83_FR_6553 83 FR 6522 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy 2018 Ice Exercise Activities in the Beaufort Sea and Arctic Ocean

83 FR 6522 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy 2018 Ice Exercise Activities in the Beaufort Sea and Arctic Ocean

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 83, Issue 31 (February 14, 2018)

Page Range6522-6532
FR Document2018-03080

In accordance with the regulations implementing the Marine Mammal Protection Act (MMPA) as amended, notification is hereby given that NMFS has issued an incidental harassment authorization (IHA) to the United States Department of the Navy (Navy) to incidentally harass, by Level B harassment, marine mammals during Ice Exercise 2018 (ICEX18) activities within the Beaufort Sea and Arctic Ocean north of Prudhoe Bay, Alaska. The Navy's activities are considered a military readiness activity pursuant to the Marine Mammal Protection Act (MMPA), as amended by the National Defense Authorization Act for Fiscal Year 2004 (NDAA).

Federal Register, Volume 83 Issue 31 (Wednesday, February 14, 2018)
[Federal Register Volume 83, Number 31 (Wednesday, February 14, 2018)]
[Notices]
[Pages 6522-6532]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-03080]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XF470


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to U.S. Navy 2018 Ice Exercise 
Activities in the Beaufort Sea and Arctic Ocean

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; issuance of an incidental harassment authorization.

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SUMMARY: In accordance with the regulations implementing the Marine 
Mammal Protection Act (MMPA) as amended, notification is hereby given 
that NMFS has issued an incidental harassment authorization (IHA) to 
the United States Department of the Navy (Navy) to incidentally harass, 
by Level B harassment, marine mammals during Ice Exercise 2018 (ICEX18) 
activities within the Beaufort Sea and Arctic Ocean north of Prudhoe 
Bay, Alaska. The Navy's activities are considered a military readiness 
activity pursuant to the Marine Mammal Protection Act (MMPA), as 
amended by the National Defense Authorization Act for Fiscal Year 2004 
(NDAA).

DATES: This authorization is applicable from February 1, 2018 through 
May 1, 2018.

FOR FURTHER INFORMATION CONTACT: Rob Pauline, Office of Protected 
Resources, NMFS, (301) 427-8408. Electronic copies of the application 
and supporting documents, as well as a list of the references cited in 
this document, may be obtained online at www.nmfs.noaa.gov/pr/permits/incidental/military.htm. In case of problems accessing these documents, 
please call the contact listed above.

SUPPLEMENTARY INFORMATION:

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon 
request, the incidental, but not intentional, taking of small numbers 
of marine mammals by U.S. citizens who engage in a specified activity 
(other than commercial fishing) within a specified geographical region 
if certain findings are made and either regulations are issued or, if 
the taking is limited to harassment, a notice of a proposed 
authorization is provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival.
    The MMPA states that the term ``take'' means to harass, hunt, 
capture, kill or attempt to harass, hunt, capture, or kill any marine 
mammal.

[[Page 6523]]

    The MMPA defines ``harassment'' as: Any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, or sheltering 
(Level B harassment).The NDAA (Pub. L. 108-136) removed the ``small 
numbers'' and ``specified geographical region'' limitations indicated 
above and amended the definition of ``harassment'' as it applies to a 
``military readiness activity'' to read as follows (Section 3(18)(B) of 
the MMPA): (i) Any act that injures or has the significant potential to 
injure a marine mammal or marine mammal stock in the wild (Level A 
Harassment); or (ii) Any act that disturbs or is likely to disturb a 
marine mammal or marine mammal stock in the wild by causing disruption 
of natural behavioral patterns, including, but not limited to, 
migration, surfacing, nursing, breeding, feeding, or sheltering, to a 
point where such behavioral patterns are abandoned or significantly 
altered (Level B Harassment).

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A, 
NMFS must review the proposed action (i.e. the issuance of an 
incidental harassment authorization) with respect to environmental 
consequences on the human environment.
    The Navy has prepared an environmental assessment (EA) titled 
Environmental Assessment/Overseas Environmental Assessment for Ice 
Exercise. NMFS has adopted the Navy's EA/OEA, after an independent 
evaluation of the document found that it included adequate information 
analyzing the effects on the human environment of issuing incidental 
take authorizations. NMFS issued a Finding of No Significant Impact 
(FONSI), which is available for review at http://www.nmfs.noaa.gov/pr/permits/incidental/military.htm.

Summary of Request

    On April 12, 2017, NMFS received a request from the Navy for the 
taking of marine mammals incidental to submarine training and testing 
activities including establishment of a tracking range on an ice floe 
in the Beaufort Sea and Arctic Ocean north of Prudhoe Bay, Alaska. The 
Navy's request is for take of ringed seals (Pusa hispida hispida) by 
Level B harassment. Neither the Navy nor NMFS expects Level A 
harassment or mortality to result from this activity and, therefore, an 
IHA is appropriate.

Description of Specified Activity

Overview

    The Navy proposes to conduct submarine training and testing 
activities from an ice camp stationed on an ice floe in the Beaufort 
Sea and Arctic Ocean for six weeks between February and April 2018. 
Submarine activities associated with ICEX18 are classified, but 
generally entail safety maneuvers, active sonar use and exercise 
torpedo use. These maneuvers and sonar use are similar to submarine 
activities conducted in other undersea environments. They are being 
conducted in the Arctic to test their performance in a cold 
environment. A detailed description of the planned project is provided 
in the Federal Register notice for the proposed IHA (82 FR 48683; 
October 19, 2017). Since that time, no changes have been made to the 
planned activities. Therefore, a detailed description is not provided 
here. Please refer to that Federal Register notice for the description 
of the specific activity.

Comments and Responses

    A notice of NMFS's proposal to issue an IHA to the Navy was 
published in the Federal Register on October 19, 2017 (82 FR 48683). 
That notice describes the Navy's activity, the marine mammal species 
that may be affected by the activity, and the anticipated effects on 
marine mammals. During the 30-day public comment period, NMFS received 
comments from the Marine Mammal Commission (Commission) and the Office 
of the Mayor of North Slope Borough (NSB).
    Comment 1: The Commission noted that the Navy did not use Bayesian 
biphasic dose response functions (BRFs) to inform take estimates, but 
used cut-off distances instead. The Commission stated that the cut-off 
distances used by the Navy are unsubstantiated and the Navy arbitrarily 
set a cut-off distance of 10 kilometers (km) which could effectively 
eliminate a large portion of the estimated numbers of takes. The 
Commission, therefore, recommended that the Navy refrain from using 
cut-off distances in conjunction with the Bayesian BRFs.
    Response: The derivation of the behavioral response functions and 
associated cut-off distances is provided in the Phase III technical 
report (Navy, 2017a). The consideration of proximity (distance cutoff) 
was part of the criteria developed in consultation with NMFS and was 
applied within the Navy's acoustic effects model. Distance cutoffs 
beyond which the potential of significant behavioral responses were 
considered to be unlikely were used in conducting analysis for ringed 
seals for ICEX 18.
    As stated in the Criteria and Thresholds Technical Report (Navy, 
2017a), Southall et al. (2007) report that pinnipeds do not exhibit 
strong reactions to sound pressure levels (SPLs) up to 140 decibels 
(dB) re 1 micro Pascal ([mu]Pa) (which occurs at about 400m from the 
sources used here) from steady state (non-impulsive) sources. In some 
cases, pinnipeds tolerate impulsive exposures up to 180 dB re 1 [mu]Pa 
with limited avoidance noted (Southall et al., 2007), and no avoidance 
noted at distances as close as 42 m (Jacobs & Terhune, 2002). Though 
there are limited data on pinniped behavioral responses beyond about 3 
km in the water, there is evidence that there is a lack of strong 
reactions at shorter distances. The available data suggest that most 
pinnipeds likely do not exhibit significant behavioral reactions to 
sonar and other transducers beyond a few kilometers, independent of 
received levels of sound. Further, 160 dB rms, which is used as the 
behavioral harassment threshold for non-tactical intermittent sonar 
use, will not be received farther than a couple of hundred meters from 
the source (140 dB is received at 400m). Therefore, NMFS believes that 
the 10 km distance cutoff for pinnipeds is both conservative and 
adequate to evaluate the Level B harassment impacts for military 
readiness activities.
    Comment 2: Although the Office of Naval Research funded seal 
tagging studies indicate that most ice seals migrate southward at the 
onset of winter; NSB is aware of traditional ecological knowledge that 
provides evidence that there are resident ringed and bearded seal 
populations in the Beaufort Sea.
    Response: The Navy reached out to the Inupiat Community of the 
Arctic Slope (ICAS), Nuiqsut, and Kaktovic communities on September 28, 
2017, providing them a CD containing the draft Environmental 
Assessment/Overseas Environmental Assessment (EA/OEA) for ICEX 2018 and 
also sent emails to tribal representatives with an internet link to the 
document. The Navy was not provided with any information or data 
pertaining to resident and bearded seal populations in the Beaufort Sea 
that far offshore in late winter. There was also a public comment

[[Page 6524]]

period, which ran from September 29 to October 16, 2017. A complete 
discussion of potential impacts from ICEX 18 is contained in the ICEX 
2018 (EA/OEA) (http://www.aftteis.com/ICEX). The Navy used the best 
available science and data to assess potential impacts in the EA/OEA. 
NMFS also used best available science and data to make their 
determination regarding the issuance of the IHA. The Navy and NMFS are 
not aware of other data that would alter their findings.
    Furthermore, the Navy is funding Duke University to develop species 
density models for the Arctic region and would welcome any data the NSB 
and Arctic research community have available to incorporate into 
density models and impacts analysis.
    Comment 3: NSB expressed concern that potential creation of 
unseasonal leads due to submarine surfacing, possible destruction of 
winter lairs of ringed seals during encampment preparation, and use of 
motorized vehicles during the exercises may impact seals.
    Response: As part of the planned ICEX18 activities submarines will 
surface through the ice. In the area where the submarines will surface, 
ice leads are a frequent and natural occurrence, opening up and 
refreezing due to ocean currents and shifting ice. Submarine surfacing 
will occur in either open leads or first year ice as there is less 
potential to damage a submarine. While surfacing submarines may create 
small leads in some instances, each U.S. Navy submarine will surface no 
more than five times per ICEX. Therefore, potential impacts to seals 
would be minor and temporary. Furthermore, seal lairs are not expected 
to occur close to open leads or on first year ice. Additionally, 
mitigation and monitoring requirements listed in the IHA (e.g. no ice 
camp construction near ice ridges; avoidance of pressure ridges by 
snowmobiles and researchers) should prevent destruction of lairs and 
adverse impacts to seals. These issues were also evaluated in the EA/
OEA were not found to be not significant.
    Comment 4: NSB feels that the lack of available species-specific 
data (e.g. ice seal, arctic fish species, polar bears) precludes 
assessment of the consequences of sonar use on Arctic protected marine 
mammal species.
    Response: The Navy conducts numerous types of research to better 
understand how sound may affect marine mammals, and though not 
specifically Arctic species, the knowledge gained from those studies is 
transferable to Arctic species. This type of research has focused on 
the development of better tags and attachment mechanisms for 
monitoring, development and testing of new autonomous hardware 
platforms for detection of marine mammals, and ways to better 
understand and characterize the behavioral, physiological (hearing and 
stress response), and potentially population-level consequences of 
sound exposure on marine life.
    The Navy uses the best available science when analyzing the impacts 
of training and testing on the environment, including animals. To do 
this the Navy continually reviews published scientific literature, 
incorporates data from regulatory agencies such as National Oceanic and 
Atmospheric Administration and U.S. Fish and Wildlife Service, and 
funds or conducts research where data gaps exist. Furthermore, NMFS 
utilizes the best available science when making determinations 
regarding the issuance of IHAs and concluded that there was adequate 
information available to support the findings.
    Comment 5: NSB is concerned that the planned submarine exercises, 
which will employ sonar, have the potential to negatively impact marine 
mammals and affect the food chain. As a result, the Inupiaq subsistence 
life style may also be affected. Therefore, NSB recommends that the 
Navy initiate engagement with the North Slope leadership and the Arctic 
research community to develop studies that address the missing 
information needed for a better understanding of the effects of 
military sonar use on Arctic marine mammals and their prey.
    Response: The Navy's marine species monitoring website provides 
information on current and past monitoring projects and allows for the 
submittal of ideas or concepts for projects to be considered under the 
U.S Navy's Marine Species Monitoring Program at: https://www.navymarinespeciesmonitoring.us/project-submission-form/. The Navy's 
Living Marine Resources Program also solicits proposals for funding of 
research projects (http://greenfleet.dodlive.mil/environment/lmrproposals/), as well as the Office of Naval Research (https://www.onr.navy.mil/Science-Technology/Departments/Code-32/All-Programs/Atmosphere-Research-322/Marine-Mammals-Biology). These sites include a 
list of research projects the Navy is currently funding to improve the 
Navy's understanding of marine species and how Navy activities may 
affect those species. These websites offer NSB and the Arctic research 
community the opportunity to engage with the Navy through the 
submission of research proposals.

Description of Marine Mammals in the Area of Specified Activities

    Sections 3 and 4 of the application summarize available information 
regarding status and trends, distribution and habitat preferences, and 
behavior and life history, of ringed seals (Pusa hispida hispida), 
which is the only potentially affected species. Total sea ice coverage 
is expected across the study area during the study period which 
precludes the presence of other arctic marine mammal species. Ringed 
seals temporally and spatially co-occur with the activity to the degree 
that take is reasonably likely to occur, and therefore we have 
authorized take after considering the anticipated amount and type of 
take and making the required findings. Additional information regarding 
population trends and threats may be found in NMFS's Stock Assessment 
Reports (Muto et al., 2016; www.nmfs.noaa.gov/pr/sars/) and more 
general information about this species (e.g., physical and behavioral 
descriptions) may be found on NMFS's website (www.nmfs.noaa.gov/pr/species/mammals/).

[[Page 6525]]



                                         Table 2--Marine Mammal Species Potentially Present in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                    Stock abundance (CV,
                                                                                 ESA/MMPA status;     Nmin, most recent                        Annual M/
           Common name                Scientific name            Stock         Strategic (Y/N) \1\    abundance survey)           PBR            SI \3\
                                                                                                             \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                          Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                    Family Balaenidai
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bowhead whale....................  Balaena mysticetus..  Western Arctic......  E/D;Y                16,982 (0.058,        161................         44
                                                                                                     16,091, 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                            Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Family Delphinidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Beluga whale.....................  Delphinapterus        Beaufort Sea........  -/-;N                39,258 (0.229,        649................        166
                                    leucas.                                                          32,453, 1992).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Ringed seal......................  Pusa hispida hispida  Alaska..............  -/-;N                170,000 (Bering Sea   5,100 (Bearing Sea-      1,054
                                                                                                     and Sea of Okhotsk    U.S. portion only).
                                                                                                     only)--2013).
Bearded seal.....................  Erignathus barbatus   Alaska..............  -/-;N                299,174 (-, 273,676,  8,210 (Bearing Sea-        1.4
                                    nauticus.                                                        2012) (Bearing Sea-   U.S. portion only).
                                                                                                     U.S. portion only).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
  under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
  exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
  stock abundance. In some cases, CV is not applicable [explain if this is the case].
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
  associated with estimated mortality due to commercial fisheries is presented in some cases.
Note--Italicized species are not expected to be taken.

Potential Effects of the Specified Activity on Marine Mammals and Their 
Habitat

    The effects of underwater noise from Navy's testing and training 
activities have the potential to result in behavioral harassment of 
marine mammals in the vicinity of the action area. The Federal Register 
notice for the proposed IHA (82 FR 48683; October 19, 2017) included a 
discussion of the effects of anthropogenic noise on marine mammals and 
no new information has been received since publication of the proposed 
IHA, therefore that information is not repeated here; please refer to 
the Federal Register notice (82 FR 48683; October 19, 2017) for that 
information.

