83 FR 62936 - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Pricing Schedule
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 83, Issue 234 (December 6, 2018)
Federal Register Volume 83, Issue 234 (December 6, 2018)
| Page Range | 62936-62938 | |
| FR Document | 2018-26400 |
[Federal Register Volume 83, Number 234 (Thursday, December 6, 2018)] [Notices] [Pages 62936-62938] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2018-26400] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-84684; File No. SR-NASDAQ-2018-098] Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Pricing Schedule November 29, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on November 19, 2018, The Nasdaq Stock Market LLC (``Nasdaq'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in Items I and II, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to (a) relocate its current Rule 7000 Series (``Equities Pricing''), entitled ``Charges for Membership, Services, and Equipment,'' and The Nasdaq Options Market LLC's (``NOM'') rules at Chapter XV (``Options Pricing''; together, ``Equities and Options Pricing'') to the Exchange's rulebook's (``Rulebook'') shell structure; \3\ (b) make conforming cross-reference changes throughout the Rulebook; and (c) amend the Equity 4's title in the shell structure. --------------------------------------------------------------------------- \3\ In 2017, the Exchange added a shell structure to its Rulebook with the purpose of improving efficiency and readability and to align its rules closer to those of its five sister exchanges, The Nasdaq Stock Market LLC; Nasdaq PHLX LLC; Nasdaq ISE, LLC; Nasdaq GEMX, LLC; and Nasdaq MRX, LLC (``Affiliated Exchanges''). See Securities Exchange Act Release No. 82174 (November 29, 2017), 82 FR 57492 (December 5, 2017) (SR-BX-2017-054). --------------------------------------------------------------------------- The text of the proposed rule change is available on the Exchange's website at http://nasdaq.cchwallstreet.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to (a) relocate the Equities and Options Pricing rules, currently under the Equities Rule 7000 Series and Options Chapter XV of the NOM rules, into the Rulebook's shell structure, respectively, under Equity 7 and Options 7 (both named ``Pricing Schedule''); (b) make conforming cross-reference changes throughout the Rulebook; and (c) amend the Equity 4's title, ``Equity Listing Rules,'' in the shell structure, as detailed below. (a) Relocation of the Pricing Rules The Exchange, as part of its continued effort to promote efficiency and the conformity of its processes with those of the Affiliated Exchanges,\4\ and the goal of harmonizing and uniformizing its rules, proposes to relocate the Equities Pricing rules, currently under the Rule 7000 Series, into Equity 7, Pricing Schedule, of the shell structure. Specifically, the Exchange will add the word ``Section'' and renumber the [[Page 62937]] Equities Pricing rules as detailed in the table below: --------------------------------------------------------------------------- \4\ See footnote 3. ------------------------------------------------------------------------ 7000 Series Equity 7 ------------------------------------------------------------------------ 7000..................................... Section 1. 7001..................................... Section 10. 7002..................................... Section 20. 7003..................................... Section 30. 7007..................................... Section 70. 7010..................................... Section 100. 7011..................................... Section 111. 7012..................................... Section 112. 7013..................................... Section 113. 7014..................................... Section 114. 7015..................................... Section 115. 7016..................................... Section 116. 7017..................................... Section 117. 7018..................................... Section 118. 7019..................................... Section 119. 7020..................................... Section 120. 7021..................................... Section 121. 7022..................................... Section 122. 7023..................................... Section 123. IM-7023-1................................ Section 123-IM-1. 7024..................................... Section 124. 7025..................................... Section 125. 7026..................................... Section 126. IM-7026-1................................ Section 126-IM-1. 7027..................................... Section 127. 7028..................................... Section 128. 7029..................................... Section 129. 7030..................................... Section 130. 7031..................................... Section 131. 7032..................................... Section 132. 7033..................................... Section 133. 7034..................................... Section 134. 7035..................................... Section 135. 7036..................................... Section 136. 7037..................................... Section 137. IM-7037-1................................ Section 137-IM-1. 7038..................................... Section 138. 7039..................................... Section 139. IM-7039-1................................ Section 139-IM-1. 7040..................................... Section 140. 7041..................................... Section 141. 7042..................................... Section 142. 7043..................................... Section 143. 7044..................................... Section 144. 7045..................................... Section 145. 7046..................................... Section 146. 7047..................................... Section 147. IM-7047-1................................ Section 147-IM-1. 7048..................................... Section 148. 7049..................................... Section 149. 7050..................................... Section 150. 7051..................................... Section 151. 7052..................................... Section 152. 7053..................................... Section 153. 