83_FR_7546 83 FR 7511 - Proposed Collection; Comment Request

83 FR 7511 - Proposed Collection; Comment Request

RAILROAD RETIREMENT BOARD

Federal Register Volume 83, Issue 35 (February 21, 2018)

Page Range7511-7512
FR Document2018-03491

In accordance with the requirement of Section 3506 (c)(2)(A) of the Paperwork Reduction Act of 1995 which provides opportunity for public comment on new or revised data collections, the Railroad Retirement Board (RRB) will publish periodic summaries of proposed data collections. Comments are invited on: (a) Whether the proposed information collection is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; (b) the accuracy of the RRB's estimate of the burden of the collection of the information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden related to the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. 1. Title and purpose of information collection: Appeal Under the Railroad Retirement and Railroad Unemployment Insurance Act; OMB 3220- 0007. Under Section 7(b)(3) of the Railroad Retirement Act (RRA), and Section 5(c) of the Railroad Unemployment Insurance Act (RUIA) any person aggrieved by a decision made by an office of the RRB on his or her application for an annuity or benefit under those Acts has the right to appeal to the RRB. This right is prescribed in 20 CFR 260 and 20 CFR 320. The notification letter, which is provided at the time of filing the original application, informs the applicant of such right. When an applicant protests a decision, the concerned RRB office reviews the entire file and any additional evidence submitted and sends the applicant a letter explaining the basis of the determination. The applicant is then notified that to protest further, they can appeal to the RRB's Bureau of Hearings and Appeals. The appeal process is prescribed in 20 CFR 260.5 and 260.9 and 20 CFR 320.12 and 320.38. To file a request for an appeal the applicant must complete Form HA-1, Appeal Under the Railroad Retirement Act or Railroad Unemployment Insurance Act. The form asks the applicant to explain the basis for their request for an appeal and, if necessary, to describe any additional evidence they wish to submit in support of the appeal. Completion is voluntary, however, if the information is not provided the RRB cannot process the appeal. The RRB proposes no changes to Form HA-1.

Federal Register, Volume 83 Issue 35 (Wednesday, February 21, 2018)
[Federal Register Volume 83, Number 35 (Wednesday, February 21, 2018)]
[Notices]
[Pages 7511-7512]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2018-03491]


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RAILROAD RETIREMENT BOARD


Proposed Collection; Comment Request

    Summary: In accordance with the requirement of Section 3506 
(c)(2)(A) of the Paperwork Reduction Act of 1995 which provides 
opportunity for public comment on new or revised data collections, the 
Railroad Retirement Board (RRB) will publish periodic summaries of 
proposed data collections.
    Comments are invited on: (a) Whether the proposed information 
collection is necessary for the proper performance of the functions of 
the agency, including whether the information has practical utility; 
(b) the accuracy of the RRB's estimate of the burden of the collection 
of the information; (c) ways to enhance the quality, utility, and 
clarity of the information to be collected; and (d) ways to minimize 
the burden related to the collection of information on respondents, 
including the use of automated collection techniques or other forms of 
information technology.
    1. Title and purpose of information collection: Appeal Under the 
Railroad Retirement and Railroad Unemployment Insurance Act; OMB 3220-
0007.
    Under Section 7(b)(3) of the Railroad Retirement Act (RRA), and 
Section 5(c) of the Railroad Unemployment Insurance Act (RUIA) any 
person aggrieved by a decision made by an office of the RRB on his or 
her application for an annuity or benefit under those Acts has the 
right to appeal to the RRB. This right is prescribed in 20 CFR 260 and 
20 CFR 320. The notification letter, which is provided at the time of 
filing the original application, informs the applicant of such right. 
When an applicant protests a decision, the concerned RRB office reviews 
the entire file and any additional evidence submitted and sends the 
applicant a letter explaining the basis of the determination. The 
applicant is then notified that to protest further, they can appeal to 
the RRB's Bureau of Hearings and Appeals. The appeal process is 
prescribed in 20 CFR 260.5 and 260.9 and 20 CFR 320.12 and 320.38.
    To file a request for an appeal the applicant must complete Form 
HA-1, Appeal Under the Railroad Retirement Act or Railroad Unemployment 
Insurance Act. The form asks the applicant to explain the basis for 
their request for an appeal and, if necessary, to describe any 
additional evidence they wish to submit in support of the appeal. 
Completion is voluntary, however, if the information is not provided 
the RRB cannot process the appeal. The RRB proposes no changes to Form 
HA-1.

