overfishing in 2019 and, thus, is inconsistent the Magnuson-Stevens 
Act. Additionally, Alternative 1 would negatively impact the herring 
stock by increasing the probability that it would become overfished. 
The primary difference between Alternative 2 (Council-recommended) and 
Alternative 3 (proposed action) are the proposed specifications for ABC 
and the resulting ACL for 2019. The ABC associated with the proposed 
action (30,688 mt) is higher than the ABC associated with Alternative 2 
(21,266 mt). After applying the management uncertainty buffer (6,200 
mt) to the ABC, the resulting ACL associated with the proposed action 
(24,488 mt) is almost 10,000 mt higher than the ACL associated with the 
Alternative 2 (15,065 mt).
    We expect that implementing an ABC lower than 30,688 mt in 2019 
would not increase the probability of preventing overfishing or the 
stock from becoming overfished enough to outweigh the increased 
financial hardship on the herring and lobster fisheries. If the ACL is 
too low, it may preclude a viable fishery in 2019 and some businesses 
may not be sustainable and may fail. The proposed ABC for 2019 is 
intended to balance preventing overfishing and maintaining a viable 
herring fishery to achieve OY, while we consider approval and 
implementation of a long-term ABC control rule in Amendment 8 the 
Herring FMP.

    Authority: 16 U.S.C. 1801 et seq.

    Dated: November 27, 2018.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.
[FR Doc. 2018-26097 Filed 11-29-18; 8:45 am]
BILLING CODE 3510-22-P



                                                                      Federal Register / Vol. 83, No. 231 / Friday, November 30, 2018 / Proposed Rules                                               61593

                                                as both the certifying lab and third-party              Agency expects that the manufacturers                 Commenters supporting retention of the
                                                reviewer. Commenters should address                     would still be required to post the full              requirements should address whether
                                                whether this is a problem and provide                   non-CBI test report (pdf with all                     any changes are recommended to the
                                                available data to support their position.               attachments or ERT generated pdf with                 warranty requirements along with data,
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                                                I. Electronic Reporting Tool (ERT)
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                                                   The EPA seeks comment on                             CBI test report separately to the EPA.                supporting elimination of the
                                                establishing electronic reporting for                   Manufacturers, who claim that some of                 requirements should provide an
                                                submitting the non-confidential                         the information being submitted is CBI                explanation to support their position.
                                                business information (CBI) certification                (e.g., design drawings), could also
                                                application, including the compliance                                                                         VII. Statutory and Executive Order
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                                                test data, rather than via hard copy, to                                                                      Reviews
                                                                                                        generated by the ERT and add the
                                                relieve manufacturer burden and                         design drawings as an attachment to be                  Under Executive Order 12866,
                                                enhance efficiencies. One possibility is                submitted to the EPA as CBI in order to               entitled Regulatory Planning and
                                                the EPA’s Electronic Reporting Tool                     satisfy the requirements under 40 CFR                 Review (58 FR 51735, October 4, 1993),
                                                (ERT). The ERT is a Microsoft Access®                   60.537(f) and 60.5479(f). Similarly, the              this is a ‘‘significant regulatory action.’’
                                                application that generates electronic                   non-CBI report with no CBI information                Accordingly, the EPA submitted this
                                                versions of source test reports.                        attached could be posted to the                       action to the Office of Management and
                                                Information on the ERT can be found at                  manufacturer’s website within 30 days                 Budget (OMB) for review under
                                                https://www.epa.gov/electronic-                         of receiving a certification of                       Executive Order 12866 and any changes
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                                                manufacturers in the certification                      support your comments regarding this                  action. Because this action does not
                                                application process by standardizing the                approach.                                             propose or impose any requirements,
                                                reporting format by having specific data                                                                      and instead seeks comments and
                                                elements reported, thereby helping to                   J. Warranty Requirements for Certified                suggestions for the Agency to consider
                                                ensure completeness and accuracy of                     Appliances                                            in possibly developing a subsequent
                                                the data submitted. As a result, the                      The 2015 NSPS requires owners or                    proposed rule, the various statutes and
                                                electronically submitted application                    operators to operate wood heating                     Executive Orders that normally apply to
                                                with complete and accurate data will                    devices consistent with the owner’s                   rulemaking do not apply in this case.
                                                enable an efficient and timely review. In               manual (see 40 CFR 60.532(f)(13) and (g)              Should the EPA subsequently determine
                                                addition, because the ERT performs the                  and 60.5474(f)(13) and (g)). The 2015                 to pursue a rulemaking, the EPA will
                                                required method calculations,                           NSPS also requires manufacturers to                   address the statutes and Executive
                                                certification test report errors will be                provide an owner’s manual that clearly                Orders as applicable to that rulemaking.
                                                reduced and the burden of performing                    states that operation in a manner
                                                these calculations manually will be                                                                           List of Subjects in 40 CFR Part 60
                                                                                                        inconsistent with the manual, such as
                                                eliminated for the manufacturers as well                burning prohibited material or pellets                 Environmental protection,
                                                as for the third-party certifiers and the               that do not meet the minimum                          Administrative practice and procedure.
                                                EPA reviewers. If the ERT were used, it
                                                                                                        requirements of the 2015 Rule, would                   Dated: November 21, 2018.
                                                would generate a non-CBI test report (in
                                                                                                        void the warranty (see 80 FR 13751,                   Andrew R. Wheeler,
                                                pdf format) along with the ERT-
                                                                                                        appendix I to Part 60). The cost of this              Acting Administrator.
                                                generated Access database (accdb) file
                                                                                                        requirement to provide an owner’s
                                                that could be submitted to the EPA for                                                                        [FR Doc. 2018–26082 Filed 11–29–18; 8:45 am]
                                                                                                        manual is an average of $3,750 per
                                                certification and once certified, posted                                                                      BILLING CODE 6560–50–P
                                                                                                        hydronic heater or forced-air furnace
                                                to the manufacturer’s website. This
                                                                                                        model over the time period of 2015 to
                                                ERT-generated test report would include
                                                                                                        2017, according to the Supporting
                                                a list of attachments in the ERT file but                                                                     DEPARTMENT OF COMMERCE
                                                                                                        Statement for the 2015 NSPS.12
                                                not the attachments themselves. The
                                                attachments would be contained in the                   Although numerous states expressed
                                                                                                        their support for these requirements as               National Oceanic and Atmospheric
                                                ERT accdb file and if posted to the                                                                           Administration
                                                manufacturer’s website would be                         a mechanism to help enforce the 2015
                                                available to the public. Posting the pdf                NSPS, some stakeholders have
                                                                                                        questioned whether the EPA has the                    50 CFR Part 648
                                                will also address the version control
                                                concerns of the ERT-generated database                  statutory authority to impose these                   [Docket No. 181031994–8999–01]
                                                file. These two components could                        requirements. Stakeholders have also
                                                                                                        raised other issues regarding the                     RIN 0648–XG608
                                                satisfy the reporting requirements in 80
                                                FR 13713 and 13725. The EPA seeks                       warranty requirements. The EPA is,
                                                                                                        therefore, soliciting comments regarding              Magnuson-Stevens Act Provisions;
                                                comment on whether to include the                                                                             Fisheries of the Northeastern United
                                                option of using the ERT to create a non-                retention, revision, or elimination of the
                                                                                                        warranty requirements. For example,                   States; Fisheries of the Northeastern
                                                CBI and a CBI test report and                                                                                 United States; Atlantic Herring Fishery;
amozie on DSK3GDR082PROD with PROPOSALS1