7054..................................... Section 154. 7055..................................... Section 155. 7056..................................... Section 156. 7057..................................... Section 157. IM-7057-1................................ Section 157-IM-1. 7058..................................... Section 158. 7059..................................... Section 159. 7060..................................... Section 160. 7061..................................... Section 161. 7100..................................... Section 200. ------------------------------------------------------------------------ The Exchange will also relocate the Options Pricing rules, currently under Chapter XV of the NOM rules, into Options 7, Pricing Schedule, of the shell structure. No renumbering of the Options Pricing rules will be necessary other than replacing the abbreviated word ``Sec.'' with the full word ``Section.'' The Exchange believes that the relocation of the Equities and Options Pricing rules will facilitate the use of the Rulebook by Members \5\ of the Exchange, including those who are members of other Affiliated Exchanges, and other market participants. Moreover, the proposed changes are of a non-substantive nature and they will not amend the relocated rules, other than to update their numbers as previously detailed. --------------------------------------------------------------------------- \5\ Exchange Rule 0120(i). --------------------------------------------------------------------------- (b) Cross-Reference Updates In connection with the changes described above, the Exchange proposes to update all cross-references in the Rulebook that direct the reader to the current placement of the Equities and Options Pricing rules and/or any of their subsections. Specifically, the Exchange will update the cross-references in Nasdaq Rules 1002(c)(1), IM-5220, and 8320(a)(1). Moreover, for consistency with the current title of General 8, Section 2 (``Direct Connectivity''), the Exchange proposes to update the description provided under Rule 7007(a) (to be relocated under Equity 7, Section 70(a)) by removing the text ``to Nasdaq''. (c) Amendment of the Equity 4's Title Finally, the Exchange will amend Equity 4's title in the shell structure, currently ``Equity Listing Rules,'' and replace it with the word ``Reserved,'' since no rules will be placed in this section of the shell structure. 2. Statutory Basis The Exchange believes that its proposal is consistent with Section 6(b) of the Act,\6\ in general, and furthers the objectives of Section 6(b)(5) of the Act,\7\ in particular, in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest, by promoting efficiency and structural conformity of the Exchange's processes with those of the Affiliated Exchanges and to make the Exchange's Rulebook easier to read and more accessible to its Members and market participants. The Exchange believes that the relocation of the Equities and Options Pricing rules, cross-reference updates, and the amendment to the Equity 4's title are of a non-substantive nature. --------------------------------------------------------------------------- \6\ 15 U.S.C. 78f(b). \7\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. The proposed changes do not impose a burden on competition because, as previously stated, they (i) are of a non-substantive nature, (ii) are intended to harmonize the structure of the Exchange's rules with those of its Affiliated Exchanges, and (iii) are intended to organize the Rulebook in a way that it will ease the Members' and market participants' navigation and reading of the rules. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the proposed rule change does not (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act \8\ and Rule 19b- 4(f)(6)(iii) thereunder.\9\ --------------------------------------------------------------------------- \8\ 15 U.S.C. 78s(b)(3)(A). \9\ 17 CFR 240.19b-4(f)(6)(iii). As required under Rule 19b4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. --------------------------------------------------------------------------- The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative immediately upon filing. The Exchange states that waiver of the 30-day operative delay will allow it to promptly relocate the Pricing Schedule rules and continue to reorganize its Rulebook as already done in previous filings. The Commission believes that waiving the 30-day operative delay is consistent with the protection of investors and the public interest, as it would allow the Exchange, without delay, to reorganize its [[Page 62938]] Rulebook in a manner that improves accessibility, readability and structural consistency with the rules of its Affiliated Exchanges. For this reason, the Commission designates the proposed rule change to be operative upon filing.\10\ --------------------------------------------------------------------------- \10\ For purposes only of waiving the 30-day operative delay, the Commission has also considered the proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). --------------------------------------------------------------------------- At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-NASDAQ-2018-098 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number SR-NASDAQ-2018-098. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NASDAQ-2018-098, and should be submitted on or before December 26, 2018. --------------------------------------------------------------------------- \11\ 17 CFR 200.30-3(a)(12). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\11\ Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018-26400 Filed 12-4-18; 8:45 am] BILLING CODE 8011-01-P
![62936 Federal Register / Vol. 83, No. 234 / Thursday, December 6, 2018 / Notices
designates the proposed rule change Washington, DC 20549 on official structure; 3 (b) make conforming cross-
operative upon filing.22 business days between the hours of reference changes throughout the
At any time within 60 days of the 10:00 a.m. and 3:00 p.m. Copies of the Rulebook; and (c) amend the Equity 4’s
filing of the proposed rule change, the filing also will be available for title in the shell structure.
