Proposed Agency Information Collection Activities; Comment Request
Under the Paperwork Reduction Act of 1995 (PRA) and its implementing regulations, FRA seeks approval of the Information Collection Request (ICR) summarized below. Before submitt...
Federal Railroad Administration (FRA), Department of Transportation (DOT).
ACTION:
Notice of information collection; request for comment.
SUMMARY:
Under the Paperwork Reduction Act of 1995 (PRA) and its implementing regulations, FRA seeks approval of the Information Collection Request (ICR) summarized below. Before submitting this ICR to the Office of Management and Budget (OMB) for approval, FRA is soliciting public comment on specific aspects of the activities identified in the ICR.
( printed page 58741)
DATES:
Interested persons are invited to submit comments on or before November 16, 2026.
ADDRESSES:
Written comments and recommendations for the proposed ICR should be submitted on
www.regulations.gov
to Docket No. FRA-2026-1586. All comments received will be posted without change to the docket, including any personal information provided. Please refer to the assigned OMB control number (2130-0035) in any correspondence submitted. FRA will summarize comments received in response to this notice in a subsequent notice, made available to the public, and include them in its information collection submission to OMB for approval.
FOR FURTHER INFORMATION CONTACT:
Ms. Joanne Swafford, Information Collection Clearance Officer, at email:
joanne.swafford@dot.gov
or telephone: (757) 897-9908.
SUPPLEMENTARY INFORMATION:
The PRA, 44 U.S.C. 3501-3520, and its implementing regulations, 5 CFR part 1320, require Federal agencies to provide 60 days' notice to the public to allow comment on information collection activities before seeking OMB approval of the activities.
See44 U.S.C. 3506, 3507; 5 CFR 1320.8 through 1320.12. Specifically, FRA invites interested parties to comment on the following ICR regarding: (1) whether the information collection activities are necessary for FRA to properly execute its functions, including whether the activities will have practical utility; (2) the accuracy of FRA's estimates of the burden of the information collection activities, including the validity of the methodology and assumptions used to determine the estimates; (3) ways for FRA to enhance the quality, utility, and clarity of the information being collected; and (4) ways for FRA to minimize the burden of information collection activities on the public, including the use of automated collection techniques or other forms of information technology.
See44 U.S.C. 3506(c)(2)(A); 5 CFR 1320.8(d)(1).
FRA finds that soliciting public comment may reduce the administrative and paperwork burdens associated with the collection of information that Federal regulations mandate. In summary, comments received will advance three objectives: (1) reduce reporting burdens; (2) organize information collection requirements in a “user-friendly” format to improve the use of such information; and (3) accurately assess the resources expended to retrieve and produce information requested.
See44 U.S.C. 3501.
The summary below describes the ICR that FRA will submit for OMB clearance as the PRA requires:
Title:
Railroad Operating Rules.
OMB Control Number:
2130-0035.
Abstract:
The collection of information associated with 49 CFR parts 217, Railroad Operating Rules, and 218, Railroad Operating Practices, requires railroads to file with FRA copies of their operating rules, timetables, timetable special instructions, and subsequent amendments. The regulations also require railroads to retain copies of these documents at their systems headquarters and make these documents available to FRA upon request.
In October 2023, FRA published a final rule [1]
revising parts 217, 218, and 229. This rule requires railroads that provide regularly scheduled intercity rail passenger transportation to the public to install inward- and outward-facing locomotive image recording devices on all lead locomotives of passenger trains. In addition, a passenger railroad that utilizes inward-facing locomotive image or in-cab audio recordings to conduct operational tests and inspections must adopt and comply with procedures in its written operational tests and inspections program regarding how such tests are to be conducted. Specifically, if passenger railroads choose to use these recording devices to conduct operational testing, they must implement objective, neutral criteria to ensure employees are randomly subject to such testing. This random selection requirement is designed to prevent railroad supervisors from unfairly targeting specific employees for operational testing as a form of retaliation.
Further, this rule established the use of the new Form FRA F 6180-49AP (Passenger Locomotive Inspection and Repair Record) to collect Federally required locomotive inspection, testing, and repair information for lead locomotives in commuter or intercity passenger train service, including information regarding locomotive recording devices.
This collection of information holds railroad management accountable for implementing appropriate rules, instructions, and programs of operational tests. It also holds railroad supervisors accountable for administering operational tests and establishing appropriate expectations with respect to rules compliance. Railroad employees are held accountable for complying with specified operating rules and have a right of challenge should they be instructed to take actions that, in good faith, they believe would violate those rules.
