83_FR_64586 83 FR 64346 - Agency Information Collection Activities: Proposed Collection; Comment Request

83 FR 64346 - Agency Information Collection Activities: Proposed Collection; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 83, Issue 240 (December 14, 2018)

Page Range64346-64347
FR Document2018-27101

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (the PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including the necessity and utility of the proposed information collection for the proper performance of the agency's functions, the accuracy of the estimated burden, ways to enhance the quality, utility, and clarity of the information to be collected, and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 83 Issue 240 (Friday, December 14, 2018)
[Federal Register Volume 83, Number 240 (Friday, December 14, 2018)]
[Notices]
[Pages 64346-64347]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-27101]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifier: CMS-3070G-I and CMS-10692]


Agency Information Collection Activities: Proposed Collection; 
Comment Request

AGENCY: Centers for Medicare & Medicaid Services, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (the PRA), federal agencies are required to publish notice 
in the Federal Register concerning each proposed collection of 
information (including each proposed extension or reinstatement of an 
existing collection of information) and to allow 60 days for public 
comment on the proposed action. Interested persons are invited to send 
comments regarding our burden estimates or any other aspect of this 
collection of information, including the necessity and utility of the 
proposed information collection for the proper performance of the 
agency's functions, the accuracy of the estimated burden, ways to 
enhance the quality, utility, and clarity of the information to be 
collected, and the use of automated collection techniques or other 
forms of information technology to minimize the information collection 
burden.

DATES: Comments must be received by February 12, 2019.

ADDRESSES: When commenting, please reference the document identifier or 
OMB control number. To be assured consideration, comments and 
recommendations must be submitted in any one of the following ways:
    1. Electronically. You may send your comments electronically to 
http://www.regulations.gov. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: Document Identifier/OMB 
Control Number ____, Room C4-26-05, 7500 Security Boulevard, Baltimore, 
Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' website address at website address at https://www.cms.gov/Regulations-and-Guidance/Legislation/PaperworkReductionActof1995/PRA-Listing.html.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to [email protected].
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: Reports Clearance Officer, William 
Parham, at (410) 786-4669.

SUPPLEMENTARY INFORMATION: 

Contents

    This notice sets out a summary of the use and burden associated 
with the following information collections. More detailed information 
can be found in each collection's supporting statement and associated 
materials (see ADDRESSES).

CMS-3070G-I ICF/IID Survey Report Form and Supporting Regulations
CMS-10692 Home and Community Based Services (HCBS) Incident Management 
Survey

    Under the PRA (44 U.S.C. 3501-3520), federal agencies must obtain 
approval from the Office of Management and Budget (OMB) for each 
collection of information they conduct or sponsor. The term 
``collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c) and includes agency requests or requirements that members of 
the public submit reports, keep records, or provide information to a 
third party. Section 3506(c)(2)(A) of the PRA requires federal agencies 
to publish a 60-day notice in the Federal Register concerning each 
proposed collection of information, including each proposed extension 
or reinstatement of an existing collection of information, before 
submitting the collection to OMB for approval. To comply with this 
requirement, CMS is publishing this notice.

Information Collection

    1. Type of Information Collection Request: Extension of a currently 
approved collection; Title of Information Collection: ICF/IID Survey 
Report Form and Supporting Regulations; Use: The information collected 
with forms 3070G-I is used to determine the level of compliance with 
Intermediate Care Facilities for Individuals with Intellectual 
Disabilities

[[Page 64347]]