Commission summarily may inspection and copying at the principal The text of the proposed rule change
temporarily suspend such rule change if office of the Exchange. All comments is available on the Exchange’s website at
it appears to the Commission that such received will be posted without change. http://nasdaq.cchwallstreet.com, at the
action is necessary or appropriate in the Persons submitting comments are principal office of the Exchange, and at
public interest, for the protection of cautioned that we do not redact or edit the Commission’s Public Reference
investors, or otherwise in furtherance of personal identifying information from Room.
the purposes of the Act. If the comment submissions. You should
Commission takes such action, the submit only information that you wish II. Self-Regulatory Organization’s
Commission shall institute proceedings to make available publicly. All Statement of the Purpose of, and
to determine whether the proposed rule submissions should refer to File Statutory Basis for, the Proposed Rule
change should be approved or Number SR–CboeEDGA–2018–019, and Change
disapproved. should be submitted on or before In its filing with the Commission, the
IV. Solicitation of Comments December 26, 2018. Exchange included statements
For the Commission, by the Division of concerning the purpose of and basis for
Interested persons are invited to Trading and Markets, pursuant to delegated the proposed rule change and discussed
submit written data, views, and authority.23 any comments it received on the
arguments concerning the foregoing, Eduardo A. Aleman, proposed rule change. The text of these
including whether the proposed rule statements may be examined at the
Assistant Secretary.
change is consistent with the Act. places specified in Item IV below. The
[FR Doc. 2018–26399 Filed 12–4–18; 8:45 am]
Comments may be submitted by any of Exchange has prepared summaries, set
BILLING CODE 8011–01–P
the following methods: forth in sections A, B, and C below, of
Electronic Comments the most significant aspects of such
• Use the Commission’s internet SECURITIES AND EXCHANGE statements.
comment form (http://www.sec.gov/ COMMISSION A. Self-Regulatory Organization’s
rules/sro.shtml); or [Release No. 34–84684; File No. SR– Statement of the Purpose of, and
• Send an email to rule-comments@ NASDAQ–2018–098] Statutory Basis for, the Proposed Rule
sec.gov. Please include File Number SR– Change
CboeEDGA–2018–019 on the subject Self-Regulatory Organizations; The
line. Nasdaq Stock Market LLC; Notice of 1. Purpose
Filing and Immediate Effectiveness of The Exchange proposes to (a) relocate
Paper Comments Proposed Rule Change To Relocate the Equities and Options Pricing rules,
• Send paper comments in triplicate the Exchange’s Pricing Schedule currently under the Equities Rule 7000
to Secretary, Securities and Exchange Series and Options Chapter XV of the
Commission, 100 F Street NE, November 29, 2018.
Pursuant to Section 19(b)(1) of the NOM rules, into the Rulebook’s shell
Washington, DC 20549–1090. structure, respectively, under Equity 7
All submissions should refer to File Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2 and Options 7 (both named ‘‘Pricing
Number SR–CboeEDGA–2018–019. This Schedule’’); (b) make conforming cross-
file number should be included on the notice is hereby given that on November
19, 2018, The Nasdaq Stock Market LLC reference changes throughout the
subject line if email is used. To help the Rulebook; and (c) amend the Equity 4’s
Commission process and review your (‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission title, ‘‘Equity Listing Rules,’’ in the shell
comments more efficiently, please use structure, as detailed below.
only one method. The Commission will (‘‘SEC’’ or ‘‘Commission’’) the proposed
post all comments on the Commission’s rule change as described in Items I and (a) Relocation of the Pricing Rules
internet website (http://www.sec.gov/ II, below, which Items have been
The Exchange, as part of its continued
rules/sro.shtml). Copies of the prepared by the Exchange. The
effort to promote efficiency and the
submission, all subsequent Commission is publishing this notice to
conformity of its processes with those of
amendments, all written statements solicit comments on the proposed rule
the Affiliated Exchanges,4 and the goal
with respect to the proposed rule change from interested persons.
of harmonizing and uniformizing its
change that are filed with the I. Self-Regulatory Organization’s rules, proposes to relocate the Equities
Commission, and all written Statement of the Terms of Substance of Pricing rules, currently under the Rule
communications relating to the the Proposed Rule Change 7000 Series, into Equity 7, Pricing
proposed rule change between the The Exchange proposes to (a) relocate Schedule, of the shell structure.