Estimated Take

    This section provides an estimate of the number of incidental takes 
anticipated to occur and therefore authorized through this IHA, which 
will inform the negligible impact determination.
    Harassment is the only type of take expected to result from these 
activities. For this military readiness activity, the MMPA defines 
``harassment'' as: (i) Any act that injures or has the significant 
potential to injure a marine mammal or marine mammal stock in the wild 
(Level A Harassment); or (ii) Any act that disturbs or is likely to 
disturb a marine mammal or marine mammal stock in the wild by causing 
disruption of natural behavioral patterns, including, but not limited 
to, migration, surfacing, nursing, breeding, feeding, or sheltering, to 
a point where such behavioral patterns are abandoned or significantly 
altered (Level B Harassment).
    Authorized takes would be by Level B harassment only, in the form 
of disruption of behavioral patterns and TTS, for individual marine 
mammals resulting from exposure to acoustic transmissions. Based on the 
nature of the activity, Level A harassment is neither anticipated nor 
authorized. In addition, no serious injury or mortality is anticipated 
or authorized for this activity. Source levels of acoustic transmission 
will not be at levels which would cause serious injury, or mortality. 
Deployment of the ice camp could potentially affect ringed seal habitat 
by physically damaging or crushing subnivean lairs, resulting in seal 
injury or mortality. However, seals usually choose to locate lairs near 
pressure ridges and the ice camp will be deployed in an area without 
pressure ridges in order to allow operation of an aircraft runway. 
Further, portable tents will be erected for lodging and operations 
purposes. Tents do not require building materials or typical 
construction methods. The tents are relatively easy to mobilize and 
will not be situated near areas featuring pressure ridges. Finally, the 
camp buildup will be gradual, with activity increasing over the first 
five days. This approach allows seals to move to different lair 
locations outside the ice camp area. Based on this information, we do 
not anticipate any damage to subnivean lairs that could result in 
ringed seal injury or mortality.
    Below we describe how the take is estimated.

[[Page 6526]]

    Described in the most basic way, we estimate take by considering: 
(1) Acoustic thresholds above which NMFS believes the best available 
science indicates marine mammals will be behaviorally harassed or incur 
some degree of permanent hearing impairment; (2) the area or volume of 
water that will be ensonified above these levels in a day; (3) the 
density or occurrence of marine mammals within these ensonified areas; 
and, (4) and the number of days of activities. For the proposed IHA, 
the Navy employed a sophisticated model known as the Navy Acoustic 
Effects Model (NAEMO) for assessing the impacts of underwater sound.

Acoustic Thresholds

    Using the best available science, NMFS recommends acoustic 
thresholds that identify the received level of underwater sound above 
which exposed marine mammals would be reasonably expected to incur PTS 
of some degree (equated to Level A harassment), TTS, or behavioral 
harassment (Level B harassment). The thresholds used to predict 
occurrences of each type of take are described below.
    Behavioral harassment--In coordination with NMFS, the Navy 
developed behavioral harassment thresholds to support Phase III 
environmental analyses for the Navy's testing and training military 
readiness activities; these behavioral harassment thresholds are used 
here to evaluate the potential effects of this planned action. The 
response of a marine mammal to an anthropogenic sound will depend on 
the frequency, duration, temporal pattern and amplitude of the sound as 
well as the animal's prior experience with the sound and the context in 
which the sound is encountered (i.e. what the animal is doing at the 
time of the exposure). The distance from the sound source and whether 
it is perceived as approaching or moving away can also affect the way 
an animal responds to a sound (Wartzok et al., 2003). For marine 
mammals, a review of responses to anthropogenic sound was first 
conducted by Richardson et al. (1995). Reviews by Nowacek et al. (2007) 
and Southall et al. (2007) address studies conducted since 1995 and 
focus on observations where the received sound level of the exposed 
marine mammal(s) was known or could be estimated. Multi-year research 
efforts have conducted sonar exposure studies for odontocetes and 
mysticetes (Miller et al., 2012; Sivle et al., 2012). Several studies 
with captive animals have provided data under controlled circumstances 
for odontocetes and pinnipeds (Houser et al., 2013a; Houser et al., 
2013b). Moretti et al. (2014) published a beaked whale dose-response 
curve based on passive acoustic monitoring of beaked whales during U.S. 
Navy training activity at Atlantic Underwater Test and Evaluation 
Center during actual Anti-Submarine Warfare exercises. This new 
information necessitated the update of the Navy's behavioral response 
criteria for the Phase III environmental analyses.
    Southall et al. (2007) synthesized data from many past behavioral 
studies and observations to determine the likelihood of behavioral 
reactions at specific sound levels. While in general, the louder the 
sound source the more intense the behavioral response, it was clear 
that the proximity of a sound source and the animal's experience, 
motivation, and conditioning were also critical factors influencing the 
response (Southall et al., 2007). After examining all of the available 
data, the authors felt that the derivation of thresholds for behavioral 
response based solely on exposure level was not supported because 
context of the animal at the time of sound exposure was an important 
factor in estimating response. Nonetheless, in some conditions, 
consistent avoidance reactions were noted at higher sound levels 
depending on the marine mammal species or group allowing conclusions to 
be drawn. Phocid seals showed avoidance reactions at or below 190 dB re 
1 [mu]Pa @1m; thus, seals may actually receive levels adequate to 
produce TTS before avoiding the source.
    The Navy's Phase III proposed pinniped behavioral threshold has 
been updated based on controlled exposure experiments on the following 
captive animals: hooded seal, gray seal, and California sea lion 
(G[ouml]tz et al., 2010; Houser et al., 2013a; Kvadsheim et al., 2010). 
Overall exposure levels were 110-170 dB re 1 [mu]Pa for hooded seals, 
140-180 dB re 1 [mu]Pa for gray seals and 125-185 dB re 1 [mu]Pa for 
California sea lions; responses occurred at received levels ranging 
from 125 to 185 dB re 1 [mu]Pa. However, the means of the response data 
were between 159 and 170 dB re 1 [mu]Pa. Hooded seals were exposed to 
increasing levels of sonar until an avoidance response was observed, 
while the grey seals were exposed first to a single received level 
multiple times, then an increasing received level. Each individual 
California sea lion was exposed to the same received level ten times. 
These exposure sessions were combined into a single response value, 
with an overall response assumed if an animal responded in any single 
session. Because these data represent a dose-response type relationship 
between received level and a response, and because the means were all 
tightly clustered, the Bayesian biphasic Behavioral Response Function 
for pinnipeds most closely resembles a traditional sigmoidal dose-
response function at the upper received levels and has a 50 percent 
probability of response at 166 dB re 1 [mu]Pa. Additional details 
regarding the Phase III criteria may be found in the technical report, 
Criteria and Thresholds for U.S. Navy Acoustic and Explosive Effects 
Analysis (2017a) which may be found at: http://aftteis.com/Portals/3/docs/newdocs/Criteria%20and%20Thresholds_TR_Submittal_05262017.pdf. 
This technical report was as part of the Navy's Atlantic Fleet Training 
and Testing Draft Environmental Impact Statement/Overseas Environmental 
Impact Statement (EIS/OEIS) (Navy 2017b) which is located at: http://www.aftteis.com/. NMFS is proposing the use of this dose response 
function to predict behavioral harassment of pinnipeds for this 
activity.
    Level A harassment and TTS--NMFS' Technical Guidance for Assessing 
the Effects of Anthropogenic Sound on Marine Mammal Hearing (Technical 
Guidance, 2016) identifies dual criteria to assess auditory injury 
(Level A harassment) to five different marine mammal groups (based on 
hearing sensitivity) as a result of exposure to noise from two 
different types of sources (impulsive or non-impulsive).
    These thresholds were developed by compiling and synthesizing the 
best available science and soliciting input multiple times from both 
the public and peer reviewers to inform the final product. The 
references, analysis, and methodology used in the development of the 
thresholds are described in NMFS 2016 Technical Guidance, which may be 
accessed at: http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
    The PTS/TTS analyses begins with mathematical modeling to predict 
the sound transmission patterns from Navy sources, including sonar. 
These data are then coupled with marine species distribution and 
abundance data to determine the sound levels likely to be received by 
various marine species. These criteria and thresholds are applied to 
estimate specific effects that animals exposed to Navy-generated sound 
may experience. For weighting function derivation, the most critical 
data required are TTS onset exposure levels as a function of exposure 
frequency. These values can be estimated from published literature by 
examining TTS as a function of sound

[[Page 6527]]

exposure level (SEL) for various frequencies.
    To estimate TTS onset values, only TTS data from behavioral hearing 
tests were used. To determine TTS onset for each subject, the amount of 
TTS observed after exposures with different SPLs and durations were 
combined to create a single TTS growth curve as a function of SEL. The 
use of (cumulative) SEL is a simplifying assumption to accommodate 
sounds of various SPLs, durations, and duty cycles. This is referred to 
as an ``equal energy'' approach, since SEL is related to the energy of 
the sound and this approach assumes exposures with equal SEL result in 
equal effects, regardless of the duration or duty cycle of the sound. 
It is well known that the equal energy rule will over-estimate the 
effects of intermittent noise, since the quiet periods between noise 
exposures will allow some recovery of hearing compared to noise that is 
continuously present with the same total SEL (Ward 1997). For 
continuous exposures with the same SEL but different durations, the 
exposure with the longer duration will also tend to produce more TTS 
(Finneran et al., 2010; Kastak et al., 2007; Mooney et al., 2009a).
    As in previous acoustic effects analysis (Finneran and Jenkins 
2012; Southall et al., 2007), the shape of the PTS exposure function 
for each species group is assumed to be identical to the TTS exposure 
function for each group. A difference of 20 dB between TTS onset and 
PTS onset is used for all marine mammals including pinnipeds. This is 
based on estimates of exposure levels actually required for PTS (i.e. 
40 dB of TTS) from the marine mammal TTS growth curves, which show 
differences of 13 to 37 dB between TTS and PTS onset in marine mammals. 
Details regarding these criteria and thresholds can be found in NMFS' 
Technical Guidance (NMFS 2016).
    Table 3 below provides the weighted criteria and thresholds used in 
this analysis for estimating quantitative acoustic exposures of marine 
mammals from the planned action.

            Table 3--Injury (PTS) and Disturbance (TTS, Behavioral) Thresholds for Underwater Sounds
----------------------------------------------------------------------------------------------------------------
                                                                                  Physiological criteria
              Group                     Species           Behavioral     ---------------------------------------
                                                           criteria            Onset TTS           Onset PTS
----------------------------------------------------------------------------------------------------------------
Phocid (in water)...............  Ringed seal.......  Pinniped Dose       181 dB SEL          201 dB SEL
                                                       Response Function.  cumulative.         cumulative.
----------------------------------------------------------------------------------------------------------------

Quantitative Modeling

    The Navy performed a quantitative analysis to estimate the number 
of mammals that could be harassed by the underwater acoustic 
transmissions during the planned action. Inputs to the quantitative 
analysis included marine mammal density estimates, marine mammal depth 
occurrence distributions (Navy 2017a), oceanographic and environmental 
data, marine mammal hearing data, and criteria and thresholds for 
levels of potential effects.
    The density estimate used to estimate take is derived from habitat-
based modeling by Kaschner et al., (2006) and Kaschner (2004). The area 
of the Arctic where the action will occur (100-200 nm north of Prudhoe 
Bay, Alaska) has not been surveyed in a manner that supports 
quantifiable density estimation of marine mammals. In the absence of 
empirical survey data, information on known or inferred associations 
between marine habitat features and the likelihood of the presence of 
specific species have been used to predict densities using model-based 
approaches. These habitat suitability models include relative 
environmental suitability (RES) models. Habitat suitability models can 
be used to understand the possible extent and relative expected 
concentration of a marine species distribution. These models are 
derived from an assessment of the species occurrence in association 
with evaluated environmental explanatory variables that results in 
defining the RES suitability of a given environment. A fitted model 
that quantitatively describes the relationship of occurrence with the 
environmental variables can be used to estimate unknown occurrence in 
conjunction with known habitat suitability. Abundance can thus be 
estimated for each RES value based on the values of the environmental 
variables, providing a means to estimate density for areas that have 
not been surveyed. Use of the Kaschner's RES model resulted in a value 
of 0.3957 animals per km\2\ in the cold season (defined as December 
through May). The density numbers are assumed static throughout the ice 
camp action area for this species. The density data generated for this 
species was based on environmental variables known to exist within the 
planned ice camp action area during the late winter/early springtime 
period.
    Note that while other surveys by Frost et al. (2004) and Bengston 
et al. (2005) provided ringed seal density estimates for areas near or 
within the Beaufort Sea, the Navy felt that those findings were not 
applicable to the planned action area. Frost et al. (2004) only 
surveyed ringed seals out to 40 km from shore in the Beaufort Sea. A 
small portion of the surveys from Bengston et al. (2005) were out to a 
maximum extent of 185 km (100 nm) from shore, but the surveys were 
located within the Chukchi Sea, not the Beaufort Sea. Frost et al. 
(2004) also stated the highest densities of ringed seals were in water 
depths from 5-25 m (1-1.33 seals per km\2\). Lower densities were seen 
in waters greater than 35 m in depth (0-0.77 seals per km\2\). The 
planned action area where acoustic transmissions would occur is 3,000 
to 4,000 m deep (International Bathymetric Chart of the Arctic Ocean 
2015), which makes the bathymetric nature of the areas different enough 
to be non-comparable. Furthermore, the ice camp is located on multi-
year ice and would not be located near the ice edge. Frost et al. 
(2004), and Bengston et al. (2005) both had a high percentage of fast 
or pack ice in their survey area which would not be present in the 
planned action area. Additionally, there were areas of cracked ice that 
were part of the surveys. As previously noted, the ice camp needs to be 
situated in an area without cracks in the ice. After reviewing both 
Frost et al. (2004) and Bengston et al. (2005) NMFS agrees with the 
Navy that the density data from the RES model provides the most 
appropriate density values to be assessed for acoustic transmissions 
during ICEX18.
    The quantitative analysis consists of computer modeled estimates 
and a post-model analysis to determine the number of potential animal 
exposures. The model calculates sound energy propagation from the 
planned active acoustic sources, the sound received by animat (virtual 
animal) dosimeters representing marine mammals distributed in the area 
around the