                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                    Annual
                           Form No.                               responses      Time (minutes)   Burden (hours)
----------------------------------------------------------------------------------------------------------------
HA-1.........................................................             550               20              185
----------------------------------------------------------------------------------------------------------------

    2. Title and purpose of information collection: Annual Earnings 
Questionnaire; OMB 3220-0179.
    Under section 2(e)(3) of the Railroad Retirement Act (RRA), an 
annuity is not payable for any month in which a beneficiary works for a 
railroad. In addition, an annuity is reduced for any month in which the 
beneficiary works for an employer other than a railroad employer and 
earns more than a prescribed amount. Under the 1988 amendments to the 
RRA, the Tier II portion of the regular annuity and any supplemental 
annuity must be reduced by one dollar for each two dollars of Last Pre-
Retirement Non-Railroad Employment (LPE) earnings for each month of 
such service. However, the reduction cannot exceed 50 percent of the 
Tier II and supplemental annuity amount for the month to which such 
deductions apply. The LPE generally refers to an annuitant's last 
employment with a non-railroad person, company, or institution prior to 
retirement, which was performed at the same time as railroad employment 
or after the annuitant stopped railroad employment. The collection 
obtains earnings information needed by the RRB to determine if possible 
reductions in annuities are in order due to LPE.
    The RRB utilizes Form G-19L, Annual Earnings Questionnaire, to 
obtain LPE earnings information from annuitants. One response is 
requested of each respondent. Completion is required to retain a 
benefit. The RRB proposes no changes to Form G-19L.

                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                    Annual
                           Form No.                               responses      Time (minutes)   Burden (hours)
----------------------------------------------------------------------------------------------------------------
G-19L........................................................             300               15               75
----------------------------------------------------------------------------------------------------------------

    Additional Information or Comments: To request more information or 
to obtain a copy of the information collection justification, forms, 
and/or supporting material, contact Dana Hickman at (312) 751-4981 or

[[Page 7512]]

[email protected]. Comments regarding the information collection 
should be addressed to Brian Foster, Railroad Retirement Board, 844 
North Rush Street, Chicago, Illinois 60611-1275 or emailed to 
[email protected]. Written comments should be received within 60 
days of this notice.

Brian D. Foster,
Clearance Officer.
[FR Doc. 2018-03491 Filed 2-20-18; 8:45 am]
 BILLING CODE 7905-01-P



                                                                                   Federal Register / Vol. 83, No. 35 / Wednesday, February 21, 2018 / Notices                                                                             7511

                                                                                                                                                                                                                                        Date
                                                         Agency name                                           Organization name                                                        Position title                   Request No.   vacated

                                               OFFICE OF NATIONAL                            Office of National Drug Control Policy .....                        Digital Engagement Specialist .................         QQ170002      09/08/2017
                                                DRUG CONTROL POL-
                                                ICY.



                                                 Authority: 5 U.S.C. 3301 and 3302; E.O.                                   utility; (b) the accuracy of the RRB’s                                  such right. When an applicant protests
                                               10577, 3 CFR, 1954–1958 Comp., p. 218.                                      estimate of the burden of the collection                                a decision, the concerned RRB office
                                               Kathleen M. McGettigan,                                                     of the information; (c) ways to enhance                                 reviews the entire file and any
                                               Acting Director, U.S. Office of Personnel                                   the quality, utility, and clarity of the                                additional evidence submitted and
                                               Management.                                                                 information to be collected; and (d)                                    sends the applicant a letter explaining
                                               [FR Doc. 2018–03512 Filed 2–20–18; 8:45 am]
                                                                                                                           ways to minimize the burden related to                                  the basis of the determination. The
                                                                                                                           the collection of information on                                        applicant is then notified that to protest
                                               BILLING CODE 6325–39–P
                                                                                                                           respondents, including the use of                                       further, they can appeal to the RRB’s
                                                                                                                           automated collection techniques or                                      Bureau of Hearings and Appeals. The
                                                                                                                           other forms of information technology.
                                               RAILROAD RETIREMENT BOARD                                                                                                                           appeal process is prescribed in 20 CFR
                                                                                                                             1. Title and purpose of information
                                                                                                                           collection: Appeal Under the Railroad                                   260.5 and 260.9 and 20 CFR 320.12 and
                                               Proposed Collection; Comment                                                                                                                        320.38.
                                               Request                                                                     Retirement and Railroad Unemployment
                                                                                                                           Insurance Act; OMB 3220–0007.                                             To file a request for an appeal the
                                                 Summary: In accordance with the                                             Under Section 7(b)(3) of the Railroad                                 applicant must complete Form HA–1,
                                               requirement of Section 3506 (c)(2)(A) of                                    Retirement Act (RRA), and Section 5(c)                                  Appeal Under the Railroad Retirement
                                               the Paperwork Reduction Act of 1995                                         of the Railroad Unemployment                                            Act or Railroad Unemployment
                                               which provides opportunity for public                                       Insurance Act (RUIA) any person                                         Insurance Act. The form asks the
                                               comment on new or revised data                                              aggrieved by a decision made by an                                      applicant to explain the basis for their
                                               collections, the Railroad Retirement                                        office of the RRB on his or her                                         request for an appeal and, if necessary,
                                               Board (RRB) will publish periodic                                           application for an annuity or benefit                                   to describe any additional evidence they
                                               summaries of proposed data collections.                                     under those Acts has the right to appeal                                wish to submit in support of the appeal.
                                                 Comments are invited on: (a) Whether                                      to the RRB. This right is prescribed in
                                                                                                                                                                                                   Completion is voluntary, however, if the
                                               the proposed information collection is                                      20 CFR 260 and 20 CFR 320. The
                                               necessary for the proper performance of                                                                                                             information is not provided the RRB
                                                                                                                           notification letter, which is provided at
                                               the functions of the agency, including                                      the time of filing the original                                         cannot process the appeal. The RRB
                                               whether the information has practical                                       application, informs the applicant of                                   proposes no changes to Form HA–1.