In this 60-day notice, FRA has made changes that increased the previously approved burden from 765,488 hours to 766,620. While some adjustments decreased burden hours, overall, FRA adjustments increased the total annual responses by 14,895 and increased total burden by 1,132 hours.
Specifically, § 217.9 requires railroads to conduct operations tests and inspections to verify compliance with their code of operating rules. The annual responses for the written quarterly reviews, 6-month reviews, and annual summary of operational tests and inspections under § 217.9 were underestimated. The newly revised estimates include adjustments made to reflect changes in the number of Class II, Class III, and passenger railroads that must comply with the various sections throughout these regulations. As an example, previous burden estimates for the annual summary of operational tests and inspections did not include submissions from the Class III railroads. This oversight has been corrected and accounts for 93 percent of the burden increase for this submission. In addition, burden hours for recordkeeping have increased to reflect the increased number of railroad employees and the associated records that must be kept for each individual.
Further, under § 218.95, employee training records, the revised estimate reflects an increase in the number of employees from 85,600 to 101,000.
Type of Request:
Extension without change (with changes in estimates) of a currently approved collection.
Affected Public:
Businesses.
Form(s):
FRA F 6180.49AP.
Respondent Universe:
773 railroads.
Frequency of Submission:
On occasion.
Reporting Burden:
( printed page 58742)
49 CFR section
Respondent universe
Total annual
responses
Average
time per
response
Total annual
burden hours
Wage
rate 2
Total cost
equivalent
U.S.D.
(A)
(B)
(A * B = C)
(D = C * wage rate)
217.7 Operating rules; filing and recordkeeping:
—(a) Filing of code of operating rules, timetables, and timetable special instructions by Class I, Class II, Amtrak, and commuter railroads with FRA
1 new railroad
2 documents
1 hour
2
$90.19
$180.38
—(b) Amendments to code of operating rules, timetables, and timetable special instructions by Class I, Class II, Amtrak, and commuter railroads with FRA
57 railroads
312 revised documents
20 minutes
104
90.19
9,379.76
—(c) Class III and other railroads—Copy of code of operating rules, timetables, and timetable special instructions at system headquarters
2 new railroads
2 documents
1 hour
2
90.19
180.38
—(c) Class III and other railroads—Amendments to code of operating rules, timetables, and timetable special instructions at system headquarters
717 railroads
1,434 amendments
15 minutes
359
90.19
32,378.21
217.9 Program of operational tests and inspections; recordkeeping:
—(b)(2) Written records documenting qualification of each railroad testing officer
773 railroads
3,500 records
2 minutes
117
90.19
10,552.23
—(b)(3) Development and adoption of procedure ensuring random selection of employees by railroads utilizing inward-facing locomotive and in-cab audio recordings to conduct operational tests and inspections
42 railroads
12 adopted procedures
24 hours
288
121.22
34,911.36
—(c) Written program of operational tests and inspections
2 new railroads
2 programs
10 hours
20
121.22
2,424.40
—(d)(1) Records of operational tests/inspections
773 railroads
9,120,000 test records and updates
5 minutes
760,000
90.19
68,544,400.00
—(d)(2) Railroad copy of current program operational tests/inspections—Amendments
57 railroads
171 program revisions
70 minutes
200
90.19
18,038.00
—(e)(1)(i) Written quarterly review of operational tests/inspections by railroads other than passenger railroads
20 railroads
80 reviews
3 hours
240
90.19
21,645.60
—(e)(1)(ii) 6-month review of operational tests/inspections/naming of officer
20 railroads
40 reviews
2 hours
80
90.19
7,215.20
—(e)(2) 6-month review by passenger railroads designated officers of operational testing and inspection data
42 Amtrak + passenger railroads
84 reviews
3 hours
252
90.19
22,727.88
—(e)(3) Records of periodic reviews
57 railroads
204 records
1 minute
3
90.19
270.57
—(f)-(g) Annual summary of operational tests and inspections
773 railroads
773 summary records
1 hour
773
90.19
69,716.87
—(h)(1)(i) RR amended program of operational tests/inspections
773 railroads
5 revised programs
30 minutes
2.50