[[Page 6528]]

modeled activity, and whether the sound received by a marine mammal 
exceeds the thresholds for effects.
    The Navy developed a set of software tools and compiled data for 
estimating acoustic effects on marine mammals without consideration of 
behavioral avoidance or Navy's standard mitigations. These tools and 
data sets serve are integral components of NAEMO. In NAEMO, animats are 
distributed non-uniformly based on species-specific density, depth 
distribution, and group size information and animats record energy 
received at their location in the water column. A fully three-
dimensional environment is used for calculating sound propagation and 
animat exposure in NAEMO. Site-specific bathymetry, sound speed 
profiles, wind speed, and bottom properties are incorporated into the 
propagation modeling process. NAEMO calculates the likely propagation 
for various levels of energy (sound or pressure) resulting from each 
source used during the training event.
    NAEMO then records the energy received by each animat within the 
energy footprint of the event and calculates the number of animats 
having received levels of energy exposures that fall within defined 
impact thresholds. Predicted effects on the animats within a scenario 
are then tallied and the highest order effect (based on severity of 
criteria; e.g., PTS over TTS) predicted for a given animat is assumed. 
Each scenario or each 24-hour period for scenarios lasting greater than 
24 hours is independent of all others, and therefore, the same 
individual marine animal could be impacted during each independent 
scenario or 24-hour period. In few instances, although the activities 
themselves all occur within the study area, sound may propagate beyond 
the boundary of the study area. Any exposures occurring outside the 
boundary of the study area are counted as if they occurred within the 
study area boundary. NAEMO provides the initial estimated impacts on 
marine species with a static horizontal distribution.
    There are limitations to the data used in the acoustic effects 
model, and the results must be interpreted within these context. While 
the most accurate data and input assumptions have been used in the 
modeling, when there is a lack of definitive data to support an aspect 
of the modeling, modeling assumptions believed to overestimate the 
number of exposures have been chosen:
     Animats are modeled as being underwater, stationary, and 
facing the source and therefore always predicted to receive the maximum 
sound level (i.e. no porpoising or pinnipeds' heads above water);
     Animats do not move horizontally (but change their 
position vertically within the water column), which may overestimate 
physiological effects such as hearing loss, especially for slow moving 
or stationary sound sources in the model;
     Animats are stationary horizontally and therefore do not 
avoid the sound source, unlike in the wild where animals would most 
often avoid exposures at higher sound levels, especially those 
exposures that may result in PTS;
     Multiple exposures within any 24-hour period are 
considered one continuous exposure for the purposes of calculating the 
temporary or permanent hearing loss, because there are not sufficient 
data to estimate a hearing recovery function for the time between 
exposures; and
     Mitigation measures that are implemented were not 
considered in the model. In reality, sound-producing activities would 
be reduced, stopped, or delayed if marine mammals are detected by 
submarines via passive acoustic monitoring.
    Because of these inherent model limitations and simplifications, 
model-estimated results must be further analyzed, considering such 
factors as the range to specific effects, avoidance, and the likelihood 
of successfully implementing mitigation measures. This analysis uses a 
number of factors in addition to the acoustic model results to predict 
acoustic effects on marine mammals.
    For non-impulsive sources, NAEMO calculates the sound pressure 
level (SPL) and SEL for each active emission over the entire duration 
of an event. These data are then processed using a bootstrapping 
routine to compute the number of animats exposed to SPL and SEL in 1 dB 
bins across all track iterations and population draws. (Bootstrapping 
is a type of resampling where large numbers of smaller samples of the 
same size are repeatedly drawn, with replacement, from a single 
original sample.) SEL is checked during this process to ensure that all 
animats are grouped in either an SPL or SEL category. A mean number of 
SPL and SEL exposures are computed for each 1 dB bin. The mean value is 
based on the number of animats exposed at that dB level from each track 
iteration and population draw. The behavioral risk function curve is 
applied to each 1 dB bin to compute the number of behaviorally exposed 
animats per bin. The number of behaviorally exposed animats per bin is 
summed to produce the total number of behavior exposures.
    Mean 1 dB bin SEL exposures are then summed to determine the number 
of PTS and TTS exposures. PTS exposures represent the cumulative number 
of animats exposed at or above the PTS threshold. The number of TTS 
exposures represents the cumulative number of animats exposed at or 
above the TTS threshold and below the PTS threshold. Animats exposed 
below the TTS threshold were grouped in the SPL category.
    Platforms such as a submarine using one or more sound sources are 
modeled in accordance with relevant vehicle dynamics and time durations 
by moving them across an area whose size is representative of the 
training event's operational area. For analysis purposes, the Navy uses 
distance cutoffs, which is the maximum distance a Level B take would 
occur, beyond which the potential for significant behavioral responses 
is considered unlikely. For animals located beyond the range to 
effects, no significant behavioral responses are predicted. This is 
based on the Navy's Phase III environmental analysis (Navy 2017a). The 
Navy referenced Southall et al. (2007) who reported that pinnipeds do 
not exhibit strong reactions to SPLs up to 140 dB re 1 [mu]Pa from 
steady state (non-impulsive) sources. In some cases, pinnipeds tolerate 
impulsive exposures up to 180 dB re 1 [mu]Pa with limited avoidance 
noted (Southall et al., 2007), and no avoidance noted at distances as 
close as 42 m (Jacobs & Terhune 2002). While limited data exists on 
pinniped behavioral responses beyond 3 km in the water, the data that 
is available suggest that most pinnipeds likely do not exhibit 
significant behavioral reactions to sonar and other transducers beyond 
a few kilometers, independent of received levels of sound (Navy 2017a). 
Therefore, in the Navy's Phase III environmental analysis, the range to 
effects for pinnipeds is set at 5 km for moderate source level, single 
platform training and testing events and 10 km for all other events 
with multiple sonar platforms or sonar with source levels at or 
exceeding 215 dB re 1 [micro]Pa @1 m. Regardless of the source level, 
take beyond 10 km is not anticipated. These ranges are expected to 
reasonably contain the anticipated effects predicted by the behavioral 
response dose curve threshold reference above.
    For ICEX18 unclassified sources (i.e. Autonomous Reverberation 
Measurement System and MIT/Lincoln Labs continuous wave/chirp), the 
Navy models calculated a propagation loss measurement of 13.5 km from 
the

[[Page 6529]]

source to the 120 dB re 1 [mu]Pa SPL isopleth; 1.5 km from the source 
to the 130 dB re 1 [mu]Pa SPL isopleth; and 400 m from the source to 
the 140 dB dB re 1 [mu]Pa SPL isopleth. Propagation loss measurements 
cannot be provided for classified sources. However, the ranges in Table 
4 provide realistic maximum distances over which the specific effects 
from the use of all active acoustic sources during the planned action 
would be possible. Based on the information provided, NMFS is confident 
that the 10km zone safely encompasses the area in which Level B 
harassment can be expected from all active acoustic sources.

  Table 4--Range to Temporary Threshold Shift and Behavioral Effects in
                          the ICEX18 Study Area
------------------------------------------------------------------------
                                          Maximum range to Level B takes
                                                  cold season (m)
             Source/exercise             -------------------------------
                                            Behavioral          TTS
------------------------------------------------------------------------
Submarine Exercise......................          10,000             100
Autonomous Reverberation Measurement              10,000             <50
 System.................................
Massachusetts Institute of Technology/            10,000             <50
 Lincoln Labs Continuous Wave/chirp.....
Naval Research Laboratory Synthetic               10,000              90
 Aperture Sonar.........................
------------------------------------------------------------------------

    As discussed above, within NAEMO animats do not move horizontally 
or react in any way to avoid sound. Furthermore, mitigation measures 
that are implemented during training or testing activities that reduce 
the likelihood of physiological impacts are not considered in 
quantitative analysis. Therefore, the current model overestimates 
acoustic impacts, especially physiological impacts near the sound 
source. The behavioral criteria used as a part of this analysis 
acknowledges that a behavioral reaction is likely to occur at levels 
below those required to cause hearing loss (TTS or PTS). At close 
ranges and high sound levels approaching those that could cause PTS, 
avoidance of the area immediately around the sound source is the 
assumed behavioral response for most cases.
    In previous environmental analyses, the Navy has implemented 
analytical factors to account for avoidance behavior and the 
implementation of mitigation measures. The application of avoidance and 
mitigation factors has only been applied to model-estimated PTS 
exposures given the short distance over which PTS is estimated. Given 
that no PTS exposures were estimated during the modeling process for 
this planned action, the implementation of avoidance and mitigation 
factors were not included in this analysis.
    Utilizing the NAEMO model, the Navy projected that there will be 
1,665 behavioral Level B harassment takes and an additional 11 Level B 
takes due to TTS for a total of 1,676 takes of ringed seals. All takes 
would be underwater. Note that these quantitative results should be 
regarded as conservative estimates that are strongly influenced by 
limited marine mammal population data.

Mitigation

    In order to issue an IHA under Section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, and other means of effecting the least practicable impact on 
such species or stock and its habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking for certain 
subsistence uses. NMFS' regulations require applicants for incidental 
take authorizations to include information about the availability and 
feasibility (economic and technological) of equipment, methods, and 
manner of conducting such activity or other means of effecting the 
least practicable adverse impact upon the affected species or stocks 
and their habitat (50 CFR 216.104(a)(11)). The NDAA for FY 2004 amended 
the MMPA as it relates to military readiness activities and the 
incidental take authorization process such that ``least practicable 
adverse impact'' shall include consideration of personnel safety, 
practicality of implementation, and impact on the effectiveness of the 
military readiness activity.
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, we carefully weigh two primary factors:
    (1) The manner in which, and the degree to which, implementation of 
the measure(s) is expected to reduce impacts to marine mammal species 
or stocks, their habitat, and their availability for subsistence uses 
(where relevant). This analysis will consider such things as the nature 
of the potential adverse impact (such as likelihood, scope, and range), 
the likelihood that the measure will be effective if implemented, and 
the likelihood of successful implementation; and
    (2) The practicability of the measures for applicant 
implementation. Practicability of implementation may consider such 
things as cost, impact on operations, and, in the case of a military 
readiness activity, specifically considers personnel safety, 
practicality of implementation, and impact on the effectiveness of the 
military readiness activity (16 U.S.C. 1371(a)(5)(A)(ii)).

Mitigation for Marine Mammals and Their Habitat

    The following general mitigation actions are planned for ICEX18 to 
avoid any take of ringed seals on the ice floe:
     Camp deployment would begin in mid-February and would be 
completed by March 15. Based on the best available science, Arctic 
ringed seal whelping is not expected to occur prior to mid-March. 
Construction of the ice camp would be completed prior to whelping in 
the area of ICEX18. As such, pups are not anticipated to be in the 
vicinity of the camp at commencement, and mothers would not need to 
move newborn pups due to construction of the camp. Additionally, if a 
seal had a lair in the area they would be able to relocate. Completing 
camp deployment before ringed seal pupping begins will allow ringed 
seals to avoid the camp area prior to pupping and mating seasons, 
reducing potential impacts;
     Camp location will not be in proximity to pressure ridges 
in order to allow camp deployment and operation of an aircraft runway. 
This will minimize physical impacts to subnivean lairs;
     Camp deployment will gradually increase over five days, 
allowing seals to relocate to lairs that are not in the immediate 
vicinity of the camp;

[[Page 6530]]

     Passengers on all on-ice vehicles would observe for marine 
and terrestrial animals; any marine or terrestrial animal observed on 
the ice would be avoided by 328 ft (100 m). On-ice vehicles would not 
be used to follow any animal, with the exception of actively deterring 
polar bears if the situation requires;
     Personnel operating on-ice vehicles would avoid areas of 
deep snowdrifts near pressure ridges, which are preferred areas for 
subnivean lair development; and
     All material (e.g., tents, unused food, excess fuel) and 
wastes (e.g., solid waste, hazardous waste) would be removed from the 
ice floe upon completion of ICEX18.
    The following mitigation actions are planned for ICEX18 activities 
involving acoustic transmissions:
    For activities involving active acoustic transmissions from 
submarines and torpedoes, passive acoustic sensors on the submarines 
will listen for vocalizing marine mammals for 15 minutes prior to the 
initiation of exercise activities. If a marine mammal is detected, the 
submarine will delay active transmissions, including the launching of 
torpedoes, and not restart until after 15 minutes have passed with no 
marine mammal detections. If there are no animal detections, it is 
assumed that the vocalizing animal is no longer in the immediate area 
and is unlikely to be subject to harassment. Ramp up procedures will 
not be required as they would result in an unacceptable impact on 
readiness and on the realism of training.
    Based on our evaluation of the applicant's planned measures, NMFS 
has determined that the planned mitigation measures provide the means 
effecting the least practicable impact on the affected species or 
stocks and their habitat, paying particular attention to rookeries, 
mating grounds, and areas of similar significance.

Monitoring and Reporting

    In order to issue an IHA for an activity, Section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, requirements pertaining to 
the monitoring and reporting of such taking. The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for 
authorizations must include the suggested means of accomplishing the 
necessary monitoring and reporting that will result in increased 
knowledge of the species and of the level of taking or impacts on 
populations of marine mammals that are expected to be present in the 
action area. Effective reporting is critical both to compliance as well 
as to ensuring that the most value is obtained from the required 
monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density);
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the action; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas);
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors;
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks;
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat); and
     Mitigation and monitoring effectiveness.
    The U.S. Navy has coordinated with NMFS to develop an overarching 
program plan in which specific monitoring would occur. This plan is 
called the Integrated Comprehensive Monitoring Program (ICMP) (U.S. 
Department of the Navy 2011). The ICMP has been created in direct 
response to Navy permitting requirements established in various MMPA 
Final Rules, ESA consultations, Biological Opinions, and applicable 
regulations. As a framework document, the ICMP applies by regulation to 
those activities on ranges and operating areas for which the Navy is 
seeking or has sought incidental take authorizations. The ICMP is 
intended to coordinate monitoring efforts across all regions and to 
allocate the most appropriate level and type of effort based on set of 
standardized research goals, and in acknowledgement of regional 
scientific value and resource availability.
    The ICMP is focused on Navy training and testing ranges where the 
majority of Navy activities occur regularly as those areas have the 
greatest potential for being impacted. ICEX18 in comparison is a short 
duration exercise that occurs approximately every other year. Due to 
the location and expeditionary nature of the ice camp, the number of 
personnel onsite is extremely limited and is constrained by the 
requirement to be able to evacuate all personnel in a single day with 
small planes. As such, a dedicated monitoring project would not be 
feasible as it would require additional personnel and equipment to 
locate, tag and monitor the seals.
    The Navy is committed to documenting and reporting relevant aspects 
of training and research activities to verify implementation of 
mitigation, comply with current permits, and improve future 
environmental assessments. All sonar usage will be collected via the 
Navy's Sonar Positional Reporting System database and reported. If any 
injury or death of a marine mammal is observed during the ICEX18 
activity, the Navy will immediately halt the activity and report the 
incident consistent with the stranding and reporting protocol in the 
Atlantic Fleet Training and Testing stranding response plan (Navy 
2013). This approach is also consistent with other Navy documents 
including the Atlantic Fleet Training and Testing Environmental Impact 
Statement/Overseas Environmental Impact Statement.
    The Navy will provide NMFS with a draft exercise monitoring report 
within 90 days of the conclusion of the planned activity. The draft 
exercise monitoring report will include data regarding sonar use and 
any mammal sightings or detection will be documented. The report will 
also include information on the number of sonar shutdowns recorded. If 
no comments are received from NMFS within 30 days of submission of the 
draft final report, the draft final report will constitute the final 
report. If comments are received, a final report must be submitted 
within 30 days after receipt of comments.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as an impact resulting from the 
specified activity that cannot be reasonably expected to, and is not 
reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e. population-
level effects). An estimate of the number

[[Page 6531]]