                                                certification package (pdf and .accdb                   the EPA would be interested in hearing
                                                                                                        whether such requirements are                         Adjustment to Atlantic Herring
                                                file) that satisfies the reporting                                                                            Specifications and Sub-Annual Catch
                                                requirements in 40 CFR 60.537(f) and                    necessary for the safe and efficient
                                                                                                        operation of the wood heater devices.                 Limits for 2019
                                                60.5479(f), which requires the
                                                manufacturer to submit the results of a                   12 U.S. Environmental Protection Agency. NSPS
                                                                                                                                                              AGENCY:  National Marine Fisheries
                                                certification test within 60 days of                    for New Residential Hydronic Heaters and Forced-
                                                                                                                                                              Service (NMFS), National Oceanic and
                                                completing each performance test. If the                Air Furnaces (40 CFR part 60, subpart QQQQ).          Atmospheric Administration (NOAA),
                                                EPA changes the current provisions, the                 January 2015. pp. 11.                                 Commerce.


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                                                61594                     Federal Register / Vol. 83, No. 231 / Friday, November 30, 2018 / Proposed Rules

                                                      Proposed rule; request for
                                                ACTION:                                                           New England Fishery Management                                           August 2018, at the request of the
                                                comments.                                                         Council, 50 Water Street, Mill 2,                                        Council, we used an in-season
                                                                                                                  Newburyport, MA 01950. The                                               adjustment to reduce the 2018 ACL from
                                                SUMMARY:   This action proposes an in-                            supporting documents are also                                            104,800 mt to 49,900 mt to reduce the
                                                season adjustment to the Atlantic                                 accessible via the internet at: https://                                 risk of overfishing (83 FR 42450, August
                                                herring specifications and sub-annual                             www.regulations.gov/.                                                    22, 2018). This ensured at least a 50-
                                                catch limits for 2019. These adjustments                          FOR FURTHER INFORMATION CONTACT:                                         percent probability of preventing
                                                are necessary to reduce 2018 herring                              Carrie Nordeen, Fishery Policy Analyst,                                  overfishing in 2018. However,
                                                catch limits that would otherwise                                 978–281–9272.                                                            assessment projections indicated that
                                                remain in effect for 2019. This action is                                                                                                  catch would need to be further reduced
                                                                                                                  SUPPLEMENTARY INFORMATION:
                                                intended to prevent overfishing of the                                                                                                     in 2019 to prevent overfishing and
                                                herring resource while minimizing                                 Background                                                               lower the risk of the stock becoming
                                                negative social and economic impacts of                              We implemented 2016–2018 Atlantic                                     overfished.
                                                reduced catch limits.                                             herring specifications on November 1,
                                                DATES: Public comments must be
                                                                                                                                                                                              By regulation, herring catch limits for
                                                                                                                  2016 (81 FR 75731), as recommended by
                                                received by December 31, 2018.                                                                                                             2018, as modified by the 2018 in-season
                                                                                                                  the New England Fishery Management
                                                                                                                                                                                           adjustment, will remain in effect until
                                                ADDRESSES: You may submit comments                                Council. The specifications included an
                                                                                                                                                                                           replaced. At its September 2018
                                                on this document, identified by NOAA–                             overfishing limit (OFL) of 111,000 mt
                                                                                                                                                                                           meeting, the Council adopted a new
                                                NMFS–2018–0131, by either of the                                  for 2018. The acceptable biological
                                                                                                                                                                                           ABC control rule for the herring fishery
                                                following methods:                                                catch (ABC) for 2018 was also set at
                                                                                                                                                                                           developed in Amendment 8 to the
                                                  • Electronic Submission: Submit all                             111,000 mt. The ABC was based on the
                                                                                                                                                                                           Herring FMP and recommended we use
                                                electronic public comments via the                                Council’s interim control rule, set equal
                                                                                                                                                                                           an in-season adjustment to reduce 2018