(ICF/IID) CoPs necessary to participate in the Medicare/Medicaid 
program. Information needed to monitor the State's performance as well 
as the ICF/IID program in general, is available to CMS only through the 
use of information abstracted from the survey report form. The form 
serves as a coding worksheet designed to facilitate data entry and 
retrieval into the Automated Survey Processing Environment Suite 
(ASPEN) in the State and at the CMS regional offices. Form Number: CMS-
3070G-I (OMB control number: 0938-0062); Frequency: Reporting--Yearly; 
Affected Public: Business or other for-profits and Not-for-profit 
institutions; Number of Respondents: 6,100; Total Annual Responses: 
6,100; Total Annual Hours: 18,300. (For policy questions regarding this 
collection contact Melissa Rice at 410-786-3270.)
    2. Type of Information Collection Request: New collection (Request 
for a new OMB control number); Title of Information Collection: Home 
and Community Based Services (HCBS) Incident Management Survey; Use: 
The Survey will be disseminated to all 51 state Medicaid agencies 
(including the District of Columbia) to assess incident management 
systems in 1915(c) waivers. States will be surveyed to identify methods 
and promising practices for identifying, reporting, tracking, and 
resolving incidents of abuse, neglect, and exploitation. The survey 
results will also be used to review the strengths and weaknesses of 
each state's incident management system and will inform guidance to 
help ensure compliance with sections 1902(a)(30(A) and 1915(c)(2)(A) of 
the Social Security Act. Form Number: CMS-10692 (OMB control number: 
0938-TBD); Frequency: Once and on occasion; Affected Public: State, 
Local, or Tribal Governments; Number of Respondents: 51; Total Annual 
Responses: 102; Total Annual Hours: 153. (For policy questions 
regarding this collection contact Ryan Shannahan at 410-786-0295.)

    Dated: December 11, 2018.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2018-27101 Filed 12-13-18; 8:45 am]
 BILLING CODE 4120-01-P



