83_FR_6696 83 FR 6665 - Surrender of License of Small Business Investment Company

83 FR 6665 - Surrender of License of Small Business Investment Company

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 83, Issue 31 (February 14, 2018)

Page Range6665-6665
FR Document2018-03089

Federal Register, Volume 83 Issue 31 (Wednesday, February 14, 2018)
[Federal Register Volume 83, Number 31 (Wednesday, February 14, 2018)]
[Notices]
[Page 6665]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-03089]


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SMALL BUSINESS ADMINISTRATION


Surrender of License of Small Business Investment Company

    Pursuant to the authority granted to the United States Small 
Business Administration under the Small Business Investment Act of 
1958, as amended, under Section 309 of the Act and Section 107.1900 of 
the Small Business Administration Rules and Regulations (13 CFR 
107.1900) to function as a small business investment company under the 
Small Business Investment Company License No. 01/01-0344 issued to 
First New England Capital, LP said license is hereby declared null and 
void.

United States Small Business Administration.

    Dated: January 3, 2018.
A. Joseph Shepard,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2018-03089 Filed 2-13-18; 8:45 am]
 BILLING CODE P



                                                                         Federal Register / Vol. 83, No. 31 / Wednesday, February 14, 2018 / Notices                                                     6665

                                               it would be charged to all Members on                   C. Self-Regulatory Organization’s                        Commission and any person, other than
                                               all their transactions that clear as                    Statement on Comments on the                             those that may be withheld from the
                                               customer transactions at the OCC. The                   Proposed Rule Change Received From                       public in accordance with the
                                               Exchange believes that decreasing the                   Members, Participants, or Others                         provisions of 5 U.S.C. 552, will be
                                               ORF is reasonable because the                             The Exchange has not solicited, and                    available for website viewing and
                                               Exchange’s collection of ORF needs to                   does not intend to solicit, comments on                  printing in the Commission’s Public
                                               be balanced against the amount of                       this proposed rule change. The                           Reference Room, 100 F Street NE,
                                               regulatory revenue collected by the                     Exchange has not received any written                    Washington, DC 20549, on official
                                               Exchange. The Exchange believes that                    comments from members or other                           business days between the hours of
                                               the proposed adjustment noted herein                    interested parties.                                      10:00 a.m. and 3:00 p.m. Copies of the
                                               will serve to continue to balance the                   III. Date of Effectiveness of the                        filing also will be available for
                                               Exchange’s regulatory revenue against                   Proposed Rule Change and Timing for                      inspection and copying at the principal
                                               its anticipated regulatory costs.                       Commission Action                                        office of the Exchange. All comments
                                                  The Exchange has designed the ORF                                                                             received will be posted without change.
                                                                                                          The foregoing rule change has become
                                               to generate revenues that, when                                                                                  Persons submitting comments are
                                                                                                       effective pursuant to Section 19(b)(3)(A)
                                               combined with all of the Exchange’s                     of the Act 8 and paragraph (f) of Rule                   cautioned that we do not redact or edit
                                               other regulatory fees, will be less than                19b–4 thereunder.9 At any time within                    personal identifying information from
                                               or equal to the Exchange’s regulatory                   60 days of the filing of the proposed rule               comment submissions. You should
                                               costs, which is consistent with the                     change, the Commission summarily may                     submit only information that you wish
                                               Commission’s view that regulatory fees                  temporarily suspend such rule change if                  to make available publicly. All
                                               be used for regulatory purposes and not                 it appears to the Commission that such                   submissions should refer to File No.
                                               to support the Exchange’s business side.                action is necessary or appropriate in the                SR–CboeBZX–2018–008, and should be
                                               In this regard, the Exchange believes                   public interest, for the protection of                   submitted on or before March 7, 2018.
                                               that the decreased level of the fee is                  investors, or otherwise in furtherance of                  For the Commission, by the Division of
                                               reasonable and appropriate.                             the purposes of the Act.                                 Trading and Markets, pursuant to delegated
                                                                                                       IV. Solicitation of Comments                             authority.10
                                               B. Self-Regulatory Organization’s
                                                                                                         Interested persons are invited to                      Eduardo A. Aleman,
                                               Statement on Burden on Competition
                                                                                                       submit written data, views, and                          Assistant Secretary.
                                                  The Exchange does not believe that                   arguments concerning the foregoing,                      [FR Doc. 2018–02975 Filed 2–13–18; 8:45 am]