                                                Federal e-Rulemaking Portal. Go to                                to the OFL with at least a 50-percent
                                                                                                                                                                                           herring catch limits for 2019 while it
                                                www.regulations.gov/                                              probability of preventing overfishing,
                                                                                                                                                                                           develops new specifications starting in
                                                #!docketDetail;D=NOAA-NMFS-2018-                                  and consistent with the Council’s
                                                                                                                                                                                           2020. The Council was scheduled to
                                                0131, click the ‘‘Comment Now!’’ icon,                            Scientific and Statistical Committee’s
                                                                                                                                                                                           begin developing the 2019–2021 herring
                                                complete the required fields, and enter                           (SSC) advice. The annual catch limit
                                                                                                                                                                                           specifications at its September meeting
                                                or attach your comments.                                          (ACL) for 2018 was 104,800 mt.
                                                  • Mail: Submit written comments to                                 In June 2018, a new Northeast                                         and take final action on the new
                                                Michael Pentony, Regional                                         Regional Stock Assessment Workshop                                       specifications at its December 2018
                                                Administrator, 55 Great Republic Drive,                           (SAW) for herring, reviewed by the                                       meeting. The Council planned for us to
                                                Gloucester, MA 01930. Mark the outside                            Stock Assessment Review Committee                                        implement the new specifications
                                                of the envelope, ‘‘Comments on                                    (SARC), was completed. The assessment                                    during 2019, based on the new ABC
                                                Adjustments to Atlantic Herring                                   concluded that although herring was not                                  control rule it adopted in Amendment 8.
                                                Specifications for 2019.’’                                        overfished and overfishing was not                                       However, because of the time required
                                                  Instructions: Comments sent by any                              occurring in 2017, poor recruitment                                      for the Council to prepare the necessary
                                                other method, to any other address or                             would likely result in a substantial                                     documentation and for us to review and
                                                individual, or received after the end of                          decline in herring biomass. The stock                                    approve the control rule in Amendment
                                                the comment period, may not be                                    assessment estimated that recruitment                                    8 and implement final approved
                                                considered by us. All comments                                    had been at historic lows during the                                     measures, the new specifications would
                                                received are a part of the public record                          most recent 5 years (2013–2017). The                                     not have been effective early enough to
                                                and will generally be posted for public                           assessment projected that biomass could                                  prevent catch from exceeding the lower
                                                viewing on www.regulations.gov                                    increase, after reaching a low in 2019,                                  catch limits required to prevent
                                                without change. All personal identifying                          if recruitment returns to average levels,                                overfishing in 2019.
                                                information (e.g., name, address, etc.),                          but that herring catch would need to be                                  Proposed Adjustments to Herring
                                                confidential business information, or                             reduced, starting in 2018, to prevent                                    Specifications
                                                otherwise sensitive information                                   overfishing and lower the risk of the
                                                submitted voluntarily by the sender will                          stock becoming overfished. The final                                        We are proposing to adjust the current
                                                be publicly accessible. We will accept                            assessment summary report is available                                   herring specifications and sub-ACLs for
                                                anonymous comments (enter ‘‘N/A’’ in                              on the Northeast Fisheries Science                                       2019, consistent with the Herring FMP’s
                                                the required fields if you wish to remain                         Center (NEFSC) website                                                   objectives of preventing overfishing
                                                anonymous).                                                       (www.nefsc.noaa.gov/publications/).                                      while maximizing social and economic
                                                  Copies of this action, including the                               The Atlantic Herring Fishery                                          benefits. We will strive to publish the
                                                Supplemental Environmental                                        Management Plan (FMP) allows us to                                       final rule as close as possible to the start
                                                Assessment and the Regulatory Impact                              make in-season adjustments to the                                        of the new fishing year in January 2019.
                                                Review/Initial Regulatory Flexibility                             herring specifications and sub-ACLs,                                     The 2019 specifications and sub-ACLs
                                                Analysis (SEA/RIR/IRFA) prepared in                               after consultation with the Council,                                     proposed in this action, as well as the
                                                support of this action, are available from                        consistent with the Herring FMP’s                                        Council’s recommendations for 2019,
                                                Thomas A. Nies, Executive Director,                               objectives and other FMP provisions. In                                  are shown in Table 1.