of takes alone is not enough information on which to base an impact 
determination. In addition to considering estimates of the number of 
marine mammals that might be ``taken'' through harassment, NMFS 
considers other factors, such as the likely nature of any responses 
(e.g., intensity, duration), the context of any responses (e.g., 
critical reproductive time or location, migration), as well as effects 
on habitat, and the likely effectiveness of the mitigation. We also 
assess the number, intensity, and context of estimated takes by 
evaluating this information relative to population status. Consistent 
with the 1989 preamble for NMFS's implementing regulations (54 FR 
40338; September 29, 1989), the impacts from other past and ongoing 
anthropogenic activities are incorporated into this analysis via their 
impacts on the environmental baseline (e.g., as reflected in the 
regulatory status of the species, population size and growth rate where 
known, ongoing sources of human-caused mortality, or ambient noise 
levels).
    Underwater acoustic transmissions associated with ICEX18, as 
outlined previously, have the potential to result in Level B harassment 
of ringed seals in the form of TTS and behavioral disturbance. No 
serious injury, mortality or Level A takes are anticipated to result 
from this activity. At close ranges and high sound levels approaching 
those that could cause PTS, avoidance of the area immediately around 
the sound source would be ringed seals' likely behavioral response. 
NMFS anticipates that there will be 11 Level B takes due to TTS and 
1,665 Level B behavioral harassment takes, for a total of 1,676 ringed 
seal takes.
    Note that there are only 11 Level B takes due to TTS since the TTS 
range to effects is small at only 100 meters or less while the 
behavioral effects range is significantly larger extending up to 10 km. 
TTS is a temporary impairment of hearing and TTS can last from minutes 
or hours to days (in cases of strong TTS). In many cases, however, 
hearing sensitivity recovers rapidly after exposure to the sound ends. 
Though TTS may occur in up to 11 animals out of a stock of 170,000 
animals, the overall fitness of these individuals is unlikely to be 
affected and negative impacts to the entire stock are not anticipated.
    Effects on individuals that are taken by Level B harassment could 
include alteration of dive behavior, alteration of foraging behavior, 
effects to breathing, interference with or alteration of vocalization, 
avoidance, and flight. More severe behavioral responses are not 
anticipated due to the localized, intermittent use of active acoustic 
sources and mitigation by passive acoustic monitoring which will limit 
exposure to sound sources. Most likely, individuals will simply be 
temporarily displaced by moving away from the sound source. As 
described previously in the behavioral effects section seals exposed to 
non-impulsive sources with a received sound pressure level within the 
range of calculated exposures, (142-193 dB re 1 [mu]Pa), have been 
shown to change their behavior by modifying diving activity and 
avoidance of the sound source (G[ouml]tz et al., 2010; Kvadsheim et 
al., 2010). Although a minor change to a behavior may occur as a result 
of exposure to the sound sources associated with the planned action, 
these changes would be within the normal range of behaviors for the 
animal (e.g., the use of a breathing hole further from the source, 
rather than one closer to the source, would be within the normal range 
of behavior). Thus, even repeated Level B harassment of some small 
subset of the overall stock is unlikely to result in any significant 
realized decrease in fitness for the affected individuals, and would 
not result in any adverse impact to the stock as a whole.
    The Navy's planned activities are localized and of relatively short 
duration. While the total project area is large, the Navy expects that 
most activities will occur within the ice camp action area in 
relatively close proximity to the ice camp. The larger study area 
depicts the range where submarines may maneuver during the exercise. 
The ice camp will be in existence for up to six weeks with acoustic 
transmission occurring intermittently over four weeks. The Autonomous 
Reverberation Measurement System would be active for up to 30 days; the 
vertical line array would be active for up to four hours per day for no 
more than eight days, and; the unmanned underwater vehicle used for the 
deployment of a synthetic aperture source would transmit for 24 hours 
per day for up to eight days.
    The project is not expected to have significant adverse effects on 
marine mammal habitat. The project activities are limited in time and 
would not modify physical marine mammal habitat. While the activities 
may cause some fish to leave a specific area ensonified by acoustic 
transmissions, temporarily impacting marine mammals' foraging 
opportunities, these fish would likely return to the affected area.. As 
such, the impacts to marine mammal habitat are not expected to cause 
significant or long-term negative consequences.
    For on-ice activity, serious injury and mortality are not 
anticipated. Level B harassment could occur but is unlikely due to 
mitigation measures followed during the exercise. Foot and snowmobile 
movement on the ice will be designed to avoid pressure ridges, where 
ringed seals build their lairs; runways will be built in areas without 
pressure ridges; snowmobiles will follow established routes; and camp 
buildup is gradual, with activity increasing over the first five days 
providing seals the opportunity to move to a different lair outside the 
ice camp area. The Navy will also employ its standard 100-meter 
avoidance distance from any arctic animals. Implementation of these 
measures should ensure that ringed seal lairs are not crushed or 
damaged during ICEX18 activities and minimize the potential for seals 
and pups to abandon lairs and relocate.
    The ringed seal pupping season on the ice lasts for five to nine 
weeks during late winter and spring. Ice camp deployment would begin in 
mid-February and be completed by March 15, before the pupping season. 
This will allow ringed seals to avoid the ice camp area once the 
pupping season begins, thereby reducing potential impacts to nursing 
mothers and pups. Furthermore, ringed seal mothers are known to 
physically move pups from the birth lair to an alternate lair to avoid 
predation. If a ringed seal mother perceives the acoustic transmissions 
as a threat, the local network of multiple birth and haul-out lairs 
would allow the mother and pup to move to a new lair.
    The estimated population of the Alaska stock of ringed seals in the 
Bering Sea is 170,000 animals (Muto et al., 2016). The estimated 
population in the Alaska Chukchi and Beaufort Seas is at least 300,000 
ringed seals, which is likely an underestimate since the Beaufort Sea 
surveys were limited to within 40 km from shore (Kelly et al., 2010). 
Given these population estimates, only a limited percent of the stock 
affected would be taken (i.e. between 0.98 and 0.56 percent).
    In summary and as described above, the following factors primarily 
support our determination that the impacts resulting from this activity 
are not expected to adversely affect the species or stock through 
effects on annual rates of recruitment or survival:
     No serious injury or mortality is anticipated or 
authorized;
     Impacts will be limited to Level B harassment;
     A small percentage (<1 percent) of the Alaska stock of 
ringed seals would be subject to Level B harassment;

[[Page 6532]]

     TTS is expected to affect only a limited number of 
animals;
     There will be no loss or modification of ringed seal 
habitat and minimal, temporary impacts on prey;
     Physical impacts to ringed seal subnivean lairs will be 
avoided; and
     Mitigation requirements for ice camp activities would 
minimize impacts to animals during the pupping season.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the planned monitoring and 
mitigation measures, NMFS finds that the total marine mammal take from 
the planned activity will have a negligible impact on all affected 
marine mammal species or stocks.

Unmitigable Adverse Impact Analysis and Determination

    Impacts to subsistence uses of marine mammals resulting from the 
planned action are not anticipated. The planned action would occur 
outside of the primary subsistence use season (i.e. summer months), and 
the study area is 100-200 nmi seaward of known subsistence use areas. 
Harvest locations for ringed seals extend up to 80 nmi from shore 
during the summer months while winter harvest of ringed seals typically 
occurs closer to shore. Based on this information, NMFS has determined 
that there will not be an unmitigable adverse impact on subsistence 
uses from the Navy's planned activities.

Endangered Species Act (ESA)

    Section 7(a)(2) of the ESA of 1973 (16 U.S.C. 1531 et seq.) 
requires that each Federal agency insure that any action it authorizes, 
funds, or carries out is not likely to jeopardize the continued 
existence of any endangered or threatened species or result in the 
destruction or adverse modification of designated critical habitat. To 
ensure ESA compliance for the issuance of IHAs, NMFS consults 
internally with our ESA Interagency Cooperation Division whenever we 
propose to authorize take for endangered or threatened species.
    No incidental take of ESA-listed species is authorized or expected 
to result from this activity. Therefore, NMFS has determined that 
consultation under section 7 of the ESA is not required for this 
action.

Authorization

    NMFS has issued an IHA to the Navy for the potential harassment of 
ringed seals incidental to the ICEX18 submarine test and training 
activities in the Beaufort Sea and Arctic Ocean, provided the 
previously described mitigation, monitoring and reporting requirements 
are incorporated.

    Dated: February 8, 2018.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2018-03080 Filed 2-13-18; 8:45 am]
 BILLING CODE 3510-22-P



                                               6522                      Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices

                                               action during this meeting. Action will                 SUPPLEMENTARY INFORMATION:      The                   that NMFS has issued an incidental
                                               be restricted to those issues specifically              purpose of this meeting is to make                    harassment authorization (IHA) to the
                                               identified in this notice and any issues                multi-year ABC recommendations for                    United States Department of the Navy
                                               arising after publication of this notice                the blueline tilefish stock north of the              (Navy) to incidentally harass, by Level
                                               that require emergency action under                     VA/NC border based on updated stock                   B harassment, marine mammals during
                                               section 305(c) of the Magnuson-Stevens                  assessment results and                                Ice Exercise 2018 (ICEX18) activities
                                               Fishery Conservation and Management                     recommendations from the blueline                     within the Beaufort Sea and Arctic
                                               Act, provided the public has been                       tilefish Working Group. A review the                  Ocean north of Prudhoe Bay, Alaska.
                                               notified of the intent to take final action             most recent survey, fishery data, and the             The Navy’s activities are considered a
                                               to address the emergency.                               currently implemented 2019 ABC for                    military readiness activity pursuant to
                                                                                                       golden tilefish will also be conducted.               the Marine Mammal Protection Act
                                               Special Accommodations                                  The SSC will also review and provide                  (MMPA), as amended by the National
                                                 This meeting is accessible to people                  recommendations regarding the                         Defense Authorization Act for Fiscal
                                               with disabilities. Requests for auxiliary               Northeast Fisheries Science Center clam               Year 2004 (NDAA).
                                               aids should be directed to the SAFMC                    dredge survey redesign, approve the                   DATES: This authorization is applicable
                                               office (see ADDRESSES) at least 5                       OFL CV discussion document that                       from February 1, 2018 through May 1,
                                               business days prior to the meeting.                     would establish decision rules for                    2018.
                                                 Note: The times and sequence specified in             specifying the CV of the OFL                          FOR FURTHER INFORMATION CONTACT: Rob
                                               this agenda are subject to change.                      distribution, and review the most recent              Pauline, Office of Protected Resources,
                                                                                                       Mid-Atlantic State of the Ecosystem                   NMFS, (301) 427–8408. Electronic
                                                  Authority: 16 U.S.C. 1801 et seq.                    report. In addition, other topics the SSC             copies of the application and supporting
                                                 Dated: February 9, 2018.                              may discuss include outcomes from the                 documents, as well as a list of the
                                               Tracey L. Thompson,                                     most recent National SSC meeting, SSC                 references cited in this document, may
                                               Acting Deputy Director, Office of Sustainable           species and topic leads and any other                 be obtained online at
                                               Fisheries, National Marine Fisheries Service.           business as necessary.                                www.nmfs.noaa.gov/pr/permits/
                                                                                                          A detailed agenda and background
                                               [FR Doc. 2018–03015 Filed 2–13–18; 8:45 am]                                                                   incidental/military.htm. In case of
                                                                                                       documents will be made available on
                                               BILLING CODE 3510–22–P                                                                                        problems accessing these documents,
                                                                                                       the Council’s website (www.mafmc.org)
                                                                                                                                                             please call the contact listed above.
                                                                                                       prior to the meeting.
                                                                                                                                                             SUPPLEMENTARY INFORMATION:
                                               DEPARTMENT OF COMMERCE                                  Special Accommodations
                                                                                                                                                             Background
                                               National Oceanic and Atmospheric                          These meetings are physically
                                                                                                       accessible to people with disabilities.                  Sections 101(a)(5)(A) and (D) of the
                                               Administration                                                                                                MMPA (16 U.S.C. 1361 et seq.) direct
                                                                                                       Requests for sign language
                                               RIN 0648–XG020                                          interpretation or other auxiliary aid                 the Secretary of Commerce (as delegated
                                                                                                       should be directed to M. Jan Saunders,                to NMFS) to allow, upon request, the
                                               Mid-Atlantic Fishery Management                         (302) 526–5251, at least 5 days prior to              incidental, but not intentional, taking of
                                               Council (MAFMC); Public Meeting                         the meeting date.                                     small numbers of marine mammals by
                                                                                                                                                             U.S. citizens who engage in a specified
                                               AGENCY:  National Marine Fisheries                        Dated: February 9, 2018.
                                                                                                                                                             activity (other than commercial fishing)
                                               Service (NMFS), National Oceanic and                    Tracey L. Thompson,                                   within a specified geographical region if
                                               Atmospheric Administration (NOAA),                      Acting Deputy Director, Office of Sustainable         certain findings are made and either
                                               Commerce.                                               Fisheries, National Marine Fisheries Service.         regulations are issued or, if the taking is
                                               ACTION: Notice; public meeting.                         [FR Doc. 2018–03016 Filed 2–13–18; 8:45 am]           limited to harassment, a notice of a
                                               SUMMARY:   The Scientific and Statistical
                                                                                                       BILLING CODE 3510–22–P                                proposed authorization is provided to
                                               Committee (SSC) of the Mid-Atlantic                                                                           the public for review.
                                               Fishery Management Council’s                                                                                     An authorization for incidental
                                                                                                       DEPARTMENT OF COMMERCE                                takings shall be granted if NMFS finds
                                               (Council) will hold a meeting.
                                                                                                       National Oceanic and Atmospheric                      that the taking will have a negligible
                                               DATES: The meeting will be held on
                                                                                                       Administration                                        impact on the species or stock(s), will
                                               Tuesday, March 13, 2018, from 1 p.m.
                                                                                                                                                             not have an unmitigable adverse impact
                                               through 5:30 p.m. and on Wednesday,                     RIN 0648–XF470                                        on the availability of the species or
                                               March 14, 2018, from 8:30 a.m. to 12:30
                                                                                                                                                             stock(s) for subsistence uses (where
                                               p.m. See SUPPLEMENTARY INFORMATION                      Takes of Marine Mammals Incidental to                 relevant), and if the permissible
                                               for agenda details.                                     Specified Activities; Taking Marine                   methods of taking and requirements
                                               ADDRESSES: The meeting will take place                  Mammals Incidental to U.S. Navy 2018                  pertaining to the mitigation, monitoring
                                               at the Royal Sonesta Harbor Court                       Ice Exercise Activities in the Beaufort               and reporting of such takings are set
                                               Baltimore, 550 Light Street, Baltimore,                 Sea and Arctic Ocean                                  forth.
                                               MD 21202; telephone: (410) 234–0550.                                                                             NMFS has defined ‘‘negligible
                                                  Council address: Mid-Atlantic Fishery                AGENCY:  National Marine Fisheries
                                                                                                       Service (NMFS), National Oceanic and                  impact’’ in 50 CFR 216.103 as an impact
                                               Management Council, 800 N. State                                                                              resulting from the specified activity that
                                               Street, Suite 201, Dover, DE 19901;                     Atmospheric Administration (NOAA),
                                                                                                       Commerce.                                             cannot be reasonably expected to, and is
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                                               telephone: (302) 674–2331; website:                                                                           not reasonably likely to, adversely affect
                                               www.mafmc.org.                                          ACTION: Notice; issuance of an incidental
                                                                                                       harassment authorization.                             the species or stock through effects on
                                               FOR FURTHER INFORMATION CONTACT:                                                                              annual rates of recruitment or survival.
                                               Christopher M. Moore, Ph.D., Executive                  SUMMARY:  In accordance with the                         The MMPA states that the term ‘‘take’’
                                               Director, Mid-Atlantic Fishery                          regulations implementing the Marine                   means to harass, hunt, capture, kill or
                                               Management Council, telephone: (302)                    Mammal Protection Act (MMPA) as                       attempt to harass, hunt, capture, or kill
                                               526–5255.                                               amended, notification is hereby given                 any marine mammal.


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                                                                         Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices                                            6523