                                                                                                                      ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                     Annual               Time         Burden
                                                                                                                Form No.                                                                           responses            (minutes)      (hours)

                                               HA–1 ............................................................................................................................................         550               20           185



                                                 2. Title and purpose of information                                       supplemental annuity must be reduced                                    railroad employment or after the
                                               collection: Annual Earnings                                                 by one dollar for each two dollars of                                   annuitant stopped railroad employment.
                                               Questionnaire; OMB 3220–0179.                                               Last Pre-Retirement Non-Railroad                                        The collection obtains earnings
                                                 Under section 2(e)(3) of the Railroad                                     Employment (LPE) earnings for each                                      information needed by the RRB to
                                               Retirement Act (RRA), an annuity is not                                     month of such service. However, the                                     determine if possible reductions in
                                               payable for any month in which a                                            reduction cannot exceed 50 percent of                                   annuities are in order due to LPE.
                                               beneficiary works for a railroad. In                                        the Tier II and supplemental annuity
                                               addition, an annuity is reduced for any                                                                                                               The RRB utilizes Form G–19L,
                                                                                                                           amount for the month to which such                                      Annual Earnings Questionnaire, to
                                               month in which the beneficiary works
                                                                                                                           deductions apply. The LPE generally                                     obtain LPE earnings information from
                                               for an employer other than a railroad
                                                                                                                           refers to an annuitant’s last employment                                annuitants. One response is requested of
                                               employer and earns more than a
                                                                                                                           with a non-railroad person, company, or                                 each respondent. Completion is
                                               prescribed amount. Under the 1988
                                               amendments to the RRA, the Tier II                                          institution prior to retirement, which                                  required to retain a benefit. The RRB
                                               portion of the regular annuity and any                                      was performed at the same time as                                       proposes no changes to Form G–19L.

                                                                                                                      ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                     Annual               Time         Burden
                                                                                                                Form No.                                                                           responses            (minutes)      (hours)
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                                               G–19L ..........................................................................................................................................          300               15            75



                                                 Additional Information or Comments:                                       obtain a copy of the information                                        supporting material, contact Dana
                                               To request more information or to                                           collection justification, forms, and/or                                 Hickman at (312) 751–4981 or



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                                               7512                         Federal Register / Vol. 83, No. 35 / Wednesday, February 21, 2018 / Notices