                                                                           TABLE 1—2019 ATLANTIC HERRING SPECIFICATION AND SUB-ACL ALTERNATIVES (mt)
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                                                                                                                                                               Alternative 2—council-
                                                                                                        Alternative 1—no action                                                                               Alternative 3—proposed action
                                                                                                                                                                   recommended

                                                Overfishing Limit ............................   111,000 .........................................     30,688 ...........................................    30,688
                                                Acceptable Biological Catch ..........           111,000 .........................................     21,266 ...........................................    30,688
                                                Management Uncertainty ...............           6,200 .............................................   6,200 .............................................   6,200
                                                Optimum Yield/ACL .......................        49,900 * .........................................    15,065 * .........................................    24,488 *



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                                                                          Federal Register / Vol. 83, No. 231 / Friday, November 30, 2018 / Proposed Rules                                                                                61595

                                                                 TABLE 1—2019 ATLANTIC HERRING SPECIFICATION AND SUB-ACL ALTERNATIVES (mt)—Continued
                                                                                                                                                                   Alternative 2—council-
                                                                                                         Alternative 1—no action                                                                                    Alternative 3—proposed action
                                                                                                                                                                       recommended

                                                Domestic Annual Harvest ..............           104,800 .........................................        15,065 ...........................................       24,488
                                                Border Transfer ..............................   4,000 .............................................      0 ....................................................   0
                                                Domestic Annual Processing .........             100,800 .........................................        15,065 ...........................................       24,488
                                                U.S. At-Sea Processing .................         0 ....................................................   0 ....................................................   0
                                                Area 1A Sub-ACL ..........................       27,743 * (55.6%) ...........................             4,354 * (28.9%) .............................            7,077 * (28.9%)
                                                Area 1B Sub-ACL ..........................       2,639 (5.3%) .................................           647 (4.3%) ....................................          1,053 (4.3%)
                                                Area 2 Sub-ACL ............................      8,200 (16.4%) ...............................            4,188 (27.8%) ...............................            6,808 (27.8%)
                                                Area 3 Sub-ACL ............................      11,318 (22.7%) .............................             5,876 (39%) ..................................           9,550 (39%)
                                                Fixed Gear Set-Aside ....................        295 ................................................     39 ..................................................    64
                                                Research Set-Aside .......................       3% of sub-ACLs ...........................               3% of sub-ACLs ...........................               3% of sub-ACLs
                                                   * If New Brunswick weir fishery catch through October 1 is less than 4,000 mt, then 1,000 mt will be subtracted from the management uncer-
                                                tainty buffer and added to the ACL and Area 1A Sub-ACL.