Commission and any person, other than its current Rule 7000 Series (‘‘Equities Specifically, the Exchange will add the
those that may be withheld from the Pricing’’), entitled ‘‘Charges for word ‘‘Section’’ and renumber the
public in accordance with the Membership, Services, and Equipment,’’
provisions of 5 U.S.C. 552, will be and The Nasdaq Options Market LLC’s
3 In 2017, the Exchange added a shell structure to
available for website viewing and its Rulebook with the purpose of improving
khammond on DSK30JT082PROD with NOTICES
(‘‘NOM’’) rules at Chapter XV (‘‘Options efficiency and readability and to align its rules
printing in the Commission’s Public Pricing’’; together, ‘‘Equities and closer to those of its five sister exchanges, The
Reference Room, 100 F Street NE, Options Pricing’’) to the Exchange’s Nasdaq Stock Market LLC; Nasdaq PHLX LLC;
Nasdaq ISE, LLC; Nasdaq GEMX, LLC; and Nasdaq
22 For purposes only of waiving the 30-day
rulebook’s (‘‘Rulebook’’) shell MRX, LLC (‘‘Affiliated Exchanges’’). See Securities
operative delay, the Commission also has Exchange Act Release No. 82174 (November 29,
23 17 CFR 200.30–3(a)(12).
considered the proposed rule’s impact on 2017), 82 FR 57492 (December 5, 2017) (SR–BX–
1 15 U.S.C. 78s(b)(1). 2017–054).
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f). 2 17 CFR 240.19b–4. 4 See footnote 3.
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![62938 Federal Register / Vol. 83, No. 234 / Thursday, December 6, 2018 / Notices
Rulebook in a manner that improves business days between the hours of the Commission’s Public Reference
accessibility, readability and structural 10:00 a.m. and 3:00 p.m. Copies of the Room.
consistency with the rules of its filing also will be available for
II. Self-Regulatory Organization’s
Affiliated Exchanges. For this reason, inspection and copying at the principal
Statement of the Purpose of, and
the Commission designates the office of the Exchange. All comments
Statutory Basis for, the Proposed Rule
proposed rule change to be operative received will be posted without change.
Change
upon filing.10 Persons submitting comments are
At any time within 60 days of the cautioned that we do not redact or edit In its filing with the Commission, the
filing of the proposed rule change, the personal identifying information from Exchange included statements
Commission summarily may comment submissions. You should concerning the purpose of and basis for
temporarily suspend such rule change if submit only information that you wish the proposed rule change and discussed
it appears to the Commission that such to make available publicly. All any comments it received on the
action is necessary or appropriate in the submissions should refer to File proposed rule change. The text of these
public interest, for the protection of Number SR–NASDAQ–2018–098, and statements may be examined at the
investors, or otherwise in furtherance of should be submitted on or before places specified in Item IV below. The
the purposes of the Act. December 26, 2018. Exchange has prepared summaries, set
forth in sections A, B, and C below, of
IV. Solicitation of Comments For the Commission, by the Division of
Trading and Markets, pursuant to delegated the most significant aspects of such
Interested persons are invited to authority.11 statements.
