83 FR 62932 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 234 (December 6, 2018)
Federal Register Volume 83, Issue 234 (December 6, 2018)
| Page Range | 62932-62933 | |
| FR Document | 2018-26487 |
[Federal Register Volume 83, Number 234 (Thursday, December 6, 2018)] [Notices] [Pages 62932-62933] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-26487] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 33310] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 November 30, 2018. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of November 2018. A copy of each application may be obtained via the Commission's website by searching for the file number, or for an applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC's Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on December 26, 2018, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary. ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202) 551-6413 or Chief Counsel's Office at [[Page 62933]] (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE, Washington, DC 20549-8010. Active Assets Prime Trust [File No. 811-09713] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On January 31, 2018, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $13,717 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on October 29, 2018. Applicant's Address: c/o Morgan Stanley Investment Management Inc., 522 Fifth Avenue, New York, New York 10036. TCW Alternative Funds [File No. 811-23025] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On October 5, 2018, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $45,000 incurred in connection with the liquidation were paid by the applicant's investment adviser. Filing Dates: The application was filed on October 30, 2018, and amended on November 20, 2018. Applicant's Address: 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017. Thai Fund, Inc. [File No. 811-05348] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On January 26, 2018, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $55,300 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on October 29, 2018, and amended on November 20, 2018. Applicant's Address: c/o Morgan Stanley Investment Management Inc., 522 Fifth Avenue, New York, New York 10036. Turkish Investment Fund, Inc. [File No. 811-05921] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 29, 2017, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $93,000 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on October 29, 2018. Applicant's Address: c/o Morgan Stanley Investment Management Inc., 522 Fifth Avenue, New York, New York 10036. Van Eck Emerging Markets Multi-Asset Income Fund [File No. 811-22854] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on October 26, 2018, and amended on November 19, 2018. Applicant's Address: 666 Third Avenue, 9th Floor, New York, New York 10017. Van Eck Coastland Online Consumer Finance Fund [File No. 811-23224] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on November 1, 2018, and amended on November 19, 2018. Applicant's Address: 666 Third Avenue, 9th Floor, New York, New York 10017. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-26487 Filed 12-4-18; 8:45 am] BILLING CODE 8011-01-P
![62932 Federal Register / Vol. 83, No. 234 / Thursday, December 6, 2018 / Notices
ten (10) long-term expiration months for At any time within 60 days of the comment submissions. You should
SPY.11 filing of the proposed rule change, the submit only information that you wish
Commission summarily may to make available publicly. All
C. Self-Regulatory Organization’s
temporarily suspend such rule change if submissions should refer to File
Statement on Comments on the
it appears to the Commission that such Number SR–CBOE–2018–073, and
Proposed Rule Change Received From
action is necessary or appropriate in the should be submitted on or before
Members, Participants, or Others
public interest, for the protection of December 27, 2018.
The Exchange neither solicited nor investors, or otherwise in furtherance of For the Commission, by the Division of
received comments on the proposed the purposes of the Act. Trading and Markets, pursuant to delegated
rule change. authority.18
IV. Solicitation of Comments
III. Date of Effectiveness of the Eduardo A. Aleman,
Interested persons are invited to
Proposed Rule Change and Timing for Assistant Secretary.
submit written data, views, and
Commission Action [FR Doc. 2018–26515 Filed 12–4–18; 8:45 am]
arguments concerning the foregoing,
Because the foregoing proposed rule including whether the proposed rule BILLING CODE 8011–01–P
change does not: (i) Significantly affect change is consistent with the Act.
the protection of investors or the public Comments may be submitted by any of
interest; (ii) impose any significant SECURITIES AND EXCHANGE
the following methods:
burden on competition; and (iii) become COMMISSION
operative for 30 days from the date on Electronic Comments [Investment Company Act Release No.
which it was filed, or such shorter time • Use the Commission’s internet 33310]
as the Commission may designate, it has comment form (http://www.sec.gov/
become effective pursuant to Section rules/sro.shtml); or Notice of Applications for
19(b)(3)(A) of the Act 12 and Rule 19b– • Send an email to rule-comments@ Deregistration Under Section 8(f) of the
4(f)(6) thereunder.13 sec.gov. Please include File Number SR– Investment Company Act of 1940
A proposed rule change filed under CBOE–2018–073 on the subject line.
November 30, 2018.