                                                   We consulted with the Council on                                ecosystem issues. For the 2019 ABC                                           industry. Because the majority of
                                                potential 2019 specifications during the                           reduction, we are proposing to continue                                      herring catch is bait for the lobster
                                                Council’s September 2018 meeting. At                               applying the interim control rule that                                       fishery, we expect this additional
                                                that meeting, the Council recommended                              was used to set ABC in recent                                                harvest to help minimize the negative
                                                that we:                                                           specifications (2016–2018). Our                                              economic impacts associated with bait
                                                   • Use the most recent assessment and                            proposed ABC would have a 50-percent                                         shortages and higher bait prices on the
                                                projections to develop the 2019                                    probability of preventing overfishing in                                     lobster fishery. The management
                                                specifications.                                                    2019 and would be set equal to the OFL.                                      uncertainty buffer, in conjunction with
                                                   • Use the ABC control rule approved                             In contrast, the SSC and Council                                             low fishery closure thresholds (95
                                                by the Council in Amendment 8.                                     recommended reducing the ABC for                                             percent of the ACL and 92 percent of a
                                                   • Maintain the sub-annual catch                                 2019 based on the new control rule the                                       sub-ACL), has prevented herring catch
                                                limits for herring management areas                                Council adopted in Amendment 8 that                                          from ever exceeding the ABC, which
                                                based on the proportions allocated in                              accounts for herring’s role in the                                           further minimizes the probability of
                                                the 2016–2018 specifications package.                              ecosystem. Our proposed ABC is 30,688                                        overfishing.
                                                   Æ Area 1A: 28.9 percent.                                        mt and the SSC/Council recommended                                              We are proposing to maintain the sub-
                                                   Æ Area 1B: 4.3 percent.                                         ABC is 21,266 mt.                                                            ACL allocations used in the recent
                                                   Æ Area 2: 27.8 percent.                                           Our proposed ABC prevents                                                  specifications (2016–2018) for 2019.
                                                   Æ Area 3: 39 percent.                                           overfishing and accounts for scientific                                      This means that 28.9 percent of the ACL
                                                   • Proportionally reduce the fixed gear                          uncertainty in the short-term until we                                       would be allocated to Area 1A, 4.3
                                                set-aside allocation which is based on a                           are able to consider the Council’s                                           percent allocated to Area 1B, 27.8
                                                small weir fishery west of Cutler, ME.                             recommendation for addressing                                                percent allocated to Area 2, and 39
                                                   • Set the border transfer (which                                scientific uncertainty in a long-term                                        percent allocated to Area 3. These sub-
                                                allows U.S. vessels to transfer herring to                         control rule in Amendment 8. The                                             ACL allocations were recommended by
                                                Canadian vessels to be processed as                                approach to continue using the interim                                       the Council for past specifications, as
                                                food) at 0 mt.                                                     control rule for 2019 is independent of                                      well as for 2019, because they do not
                                                   Based on the best available science,                            and involves different considerations                                        substantially impact one stock
                                                we are proposing to reduce the OFL for                             than our consideration of the Council’s                                      component (inshore versus offshore)
                                                2019 to 30,688 mt. The Herring FMP                                 recommended control rule in                                                  more than the other while maximizing
                                                specifies that the OFL must be equal to                            Amendment 8. We expect the Council to                                        opportunities for the fishery to achieve
                                                catch resulting from applying the                                  submit Amendment 8 to us for review                                          OY. Adjusting the sub-ACL allocations
                                                maximum fishing mortality threshold to                             and approval in late 2018. Additionally,                                     for the herring management area may
                                                a current or projected estimate of stock                           while the 2018 assessment showed that                                        have impacts beyond those we
                                                size. When the stock is not overfished                             the probability of the stock becoming                                        considered in this action. For that
                                                and overfishing is not occurring, this is                          overfished has increased since the last                                      reason, we are seeking public comment
                                                usually the fishing rate supporting                                stock assessment, our proposed ABC is                                        on the proposed sub-ACL allocation
                                                maximum sustainable yield. Catch that                              intended to reduce the risk of the stock                                     versus other possible sub-ACL
                                                exceeds this amount would result in                                becoming overfished.                                                         allocations that would be consistent
                                                overfishing. An OFL of 30,388 mt would                               We are proposing to maintain the                                           with the Herring FMP’s objectives.
                                                ensure at least a 50-percent probability                           current management uncertainty buffer                                           Based on the Council’s
                                                of preventing overfishing in 2019. This                            (6,200 mt), as recommended by the                                            recommendations, we are also
                                                OFL is based on projections by the                                 Council, so the resulting ACL would be                                       proposing to reduce border transfer to 0
                                                SAW/SARC, as updated by NOAA’s                                     24,488 mt. This ACL is almost 10,000                                         mt and reduce the fixed gear set-aside
                                                NEFSC staff using 2018 catch, and was                              mt higher than the ACL that would                                            to 64 mt for 2019. Border transfer is a
amozie on DSK3GDR082PROD with PROPOSALS1




                                                recommended by both the SSC and the                                result from the Council-recommended                                          processing quota and is the maximum
                                                Council.                                                           ABC (15,065 mt). Allowing this                                               amount of herring that can be
                                                   The Herring FMP specifies that the                              additional harvest helps to achieve                                          transshipped to Canada via Canadian
                                                ABC may be equal to or less than the                               optimum yield (OY) by accounting for                                         carrier vessels for human consumption.
                                                OFL depending on scientific uncertainty                            social, economic, and ecological factors,                                    Border transfer has been under-utilized
                                                concerning stock size estimates,                                   specifically the need to conserve herring                                    in recent years, and there has been no
                                                variability around recruitment                                     biomass while mitigating severe                                              border transfer since 2015. Reducing the
                                                estimates, and consideration of                                    economic hardship on the herring                                             border transfer to 0 mt for 2019 would


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                                                61596                 Federal Register / Vol. 83, No. 231 / Friday, November 30, 2018 / Proposed Rules