submit written data, views, and Eduardo A. Aleman,
arguments concerning the foregoing, A. Self-Regulatory Organization’s
including whether the proposed rule
Assistant Secretary. Statement of the Purpose of, and
change is consistent with the Act. [FR Doc. 2018–26400 Filed 12–4–18; 8:45 am] Statutory Basis for, the Proposed Rule
Comments may be submitted by any of BILLING CODE 8011–01–P Change
the following methods: 1. Purpose
Electronic Comments SECURITIES AND EXCHANGE The Exchange filed a proposal to
• Use the Commission’s internet COMMISSION adopt certain Butterfly and Box Spread
comment form (http://www.sec.gov/ protections for complex order strategies
[Release No. 34–84682; File No. SR–ISE– and also reorganize and amend the
rules/sro.shtml); or 2018–95]
• Send an email to rule-comments@ existing Complex Order protections
sec.gov. Please include File Number SR– Self-Regulatory Organizations; Nasdaq within Supplementary Material .07 to
NASDAQ–2018–098 on the subject line. ISE, LLC; Notice of Filing and ISE Rule 722, among other things.3
Immediate Effectiveness of a Proposed Subsequent to SR–ISE–2018–55
Paper Comments Rule Change To Amend becoming effective, the Exchange
• Send paper comments in triplicate Supplementary Material .07 to ISE Rule received approval to make various
to Secretary, Securities and Exchange 722 revisions to Rule 722 to memorialize
Commission, 100 F Street NE, ISE’s Complex Order functionality,
Washington, DC 20549–1090. November 29, 2018. among other things.4 SR–ISE–2018–56
All submissions should refer to File Pursuant to Section 19(b)(1) of the did not properly mark the rule text for
Number SR–NASDAQ–2018–098. This Securities Exchange Act of 1934 Supplementary Material .07 of ISE Rule
file number should be included on the (‘‘Act’’),1 and Rule 19b–4 thereunder,2 722 against the Rulebook as amended by
subject line if email is used. To help the notice is hereby given that on November SR–ISE–2018–55. Specifically, SR–ISE–
Commission process and review your 19, 2018, Nasdaq ISE, LLC (‘‘ISE’’ or the 2018–56 failed to note the changes that
comments more efficiently, please use ‘‘Exchange’’) filed with the Securities had become effective within SR–ISE–
only one method. The Commission will and Exchange Commission (‘‘SEC’’ or 2018–55. This rule change seeks to
post all comments on the Commission’s ‘‘Commission’’) the proposed rule amend the current rule text of
internet website (http://www.sec.gov/ change as described in Items I and II Supplementary Material .07 to Rule 722
rules/sro.shtml). Copies of the below, which Items have been prepared to reconcile the approved rule texts of
submission, all subsequent by the Exchange. The Commission is both SR–ISE–2018–55 and SR–ISE–
amendments, all written statements publishing this notice to solicit 2018–56. The proposal makes no
with respect to the proposed rule comments on the proposed rule change substantive changes to ISE’s rules.
change that are filed with the from interested persons. 2. Statutory Basis
Commission, and all written I. Self-Regulatory Organization’s The Exchange believes that its
communications relating to the Statement of the Terms of Substance of proposal is consistent with Section 6(b)
proposed rule change between the the Proposed Rule Change of the Act,5 in general, and furthers the
Commission and any person, other than objectives of Section 6(b)(5) of the Act,6
The Exchange proposes to amend
those that may be withheld from the in particular, in that it is designed to
Supplementary Material .07 to ISE Rule
public in accordance with the
722, which relates to Complex Orders,
provisions of 5 U.S.C. 552, will be 3 Securities Exchange Act Release No. 83464
to correct inadvertent errors in the rule
available for website viewing and (June 19, 2018), 83 FR 29583 (June 25, 2018) (SR–
text. ISE–2018–55).
printing in the Commission’s Public
khammond on DSK30JT082PROD with NOTICES
The text of the proposed rule change 4 Securities Exchange Act Release No. 84373
Reference Room, 100 F Street NE, is available on the Exchange’s website at (October, 2018), 83 FR 31783 (July 9, 2018) (SR–
Washington, DC 20549, on official http://ise.cchwallstreet.com/, at the ISE–2018–56) (Notice of Filing of Amendment No.
1 and Order Granting Accelerated Approval of a
10 For purposes only of waiving the 30-day
principal office of the Exchange, and at Proposed Rule Change, as Modified by Amendment
operative delay, the Commission has also No. 1, To Amend Its Rules Relating to Complex
11 17 CFR 200.30–3(a)(12). Orders).
considered the proposed rule’s impact on
1 15 U.S.C. 78s(b)(1). 5 15 U.S.C. 78f(b).
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f). 2 17 CFR 240.19b–4. 6 15 U.S.C. 78f(b)(5).
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Document Created: 2018-12-05 02:36:24
Document Modified: 2018-12-05 02:36:24
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 83 FR 62936 |
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