                                              64346                       Federal Register / Vol. 83, No. 240 / Friday, December 14, 2018 / Notices

                                              pricing information for each plan. It is                DEPARTMENT OF HEALTH AND                                To obtain copies of a supporting
                                              an Excel workbook with multiple                         HUMAN SERVICES                                        statement and any related forms for the
                                              worksheets and special functions                                                                              proposed collection(s) summarized in
                                              through which bidders present to CMS                    Centers for Medicare & Medicaid                       this notice, you may make your request
                                              their plan pricing information. Bidders                 Services                                              using one of following:
                                              enter information, such as plan                                                                                 1. Access CMS’ website address at
                                                                                                      [Document Identifier: CMS–3070G–I and                 website address at https://www.cms.gov/
                                              experience, projected enrollment, and                   CMS–10692]
                                              risk profile, and the BPT calculates the                                                                      Regulations-and-Guidance/Legislation/
                                              plan premiums and other values that                     Agency Information Collection                         PaperworkReductionActof1995/PRA-
                                              drive the bidding process. CMS                          Activities: Proposed Collection;                      Listing.html.
                                                                                                      Comment Request                                         2. Email your request, including your
                                              maintains and updates each BPT file
                                                                                                                                                            address, phone number, OMB number,
                                              and releases new versions every April.                  AGENCY: Centers for Medicare &                        and CMS document identifier, to
                                                 The BPT files may be downloaded                      Medicaid Services, HHS.                               Paperwork@cms.hhs.gov.
                                              from the Health Plan Management                         ACTION: Notice.                                         3. Call the Reports Clearance Office at
                                              System website (or HPMS), which is a                                                                          (410) 786–1326.
                                              restricted-access website, so users must                SUMMARY:    The Centers for Medicare &                FOR FURTHER INFORMATION CONTACT:
                                              obtain approval from CMS before using                   Medicaid Services (CMS) is announcing                 Reports Clearance Officer, William
                                              it. From HPMS, the BPT files may be                     an opportunity for the public to                      Parham, at (410) 786–4669.
                                              downloaded as part of the Plan Benefit                  comment on CMS’ intention to collect                  SUPPLEMENTARY INFORMATION:
                                              Package (or PBP) software, or they may                  information from the public. Under the
                                              be downloaded as stand-alone blank                      Paperwork Reduction Act of 1995 (the                  Contents
                                              files. These files are made available to                PRA), federal agencies are required to                  This notice sets out a summary of the
                                              users on the first Monday of April every                publish notice in the Federal Register                use and burden associated with the
                                              year and an HPMS memo is released                       concerning each proposed collection of                following information collections. More
                                                                                                      information (including each proposed                  detailed information can be found in
                                              announcing the software availability.
                                                                                                      extension or reinstatement of an existing             each collection’s supporting statement
                                              Plan sponsors are required to upload the
                                                                                                      collection of information) and to allow               and associated materials (see
                                              completed BPTs to HPMS by the first
                                                                                                      60 days for public comment on the                     ADDRESSES).
                                              Monday in June each year.                               proposed action. Interested persons are               CMS–3070G–I ICF/IID Survey Report
                                                 MAOs and PDPs use the Bid Pricing                    invited to send comments regarding our                  Form and Supporting Regulations
                                              Tool (BPT) software to develop their                    burden estimates or any other aspect of               CMS–10692 Home and Community
                                              actuarial pricing bid. The information                  this collection of information, including               Based Services (HCBS) Incident
                                              provided in the BPT is the basis for the                the necessity and utility of the proposed               Management Survey
                                              plan’s enrollee premiums and CMS                        information collection for the proper
                                                                                                                                                              Under the PRA (44 U.S.C. 3501–
                                              payments for each contract year. The                    performance of the agency’s functions,
                                                                                                                                                            3520), federal agencies must obtain
                                              tool collects data such as medical                      the accuracy of the estimated burden,
                                                                                                                                                            approval from the Office of Management
                                              expense development (from claims data                   ways to enhance the quality, utility, and
                                                                                                                                                            and Budget (OMB) for each collection of
                                              and/or manual rating), administrative                   clarity of the information to be
                                                                                                                                                            information they conduct or sponsor.
                                              expenses, profit levels, and projected                  collected, and the use of automated
                                                                                                                                                            The term ‘‘collection of information’’ is
                                              plan enrollment information. By statute,                collection techniques or other forms of
                                                                                                                                                            defined in 44 U.S.C. 3502(3) and 5 CFR
                                              completed BPTs are due to CMS by the                    information technology to minimize the
                                                                                                                                                            1320.3(c) and includes agency requests
                                              first Monday of June each year. Form                    information collection burden.
                                                                                                                                                            or requirements that members of the
                                              Number: CMS–10142 (OMB control                          DATES: Comments must be received by                   public submit reports, keep records, or
                                              number: 0938–0944); Frequency: Yearly;                  February 12, 2019.                                    provide information to a third party.
                                              Affected Public: Private Sector, Business               ADDRESSES: When commenting, please                    Section 3506(c)(2)(A) of the PRA
                                              or other for-profits and Not- for-profit                reference the document identifier or                  requires federal agencies to publish a
                                              institution; Number of Respondents:                     OMB control number. To be assured                     60-day notice in the Federal Register
                                              555; Total Annual Responses: 4,995;                     consideration, comments and                           concerning each proposed collection of
                                              Total Annual Hours: 149,850. (For                       recommendations must be submitted in                  information, including each proposed
                                              policy questions regarding this                         any one of the following ways:                        extension or reinstatement of an existing
                                              collection contact Rachel Shevland at                     1. Electronically. You may send your                collection of information, before
                                              410–786–3026.)                                          comments electronically to http://                    submitting the collection to OMB for
                                                                                                      www.regulations.gov. Follow the                       approval. To comply with this
                                                 Dated: December 11, 2018.                            instructions for ‘‘Comment or                         requirement, CMS is publishing this
                                              William N. Parham, III,                                 Submission’’ or ‘‘More Search Options’’               notice.
                                              Director, Paperwork Reduction Staff, Office             to find the information collection
                                              of Strategic Operations and Regulatory                  document(s) that are accepting                        Information Collection
                                              Affairs.                                                comments.                                               1. Type of Information Collection
                                              [FR Doc. 2018–27104 Filed 12–13–18; 8:45 am]              2. By regular mail. You may mail                    Request: Extension of a currently
                                                                                                      written comments to the following                     approved collection; Title of
amozie on DSK3GDR082PROD with NOTICES1