                                                ensure all herring caught in U.S. waters                balance preventing overfishing and                    of the Magnuson-Stevens Fishery
                                                are available to U.S. Federal dealers for               maintaining a viable herring fishery to               Conservation and Management Act
                                                lobster bait or human consumption.                      achieve OY, while we consider approval                (Magnuson-Stevens Act), and other
                                                Additionally, we are proposing that the                 and implementation of a long-term ABC                 applicable law.
                                                fixed gear set-aside be reduced                         control rule in Amendment 8 to the                      This proposed rule is exempt from
                                                proportionally to the Area 1A sub-ACL                   Herring FMP.                                          review under Executive Order (E.O.)
                                                to 64 mt. The Herring FMP allows up to                                                                        12866 because this action contains no
                                                                                                        Herring Research Set-Aside
                                                500 mt of the Area 1A sub-ACL to be                                                                           implementing regulations.
                                                                                                        Announcement
                                                allocated for the fixed gear fisheries in                                                                       NMFS prepared an Initial Regulatory
                                                Area 1A (weirs and stop seines) that                      We are soliciting public comment on                 Flexibility Analysis (IRFA) for this
                                                occur west of 67°16.8′ W long (Cutler,                  the Herring Research Set-Aside (RSA)                  proposed rule, as required by section
                                                Maine). This set-aside is available for                 program awards for 2019–2021. The                     603 of the Regulatory Flexibility Act
                                                harvest by fixed gear within the                        Herring RSA Program allocates up to 3                 (RFA), 5 U.S.C. 603. The IRFA describes
                                                specified area until November 1 of each                 percent of each management area sub-
                                                                                                                                                              the economic impact that this proposed
                                                fishing year. Any portion of this                       ACL annually, as established by the
                                                                                                                                                              rule would have on small entities,
                                                allocation that has not been harvested                  Council in Amendment 1 to the Herring
                                                                                                                                                              including small businesses, and also
                                                by November 1 is transferred back to the                FMP (72 FR 11251, March 12, 2007).
                                                                                                                                                              determines ways to minimize these
                                                sub-ACL allocation for Area 1A. The                     Exempted Fishing Permits (EFPs)
                                                                                                                                                              impacts. The IRFA includes this section
                                                proposed reduction of the fixed gear set                exempting vessels from certain herring
                                                                                                                                                              of the preamble to this rule and analyses
                                                aside is intended to allow additional                   management regulations have been
                                                                                                                                                              contained in the SEA/RIR/IRFA for this
                                                herring harvest to be available to both                 routinely approved since 2007 to
                                                                                                                                                              action. A copy of the full analysis is
                                                fixed and mobile gears in Area 1A to                    support compensation fishing that funds
                                                                                                                                                              available from the Council (see
                                                help ensure OY is achieved. Like border                 herring-related research consistent with
                                                                                                                                                              ADDRESSES). A summary of the IRFA
                                                transfer, the fixed gear set-aside has                  RSA priorities identified by the Council.
                                                                                                        By continuing to issue these EFPs we                  follows.
                                                been under-utilized in recent years.
                                                Fixed gear landings tracked against the                 would facilitate compensation fishing in              Description of the Reasons Why Action
                                                set-aside have averaged less than 12 mt                 support of the projects funded under the              by the Agency Is Being Considered and
                                                in the past 5 years.                                    2019 Herring RSA Program. Herring                     Statement of the Objectives of, and
                                                   The Herring FMP requires we adjust                   RSA proposals for 2019 are currently                  Legal Basis for, the Proposed Rule
                                                for catch overages and underages in a                   under review with the NEFSC, with
                                                                                                        selections expected in late November or                 This action proposes in-season
                                                subsequent year. Total catch in 2017 did
                                                                                                        early December of this year. RSA                      adjustments to the herring specifications
                                                not reach or exceed any of the
                                                                                                        compensation fishing may be allowed as                and sub-ACLs for 2019. A complete
                                                management area sub-ACLs, so typically
                                                                                                        early as January 2019.                                description of the reasons why this
                                                we would carryover those underages, or
                                                                                                          Consistent with previous herring RSA                action is being considered, and the
                                                a portion of the underages, to increase
                                                sub-ACLs in 2019. However, to help                      compensation fishing EFPs, vessels                    objectives of and legal basis for this
                                                ensure catch does not exceed the ABC/                   would be authorized to harvest herring                action, are contained in the preamble to
                                                OFL in 2019 and to help prevent                         RSA after a herring management area                   this proposed rule and are not repeated
                                                overfishing, we are proposing to not                    sub-ACL had been caught and the                       here.
                                                increase any sub-ACLs in 2019 based on                  directed herring fishery is limited to a              Description and Estimate of Number of
                                                carryover from underages in 2017.                       2,000 lb (907.2 kg) limit of herring per              Small Entities to Which This Proposed
                                                   All other herring specifications for                 day/trip. It would also allow vessels to              Rule Would Apply
                                                2019, including the river herring and                   harvest RSA during times when the sub-
                                                shad catch caps, would remain                           ACLs were not seasonally available for                   The RFA recognizes three kinds of
                                                unchanged from 2018. While our                          harvest, specifically during January                  small entities: Small businesses, small
                                                proposed adjustments to the herring                     through May in Area 1A and January                    organizations, and small governmental
                                                specifications in 2019 are generally                    through April in Area 1B. RSA grant                   jurisdictions. For purposes of the RFA
                                                consistent with the Council’s                           recipients would be required to meet all              only, the small business criteria in the
                                                recommendations, our proposed ABC                       EFP application requirements prior to                 finfish fishing industry (NAICS 114111)
                                                and the resulting ACL and sub-ACLs are                  the issuance of the EFPs.                             is a firm that is independently owned
                                                not as conservative as those                              If approved, the EFP applicants may                 and operated and not dominant in its
                                                recommended by the Council. However,                    request minor modifications and                       field of operation, with gross annual
                                                the specifications proposed in this                     extensions to the EFP throughout the                  receipts of $11 million or less. Small
                                                action are expected to prevent                          year. EFP modifications and extensions                organizations and small governmental
                                                overfishing and reduce the risk of the                  may be issued without further notice if               jurisdictions are not directly regulated
                                                stock becoming overfished. We expect                    they are deemed essential to facilitate               by this action.
                                                that implementing an ABC lower than                     completion of the proposed research                      There are five permit categories in the
                                                the 30,688 mt ABC proposed in this                      and have minimal impacts that do not                  herring fishery: (1) Limited access
                                                action would not increase the                           change the scope of the initially                     permit for all management areas
                                                probability of preventing overfishing or                approved EFP request. Any fishing                     (Category A); (2) limited access permit
                                                the stock from becoming overfished                      activity conducted outside the scope of               for access to Areas 2 and 3 only
amozie on DSK3GDR082PROD with PROPOSALS1