                                               the proposed rule change will impose                    including whether the proposed rule                      BILLING CODE 8011–01–P
                                               any burden on competition not                           change is consistent with the Act.
                                               necessary or appropriate in furtherance                 Comments may be submitted by any of
                                               of the purposes of the Act. The ORF is                  the following methods:
                                               not intended to have any impact on                      Electronic Comments                                      SMALL BUSINESS ADMINISTRATION
                                               competition. Rather, it is designed to
                                               enable the Exchange to recover a                          • Use the Commission’s internet                        Surrender of License of Small
                                               material portion of the Exchange’s cost                 comment form (http://www.sec.gov/                        Business Investment Company
                                               related to its regulatory activities. The               rules/sro.shtml); or
                                                                                                         • Send an email to rule-comments@                        Pursuant to the authority granted to
                                               Exchange is obligated to ensure that the                sec.gov. Please include File No. SR–
                                               amount of regulatory revenue collected                                                                           the United States Small Business
                                                                                                       CboeBZX–2018–008 on the subject line.                    Administration under the Small
                                               from the ORF, in combination with its
                                               other regulatory fees and fines, does not               Paper Comments                                           Business Investment Act of 1958, as
                                               exceed regulatory costs.                                  • Send paper comments in triplicate                    amended, under Section 309 of the Act
                                                                                                       to Secretary, Securities and Exchange                    and Section 107.1900 of the Small
                                                  The Exchange notes that it operates in                                                                        Business Administration Rules and
                                               a highly competitive market in which                    Commission, 100 F Street NE,
                                                                                                       Washington, DC 20549–1090.                               Regulations (13 CFR 107.1900) to
                                               market participants can readily favor                                                                            function as a small business investment
                                               competing venues if they deem fee                       All submissions should refer to File No.
                                                                                                       SR–CboeBZX–2018–008. This file                           company under the Small Business
                                               levels at a particular venue to be                                                                               Investment Company License No. 01/
                                               excessive, or rebate opportunities                      number should be included on the
                                                                                                       subject line if email is used. To help the               01–0344 issued to First New England
                                               available at other venues to be more                                                                             Capital, LP said license is hereby
                                               favorable. In such an environment, the                  Commission process and review your
                                                                                                       comments more efficiently, please use                    declared null and void.
                                               Exchange must continually adjust its
                                                                                                       only one method. The Commission will                     United States Small Business
                                               fees to remain competitive with other
                                                                                                       post all comments on the Commission’s                    Administration.
                                               exchanges. Because competitors are free
                                                                                                       internet website (http://www.sec.gov/                      Dated: January 3, 2018.
                                               to modify their own fees in response,                   rules/sro.shtml). Copies of the
                                               and because market participants may                     submission, all subsequent                               A. Joseph Shepard,
                                               readily adjust their order routing                      amendments, all written statements                       Associate Administrator, Office of Investment
                                               practices, the Exchange believes that the               with respect to the proposed rule                        and Innovation.
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                                               degree to which fee changes in this                     change that are filed with the                           [FR Doc. 2018–03089 Filed 2–13–18; 8:45 am]
                                               market may impose any burden on                         Commission, and all written                              BILLING CODE P
                                               competition is extremely limited. The                   communications relating to the
                                               decreased ORF continues to also be                      proposed rule change between the
                                               comparable to ORFs charged by other
                                               options exchanges.                                        8   15 U.S.C. 78s(b)(3)(A).
                                                                                                         9   17 CFR 240.19b–4(f).                                 10   17 CFR 200.30–3(a)(12).



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Document Created: 2018-02-14 03:59:05
Document Modified: 2018-02-14 03:59:05
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation83 FR 6665 

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