Rule 19b–4(f)(6) 14 normally does not
Paper Comments The following is a notice of
become operative prior to 30 days after
• Send paper comments in triplicate applications for deregistration under
the date of the filing. However, pursuant
to Secretary, Securities and Exchange section 8(f) of the Investment Company
to Rule 19b–4(f)(6)(iii),15 the
Commission, 100 F Street NE, Act of 1940 for the month of November
Commission may designate a shorter
Washington, DC 20549–1090. 2018. A copy of each application may be
time if such action is consistent with the
All submissions should refer to File obtained via the Commission’s website
protection of investors and the public
Number SR–CBOE–2018–073. This file by searching for the file number, or for
interest. The Exchange has asked the
number should be included on the an applicant using the Company name
Commission to waive the 30-day
subject line if email is used. To help the box, at http://www.sec.gov/search/
operative delay so that the proposal may
Commission process and review your search.htm or by calling (202) 551–
become operative upon filing. The
comments more efficiently, please use 8090. An order granting each
Exchange’s proposal would conform the
only one method. The Commission will application will be issued unless the
Exchange’s rules relating to the
post all comments on the Commission’s SEC orders a hearing. Interested persons
permitted number of long term
internet website (http://www.sec.gov/ may request a hearing on any
expiration months for long-term options
rules/sro.shtml). Copies of the application by writing to the SEC’s
on SPY to those of other exchanges.16
submission, all subsequent Secretary at the address below and
Accordingly, the Commission believes
amendments, all written statements serving the relevant applicant with a
that the proposal raises no new or novel
with respect to the proposed rule copy of the request, personally or by
regulatory issues, and waiver of the 30-
change that are filed with the mail. Hearing requests should be
day operative delay is consistent with
Commission, and all written received by the SEC by 5:30 p.m. on
the protection of investors and the
communications relating to the December 26, 2018, and should be
public interest. The Commission
proposed rule change between the accompanied by proof of service on
therefore waives the 30-day operative
Commission and any person, other than applicants, in the form of an affidavit or,
delay and designates the proposal
those that may be withheld from the for lawyers, a certificate of service.
operative upon filing.17
public in accordance with the Pursuant to Rule 0–5 under the Act,
11 See, e.g., Phlx Rule 1012(a)(i)(D); Miami
provisions of 5 U.S.C. 552, will be hearing requests should state the nature
International Securities Exchange, LLC (‘‘MIAX’’) available for website viewing and of the writer’s interest, any facts bearing
Rule 406(a); and NYSE Arca, Inc. (‘‘Arca’’) Rule
printing in the Commission’s Public upon the desirability of a hearing on the
6.4–O(d)(i). matter, the reason for the request, and
12 15 U.S.C. 78s(b)(3)(A). Reference Room, 100 F Street NE,
13 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– Washington, DC 20549 on official the issues contested. Persons who wish
4(f)(6)(iii) requires a self-regulatory organization to business days between the hours of to be notified of a hearing may request
give the Commission written notice of its intent to 10:00 a.m. and 3:00 p.m. Copies of the notification by writing to the
file the proposed rule change, along with a brief
filing also will be available for Commission’s Secretary.
description and text of the proposed rule change, ADDRESSES: The Commission: Secretary,
at least five business days prior to the date of filing inspection and copying at the principal
U.S. Securities and Exchange
khammond on DSK30JT082PROD with NOTICES
of the proposed rule change, or such shorter time office of the Exchange. All comments
as designated by the Commission. The Commission received will be posted without change. Commission, 100 F Street NE,
has waived this requirement in this case.
Persons submitting comments are Washington, DC 20549–1090.
14 Id.
15 17 CFR 240.19b–4(f)(6)(iii). cautioned that we do not redact or edit FOR FURTHER INFORMATION CONTACT:
16 See supra note 11. personal identifying information from Shawn Davis, Branch Chief, at (202)
17 For purposes only of waiving the 30-day 551–6413 or Chief Counsel’s Office at
operative delay, the Commission has also efficiency, competition, and capital formation. See
considered the proposed rule’s impact on 15 U.S.C. 78c(f). 18 17 CFR 200.30–3(a)(12).
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![Federal Register / Vol. 83, No. 234 / Thursday, December 6, 2018 / Notices 62933
(202) 551–6821; SEC, Division of Filing Date: The application was filed notice is hereby given that on November
Investment Management, Chief on October 29, 2018. 23, 2018, Cboe EDGA Exchange, Inc.
Counsel’s Office, 100 F Street NE, Applicant’s Address: c/o Morgan (the ‘‘Exchange’’ or ‘‘EDGA’’) filed with
Washington, DC 20549–8010. Stanley Investment Management Inc., the Securities and Exchange
522 Fifth Avenue, New York, New York Commission (the ‘‘Commission’’) the
Active Assets Prime Trust [File No. 10036. proposed rule change as described in
811–09713] Items I and II, which Items have been
Summary: Applicant seeks an order Van Eck Emerging Markets Multi-Asset
prepared by the Exchange. The
declaring that it has ceased to be an Income Fund [File No. 811–22854]
Exchange filed the proposal as a ‘‘non-
investment company. On January 31, Summary: Applicant, a closed-end controversial’’ proposed rule change
2018, applicant made liquidating investment company, seeks an order pursuant to Section 19(b)(3)(A)(iii) of
distributions to its shareholders based declaring that it has ceased to be an the Act 3 and Rule 19b–4(f)(6)
on net asset value. Expenses of $13,717 investment company. Applicant has thereunder.4 The Commission is
incurred in connection with the never made a public offering of its publishing this notice to solicit
liquidation were paid by the applicant. securities and does not propose to make comments on the proposed rule change
Filing Date: The application was filed a public offering or engage in business from interested persons.
on October 29, 2018. of any kind.