                                                enough to outweigh the increased                        the exempted fishing activity would be                (Category B); (3) limited access
                                                financial hardship on the herring and                   prohibited.                                           incidental catch permit for 25 mt per
                                                lobster fisheries. If herring                                                                                 trip (Category C); (4) an open access
                                                specifications are too low, they may                    Classification                                        incidental catch permit for 3 mt per trip
                                                preclude a viable fishery in 2019 and                      The NMFS Assistant Administrator                   (Category D); and (5) an open access
                                                some businesses may not be sustainable                  has determined that this proposed rule                permit for limited access mackerel
                                                and may fail. Our proposed                              is consistent with the Herring FMP,                   permit holders authorizing up to 9 mt
                                                specifications for 2019 are intended to                 national standards and other provisions               per trip (Category E) in Areas 2 and 3.


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                                                                               Federal Register / Vol. 83, No. 231 / Friday, November 30, 2018 / Proposed Rules                                                      61597

                                                  In 2017 there were a total of 1,566                                    also authorized for Category C, and all                  permitted vessels by category along with
                                                permitted herring vessels. Of those,                                     but one Category E permitted vessel also                 their affiliated entity’s small or large
                                                1,434 were exclusively Category D                                        carried a Category D authorization. We                   business status (the status of the
                                                vessels. Of the remaining 132 permitted                                  included Category E vessels that also                    company that holds the herring permit).
                                                herring vessels, 22 belonged to large                                    have Category D authorization in the
                                                businesses. Every Category B permit was                                  analysis. Table 2 presents the counts of

                                                                                                TABLE 2—NUMBER OF HERRING PERMITS BY CATEGORY, 2015–2017
                                                                                                                                                             Number of herring permits

                                                            Herring permit categories                                             2015                                     2016                              2017

                                                                                                                        Large               Small                 Large            Small            Large           Small

                                                A ...............................................................                 5                32                       5              30                 6           30
                                                B/C ...........................................................                   4                 4                       4               4                 4            4
                                                C (exclusive) ............................................                        3                37                       3              37                 3           37
                                                D (exclusive) ............................................                      112              1222                     115            1306               114         1320
                                                E ...............................................................                 9                39                       9              40                 9           39

                                                      Total ..................................................                  133              1334                     136            1417               136         1430
                                                   Source: NMFS.


                                                   Table 3 refines the counts from Table                                 revenue from herring at least once in the                were 4 large businesses and 69 small
                                                2 to include only those vessels that had                                 3-year period of analysis. In 2017, there                that had revenue from herring.

                                                                                      TABLE 3—NUMBER OF HERRING PERMITS WITH HERRING REVENUE, 2015–2017
                                                                                                                                                             Number of herring permits

                                                            Herring permit categories                                             2015                                     2016                              2017

                                                                                                                        Large               Small                 Large            Small            Large           Small

                                                A ...............................................................                 4                   20                   4                19               4              19
                                                B/C ...........................................................                   0                    2                   0                 2               0               3
                                                C (exclusive) ............................................                        0                   11                   0                 9               0              12
                                                D (exclusive) ............................................                        0                   27                   0                29               0              31
                                                E ...............................................................                 0                    4                   0                 1               0               4

                                                      Total ..................................................                    4                   64                    4               60                4             69
                                                   Source: NMFS