                                               Dana.Hickman@RRB.GOV. Comments                             statements may be examined at the                        Clearing Trade Interface (‘‘CTI’’),8
                                               regarding the information collection                       places specified in Item IV below. The                   Financial Information eXchange
                                               should be addressed to Brian Foster,                       Exchange has prepared summaries, set                     (‘‘FIX’’),9 FIX Drop,10 Disaster
                                               Railroad Retirement Board, 844 North                       forth in sections A, B, and C below, of                  Recovery,11 and Market Data Port.12 The
                                               Rush Street, Chicago, Illinois 60611–                      the most significant aspects of such                     Exchange proposes to add a clarifying
                                               1275 or emailed to Brian.Foster@rrb.gov.                   statements.                                              sentence to make clear that port fees are
                                               Written comments should be received                                                                                 assessed in full month increments and
                                                                                                          A. Self-Regulatory Organization’s
                                               within 60 days of this notice.                                                                                      are not prorated, to avoid any confusion.
                                                                                                          Statement of the Purpose of, and
                                               Brian D. Foster,                                           Statutory Basis for, the Proposed Rule                   2. Statutory Basis
                                               Clearance Officer.                                         Change                                                     The Exchange believes that its
                                               [FR Doc. 2018–03491 Filed 2–20–18; 8:45 am]                1. Purpose                                               proposal is consistent with Section 6(b)
                                               BILLING CODE 7905–01–P
                                                                                                             The purpose of the proposed rule                      of the Act,13 in general, and furthers the
                                                                                                          change is to include language within the
                                                                                                                                                                   Symbol Directory Messages; (3) System Event
                                                                                                          Schedule of Fees at Section V, D,                        Messages (e.g., start of messages, start of system
                                               SECURITIES AND EXCHANGE                                    entitled ‘‘INET Port Fees’’ to clarify that              hours, start of quoting, start of opening); (5) Option
                                               COMMISSION                                                 the port fees in this section are not                    Trading Action Messages (e.g., halts, resumes); (6)
                                               [Release No. 34–82712; File No. SR–ISE–                    subject to proration. Today, the                         Execution Messages; (7) Order Messages (order
                                                                                                                                                                   messages, risk protection triggers or purge
                                               2018–14]                                                   Exchange does not prorate the pricing                    notifications).
                                                                                                          for these ports.                                            8 CTI is a real-time clearing trade update message
                                               Self-Regulatory Organizations; Nasdaq                                                                               that is sent to a member after an execution has
                                               ISE, LLC; Notice of Filing and                             Background                                               occurred and contains trade details. The message
                                               Immediate Effectiveness of Proposed                           The Exchange previously filed 3 to: (1)               containing the trade details is also simultaneously
                                               Rule Change To Amend the                                                                                            sent to The Options Clearing Corporation (‘‘OCC’’).
                                                                                                          Establish ports and gateways that                        The information includes, among other things, the
                                               Exchange’s INET Port Fees To Indicate                      members use to connect to the Exchange                   following: (i) The Clearing Member Trade
                                               That Those Fees Are Prorated                               with the migration of the Exchange’s                     Agreement or ‘‘CMTA’’ or ‘‘OCC’’ number; (ii)
                                                                                                          trading system to the Nasdaq INET                        Exchange badge or house number; (iii) the Exchange
                                               February 14, 2018.                                                                                                  internal firm identifier; and (iv) an indicator which
                                                                                                          architecture, and (2) amend the                          will distinguish electronic and non-electronically
                                                  Pursuant to Section 19(b)(1) of the
                                                                                                          Schedule of Fees to adopt fees for those                 delivered orders; (v) liquidity indicators and
                                               Securities Exchange Act of 1934
                                                                                                          ports and gateways. The Exchange                         transaction type for billing purposes; (vi) capacity.
                                               (‘‘Act’’),1 and Rule 19b–4 thereunder,2                                                                                9 FIX is an interface that allows market
                                                                                                          established fees for the following
                                               notice is hereby given that on February                                                                             participants to connect and send orders and auction
                                                                                                          connectivity options that are available
                                               9, 2018, Nasdaq ISE, LLC (‘‘ISE’’ or                                                                                orders into the Exchange. Data includes the
                                                                                                          in connection with the Exchange’s                        following: (1) Options Symbol Directory Messages;
                                               ‘‘Exchange’’) filed with the Securities
                                                                                                          trading system: Specialized Quote Feed                   (2) System Event Messages (e.g., start of messages,
                                               and Exchange Commission                                                                                             start of system hours, start of quoting, start of
                                                                                                          (‘‘SQF’’),4
                                               (‘‘Commission’’) the proposed rule                            SQF Purge,5 Dedicated SQF Host,6                      opening); (3) Option Trading Action Messages (e.g.,
                                               change as described in Items I and II                      Ouch to Trade Options (‘‘OTTO’’),7
                                                                                                                                                                   halts, resumes); (4) Execution Messages; (5) Order
                                               below, which Items have been prepared                                                                               Messages (order messages, risk protection triggers or
                                                                                                                                                                   purge notifications).
                                               by the Exchange. The Commission is                            3 See Securities and Exchange Act Release No.            10 FIX Drop is a real-time order and execution
                                               publishing this notice to solicit                          81095 (July 13, 2017), 82 FR 32409 (July 7, 2017)        update message that is sent to a member after an
                                               comments on the proposed rule change                       (SR–ISE–2017–62).                                        order been received/modified or an execution has
                                                                                                             4 SQF is an interface that allows market makers       occurred and contains trade details. The
                                               from interested persons.
                                                                                                          to connect and send quotes, sweeps and auction           information includes, among other things, the
                                               I. Self-Regulatory Organization’s                          responses into the Exchange. Data includes the           following: (1) Executions; (2) cancellations; (3)
                                               Statement of the Terms of Substance of                     following: (1) Options Auction Notifications (e.g.,      modifications to an existing order (4) busts or post-
                                                                                                          opening imbalance, Flash, PIM, Solicitation and          trade corrections.
                                               the Proposed Rule Change                                   Facilitation or other information); (2) Options             11 Disaster Recovery ports provide connectivity to