                                              BILLING CODE 4120–01–P
                                                                                                      address: CMS, Office of Strategic                     Information Collection: ICF/IID Survey
                                                                                                      Operations and Regulatory Affairs,                    Report Form and Supporting
                                                                                                      Division of Regulations Development,                  Regulations; Use: The information
                                                                                                      Attention: Document Identifier/OMB                    collected with forms 3070G–I is used to
                                                                                                      Control Number ____, Room C4–26–05,                   determine the level of compliance with
                                                                                                      7500 Security Boulevard, Baltimore,                   Intermediate Care Facilities for
                                                                                                      Maryland 21244–1850.                                  Individuals with Intellectual Disabilities


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                                                                                Federal Register / Vol. 83, No. 240 / Friday, December 14, 2018 / Notices                                                      64347

                                              (ICF/IID) CoPs necessary to participate                           DEPARTMENT OF HEALTH AND                                   proposed collection of information,
                                              in the Medicare/Medicaid program.                                 HUMAN SERVICES                                             including the validity of the
                                              Information needed to monitor the                                                                                            methodology and assumptions used; (3)
                                              State’s performance as well as the ICF/                           National Institutes of Health                              Ways to enhance the quality, utility, and
                                              IID program in general, is available to                                                                                      clarity of the information to be
                                              CMS only through the use of                                       Proposed Collection; 60-Day Comment
                                                                                                                                                                           collected; and (4) Ways to minimizes
                                              information abstracted from the survey                            Request; Generic Clearance for the
                                                                                                                                                                           the burden of the collection of
                                              report form. The form serves as a coding                          Collection of Qualitative Feedback on
                                                                                                                Agency Service Delivery (NIAID)                            information on those who are to
                                              worksheet designed to facilitate data                                                                                        respond, including the use of
                                              entry and retrieval into the Automated                            AGENCY:       National Institutes of Health,               appropriate automated, electronic,
                                              Survey Processing Environment Suite                               HHS.                                                       mechanical, or other technological
                                              (ASPEN) in the State and at the CMS
                                                                                                                ACTION:      Notice.                                       collection techniques or other forms of
                                              regional offices. Form Number: CMS–
                                              3070G–I (OMB control number: 0938–                                                                                           information technology.
                                                                                                                SUMMARY:   In compliance with the
                                              0062); Frequency: Reporting—Yearly;                               requirement of the Paperwork                                  Proposed Collection Title: Generic
                                              Affected Public: Business or other for-                           Reduction Act of 1995 to provide                           Clearance for the Collection of
                                              profits and Not-for-profit institutions;                          opportunity for public comment on                          Qualitative Feedback on Agency Service
                                              Number of Respondents: 6,100; Total                               proposed data collection projects, the                     Delivery, 0925–0668, Expiration Date
                                              Annual Responses: 6,100; Total Annual                             National Institute of Allergy and                          2/28/2019, EXTENSION, National
                                              Hours: 18,300. (For policy questions                              Infectious Diseases (NIAID) will publish                   Institute of Allergy and Infectious
                                              regarding this collection contact Melissa                         periodic summaries of propose projects                     Diseases (NIAID).
                                              Rice at 410–786–3270.)                                            to be submitted to the Office of
                                                 2. Type of Information Collection                                                                                            Need and Use of Information
                                                                                                                Management and Budget (OMB) for                            Collection: There are no changes being
                                              Request: New collection (Request for a                            review and approval.
                                              new OMB control number); Title of                                                                                            requested for this submission. The
                                                                                                                DATES: Comments regarding this                             proposed information collection activity
                                              Information Collection: Home and
                                                                                                                information collection are best assured                    provides a means to garner qualitative
                                              Community Based Services (HCBS)
                                                                                                                of having their full effect if received                    customer and stakeholder feedback in
                                              Incident Management Survey; Use: The
                                                                                                                within 60 days of the date of this                         an efficient, timely manner, in
                                              Survey will be disseminated to all 51
                                                                                                                publication.
                                              state Medicaid agencies (including the                                                                                       accordance with the Administration’s