Filing Dates: The application was I. Self-Regulatory Organization’s
Applicant’s Address: c/o Morgan
filed on October 26, 2018, and amended Statement of the Terms of Substance of
Stanley Investment Management Inc.,
on November 19, 2018. the Proposed Rule Change
522 Fifth Avenue, New York, New York
10036. Applicant’s Address: 666 Third Cboe EDGA Exchange, Inc. (‘‘EDGA’’
Avenue, 9th Floor, New York, New York or the ‘‘Exchange’’) is filing with the
TCW Alternative Funds [File No. 811– 10017. Securities and Exchange Commission
23025] (the ‘‘Commission’’) a proposed rule
Van Eck Coastland Online Consumer
Summary: Applicant seeks an order change to eliminate the liquidity swap
Finance Fund [File No. 811–23224]
declaring that it has ceased to be an component of the Discretionary Range
investment company. On October 5, Summary: Applicant, a closed-end instruction in connection with the
2018, applicant made liquidating investment company, seeks an order recent introduction of a ‘‘high inverted’’
distributions to its shareholders based declaring that it has ceased to be an fee model.
on net asset value. Expenses of $45,000 investment company. Applicant has The text of the proposed rule change
incurred in connection with the never made a public offering of its is also available on the Exchange’s
liquidation were paid by the applicant’s securities and does not propose to make website (http://www.cboe.com/
investment adviser. a public offering or engage in business AboutCBOE/CBOELegal
Filing Dates: The application was of any kind. RegulatoryHome.aspx), at the
filed on October 30, 2018, and amended Filing Dates: The application was Exchange’s Office of the Secretary, and
on November 20, 2018. filed on November 1, 2018, and at the Commission’s Public Reference
Applicant’s Address: 865 South amended on November 19, 2018. Room.
Figueroa Street, Suite 1800, Los Applicant’s Address: 666 Third
Avenue, 9th Floor, New York, New York II. Self-Regulatory Organization’s
Angeles, California 90017. Statement of the Purpose of, and
10017.
Thai Fund, Inc. [File No. 811–05348] Statutory Basis for, the Proposed Rule
For the Commission, by the Division of Change
Summary: Applicant, a closed-end Investment Management, pursuant to
investment company, seeks an order delegated authority. In its filing with the Commission, the
declaring that it has ceased to be an Eduardo A. Aleman, Exchange included statements
investment company. On January 26, Assistant Secretary.
concerning the purpose of and basis for
2018, applicant made liquidating the proposed rule change and discussed
[FR Doc. 2018–26487 Filed 12–4–18; 8:45 am]
distributions to its shareholders based any comments it received on the
BILLING CODE 8011–01–P
on net asset value. Expenses of $55,300 proposed rule change. The text of these
incurred in connection with the statements may be examined at the
liquidation were paid by the applicant. places specified in Item IV below. The
SECURITIES AND EXCHANGE
Filing Dates: The application was Exchange has prepared summaries, set
COMMISSION
filed on October 29, 2018, and amended forth in sections A, B, and C below, of
on November 20, 2018. [Release No. 34–84683; File No. SR– the most significant aspects of such
CboeEDGA–2018–019] statements.
Applicant’s Address: c/o Morgan
Stanley Investment Management Inc., Self-Regulatory Organizations; Cboe A. Self-Regulatory Organization’s
522 Fifth Avenue, New York, New York EDGA Exchange, Inc.; Notice of Filing Statement of the Purpose of, and
10036. and Immediate Effectiveness of a Statutory Basis for, the Proposed Rule
Turkish Investment Fund, Inc. [File No. Proposed Rule Change Relating To Change
811–05921] Eliminate the Liquidity Swap 1. Purpose
Component of the Discretionary Range
Summary: Applicant, a closed-end The purpose of the proposed rule
Instruction
investment company, seeks an order
khammond on DSK30JT082PROD with NOTICES
change is to eliminate the liquidity
declaring that it has ceased to be an November 29, 2018. swap component of the Discretionary
investment company. On December 29, Pursuant to Section 19(b)(1) of the Range instruction in connection with
2017, applicant made liquidating Securities Exchange Act of 1934 (the the introduction of a ‘‘high inverted’’ fee
distributions to its shareholders based ‘‘Act’’),1 and Rule 19b–4 thereunder,2 model, as discussed in more detail
on net asset value. Expenses of $93,000
incurred in connection with the 1 15 U.S.C. 78s(b)(1). 3 15 U.S.C. 78s(b)(3)(A)(iii).
liquidation were paid by the applicant. 2 17 CFR 240.19b–4. 4 17 CFR 240.19b–4(f)(6).
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Document Created: 2018-12-05 02:35:55
Document Modified: 2018-12-05 02:35:55
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Dates | The application was filed on October 29, 2018. | |
| Contact | Shawn Davis, Branch Chief, at (202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE, Washington, DC 20549-8010. | |
| FR Citation | 83 FR 62932 |
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