                                                  The Exchange proposes to amend                          Symbol Directory Messages; (3) System Event              the exchange’s disaster recovery data center in
                                                                                                          Messages (e.g., start of messages, start of system       Chicago to be utilized in the event the exchange has
                                               INET Port Fees at Section V, D to                          hours, start of quoting, start of opening); (4) Option   to fail over during the trading day. DR Ports are
                                               indicate those fees are not prorated.                      Trading Action Messages (e.g., halts, resumes); (5)      available for SQF, SQF Purge, Dedicated SQF, CTI,
                                                  The text of the proposed rule change                    Execution Messages; (6) Quote Messages (quote/           OTTO, FIX and FIX Drop.
                                               is available on the Exchange’s website at                  sweep messages, risk protection triggers or purge           12 Market Data ports provide connectivity to the
                                                                                                          notifications).                                          Exchange’s proprietary market data feeds, including
                                               http://ise.cchwallstreet.com/, at the                         5 SQF Purge is a specific port for the SQF
                                                                                                                                                                   the Nasdaq ISE Real-time Depth of Market Raw Data
                                               principal office of the Exchange, and at                   interface that only receives and notifies of purge       Feed (‘‘Depth of Market Feed’’), the Nasdaq ISE
                                               the Commission’s Public Reference                          requests from the market maker. Dedicated SQF            Order Feed (‘‘Order Feed’’), the Nasdaq ISE Top
                                               Room.                                                      Purge Ports enable market makers to seamlessly           Quote Feed (‘‘Top Quote Feed’’), the Nasdaq ISE
                                                                                                          manage their ability to remove their quotes in a         Trades Feed (‘‘Trades Feed’’), and the Nasdaq ISE
                                               II. Self-Regulatory Organization’s                         swift manner.                                            Spread Feed (‘‘Spread Feed’’). Each of the feeds
                                               Statement of the Purpose of, and                              6 A Dedicated SQF Host is an optional offering        described above, with the exception of the Trades
                                               Statutory Basis for, the Proposed Rule                     available to Market Makers—i.e., Primary Market          Feed, have previously been established as market
                                                                                                          Makers (‘‘PMMs’’) and Competitive Market Makers          data offerings of the Exchange, and market
                                               Change                                                     (‘‘CMMs’’)—only for their SQF Port & SQF Purge           participants are charged for subscriptions to these
                                                 In its filing with the Commission, the                   Port connectivity. A Dedicated SQF Host provides         products. The Trades Feed is a free market data
                                                                                                          the PMM or CMM with assurance that their SQF             product provided to subscribers of at least one of
                                               Exchange included statements
daltland on DSKBBV9HB2PROD with NOTICES




                                                                                                          Port and SQF Purge Port connection to the                the fee liable market data products described above.
                                               concerning the purpose of and basis for                    Exchange resides on a host that is not shared with       In connection with the adoption of Market Data
                                               the proposed rule change and discussed                     other PMMs and CMMs.                                     ports described above, the Exchange further
                                               any comments it received on the                               7 OTTO is an interface that allows market             proposes to establish the Trades Feed. Market Data
                                                                                                          participants to connect and send orders, auction         ports are available via multicast, TCP, or as an intra-
                                               proposed rule change. The text of these                    orders and auction responses into the Exchange.          day snapshot, except that the intra-day snapshot
                                                                                                          Data includes the following: (1) Options Auction         option is available solely for the Depth of Market
                                                 1 15   U.S.C. 78s(b)(1).                                                                                          Feed, Top Quote Feed, and Spread Feed.
                                                                                                          Notifications (e.g., Flash, PIM, Solicitation and
                                                 2 17   CFR 240.19b–4.                                    Facilitation or other information); (2) Options             13 15 U.S.C. 78f(b).




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Document Created: 2018-02-21 01:48:55
Document Modified: 2018-02-21 01:48:55
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation83 FR 7511 

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