                                                  Finally, Table 4 defines the small                                     Category A, B, C, or E permit and                        31, and 38 such vessels in 2015, 2016,
                                                entities affected by this proposed                                       revenue from herring during the 2015–                    and 2017 respectively.
                                                action—small businesses with a Herring                                   2017 period of analysis. There were 37,

                                                            TABLE 4—AFFECTED SMALL ENTITIES, PERMITTED HERRING VESSELS WITH HERRING REVENUE, 2015–2017
                                                                                                                                                             Number of herring permits

                                                            Herring permit categories                                             2015                                     2016                              2017

                                                                                                                        Large               Small                 Large            Small            Large           Small

                                                A ...............................................................                 4                   20                   4                19               4              19
                                                B/C ...........................................................                   0                    2                   0                 2               0               3
                                                C (exclusive) ............................................                        0                   11                   0                 9               0              12
                                                E ...............................................................                 0                    4                   0                 1               0               4

                                                      Total ..................................................                    4                   37                    4               31                4             38
                                                   Source: NMFS.
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                                                   To better understand the impact of                                    small entities with Category A permits                   least dependence on the herring fishery
                                                this action on the affected small                                        show the most dependence on the                          with less than one percent of total entity
                                                businesses, we compared the revenue                                      herring fishery, with 49.75 percent to                   revenue coming from the herring
                                                from herring fishing to total revenue                                    62.03 percent of their revenue coming                    fishery.
                                                brought in by the entity (business) that                                 from herring landings. The 4 small
                                                holds the herring permit. The 17 to 18                                   Category E permitted entities have the



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                                                61598                 Federal Register / Vol. 83, No. 231 / Friday, November 30, 2018 / Proposed Rules

                                                Description of Projected Reporting,                     would likely not accomplish these                        We expect that implementing an ABC
                                                Recordkeeping, and Other Compliance                     objectives for this action as well as the             lower than 30,688 mt in 2019 would not
                                                Requirements                                            proposed action.                                      increase the probability of preventing
                                                                                                           Alternative 1 would not achieve the                overfishing or the stock from becoming
                                                  This proposed rule does not introduce                 stated objectives of the action because it            overfished enough to outweigh the
                                                any new reporting, recordkeeping, or                    has a less than 50-percent probability of
                                                other compliance requirements.                                                                                increased financial hardship on the
                                                                                                        preventing overfishing in 2019 and,                   herring and lobster fisheries. If the ACL
                                                Federal Rules Which May Duplicate,                      thus, is inconsistent the Magnuson-                   is too low, it may preclude a viable
                                                Overlap, or Conflict With the Proposed                  Stevens Act. Additionally, Alternative 1              fishery in 2019 and some businesses
                                                Rule                                                    would negatively impact the herring                   may not be sustainable and may fail.
                                                                                                        stock by increasing the probability that
                                                  This action does not duplicate,                                                                             The proposed ABC for 2019 is intended
                                                                                                        it would become overfished. The
                                                overlap, or conflict with any other                                                                           to balance preventing overfishing and
                                                                                                        primary difference between Alternative
                                                Federal rules.                                          2 (Council-recommended) and                           maintaining a viable herring fishery to
                                                                                                        Alternative 3 (proposed action) are the               achieve OY, while we consider approval
                                                Description of Significant Alternatives                                                                       and implementation of a long-term ABC
                                                to the Proposed Action Which                            proposed specifications for ABC and the
                                                                                                        resulting ACL for 2019. The ABC                       control rule in Amendment 8 the
                                                Accomplish the Stated Objectives of                                                                           Herring FMP.
                                                Applicable Statues and Which Minimize                   associated with the proposed action
                                                Any Significant Economic Impact on                      (30,688 mt) is higher than the ABC                      Authority: 16 U.S.C. 1801 et seq.
                                                Small Entities                                          associated with Alternative 2 (21,266
                                                                                                                                                                Dated: November 27, 2018.
                                                                                                        mt). After applying the management
                                                  We are proposing to adjust the current                uncertainty buffer (6,200 mt) to the                  Samuel D. Rauch III,
                                                herring specifications and sub-ACLs for                 ABC, the resulting ACL associated with                Deputy Assistant Administrator for
                                                2019, consistent with the Herring FMP’s                 the proposed action (24,488 mt) is                    Regulatory Programs, National Marine
                                                objectives of preventing overfishing                    almost 10,000 mt higher than the ACL                  Fisheries Service.
                                                while maximizing social and economic                    associated with the Alternative 2                     [FR Doc. 2018–26097 Filed 11–29–18; 8:45 am]
                                                benefits. Non-preferred alternatives                    (15,065 mt).                                          BILLING CODE 3510–22–P
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Document Created: 2018-11-30 04:35:59
Document Modified: 2018-11-30 04:35:59
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule; request for comments.
DatesPublic comments must be received by December 31, 2018.
ContactCarrie Nordeen, Fishery Policy Analyst, 978-281-9272.
FR Citation83 FR 61593 
RIN Number0648-XG60

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