                                                  The MMPA defines ‘‘harassment’’ as:                  Alaska. The Navy’s request is for take of             (distance cutoff) was part of the criteria
                                               Any act of pursuit, torment, or                         ringed seals (Pusa hispida hispida) by                developed in consultation with NMFS
                                               annoyance which (i) has the potential to                Level B harassment. Neither the Navy                  and was applied within the Navy’s
                                               injure a marine mammal or marine                        nor NMFS expects Level A harassment                   acoustic effects model. Distance cutoffs
                                               mammal stock in the wild (Level A                       or mortality to result from this activity             beyond which the potential of
                                               harassment); or (ii) has the potential to               and, therefore, an IHA is appropriate.                significant behavioral responses were
                                               disturb a marine mammal or marine                                                                             considered to be unlikely were used in
                                               mammal stock in the wild by causing                     Description of Specified Activity                     conducting analysis for ringed seals for
                                               disruption of behavioral patterns,                      Overview                                              ICEX 18.
                                               including, but not limited to, migration,                                                                        As stated in the Criteria and
                                                                                                          The Navy proposes to conduct
                                               breathing, nursing, breeding, or                                                                              Thresholds Technical Report (Navy,
                                                                                                       submarine training and testing activities             2017a), Southall et al. (2007) report that
                                               sheltering (Level B harassment).The
                                                                                                       from an ice camp stationed on an ice                  pinnipeds do not exhibit strong
                                               NDAA (Pub. L. 108–136) removed the
                                                                                                       floe in the Beaufort Sea and Arctic                   reactions to sound pressure levels
                                               ‘‘small numbers’’ and ‘‘specified
                                                                                                       Ocean for six weeks between February                  (SPLs) up to 140 decibels (dB) re 1
                                               geographical region’’ limitations
                                                                                                       and April 2018. Submarine activities                  micro Pascal (mPa) (which occurs at
                                               indicated above and amended the
                                                                                                       associated with ICEX18 are classified,                about 400m from the sources used here)
                                               definition of ‘‘harassment’’ as it applies
                                                                                                       but generally entail safety maneuvers,                from steady state (non-impulsive)
                                               to a ‘‘military readiness activity’’ to read
                                                                                                       active sonar use and exercise torpedo                 sources. In some cases, pinnipeds
                                               as follows (Section 3(18)(B) of the
                                               MMPA): (i) Any act that injures or has                  use. These maneuvers and sonar use are                tolerate impulsive exposures up to 180
                                               the significant potential to injure a                   similar to submarine activities                       dB re 1 mPa with limited avoidance
                                               marine mammal or marine mammal                          conducted in other undersea                           noted (Southall et al., 2007), and no
                                               stock in the wild (Level A Harassment);                 environments. They are being                          avoidance noted at distances as close as
                                               or (ii) Any act that disturbs or is likely              conducted in the Arctic to test their                 42 m (Jacobs & Terhune, 2002). Though
                                               to disturb a marine mammal or marine                    performance in a cold environment. A                  there are limited data on pinniped
                                               mammal stock in the wild by causing                     detailed description of the planned                   behavioral responses beyond about 3 km
                                               disruption of natural behavioral                        project is provided in the Federal                    in the water, there is evidence that there
                                               patterns, including, but not limited to,                Register notice for the proposed IHA (82              is a lack of strong reactions at shorter
                                               migration, surfacing, nursing, breeding,                FR 48683; October 19, 2017). Since that               distances. The available data suggest
                                               feeding, or sheltering, to a point where                time, no changes have been made to the                that most pinnipeds likely do not
                                               such behavioral patterns are abandoned                  planned activities. Therefore, a detailed             exhibit significant behavioral reactions
                                               or significantly altered (Level B                       description is not provided here. Please              to sonar and other transducers beyond
                                               Harassment).                                            refer to that Federal Register notice for             a few kilometers, independent of
                                                                                                       the description of the specific activity.             received levels of sound. Further, 160
                                               National Environmental Policy Act                                                                             dB rms, which is used as the behavioral
                                                                                                       Comments and Responses
                                                  To comply with the National                                                                                harassment threshold for non-tactical
                                               Environmental Policy Act of 1969                           A notice of NMFS’s proposal to issue               intermittent sonar use, will not be
                                               (NEPA; 42 U.S.C. 4321 et seq.) and                      an IHA to the Navy was published in                   received farther than a couple of
                                               NOAA Administrative Order (NAO)                         the Federal Register on October 19,                   hundred meters from the source (140 dB
                                               216–6A, NMFS must review the                            2017 (82 FR 48683). That notice                       is received at 400m). Therefore, NMFS
                                               proposed action (i.e. the issuance of an                describes the Navy’s activity, the marine             believes that the 10 km distance cutoff
                                               incidental harassment authorization)                    mammal species that may be affected by                for pinnipeds is both conservative and
                                               with respect to environmental                           the activity, and the anticipated effects             adequate to evaluate the Level B
                                               consequences on the human                               on marine mammals. During the 30-day                  harassment impacts for military
                                               environment.                                            public comment period, NMFS received                  readiness activities.
                                                  The Navy has prepared an                             comments from the Marine Mammal                          Comment 2: Although the Office of
                                               environmental assessment (EA) titled                    Commission (Commission) and the                       Naval Research funded seal tagging
                                               Environmental Assessment/Overseas                       Office of the Mayor of North Slope                    studies indicate that most ice seals
                                               Environmental Assessment for Ice                        Borough (NSB).                                        migrate southward at the onset of
                                               Exercise. NMFS has adopted the Navy’s                      Comment 1: The Commission noted                    winter; NSB is aware of traditional
                                               EA/OEA, after an independent                            that the Navy did not use Bayesian                    ecological knowledge that provides
                                               evaluation of the document found that                   biphasic dose response functions (BRFs)               evidence that there are resident ringed
                                               it included adequate information                        to inform take estimates, but used cut-               and bearded seal populations in the
                                               analyzing the effects on the human                      off distances instead. The Commission                 Beaufort Sea.
                                               environment of issuing incidental take                  stated that the cut-off distances used by                Response: The Navy reached out to
                                               authorizations. NMFS issued a Finding                   the Navy are unsubstantiated and the                  the Inupiat Community of the Arctic
                                               of No Significant Impact (FONSI),                       Navy arbitrarily set a cut-off distance of            Slope (ICAS), Nuiqsut, and Kaktovic
                                               which is available for review at http://                10 kilometers (km) which could                        communities on September 28, 2017,
                                               www.nmfs.noaa.gov/pr/permits/                           effectively eliminate a large portion of              providing them a CD containing the
                                               incidental/military.htm.                                the estimated numbers of takes. The                   draft Environmental Assessment/
                                                                                                       Commission, therefore, recommended                    Overseas Environmental Assessment
                                               Summary of Request                                      that the Navy refrain from using cut-off              (EA/OEA) for ICEX 2018 and also sent
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                                                 On April 12, 2017, NMFS received a                    distances in conjunction with the                     emails to tribal representatives with an
                                               request from the Navy for the taking of                 Bayesian BRFs.                                        internet link to the document. The Navy
                                               marine mammals incidental to                               Response: The derivation of the                    was not provided with any information
                                               submarine training and testing activities               behavioral response functions and                     or data pertaining to resident and
                                               including establishment of a tracking                   associated cut-off distances is provided              bearded seal populations in the Beaufort
                                               range on an ice floe in the Beaufort Sea                in the Phase III technical report (Navy,              Sea that far offshore in late winter.
                                               and Arctic Ocean north of Prudhoe Bay,                  2017a). The consideration of proximity                There was also a public comment


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                                               6524                      Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices

                                               period, which ran from September 29 to                  seal, arctic fish species, polar bears)               monitoring projects and allows for the
                                               October 16, 2017. A complete                            precludes assessment of the                           submittal of ideas or concepts for
                                               discussion of potential impacts from                    consequences of sonar use on Arctic                   projects to be considered under the U.S
                                               ICEX 18 is contained in the ICEX 2018                   protected marine mammal species.                      Navy’s Marine Species Monitoring
                                               (EA/OEA) (http://www.aftteis.com/                          Response: The Navy conducts                        Program at: https://www.navymarine
                                               ICEX). The Navy used the best available                 numerous types of research to better                  speciesmonitoring.us/project-
                                               science and data to assess potential                    understand how sound may affect                       submission-form/. The Navy’s Living
                                               impacts in the EA/OEA. NMFS also                        marine mammals, and though not                        Marine Resources Program also solicits
                                               used best available science and data to                 specifically Arctic species, the                      proposals for funding of research
                                               make their determination regarding the                  knowledge gained from those studies is                projects (http://greenfleet.dodlive.mil/
                                               issuance of the IHA. The Navy and                       transferable to Arctic species. This type             environment/lmrproposals/), as well as
                                               NMFS are not aware of other data that                   of research has focused on the                        the Office of Naval Research (https://
                                               would alter their findings.                             development of better tags and                        www.onr.navy.mil/Science-Technology/
                                                  Furthermore, the Navy is funding                     attachment mechanisms for monitoring,
                                                                                                                                                             Departments/Code-32/All-Programs/
                                               Duke University to develop species                      development and testing of new
                                                                                                                                                             Atmosphere-Research-322/Marine-
                                               density models for the Arctic region and                autonomous hardware platforms for
                                                                                                                                                             Mammals-Biology). These sites include
                                               would welcome any data the NSB and                      detection of marine mammals, and ways
                                               Arctic research community have                          to better understand and characterize                 a list of research projects the Navy is
                                               available to incorporate into density                   the behavioral, physiological (hearing                currently funding to improve the Navy’s
                                               models and impacts analysis.                            and stress response), and potentially                 understanding of marine species and
                                                  Comment 3: NSB expressed concern                     population-level consequences of sound                how Navy activities may affect those
                                               that potential creation of unseasonal                   exposure on marine life.                              species. These websites offer NSB and
                                               leads due to submarine surfacing,                          The Navy uses the best available                   the Arctic research community the
                                               possible destruction of winter lairs of                 science when analyzing the impacts of                 opportunity to engage with the Navy
                                               ringed seals during encampment                          training and testing on the environment,              through the submission of research
                                               preparation, and use of motorized                       including animals. To do this the Navy                proposals.
                                               vehicles during the exercises may                       continually reviews published scientific
                                                                                                                                                             Description of Marine Mammals in the
                                               impact seals.                                           literature, incorporates data from
                                                  Response: As part of the planned                                                                           Area of Specified Activities
                                                                                                       regulatory agencies such as National
                                               ICEX18 activities submarines will                       Oceanic and Atmospheric                                  Sections 3 and 4 of the application
                                               surface through the ice. In the area                    Administration and U.S. Fish and                      summarize available information
                                               where the submarines will surface, ice                  Wildlife Service, and funds or conducts               regarding status and trends, distribution
                                               leads are a frequent and natural                        research where data gaps exist.                       and habitat preferences, and behavior
                                               occurrence, opening up and refreezing                   Furthermore, NMFS utilizes the best                   and life history, of ringed seals (Pusa
                                               due to ocean currents and shifting ice.                 available science when making                         hispida hispida), which is the only
                                               Submarine surfacing will occur in either                determinations regarding the issuance of              potentially affected species. Total sea
                                               open leads or first year ice as there is                IHAs and concluded that there was                     ice coverage is expected across the
                                               less potential to damage a submarine.                   adequate information available to
                                                                                                                                                             study area during the study period
                                               While surfacing submarines may create                   support the findings.
                                               small leads in some instances, each U.S.                   Comment 5: NSB is concerned that                   which precludes the presence of other
                                               Navy submarine will surface no more                     the planned submarine exercises, which                arctic marine mammal species. Ringed
                                               than five times per ICEX. Therefore,                    will employ sonar, have the potential to              seals temporally and spatially co-occur
                                               potential impacts to seals would be                     negatively impact marine mammals and                  with the activity to the degree that take
                                               minor and temporary. Furthermore, seal                  affect the food chain. As a result, the               is reasonably likely to occur, and
                                               lairs are not expected to occur close to                Inupiaq subsistence life style may also               therefore we have authorized take after
                                               open leads or on first year ice.                        be affected. Therefore, NSB                           considering the anticipated amount and
                                               Additionally, mitigation and monitoring                 recommends that the Navy initiate                     type of take and making the required
                                               requirements listed in the IHA (e.g. no                 engagement with the North Slope                       findings. Additional information
                                               ice camp construction near ice ridges;                  leadership and the Arctic research                    regarding population trends and threats
                                               avoidance of pressure ridges by                         community to develop studies that                     may be found in NMFS’s Stock
                                               snowmobiles and researchers) should                     address the missing information needed                Assessment Reports (Muto et al., 2016;
                                               prevent destruction of lairs and adverse                for a better understanding of the effects             www.nmfs.noaa.gov/pr/sars/) and more
                                               impacts to seals. These issues were also                of military sonar use on Arctic marine                general information about this species
                                               evaluated in the EA/OEA were not                        mammals and their prey.                               (e.g., physical and behavioral
                                               found to be not significant.                               Response: The Navy’s marine species                descriptions) may be found on NMFS’s
                                                  Comment 4: NSB feels that the lack of                monitoring website provides                           website (www.nmfs.noaa.gov/pr/
                                               available species-specific data (e.g. ice               information on current and past                       species/mammals/).
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                                                                              Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices                                                         6525

                                                                              TABLE 2—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA
                                                                                                                                        ESA/MMPA         Stock abundance
                                                                                                                                          status;           (CV, Nmin,                                           Annual
                                                   Common name                    Scientific name                 Stock                                                                    PBR
                                                                                                                                         Strategic          most recent                                          M/SI 3
                                                                                                                                          (Y/N) 1       abundance survey) 2

                                                                                        Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)

                                                                                                                           Family Balaenidai

                                               Bowhead whale .........         Balaena mysticetus ..    Western Arctic ..........       E/D;Y           16,982 (0.058,         161 ...........................        44
                                                                                                                                                          16,091, 2011).

                                                                                          Superfamily Odontoceti (toothed whales, dolphins, and porpoises)

                                                                                                                          Family Delphinidae

                                               Beluga whale .............      Delphinapterus           Beaufort Sea ............       -/-;N           39,258 (0.229,         649 ...........................       166
                                                                                leucas.                                                                   32,453, 1992).

                                                                                                          Order Carnivora—Superfamily Pinnipedia

                                                                                                                 Family Phocidae (earless seals)

                                               Ringed seal ................    Pusa hispida hispida     Alaska ......................   -/-;N           170,000 (Bering Sea    5,100 (Bearing Sea-                 1,054
                                                                                                                                                          and Sea of             U.S. portion only).
                                                                                                                                                          Okhotsk only)—
                                                                                                                                                          2013).
                                               Bearded seal .............      Erignathus barbatus      Alaska ......................   -/-;N           299,174 (-, 273,676,   8,210 (Bearing Sea-                   1.4
                                                                                 nauticus.                                                                2012) (Bearing         U.S. portion only).
                                                                                                                                                          Sea-U.S. portion
                                                                                                                                                          only).
                                                 1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is
                                               not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct
                                               human-caused mortality exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future.
                                               Any species or stock listed under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
                                                 2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
                                                                                                                                                                          min is the minimum
                                               estimate of stock abundance. In some cases, CV is not applicable [explain if this is the case].
                                                 3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
                                               commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or
                                               range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
                                                 Note—Italicized species are not expected to be taken.


                                               Potential Effects of the Specified                           Harassment is the only type of take                   transmission will not be at levels which
                                               Activity on Marine Mammals and Their                      expected to result from these activities.                would cause serious injury, or mortality.
                                               Habitat                                                   For this military readiness activity, the                Deployment of the ice camp could
                                                                                                         MMPA defines ‘‘harassment’’ as: (i) Any                  potentially affect ringed seal habitat by
                                                 The effects of underwater noise from                    act that injures or has the significant                  physically damaging or crushing
                                               Navy’s testing and training activities                    potential to injure a marine mammal or                   subnivean lairs, resulting in seal injury
                                               have the potential to result in behavioral                marine mammal stock in the wild (Level                   or mortality. However, seals usually
                                               harassment of marine mammals in the                       A Harassment); or (ii) Any act that                      choose to locate lairs near pressure
                                               vicinity of the action area. The Federal                  disturbs or is likely to disturb a marine                ridges and the ice camp will be
                                               Register notice for the proposed IHA (82                  mammal or marine mammal stock in the                     deployed in an area without pressure
                                               FR 48683; October 19, 2017) included a                    wild by causing disruption of natural                    ridges in order to allow operation of an
                                               discussion of the effects of                              behavioral patterns, including, but not                  aircraft runway. Further, portable tents
                                               anthropogenic noise on marine                             limited to, migration, surfacing, nursing,               will be erected for lodging and
                                               mammals and no new information has                        breeding, feeding, or sheltering, to a                   operations purposes. Tents do not
                                               been received since publication of the                    point where such behavioral patterns                     require building materials or typical
                                               proposed IHA, therefore that                              are abandoned or significantly altered                   construction methods. The tents are
                                               information is not repeated here; please                  (Level B Harassment).                                    relatively easy to mobilize and will not
                                               refer to the Federal Register notice (82                     Authorized takes would be by Level B                  be situated near areas featuring pressure
                                               FR 48683; October 19, 2017) for that                      harassment only, in the form of                          ridges. Finally, the camp buildup will
                                               information.                                              disruption of behavioral patterns and                    be gradual, with activity increasing over
                                                                                                         TTS, for individual marine mammals                       the first five days. This approach allows
                                               Estimated Take
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                                                                                                         resulting from exposure to acoustic                      seals to move to different lair locations
                                                 This section provides an estimate of                    transmissions. Based on the nature of                    outside the ice camp area. Based on this
                                               the number of incidental takes                            the activity, Level A harassment is                      information, we do not anticipate any
                                               anticipated to occur and therefore                        neither anticipated nor authorized. In                   damage to subnivean lairs that could
                                               authorized through this IHA, which will                   addition, no serious injury or mortality                 result in ringed seal injury or mortality.
                                               inform the negligible impact                              is anticipated or authorized for this                       Below we describe how the take is
                                               determination.                                            activity. Source levels of acoustic                      estimated.