90.19
225.48
—(h)(1)(ii) FRA disapproval of RR program of operational tests/inspections and RR written response in support of program
773 railroads
5 supporting documents
1 hour
5
90.19
450.95
217.11 Program of instruction on operating rules; recordkeeping; electronic recordkeeping:
—(a) Written program of periodic instruction for employees on operating rules
2 new railroads
2 written programs
8 hours
16
90.19
1,443.04
—(b) RR copy of written program and subsequent amendments
773 railroads
110 written/modified program copies
30 minutes
55
90.19
4,960.45
218.95 Instruction, training, and examination:
—(b) Employee training records
773 railroads
101,000 employees records
1 minute
1,683
90.19
151,789.77
—(c)(1)(i) Amended RR program of instruction, testing, examination
773 railroads
5 amended programs
30 minutes
3
90.19
270.57
218.97 Good faith challenge procedures:
—(b)(4) RR copy of good faith challenge procedures
773 railroads
4,732 copies
6 minutes
473
90.19
42,659.87
—(c)(1) and (c)(4) RR employee good faith challenge of RR directive
10 workers
10 good faith challenges
15 minutes
3
90.19
270.57
—(c)(5) RR resolution of employee good faith challenge
2 new railroads
5 responses
15 minutes
1
90.19
90.19
—(d)(1) RR officer immediate review of unresolved good faith challenge
57 railroads
3 reviews
30 minutes
2
90.19
180.38
—(d)(2) RR officer explanation to employee that Federal law may protect against employer retaliation for refusal to carry out work if employee refusal is a lawful, good faith act
773 railroads
3 answers
15 minutes
1
90.19
90.19
—(d)(3) Employee written/electronic protest of employer final decision
773 railroads
3 written protests
15 minutes
1
90.19
90.19
—(d)(4) Written request for further review and written verification decision
773 new railroads
2 further reviews
30 minutes
1
90.19
90.19
—(e) Recordkeeping and record retention
773 railroads
773 copies
5 minutes
64
90.19
5,772.16
218.99 Shoving or pushing movements:
—(a) RR operating rule complying with section's requirements. (Existing and new railroads)
773 railroads and 2 new railroads
2 new rules 1 rule modification
1 hour
3
90.19
270.57
218.101 Leaving rolling and on-track maintenance-of-way equipment in the clear:
—Operating rule that complies with this section. (Existing and new railroads)
773 railroads and 2 new railroads
2 new rules 1 rule modification
30 minutes
1.50
90.19
135.29
( printed page 58743)
218.103 Hand-operated switches, including crossover switches:
—Operating Rule that complies with this section
773 railroads and 2 new railroads
2 new rules 1 rule modification
30 minutes
1.50
90.19
135.29
229.22 Passenger locomotive inspection and repair record:
—Form FRA F 6180.49AP
36 railroads
4,500 passenger locomotives
15 minutes
1,125
90.19
101,463.75
229.136 Locomotive image and audio recording devices:
—(f)(1) Passenger railroads adoption and development of chain of custody procedures
36 railroads
12 procedures
48 hours
576
90.19
51,949.44
—(f)(2) Passenger railroad preservation of accident/incident data of image and audio recording system from locomotive using such system at time of accident/incident (includes voluntary freight railroads & restates previous requirement under § 229.135(e))
36 railroads
140 saved recordings
10 minutes
23
90.19
2,074.37
—(g) Written description of technical aspects any locomotive image recording system to FRA for approval sent via email to
FRARRSMP@dot.gov
36 railroads
7 written descriptions/plans
20 hours
140
90.19
12,626.60
Total
773 railroads
9,237,942 responses
N/A
766,620
69,151,060
Total Estimated Annual Responses:
9,237,942.
Total Estimated Annual Burden:
766,620 hours.
Total Estimated Annual Burden Hour Dollar Cost Equivalent:
$69,151,060.
FRA informs all interested parties that it may not conduct or sponsor, and a respondent is not required to respond to, a collection of information that does not display a currently valid OMB control number.
2.
The dollar equivalent cost is derived from the 2024 Surface Transportation Board Full Year Wage A&B data series using the employee group 200 (Professional & Administrative) hourly wage rate of $51.54, and group 100 (Executives, Officials & Staff Assistants) hourly wage rate of $69.27. The total burden wage rate (Straight time plus 75 percent) used in the table is $90.19 ($51.54 × 1.75 = $90.19), and $121.22 ($69.27 × 1.75 = $121.22).