                                              District of Columbia) to assess incident                          FOR FURTHER INFORMATION CONTACT: To                        commitment to improving service
                                              management systems in 1915(c)                                     obtain a copy of the data collection                       delivery. By qualitative feedback we
                                              waivers. States will be surveyed to                               plans and instruments, submit                              mean information that provides useful
                                              identify methods and promising                                    comments in writing, or request more                       insights on perceptions and opinions
                                              practices for identifying, reporting,                             information on the proposed project,                       but are not statistical surveys that yield
                                              tracking, and resolving incidents of                              contact: Ms. Dione Washington, Health                      quantitative results that can be
                                              abuse, neglect, and exploitation. The                             Science Policy Analyst, Office of                          generalized to the population of study.
                                              survey results will also be used to                               Strategic Planning, Initiative                             This feedback will provide information
                                              review the strengths and weaknesses of                            Development and Analysis, 5601
                                                                                                                                                                           about the NIAID’s customer or
                                              each state’s incident management                                  Fishers Lane, Rockville, Maryland
                                                                                                                                                                           stakeholder perceptions, experiences
                                              system and will inform guidance to help                           20892 or call non-toll-free number (240)
                                              ensure compliance with sections                                   669–2100 or email your request,                            and expectations, provide an early
                                              1902(a)(30(A) and 1915(c)(2)(A) of the                            including your address to:                                 warning of issues with service, or focus
                                              Social Security Act. Form Number:                                 washingtondi@niaid.nih.gov. Formal                         attention on areas where
                                              CMS–10692 (OMB control number:                                    requests for additional plans and                          communication, training or changes in
                                              0938–TBD); Frequency: Once and on                                 instruments must be requested in                           operations might improve delivery of
                                              occasion; Affected Public: State, Local,                          writing.                                                   products or services. These collections
                                              or Tribal Governments; Number of                                                                                             will allow for ongoing, collaborative and
                                                                                                                SUPPLEMENTARY INFORMATION: Section
                                              Respondents: 51; Total Annual                                                                                                actionable communications between the
                                                                                                                3506(c)(2)(A) of the Paperwork
                                              Responses: 102; Total Annual Hours:                                                                                          NIAID and its customers and
                                                                                                                Reduction Act of 1995 requires: Written
                                              153. (For policy questions regarding this                         comments and/or suggestions from the                       stakeholders. It will also allow feedback
                                              collection contact Ryan Shannahan at                              public and affected agencies are invited                   to contribute directly to the
                                              410–786–0295.)                                                    to address one or more of the following                    improvement of program management.
                                                 Dated: December 11, 2018.                                      points: (1) Whether the proposed                              OMB approval is requested for 3
                                              William N. Parham, III,                                           collection of information is necessary                     years. There are no costs to respondents
                                              Director, Paperwork Reduction Staff, Office                       for the proper performance of the                          other than their time. The total
                                              of Strategic Operations and Regulatory                            function of the agency, including                          estimated annualized burden hours are
                                              Affairs.                                                          whether the information will have                          2511.
                                              [FR Doc. 2018–27101 Filed 12–13–18; 8:45 am]                      practical utility; (2) The accuracy of the
                                              BILLING CODE 4120–01–P                                            agency’s estimate of the burden of the
amozie on DSK3GDR082PROD with NOTICES1




                                                                                                               ESTIMATED ANNUALIZED BURDEN HOURS
                                                                                                                                                                             Annual
                                                                                                                                                         Number of                           Hours per
                                                                                     Type of collection                                                                  frequency per                     Total hours
                                                                                                                                                        respondents                          response
                                                                                                                                                                            response

                                              Customer satisfaction surveys .........................................................................            4000                 1            30/60          2000
                                              In-Depth Interviews (IDIs) or Small Discussion Groups ..................................                             50                 1            90/60            75



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Document Created: 2018-12-14 03:50:47
Document Modified: 2018-12-14 03:50:47
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be received by February 12, 2019.
ContactReports Clearance Officer, William Parham, at (410) 786-4669.
FR Citation83 FR 64346 

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