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                                               6526                      Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices

                                                 Described in the most basic way, we                   pinnipeds (Houser et al., 2013a; Houser               response type relationship between
                                               estimate take by considering: (1)                       et al., 2013b). Moretti et al. (2014)                 received level and a response, and
                                               Acoustic thresholds above which NMFS                    published a beaked whale dose-                        because the means were all tightly
                                               believes the best available science                     response curve based on passive                       clustered, the Bayesian biphasic
                                               indicates marine mammals will be                        acoustic monitoring of beaked whales                  Behavioral Response Function for
                                               behaviorally harassed or incur some                     during U.S. Navy training activity at                 pinnipeds most closely resembles a
                                               degree of permanent hearing                             Atlantic Underwater Test and                          traditional sigmoidal dose-response
                                               impairment; (2) the area or volume of                   Evaluation Center during actual Anti-                 function at the upper received levels
                                               water that will be ensonified above                     Submarine Warfare exercises. This new                 and has a 50 percent probability of
                                               these levels in a day; (3) the density or               information necessitated the update of                response at 166 dB re 1 mPa. Additional
                                               occurrence of marine mammals within                     the Navy’s behavioral response criteria               details regarding the Phase III criteria
                                               these ensonified areas; and, (4) and the                for the Phase III environmental analyses.             may be found in the technical report,
                                               number of days of activities. For the                      Southall et al. (2007) synthesized data            Criteria and Thresholds for U.S. Navy
                                               proposed IHA, the Navy employed a                       from many past behavioral studies and                 Acoustic and Explosive Effects Analysis
                                               sophisticated model known as the Navy                   observations to determine the likelihood              (2017a) which may be found at: http://
                                               Acoustic Effects Model (NAEMO) for                      of behavioral reactions at specific sound             aftteis.com/Portals/3/docs/newdocs/
                                               assessing the impacts of underwater                     levels. While in general, the louder the              Criteria%20and%20Thresholds_TR_
                                               sound.                                                  sound source the more intense the                     Submittal_05262017.pdf. This technical
                                                                                                       behavioral response, it was clear that                report was as part of the Navy’s Atlantic
                                               Acoustic Thresholds                                     the proximity of a sound source and the               Fleet Training and Testing Draft
                                                  Using the best available science,                    animal’s experience, motivation, and                  Environmental Impact Statement/
                                               NMFS recommends acoustic thresholds                     conditioning were also critical factors               Overseas Environmental Impact
                                               that identify the received level of                     influencing the response (Southall et al.,            Statement (EIS/OEIS) (Navy 2017b)
                                               underwater sound above which exposed                    2007). After examining all of the                     which is located at: http://
                                               marine mammals would be reasonably                      available data, the authors felt that the             www.aftteis.com/. NMFS is proposing
                                               expected to incur PTS of some degree                    derivation of thresholds for behavioral               the use of this dose response function to
                                               (equated to Level A harassment), TTS,                   response based solely on exposure level               predict behavioral harassment of
                                               or behavioral harassment (Level B                       was not supported because context of                  pinnipeds for this activity.
                                               harassment). The thresholds used to                     the animal at the time of sound                          Level A harassment and TTS—NMFS’
                                               predict occurrences of each type of take                exposure was an important factor in                   Technical Guidance for Assessing the
                                               are described below.                                    estimating response. Nonetheless, in                  Effects of Anthropogenic Sound on
                                                  Behavioral harassment—In                             some conditions, consistent avoidance                 Marine Mammal Hearing (Technical
                                               coordination with NMFS, the Navy                        reactions were noted at higher sound                  Guidance, 2016) identifies dual criteria
                                               developed behavioral harassment                         levels depending on the marine                        to assess auditory injury (Level A
                                               thresholds to support Phase III                         mammal species or group allowing                      harassment) to five different marine
                                               environmental analyses for the Navy’s                   conclusions to be drawn. Phocid seals                 mammal groups (based on hearing
                                               testing and training military readiness                 showed avoidance reactions at or below                sensitivity) as a result of exposure to
                                               activities; these behavioral harassment                 190 dB re 1 mPa @1m; thus, seals may                  noise from two different types of
                                               thresholds are used here to evaluate the                actually receive levels adequate to                   sources (impulsive or non-impulsive).
                                               potential effects of this planned action.               produce TTS before avoiding the source.                  These thresholds were developed by
                                               The response of a marine mammal to an                      The Navy’s Phase III proposed                      compiling and synthesizing the best
                                               anthropogenic sound will depend on                      pinniped behavioral threshold has been                available science and soliciting input
                                               the frequency, duration, temporal                       updated based on controlled exposure                  multiple times from both the public and
                                               pattern and amplitude of the sound as                   experiments on the following captive                  peer reviewers to inform the final
                                               well as the animal’s prior experience                   animals: hooded seal, gray seal, and                  product. The references, analysis, and
                                               with the sound and the context in                       California sea lion (Götz et al., 2010;              methodology used in the development
                                               which the sound is encountered (i.e.                    Houser et al., 2013a; Kvadsheim et al.,               of the thresholds are described in NMFS
                                               what the animal is doing at the time of                 2010). Overall exposure levels were                   2016 Technical Guidance, which may
                                               the exposure). The distance from the                    110–170 dB re 1 mPa for hooded seals,                 be accessed at: http://
                                               sound source and whether it is                          140–180 dB re 1 mPa for gray seals and                www.nmfs.noaa.gov/pr/acoustics/
                                               perceived as approaching or moving                      125–185 dB re 1 mPa for California sea                guidelines.htm.
                                               away can also affect the way an animal                  lions; responses occurred at received                    The PTS/TTS analyses begins with
                                               responds to a sound (Wartzok et al.,                    levels ranging from 125 to 185 dB re 1                mathematical modeling to predict the
                                               2003). For marine mammals, a review of                  mPa. However, the means of the                        sound transmission patterns from Navy
                                               responses to anthropogenic sound was                    response data were between 159 and                    sources, including sonar. These data are
                                               first conducted by Richardson et al.                    170 dB re 1 mPa. Hooded seals were                    then coupled with marine species
                                               (1995). Reviews by Nowacek et al.                       exposed to increasing levels of sonar                 distribution and abundance data to
                                               (2007) and Southall et al. (2007) address               until an avoidance response was                       determine the sound levels likely to be
                                               studies conducted since 1995 and focus                  observed, while the grey seals were                   received by various marine species.
                                               on observations where the received                      exposed first to a single received level              These criteria and thresholds are
                                               sound level of the exposed marine                       multiple times, then an increasing                    applied to estimate specific effects that
                                               mammal(s) was known or could be                         received level. Each individual                       animals exposed to Navy-generated
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                                               estimated. Multi-year research efforts                  California sea lion was exposed to the                sound may experience. For weighting
                                               have conducted sonar exposure studies                   same received level ten times. These                  function derivation, the most critical
                                               for odontocetes and mysticetes (Miller                  exposure sessions were combined into a                data required are TTS onset exposure
                                               et al., 2012; Sivle et al., 2012). Several              single response value, with an overall                levels as a function of exposure
                                               studies with captive animals have                       response assumed if an animal                         frequency. These values can be
                                               provided data under controlled                          responded in any single session.                      estimated from published literature by
                                               circumstances for odontocetes and                       Because these data represent a dose-                  examining TTS as a function of sound


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                                                                           Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices                                                      6527

                                               exposure level (SEL) for various                             is well known that the equal energy rule              A difference of 20 dB between TTS
                                               frequencies.                                                 will over-estimate the effects of                     onset and PTS onset is used for all
                                                  To estimate TTS onset values, only                        intermittent noise, since the quiet                   marine mammals including pinnipeds.
                                               TTS data from behavioral hearing tests                       periods between noise exposures will                  This is based on estimates of exposure
                                               were used. To determine TTS onset for                        allow some recovery of hearing                        levels actually required for PTS (i.e. 40
                                               each subject, the amount of TTS                              compared to noise that is continuously                dB of TTS) from the marine mammal
                                               observed after exposures with different                      present with the same total SEL (Ward                 TTS growth curves, which show
                                               SPLs and durations were combined to                          1997). For continuous exposures with                  differences of 13 to 37 dB between TTS
                                               create a single TTS growth curve as a                        the same SEL but different durations,                 and PTS onset in marine mammals.
                                               function of SEL. The use of (cumulative)                     the exposure with the longer duration
                                                                                                                                                                  Details regarding these criteria and
                                               SEL is a simplifying assumption to                           will also tend to produce more TTS
                                               accommodate sounds of various SPLs,                                                                                thresholds can be found in NMFS’
                                                                                                            (Finneran et al., 2010; Kastak et al.,
                                               durations, and duty cycles. This is                          2007; Mooney et al., 2009a).                          Technical Guidance (NMFS 2016).
                                               referred to as an ‘‘equal energy’’                              As in previous acoustic effects                       Table 3 below provides the weighted
                                               approach, since SEL is related to the                        analysis (Finneran and Jenkins 2012;                  criteria and thresholds used in this
                                               energy of the sound and this approach                        Southall et al., 2007), the shape of the              analysis for estimating quantitative
                                               assumes exposures with equal SEL                             PTS exposure function for each species                acoustic exposures of marine mammals
                                               result in equal effects, regardless of the                   group is assumed to be identical to the               from the planned action.
                                               duration or duty cycle of the sound. It                      TTS exposure function for each group.

                                                          TABLE 3—INJURY (PTS) AND DISTURBANCE (TTS, BEHAVIORAL) THRESHOLDS FOR UNDERWATER SOUNDS
                                                                                                                                                                           Physiological criteria
                                                           Group                               Species                        Behavioral criteria
                                                                                                                                                                 Onset TTS                      Onset PTS

                                               Phocid (in water) ...............   Ringed seal .......................   Pinniped Dose Response          181 dB SEL cumulative ....    201 dB SEL cumulative.
                                                                                                                           Function.



                                               Quantitative Modeling                                        defining the RES suitability of a given               depths from 5–25 m (1–1.33 seals per
                                                  The Navy performed a quantitative                         environment. A fitted model that                      km2). Lower densities were seen in
                                               analysis to estimate the number of                           quantitatively describes the relationship             waters greater than 35 m in depth (0–
                                               mammals that could be harassed by the                        of occurrence with the environmental                  0.77 seals per km2). The planned action
                                               underwater acoustic transmissions                            variables can be used to estimate                     area where acoustic transmissions
                                               during the planned action. Inputs to the                     unknown occurrence in conjunction                     would occur is 3,000 to 4,000 m deep
                                               quantitative analysis included marine                        with known habitat suitability.                       (International Bathymetric Chart of the
                                               mammal density estimates, marine                             Abundance can thus be estimated for                   Arctic Ocean 2015), which makes the
                                               mammal depth occurrence distributions                        each RES value based on the values of                 bathymetric nature of the areas different
                                               (Navy 2017a), oceanographic and                              the environmental variables, providing a              enough to be non-comparable.
                                               environmental data, marine mammal                            means to estimate density for areas that              Furthermore, the ice camp is located on
                                               hearing data, and criteria and thresholds                    have not been surveyed. Use of the                    multi-year ice and would not be located
                                               for levels of potential effects.                             Kaschner’s RES model resulted in a                    near the ice edge. Frost et al. (2004), and
                                                  The density estimate used to estimate                     value of 0.3957 animals per km2 in the                Bengston et al. (2005) both had a high
                                               take is derived from habitat-based                           cold season (defined as December                      percentage of fast or pack ice in their
                                               modeling by Kaschner et al., (2006) and                      through May). The density numbers are                 survey area which would not be present
                                               Kaschner (2004). The area of the Arctic                      assumed static throughout the ice camp                in the planned action area.
                                               where the action will occur (100–200                         action area for this species. The density             Additionally, there were areas of
                                               nm north of Prudhoe Bay, Alaska) has                         data generated for this species was                   cracked ice that were part of the
                                               not been surveyed in a manner that                           based on environmental variables                      surveys. As previously noted, the ice
                                               supports quantifiable density estimation                     known to exist within the planned ice                 camp needs to be situated in an area
                                               of marine mammals. In the absence of                         camp action area during the late winter/              without cracks in the ice. After
                                               empirical survey data, information on                        early springtime period.                              reviewing both Frost et al. (2004) and
                                               known or inferred associations between                          Note that while other surveys by Frost             Bengston et al. (2005) NMFS agrees with
                                               marine habitat features and the                              et al. (2004) and Bengston et al. (2005)              the Navy that the density data from the
                                               likelihood of the presence of specific                       provided ringed seal density estimates                RES model provides the most
                                               species have been used to predict                            for areas near or within the Beaufort                 appropriate density values to be
                                               densities using model-based                                  Sea, the Navy felt that those findings                assessed for acoustic transmissions
                                               approaches. These habitat suitability                        were not applicable to the planned                    during ICEX18.
                                               models include relative environmental                        action area. Frost et al. (2004) only                    The quantitative analysis consists of
                                               suitability (RES) models. Habitat                            surveyed ringed seals out to 40 km from               computer modeled estimates and a post-
                                               suitability models can be used to                            shore in the Beaufort Sea. A small                    model analysis to determine the number
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                                               understand the possible extent and                           portion of the surveys from Bengston et               of potential animal exposures. The
                                               relative expected concentration of a                         al. (2005) were out to a maximum extent               model calculates sound energy
                                               marine species distribution. These                           of 185 km (100 nm) from shore, but the                propagation from the planned active
                                               models are derived from an assessment                        surveys were located within the                       acoustic sources, the sound received by
                                               of the species occurrence in association                     Chukchi Sea, not the Beaufort Sea. Frost              animat (virtual animal) dosimeters
                                               with evaluated environmental                                 et al. (2004) also stated the highest                 representing marine mammals
                                               explanatory variables that results in                        densities of ringed seals were in water               distributed in the area around the


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                                               6528                      Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices

                                               modeled activity, and whether the                       no porpoising or pinnipeds’ heads                     animats per bin is summed to produce
                                               sound received by a marine mammal                       above water);                                         the total number of behavior exposures.
                                               exceeds the thresholds for effects.                        • Animats do not move horizontally                    Mean 1 dB bin SEL exposures are
                                                  The Navy developed a set of software                 (but change their position vertically                 then summed to determine the number
                                               tools and compiled data for estimating                  within the water column), which may                   of PTS and TTS exposures. PTS
                                               acoustic effects on marine mammals                      overestimate physiological effects such               exposures represent the cumulative
                                               without consideration of behavioral                     as hearing loss, especially for slow                  number of animats exposed at or above
                                               avoidance or Navy’s standard                            moving or stationary sound sources in                 the PTS threshold. The number of TTS
                                               mitigations. These tools and data sets                  the model;                                            exposures represents the cumulative
                                               serve are integral components of                           • Animats are stationary horizontally              number of animats exposed at or above
                                               NAEMO. In NAEMO, animats are                            and therefore do not avoid the sound                  the TTS threshold and below the PTS
                                               distributed non-uniformly based on                      source, unlike in the wild where                      threshold. Animats exposed below the
                                               species-specific density, depth                         animals would most often avoid                        TTS threshold were grouped in the SPL
                                               distribution, and group size information                exposures at higher sound levels,                     category.
                                               and animats record energy received at                   especially those exposures that may                      Platforms such as a submarine using
                                               their location in the water column. A                   result in PTS;                                        one or more sound sources are modeled
                                               fully three-dimensional environment is                     • Multiple exposures within any 24-                in accordance with relevant vehicle
                                               used for calculating sound propagation                  hour period are considered one                        dynamics and time durations by moving
                                               and animat exposure in NAEMO. Site-                     continuous exposure for the purposes of               them across an area whose size is
                                               specific bathymetry, sound speed                        calculating the temporary or permanent                representative of the training event’s
                                               profiles, wind speed, and bottom                                                                              operational area. For analysis purposes,
                                                                                                       hearing loss, because there are not
                                               properties are incorporated into the                                                                          the Navy uses distance cutoffs, which is
                                                                                                       sufficient data to estimate a hearing
                                               propagation modeling process. NAEMO                                                                           the maximum distance a Level B take
                                                                                                       recovery function for the time between
                                               calculates the likely propagation for                                                                         would occur, beyond which the
                                                                                                       exposures; and
                                                                                                                                                             potential for significant behavioral
                                               various levels of energy (sound or                         • Mitigation measures that are
                                                                                                                                                             responses is considered unlikely. For
                                               pressure) resulting from each source                    implemented were not considered in the
                                                                                                                                                             animals located beyond the range to
                                               used during the training event.                         model. In reality, sound-producing                    effects, no significant behavioral
                                                  NAEMO then records the energy                        activities would be reduced, stopped, or              responses are predicted. This is based
                                               received by each animat within the                      delayed if marine mammals are detected                on the Navy’s Phase III environmental
                                               energy footprint of the event and                       by submarines via passive acoustic                    analysis (Navy 2017a). The Navy
                                               calculates the number of animats having                 monitoring.                                           referenced Southall et al. (2007) who
                                               received levels of energy exposures that                   Because of these inherent model                    reported that pinnipeds do not exhibit
                                               fall within defined impact thresholds.                  limitations and simplifications, model-               strong reactions to SPLs up to 140 dB
                                               Predicted effects on the animats within                 estimated results must be further                     re 1 mPa from steady state (non-
                                               a scenario are then tallied and the                     analyzed, considering such factors as                 impulsive) sources. In some cases,
                                               highest order effect (based on severity of              the range to specific effects, avoidance,             pinnipeds tolerate impulsive exposures
                                               criteria; e.g., PTS over TTS) predicted                 and the likelihood of successfully                    up to 180 dB re 1 mPa with limited
                                               for a given animat is assumed. Each                     implementing mitigation measures. This                avoidance noted (Southall et al., 2007),
                                               scenario or each 24-hour period for                     analysis uses a number of factors in                  and no avoidance noted at distances as
                                               scenarios lasting greater than 24 hours                 addition to the acoustic model results to             close as 42 m (Jacobs & Terhune 2002).
                                               is independent of all others, and                       predict acoustic effects on marine                    While limited data exists on pinniped
                                               therefore, the same individual marine                   mammals.                                              behavioral responses beyond 3 km in
                                               animal could be impacted during each                       For non-impulsive sources, NAEMO                   the water, the data that is available
                                               independent scenario or 24-hour period.                 calculates the sound pressure level                   suggest that most pinnipeds likely do
                                               In few instances, although the activities               (SPL) and SEL for each active emission                not exhibit significant behavioral
                                               themselves all occur within the study                   over the entire duration of an event.                 reactions to sonar and other transducers
                                               area, sound may propagate beyond the                    These data are then processed using a                 beyond a few kilometers, independent
                                               boundary of the study area. Any                         bootstrapping routine to compute the                  of received levels of sound (Navy
                                               exposures occurring outside the                         number of animats exposed to SPL and                  2017a). Therefore, in the Navy’s Phase
                                               boundary of the study area are counted                  SEL in 1 dB bins across all track                     III environmental analysis, the range to
                                               as if they occurred within the study area               iterations and population draws.                      effects for pinnipeds is set at 5 km for
                                               boundary. NAEMO provides the initial                    (Bootstrapping is a type of resampling                moderate source level, single platform
                                               estimated impacts on marine species                     where large numbers of smaller samples                training and testing events and 10 km
                                               with a static horizontal distribution.                  of the same size are repeatedly drawn,                for all other events with multiple sonar
                                                  There are limitations to the data used               with replacement, from a single original              platforms or sonar with source levels at
                                               in the acoustic effects model, and the                  sample.) SEL is checked during this                   or exceeding 215 dB re 1 mPa @1 m.
                                               results must be interpreted within these                process to ensure that all animats are                Regardless of the source level, take
                                               context. While the most accurate data                   grouped in either an SPL or SEL                       beyond 10 km is not anticipated. These
                                               and input assumptions have been used                    category. A mean number of SPL and                    ranges are expected to reasonably
                                               in the modeling, when there is a lack of                SEL exposures are computed for each 1                 contain the anticipated effects predicted
                                               definitive data to support an aspect of                 dB bin. The mean value is based on the                by the behavioral response dose curve
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                                               the modeling, modeling assumptions                      number of animats exposed at that dB                  threshold reference above.
                                               believed to overestimate the number of                  level from each track iteration and                      For ICEX18 unclassified sources (i.e.
                                               exposures have been chosen:                             population draw. The behavioral risk                  Autonomous Reverberation
                                                  • Animats are modeled as being                       function curve is applied to each 1 dB                Measurement System and MIT/Lincoln
                                               underwater, stationary, and facing the                  bin to compute the number of                          Labs continuous wave/chirp), the Navy
                                               source and therefore always predicted to                behaviorally exposed animats per bin.                 models calculated a propagation loss
                                               receive the maximum sound level (i.e.                   The number of behaviorally exposed                    measurement of 13.5 km from the


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                                                                                  Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices                                                                             6529

                                               source to the 120 dB re 1 mPa SPL                                       classified sources. However, the ranges                                  information provided, NMFS is
                                               isopleth; 1.5 km from the source to the                                 in Table 4 provide realistic maximum                                     confident that the 10km zone safely
                                               130 dB re 1 mPa SPL isopleth; and 400                                   distances over which the specific effects                                encompasses the area in which Level B
                                               m from the source to the 140 dB dB re                                   from the use of all active acoustic                                      harassment can be expected from all
                                               1 mPa SPL isopleth. Propagation loss                                    sources during the planned action                                        active acoustic sources.
                                               measurements cannot be provided for                                     would be possible. Based on the

                                                         TABLE 4—RANGE TO TEMPORARY THRESHOLD SHIFT AND BEHAVIORAL EFFECTS IN THE ICEX18 STUDY AREA
                                                                                                                                                                                                                      Maximum range to Level B
                                                                                                                                                                                                                         takes cold season
                                                                                                                     Source/exercise                                                                                            (m)

                                                                                                                                                                                                                      Behavioral        TTS

                                               Submarine Exercise .................................................................................................................................................        10,000             100
                                               Autonomous Reverberation Measurement System .................................................................................................                               10,000             <50
                                               Massachusetts Institute of Technology/Lincoln Labs Continuous Wave/chirp .......................................................                                            10,000             <50
                                               Naval Research Laboratory Synthetic Aperture Sonar ...........................................................................................                              10,000              90



                                                  As discussed above, within NAEMO                                     Mitigation                                                               effective if implemented, and the
                                               animats do not move horizontally or                                                                                                              likelihood of successful
                                                                                                                          In order to issue an IHA under
                                               react in any way to avoid sound.                                                                                                                 implementation; and
                                                                                                                       Section 101(a)(5)(D) of the MMPA,
                                               Furthermore, mitigation measures that                                   NMFS must set forth the permissible                                         (2) The practicability of the measures
                                               are implemented during training or                                      methods of taking pursuant to such                                       for applicant implementation.
                                               testing activities that reduce the                                      activity, and other means of effecting                                   Practicability of implementation may
                                               likelihood of physiological impacts are                                 the least practicable impact on such                                     consider such things as cost, impact on
                                               not considered in quantitative analysis.                                species or stock and its habitat, paying                                 operations, and, in the case of a military
                                               Therefore, the current model                                            particular attention to rookeries, mating                                readiness activity, specifically considers
                                               overestimates acoustic impacts,                                         grounds, and areas of similar                                            personnel safety, practicality of
                                               especially physiological impacts near                                   significance, and on the availability of                                 implementation, and impact on the
                                               the sound source. The behavioral                                        such species or stock for taking for                                     effectiveness of the military readiness
                                               criteria used as a part of this analysis                                certain subsistence uses. NMFS’                                          activity (16 U.S.C. 1371(a)(5)(A)(ii)).
                                               acknowledges that a behavioral reaction                                 regulations require applicants for                                       Mitigation for Marine Mammals and
                                               is likely to occur at levels below those                                incidental take authorizations to include                                Their Habitat
                                               required to cause hearing loss (TTS or                                  information about the availability and
                                               PTS). At close ranges and high sound                                    feasibility (economic and technological)                                    The following general mitigation
                                               levels approaching those that could                                     of equipment, methods, and manner of                                     actions are planned for ICEX18 to avoid
                                               cause PTS, avoidance of the area                                        conducting such activity or other means                                  any take of ringed seals on the ice floe:
                                               immediately around the sound source is                                  of effecting the least practicable adverse                                  • Camp deployment would begin in
                                               the assumed behavioral response for                                     impact upon the affected species or                                      mid-February and would be completed
                                               most cases.                                                             stocks and their habitat (50 CFR                                         by March 15. Based on the best available
                                                                                                                       216.104(a)(11)). The NDAA for FY 2004                                    science, Arctic ringed seal whelping is
                                                  In previous environmental analyses,
                                                                                                                       amended the MMPA as it relates to                                        not expected to occur prior to mid-
                                               the Navy has implemented analytical
                                                                                                                       military readiness activities and the                                    March. Construction of the ice camp
                                               factors to account for avoidance
                                                                                                                       incidental take authorization process                                    would be completed prior to whelping
                                               behavior and the implementation of                                                                                                               in the area of ICEX18. As such, pups are
                                               mitigation measures. The application of                                 such that ‘‘least practicable adverse
                                                                                                                       impact’’ shall include consideration of                                  not anticipated to be in the vicinity of
                                               avoidance and mitigation factors has                                                                                                             the camp at commencement, and
                                                                                                                       personnel safety, practicality of
                                               only been applied to model-estimated                                                                                                             mothers would not need to move
                                                                                                                       implementation, and impact on the
                                               PTS exposures given the short distance                                                                                                           newborn pups due to construction of
                                                                                                                       effectiveness of the military readiness
                                               over which PTS is estimated. Given that                                                                                                          the camp. Additionally, if a seal had a
                                                                                                                       activity.
                                               no PTS exposures were estimated                                                                                                                  lair in the area they would be able to
                                                                                                                          In evaluating how mitigation may or
                                               during the modeling process for this                                                                                                             relocate. Completing camp deployment
                                                                                                                       may not be appropriate to ensure the
                                               planned action, the implementation of                                                                                                            before ringed seal pupping begins will
                                                                                                                       least practicable adverse impact on
                                               avoidance and mitigation factors were                                                                                                            allow ringed seals to avoid the camp
                                                                                                                       species or stocks and their habitat, we
                                               not included in this analysis.                                                                                                                   area prior to pupping and mating
                                                                                                                       carefully weigh two primary factors:
                                                  Utilizing the NAEMO model, the                                          (1) The manner in which, and the                                      seasons, reducing potential impacts;
                                               Navy projected that there will be 1,665                                 degree to which, implementation of the                                      • Camp location will not be in
                                               behavioral Level B harassment takes and                                 measure(s) is expected to reduce                                         proximity to pressure ridges in order to
                                               an additional 11 Level B takes due to                                   impacts to marine mammal species or                                      allow camp deployment and operation
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                                               TTS for a total of 1,676 takes of ringed                                stocks, their habitat, and their                                         of an aircraft runway. This will
                                               seals. All takes would be underwater.                                   availability for subsistence uses (where                                 minimize physical impacts to subnivean
                                               Note that these quantitative results                                    relevant). This analysis will consider                                   lairs;
                                               should be regarded as conservative                                      such things as the nature of the                                            • Camp deployment will gradually
                                               estimates that are strongly influenced by                               potential adverse impact (such as                                        increase over five days, allowing seals to
                                               limited marine mammal population                                        likelihood, scope, and range), the                                       relocate to lairs that are not in the
                                               data.                                                                   likelihood that the measure will be                                      immediate vicinity of the camp;


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                                               6530                      Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices

                                                  • Passengers on all on-ice vehicles                  as well as to ensuring that the most                  Navy activities occur regularly as those
                                               would observe for marine and terrestrial                value is obtained from the required                   areas have the greatest potential for
                                               animals; any marine or terrestrial                      monitoring.                                           being impacted. ICEX18 in comparison
                                               animal observed on the ice would be                        Monitoring and reporting                           is a short duration exercise that occurs
                                               avoided by 328 ft (100 m). On-ice                       requirements prescribed by NMFS                       approximately every other year. Due to
                                               vehicles would not be used to follow                    should contribute to improved                         the location and expeditionary nature of
                                               any animal, with the exception of                       understanding of one or more of the                   the ice camp, the number of personnel
                                               actively deterring polar bears if the                   following:                                            onsite is extremely limited and is
                                               situation requires;                                        • Occurrence of marine mammal                      constrained by the requirement to be
                                                  • Personnel operating on-ice vehicles                species or stocks in the area in which                able to evacuate all personnel in a single
                                               would avoid areas of deep snowdrifts                    take is anticipated (e.g., presence,                  day with small planes. As such, a
                                               near pressure ridges, which are                         abundance, distribution, density);                    dedicated monitoring project would not
                                               preferred areas for subnivean lair                         • Nature, scope, or context of likely              be feasible as it would require
                                               development; and                                        marine mammal exposure to potential                   additional personnel and equipment to
                                                  • All material (e.g., tents, unused                  stressors/impacts (individual or                      locate, tag and monitor the seals.
                                               food, excess fuel) and wastes (e.g., solid              cumulative, acute or chronic), through                   The Navy is committed to
                                               waste, hazardous waste) would be                        better understanding of: (1) Action or                documenting and reporting relevant
                                               removed from the ice floe upon                          environment (e.g., source                             aspects of training and research
                                               completion of ICEX18.                                   characterization, propagation, ambient                activities to verify implementation of
                                                  The following mitigation actions are                 noise); (2) affected species (e.g., life              mitigation, comply with current
                                               planned for ICEX18 activities involving                 history, dive patterns); (3) co-occurrence            permits, and improve future
                                               acoustic transmissions:                                 of marine mammal species with the                     environmental assessments. All sonar
                                                  For activities involving active                      action; or (4) biological or behavioral               usage will be collected via the Navy’s
                                               acoustic transmissions from submarines                  context of exposure (e.g., age, calving or            Sonar Positional Reporting System
                                               and torpedoes, passive acoustic sensors                 feeding areas);                                       database and reported. If any injury or
                                               on the submarines will listen for                          • Individual marine mammal                         death of a marine mammal is observed
                                               vocalizing marine mammals for 15                        responses (behavioral or physiological)               during the ICEX18 activity, the Navy
                                               minutes prior to the initiation of                      to acoustic stressors (acute, chronic, or             will immediately halt the activity and
                                               exercise activities. If a marine mammal                 cumulative), other stressors, or                      report the incident consistent with the
                                               is detected, the submarine will delay                   cumulative impacts from multiple                      stranding and reporting protocol in the
                                               active transmissions, including the                     stressors;                                            Atlantic Fleet Training and Testing
                                               launching of torpedoes, and not restart                    • How anticipated responses to                     stranding response plan (Navy 2013).
                                               until after 15 minutes have passed with                 stressors impact either: (1) Long-term                This approach is also consistent with
                                               no marine mammal detections. If there                   fitness and survival of individual                    other Navy documents including the
                                               are no animal detections, it is assumed                 marine mammals; or (2) populations,                   Atlantic Fleet Training and Testing
                                               that the vocalizing animal is no longer                 species, or stocks;                                   Environmental Impact Statement/
                                               in the immediate area and is unlikely to                   • Effects on marine mammal habitat                 Overseas Environmental Impact
                                               be subject to harassment. Ramp up                       (e.g., marine mammal prey species,                    Statement.
                                               procedures will not be required as they                 acoustic habitat, or other important                     The Navy will provide NMFS with a
                                               would result in an unacceptable impact                  physical components of marine                         draft exercise monitoring report within
                                               on readiness and on the realism of                      mammal habitat); and                                  90 days of the conclusion of the planned
                                               training.                                                  • Mitigation and monitoring                        activity. The draft exercise monitoring
                                                  Based on our evaluation of the                       effectiveness.                                        report will include data regarding sonar
                                               applicant’s planned measures, NMFS                         The U.S. Navy has coordinated with                 use and any mammal sightings or
                                               has determined that the planned                         NMFS to develop an overarching                        detection will be documented. The
                                               mitigation measures provide the means                   program plan in which specific                        report will also include information on
                                               effecting the least practicable impact on               monitoring would occur. This plan is                  the number of sonar shutdowns
                                               the affected species or stocks and their                called the Integrated Comprehensive                   recorded. If no comments are received
                                               habitat, paying particular attention to                 Monitoring Program (ICMP) (U.S.                       from NMFS within 30 days of
                                               rookeries, mating grounds, and areas of                 Department of the Navy 2011). The                     submission of the draft final report, the
                                               similar significance.                                   ICMP has been created in direct                       draft final report will constitute the final
                                                                                                       response to Navy permitting                           report. If comments are received, a final
                                               Monitoring and Reporting                                requirements established in various                   report must be submitted within 30 days
                                                 In order to issue an IHA for an                       MMPA Final Rules, ESA consultations,                  after receipt of comments.
                                               activity, Section 101(a)(5)(D) of the                   Biological Opinions, and applicable
                                               MMPA states that NMFS must set forth,                   regulations. As a framework document,                 Negligible Impact Analysis and
                                               requirements pertaining to the                          the ICMP applies by regulation to those               Determination
                                               monitoring and reporting of such taking.                activities on ranges and operating areas                 NMFS has defined negligible impact
                                               The MMPA implementing regulations at                    for which the Navy is seeking or has                  as an impact resulting from the
                                               50 CFR 216.104 (a)(13) indicate that                    sought incidental take authorizations.                specified activity that cannot be
                                               requests for authorizations must include                The ICMP is intended to coordinate                    reasonably expected to, and is not
                                               the suggested means of accomplishing                    monitoring efforts across all regions and             reasonably likely to, adversely affect the
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                                               the necessary monitoring and reporting                  to allocate the most appropriate level                species or stock through effects on
                                               that will result in increased knowledge                 and type of effort based on set of                    annual rates of recruitment or survival
                                               of the species and of the level of taking               standardized research goals, and in                   (50 CFR 216.103). A negligible impact
                                               or impacts on populations of marine                     acknowledgement of regional scientific                finding is based on the lack of likely
                                               mammals that are expected to be                         value and resource availability.                      adverse effects on annual rates of
                                               present in the action area. Effective                      The ICMP is focused on Navy training               recruitment or survival (i.e. population-
                                               reporting is critical both to compliance                and testing ranges where the majority of              level effects). An estimate of the number


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                                                                         Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices                                            6531

                                               of takes alone is not enough information                not anticipated due to the localized,                    For on-ice activity, serious injury and
                                               on which to base an impact                              intermittent use of active acoustic                   mortality are not anticipated. Level B
                                               determination. In addition to                           sources and mitigation by passive                     harassment could occur but is unlikely
                                               considering estimates of the number of                  acoustic monitoring which will limit                  due to mitigation measures followed
                                               marine mammals that might be ‘‘taken’’                  exposure to sound sources. Most likely,               during the exercise. Foot and
                                               through harassment, NMFS considers                      individuals will simply be temporarily                snowmobile movement on the ice will
                                               other factors, such as the likely nature                displaced by moving away from the                     be designed to avoid pressure ridges,
                                               of any responses (e.g., intensity,                      sound source. As described previously                 where ringed seals build their lairs;
                                               duration), the context of any responses                 in the behavioral effects section seals               runways will be built in areas without
                                               (e.g., critical reproductive time or                    exposed to non-impulsive sources with                 pressure ridges; snowmobiles will
                                               location, migration), as well as effects                a received sound pressure level within                follow established routes; and camp
                                               on habitat, and the likely effectiveness                the range of calculated exposures, (142–              buildup is gradual, with activity
                                               of the mitigation. We also assess the                   193 dB re 1 mPa), have been shown to                  increasing over the first five days
                                               number, intensity, and context of                       change their behavior by modifying                    providing seals the opportunity to move
                                               estimated takes by evaluating this                      diving activity and avoidance of the                  to a different lair outside the ice camp
                                               information relative to population                      sound source (Götz et al., 2010;                     area. The Navy will also employ its
                                               status. Consistent with the 1989                        Kvadsheim et al., 2010). Although a                   standard 100-meter avoidance distance
                                               preamble for NMFS’s implementing                        minor change to a behavior may occur                  from any arctic animals.
                                               regulations (54 FR 40338; September 29,                 as a result of exposure to the sound                  Implementation of these measures
                                               1989), the impacts from other past and                  sources associated with the planned                   should ensure that ringed seal lairs are
                                               ongoing anthropogenic activities are                    action, these changes would be within                 not crushed or damaged during ICEX18
                                               incorporated into this analysis via their               the normal range of behaviors for the                 activities and minimize the potential for
                                               impacts on the environmental baseline                   animal (e.g., the use of a breathing hole             seals and pups to abandon lairs and
                                               (e.g., as reflected in the regulatory status            further from the source, rather than one              relocate.
                                               of the species, population size and                     closer to the source, would be within                    The ringed seal pupping season on
                                               growth rate where known, ongoing                        the normal range of behavior). Thus,                  the ice lasts for five to nine weeks
                                               sources of human-caused mortality, or                   even repeated Level B harassment of                   during late winter and spring. Ice camp
                                               ambient noise levels).                                  some small subset of the overall stock is             deployment would begin in mid-
                                                  Underwater acoustic transmissions                    unlikely to result in any significant                 February and be completed by March
                                               associated with ICEX18, as outlined                     realized decrease in fitness for the                  15, before the pupping season. This will
                                               previously, have the potential to result                affected individuals, and would not                   allow ringed seals to avoid the ice camp
                                               in Level B harassment of ringed seals in                result in any adverse impact to the stock             area once the pupping season begins,
                                               the form of TTS and behavioral                          as a whole.                                           thereby reducing potential impacts to
                                               disturbance. No serious injury, mortality                  The Navy’s planned activities are                  nursing mothers and pups. Furthermore,
                                               or Level A takes are anticipated to result              localized and of relatively short                     ringed seal mothers are known to
                                               from this activity. At close ranges and                 duration. While the total project area is             physically move pups from the birth lair
                                               high sound levels approaching those                     large, the Navy expects that most                     to an alternate lair to avoid predation.
                                               that could cause PTS, avoidance of the                  activities will occur within the ice camp             If a ringed seal mother perceives the
                                               area immediately around the sound                       action area in relatively close proximity             acoustic transmissions as a threat, the
                                               source would be ringed seals’ likely                    to the ice camp. The larger study area                local network of multiple birth and
                                               behavioral response. NMFS anticipates                   depicts the range where submarines                    haul-out lairs would allow the mother
                                               that there will be 11 Level B takes due                 may maneuver during the exercise. The                 and pup to move to a new lair.
                                               to TTS and 1,665 Level B behavioral                     ice camp will be in existence for up to                  The estimated population of the
                                               harassment takes, for a total of 1,676                  six weeks with acoustic transmission                  Alaska stock of ringed seals in the
                                               ringed seal takes.                                      occurring intermittently over four                    Bering Sea is 170,000 animals (Muto et
                                                  Note that there are only 11 Level B                  weeks. The Autonomous Reverberation                   al., 2016). The estimated population in
                                               takes due to TTS since the TTS range to                 Measurement System would be active                    the Alaska Chukchi and Beaufort Seas is
                                               effects is small at only 100 meters or                  for up to 30 days; the vertical line array            at least 300,000 ringed seals, which is
                                               less while the behavioral effects range is              would be active for up to four hours per              likely an underestimate since the
                                               significantly larger extending up to 10                 day for no more than eight days, and;                 Beaufort Sea surveys were limited to
                                               km. TTS is a temporary impairment of                    the unmanned underwater vehicle used                  within 40 km from shore (Kelly et al.,
                                               hearing and TTS can last from minutes                   for the deployment of a synthetic                     2010). Given these population estimates,
                                               or hours to days (in cases of strong                    aperture source would transmit for 24                 only a limited percent of the stock
                                               TTS). In many cases, however, hearing                   hours per day for up to eight days.                   affected would be taken (i.e. between
                                               sensitivity recovers rapidly after                         The project is not expected to have                0.98 and 0.56 percent).
                                               exposure to the sound ends. Though                      significant adverse effects on marine                    In summary and as described above,
                                               TTS may occur in up to 11 animals out                   mammal habitat. The project activities                the following factors primarily support
                                               of a stock of 170,000 animals, the                      are limited in time and would not                     our determination that the impacts
                                               overall fitness of these individuals is                 modify physical marine mammal                         resulting from this activity are not
                                               unlikely to be affected and negative                    habitat. While the activities may cause               expected to adversely affect the species
                                               impacts to the entire stock are not                     some fish to leave a specific area                    or stock through effects on annual rates
                                               anticipated.                                            ensonified by acoustic transmissions,                 of recruitment or survival:
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                                                  Effects on individuals that are taken                temporarily impacting marine                             • No serious injury or mortality is
                                               by Level B harassment could include                     mammals’ foraging opportunities, these                anticipated or authorized;
                                               alteration of dive behavior, alteration of              fish would likely return to the affected                 • Impacts will be limited to Level B
                                               foraging behavior, effects to breathing,                area.. As such, the impacts to marine                 harassment;
                                               interference with or alteration of                      mammal habitat are not expected to                       • A small percentage (<1 percent) of
                                               vocalization, avoidance, and flight.                    cause significant or long-term negative               the Alaska stock of ringed seals would
                                               More severe behavioral responses are                    consequences.                                         be subject to Level B harassment;


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                                               6532                      Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices

                                                  • TTS is expected to affect only a                   seals incidental to the ICEX18                        examination in an Office of Later
                                               limited number of animals;                              submarine test and training activities in             Examination with a simple procedure
                                                  • There will be no loss or                           the Beaufort Sea and Arctic Ocean,                    upon an applicant’s request. By
                                               modification of ringed seal habitat and                 provided the previously described                     leveraging the search and examination
                                               minimal, temporary impacts on prey;                     mitigation, monitoring and reporting                  work product of the OEE, PPH programs
                                                  • Physical impacts to ringed seal                    requirements are incorporated.                        (1) deliver lower prosecution costs, (2)
                                               subnivean lairs will be avoided; and                      Dated: February 8, 2018.                            support applicants in their efforts to
                                                  • Mitigation requirements for ice                                                                          obtain stable patent rights efficiently
                                               camp activities would minimize                          Donna S. Wieting,
                                                                                                                                                             around the world, and (3) reduce the
                                               impacts to animals during the pupping                   Director, Office of Protected Resources,
                                                                                                                                                             search and examination burden, while
                                               season.                                                 National Marine Fisheries Service.
                                                                                                                                                             improving the examination quality, of
                                                  Based on the analysis contained                      [FR Doc. 2018–03080 Filed 2–13–18; 8:45 am]
                                                                                                                                                             participating patent offices.
                                               herein of the likely effects of the                     BILLING CODE 3510–22–P                                  Originally, the PPH programs were
                                               specified activity on marine mammals                                                                          limited to the utilization of search and
                                               and their habitat, and taking into                                                                            examination results of national
                                               consideration the implementation of the                 DEPARTMENT OF COMMERCE                                applications between cross filings under
                                               planned monitoring and mitigation                                                                             the Paris Convention. Later, the
                                                                                                       Patent and Trademark Office
                                               measures, NMFS finds that the total                                                                           potential of the PPH was greatly
                                               marine mammal take from the planned                     Patent Prosecution Highway Program                    expanded by Patent Cooperation Treaty-
                                               activity will have a negligible impact on                                                                     Patent Prosecution Highway (PCT–PPH)
                                               all affected marine mammal species or                   ACTION:    Proposed collection; comment               programs, which permitted participating
                                               stocks.                                                 request.                                              patent offices to draw upon the positive
                                                                                                                                                             results of the PCT work product from
                                               Unmitigable Adverse Impact Analysis                     SUMMARY:   The United States Patent and               another participating office. The PCT–
                                               and Determination                                       Trademark Office (USPTO), as required                 PPH programs used international
                                                  Impacts to subsistence uses of marine                by the Paperwork Reduction Act of 1995                written opinions and international
                                               mammals resulting from the planned                      (44 U.S.C. 3506(c)(2)(A)), invites                    preliminary examination reports
                                               action are not anticipated. The planned                 comments on a proposed extension of                   developed within the framework of the
                                               action would occur outside of the                       an existing information collection:                   PCT, thereby making the PPH available
                                               primary subsistence use season (i.e.                    0651–0058 (Patent Prosecution Highway                 to a larger number of applicants.
                                               summer months), and the study area is                   (PPH) Program).                                       Information collected for the PCT is
                                               100–200 nmi seaward of known                            DATES: Written comments must be                       approved under OMB control number
                                               subsistence use areas. Harvest locations                submitted on or before April 16, 2018.                0651–0021.
                                               for ringed seals extend up to 80 nmi                    ADDRESSES: You may submit comments
                                                                                                                                                               In 2014, the USPTO and several other
                                               from shore during the summer months                     by any of the following methods:                      offices acted to consolidate and replace
                                               while winter harvest of ringed seals                       • Email: InformationCollection@                    existing PPH and PCT–PPH programs,
                                               typically occurs closer to shore. Based                 uspto.gov. Include ‘‘0651–0058                        with the goal of streamlining the PPH
                                               on this information, NMFS has                           comment’’ in the subject line of the                  process for both offices and applicants.
                                               determined that there will not be an                    message.                                              To that end, the USPTO and other
                                               unmitigable adverse impact on                              • Federal Rulemaking Portal: http://               offices established the Global PPH pilot
                                               subsistence uses from the Navy’s                        www.regulations.gov.                                  program and the IP5 PPH pilot program.
                                               planned activities.                                        • Mail: Marcie Lovett, Director,                   The Global PPH and IP5 PPH pilot
                                                                                                                                                             programs are running concurrently and
                                               Endangered Species Act (ESA)                            Records and Information Governance
                                                                                                                                                             are substantially identical, differing
                                                                                                       Division, Office of the Chief Technology
                                                  Section 7(a)(2) of the ESA of 1973 (16                                                                     only with regard to their respective
                                                                                                       Officer, United States Patent and
                                               U.S.C. 1531 et seq.) requires that each                                                                       participating offices. The USPTO is
                                                                                                       Trademark Office, P.O. Box 1450,
                                               Federal agency insure that any action it                                                                      participating in both the Global PPH
                                                                                                       Alexandria, VA 22313–1450.
                                               authorizes, funds, or carries out is not                                                                      pilot program and the IP5 PPH pilot
                                               likely to jeopardize the continued                      FOR FURTHER INFORMATION CONTACT:                      program. For USPTO applications, the
                                               existence of any endangered or                          Requests for additional information                   Global PPH and IP5 PPH pilot programs
                                               threatened species or result in the                     should be directed to Raul Tamayo,                    supersede any prior PPH program
                                               destruction or adverse modification of                  Senior Legal Advisor, Office of Patent                between the USPTO and each Global
                                               designated critical habitat. To ensure                  Legal Administration, United States                   PPH and IP5 PPH participating office.
                                               ESA compliance for the issuance of                      Patent and Trademark Office, P.O. Box                 Any existing PPH programs between the
                                               IHAs, NMFS consults internally with                     1450, Alexandria, VA 22313–1450; by                   USPTO and offices that are not
                                               our ESA Interagency Cooperation                         telephone at 571–272–7728; or by email                participating in either the Global PPH
                                               Division whenever we propose to                         to Raul.Tamayo@upsto.gov. Additional                  pilot program or the IP5 PPH pilot
                                               authorize take for endangered or                        information about this collection is also             program remain in effect. Regardless of
                                               threatened species.                                     available at http://www.reginfo.gov                   the pilot program used, the Global PPH
                                                  No incidental take of ESA-listed                     under ‘‘Information Collection Review.’’              pilot program, the IP5 PPH pilot
                                               species is authorized or expected to                    SUPPLEMENTARY INFORMATION:                            program, and the other existing PPH
                                               result from this activity. Therefore,                                                                         programs, all provide pathways for
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                                                                                                       I. Abstract
                                               NMFS has determined that consultation                                                                         patent applications to receive the
                                               under section 7 of the ESA is not                         The Patent Prosecution Highway                      benefits of coordinated patent review
                                               required for this action.                               (PPH) is a framework in which an                      across intellectual property offices.
                                                                                                       application whose claims have been                      The information gathered in this
                                               Authorization                                           determined to be patentable by an Office              collection is integral to the PPH
                                                 NMFS has issued an IHA to the Navy                    of Earlier Examination (OEE) is eligible              programs that USPTO participates in by
                                               for the potential harassment of ringed                  to go through an accelerated                          identifying patent applications being


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Document Created: 2018-02-14 03:59:18
Document Modified: 2018-02-14 03:59:18
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; issuance of an incidental harassment authorization.
DatesThis authorization is applicable from February 1, 2018 through May 1, 2018.
ContactRob Pauline, Office of Protected Resources, NMFS, (301) 427-8408. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at www.nmfs.noaa.gov/pr/permits/ incidental/military.htm. In case of problems accessing these documents, please call the contact listed above.
FR Citation83 FR 6522 
RIN Number0648-XF47

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